UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-10325
VanEck Vectors ETF Trust
(Exact name of registrant as specified in charter)
666 3rd Ave - 9th Floor, New York, N.Y. 10017-4033
(Address of Principal Executive Office)
Jan F. van Eck
Chief Executive Officer
VanEck Vectors ETF Trust
666 3rd Ave - 9th Floor
New York, NY 10017-4033
(Name and Address of Agent for Service)
Registrants telephone number, including area code: (212) 293-2000
Date of fiscal year end: Various
Date of reporting period: July 1, 2015 through June 30, 2016
Fund Name : VanEck Vectors Emerging Markets Aggregate Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Fallen Angel High Yield Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors High-Yield Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors AMT-Free Intermediate Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors AMT-Free Long Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors AMT-Free Short Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Short High-Yield Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Pre-Refunded Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Treasury-Hedged High Yield Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Investment Grade Floating Rate ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors J.P. Morgan EM Local Currency Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors ChinaAMC China Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Africa Index ETF
________________________________________________________________________________
Africa Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
AOI CINS 00829Q101 04/19/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Keith C. Hill Mgmt For For For
4 Elect John H. Craig Mgmt For For For
5 Elect Gary S. Guidry Mgmt For Against Against
6 Elect Bryan Benitz Mgmt For Against Against
7 Elect Andrew D. Mgmt For For For
Bartlett
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Approval of the Long Mgmt For For For
Term Incentive
Plan
11 Grant of Restricted Mgmt For For For
and Performance Share
Units Under the New
Long Term Incentive
Plan
12 Approval of the Stock Mgmt For For For
Option
Plan
13 Grant of Stock Options Mgmt For For For
Under the New Stock
Option
Plan
14 Transaction of Other Mgmt For Against Against
Business
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
African Rainbow Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
ARI CINS S01680107 12/04/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Manana Mgmt For Against Against
Bakane-Tuoane
2 Re-elect Anton D. Botha Mgmt For For For
3 Re-elect Alex Maditsi Mgmt For Against Against
4 Elect Thando Mkatshana Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member (Tom
Boardman)
7 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Frank
Abbott)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Manana
Bakane-Tuoane)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Anton
Botha)
10 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Alex
Maditsi)
11 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Rejoice
Simelane)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Directors' Mgmt For For For
Fees (Retainer and
Board Meeting
Fees)
14 Approve Directors' Mgmt For For For
Fees (Committee
Meeting
Fees)
15 Approve Financial Mgmt For For For
Assistance (Section
45)
16 Approve Financial Mgmt For For For
Assistance (Section
44)
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 04/08/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Richard M.W. Mgmt For For For
Dunne
2 Re-elect Rene Medori Mgmt For For For
3 Re-elect Nombulelo Mgmt For For For
(Pinky) T.
Moholi
4 Re-elect Dhanasagree Mgmt For For For
(Daisy)
Naidoo
5 Elect Ian Botha Mgmt For For For
6 Elect Andile H. Sangqu Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Richard M.W.
Dunne)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Nkateko P.
Mageza)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(John M.
Vice)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Daisy
Naidoo)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve Remuneration Mgmt For For For
Policy
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Reduce Mgmt For For For
Authorised
Capital
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 04/21/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Tony O'Neill Mgmt For For For
3 Elect Mark Cutifani Mgmt For For For
4 Elect Judy Dlamini Mgmt For For For
5 Elect Byron E. Grote Mgmt For For For
6 Elect Sir Philip Mgmt For For For
Hampton
7 Elect Rene Medori Mgmt For For For
8 Elect Ray O'Rourke Mgmt For For For
9 Elect Sir John Parker Mgmt For For For
10 Elect Mphu Ramatlapeng Mgmt For For For
11 Elect Jim Rutherford Mgmt For For For
12 Elect Anne L. Stevens Mgmt For For For
13 Elect Jack E. Thompson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Remuneration Report Mgmt For For For
(Advisory)
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
21 Shareholder Proposal ShrHoldr For For For
Regarding Climate
Change
Reporting
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Rhidwaan Mgmt For For For
Gasant
2 Re-elect Michael J. Mgmt For For For
Kirkwood
3 Re-elect Srinivasan Mgmt For For For
Venkatakrishnan
4 Re-elect David Hodgson Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Wiseman
Nkuhlu)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael
Kirkwood)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney
Ruston)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Albert
Garner)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
12 General Authority to Mgmt For For For
Issue
Shares
13 Approve Amendment to Mgmt For For For
Share Incentive
Schemes
14 Approve Amendment to Mgmt For For For
Long Term Incentive
Plan
15 Approve Remuneration Mgmt For For For
Policy
16 Approve NEDs' Fees Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Authority to Mgmt For For For
Repurchase
Shares
19 Approve Financial Mgmt For For For
Assistance
20 Authority to Create Mgmt For For For
New Class of
Preference
Shares
21 Amendments to Mgmt For For For
Memorandum
22 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
ArcelorMittal South Africa Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACL CINS S05944111 09/18/2015 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
2 Approve Financial Mgmt For For For
Assistance
(Scheme)
3 Approve Financial Mgmt For For For
Assistance
(LTIP)
4 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 12/07/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Social and Ethics Mgmt For For For
Committee
Report
3 Re-elect Roy C. Mgmt For For For
Andersen
4 Re-elect Douglas K. Mgmt For For For
Dlamini
5 Re-elect Christopher Mgmt For Against Against
N.
Mortimer
6 Elect David Simon Mgmt For For For
Redfern
7 Appointment of Auditor Mgmt For For For
8 Elect Audit and Risk Mgmt For For For
Committee Member (Roy
Andersen)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Buchanan)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Maureen
Manyama-Matome)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindi
Zilwa)
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve Remuneration Mgmt For For For
Policy
15 Authorisation of Legal Mgmt For For For
Formalities
16 Approve NEDs' Fees Mgmt For For For
(Board
Chairman)
17 Approve NEDs' Fees Mgmt For For For
(Board
Member)
18 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Chairman)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chairman)
23 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
24 Approve Financial Mgmt For For For
Assistance
25 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Attijariwafa Bank
Ticker Security ID: Meeting Date Meeting Status
ATW CINS V0378K121 04/28/2016 Take No Action
Meeting Type Country of Trade
Annual Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Related Party Mgmt For TNA N/A
Transactions
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Ratification of Board Mgmt For TNA N/A
and Auditor's
Acts
5 Directors' Fees Mgmt For TNA N/A
6 Elect Aymane Taud Mgmt For TNA N/A
7 Authorisation of Legal Mgmt For TNA N/A
Formalities
8 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
AVI Limited
Ticker Security ID: Meeting Date Meeting Status
AVI CINS S0808A101 11/05/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Michael J. Mgmt For For For
Bosman
4 Re-elect Andisiwe Kawa Mgmt For For For
5 Re-elect Adriaan Nuhn Mgmt For For For
6 Re-elect Abe M. Mgmt For For For
Thebyane
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael J.
Bosman)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(James R.
Hersov)
9 Elect Audit and Risk Mgmt For For For
Committee Member (Neo
P.
Dongwana)
10 Approve NEDs' Fees Mgmt For For For
(NED)
11 Approve NEDs' Fees Mgmt For For For
(Chairman)
12 Approve NEDs' Fees Mgmt For For For
(Foreign
NED)
13 Approve NEDs' Fees Mgmt For For For
(Remuneration,
Nomination and
Appointments
Committee
Members)
14 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Members)
15 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Members)
16 Approve NEDs' Fees Mgmt For For For
(Remuneration,
Nomination and
Appointments
Committee
Chairman)
17 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chairman)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Approve Remuneration Mgmt For For For
Policy
________________________________________________________________________________
Banque Centrale Populaire
Ticker Security ID: Meeting Date Meeting Status
BCP CINS V0985N104 05/23/2016 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
and Auditor's
Acts
4 Auditor's Special Mgmt For TNA N/A
Report
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Presentation of Report Mgmt For TNA N/A
on Increase in Share
Capital
7 Election of Director Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Mgmt For TNA N/A
Repurchase
Shares
10 Directors' Fees Mgmt For TNA N/A
11 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Banque Centrale Populaire
Ticker Security ID: Meeting Date Meeting Status
BCP CINS V0985N104 10/13/2015 Take No Action
Meeting Type Country of Trade
Special Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
3 Suppression of Mgmt For TNA N/A
Preemptive
Rights
4 Authorization of Legal Mgmt For TNA N/A
Formalities Regarding
Issuance of
Shares
5 Amendments to Articles Mgmt For TNA N/A
6 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Banque Marocaine Du Commerce Exterieur
Ticker Security ID: Meeting Date Meeting Status
BCE CINS V08866143 05/30/2016 Take No Action
Meeting Type Country of Trade
Mix Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Directors' Fees Mgmt For TNA N/A
5 Auditor's Report Mgmt For TNA N/A
(Related Party
Transactions)
6 Auditor's Report Mgmt For TNA N/A
(Financial
Statements)
7 Re-election of Mgmt For TNA N/A
Directors
8 Resignation of Mgmt For TNA N/A
Directors
9 Election of Directors Mgmt For TNA N/A
10 Ratification of Board Mgmt For TNA N/A
Acts
11 Authority to Issue Mgmt For TNA N/A
Bonds
12 Authorisation of Legal Mgmt For TNA N/A
Formalities (Bond
Issuance)
13 Authorisation of Legal Mgmt For TNA N/A
Formalities
14 Conversion of Mgmt For TNA N/A
Subordinated Loan
into
Shares
15 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
16 Suppression of Mgmt For TNA N/A
Preemptive
Rights
17 Authorisation of Legal Mgmt For TNA N/A
Formalities (Capital
Increase)
18 Amendments to Articles Mgmt For TNA N/A
19 Authorisation of Legal Mgmt For TNA N/A
Formalities
20 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Barclays Africa Group Limited
Ticker Security ID: Meeting Date Meeting Status
BGA CINS S0850R101 05/17/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
(2016 -
PricewaterhouseCoopers
)
3 Appointment of Auditor Mgmt For For For
(2016 - Ernst &
Young)
4 Appointment of Auditor Mgmt For For For
(2017 -
KPMG)
5 Appointment of Auditor Mgmt For For For
(2017 - Ernst &
Young)
6 Re-elect Yolanda Cuba Mgmt For Against Against
7 Re-elect Mohamed J. Mgmt For For For
Husain
8 Re-elect Trevor Munday Mgmt For For For
9 Re-elect Mark Merson Mgmt For For For
10 Re-elect David Hodnett Mgmt For For For
11 Elect Paul S. Mgmt For For For
O'Flaherty
12 Elect Audit and Mgmt For For For
Compliance Committee
Member
(Beggs)
13 Elect Audit and Mgmt For For For
Compliance Committee
Member
(Husain)
14 Elect Audit and Mgmt For For For
Compliance Committee
Member
(Munday)
15 Elect Audit and Mgmt For For For
Compliance Committee
Member
(Darko)
16 Elect Audit and Mgmt For For For
Compliance Committee
Member
(O'Flaherty)
17 General Authority to Mgmt For For For
Issue
Shares
18 Approve Remuneration Mgmt For For For
Policy
19 Approve NEDs' Fees Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Barloworld Limited
Ticker Security ID: Meeting Date Meeting Status
BAW CINS S08470189 02/03/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Neo P. Mgmt For For For
Dongwana
3 Re-elect Babalwa Mgmt For For For
Ngonyama
4 Re-elect Isaac O. Mgmt For For For
Shongwe
5 Re-elect Donald G. Mgmt For For For
Wilson
6 Elect Audit Committee Mgmt For For For
Member (Sango
Ntsaluba)
7 Elect Audit Committee Mgmt For For For
Member (Babalwa
Ngonyama)
8 Elect Audit Committee Mgmt For For For
Member (Frances
Edozien)
9 Appointment of Auditor Mgmt For For For
10 Approve Remuneration Mgmt For For For
Policy
11 Approve NEDs' Fees Mgmt For For For
(Chairman)
12 Approve NEDs' Fees Mgmt For For For
(Resident
NEDs)
13 Approve NEDs' Fees Mgmt For For For
(Non-Resident
NEDs)
14 Approve NEDs' Fees Mgmt For For For
(Resident Audit
Committee
Chairman)
15 Approve NEDs' Fees Mgmt For For For
(Resident Audit
Committee
Members)
16 Approve NEDs' Fees Mgmt For For For
(Non-Resident Audit
Committee
Members)
17 Approve NEDs' Fees Mgmt For For For
(Non-Resident
Remuneration
Committee
Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Resident Social,
Ethics and
Transformation
Committee
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Resident Risk and
Sustainability
Committee
Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Resident General
Purposes Committee
Chairman)
21 Approve NEDs' Fees Mgmt For For For
(Resident Nomination
Committee
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Resident Board
Committee Members
other than Audit
Committee)
23 Approve NEDs' Fees Mgmt For For For
(Non-Resident Board
Committee Members
other than Audit
Committee)
24 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Work Performed by
NEDs)
25 Approve Financial Mgmt For For For
Assistance
26 Authority to Mgmt For For For
Repurchase
Shares
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bourbon SA
Ticker Security ID: Meeting Date Meeting Status
GBB CINS F11235136 05/26/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Acquisition Mgmt For For For
8 Related Party Mgmt For For For
Transactions
(Investment in Jaccar
Holdings)
9 Elect Xiaowei Wang to Mgmt For Against Against
the Board of
Directors
10 Elect Jacques d'Armand Mgmt For For For
de Chateauvieux to
the Board of
Directors
11 Elect Christian Mgmt For For For
Lefevre to the Board
of
Directors
12 Remuneration of Mgmt For For For
Jacques d'Armand de
Chateauvieux,
Chairman
13 Remuneration of Mgmt For For For
Christian Lefevre,
CEO
14 Remuneration of Gael Mgmt For For For
Bodenes and Nicolas
Malgrain, Deputy
CEOs
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
18 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/
Preemptive
Rights
19 Greenshoe Mgmt For For For
20 Authority to Issue Mgmt For Against Against
Restricted
Shares
21 Article Amendment Mgmt For For For
Regarding Corporate
Name
22 Amendment to Article Mgmt For Against Against
Regarding Company
Management
23 Amendment to Article Mgmt For For For
Regarding Rights and
Obligations of Share
Ownwership
24 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Brait SE
Ticker Security ID: Meeting Date Meeting Status
BAT CINS L1201E101 07/22/2015 Voted
Meeting Type Country of Trade
Annual Malta
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Phillip J. Mgmt For For For
Moleketi
3 Elect Alan S Jacobs Mgmt For For For
4 Elect Colin D. Keogh Mgmt For For For
5 Elect Lawrence Leon Mgmt For For For
Porter
6 Elect Chris S. Mgmt For Against Against
Seabrooke
7 Elect Hermanus R.W. Mgmt For Against Against
Troskie
8 Elect Christoffel Wiese Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Dividends on Mgmt For For For
Preference
Share
11 Bonus Share Mgmt For For For
Issuance/Special
Dividend
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Brait SE
Ticker Security ID: Meeting Date Meeting Status
BAT CINS L1201E101 12/01/2015 Take No Action
Meeting Type Country of Trade
Special Malta
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For TNA N/A
Memorandum of
Association
2 Delisting of Mgmt For TNA N/A
Preference
Shares
3 Authority to Mgmt For TNA N/A
Repurchase Preference
Shares
4 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Capital Property Fund Ltd
Ticker Security ID: Meeting Date Meeting Status
CPL CINS S1542R236 10/28/2015 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Capitec Bank Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
CPI CINS S15445109 05/27/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Michiel S. du Mgmt For Against Against
Pre le
Roux
2 Re-elect John D. Mgmt For For For
McKenzie
3 Re-elect Gerrit B. Mgmt For For For
Pretorius
4 Appointment of Auditor Mgmt For For For
5 Authority to Issue Mgmt For For For
Shares pursuant to a
Conversion of Loss
Absorbent Capital
Instruments
6 Authority to Issue Mgmt For For For
Shares for
Cash
7 Authority to Issue Mgmt For For For
Shares Pursuant to
Rights
Offer
8 Approve Remuneration Mgmt For For For
Policy
9 Approve NEDs' Fees Mgmt For For For
10 Authority to Mgmt For For For
Repurchase
Shares
11 Approve Financial Mgmt For For For
Assistance
12 Amendments to Mgmt For For For
Memorandum
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/11/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Josef El-Raghy Mgmt For For For
6 Elect Andrew M. Pardey Mgmt For For For
7 Elect Trevor Schultz Mgmt For For For
8 Elect Gordon E. Haslam Mgmt For For For
9 Elect Mark R. Arnesen Mgmt For For For
10 Elect Mark Bankes Mgmt For For For
11 Elect Kevin M. Mgmt For For For
Tomlinson
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Clicks Group Limited
Ticker Security ID: Meeting Date Meeting Status
CLS CINS S17249111 01/27/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect David Nurek Mgmt For Against Against
4 Re-elect Fatima Jakoet Mgmt For For For
5 Re-elect David Kneale Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Bester)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Fatima
Jakoet)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Nkaki
Matlala)
9 Approve Remuneration Mgmt For For For
Policy
10 Authority to Mgmt For For For
Repurchase
Shares
11 Approve NEDs' Fees Mgmt For For For
12 Approve Financial Mgmt For For For
Assistance
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/07/2016 Voted
Meeting Type Country of Trade
Mix Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Directors'
Report
2 Presentation of Mgmt For For For
Auditor's
Report
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For Abstain Against
Profits/Dividends;
Employee
Profit-Sharing
Plan
5 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
6 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
7 Charitable Donations Mgmt For For For
8 Presentation of Mgmt For For For
Information on
Committee Members'
Fees
9 Changes in Board Mgmt For For For
Composition
10 Stock Option Plan Mgmt For Abstain Against
11 Amendments to Articles Mgmt For Against Against
12 Authority to Issue Mgmt For For For
Bonds and
Subordinated
Loans
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/21/2016 Voted
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For Abstain Against
Ownership
Plan
2 Amendments to Articles Mgmt For Against Against
3 Authority to Issue Mgmt For For For
Bonds or Subordinated
Loans
________________________________________________________________________________
Coronation Fund Managers Ltd.
