UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Virgin Mobile USA, Inc.
(Name of Issuer) |
Class A Common Stock, par value $0.01 per share
(Title of Class of Securities) |
92769R108
(CUSIP Number) |
Joshua Bayliss
Virgin Management Ltd.
The School House
50 Brook Green
London W6 7RR
United Kingdom
+44 (0)20 7313 2011
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
December 9, 2008
(Date of Event which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 92769R108
1. | Names of Reporting Persons.
Corvina Holdings Limited |
|||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
3. | SEC Use Only
|
|||
4. | Source of Funds (See Instructions)
AF; OO |
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
|||
6. | Citizenship or Place of Organization
British Virgin Islands |
Number of Shares Beneficially Owned by Each Reporting Person With |
7. Sole Voting Power
0 | |
8. Shared Voting Power
52,044,315 | ||
9. Sole Dispositive Power
25,851,770.5 | ||
10. Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
52,044,315 |
|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
|||
13. | Percent of Class Represented by Amount in Row (11)
62.7% |
|||
14. | Type of Reporting Person (See Instructions)
CO |
2
CUSIP No. 92769R108
1. | Names of Reporting Persons.
Cortaire Limited |
|||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
3. | SEC Use Only
|
|||
4. | Source of Funds (See Instructions)
AF; OO |
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
|||
6. | Citizenship or Place of Organization
British Virgin Islands |
Number of Shares Beneficially Owned by Each Reporting Person With |
7. Sole Voting Power
0 | |
8. Shared Voting Power
52,044,315 | ||
9. Sole Dispositive Power
229 | ||
10. Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
52,044,315 |
|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
|||
13. | Percent of Class Represented by Amount in Row (11)
62.7% |
|||
14. | Type of Reporting Person (See Instructions)
CO |
3
CUSIP No. 92769R108
1. | Names of Reporting Persons.
Gamay Holdings Limited |
|||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
3. | SEC Use Only
|
|||
4. | Source of Funds (See Instructions)
AF; OO |
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
|||
6. | Citizenship or Place of Organization
British Virgin Islands |
Number of Shares Beneficially Owned by Each Reporting Person With |
7. Sole Voting Power
0 | |
8. Shared Voting Power
52,044,315 | ||
9. Sole Dispositive Power
25,851,770.5 | ||
10. Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
52,044,315 |
|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
|||
13. | Percent of Class Represented by Amount in Row (11)
62.7% |
|||
14. | Type of Reporting Person (See Instructions)
CO |
4
CUSIP No. 92769R108
1. | Names of Reporting Persons.
Virgin Group Holdings Limited |
|||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
3. | SEC Use Only
|
|||
4. | Source of Funds (See Instructions)
AF; OO |
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
|||
6. | Citizenship or Place of Organization
British Virgin Islands |
Number of Shares Beneficially Owned by Each Reporting Person With |
7. Sole Voting Power
0 | |
8. Shared Voting Power
52,044,315 | ||
9. Sole Dispositive Power
25,851,770.5 | ||
10. Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
52,044,315 |
|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
|||
13. | Percent of Class Represented by Amount in Row (11)
62.7% |
|||
14. | Type of Reporting Person (See Instructions)
CO |
5
CUSIP No. 92769R108
1. | Names of Reporting Persons.
Sir Richard Branson |
|||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
3. | SEC Use Only
|
|||
4. | Source of Funds (See Instructions)
OO |
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
|||
6. | Citizenship or Place of Organization
United Kingdom |
Number of Shares Beneficially Owned by Each Reporting Person With |
7. Sole Voting Power
0 | |
8. Shared Voting Power
52,044,315 | ||
9. Sole Dispositive Power
25,851,770.5 | ||
10. Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
52,044,315 |
|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
|||
13. | Percent of Class Represented by Amount in Row (11)
62.7% |
|||
14. | Type of Reporting Person (See Instructions)
CO |
6
CUSIP No. 92769R108
1. | Names of Reporting Persons.
