1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option (right to buy)
(2)
|
02/06/2008 |
02/06/2014 |
Common Stock
|
416
|
$
9.64
|
D
|
Â
|
Option (right to buy)
(2)
|
02/04/2008 |
02/04/2015 |
Common Stock
|
416
|
$
13
|
D
|
Â
|
Option (right to buy)
(2)
|
02/04/2009 |
02/04/2015 |
Common Stock
|
417
|
$
13
|
D
|
Â
|
Option (right to buy)
(2)
|
02/03/2008 |
02/03/2016 |
Common Stock
|
533
|
$
17.36
|
D
|
Â
|
Option (right to buy)
(2)
|
02/03/2009 |
02/03/2016 |
Common Stock
|
533
|
$
17.36
|
D
|
Â
|
Option (right to buy)
(2)
|
02/03/2010 |
02/03/2016 |
Common Stock
|
534
|
$
17.36
|
D
|
Â
|
Option (right to buy)
(2)
|
02/02/2008 |
02/02/2017 |
Common Stock
|
533
|
$
19.61
|
D
|
Â
|
Option (right to buy)
(2)
|
02/02/2009 |
02/02/2017 |
Common Stock
|
533
|
$
19.61
|
D
|
Â
|
Option (right to buy)
(2)
|
02/02/2010 |
02/02/2017 |
Common Stock
|
534
|
$
19.61
|
D
|
Â
|
Option (right to buy)
(2)
|
02/02/2011 |
02/02/2017 |
Common Stock
|
533
|
$
19.61
|
D
|
Â
|
Restricted Stock
(3)
|
02/02/2010(3)
|
02/02/2010(3)
|
Common Stock
|
859
|
$
(3)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Reporting Person acquired additional shares through on-going acquisitions under 401(k) plan. By trustee of the Guaranty Financial Group Inc. Savings and Retirement Plan according to the latest report of the Plan Administrator. (Note: Trustee uses unit accounting; therefore, share equivalents may fluctuate slightly from month to month.) |
(2) |
Shares acquired in a pro rata distribution by Temple-Inland Inc. through a spin-off on or around December 28, 2007. Update and deminimis adjustment to option exercise price and/or option award amount to reflect the prorata distribution of shares upon spin-off by Temple-Inland Inc. on or around December 28, 2007. |
(3) |
Restricted Shares will vest effective 02/02/2010 and will be settled for cash based on the fair market value on the vesting date. |