Ticker Security ID: Meeting Date Meeting Status
CML CINS S19537109 01/12/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Shams Pather Mgmt For Against Against
2 Re-elect Anton Pillay Mgmt For For For
3 Re-elect John Snalam Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Alexandra
Watson)
6 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Shams
Pather)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Jock
McKenzie)
8 Approve NEDs' Fees Mgmt For For For
9 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Discovery Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
DSY CINS S2192Y109 12/01/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Audit and Risk Mgmt For For For
Committee Member (Les
Owen)
4 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sindi
Zilwa)
5 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja
Sebotsa)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Jannie
Durand)
7 Re-elect Monty I. Mgmt For For For
Hilkowitz
8 Re-elect Brian A. Brink Mgmt For Against Against
9 Re-elect Jannie J. Mgmt For For For
Durand
10 Re-elect Steven B. Mgmt For Against Against
Epstein
11 Re-elect Sindi V. Zilwa Mgmt For Against Against
12 Elect Faith Khanyile Mgmt For For For
13 Approve Remuneration Mgmt For Against Against
Policy
14 Authorisation of Legal Mgmt For For For
Formalities
15 General Authority to Mgmt For For For
Issue A Preference
Shares
16 General Authority to Mgmt For For For
Issue B Preference
Shares
17 General Authority to Mgmt For For For
Issue C Preference
Shares
18 Approve NEDs' Fees Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Approve Financial Mgmt For For For
Assistance
21 Amendments to Mgmt For For For
Memorandum of
Incorporation
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 04/19/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts; Changes in
Board
Composition
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 11/01/2015 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Cancellation of Mgmt For TNA N/A
Shares; Authority to
Reduce Share
Capital
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 11/16/2015 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Cancellation of Mgmt For TNA N/A
Shares; Authority to
Reduce Share
Capital
4 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 03/15/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
10 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/26/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Monhla W. Hlahla Mgmt For For For
2 Elect Saleh Mayet Mgmt For For For
3 Elect Mxolisi Mgojo Mgmt For For For
4 Re-elect Vincent Mgmt For For For
Mntambo
5 Re-elect Fazel Randera Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Constantinus
Fauconnier)
7 Elect of Audit Mgmt For For For
Committee Member
(Vuyisa
Nkonyeni)
8 Elect Audit Committee Mgmt For For For
Member (Jeffrey van
Rooyen)
9 Elect Social and Mgmt For For For
Ethics Committee
Member (Salukazi
Dakile-Hlongwane)
10 Elect Social and Mgmt For For For
Ethics Committee
Member (Constatinus
Fauconnier)
11 Elect Social and Mgmt For For For
Ethics Committee
Member (Fazel
Randera)
12 Approve Remuneration Mgmt For For For
Policy
13 Amendment to the 2006 Mgmt For For For
Long-Term Incentive
Plan
14 Amendment to the 2006 Mgmt For For For
Deferred Bonus
Plan
15 Appointment of Auditor Mgmt For For For
16 Authorisation of Legal Mgmt For For For
Formalities
17 Approve NEDs' Fees Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Approve Financial Mgmt For For For
Assistance (Section
44)
20 Approve Financial Mgmt For For For
Assistance (Section
45)
________________________________________________________________________________
Ezz Steel Co SAE
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 07/01/2015 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Election of Directors Mgmt For TNA N/A
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Related Party Mgmt For TNA N/A
Transactions
10 Charitable Donations Mgmt For TNA N/A
11 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
FBN Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
FBNH CINS V342A5109 05/26/2016 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Muhammad Kabiru Mgmt For For For
Ahmad
4 Elect Urum Eke Mgmt For For For
5 Elect Adesola Adeduntan Mgmt For For For
6 Elect Chidi Anya Mgmt For For For
7 Elect Oba Otudeko Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Election of Statutory Mgmt For For For
Audit Committee
Members
10 Reduction of Share Mgmt For For For
Premium
Account
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CINS 335934105 05/05/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Philip K.R. Mgmt For For For
Pascall
4 Elect G. Clive Newall Mgmt For For For
5 Elect Martin R. Rowley Mgmt For Against Against
6 Elect Peter St. George Mgmt For For For
7 Elect Andrew B. Adams Mgmt For For For
8 Elect Paul Brunner Mgmt For For For
9 Elect Robert J. Harding Mgmt For For For
10 Elect Martin Schady Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FirstRand Limited
Ticker Security ID: Meeting Date Meeting Status
FSR CINS S5202Z131 12/01/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Jan J. Durand Mgmt For For For
2 Re-elect Patrick M. Mgmt For Against Against
Goss
3 Re-elect Paul K. Harris Mgmt For For For
4 Re-elect Roger W. Mgmt For For For
Jardine
5 Re-elect Ethel G. Mgmt For For For
Matenge-Sebesho
6 Re-elect Amanda T. Mgmt For For For
Nzimande
7 Re-elect Vivian W. Mgmt For Against Against
Bartlett
8 Elect Alan P. Pullinger Mgmt For For For
9 Elect Paballo J. Mgmt For For For
Makosholo
10 Appointment of Mgmt For For For
Deloitte &
Touche
11 Appointment of Mgmt For For For
PricewaterhouseCoopers
Inc.
12 Approve Remuneration Mgmt For Against Against
Policy
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Authorisation of Legal Mgmt For For For
Formalities
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Financial Mgmt For For For
Assistance
(Prescribed
Officers)
18 Approve Financial Mgmt For For For
Assistance (Related
and Inter-related
companies)
19 Approve NEDs' Fees Mgmt For For For
20 Adopt New Memorandum Mgmt For Against Against
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS 37953P202 03/31/2016 Voted
Meeting Type Country of Trade
Mix Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Changes to the Board Mgmt For Abstain Against
6 Ratification of Board Mgmt For For For
Acts
7 Directors' Fees Mgmt For Abstain Against
8 Charitable Donations Mgmt For Abstain Against
9 Related Party Mgmt For Abstain Against
Transactions
10 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Steven P. Reid Mgmt For For For
3 Re-elect Gayle M. Mgmt For For For
Wilson
4 Re-elect David N. Mgmt For For For
Murray
5 Re-elect Donald M.J. Mgmt For For For
Ncube
6 Re-elect Alan R. Hill Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Members (Gayle
Wilson)
8 Elect Audit Committee Mgmt For For For
Member (Richard
Menell)
9 Elect Audit Committee Mgmt For For For
Members (Donald
Ncube)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance (Section
44 and
45)
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Amendments to Mgmt For For For
the 2012 Share
Plan
16 Approve Financial Mgmt For For For
Assistance
(Directors and/or
Prescribed
Officers)
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/21/2016 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Frankle (Djafar) Mgmt For For For
Widjaja
5 Elect Rafael Buhay Mgmt For For For
Concepcion,
Jr.
6 Elect HONG Pian Tee Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Growthpoint Properties Limited
Ticker Security ID: Meeting Date Meeting Status
GRT CINS S3373C239 11/17/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Mzolisi G. Mgmt For For For
Diliza
3 Re-elect Peter H. Mgmt For For For
Fechter
4 Re-elect John C. Mgmt For For For
Hayward
5 Re-elect Herman S.P. Mgmt For For For
Mashaba
6 Elect Audit Committee Mgmt For For For
Member (Lynette
Finlay)
7 Elect Audit Committee Mgmt For For For
Member (Peter
Fechter)
8 Elect Audit Committee Mgmt For For For
Member (John
Hayward)
9 Appointment of Auditor Mgmt For For For
10 Approve Remuneration Mgmt For Against Against
Policy
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares Pursuant to
Dividend
Reinvestment
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Social, Ethics and Mgmt For For For
Transformation
Committee
Report
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Guaranty Trust Bank plc
Ticker Security ID: Meeting Date Meeting Status
GRTB CINS V41619103 04/05/2016 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
(Slate)
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Members of Mgmt For For For
Statutory Audit
Committee
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hyprop Investments Limited
Ticker Security ID: Meeting Date Meeting Status
HYP CINS S3723H102 11/30/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Louis L.S. Mgmt For Against Against
van der
Watt
3 Re-elect Thabo Mgmt For For For
Mokgatlha
4 Re-elect Louis Norval Mgmt For Against Against
5 Elect Audit Committee Mgmt For For For
Member (Lindie
Engelbrecht)
6 Elect Audit Committee Mgmt For Against Against
Member (Gavin
Tipper)
7 Elect Audit Committee Mgmt For Against Against
Member (Thabo
Mokgatlha)
8 Appointment of Auditor Mgmt For For For
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Remuneration Mgmt For For For
Policy
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance
14 Authorisation of Legal Mgmt For For For
Formalities
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald Charter Mgmt For For For
1.3 Elect Sybil Veenman Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Stephen J.J. Mgmt For For For
Letwin
1.6 Elect Mahendra Naik Mgmt For For For
1.7 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/06/2015 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Memorandum
2 Authority to Issue Mgmt For For For
Shares for Cash
(Bookbuild
Placement)
3 Authority to Issue Mgmt For For For
Shares for Cash to
Related Party
(PIC)
4 Authority to Issue Mgmt For For For
Shares for Cash to
Related Party
(Coronation)
5 Authority to Issue Mgmt For For For
Shares for Cash to
Related Party
(RBH)
6 AUTHORISING RESOLUTION Mgmt For For For
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/21/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Audit Committee Mgmt For For For
Member (Hugh
Cameron)
3 Elect Audit Committee Mgmt For For For
Member (Almorie
Maule)
4 Elect Audit Committee Mgmt For For For
Member (Babalwa
Ngonyama)
5 Approve Remuneration Mgmt For For For
Policy
6 Re-elect Peter Davey Mgmt For For For
7 Re-elect Mandla Gantsho Mgmt For For For
8 Elect Nkosana Moyo Mgmt For For For
9 Elect Sydney Mufamadi Mgmt For For For
10 Re-elect Brett Nagle Mgmt For For For
11 Elect Mpho Elizabeth Mgmt For For For
K.
