|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 20.4 | (1) | 02/18/2021 | Common Stock | 2,727 | 2,727 | D | ||||||||
Stock Option (right to buy) | $ 22.46 | (2) | 05/19/2020 | Common Stock | 2,727 | 2,727 | D | ||||||||
Stock Option (right to buy) | $ 33.78 | (3) | 05/21/2018 | Common Stock | 3,000 | 3,000 | D | ||||||||
Stock Option (right to buy) | $ 29.28 | (4) | 11/16/2017 | Common Stock | 2,000 | 2,000 | D | ||||||||
Stock Option (right to buy) | $ 31.05 | (5) | 05/17/2016 | Common Stock | 1,333 | 1,333 | D | ||||||||
Stock Option (right to buy) | $ 39.13 | (5) | 02/17/2016 | Common Stock | 2,000 | 2,000 | D | ||||||||
Stock Option (right to buy) | $ 27.32 | (5) | 05/19/2014 | Common Stock | 2,000 | 2,000 | D | ||||||||
Stock Option (right to buy) | $ 16.13 | (5) | 05/21/2013 | Common Stock | 2,000 | 2,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hanley Thomas W. 118 SECOND AVENUE SE P.O. BOX 73909 CEDAR RAPIDS, IA 52407-3909 |
X |
/s/ Thomas W. Hanley by Dianne M. Lyons, Attorney-in-Fact | 05/18/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 545 options currently exercisable; 1,090 options that become exercisable in two equal installments of 545 options each on 02/18/2013 and 02/18/2014; and 1092 options that become exercisable in two equal installments of 546 options each on 02/18/2015 and 02/18/2016. |
(2) | Includes 545 options currently exerciseable; 1,090 options that become exercisable in two equal installments of 545 options each on 05/19/2012 and 05/19/2013; and 1,092 options that become exercisable in two equal installments of 546 options each on 05/19/2014 and 05/19/2015. |
(3) | 1,800 options currently exercisable and 1,200 options that become exercisable in two equal installments of 600 options each on 05/21/2012 and 05/21/2013. |
(4) | 1,600 options currently exercisable and 400 options that become exercisable on 11/16/2012. |
(5) | All options currently exercisable. |
Remarks: Mr. Hanley ceased being a director of United Fire Group, Inc. effective May 16, 2012, and is therefore no longer subject to Section 16. This Form 4 is filed to indicate Mr. Hanley's holdings on the date he ceased being a director. |