Cougar Investments Limited |
|||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
3. | SEC Use Only
|
|||
4. | Source of Funds (See Instructions)
AF; OO |
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
|||
6. | Citizenship or Place of Organization
Jersey |
Number of Shares Beneficially Owned by Each Reporting Person With |
7. Sole Voting Power
0 | |
8. Shared Voting Power
52,044,315 | ||
9. Sole Dispositive Power
25,851,770.5 | ||
10. Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
52,044,315 |
|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
|||
13. | Percent of Class Represented by Amount in Row (11)
62.7% |
|||
14. | Type of Reporting Person (See Instructions)
CO |
7
CUSIP No. 92769R108
1. | Names of Reporting Persons.
Plough Investments Limited |
|||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
3. | SEC Use Only
|
|||
4. | Source of Funds (See Instructions)
AF; OO |
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
|||
6. | Citizenship or Place of Organization
Jersey |
Number of Shares Beneficially Owned by Each Reporting Person With |
7. Sole Voting Power
0 | |
8. Shared Voting Power
52,044,315 | ||
9. Sole Dispositive Power
25,851,770.5 | ||
10. Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
52,044,315 |
|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
|||
13. | Percent of Class Represented by Amount in Row (11)
62.7% |
|||
14. | Type of Reporting Person (See Instructions)
CO |
8
CUSIP No. 92769R108
1. | Names of Reporting Persons.
Deutsche Bank Trustee Services (Guernsey) Limited (solely in its capacity as trustee for The Virgo Trust, The Libra Trust, The Jupiter Trust, The Mars Trust, The Venus Trust, The Leo Trust and The Gemini Trust) |
|||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
3. | SEC Use Only
|
|||
4. | Source of Funds (See Instructions)
AF; OO |
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
|||
6. | Citizenship or Place of Organization
Guernsey |
Number of Shares Beneficially Owned by Each Reporting Person With |
7. Sole Voting Power
0 | |
8. Shared Voting Power
52,044,315 | ||
9. Sole Dispositive Power
25,851,770.5 | ||
10. Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
52,044,315 |
|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
|||
13. | Percent of Class Represented by Amount in Row (11)
62.7% |
|||
14. | Type of Reporting Person (See Instructions)
CO |
9
CUSIP No. 92769R108
1. | Names of Reporting Persons.
RBC Trustees (CI) Limited
(solely in its capacity as trustee for The Aquarius Trust, |
|||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
3. | SEC Use Only
|
|||
4. | Source of Funds (See Instructions)
AF; OO |
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
|||
6. | Citizenship or Place of Organization
Jersey |
Number of Shares Beneficially Owned by Each Reporting Person With |
7. Sole Voting Power
0 | |
8. Shared Voting Power
52,044,315 | ||
9. Sole Dispositive Power
25,851,770.5 | ||
10. Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
52,044,315 |
|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
|||
13. | Percent of Class Represented by Amount in Row (11)
62.7% |
|||
14. | Type of Reporting Person (See Instructions)
CO |
10
This Amendment No. 1 (this Amendment) amends and supplements the Schedule 13D filed with the Securities and Exchange Commission on September 12, 2008 (the Schedule 13D) by Corvina Holdings Limited (Corvina), a British Virgin Islands corporation; Cortaire Limited (Cortaire), a British Virgin Islands corporation; Gamay Holdings Limited (Gamay), a British Virgin Islands corporation; Virgin Group Holdings Limited (VGHL), a British Virgin Islands corporation; Sir Richard Branson (Richard Branson), a citizen of the United Kingdom; Cougar Investments Limited (Cougar), a Jersey company; Plough Investments Limited (Plough), a Jersey company; Deutsche Bank Trustee Services (Guernsey) Limited (DBTSGL), a company governed under the laws of Guernsey, solely in its capacity as trustee for The Virgo Trust, The Libra Trust, The Jupiter Trust, The Mars Trust, The Venus Trust, The Leo Trust and The Gemini Trust (such trusts collectively referred to as the DB Trusts); and RBC Trustees (CI) Limited (RBC Trustees), a Jersey company, solely in its capacity as trustee for The Aquarius Trust, The Aries Trust, The Capricorn Trust, The Pisces Trust and The Saturn Trust (such trusts collectively referred to as the RBC Trusts, and together with the DB Trusts, the Trusts). Capitalized terms used but not otherwise defined herein shall have the meaning ascribed to such terms in the Schedule 13D. The Schedule 13D is hereby amended and supplemented as follows:
Item 3. | Source and Amount of Funds or Other Consideration |
Item 3 of the Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:
On October 16, 2007, an aggregate of 15,999 Restricted Stock Units was granted to directors of the Issuer who are employed by the Virgin Group in connection with the Issuers regular director compensation arrangements. In connection with the vesting of 25% of the Restricted Stock Units on October 10, 2008 and pursuant to arrangements between the Virgin Group and such directors, Corvina, using corporate funds, purchased from the directors the shares deliverable upon such vesting for an aggregate of $3,679.
Item 5. | Interest in Securities of the Issuer |
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
(a), (b)
As of the filing date of this Amendment, each of the Reporting Persons may be deemed to have: (i) beneficial ownership (within the meaning of Rule 13d-3 under the Exchange Act) and shared power to vote or direct the vote of 52,044,315 (see row 8 of each cover page) shares of the Issuers Class A Common Stock representing 62.7% (see row 13 of each cover page) of the Issuers outstanding Class A Common Stock as of the filing date of this Amendment (assuming that all common units of VMU Opco have been converted into shares of Class A Common Stock of the Issuer) and (ii) the power to direct the disposition of the number of shares of Class A Common Stock set forth on row 9 of each cover page for the reasons set forth below:
1. The Virgin Group (Virgin Group refers to Virgin Group Holdings Limited and its affiliated entities), Sprint and SK Telecom may be deemed to have beneficial ownership of 52,044,315 shares of Class A Common Stock, as a result of Corvina, Cortaire, Sprint and SK Telecom being parties to the Amended and Restated Stockholders Agreement. The Virgin Group does not, however, affirm the existence of any group with Sprint or SK Telecom.
11
2. Beneficial ownership of 52,044,315 shares of Class A Common Stock is based on (i) 22,795,532 shares of Class A Common Stock held by the Virgin Group and 10,999,373 shares of Class A Common Stock held by SK Telecom (issued following SK Telecoms election to exchange a limited partnership interest in VMU Opco (an indirect, majority-owned subsidiary of the Issuer) for 10,999,373 shares of Class A Common Stock pursuant to a Conversion Notice dated November 21, 2008), plus (ii) 1 share, in the case of Cortaire, and 115,061 shares, in the case of the other members of the Virgin Group, of Class A Common Stock that may be acquired by such reporting persons upon the conversion of their shares of Class C common stock, par value $0.01 per share (Class C Common Stock), plus (iii) the shares of Class A Common Stock underlying a limited partnership interest in VMU Opco, held by Sprint, which interest is initially exchangeable for 12,058,626 shares of Class A Common Stock of the Issuer, plus (iv) 5,882,353 shares of Class A Common Stock issuable upon conversion of the Series A Preferred Stock of the Issuer owned by Virgin Group and SK Telecom, subject to stockholder approval of the Issuer, plus (v) one share of the Issuers Class B common stock, par value $0.01 per share (Class B Common Stock) held by Sprint, which is entitled to a number of votes that is equal to the total number of shares of Class A Common Stock for which Sprints limited partnership interest in VMU Opco is exchangeable, plus (vi) 193,368 shares of Class A Common Stock beneficially owned by Helio, Inc., currently controlled by SK Telecom, issued in connection with the closing of the transactions pursuant to the Transaction Agreement.
3. 62.7% is based on (i) 53,707,076 shares of Class A Common Stock of the Issuer outstanding as of October 31, 2008 (as reported by the Issuer in its Form 10-Q for the quarterly period ended September 30, 2008) and 10,999,373 shares of Class A Common Stock held by SK Telecom (issued following SK Telecoms election to exchange a limited partnership interest in VMU Opco (an indirect, majority-owned subsidiary of the Issuer) for 10,999,373 shares of Class A Common Stock pursuant to a Conversion Notice dated November 21, 2008), plus (ii) 1 share, in the case of Cortaire, and 115,061 shares, in the case of the other members of the Virgin Group, of Class A Common Stock that may be acquired by such reporting persons upon the conversion of their shares of Class C Common Stock, plus (iii) the shares of Class A Common Stock underlying a limited partnership interest in VMU Opco held by Sprint, which interest is initially exchangeable for 12,058,626 shares of Class A Common Stock of the Issuer, plus (iv) 5,882,353 shares of Class A Common Stock issuable upon conversion of the Series A Preferred Stock of the Issuer owned by Virgin Group and SK Telecom, subject to stockholder approval of the Issuer, plus (v) one share of the Issuers Class B Common Stock held by Sprint, which is entitled to a number of votes that is equal to the total number of shares of Class A Common Stock for which Sprints limited partnership interest in VMU Opco is exchangeable, plus (vi) 193,368 shares of Class A Common Stock beneficially owned by Helio, Inc., currently controlled by SK Telecom, issued in connection with the closing of the transactions pursuant to the Transaction Agreement.