Nkeli
12 Elect Bernard Swanepoel Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance (Sections
44 and
45)
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Imperial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS S38127122 04/29/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Small Mgmt For For For
Related Party
Transaction
2 Authorisation of Legal Mgmt For For For
Formalities
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Imperial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS S38127122 11/03/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Audit Committee Mgmt For For For
Member (Raboijane
Kgosana)
4 Elect Audit Committee Mgmt For For For
Member (Graham
Dempster)
5 Elect Audit Committee Mgmt For For For
Member (Thembisa
Dingaan)
6 Elect Audit Committee Mgmt For Against Against
Member (Phumzile
Langeni)
7 Elect Audit Committee Mgmt For For For
Member (Roderick
Sparks)
8 Elect Audit Committee Mgmt For For For
Member (Younaid
Waja)
9 Re-elect Osman S. Arbee Mgmt For For For
10 Re-elect Manuel P. de Mgmt For For For
Canha
11 Re-elect Thembisa Mgmt For For For
Dingaan
12 Re-elect Valli Moosa Mgmt For Against Against
13 Re-elect Marius Mgmt For For For
Swanepoel
14 Re-elect Younaid Waja Mgmt For For For
15 Elect Peter Cooper Mgmt For For For
16 Elect Graham W. Mgmt For For For
Dempster
17 Elect Suresh Kana Mgmt For For For
18 Elect Raboijane M. Mgmt For For For
Kgosana
19 Approve Remuneration Mgmt For For For
Policy
20 Approve NEDs' Fees Mgmt For For For
(Chairman)
21 Approve NEDs' Fees Mgmt For For For
(Deputy
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Board
Member)
23 Approve NEDs' Fees Mgmt For For For
(Assets and
Liabilities Committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Assets and
Liabilities Committee
Member)
25 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chairman)
26 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
27 Approve NEDs' Fees Mgmt For For For
(Investment Committee
Chairman)
28 Approve NEDs' Fees Mgmt For For For
(Investment Committee
Member)
29 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Chairman)
30 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
31 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chairman)
32 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
33 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chairperson)
34 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
35 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Sustainability
Committee
Chairman)
36 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Sustainability
Committee
Member)
37 Authority to Mgmt For For For
Repurchase
Shares
38 General Authority to Mgmt For For For
Issue
Shares
39 AUTHORITY TO ISSUE Mgmt For For For
SHARES FOR
CASH
40 General Authority to Mgmt For For For
Issue Preference
Shares
41 Approve Financial Mgmt For For For
Assistance (Section
44)
42 Approve Financial Mgmt For For For
Assistance (Section
45)
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 08/06/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Glynn R. Burger Mgmt For For For
3 Elect Cheryl A. Carolus Mgmt For For For
4 Elect Perry K.O. Mgmt For For For
Crosthwaite
5 Elect Hendrik du Toit Mgmt For For For
6 Elect Bradley Fried Mgmt For For For
7 Elect David Friedland Mgmt For Against Against
8 Elect Bernard Kantor Mgmt For For For
9 Elect Ian R. Kantor Mgmt For For For
10 Elect Stephen Koseff Mgmt For For For
11 Elect Peter R.S. Thomas Mgmt For For For
12 Elect Fani Titi Mgmt For For For
13 Elect Charles Jacobs Mgmt For For For
14 Elect Mark Mgmt For For For
Malloch-Brown
15 Elect Khumo Shuenyane Mgmt For For For
16 Elect Zarina Bibi Mgmt For For For
Mahomed
Bassa
17 Elect Laurel Charmaine Mgmt For For For
Bowden
18 Remuneration Report Mgmt For Against Against
(Advisory)
19 Remuneration Policy Mgmt For For For
(Binding)
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Audit Committee Report Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Allocation of Interim Mgmt For For For
Dividend for Ordinary
Shareholders
(Investec
Limited)
25 Allocation of Final Mgmt For For For
Dividend for Ordinary
and Preference
Shareholders
(Investec
Limited)
26 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
27 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
28 General Authority to Mgmt For For For
Issue Ordinary Shares
(Investec
Limited)
29 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
30 General Authority to Mgmt For For For
Issue
Non-Participating
Preference Shares
(Investec
Limited)
31 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
32 Authority to Mgmt For For For
Repurchase Shares
(Investec
Limited)
33 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
34 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
35 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
36 Amendment to Mgmt For For For
Authorised Share
Capital
37 Amendments to Articles Mgmt For For For
(Annexure A
Memorandum of
Incorporation
Investec
Limited)
38 Amendments to Articles Mgmt For For For
(Annexure B
Memorandum of
Incorporation
Investec
Limited)
39 Accounts and Reports Mgmt For For For
(Investec
plc)
40 Allocation of Interim Mgmt For For For
Dividend (Investec
plc)
41 Allocation of Final Mgmt For For For
Dividend (Investec
plc)
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 08/06/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees (Investec
plc)
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Investec
plc)
4 Authority to Mgmt For For For
Repurchase Ordinary
Shares (Investec
plc)
5 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
plc)
6 Authorisation of Mgmt For For For
Political Donations
(Investec
plc)
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS S39081138 08/06/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Glynn R. Burger Mgmt For For For
3 Elect Cheryl A. Carolus Mgmt For For For
4 Elect Perry K.O. Mgmt For For For
Crosthwaite
5 Elect Hendrik du Toit Mgmt For For For
6 Elect Bradley Fried Mgmt For For For
7 Elect David Friedland Mgmt For Against Against
8 Elect Bernard Kantor Mgmt For For For
9 Elect Ian R. Kantor Mgmt For For For
10 Elect Stephen Koseff Mgmt For For For
11 Elect Peter R.S. Thomas Mgmt For For For
12 Elect Fani Titi Mgmt For For For
13 Elect Charles Jacobs Mgmt For For For
14 Elect Mark Mgmt For For For
Malloch-Brown
15 Elect Khumo Shuenyane Mgmt For For For
16 Elect Zarina Bibi Mgmt For For For
Mahomed
Bassa
17 Elect Laurel Charmaine Mgmt For For For
Bowden
18 Remuneration Report Mgmt For Against Against
(Advisory)
19 Remuneration Policy Mgmt For For For
(Binding)
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authorisation of Legal Mgmt For For For
Formalities
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Allocation of Interim Mgmt For For For
Dividend for Ordinary
Shareholders
(Investec
Limited)
25 Allocation of Final Mgmt For For For
Dividend for Ordinary
and Preference
Shareholders
(Investec
Limited)
26 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
27 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
28 General Authority to Mgmt For For For
Issue Ordinary Shares
(Investec
Limited)
29 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
30 General Authority to Mgmt For For For
Issue
Non-Participating
Preference Shares
(Investec
Limited)
31 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
32 Authority to Mgmt For For For
Repurchase Shares
(Investec
Limited)
33 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
34 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
35 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
36 Amendment to Mgmt For For For
Authorised Share
Capital
37 Amendments to Articles Mgmt For For For
(Annexure A
Memorandum of
Incorporation
Investec
Limited)
38 Amendments to Articles Mgmt For For For
(Annexure B
Memorandum of
Incorporation
Investec
Limited)
39 Accounts and Reports Mgmt For For For
(Investec
plc)
40 Allocation of Interim Mgmt For For For
Dividend (Investec
plc)
41 Allocation of Final Mgmt For For For
Dividend (Investec
plc)
42 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees (Investec
plc)
43 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Investec
plc)
44 Authority to Mgmt For For For
Repurchase Ordinary
Shares (Investec
plc)
45 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
plc)
46 Authorisation of Mgmt For For For
Political Donations
(Investec
plc)
________________________________________________________________________________
Kosmos Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
KOS CUSIP G5315B107 06/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew G. Inglis Mgmt For For For
1.2 Elect Brian F. Maxted Mgmt For For For
1.3 Elect Yves-Louis Mgmt For For For
Darricarrere
1.4 Elect Sir Richard B. Mgmt For For For
Dearlove
1.5 Elect David I. Foley Mgmt For For For
1.6 Elect David B. Krieger Mgmt For For For
1.7 Elect Joseph P. Landy Mgmt For For For
1.8 Elect Prakash A. Mgmt For For For
Melwani
1.9 Elect Abebayo O. Mgmt For For For
Ogunlesi
1.10 Elect Chris Tong Mgmt For For For
1.11 Elect Christopher A. Mgmt For For For
Wright
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Liberty Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LBH CINS S44440121 05/20/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Susan Mgmt For Against Against
(Santie) L.
Botha
3 Re-elect Steven Braudo Mgmt For For For
4 Re-elect Sibusiso P. Mgmt For For For
Sibisi
5 Re-elect James H. Mgmt For For For
Sutcliffe
6 Elect Yunus Suleman Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 General Authority to Mgmt For For For
Issue Ordinary
Shares
9 General Authority to Mgmt For Against Against
Issue Preference
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Mike
Ilsley)
12 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Angus W.B.
Band)
13 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Tony
Cunningham)
14 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Yunus
Suleman)
15 Elect Audit and Mgmt For For For
Actuarial Committee
Member (James H.
Sutcliffe)
16 Approve Remuneration Mgmt For For For
Policy
17 Authority to Issue Mgmt For For For
Shares Pursuant to
Share Incentive
Schemes
18 Approve NEDs' Fees Mgmt For For For
(Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
20 Approve NEDs' Fees Mgmt For For For
(Board
Member)
21 Approve NEDs' Fees Mgmt For For For
(International Board
Member)
22 Approve NEDs' Fees Mgmt For For For
(International Board
Member
and Chairman of a
Committee)
23 Approve NEDs' Fees Mgmt For For For
(Chairman of Audit
and
Actuarial
Committee)
24 Approve NEDs' Fees Mgmt For For For
(Member of Audit and
Actuarial
Committee)
25 Approve NEDs' Fees Mgmt For For For
(Chairman of
Actuarial
Committee)
26 Approve NEDs' Fees Mgmt For For For
(Member of Actuarial
Committee)
27 Approve NEDs' Fees Mgmt For For For
(Chairman of Risk
Committee)
28 Approve NEDs' Fees Mgmt For For For
(Member of Risk
Committee)
29 Approve NEDs' Fees Mgmt For For For
(Chairman of
Remuneration
Committee)
30 Approve NEDs' Fees Mgmt For For For
(Member of
Remuneration
Committee)
31 Approve NEDs' Fees Mgmt For For For
(Chairman of Social,
Ethics
and
Transformation
Committee)
32 Approve NEDs' Fees Mgmt For For For
(Member of Social,
Ethics
and
Transformation
Committee)
33 Approve NEDs' Fees Mgmt For For For
(Member of Directors'
Affairs
Committee)
34 Approve NEDs' Fees Mgmt For For For
(Chairman of IT
Committee)
35 Approve NEDs' Fees Mgmt For For For
(Member of IT
Committee)
36 Approve NEDs' Fees Mgmt For For For
(Chairman of STANLIB
Limited
Board)
37 Approve NEDs' Fees Mgmt For For For
(Member of STANLIB
Limited
Board)
38 Approve NEDs' Fees Mgmt For For For
(Fee per Ad Hoc Board
Meeting)
39 Approve NEDs' Fees Mgmt For For For
(Fee per Ad Hoc
Board
Committee Meeting)
40 Approve Financial Mgmt For For For
Assistance (Section
45)
41 Approve Financial Mgmt For For For
Assistance (Section
44)
42 Authority to Mgmt For For For
Repurchase
Shares
43 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Life Healthcare Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LHC CINS S4682C100 01/27/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Peter Ngatane Mgmt For For For
2 Re-elect Louisa Mojela Mgmt For For For
3 Re-elect Peter J. Mgmt For For For
Golesworthy
4 Re-elect Pieter van Mgmt For For For
der
Westhuizen
5 Elect Mpho E. Nkeli Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Peter J.
Golesworthy)
8 Elect Audit Committee Mgmt For For For
Member (Louisa
Mojela)
9 Elect Audit Committee Mgmt For For For
Member (Royden T.
Vice)
10 Elect Audit Committee Mgmt For For For
Member (Garth C.
Solomon)
11 Approve Remuneration Mgmt For For For
Policy
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Financial Mgmt For For For
Assistance
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Maroc Telecom SA (Itissalat Al-Maghrib)
Ticker Security ID: Meeting Date Meeting Status
IAM CINS V5721T117 04/26/2016 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports; Mgmt For TNA N/A
Ratification of
Directors'
Acts
3 Consolidated Financial Mgmt For TNA N/A
Statements
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Elect Daniel Ritz Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
8 Authority to Mgmt For TNA N/A
Repurchase
Shares
9 Authorization of Legal Mgmt For TNA N/A
Formalities
10 Non-Voting Meeting Note N/A N/A TNA N/A
11 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Massmart Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MSM CINS S4799N122 05/26/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raboijane M. Mgmt For For For
Kgosana
2 Elect Enrique Ostale Mgmt For For For
3 Re-elect Chris S. Mgmt For Against Against
Seabrooke
4 Appointment of Auditor Mgmt For For For
5 Elect Audit Committee Mgmt For Against Against
Member (Chris S.
Seabrooke)
6 Elect Audit Committee Mgmt For Against Against
Member (Nolulamo
Gwagwa)
7 Elect Audit Committee Mgmt For For For
Member (Raboijane M.
