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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GULERI TIM C/O SOURCEFIRE, INC. 9770 PATUXENT WOODS DRIVE COLUMBIA, MD 21046 |
X |
/s/ Tim Guleri | 08/05/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 3,496 shares previously held in the name of Sierra Ventures Associates VII, LLC, as nominee on behalf of the Guleri Family Trust UTD dated April 7, 1999 (the "Guleri Trust"), and 6,342 shares held in the name of Sierra Ventures Associates VIII, LLC, as nominee on behalf of the Guleri Trust, which shares were distributed to the Reporting Person on June 25, 2009 and are now held by the Guleri Trust. |
(2) | Includes 7,804 shares which shall vest in full on the earlier of (i) the one (1) year anniversary of May 14, 2009 (the "Date of Award"), or (ii) the date immediately preceding the Date of the Annual Meeting of the Company's stockholders for the year following the year in which the Date of Award was made. |
(3) | Shares are held by the Guleri Trust. The Reporting Person is a trustee and beneficiary of the Guleri Trust. |
(4) | Includes 11,444 shares previously held in the name of the Reporting Person, which shares were distributed to the Reporting Person on June 26, 2009 and are now held by the Guleri Trust. |
(5) | Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $17.50 to $17.60 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(6) | Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $17.50 to $17.56 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |