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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 27.32 | 06/07/2013 | M | 800 | (4) | 05/19/2014 | Common Stock | 800 | $ 0 | 0 | D | ||||
Stock Option (right to buy) | $ 22.46 | 06/07/2013 | M | 545 | (5) | 05/19/2020 | Common Stock | 545 | $ 0 | 1,091 | D | ||||
Stock Option (right to buy) | $ 21.095 | 06/07/2013 | M | 429 | (6) | 05/16/2022 | Common Stock | 429 | $ 0 | 1,716 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EVANS JACK 118 SECOND AVENUE SE P.O. BOX 73909 CEDAR RAPIDS, IA 52407-3909 |
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/s/ Jack B. Evans by Dianne M. Lyons, Attorney-in-Fact | 06/07/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents 800 options exercised at $27.32 per share; 545 options exercised at 22.46 per shares; and 429 options exercised at $21.095 per share. |
(2) | The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 32,488 held directly by the Reporting Person and 420 shares of restricted stock issued under the Issuer's 2005 Non-Qualified Non-Employee Director Stock Option and Restricted Stock Plan which vest, subject to certain conditions, on May 15, 2014. |
(3) | The total number of securities beneficially held indirectly by the Reporting Person following the reported transaction includes: 3,674 shares held in an individual retirement account for Mr. Evans' benefit, 2,000 shares in a 401(k) account for Mr. Evans' benefit, and 2,024 shares held in an individual retirement account for the benefit of Mr. Evans' wife. |
(4) | All options currently exercisable. |
(5) | Includes 545 options currently exerciseable; 545 options becoming exercisable on 5/19/2014; 546 options becoming exercisable on 5/19/2015. |
(6) | Includes 429 options currently exercisable and 1,716 options become exercisable in four equal installments of 429 options each on 05/16/2014, 05/16/2015, 05/16/2016 and 05/16/2017. |