Kgosana)
8 Elect Audit Committee Mgmt For For For
Member (Phumzile
Langeni)
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Approve Remuneration Mgmt For For For
Policy
11 Authority to Mgmt For For For
Repurchase
Shares
12 Approve NEDs' Fees Mgmt For For For
(Chairman)
13 Approve NEDs' Fees Mgmt For For For
(Deputy
Chairman)
14 Approve NEDs' Fees Mgmt For For For
(Independent
Director)
15 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee -
Chairmen)
16 Approve NEDs' Fees Mgmt For For For
(Other Committees -
Chairmen)
17 Approve NEDs' Fees Mgmt For For For
(Other Committees -
Members)
18 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Maurel and Prom
Ticker Security ID: Meeting Date Meeting Status
MAU CINS F60858101 12/17/2015 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger by Absorption Mgmt For For For
of
MPI
5 Authority to Issue Mgmt For Against Against
Restricted
Shares
6 Ratification of Mgmt For For For
Co-option of Eloi
Duverger
7 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Mediclinic International Limited
Ticker Security ID: Meeting Date Meeting Status
MDC CINS S48510127 07/23/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Robert Leu Mgmt For For For
4 Re-elect Nandi Mandela Mgmt For For For
5 Re-elect Desomond Smith Mgmt For For For
6 Re-elect Pieter Uys Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Desmond
Smith)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Alan
Grieve)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Trevor
Petersen)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Anton
Raath)
11 Approve Remuneration Mgmt For For For
Policy
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Mediclinic International Limited
Ticker Security ID: Meeting Date Meeting Status
MDC CINS S48510127 08/11/2015 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Repurchase
Shares
2 Specific Authority to Mgmt For For For
Issue Shares for
Cash
3 Approve Financial Mgmt For For For
Assistance
4 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Mediclinic International Limited
Ticker Security ID: Meeting Date Meeting Status
MDC CINS S48510127 12/15/2015 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
2 Assets Transfer Mgmt For For For
3 Approve Financial Mgmt For For For
Assistance
4 Revocation Mgmt For For For
5 Approve Secondary Mgmt For For For
Listing
6 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
MMI Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MMI CINS S5143R107 11/20/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Vilakazi Mgmt For For For
2 Re-elect Frans Truter Mgmt For For For
3 Re-elect Ben van der Mgmt For Against Against
Ross
4 Re-elect Khehla C. Mgmt For For For
Shubane
5 Re-elect Leon Crouse Mgmt For For For
6 Re-elect Syd Muller Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member (Frans
Truter)
9 Elect Audit Committee Mgmt For For For
Member (Syd
Muller)
10 Elect Audit Committee Mgmt For For For
Members (Fatima
Jakoet)
11 Elect Audit Committee Mgmt For For For
Members (Louis von
Zeuner)
12 Approve Remuneration Mgmt For For For
Policy
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve NEDs' Fees Mgmt For For For
(Chairperson of the
Board)
15 Approve NEDs' Fees Mgmt For For For
(Deputy Chairperson
of the
Board)
16 Approve NEDs' Fees Mgmt For For For
(Board
Member)
17 Approve NEDs' Fees Mgmt For For For
(Chairperson of Audit
Committee)
18 Approve NEDs' Fees Mgmt For For For
(Member of Audit
Committee)
19 Approve NEDs' Fees Mgmt For For For
(Chairperson of
Actuarial
Committee)
20 Approve NEDs' Fees Mgmt For For For
(Member of Actuarial
Committee)
21 Approve NEDs' Fees Mgmt For For For
(Chairperson of
Remuneration
Committee)
22 Approve NEDs' Fees Mgmt For For For
(Member of
Remuneration
Committee)
23 Approve NEDs' Fees Mgmt For For For
(Chairperson of Risk,
Capital and
Compliance
Committee)
24 Approve NEDs' Fees Mgmt For For For
(Member of Risk,
Capital and
Compliance
Committee)
25 Approve NEDs' Fees Mgmt For For For
(Chairperson of
Social, Ethics and
Transformation)
Committee
26 Approve NEDs' Fees Mgmt For For For
(Member of Social,
Ethics and
Transformation
Committee)
27 Approve NEDs' Fees Mgmt For For For
(Chairperson of
Nominations
Committee)
28 Approve NEDs' Fees Mgmt For For For
(Member of
Nominations
Committee)
29 Approve NEDs' Fees Mgmt For For For
(Chairperson of Fair
Practices
Committee)
30 Approve NEDs' Fees Mgmt For For For
(Member of Fair
Practices
Committee)
31 Approve NEDs' Fees Mgmt For For For
(Chairperson of Board
for Segments and
Product
House)
32 Approve NEDs' Fees Mgmt For For For
(Member of Board for
Segments and Product
House)
33 Approve NEDs' Fees (Ad Mgmt For For For
Hoc
Work)
34 Approve Financial Mgmt For For For
Assistance (Section
44)
35 Approve Financial Mgmt For For For
Assistance (Section
45)
36 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS S5274K111 05/12/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Dominique Mgmt For For For
Reiniche
3 Elect Stephen C. Harris Mgmt For For For
4 Elect David Hathorn Mgmt For For For
5 Elect Andrew King Mgmt For For For
6 Elect John E. Nicholas Mgmt For For For
7 Elect Peter Oswald Mgmt For For For
8 Elect Fred Phaswana Mgmt For For For
9 Elect Anne Quinn Mgmt For For For
10 Elect David Williams Mgmt For For For
11 Elect Audit Committee Mgmt For For For
Member (Stephen
Harris)
12 Elect Audit Committee Mgmt For For For
Member (John
Nicholas)
13 Elect Audit Committee Mgmt For For For
Member (Anne
Quinn)
14 Accounts and Reports Mgmt For For For
(Mondi
Ltd)
15 Remuneration Policy Mgmt For For For
(Mondi
Ltd)
16 Approve NEDs' Fees Mgmt For For For
(Mondi
Ltd)
17 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
Ltd)
18 Appointment of Auditor Mgmt For For For
(Mondi
Ltd)
19 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
Ltd)
20 Approve Financial Mgmt For For For
Assistance (Mondi
Ltd)
21 General Authority to Mgmt For For For
Issue Shares (Mondi
Ltd)
22 General Authority to Mgmt For For For
Issue Special
Converting Shares
(Mondi
Ltd)
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
Ltd)
24 Authority to Mgmt For For For
Repurchase Shares
(Mondi
Ltd)
25 Long-Term Incentive Mgmt For For For
Plan (Mondi
Ltd)
26 Bonus Share Plan Mgmt For For For
(Mondi
Ltd)
27 Accounts and Reports Mgmt For For For
(Mondi
plc)
28 Remuneration Report Mgmt For For For
(Mondi
plc)
29 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
plc)
30 Appointment of Auditor Mgmt For For For
(Mondi
plc)
31 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
plc)
32 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Mondi
plc)
33 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
plc)
34 Authority to Mgmt For For For
Repurchase Shares
(Mondi
plc)
35 Long-Term Incentive Mgmt For For For
Plan (Mondi
plc)
36 Bonus Share Plan Mgmt For For For
(Mondi
plc)
________________________________________________________________________________
Mr. Price Group Limited
Ticker Security ID: Meeting Date Meeting Status
MPC CINS S5256M101 09/01/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Bobby Johnston Mgmt For For For
3 Re-elect Maud Motanyane Mgmt For For For
4 Re-elect Daisy Naidoo Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Mgmt For For For
Compliance Committee
Member (Bobby
Johnston)
7 Elect Audit and Mgmt For For For
Compliance Committee
Member (Daisy
Naidoo)
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Myles J.D.
Ruck)
9 Elect Audit and Mgmt For For For
Compliance Committee
Member (John
Swain)
10 Approve Remuneration Mgmt For For For
Policy
11 Report of the Social, Mgmt For For For
Ethics,
Transformation and
Sustainability
Committee
12 Authorisation of Legal Mgmt For For For
Formalities
13 General Authority to Mgmt For For For
Issue
Shares
14 Approve NEDs' Fees Mgmt For For For
(Independent
Non-Executive
Chairman)
15 Approve NEDs' Fees Mgmt For For For
(Honorary
Chairman)
16 Approve NEDs' Fees Mgmt For For For
(Lead
Director)
17 Approve NEDs' Fees Mgmt For For For
(Director)
18 Approve NEDs' Fees Mgmt For For For
(Incoming Audit and
Compliance Committee
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Outgoing Audit and
Compliance Committee
Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Audit and Compliance
Committee
Member)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations Committee
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation and
Sustainability
Committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation and
Sustainability
Committee
Member)
25 Authority to Mgmt For For For
Repurchase
Shares
26 Approve Financial Mgmt For For For
Assistance
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MTN Group Limited
Ticker Security ID: Meeting Date Meeting Status
MTN CINS S8039R108 05/25/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Azmi Mikati Mgmt For Against Against
2 Re-elect Koosum Kalyan Mgmt For For For
3 Re-elect Alan van Mgmt For For For
Biljon
4 Re-elect Jeff van Mgmt For For For
Rooyen
5 Elect Shaygan Kheradpir Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Christine
Ramo)
7 Elect Audit Committee Mgmt For Against Against
Member (Nkateko P.
Mageza)
8 Elect Audit Committee Mgmt For Against Against
Member (Azmi
Mikati)
9 Elect Audit Committee Mgmt For For For
Member (Jeff van
Rooyen)
10 Appointment of Joint Mgmt For For For
Auditor
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Remuneration Mgmt For For For
Policy
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Financial Mgmt For For For
Assistance (Section
45)
16 Approve Financial Mgmt For For For
Assistance (Section
44)
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nampak Limited
Ticker Security ID: Meeting Date Meeting Status
NPK CINS S5326R114 02/03/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glenn fullerton Mgmt For For For
2 Re-elect Emmanuel Mgmt For For For
Ikazoboh
3 Re-elect Reuel Khoza Mgmt For For For
4 Re-elect Tito Mboweni Mgmt For Against Against
5 Re-elect Ipeleng Mkhari Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Nosipho
Molope)
8 Elect Audit Committee Mgmt For For For
Member (Roy
Andersen)
9 Elect Audit Committee Mgmt For For For
Member (Nopasika
Lila)
10 Elect Audit Committee Mgmt For For For
Member (Ipeleng
Mkhari)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/28/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Allocation of Mgmt For For For
Dividends
3 Appointment of Auditor Mgmt For For For
4 Elect Steve J.Z. Pacak Mgmt For For For
5 Elect Mark R. Sorour Mgmt For For For
6 Elect Jacobus (Koos) Mgmt For For For
P.
Bekker
7 Re-elect Craig Mgmt For For For
Enenstein
8 Re-elect Don Eriksson Mgmt For For For
9 Re-elect Fred Phaswana Mgmt For For For
10 Re-elect Ben J. van Mgmt For Against Against
der
Ross
11 Election of Audit Mgmt For For For
Committee Member (Don
Eriksson)
12 Election of Audit Mgmt For Against Against
Committee Member (Ben
van der
Ross)
13 Election of Audit Mgmt For For For
Committee Member
(Rachel
Jafta)
14 Approve Remuneration Mgmt For Against Against
Policy
15 General Authority to Mgmt For Against Against
Issue
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Restricted Mgmt For For For
Stock Plan Trust
Deed
18 Amendments to the Mgmt For Against Against
Company's Share
Incentive Trust Deeds
and
Schemes
19 Authorisation of Legal Mgmt For For For
Formalities
20 Approve NEDs' Fees Mgmt For For For
(Board -
chair)
21 Approve NEDs' Fees Mgmt For For For
(Board -
member)
22 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
24 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Member)
26 Approve NEDs' Fees Mgmt For For For
(Human Resources &
Remuneration
Committee -
Chair)
27 Approve NEDs' Fees Mgmt For For For
(Human Resources &
Remuneration
Committee -
Member)
28 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Chair)
29 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Member)
30 Approve NEDs' Fees Mgmt For For For
(Social & Ethics
Committee -
Chair)
31 Approve NEDs' Fees Mgmt For For For
(Social & Ethics
Committee -
Member)
32 Approve NEDs' Fees Mgmt For For For
(Trustees of Group
Share Schemes/Other
Personnel
Funds)
33 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
-
Chair)
34 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
-
Trustee)
35 Approve NEDs' Fees Mgmt For For For
(2017)
36 Approve Financial Mgmt For For For
Assistance (Section
44)
37 Approve Financial Mgmt For For For
Assistance (Section
45)
38 Authority to Mgmt For For For
Repurchase N Ordinary
Shares
39 Authority to Mgmt For Against Against
Repurchase A Ordinary
Shares
________________________________________________________________________________
Nedbank Group Limited
Ticker Security ID: Meeting Date Meeting Status
NED CINS S5518R104 05/05/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce Hemphill Mgmt For For For
2 Elect Stanley Mgmt For For For
Subramoney
3 Re-elect David Adomakoh Mgmt For For For
4 Re-elect Ian Gladman Mgmt For For For
5 Re-elect Malcolm Wyman Mgmt For For For
6 Appointment of Auditor Mgmt For For For
(Deloitte &
Touche)
7 Appointment of Auditor Mgmt For For For
(KPMG)
8 General Authority to Mgmt For For For
Issue
Shares
9 Authority to Issue Mgmt For Against Against
Preference
Shares
10 Approve Remuneration Mgmt For For For
Policy
11 Approve NEDs' Fees Mgmt For For For
(Chairman)
12 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
13 Approve NEDs' Fees Mgmt For For For
(Director)
14 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
15 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
16 Approve NEDs' Fees Mgmt For For For
(Credit Committee
Chair)
17 Approve NEDs' Fees Mgmt For For For
(Credit Committee
Member)
18 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee
Chair)
19 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Information
Technology Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Information
Technology Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Related-Party
Transaction Committee
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Related-Party
Transaction Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
26 Approve NEDs' Fees Mgmt For For For
(Risk and Capital
Management Committee
Chair)
27 Approve NEDs' Fees Mgmt For For For
(Risk and Capital
Management Committee
Member)
28 Approve NEDs' Fees Mgmt For For For
(Transfomation,
Social and Ethics
Committee
Chair)
29 Approve NEDs' Fees Mgmt For For For
(Transfomation,
Social and Ethics
Committee
Member)
30 Authority to Mgmt For For For
Repurchase
Shares
31 Approve Financial Mgmt For For For
Assistance
32 Amendment to Memorandum Mgmt For For For
33 Amendment to the Mgmt For For For
Employee Share
Schemes
________________________________________________________________________________
Nestle Nigeria PLC
Ticker Security ID: Meeting Date Meeting Status
NESTLE CINS V6702N103 05/23/2016 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
(Slate)
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Election of Statutory Mgmt For For For
Audit Committee
Members
6 Directors' Fees Mgmt For For For
7 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Netcare Limited
Ticker Security ID: Meeting Date Meeting Status
NTC CINS S5507D108 02/05/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Mark Bower Mgmt For For For
3 Elect Bukelwa Bulo Mgmt For For For
4 Re-elect Meyer Kahn Mgmt For For For
5 Re-elect Martin Kuscus Mgmt For For For
6 Re-elect Kgomotso Mgmt For For For
Moroka
7 Elect Audit Committee Mgmt For For For
Member (Thevendrie
Brewer)
8 Elect Audit Committee Mgmt For For For
Member (Mark
Bower)
9 Elect Audit Committee Mgmt For For For
Member (Azar
Jammine)
10 Elect Audit Committee Mgmt For Against Against
Member (Norman
Weltman)
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve Remuneration Mgmt For For For
Policy
13 Authorisation of Legal Mgmt For For For
Formalities
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Netcare Limited
Ticker Security ID: Meeting Date Meeting Status
NTC CINS S5507D108 07/10/2015 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restructuring/Repurchas Mgmt For For For
e of Shares from PCT
Finco
2 Repurchase of Shares Mgmt For For For
from HPFL
Finco
3 Issue of Shares to PCT Mgmt For For For
4 Issue of Shares to PPT Mgmt For For For
5 Issue of Shares to HLT Mgmt For For For
6 Issue of Shares to MCT Mgmt For For For
7 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Nigerian Breweries Plc
Ticker Security ID: Meeting Date Meeting Status
NB CINS V6722M101 05/11/2016 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Election of Statutory Mgmt For For For
Audit Committee
Members
6 Directors' Fees Mgmt For For For
7 Related Party Mgmt For Abstain Against
Transactions
8 Amendments to Articles Mgmt For For For
(Interim
Dividends)
________________________________________________________________________________
Northam Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 11/11/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Brian K. Mosehla Mgmt For For For
3 Elect Michael E. Mgmt For For For
Beckett
4 Elect Emily T. Kgosi Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael
Beckett)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Ralph
Havenstein)
8 Election of Audit & Mgmt For For For
Risk Committee Member
(Emily
Kgosi)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Alwyn
Martin)
10 Remuneration Report Mgmt For For For
11 Ratify NED's Fees Mgmt For For For
12 Approve NED's Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 General Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Old Mutual plc
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395114 06/28/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Bruce Hemphill Mgmt For For For
3 Elect Trevor Manuel Mgmt For For For
4 Elect Mike Arnold Mgmt For For For
5 Elect Zoe Cruz Mgmt For For For
6 Elect Alan Gillespie Mgmt For For For
7 Elect Danuta Gray Mgmt For For For
8 Elect Adiba Ighodaro Mgmt For For For
9 Elect Ingrid Johnson Mgmt For For For
10 Elect Roger Marshall Mgmt For For For
11 Elect Nkosana Moyo Mgmt For For For
12 Elect Vassi Naidoo Mgmt For For For
13 Elect Nonkululeko Mgmt For For For
Nyembezi-Heita
14 Elect Patrick Mgmt For For For
O'Sullivan
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Remuneration Report Mgmt For Against Against
(Advisory)
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Contingent Purchase Mgmt For For For
Contracts
________________________________________________________________________________
Old Mutual plc
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395114 06/28/2016 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Policy Mgmt For For For
(Binding)
2 Managed Separation Mgmt For For For
Incentive
Plan
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petra Diamonds Limited
Ticker Security ID: Meeting Date Meeting Status
PDL CINS G70278109 11/30/2015 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Adonis Pouroulis Mgmt For For For
7 Elect Johan Dippenaar Mgmt For For For
8 Elect David Abery Mgmt For For For
9 Elect Jim Davidson Mgmt For For For
10 Elect Anthony C. Lowrie Mgmt For For For
11 Elect Patrick Bartlett Mgmt For For For
12 Elect Gordon A. K. Mgmt For For For
Hamilton
13 Elect Octavia M. Matloa Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Pick N Pay Stores Limited
Ticker Security ID: Meeting Date Meeting Status
PIK CINS S60947108 07/27/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Hugh S. Herman Mgmt For For For
3 Re-elect David Robins Mgmt For For For
4 Re-elect Jeff van Mgmt For For For
Rooyen
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Jeff van
Rooyen)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Hugh S.
