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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Weinberg Dennis M C/O DOLE FOOD COMPANY, INC. ONE DOLE DRIVE WESTLAKE VILLAGE, CA 91362 |
X |
/s/ Jeffrey Conner, attorney-in-fact | 08/23/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of these 12,701 shares, 7,701 shares are restricted stock, granted to Mr. Weinberg in 2010 as a non-employee director, which vest in full on October 28, 2011. |
(2) | The Weinberg Family Trust purchased 2,500 shares on the open market on August 19, 2011 at an average price of $10.8216 per share, as follows: 500 shares in two purchase transactions at $10.80 per share; 900 shares in three purchase transactions at $10.82 per share; 800 shares in seven purchase transactions at $10.83 per share; and 300 shares in three purchase transactions at $10.84 per share. |
(3) | The Weinberg Family Trust, 1991, u/t/d January 23, 1991, a living trust of which Mr. Weinberg and his wife are the settlors, trustees and beneficiaries. |
(4) | On August 23, 2011, the Weinberg Family Trust purchased 2,252 shares on the open market in four purchase transactions at $10.00 per share. |