4. Each of the Reporting Persons other than Corvina and Cortaire does not directly own any shares of Class A Common Stock or shares of Class C Common Stock or Series A Preferred Stock convertible into Class A Common Stock nor any other securities of the Issuer. However, each of the Reporting Persons has the ability to direct the management, business and affairs of its wholly-owned subsidiary, including with respect to the voting, or disposal, of the Class A Common Stock held by Corvina and Cortaire. Corvina and Cortaire directly hold the shares of Class A Common Stock and have the direct power to vote and dispose of such shares. Cortaire is a wholly-owned subsidiary of Corvina. Approximately 87% of Corvina is held directly by VGHL. The remaining 13% of Corvina is owned jointly by Gamay and certain senior executives of the Virgin Group. Gamay is a wholly owned subsidiary of VGHL. VGHL is jointly owned by Richard Branson, Cougar, Plough, the DB Trusts and the RBC Trusts, none of whom holds a controlling interest in VGHL. The principal beneficiaries of the DB Trusts and the RBC Trusts are Richard Branson and certain members of his family (the Beneficiaries). The Reporting Persons ability to vote and dispose of shares of Class A Common Stock is subject to the terms
12
of the Amended and Restated Stockholders Agreement. Additionally, pursuant to the Amended and Restated Stockholders Agreement, the Reporting Persons have shared voting power over the securities of the Issuer held by Sprint, SK Telecom and Helio, Inc. as described in paragraph 2 above. To the knowledge of the Reporting Persons, none of the Covered Persons beneficially owns, directly or indirectly, any shares of the Issuers Class A Common Stock. The information set forth in Item 6 is also incorporated by reference into this Item 5.
(c) On October 16, 2007, an aggregate of 15,999 Restricted Stock Units was granted to directors of the Issuer who are employed by the Virgin Group in connection with the Issuers regular director compensation arrangements. The Reporting Persons other than Cortaire may have an interest in such Restricted Stock Units pursuant to arrangements between the Virgin Group and such directors. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed an admission of beneficial ownership of all of such securities for purposes of Section 16 or any other purpose. The Restricted Stock Units vest 25% on October 10, 2008, 25% on October 10, 2009, 25% on October 10, 2010 and 25% on October 10, 2011. In connection with the vesting of 25% of the Restricted Stock Units on October 10, 2008 and pursuant to arrangements between the Virgin Group and such directors, Corvina purchased from the directors the shares deliverable upon such vesting for $0.92 per share. There have been no other transactions effected with respect to shares of Class A Common Stock during the past 60 days by any of the Reporting Persons (nor to the knowledge of the Reporting Persons, any of the Covered Persons).
(d) The Trusts are ultimately controlled by DBTSGL and RBC Trustees, respectively, for the benefit of their beneficiaries. The trustees are trust companies which have the right to indirectly participate in the receipt of dividends from, or proceeds from the sale of, the shares of Class A Common Stock held for the benefit of their respective beneficiaries in accordance with their respective trust agreements (the Shares). The principal beneficiaries of the Trusts include the Beneficiaries. The Beneficiaries have the right to indirectly participate in the receipt of dividends from, or proceeds from the sale of, the shares of Class A Common Stock held for their benefit in accordance with their respective trust agreements. The Reporting Persons affirm that, except as otherwise stated in this Item 5(d), no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares. DBTSGL and RBC Trustees have no power as the trustees of the Trusts to receive or to direct the receipt of dividends from, or the proceeds of sale of, the Shares except in accordance with the terms of the Trusts.
(e) Not applicable.
Item 6. | Contracts, Arrangements or Understandings with Respect to Securities of the Issuer |
Item 6 of the Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:
2007 Plan Voting Agreement
On December 4, 2008, the Issuer entered into a voting agreement with SK Telecom. On December 9, 2008, the Issuer entered into additional, separate voting agreements with each of Corvina and Sprint. Under the terms of the respective agreements, in connection with the proposed amendment to the Issuers 2007 Omnibus Incentive Compensation Plan to increase the number of shares of Class A common stock available for issuance thereunder by 5,000,000 shares (the 2007 Plan Proposal), each of
13
Corvina, Sprint and SK Telecom agree to vote at any meeting of the stockholders of the Issuer at a meeting called therefor, all shares of Class A Common Stock of the Issuer (and all other equity securities of Issuer entitled to vote thereon) beneficially owned by it in favor of the approval of the 2007 Plan Proposal. Corvinas commitment to vote in favor of the 2007 Plan Proposal is conditioned on the majority of the directors on the Board of Directors of the Issuer continuing to recommend to the Issuers stockholders that they approve the 2007 Plan Proposal at the time of such meeting.
Item 7. | Material to be Filed as Exhibits |
Item 7 of the Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:
Exhibit 99.9 | 2007 Plan Voting Agreement, dated December 9, 2008 (incorporated by reference to Exhibit 10.1 to the Issuers Current Report on Form 8-K filed on December 11, 2008) |
14
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Corvina Holdings Limited | ||
By: | /s/ Paul Fauvel | |
Name: | Paul Fauvel as Alternate Director to Frank Dearie | |
Title: | Alternate Director | |
Cortaire Limited | ||
By: | /s/ Paul Fauvel | |
Name: | Paul Fauvel as Alternate Director to Frank Dearie | |
Title: | Alternate Director | |
Gamay Holdings Limited | ||
By: | /s/ Paul Fauvel | |
Name: | Paul Fauvel as Alternate Director to Frank Dearie | |
Title: | Alternate Director | |
Virgin Group Holdings Limited | ||
By: | /s/ Paul Fauvel | |
Name: | Paul Fauvel as Alternate Director to Frank Dearie | |
Title: | Alternate Director | |
/s/ Sir Richard Branson | ||
Sir Richard Branson | ||
Cougar Investments Limited | ||
By: | /s/ Alison Jane Renouf | |
Name: | Alison Jane Renouf | |
Title: | Director |
15
Plough Investments Limited | ||
By: | /s/ Alison Jane Renouf | |
Name: | Alison Jane Renouf | |
Title: | Director | |
Deutsche Bank Trustee Services (Guernsey) Limited | ||
By: | /s/ Alison Jane Renouf /s/ Tracy Ann Martel | |
Name: | Alison Jane Renouf | |
Tracy Ann Martel | ||
Title: | Authorized Signatories | |
RBC Trustees (CI) Limited | ||
By: | /s/ Paul Fauvel | |
Name: | Paul Fauvel | |
Title: | Authorized Signatory |
Dated: December 15, 2008
16
Exhibit Index
Exhibit |
Description | |
Exhibit 99.9 | 2007 Plan Voting Agreement, dated December 9, 2008 (incorporated by reference to Exhibit 10.1 to the Issuers Current Report on Form 8-K filed on December 11, 2008) |
17
Annex A of the Schedule 13D is hereby amended and restated to read in its entirety as follows:
Annex A
Business Address and Principal Business of the Reporting Persons
Name |
Business Address |
Principal Business | ||
Corvina Holdings Limited | La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
Investment holding company | ||
Cortaire Limited | La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
Investment holding company | ||
Gamay Holdings Limited | La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
Investment holding company | ||
Virgin Group Holdings Limited | La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
Investment holding company | ||
Sir Richard Branson | Richards House, PO Box 1091, The Valley, Virgin Gorda, Necker Island, British Virgin Islands |
President of the Virgin Group | ||
Cougar Investments Limited | St. Pauls Gate, New Street, St. Helier, Jersey, JE4 8ZP |
Investment holding company | ||
Plough Investments Limited | St. Pauls Gate, New Street, St. Helier, Jersey, JE4 8ZP |
Investment holding company | ||
Deutsche Bank Trustee Services (Guernsey) Limited | Lefebvre Court, Lefebvre Street, St. Peter Port, Guernsey, GY1 3WT |
Provision of trust services | ||
RBC Trustees (CI) Limited | La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
Provision of trust services |
18
Annex B of the Schedule 13D is hereby amended and restated to read in its entirety as follows:
Annex B
Directors and Officers of Corvina Holdings Limited
Name/Title |
Principal Occupation |
Business Address |
Citizenship | |||
Mark Poole Director |
CFO of Virgin Group | Virgin Investments S.A. 3-5 Cours de Rive Geneva 1204 Switzerland |
UK | |||
Frank Dearie Director |
Trust Director | RBC Trust Company (International) Limited La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
UK | |||
Alison Jane Renouf Director |
Trust Director | Deutsche Bank Trustee Services (Guernsey) Limited PO Box 424, Lefebvre Court, Lefebvre Street, St Peter Port Guernsey GY1 3WT |
UK | |||
Nicola Margetts Alternate Director to Mark Poole and/or Alison Jane Renouf |
Trust Director | Deutsche Bank Trustee Services (Guernsey) Limited PO Box 424, Lefebvre Court, Lefebvre Street, St Peter Port Guernsey GY1 3WT |
UK | |||
Stephen Thomas Matthew Murphy Director |
CEO of Virgin Group | Virgin Investments S.A. 3-5 Cours de Rive Geneva 1204 Switzerland |
UK | |||
Ian Keith Cuming Alternate Director to Frank Dearie and/or Stephen Thomas Matthew Murphy |
Trust Director | RBC Trust Company (International) Limited La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
UK | |||
Paul Fauvel Alternate Director to Frank Dearie and/or Stephen Thomas Matthew Murphy |
Associate Trust Director | RBC Trust Company (International) Limited La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
UK |
19
Andreas Tautscher Alternate Director to Mark Poole and/or Alison Jane Renouf |
Trust Director | Deutsche Bank Trustee Services (Guernsey) Limited PO Box 424, Lefebvre Court, Lefebvre Street, St Peter Port Guernsey GY1 3WT |
UK |
Directors and Officers of Cortaire Limited
Name/Title |
Principal Occupation |
Business Address |
Citizenship | |||
Mark Poole Director |
CFO of Virgin Group | Virgin Investments S.A. 3-5 Cours de Rive Geneva 1204 Switzerland |
UK | |||
Stephen Thomas Matthew Murphy Director |
CEO of Virgin Group | Virgin Investments S.A. 3-5 Cours de Rive Geneva 1204 Switzerland |
UK | |||
Frank Dearie Director |
Trust Director | RBC Trust Company (International) Limited La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
UK | |||
Alison Jane Renouf Director |
Trust Director | Deutsche Bank Trustee Services (Guernsey) Limited PO Box 424, Lefebvre Court, Lefebvre Street, St Peter Port Guernsey GY1 3WT |
UK | |||
Ian Keith Cuming Alternate Director to Frank Dearie and/or Stephen Thomas Matthew Murphy |
Trust Director | RBC Trust Company (International) Limited La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
UK |
20
Paul Fauvel Alternate Director to Frank Dearie and/or Stephen Thomas Matthew Murphy |
Associate Trust Director | RBC Trust Company (International) Limited La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
UK | |||
Nicola Margetts Alternate Director to Mark Poole and/or Alison Jane Renouf |
