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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 76.81 | 01/30/2015 | A | 3,000 | (6) | 01/30/2022 | Common Stock | 3,000 | $ 0 | 3,000 | D | ||||
Employee Stock Option (Right to Buy) | $ 37.2 | 02/02/2015 | M | 1,625 | (7) | 01/30/2019 | Common Stock | 1,625 | $ 0 | 17,125 | D | ||||
Employee Stock Option (Right to Buy) | $ 39.8 | 02/02/2015 | M | 2,065 | (8) | 08/05/2020 | Common Stock | 2,065 | $ 0 | 2,310 | D | ||||
Employee Stock Option (Right to Buy) | $ 61.4 | 02/02/2015 | M | 1,310 | (9) | 04/28/2021 | Common Stock | 1,310 | $ 0 | 3,930 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BAYLESS KATHLEEN A 1251 MCKAY DRIVE SAN JOSE, CA 95131 |
SVP, CFO, & Treasurer |
Kermit Nolan, as attorney-in-fact | 02/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 402 shares acquired under the Issuer's employee stock purchase plan in November 2014, but not previously reported. |
(2) | The amount of securities beneficially owned by the reporting person on the reporting person's previous Form 4 erroneously included an additional 4,300 shares. |
(3) | The shares were sold pursuant to a 10b5-1 Sales Plan dated August 19, 2014. |
(4) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.01 to $75.275, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
(5) | Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units. |
(6) | 1/12th of the total number of shares subject to the option shall vest and become exercisable each quarter following the January 30, 2015 date of grant, until fully vested on January 30, 2018. |
(7) | 1/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 30th day of each month following the January 30, 2012 date of grant, until fully vested on January 30, 2016. |
(8) | 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 5th day of each month following the August 5, 2013 date of grant, until fully vested on August 5, 2016. |
(9) | 1/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the April 28, 2014 date of grant, until fully vested on April 28, 2017. |