UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

ASV Holdings, Inc.

(Name of Issuer)

Common Stock, $0.001 par value per share

(Title of Class of Securities)

00215L104

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

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CUSIP No. 00215L104		Page 2 of 5

 

(1)		Names of reporting persons   Manitex International, Inc.
(2)		Check the appropriate box if a member of a group (see instructions) (a)  ☐        (b)  ☐
(3)		SEC use only
(4)		Citizenship or place of organization   Michigan

Number of  shares beneficially  owned by each reporting person with:				(5)		Sole voting power   1,080,000
				(6)		Shared voting power   0
				(7)		Sole dispositive power   1,080,000
				(8)		Shared dispositive power   0

(9)		Aggregate amount beneficially owned by each reporting person   1,080,000
(10)		Check if the aggregate amount in Row (9) excludes certain shares (see instructions)   Not applicable
(11)		Percent of class represented by amount in Row (9)   11.0%
(12)		Type of reporting person (see instructions)   CO

 

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CUSIP No. 00215L104		Page 3 of 5

 

Item 1.		(a)		Name of issuer:
				ASV Holdings, Inc.
		(b)		Address of issuer’s principal executive offices:
				840 Lily Lane
				Grand Rapids, MN 55744
Item 2.		(a)		Name of person filing:
				Manitex International, Inc.
		(b)		Address of principal business office or, if none, residence:
				9725 Industrial Drive
				Bridgeview, Illinois 60455
		(c)		Citizenship:
				Michigan
		(d)		Title of class of securities:
				Common Stock, $0.001 par value per share
		(e)		CUSIP No.:
				00215L104
Item 3.		If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

		(a)		☐		Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
		(b)		☐		Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
		(c)		☐		Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
		(d)		☐		Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
		(e)		☐		An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
		(f)		☐		An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
		(g)		☐		A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
		(h)		☐		A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
		(i)		☐		A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
		(j)		☐		A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
		(k)		☐		Group, in accordance with §240.13d-1(b)(1)(ii)(K).

 

		If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
		Not applicable.

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CUSIP No. 00215L104		Page 4 of 5

 

Item 4.		Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
		(a)				Amount beneficially owned: 1,080,000
		(b)				Percent of class: 11.0% (based on 9,835,512 shares reported as outstanding as of October 29, 2018)
		(c)				Number of shares as to which such person has:
						(i) Sole power to vote or to direct the vote: 1,080,000
						(ii) Shared power to vote or to direct the vote: 0
						(iii) Sole power to dispose or to direct the disposition of: 1,080,000
						(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.		Ownership of Five Percent or Less of a Class.
		Not applicable.
Item 6.		Ownership of More than Five Percent on Behalf of Another Person.
		Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
		Not applicable.
Item 8.		Identification and Classification of Members of the Group.
		Not applicable.
Item 9.		Notice of Dissolution of Group.
		Not applicable.
Item 10.		Certifications.
		Not applicable.

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SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: January 28, 2019