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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 48.96 | 11/05/2013 | M | 40,905 | 08/22/2011 | 08/22/2015 | Common Stock, Par Value $1.00 | 40,905 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (Right to Buy) | $ 55.78 | 11/05/2013 | M | 30,441 | 08/24/2010 | 08/24/2014 | Common Stock, Par Value $1.00 | 30,441 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCARTHUR GARY L CORPORATE HEADQUARTERS 1025 W. NASA BOULEVARD MELBOURNE, FL 32919 |
Sr. VP & Chief Financial Off. |
By: /s/ Carol H. Tumser, Attorney-in-Fact, For: Gary L. McArthur | 11/06/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The 71,346 shares were sold at a weighted average sale price of $62.19. The prices actually received ranged from $62.15 to $62.27. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
(2) | Aggregate of 54,214.18 shares listed in Column 5 of Table I includes: (a) 19.15 shares acquired through the Harris Corporation 401(k) Retirement Plan ("Plan") on 9/6/13; (b) a .12 share acquired through the Harris Corporation Dividend Reinvestment Plan on 9/27/13; and (c) a reduction of 3.48 shares due to rounding of previous reports by the Plan's recordkeeper. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |