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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Options (right to buy) | $ 12.7 | 04/29/2014 | M | 8,375 | 03/31/2009(2) | 12/15/2015 | Common Stock | 8,375 | $ 0 | 0 | D | ||||
Non-Qualified Stock Options (right to buy) | $ 18.97 | 04/29/2014 | M | 12,824 | 03/31/2013(3) | 12/10/2016 | Common Stock | 12,824 | $ 0 | 0 | D | ||||
Non-Qualified Stock Options (right to buy) | $ 22.66 | 04/29/2014 | M | 3,206 | 02/15/2014(4) | 11/15/2017 | Common Stock | 3,206 | $ 0 | 9,618 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BRONSON JOSEPH R 160 RIO ROBLES SAN JOSE, CA 95134 |
X |
BY MARK CASPER FOR JOSEPH BRONSON | 04/30/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.04 to $32.07, inclusive. The reporting person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote |
(2) | The Non-qualified stock option award was granted on December 15, 2008 for a term expiring on December 15, 2015. The award vest upon the reporting person's completion of service in a series of sixteen (16) successive quarterly installments starting on March 31, 2009. |
(3) | The Non-qualified stock option award was granted on December 10, 2009 for a term expiring on December 10, 2016. The award vest upon the reporting person's completion of service in a series of four (4) successive quarterly installments starting on March 31, 2013. |
(4) | The Non-qualified stock option award was granted on November 9, 2010 for a term expiring on November 15, 2017. The award vest upon the reporting person's completion of service in a series of four (4) successive quarterly installments starting on February 15, 2014. |