Trust Director | Deutsche Bank Trustee Services (Guernsey) Limited PO Box 424, Lefebvre Court, Lefebvre Street, St Peter Port Guernsey GY1 3WT |
UK | |||
Andreas Tautscher Alternate Director to Mark Poole and/or Alison Jane Renouf |
Trust Director | Deutsche Bank Trustee Services (Guernsey) Limited PO Box 424, Lefebvre Court, Lefebvre Street, St Peter Port Guernsey GY1 3WT |
UK |
Directors and Officers of Gamay Holdings Limited
Name/Title |
Principal Occupation |
Business Address |
Citizenship | |||
Mark Poole Director |
CFO of Virgin Group | Virgin Investments S.A. 3-5 Cours de Rive Geneva 1204 Switzerland |
UK | |||
Stephen Thomas Matthew Murphy Director |
CEO of Virgin Group | Virgin Investments S.A. 3-5 Cours de Rive Geneva 1204 Switzerland |
UK | |||
Frank Dearie | Trust Director | RBC Trust Company (International) Limited La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
UK |
21
Alison Jane Renouf Director |
Trust Director | Deutsche Bank Trustee Services (Guernsey) Limited PO Box 424, Lefebvre Court, Lefebvre Street, St Peter Port Guernsey GY1 3WT |
UK | |||
Ian Keith Cuming Alternate Director to Frank Dearie and/or Stephen Thomas Matthew Murphy |
Trust Director | RBC Trust Company (International) Limited La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
UK | |||
Paul Fauvel Alternate Director to Frank Dearie and/or Stephen Thomas Matthew Murphy |
Associate Trust Director | RBC Trust Company (International) Limited La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
UK | |||
Nicola Margetts Alternate Director to Mark Poole and/or Alison Jane Renouf |
Trust Director | Deutsche Bank Trustee Services (Guernsey) Limited PO Box 424, Lefebvre Court, Lefebvre Street, St Peter Port Guernsey GY1 3WT |
UK | |||
Andreas Tautscher Alternate Director to Mark Poole and/or Alison Jane Renouf |
Trust Director | Deutsche Bank Trustee Services (Guernsey) Limited PO Box 424, Lefebvre Court, Lefebvre Street, St Peter Port Guernsey GY1 3WT |
UK |
22
Directors and Officers of Virgin Group Holdings Limited
Name/Title |
Principal Occupation |
Business Address |
Citizenship | |||
Stephen Thomas Matthew Murphy Director |
CEO of Virgin Group | Virgin Investments S.A. 3-5 Cours de Rive Geneva 1204 Switzerland |
UK | |||
Mark Poole Director |
CFO of Virgin Group | Virgin Investments S.A. 3-5 Cours de Rive Geneva 1204 Switzerland |
UK | |||
Alison Jane Renouf Director |
Trust Director | Deutsche Bank Trustee Services (Guernsey) Limited PO Box 424, Lefebvre Court, Lefebvre Street, St Peter Port Guernsey GY1 3WT |
UK | |||
Frank Dearie | Trust Director | RBC Trust Company (International) Limited La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
UK | |||
Ian Keith Cuming Alternate Director to Frank Dearie and/or Stephen Thomas Matthew Murphy |
Trust Director | RBC Trust Company (International) Limited La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
UK | |||
Paul Fauvel Alternate Director to Frank Dearie and/or Stephen Thomas Matthew Murphy |
Associate Trust Director | RBC Trust Company (International) Limited La Motte Chambers, St. Helier, Jersey, JE1 1BJ |
UK |
23
Nicola Margetts Alternate Director to Mark Poole and/or Alison Jane Renouf |
Trust Director | Deutsche Bank Trustee Services (Guernsey) Limited PO Box 424, Lefebvre Court, Lefebvre Street, St Peter Port Guernsey GY1 3WT |
UK | |||
Andreas Tautscher Alternate Director to Mark Poole and/or Alison Jane Renouf |
Trust Director | Deutsche Bank Trustee Services (Guernsey) Limited PO Box 424, Lefebvre Court, Lefebvre Street, St Peter Port Guernsey GY1 3WT |
UK |
Directors and Officers of Cougar Investments Limited
Name/Title |
Principal Occupation |
