As filed with the Securities and Exchange Commission on February 23, 2012
Registration No. 333-81500
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
BERKSHIRE HATHAWAY INC.
(Exact name of Registrant as specified in its Charter)
Delaware | 47-0813844 | |
(State or Other Jurisdiction | (I.R.S. Employer | |
of Incorporation or Organization) | Identification Number) |
3555 Farnam Street
Omaha, Nebraska 68131
(402) 346-1400
(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrants Principal Executive Offices)
Marc D. Hamburg
Berkshire Hathaway Inc.
3555 Farnam Street
Omaha, Nebraska 68131
(402) 346-1400
(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent For Service)
Copy To:
Mary Ann Todd
Munger, Tolles & Olson LLP
355 South Grand Avenue
Los Angeles, California 90071
(213) 683-9100
Approximate date of commencement of proposed sale to the public: Not applicable.
If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. ¨
If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. þ
If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ¨
If this form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | x | Accelerated filer | ¨ | |||
Non-accelerated filer | ¨ (Do not check if a smaller reporting company) | Smaller reporting company | ¨ |
EXPLANATORY NOTE
The sole purpose of this amendment is to remove from registration shares of common stock remaining unsold at the termination of an offering.
This Post-Effective Amendment No. 1 amends the Registration Statement on Form S-3, file number 333-81500 (the Registration Statement), originally filed with the Securities and Exchange Commission on January 28, 2002 by Berkshire Hathaway Inc. (Berkshire). Berkshire filed the Registration Statement to register 4,505 shares of its Class A common stock, par value $5.00 per share, and 7,063 shares of its Class B Common Stock, par value $0.1667 per share, in each case offered by certain selling shareholders who acquired such shares in exchange for shares of common stock of Shaw Industries, Inc. formerly owned by such selling shareholders. The offer of shares pursuant to the Registration Statement has terminated.
Pursuant to the undertaking in Item 17 of the Registration Statement, Berkshire hereby removes from registration, by means of this Post-Effective Amendment No. 1, the registered shares that were unsold at the termination of the offering pursuant to the Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Omaha, State of Nebraska, on February 23, 2012.
BERKSHIRE HATHAWAY INC. | ||
/s/ Marc D. Hamburg | ||
Marc D. Hamburg | ||
Senior Vice President and Chief Financial Officer |
[Post-Effective Amendment - 333-81500]
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/s/ Warren E. Buffett Warren E. Buffett |
Chairman of the Board and Director (principal executive officer) |
February 23, 2012 | ||
/s/ Marc D. Hamburg Marc D. Hamburg |
Senior Vice President and Chief Financial Officer (principal financial officer) |
February 23, 2012 | ||
/s/ Daniel J. Jaksich Daniel J. Jaksich |
Controller (principal accounting officer) |
February 23, 2012 | ||
/s/ Charles T. Munger Charles T. Munger |
Vice-Chairman of the Board and Director | February 23, 2012 | ||
/s/ Walter Scott, Jr. Walter Scott, Jr. |
Director |
February 23, 2012 | ||
/s/ Howard G. Buffett Howard G. Buffett |
Director |
February 23, 2012 | ||
/s/ Ronald L. Olson Ronald L. Olson |
Director |
February 23, 2012 | ||
/s/ Susan L. Decker Susan L. Decker |
Director |
February 23, 2012 | ||
/s/ William H. Gates III William H. Gates III |
Director |
February 23, 2012 | ||
/s/ David S. Gottesman David S. Gottesman |
Director |
February 23, 2012 |
[Signatures continue on following page.]
[Post-Effective Amendment - 333-81500]
/s/ Charlotte Guyman Charlotte Guyman |
Director |
February 23, 2012 | ||
/s/ Donald R. Keough Donald R. Keough |
Director |
February 23, 2012 | ||
/s/ Thomas S. Murphy Thomas S. Murphy |
Director |
February 23, 2012 | ||
/s/ Stephen B. Burke Stephen B. Burke |
Director |
February 23, 2012 |
[Post-Effective Amendment - 333-81500]