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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Director Stock Options (Right to Buy) | $ 22.0833 (2) | 04/20/1999 | Â | A4 | 300 (2) | Â | 04/20/1999 | 04/20/2009 | Common Stock | $ 0 | 300 | Â | ||
Director Stock Options (Right to Buy) | $ 22.0833 (2) | 04/20/2009 | Â | J(3) | Â | 300 (2) | 04/20/1999 | 04/20/2009 | Common Stock | $ 0 | 0 | Â | ||
Director Stock Options (Right to Buy) | $ 16.6667 (2) | 04/18/2000 | Â | A4 | 300 (2) | Â | 04/18/2000 | 04/18/2010 | Common Stock | $ 0 | 300 | Â | ||
Director Stock Options (Right to Buy) | $ 16.6667 (2) | 06/27/2003 | Â | M4 (4) | Â | 300 (2) | 04/18/2000 | 04/18/2010 | Common Stock | $ 0 | 0 | Â | ||
Director Stock Options (Right to Buy) | $ 14.1667 (2) | 04/17/2001 | Â | A4 | 228 (2) | Â | 04/17/2001 | 04/17/2011 | Common Stock | $ 0 | 228 | Â | ||
Director Stock Options (Right to Buy) | $ 14.1667 (2) | 06/27/2003 | Â | M4 (4) | Â | 228 (2) | 04/17/2001 | 04/17/2011 | Common Stock | $ 0 | 0 | Â | ||
Director Stock Options (Right to Buy) | $ 17 (2) | 01/02/2002 | Â | A4 | 537 (2) | Â | 01/02/2002 | 01/02/2012 | Common Stock | $ 0 | 537 | Â | ||
Director Stock Options (Right to Buy) | $ 20.7333 (2) | 01/02/2003 | Â | A4 | 411 (2) | Â | 01/02/2003 | 01/02/2013 | Common Stock | $ 0 | 411 | Â | ||
Director Stock Options (Right to Buy) | $ 26.59 | 01/02/2004 | Â | A4 | 327 | Â | 01/02/2004 | 01/02/2014 | Common Stock | $ 0 | 327 | Â | ||
Director Stock Options (Right to Buy) | $ 27 | 01/03/2005 | Â | A4 | 473 | Â | 01/03/2005 | 01/03/2015 | Common Stock | $ 0 | 473 | Â | ||
Director Stock Options (Right to Buy) | $ 22.325 | 01/03/2007 | Â | A4 | 538 | Â | 01/03/2007 | 01/03/2017 | Common Stock | $ 0 | 538 | Â | ||
Director Stock Options (Right to Buy) | $ 17.5 | 01/03/2008 | Â | A4 | 679 | Â | 01/03/2008 | 01/03/2018 | Common Stock | $ 0 | 679 | Â | ||
Director Stock Options (Right to Buy) | $ 19.88 | 01/05/2009 | Â | A4 | 1,341 | Â | 01/05/2009 | 01/05/2019 | Common Stock | $ 0 | 1,341 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BEARDSLEE DENNIS 155 CHESTNUT STREET TROY, PA 16947 |
 X |  |  |  |
Jessica R. Brown for Dennis F. Beardslee under Power of Attorney dated 8/23/07. | 02/16/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Direct holdings were previously reported without including unvested restricted stock (which were reported separately.) Total direct holdings reported in this Form have been revised to include unvested restricted stock. |
(2) | Exercise prices and number of options shares adjusted for 2003 stock split. |
(3) | Expiration of director stock option without value exempt under Rule 16b-6(d). |
(4) | Acquisition of shares pursuant to options exercised previously reported in Table I; however, the exercise was not reported in Table II. |