Business Address |
Citizenship | |||
Alison Jane Renouf | Trust Director | Lefebvre Court | UK | |||
Lefebvre Street | ||||||
St Peter Port | ||||||
Guernsey GY1 3WT | ||||||
Nicola Margetts | Trust Director | Lefebvre Court | UK | |||
Lefebvre Street | ||||||
St Peter Port | ||||||
Guernsey GY1 3WT | ||||||
David Lloyd | Trust Director | Lefebvre Court | UK | |||
Lefebvre Street | ||||||
St Peter Port | ||||||
Guernsey GY1 3WT | ||||||
Adaliz Lavarello | Trust Director | Lefebvre Court | Guernsey | |||
Alternate Director to | Lefebvre Street | |||||
David Lloyd | St Peter Port | |||||
Guernsey GY1 3WT | ||||||
Tracy Martel | Trust Manager | Lefebvre Court | Guernsey | |||
Alternate Director to | Lefebvre Street | |||||
Nicola Margetts | St Peter Port | |||||
Guernsey GY1 3WT |
24
Elspeth Mahy | Trust Director | Lefebvre Court | Guernsey | |||
Alternate Director to | Lefebvre Street | |||||
Alison Jane Renouf | St Peter Port | |||||
Guernsey GY1 3WT |
Directors and Officers of Plough Investments Limited
Name/Title |
Principal Occupation |
Business Address |
Citizenship | |||
Alison Jane Renouf | Trust Director | Lefebvre Court | UK | |||
Lefebvre Street | ||||||
St Peter Port | ||||||
Guernsey GY1 3WT | ||||||
Nicola Margetts | Trust Director | Lefebvre Court | UK | |||
Lefebvre Street | ||||||
St Peter Port | ||||||
Guernsey GY1 3WT | ||||||
David Lloyd | Trust Director | Lefebvre Court | UK | |||
Lefebvre Street | ||||||
St Peter Port | ||||||
Guernsey GY1 3WT | ||||||
Adaliz Lavarello | Trust Director | Lefebvre Court | Guernsey | |||
Alternate Director to | Lefebvre Street | |||||
David Lloyd | St Peter Port | |||||
Guernsey GY1 3WT | ||||||
Tracy Martel | Trust Manager | Lefebvre Court | Guernsey | |||
Alternate Director to | Lefebvre Street | |||||
Nicola Margetts | St Peter Port | |||||
Guernsey GY1 3WT | ||||||
Elspeth Mahy | Trust Director | Lefebvre Court | Guernsey | |||
Alternate Director to | Lefebvre Street | |||||
Alison Jane Renouf | St Peter Port | |||||
Guernsey GY1 3WT |
Directors and Officers of Deutsche Bank Trustee Services (Guernsey) Limited
Name/Title |
Principal Occupation |
Business Address |
Citizenship | |||
A Brian Conway | Banker | Lefebvre Court | Canada | |||
Lefebvre Street | ||||||
St Peter Port | ||||||
Guernsey GY1 3WT |
25
Martin R C Boyde | Accountant | Lefebvre Court Lefebvre Street St Peter Port Guernsey GY1 3WT |
UK | |||
Nicola J Margetts | Company Director | Lefebvre Court Lefebvre Street St Peter Port Guernsey GY1 3WT |
UK | |||
Sharon OCallaghan Alternate Director to |
Trust Director | Lefebvre Court Lefebvre Street St Peter Port Guernsey GY1 3WT |
Guernsey | |||
Alison Jane Renouf | Banker | Lefebvre Court Lefebvre Street St Peter Port Guernsey GY1 3WT |
UK | |||
Michael Preston Alternate Director to |
Banker | Lefebvre Court Lefebvre Street St Peter Port Guernsey GY1 3WT |
Guernsey | |||
Wayne David Martel | Accountant | Lefebvre Court Lefebvre Street St Peter Port Guernsey GY1 3WT |
UK | |||
Directors and Officers of RBC Trustees (CI) Limited | ||||||
Name/Title |
Principal Occupation |
Business Address |
Citizenship | |||
Graham Arthur Huelin | Trust Director | 19-21 Bath Street, St Helier, Jersey C.I. JE1 8PB |
UK | |||
Lindsay Jane Ozanne | Director | PO Box 48, Canada Court, St Peter Port, GY1 3BQ, Guernsey C.I. |
UK | |||
Geraldine Mary ORourke | Client Services Director | 19-21 Bath Street, St Helier, Jersey C.I. JE1 8PB |
Republic of Ireland | |||
Alan George Pearce | Managing Director | PO Box 48, Canada Court, St Peter Port, GY1 3BQ, Guernsey C.I. |
UK |
26
Stephen Romeril | Managing Director | Le Gallais Chambers, St Helier, Jersey, C.I. JE1 1PB |
UK |
27