Herman)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Audrey
Mothupi)
8 Approve Remuneration Mgmt For For For
Policy
9 Approve NEDs' Fees Mgmt For For For
10 Approve Financial Mgmt For For For
Assistance (Related
or inter-related
companies)
11 Approve Financial Mgmt For For For
Assistance
(Persons)
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authorisation of Legal Mgmt For For For
Formalities
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pioneer Food Group Limited
Ticker Security ID: Meeting Date Meeting Status
PFG CINS S6279F107 02/12/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares for
Cash
3 Re-elect Sylvia N. Mgmt For For For
Mjoli-Mncube
4 Re-elect Zituele (KK) Mgmt For For For
Combi
5 Re-elect Thys (MM) du Mgmt For For For
Toit
6 Elect Norman W. Thomson Mgmt For For For
7 Elect Petrust (Piet) Mgmt For For For
J.
Mouton
8 Elect Sango S. Ntsaluba Mgmt For For For
9 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Andile
Sangqu)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Lambert
Retief)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Sylvia
Mjoli-Mncube)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Norman
Thomson)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance (Section
45)
16 Approve Financial Mgmt For For For
Assistance (Section
44)
17 Authority to Mgmt For For For
Repurchase Shares
(General)
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pioneer Food Group Limited
Ticker Security ID: Meeting Date Meeting Status
PFG CINS S6279F107 02/12/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase Shares
(Pioneer Aandele
Aansporingstrust)
________________________________________________________________________________
PPC Limited
Ticker Security ID: Meeting Date Meeting Status
PPC CINS S64165103 01/25/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Salukazi Mgmt For For For
Dakile-Hlongwane
2 Re-elect Sydney Mhlarhi Mgmt For For For
3 Re-elect Tim D.A. Ross Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Audit Committee Mgmt For For For
Member (Bridgette
Modise)
7 Elect Audit Committee Mgmt For For For
Member (Todd
Moyo)
8 Elect Audit Committee Mgmt For For For
Member (Peter
Nelson)
9 Elect Audit Committee Mgmt For Against Against
Member (Tim D.A.
Ross)
10 Approve Remuneration Mgmt For For For
Policy
11 General Authority to Mgmt For For For
Issue Shares (Safika
Share
Issue)
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve Financial Mgmt For For For
Assistance
15 Approve NEDs' Fees Mgmt For For For
(Board -
Chairman)
16 Approve NEDs' Fees Mgmt For For For
(Board -
NED)
17 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
19 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee -
Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee -
Member)
21 Approve NEDs' Fees Mgmt For For For
(Risk and Compliance
Committee -
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Risk and Compliance
Committee -
Member)
23 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee -
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee -
Member)
25 Approve NEDs' Fees Mgmt For For For
(Nominations
Committee -
Chairman)
26 Approve NEDs' Fees Mgmt For For For
(Nominations
Committee -
Member)
27 Approve NEDs' Fees Mgmt For For For
(Investment Committee
-
Chairman)
28 Approve NEDs' Fees Mgmt For For For
(Investment Committee
-
Member)
29 Approve NEDs' Fees Mgmt For For For
(Special Meetings -
Chairman)
30 Approve NEDs' Fees Mgmt For For For
(Special Meetings -
Member)
31 Approve NEDs' Fees Mgmt For For For
(Lead Independent
NED)
32 Authority to Mgmt For For For
Repurchase
Shares
33 Authority to Issue Mgmt For For For
Shares (3Q Share
Issue)
________________________________________________________________________________
PSG Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
PSG CINS S5959A107 06/24/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Zitulele Combi Mgmt For For For
2 Re-elect Jaap (J de V) Mgmt For For For
du
Toit
3 Re-elect Matthys Mgmt For For For
(Thys) M. du
Toit
4 Re-elect Johannes F. Mgmt For For For
Mouton
5 Re-elect Willem Theron Mgmt For Against Against
6 Elect Bridgitte Mathews Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Patrick E.
Burton)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Jaap du
Toit)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Bridgitte
Mathews)
10 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Chris
Otto)
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
(Inter-Company)
15 Approve Financial Mgmt For For For
Assistance (Share
Acquisition)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Amendments to Mgmt For For For
Memorandum
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rand Merchant Insurance Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMI CINS S6815J100 11/20/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Lauritz L. Mgmt For For For
Dippenaar
2 Re-elect Jan W. Dreyer Mgmt For For For
3 Re-elect Jannie J. Mgmt For For For
Durand
4 Re-elect Paul K. Harris Mgmt For For For
5 Re-elect Obakeng Phetwe Mgmt For For For
6 APPROVE REMUNERATION Mgmt For Against Against
POLICY
7 General Authority to Mgmt For For For
Issue
Shares
8 General Authority to Mgmt For For For
Issue Shares for
Cash
9 Appointment of Auditor Mgmt For For For
10 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja
Sebotsa)
11 Elect Audit and Risk Mgmt For Against Against
Committee Member (Jan
Dreyer)
12 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Per-Erik
Lagerstrom)
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Financial Mgmt For For For
Assistance (Sections
44 and
45)
16 Change in Company Name Mgmt For For For
17 Authority to Create Mgmt For For For
New Class of
Preference
Shares
18 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory--Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Norborne P. Mgmt For For For
Cole,
Jr.
8 Elect Christopher Mgmt For For For
Coleman
9 Elect Kadri Dagdelen Mgmt For For For
10 Elect Jamil Kassum Mgmt For For For
11 Elect Jeanine Mabunda Mgmt For For For
Lioko
12 Elect Andrew Quinn Mgmt For For For
13 Elect Graham Mgmt For For For
Shuttleworth
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Share Grants (NEDs) Mgmt For For For
18 Share Grants (Senior Mgmt For For For
Independent
Director)
19 Share Grants (Chairman) Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Redefine Properties Limited
Ticker Security ID: Meeting Date Meeting Status
RDF CINS S6815L196 02/18/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Marius Barkhuysen Mgmt For For For
3 Elect Nomalizo B. Mgmt For For For
Langa-Royds
4 Elect Phumzile Langeni Mgmt For For For
5 Re-elect Harish K. Mgmt For Against Against
Mehta
6 Re-elect Bernard Nackan Mgmt For For For
7 Re-elect Gunter Mgmt For For For
Steffens
8 Elect Audit and Risk Mgmt For For For
Committee Member
(David
Nathan)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Bernard
Nackan)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Gunter
Steffens)
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Authority to Issue Mgmt For Abstain Against
Shares Pursuant to
Reinvestment
Options
15 Approve Remuneration Mgmt For For For
Policy
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Redefine Properties Limited
Ticker Security ID: Meeting Date Meeting Status
RDF CINS S6815L196 07/23/2015 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 General Authority to Mgmt For Against Against
Issue
Shares
2 Authorisation of Legal Mgmt For Against Against
Formalities
________________________________________________________________________________
Remgro Limited
Ticker Security ID: Meeting Date Meeting Status
REM CINS S6873K106 11/23/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect W. E. Buhrmann Mgmt For For For
4 Re-elect Gerrit T. Mgmt For For For
Ferreira
5 Re-elect Fred Robertson Mgmt For For For
6 Re-elect Johann P. Mgmt For For For
Rupert
7 Re-elect Herman Wessels Mgmt For For For
8 Elect Sonja E.N. Mgmt For For For
Sebotsa
9 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Nkateko
Mageza)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Phillip
Moleketi)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Fred
Robertson)
12 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja
Sebotsa)
13 Elect Audit and Risk Mgmt For For For
Committee Member
(Herman
Wessels)
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Approve Financial Mgmt For For For
Assistance (Section
45)
17 Approve Financial Mgmt For For For
Assistance (Section
44)
________________________________________________________________________________
Resilient Property Income Fund Ltd
Ticker Security ID: Meeting Date Meeting Status
RES CINS S6917M266 11/11/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Andries de Mgmt For Against Against
Lange
2 Re-elect Spiro Noussis Mgmt For For For
3 Re-elect Umsha Reddy Mgmt For For For
4 Re-elect Marthin P. Mgmt For For For
Greyling
5 Re-elect Mfundiso (JJ) Mgmt For Against Against
Njeke
6 Re-elect Barry van Wyk Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Marthin
Greyling)
8 Elect Audit Committee Mgmt For For For
Member (Bryan
Hopkins)
9 Elect Audit Committee Mgmt For For For
Member (Barry van Wyk
)
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 General Authority to Mgmt For Against Against
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Authority to Issue Mgmt For For For
Shares pursuant to
the BEE
Scheme
15 Remuneration Report Mgmt For Against Against
16 Change in Company Name Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance (Section
45)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Approve Financial Mgmt For For For
Assistance (Section
44)
20 Approve NEDs' Fees Mgmt For For For
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Reunert Limited
Ticker Security ID: Meeting Date Meeting Status
RLO CINS S69566156 02/15/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phuti Mahanyele Mgmt For For For
2 Elect Mohini Moodley Mgmt For For For
3 Elect Nick Thomson Mgmt For For For
4 Re-elect Sean Jagoe Mgmt For For For
5 Re-elect Sarita Martin Mgmt For For For
6 Re-elect Noluthando Mgmt For For For
Orleyn
7 Re-elect Brand Mgmt For For For
Pretorius
8 Re-elect Mark Taylor Mgmt For For For
9 Elect Audit Committee Mgmt For For For
Member (Rynhardt van
Rooyen)
10 Elect Audit Committee Mgmt For For For
Member (Tasneem
Abdool-Samad)
11 Elect Audit Committee Mgmt For For For
Member (Phuti
Mahanyele)
12 Elect Audit Committee Mgmt For For For
Member (Sarita
Martin)
13 Appointment of Auditor Mgmt For For For
14 Approve Remuneration Mgmt For For For
Policy
15 Ratify Director's Mgmt For For For
Personal Financial
Interest
16 Authority to Issue Mgmt For For For
Shares Pursuant to
Long-Term Incentive
Schemes
17 Authority to Mgmt For For For
Repurchase
Shares
18 Approve NEDs' Fees Mgmt For For For
19 Approve NEDs' Fees Mgmt For For For
(Ad-hoc
assignments)
20 Approve Financial Mgmt For For For
Assistance
21 Approve Share Matching Mgmt For For For
Plan
22 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
RMB Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMH CINS S6992P127 11/20/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Leon Crouse Mgmt For For For
2 Re-elect Lauritz L. Mgmt For For For
Dippenaar
3 Re-elect Jan W. Dreyer Mgmt For Against Against
4 Re-elect Paul K. Harris Mgmt For For For
5 Re-elect Albertina Mgmt For For For
Kekana
6 Remuneration Report Mgmt For Against Against
7 General Authority to Mgmt For For For
Issue
Shares
8 Authority to Issue Mgmt For For For
Shares for
Cash
9 Appointment of Auditor Mgmt For For For
10 Elect Audit and Risk Mgmt For Against Against
Committee Member (Jan
Dreyer)
11 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja
Sebotsa)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Per-Erik
Lagerstrom)
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Financial Mgmt For For For
Assistance (Sections
44 and
45)
16 Authority to Create Mgmt For For For
New Class of
Preference
Shares
17 Amendments to Mgmt For For For
Memorandum
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Mgmt For For For
Montiel
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Mgmt For For For
Pritzker
8 Elect William K. Reilly Mgmt For For For
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Ove Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Proxy
Access
________________________________________________________________________________
Safaricom Limited
Ticker Security ID: Meeting Date Meeting Status
SAF CINS V74587102 09/03/2015 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Susan Mudhune Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sanlam Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLM CINS S7302C137 06/08/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointmen of Auditor Mgmt For For For
3 Elect Karabo Nondumo Mgmt For For For
4 Elect Johan Van Zyl Mgmt For For For
5 Re-elect Philip de Mgmt For For For
Villiers
Rademeyer
6 Re-elect Rejoice Mgmt For For For
Simelane
7 Re-elect Christiaan G. Mgmt For For For
Swanepoel
8 Re-elect Ian Kirk Mgmt For For For
9 Elect Audit, Actuarial Mgmt For For For
and Finance Committee
Member (Paul
Bradshaw)
10 Elect Audit, Actuarial Mgmt For For For
and Finance Committee
Member (Karabo
Nondumo)
11 Elect Audit, Actuarial Mgmt For For For
and Finance Committee
Member (Philip de
Villiers
Rademeyer)
12 Approve Remuneration Mgmt For For For
Policy
13 Ratify NEDs' Fees Mgmt For For For
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Authorisation of Legal Mgmt For For For
Formalities
17 Approve NEDs' Fees Mgmt For For For
18 Authority to Cancel Mgmt For For For
Authorised "A" and
"B" Deferred
Shares
19 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Sappi Limited
Ticker Security ID: Meeting Date Meeting Status
SAP CINS S73544108 02/10/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Robertus J. M. Mgmt For For For
Renders
3 Re-elect Godefridus Mgmt For For For
P.F.
Beurskens
4 Re-elect Stephen R. Mgmt For For For
Binnie
5 Re-elect Robert J. Mgmt For For For
DeKoch
6 Re-elect Karen R. Osar Mgmt For For For
7 Re-elect Rudolf Thummer Mgmt For For For
8 Elect Audit Committee Mgmt For Against Against
Member (Len
Konar)
9 Elect Audit Committee Mgmt For For For
Member (Godefridus
P.F.
Beurskens)
10 Elect Audit Committee Mgmt For For For
Member (Michael A.
Fallon)
11 Elect Audit Committee Mgmt For Against Against
Member (Nkateko P.
Mageza)
12 Elect Audit Committee Mgmt For For For
Member (Karen R.
Osar)
13 Appointment of Auditor Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares Pursuant to
Incentive
Plan
15 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
16 Approve Remuneration Mgmt For For For
Policy
17 Approve NEDs' Fees Mgmt For For For
18 Approve Financial Mgmt For For For
Assistance
19 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 803866300 12/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Nolitha Fakude Mgmt For For For
2 Re-elect Mandla Gantsho Mgmt For For For
3 Re-elect Imogen Mkhize Mgmt For For For
4 Re-elect Stephen Mgmt For For For
Westwell
5 Appointment of Auditor Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Colin
Beggs)
7 Elect Audit Committee Mgmt For For For
Member
(Nomgando
Matyumza)
8 Elect Audit Committee Mgmt For For For
Member (Imogen
Mkhize)
9 Elect Audit Committee Mgmt For Against Against
Member (Johnson
Njeke)
10 Elect Audit Committee Mgmt For For For
Member (Stephen
Westwell)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
13 General Authority to Mgmt For For For
Repurchase
Shares
14 Specific Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
SEMAFO Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/12/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Terence F. Bowles Mgmt For For For
3 Elect Benoit Desormeaux Mgmt For For For
4 Elect Flore Konan Mgmt For For For
5 Elect Jean Lamarre Mgmt For For For
6 Elect John LeBoutillier Mgmt For For For
7 Elect Gilles Masson Mgmt For For For
8 Elect Lawrence I. Mgmt For For For
McBrearty
9 Elect Tertius Zongo Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Advisory Resolution on Mgmt For For For
Approach to Executive
Compensation
________________________________________________________________________________
Shoprite Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SHP CINS S76263102 10/19/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Christoffel Mgmt For Against Against
Wiese
4 Re-elect EC Kieswetter Mgmt For Against Against
5 Re-elect JA Louw Mgmt For Against Against
6 Elect Audit and Risk Mgmt For For For
Committee Chair (JF
Bason)
7 Elect Audit and Risk Mgmt For Against Against
Committee Member (JA
Louw)
8 Elect Audit and Risk Mgmt For For For
Committee Member (JJ
Fouche)
9 Elect Audit and Risk Mgmt For For For
Committee Member (JA
Rock)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Authorisation of Legal Mgmt For For For
Formalities
13 Approve Remuneration Mgmt For Against Against
Policy
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance (Section
45)
16 Approve Financial Mgmt For For For
Assistance (Section
44)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Schemes of Arrangement Mgmt For For For
(SHP2 Preference
Shares)
19 Scheme of Arrangement Mgmt For For For
(SHP3 Preference
Shares)
20 Scheme of Arrangement Mgmt For For For
(SHP4 Preference
Shares)
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 01/18/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval for the Mgmt For For For
allotment and issue
of Sibanye
Shares,
including in
particular but not
limited to the
Consideration Shares,
as
required
by and in terms of
section 41(3) of the
Companies
Act
2 Rustenburg Acquisition Mgmt For For For
3 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve NEDs' Fees Mgmt For For For
2 Approve Financial Mgmt For For For
Assistance
3 Amendment to Memorandum Mgmt For For For
4 Authority to Mgmt For For For
Repurchase
Shares
5 Appointment of Auditor Mgmt For For For
6 Re-elect Barry E. Mgmt For For For
Davison
7 Re-elect Neal J. Mgmt For For For
Froneman
8 Re-elect Nkosemntu G. Mgmt For For For
Nika
9 Re-elect Susan C. van Mgmt For For For
der
Merwe
10 Elect Jiyu Yuan Mgmt For For For
11 Elect Audit Committee Mgmt For For For
Member (Keith A.
Rayner)
12 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
13 Elect Audit Committee Mgmt For For For
Member (Nkosemntu G.
Nika)
14 Elect Audit Committee Mgmt For For For
Member (Susan C. van
der
Merwe)
15 General Authority to Mgmt For For For
Issue
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Remuneration Mgmt For For For
Policy
________________________________________________________________________________
Standard Bank Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
SBK CINS S80605140 05/26/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Arno Daehnke Mgmt For For For
3 Elect Martin Mgmt For For For
Oduor-Otieno
4 Re-elect Myles J.D. Mgmt For For For
Ruck
5 Re-elect Peter D. Mgmt For For For
Sullivan
6 Re-elect WANG Wenbin Mgmt For For For
7 Re-elect Ted Woods Mgmt For For For
8 Appointment of Auditor Mgmt For For For
(KPMG)
9 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
10 General Authority to Mgmt For For For
Issue Ordinary
Shares
11 General Authority to Mgmt For Against Against
Issue Preference
Shares
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
(Chairman)
14 Approve NEDs' Fees Mgmt For For For
(Director)
15 Approve NEDs' Fees Mgmt For For For
(International
Director)
16 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee -
Chairman)
17 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee -
Member)
18 Approve NEDs' Fees Mgmt For For For
(Risk and Capital
Management Committee
-
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Risk and Capital
Management Committee
-
Member)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee -
Chairman)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee -
Member)
22 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Chairman)
23 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Member)
24 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chairman)
25 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
26 Approve NEDs' Fees (IT Mgmt For For For
Committee -
Chairman)
27 Approve NEDs' Fees (IT Mgmt For For For
Committee -
Member)
28 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Meeting
Attendance)
29 Authority to Mgmt For For For
Repurchase Ordinary
Shares
30 Authority to Mgmt For For For
Repurchase Preference
Shares
31 Approve Financial Mgmt For For For
Assistance
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Steinhoff International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SNH CINS N8248H102 05/30/2016 Take No Action
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
3 Resignation of Mgmt For TNA N/A
Supervisory Board
Members
4 Ratification of Mgmt For TNA N/A
Supervisory Board
Members (DC Brink, JF
Mouton and PDJ van
den
Bosch)
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Elect Claas E. Daun Mgmt For TNA N/A
7 Elect Bruno E. Mgmt For TNA N/A
Steinhoff
8 Elect Christo Wiese Mgmt For TNA N/A
9 Elect Deenadayalen Mgmt For TNA N/A
(Len)
Konar
10 Elect Heather Joan Sonn Mgmt For TNA N/A
11 Elect Thierry Guibert Mgmt For TNA N/A
12 Elect Angela Mgmt For TNA N/A
Kruger-Steinhoff
13 Elect Jacob Daniel Mgmt For TNA N/A
Wiese
14 Elect Steve F. Booysen Mgmt For TNA N/A
15 Elect Marthinus Mgmt For TNA N/A
'Theunie'
Lategan
16 Elect Johan Van Zyl Mgmt For TNA N/A
17 Non-Voting Agenda Item N/A N/A TNA N/A
18 Non-Voting Agenda Item N/A N/A TNA N/A
19 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Steinhoff International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SHF CINS S8217G106 09/07/2015 Voted
Meeting Type Country of Trade
Court South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
2 Amend Articles of Mgmt For For For
Association
3 Authority to Mgmt For For For
Repurchase
Shares
4 Approve Secondary Mgmt For For For
Listing
5 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sun International Limited
Ticker Security ID: Meeting Date Meeting Status
SUI CINS S8250P120 11/02/2015 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Authority for Mgmt For For For
Directors to
Implement Proposal
1
3 Put and Call Options Mgmt For For For
4 Authority for Mgmt For For For
Directors to
Implement Proposal
3
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sun International Limited
Ticker Security ID: Meeting Date Meeting Status
SUI CINS S8250P120 11/23/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Peter Bacon Mgmt For For For
2 Re-elect Nolulamo Mgmt For For For
Gwagwa
3 Re-elect Louisa Mojela Mgmt For For For
4 Elect Audit Committee Mgmt For For For
Member (Peter
Bacon)
5 Elect Audit Committee Mgmt For Against Against
Member (Zarina
Bassa)
6 Elect Audit Committee Mgmt For For For
Member (Leon
Campher)
7 Elect Audit Committee Mgmt For For For
Member (Graham
Rosenthal)
8 Approve Remuneration Mgmt For For For
Policy
9 Appointment of Auditor Mgmt For For For
10 Approve Financial Mgmt For For For
Assistance (Section
44)
11 Approve Financial Mgmt For For For
Assistance (Section
45)
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Talaat Moustafa Group (TMG) Holding
Ticker Security ID: Meeting Date Meeting Status
TMGH CINS M8763H108 03/26/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements; Mgmt For TNA N/A
Allocation of
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
10 Related Party Mgmt For TNA N/A
Transactions
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 08/11/2015 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 08/11/2015 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Changes to Board Mgmt For TNA N/A
Composition
3 Election of Directors Mgmt For TNA N/A
4 Board Transactions Mgmt For TNA N/A
________________________________________________________________________________
Telkom SA Limited
Ticker Security ID: Meeting Date Meeting Status
TKG CINS S84197102 08/26/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Graham W. Mgmt For For For
Dempster
2 Elect Thembisa Dingaan Mgmt For For For
3 Elect Nunu Ntshingila Mgmt For For For
4 Elect Rex G. Tomlinson Mgmt For For For
5 Re-elect Susan Mgmt For Against Against
(Santie) L.
Botha
6 Re-elect Khanyisile T. Mgmt For For For
Kweyama
7 Re-elect Fagmeedah Mgmt For For For
Petersen-Lurie
8 Re-elect Louis von Mgmt For For For
Zeuner
9 Elect Audit Committee Mgmt For For For
Member (Itumeleng
Kgaboesele)
10 Elect Audit Committee Mgmt For For For
Member (Kholeka W.
Mzondeki)
11 Elect Audit Committee Mgmt For For For
Member (Louis von
Zeuner)
12 Elect Audit Committee Mgmt For For For
Member (Thembisa
Dingaan)
13 Elect Audit Committee Mgmt For For For
Member (Rex G.
