1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(1)
|
10/30/2013 |
Common Stock
|
10,000
|
$
17.8
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
11/26/2018 |
Common Stock
|
2,945
|
$
2.99
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
12/08/2019 |
Common Stock
|
15,000
|
$
7
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
11/18/2020 |
Common Stock
|
15,000
|
$
7.54
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
11/18/2021 |
Common Stock
|
17,500
|
$
6.1
|
D
|
Â
|
Performance Rights
|
Â
(6)
|
11/18/2013 |
Common Stock
|
7,546
|
$
0
|
D
|
Â
|
Performance Rights
|
Â
(7)
|
11/18/2014 |
Common Stock
|
8,000
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
20% of the total number of options granted vested and became exercisable on the annual anniversary of the October 30, 2003 date of grant, commencing on October 30, 2006. |
(2) |
1/36th of the total number of options granted vested and became exercisable on the 26th day of each month commencing on the date of grant, November 26, 2008. |
(3) |
1/36 of the options vest and become exercisable on a monthly basis for a three-year period beginning on the date of grant, December 8, 2009. |
(4) |
1/36 of the options vest and become exercisable on a monthly basis for a three-year period beginning on the date of grant, November 18, 2010. |
(5) |
1/36 of the options vest and become exercisable on a monthly basis for a three-year period beginning on the date of grant, November 18, 2011. |
(6) |
Each performance right, granted November 18, 2010, represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over an approximate three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award. |
(7) |
Each performance right, granted November 18, 2011, represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over an approximate three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award. |