UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | 03/08/2013(2) | 03/08/2020 | Common Stock | 60,000 | $ 22.86 | D | Â |
Employee Stock Option (Right to Buy) | 03/07/2014(2) | 03/07/2021 | Common Stock | 3,163 | $ 43.35 | D | Â |
Employee Stock Option (Right to Buy) | 06/06/2014(2) | 06/06/2021 | Common Stock | 4,025 | $ 35.43 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cerda Christian C/O IROBOT CORPORATION 8 CROSBY DRIVE BEDFORD, MA 01730 |
 |  |  SVP & GM, Home Robots |  |
/s/ Glen D. Weinstein, Attorney-in-Fact | 08/14/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 30,825 restricted stock units granted pursuant to the iRobot Corporation 2005 Stock Option and Incentive Plan. 22,500 of the restricted stock units vest at a rate of 7,500 on each of March 8, 2015, 2016 and 2017. 8,325 of the restricted stock units vest over a four-year period, at a rate of 25% on each anniversary of the grant date (March 7, 2014). Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in no event later than 30 days after such vesting date. |
(2) | This option vests over a four-year period, at a rate of twenty-five percent (25%) on the first anniversary of the date in the table, and quarterly thereafter. |