Tomlinson)
14 Appointment of Auditor Mgmt For For For
15 General Authority to Mgmt For For For
Issue
Shares
16 Approve Remuneration Mgmt For Against Against
Policy
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares for
Cash
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
The Bidvest Group Limited
Ticker Security ID: Meeting Date Meeting Status
BVT CINS S1201R162 05/16/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Approve Amendments to Mgmt For For For
Incentive
Scheme
3 Approve Share Mgmt For For For
Appreciation Rights
Plan
4 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
The Bidvest Group Limited
Ticker Security ID: Meeting Date Meeting Status
BVT CINS S1201R162 11/23/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Gillian McMahon Mgmt For For For
3 Re-elect Paul Cambo Mgmt For Against Against
Baloyi
4 Re-elect Alfred A. da Mgmt For For For
Costa
5 Re-elect Eric K. Diack Mgmt For For For
6 Re-elect Alexander Mgmt For For For
Komape
Maditsi
7 Re-elect Nigel G. Payne Mgmt For For For
8 Re-elect Lorato Mgmt For For For
Phalatse
9 Elect Audit Committee Mgmt For Against Against
Member (Paul
Baloyi)
10 Elect Audit Committee Mgmt For For For
Member (Eric
Diack)
11 Elect Audit Committee Mgmt For For For
Member (Sibongile
Masinga)
12 Elect Audit Committee Mgmt For For For
Member (Nigel
Payne)
13 Approve Remuneration Mgmt For For For
Policy (Base
Pay)
14 Approve Remuneration Mgmt For For For
Policy (Short-Term
Incentives)
15 Approve Remuneration Mgmt For For For
Policy (Long-Term
Incentives)
16 General Authority to Mgmt For For For
Issue
Shares
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Approve Allocation to Mgmt For For For
Distribute Share
Capital or
Premium
19 Authority to Issue Mgmt For For For
Convertible
Debentures
20 Authorisation of Legal Mgmt For For For
Formalities
21 Authority to Mgmt For For For
Repurchase
Shares
22 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 09/01/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Eddy Oblowitz Mgmt For For For
4 Re-elect Nomahlubi V. Mgmt For For For
Simamane
5 Re-elect Tumi Mgmt For For For
Makgabo-Fiskerstrand
6 Elect Anthony Thunstrom Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Sam
Abrahams)
8 Elect Audit Committee Mgmt For For For
Member (Eddy
Oblowitz)
9 Elect Audit Committee Mgmt For For For
Member (Nomahlubi V.
Simamane)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve NEDs' Fees Mgmt For For For
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance
14 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
The Spar Group Limited
Ticker Security ID: Meeting Date Meeting Status
SPP CINS S8050H104 02/09/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marang Mashologu Mgmt For For For
2 Re-elect Michael Mgmt For For For
Hankinson
3 Appointment of Auditor Mgmt For For For
4 Elect Audit Committee Mgmt For For For
Member (Chris F.
Wells)
5 Elect Audit Committee Mgmt For For For
Member (Harish K.
Mehta)
6 Elect Audit Committee Mgmt For For For
Member (Marang
Mashologu)
7 Authority to Issue Mgmt For For For
Shares Pursuant to
the Employee Share
Trust
8 Authority to Issue Mgmt For For For
Shares Pursuant to
the Conditional Share
Plan
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 General Authority to Mgmt For For For
Issue
Shares
11 Approve Financial Mgmt For For For
Assistance
12 Approve NEDs' Fees Mgmt For For For
13 Approve Remuneration Mgmt For For For
Policy
________________________________________________________________________________
The Spar Group Limited
Ticker Security ID: Meeting Date Meeting Status
SPP CINS S8050H104 03/24/2016 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares for
Cash
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tiger Brands Ltd.
Ticker Security ID: Meeting Date Meeting Status
TBS CINS S84594142 02/16/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Ajukwu Mgmt For For For
2 Elect Yunus Suleman Mgmt For For For
3 Elect Noel P. Doyle Mgmt For For For
4 Re-elect Santie L. Mgmt For Against Against
Botha
5 Re-elect Mark Bowman Mgmt For Against Against
6 Re-elect Khotso D.K. Mgmt For For For
Mokhele
7 Re-elect Clive F.H. Mgmt For For For
Vaux
8 Approve Remuneration Mgmt For For For
Policy
9 Elect Audit Committee Mgmt For For For
Member (Rob
Nisbet)
10 Elect Audit Committee Mgmt For For For
Member (Khotso D.K.
Mokhele)
11 Elect Audit Committee Mgmt For For For
Member (Yunus
Suleman)
12 Appointment of Auditor Mgmt For For For
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve Financial Mgmt For For For
Assistance
15 Approve NEDs' Fees Mgmt For For For
(NEDs)
16 Approve NEDs' Fees Mgmt For For For
(Chairman)
17 Approve NEDs' Fees Mgmt For For For
(Deputy
Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Subcommittees)
19 Approve NEDs' Fees Mgmt For For For
(Special Meeting and
Additional
Work)
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Truworths International Limited
Ticker Security ID: Meeting Date Meeting Status
TRU CINS S8793H130 11/05/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Roderick J.A. Mgmt For For For
Sparks
3 Re-elect David Brian Mgmt For For For
Pfaff
4 Re-elect Michael Mark Mgmt For For For
5 Elect Jean-Christophe Mgmt For For For
Garbino
6 Authority to Issue Mgmt For For For
Shares for
Cash
7 Authority to Mgmt For For For
Repurchase
Shares
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Approve NEDs' Fees Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Michael
Thompson)
11 Elect Audit Committee Mgmt For For For
Member (Rob
Dow)
12 Elect Audit Committee Mgmt For For For
Member (Roderick
Sparks)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Social and Mgmt For For For
Ethics Committee
Report
15 Elect Social and Mgmt For For For
Ethics Committee
Member (Michael
Thompson)
16 Elect Social and Mgmt For For For
Ethics Committee
Member (David
Pfaff)
17 Elect Social and Mgmt For For For
Ethics Committee
Member (Thandi
Ndlovu)
18 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Tullow Oil Plc
Ticker Security ID: Meeting Date Meeting Status
TLW CINS G91235104 04/28/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(advisory)
3 Elect Tutu Agyare Mgmt For For For
4 Elect Mike Daly Mgmt For For For
5 Elect Anne Drinkwater Mgmt For For For
6 Elect Ann Grant Mgmt For For For
7 Elect Aidan Heavey Mgmt For For For
8 Elect Steve Lucas Mgmt For For For
9 Elect Angus McCoss Mgmt For For For
10 Elect Paul McDade Mgmt For For For
11 Elect Ian Springett Mgmt For For For
12 Elect Simon R. Thompson Mgmt For For For
13 Elect Jeremy R. Wilson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
19 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
United Bank for Africa plc
Ticker Security ID: Meeting Date Meeting Status
UBA CINS V9T62Y106 04/08/2016 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
(Slate)
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Election of Statutory Mgmt For Abstain Against
Audit Committee
Members
6 Cancellation of Shares Mgmt For Abstain Against
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/16/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Bafeleang P. Mgmt For For For
Mabelane
3 Re-elect David H. Brown Mgmt For For For
4 Re-elect Ivan Dittrich Mgmt For For For
5 Re-elect Michael Joseph Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approve Remuneration Mgmt For For For
Policy
8 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (David
Brown)
9 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Phillip
Moleketi)
10 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Bafeleang
Mabelane)
11 Authority to Mgmt For For For
Repurchase
Shares
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Woolworths Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
WHL CINS S98758121 11/30/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Patrick N.J. Mgmt For For For
Allaway
3 Re-elect Thomas A. Mgmt For For For
Boardman
4 Re-elect Andrew Mgmt For Against Against
Higginson
5 Elect Gail P. Kelly Mgmt For For For
6 Re-elect Zyda Rylands Mgmt For For For
7 Re-elect Thina Siwendu Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Elect Audit Committee Mgmt For For For
Member (Patrick
Allaway)
10 Elect Audit Committee Mgmt For For For
Member (Peter
Bacon)
11 Elect Audit Committee Mgmt For Against Against
Member (Zarina
Bassa)
12 Elect Audit Committee Mgmt For For For
Member (Hubert
Brody)
13 Elect Audit Committee Mgmt For Against Against
Member (Andrew
Higginson)
14 Approve Remuneration Mgmt For For For
Policy
15 Ratify NED's Fees (NED Mgmt For For For
Patrick Allaway for
quarter ended
December 31,
2014)
16 Ratify NED's Fees (NED Mgmt For For For
Patrick
Allaway)
17 Ratify Fees (NED Gail Mgmt For For For
Kelly)
18 Ratify Fees (Treasury Mgmt For For For
Committee
Meetings)
19 Increase NEDs' Fees Mgmt For For For
20 Amendments to Mgmt For For For
Memorandum
21 Authority to Mgmt For For For
Repurchase
Shares
22 Approve Financial Mgmt For For For
Assistance
23 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zenith Bank plc
Ticker Security ID: Meeting Date Meeting Status
ZENITHBAN CINS V9T871109 04/06/2016 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Oyewusi Mgmt For For For
Ibidapo-Obe
4 Elect Gabriel Mgmt For For For
ItaAsuquo
Ukpeh
5 Re-elect Jeffrey Mgmt For For For
Efeyini
6 Re-elect Chukuka S. Mgmt For For For
Enwemeka
7 Re-elect Alhaji B. Tela Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Election of Statutory Mgmt For For For
Audit Committee
Members
10 Directors' Fees Mgmt For For For
Fund Name : VanEck Vectors Agribusiness ETF
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect P. George Benson Mgmt For For For
4 Elect Wolfgang Deml Mgmt For For For
5 Elect Luiz Fernando Mgmt For For For
Furlan
6 Elect George E. Minnich Mgmt For For For
7 Elect Martin H. Mgmt For For For
Richenhagen
8 Elect Gerald L. Shaheen Mgmt For For For
9 Elect Mallika Mgmt For For For
Srinivasan
10 Elect Hendrikus Visser Mgmt For For For
11 Re-Approval of the Mgmt For For For
2006 Long-Term
Incentive Plan for
the Purposes of
Section
162(m)
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maura J. Clark Mgmt For For For
1.2 Elect David C. Everitt Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Russell J. Horner Mgmt For For For
1.5 Elect Miranda C. Hubbs Mgmt For For For
1.6 Elect Charles V. Magro Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek G. Pannell Mgmt For For For
1.9 Elect Mayo M. Schmidt Mgmt For For For
1.10 Elect William S. Simon Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Mollie Hale Mgmt For For For
Carter
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Juan Luciano Mgmt For For For
7 Elect Antonio Maciel Mgmt For For For
Neto
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Debra A. Sandler Mgmt For For For
11 Elect Daniel Shih Mgmt For For For
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/11/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Rights Issue Mgmt For Against Against
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/11/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Bakkafrost P/F
Ticker Security ID: Meeting Date Meeting Status
BAKKA CINS K4002E115 04/08/2016 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman
6 Report of the Board of Mgmt For TNA N/A
Directors; CEO's
Address
7 Accounts and Reports Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Election of Directors Mgmt For TNA N/A
10 Directors' Fees Mgmt For TNA N/A
11 Nomination Committee Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Appointment of Auditor Mgmt For TNA N/A
14 Compensation Guidelines Mgmt For TNA N/A
15 Transaction of Other Mgmt For TNA N/A
Business
________________________________________________________________________________
Balchem Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dino A. Rossi Mgmt For For For
1.2 Elect Theodore L. Mgmt For For For
Harris
1.3 Elect Matthew D. Mgmt For For For
Wineinger
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Paul Cornet de Mgmt For For For
Ways
Ruart
2.2 Elect William Engels Mgmt For For For
2.3 Elect L. Patrick Lupo Mgmt For For For
2.4 Elect Soren Schroder Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 2016 Equity Mgmt For For For
Compensation
Plan
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Mgmt For For For
Arzbaecher
2 Elect William Davisson Mgmt For For For
3 Elect Stephen A. Mgmt For For For
Furbacher
4 Elect Stephen J. Hagge Mgmt For For For
5 Elect John D. Johnson Mgmt For For For
6 Elect Robert G. Kuhbach Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Edward A. Schmitt Mgmt For For For
9 Elect Theresa E Wagler Mgmt For For For
10 Elect W. Anthony Will Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 04/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Sergio Marchionne Mgmt For For For
5 Elect Richard Tobin Mgmt For For For
6 Elect Mina Gerowin Mgmt For For For
7 Elect Leo W. Houle Mgmt For For For
8 Elect Peter Kalantzis Mgmt For For For
9 Elect John Lanaway Mgmt For For For
10 Elect Guido Tabellini Mgmt For For For
11 Elect Jacqueline Mgmt For For For
Tammenoms
Bakker
12 Elect Jacques Mgmt For For For
Theurillat
13 Elect Suzanne Heywood Mgmt For For For
14 Elect Silke Christina Mgmt For For For
Scheiber
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
________________________________________________________________________________
Deere and Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Mgmt For For For
Bowles
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Dipak C. Jain Mgmt For For For
5 Elect Michael O. Mgmt For For For
Johanns
6 Elect Clayton M. Jones Mgmt For For For
7 Elect Brian M. Krzanich Mgmt For For For
8 Elect Gregory R. Page Mgmt For For For
9 Elect Sherry M. Smith Mgmt For For For
10 Elect Dmitri L. Mgmt For For For
Stockton
11 Elect Sheila G. Talton Mgmt For For For
12 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Net Zero
Greenhouse Gas
Emissions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Values in Political
Spending
________________________________________________________________________________
Felda Global Ventures Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
FGV CINS Y2477B108 06/01/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Mohd Isa Abdul Mgmt For For For
Samad
3 Elect Sulaiman Mahbob Mgmt For For For
4 Elect Zakaria Arshad Mgmt For For For
5 Elect Zauyah Md Desa Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
First Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EB5 CINS Y2560F107 04/27/2016 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LIM Ming Seong Mgmt For For For
4 Elect TENG Cheong Kwee Mgmt For For For
5 Elect NG Shin Ein Mgmt For For For
6 Elect ONG Beng Kee Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Eduardo E. Mgmt For For For
Cordeiro
3 Elect G. Peter D'Aloia Mgmt For For For
4 Elect C. Scott Greer Mgmt For For For
5 Elect K'Lynne Johnson Mgmt For For For
6 Elect Dirk A. Mgmt For For For
Kempthorne
7 Elect Paul J. Norris Mgmt For For For
8 Elect Robert C. Pallash Mgmt For For For
9 Elect William H. Powell Mgmt For For For
10 Elect Vincent R. Volpe Mgmt For For For
Jr.
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Giving
Preference to Share
Repurchases
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/21/2016 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Frankle (Djafar) Mgmt For For For
Widjaja
5 Elect Rafael Buhay Mgmt For For For
Concepcion,
Jr.
6 Elect HONG Pian Tee Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Goldin Financial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0530 CINS G3968F137 11/20/2015 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect PAN Sutong Mgmt For Against Against
5 Elect ZHOU Dengchao Mgmt For Against Against
6 Elect TANG Yiu Wing Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Idexx Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDXX CUSIP 45168D104 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jonathan W. Ayers Mgmt For For For
2 Elect Barry C. Johnson Mgmt For For For
3 Elect M. Anne Szostak Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Incitec Pivot Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS Q4887E101 12/17/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Paul Brasher Mgmt For For For
3 Re-elect Graham Smorgon Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
James
Fazzino)
5 Remuneration Report Mgmt For For For
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/27/2015 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Yeow Chor Mgmt For For For
2 Elect CHEAH Tek Kuang Mgmt For For For
3 Elect LEE Shin Cheng Mgmt For Against Against
4 Elect Peter CHIN Fah Mgmt For For For
Kui
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase
Shares
9 Mandate for Recurrent Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/27/2015 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Executive Mgmt For For For
Share Option
Scheme
2 Equity Grant to LEE Mgmt For For For
Shin Cheng
3 Equity Grant to LEE Mgmt For For For
Yeow
Chor
4 Equity Grant to LEE Mgmt For For For
Cheng
Leang
5 Equity Grant to LEE Mgmt For For For
Yoke
Hean
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M5920A109 12/23/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nir Gilad Mgmt For For For
2 Elect Avisar Paz Mgmt For For For
3 Elect Eran Sarig Mgmt For For For
4 Elect Ovadia Eli Mgmt For For For
5 Elect Aviad Kaufman Mgmt For For For
6 Elect Geoffery E. Mgmt For For For
Merszei
7 Elect Shimon Eckhaus Mgmt For For For
8 Elect Stefan Borgas Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Compensation of Mgmt For Against Against
Unaffiliated
Directors
11 Compensation of Mgmt For Against Against
Affiliated
Directors
12 Assignment of Mgmt For For For
Compensation to
Controlling
Shareholders
________________________________________________________________________________
K and S AG
Ticker Security ID: Meeting Date Meeting Status
SDF CINS D48164129 05/11/2016 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Increase in Authorised Mgmt For TNA N/A
Capital
11 Amendments to Articles Mgmt For TNA N/A
Regarding Supervisory
Board Members'
Terms
12 Amendments to Articles Mgmt For TNA N/A
Regarding
Resignations from the
Supervisory
Board
13 Amendments to Articles Mgmt For TNA N/A
Regarding the
Chairman of General
Meetings
________________________________________________________________________________
Kernel Holding SA
Ticker Security ID: Meeting Date Meeting Status
KER CINS L5829P109 12/10/2015 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For TNA N/A
and Auditor
Report
2 Consolidated Accounts Mgmt For TNA N/A
and
Reports
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Elect Andrzej Danilczuk Mgmt For TNA N/A
7 Elect Ton Schurink Mgmt For TNA N/A
8 Elect Sergei Shibaev Mgmt For TNA N/A
9 Elect Andrey Verevskiy Mgmt For TNA N/A
10 Elect Anastasia Mgmt For TNA N/A
Usachova
11 Elect Victoriia Mgmt For TNA N/A
Lukyanenko
12 Elect Yuriy Kovalchuk Mgmt For TNA N/A
13 Elect Kostiantyn Mgmt For TNA N/A
Lytvynskyi
14 Independent Directors' Mgmt For TNA N/A
Fees
15 Executive Directors' Mgmt For TNA N/A
Fees
16 Ratification of Mgmt For TNA N/A
Auditor's
Acts
17 Appointment of Auditor Mgmt For TNA N/A
18 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Kernel Holding SA
Ticker Security ID: Meeting Date Meeting Status
KER CINS L5829P109 12/10/2015 Take No Action
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For TNA N/A
Capital
2 Amendments to Articles Mgmt For TNA N/A
(Authorized
Capital)
________________________________________________________________________________
Komipharm International Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
041960 CINS Y4934W105 03/25/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect YANG Yong Jin Mgmt For For For
3 Elect MOON Sung Chul Mgmt For For For
4 Elect KIM Soo Jung Mgmt For For For
5 Elect KIM Sang Hyeon Mgmt For For For
6 Elect YOO Jung Ki Mgmt For For For
7 Elect KIM Soo Young Mgmt For For For
8 Election of Corporate Mgmt For For For
Auditor
9 Directors' Fees Mgmt For For For
10 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/17/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Roy LIM Kiam Chye Mgmt For For For
3 Elect Azlan Zainol Mgmt For For For
4 Elect Raja Muhammad Mgmt For For For
Alias bin Raja
Muhammad
Ali
5 Elect KWOK Kian Hai Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Mgmt For For For
Repurchase
Shares
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CINS J36662138 03/25/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Masatoshi Kimata Mgmt For For For
4 Elect Toshihiro Kubo Mgmt For For For
5 Elect Shigeru Kimura Mgmt For For For
6 Elect Kenshiroh Ogawa Mgmt For For For
7 Elect Yuichi Kitao Mgmt For For For
8 Elect Satoshi Iida Mgmt For For For
9 Elect Yuzuru Matsuda Mgmt For For For
10 Elect Kohichi Ina Mgmt For For For
11 Elect Masao Morishita Mgmt For For For
as Alternate
Statutory
Auditor
12 Bonus Mgmt For For For
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CUSIP 56824R205 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chairman;
Minutes
2 Agenda Mgmt For For For
3 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividend
4 Remuneration Mgmt For Against Against
Guidelines
(Advisory)
5 Guidelines for Share Mgmt For Against Against
Options
(Binding)
6 Directors' Fees Mgmt For For For
7 Nomination Committee Mgmt For For For
Fees
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Appointment of Auditor Mgmt For Abstain Against
10 Elect Cecilie Mgmt For For For
Fredriksen
11 Elect Paul Mulligan Mgmt For For For
12 Elect Jean-Pierre Mgmt For For For
Bienfait
13 Elect Birgitte Mgmt For For For
Ringstad
Vartdal
14 Authority to Mgmt For For For
Distribute
Dividends
15 Authority to Mgmt For For For
Repurchase Shares and
to Issue Treasury
Shares
16 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
17 Authority to Issue Mgmt For Against Against
Convertible Debt
Instruments
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect David L. Chicoine Mgmt For For For
3 Elect Janice L. Fields Mgmt For For For
4 Elect Hugh Grant Mgmt For For For
5 Elect Arthur H. Harper Mgmt For For For
6 Elect Laura K. Ipsen Mgmt For For For
7 Elect Marcos M. Lutz Mgmt For For For
8 Elect C. Steven Mgmt For For For
McMillan
9 Elect Jon R. Moeller Mgmt For For For
10 Elect William U. Parfet Mgmt For For For
11 Elect George H. Poste Mgmt For For For
12 Elect Robert J. Stevens Mgmt For For For
13 Elect Patricia Verduin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approval of Mgmt For For For
Performance Goals
Under the Annual
Incentive
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Risks of
Glyphosate
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Mosaic Co.
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Decrease of Authorized Mgmt For For For
Common
Stock
3 Elect Nancy E. Cooper Mgmt For For For
4 Elect Gregory L. Ebel Mgmt For For For
5 Elect Timothy S. Gitzel Mgmt For For For
6 Elect Denise C. Johnson Mgmt For For For
7 Elect Emery N. Koenig Mgmt For Against Against
8 Elect Robert L. Mgmt For For For
Lumpkins
9 Elect William T. Mgmt For For For
Monahan
10 Elect James C. O'Rourke Mgmt For For For
11 Elect James L. Popowich Mgmt For For For
12 Elect David T. Seaton Mgmt For For For
13 Elect Steven M. Seibert Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Neogen Corporation
Ticker Security ID: Meeting Date Meeting Status
NEOG CUSIP 640491106 10/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard T. Mgmt For For For
Crowder
1.2 Elect A. Charles Mgmt For For For
Fischer
1.3 Elect Ronald D. Green Mgmt For For For
2 2015 Omnibus Incentive Mgmt For For For
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NH Foods Ltd
Ticker Security ID: Meeting Date Meeting Status
2282 CINS J4929Q102 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juichi Suezawa Mgmt For For For
2 Elect Yoshihide Hata Mgmt For For For
3 Elect Kohji Kawamura Mgmt For For For
4 Elect Hiroji Ohkoso Mgmt For For For
5 Elect Katsumi Inoue Mgmt For For For
6 Elect Kazunori Mgmt For For For
Shinohara
7 Elect Tetsuhiro Kitoh Mgmt For For For
8 Elect Hajime Takamatsu Mgmt For For For
9 Elect Toshiko Katayama Mgmt For For For
10 Elect Iwao Taka Mgmt For For For
11 Elect Shunichi Ogata Mgmt For For For
as Statutory
Auditor
12 Elect Masayuki Mgmt For For For
Kitaguchi as
Alternate Statutory
Auditor
________________________________________________________________________________
Nufarm Limited
Ticker Security ID: Meeting Date Meeting Status
NUF CINS Q7007B105 12/03/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect W. Bruce Mgmt For For For
Goodfellow
4 Re-elect Frank Ford Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Greg
Hunt)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OCI N.V.
Ticker Security ID: Meeting Date Meeting Status
OCI CINS N6667A111 06/28/2016 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Executive Directors'
Acts
7 Ratification of Mgmt For TNA N/A
Non-Executive
Directors'
Acts
8 Elect Nassef Sawiris Mgmt For TNA N/A
as Executive
Director
9 Elect Salman Butt as Mgmt For TNA N/A
Executive
Director
10 Elect Anjia Montijn as Mgmt For TNA N/A
Non-Executive
Director
11 Appointment of Auditor Mgmt For TNA N/A
12 Amendments to Mgmt For TNA N/A
Par-Value; Decrease
Authorized
Capital
13 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
14 Authority to Suppress Mgmt For TNA N/A
Preemptive
Rights
15 Authority to Mgmt For TNA N/A
Repurchase
Shares
16 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 01/15/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2015)
2 Membership in the Mgmt For For For
Russian Union of
Industrialists and
Entrepreneurs
3 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/31/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
6 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
7 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
8 Elect Yuriy N. Mgmt N/A Abstain N/A
Krugovykh
9 Elect Sven Ombudstvedt Mgmt N/A For N/A
10 Elect Roman V. Osipov Mgmt N/A Abstain N/A
11 Elect Oleg V. Osipenko Mgmt N/A For N/A
12 Elect Marcus J. Rhodes Mgmt N/A For N/A
13 Elect James Beeland Mgmt N/A For N/A
Jr.
Rogers
14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
15 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
16 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaika
17 Elect Ekaterina V. Mgmt For For For
Viktorova
18 Elect Galina A. Mgmt For For For
Kalinina
19 Elect Pavel N. Sinitsa Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Directors' Fees Mgmt For For For
22 Related Party Mgmt For For For
Transactions (Loan
Agreement)
23 Related Party Mgmt For For For
Transactions
(Guarantee
Agreement)
24 Related Party Mgmt For For For
Transactions
(Supplementary
Guarantee
Agreement)
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/14/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Retained Mgmt For For For
Earnings/Dividends
2 Related Party Mgmt For Abstain Against
Transactions
(Guarantee
Agreement)
3 Related Party Mgmt For Abstain Against
Transactions (Loan
Agreement)
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/06/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Related Party Mgmt For For For
Transactions (Loan
Agreement(s))
3 Related Party Mgmt For For For
Transactions
(Supplementary
Guarantee
Agreement)
4 Related Party Mgmt For For For
Transactions
(Guarantee
Agreement)
5 Related Party Mgmt For For For
Transactions
(Guarantee
Agreement)
________________________________________________________________________________
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilberto Tomazoni Mgmt For For For
1.2 Elect Joesley Mendonca Mgmt For Withhold Against
Batista
1.3 Elect Wesley Mendonca Mgmt For For For
Batista
1.4 Elect William W. Mgmt For For For
Lovette
1.5 Elect Andre Noguiera Mgmt For For For
de
Souza
1.6 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.7 Elect David E. Bell Mgmt For For For
1.8 Elect Michael L. Cooper Mgmt For For For
1.9 Elect Charles Macaluso Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/10/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Donald G. Mgmt For For For
Chynoweth
1.3 Elect John W. Estey Mgmt For For For
1.4 Elect Gerald W. Grandey Mgmt For For For
1.5 Elect C. Steven Hoffman Mgmt For For For
1.6 Elect Alice D. Laberge Mgmt For For For
1.7 Elect Consuelo E. Mgmt For For For
Madere
1.8 Elect Keith G. Martell Mgmt For For For
1.9 Elect Jeffrey J. McCaig Mgmt For For For
1.10 Elect Aaron W. Regent Mgmt For For For
1.11 Elect Jochen E. Tilk Mgmt For For For
1.12 Elect Elena Viyella de Mgmt For Withhold Against
Paliza
1.13 Elect Zoe A. Yujnovich Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Approval of the 2016 Mgmt For For For
Long-Term Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Sourcing
Phosphate from
Western
Sahara
________________________________________________________________________________
PPB Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PPB CINS Y70879104 05/10/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Ahmad Sufian Mgmt For For For
bin Abdul
Rashid
5 Elect TAM Chiew Lin Mgmt For Against Against
6 Elect OH Siew Nam Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Related Party Mgmt For For For
Transactions with
PGEO Group Sdn
Bhd.
10 Related Party Mgmt For For For
Transactions with
Kuok Brothers Sdn
Berhad
11 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 06/15/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
Rumo Logistica Operadora Multimodal
Ticker Security ID: Meeting Date Meeting Status
ALLL3 CINS P8S112140 12/23/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Waiver of Shareholder Mgmt For For For
Obligations
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Increase in Authorised Mgmt For Against Against
Capital
________________________________________________________________________________
Sociedad Quimica y Minera de Chile SA - SQM
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Annual Report and Mgmt For For For
Account Inspectors'
Report
3 Appointment of Auditor Mgmt For For For
4 Appointment of Account Mgmt For For For
Inspectors
5 Presentation of Report Mgmt For For For
on Related Party
Transactions
6 Investment and Finance Mgmt For For For
Policy
7 Allocation of Profits Mgmt For For For
8 Dividend Payments from Mgmt For For For
Reserves
9 Dividend Policy Mgmt For For For
10 Board of Directors' Mgmt For Abstain Against
Expenses
11 Election of Directors Mgmt For Abstain Against
12 Elect Edward J. Waitzer Mgmt For For For
13 Directors' Fees Mgmt For Abstain Against
14 Matters Regarding the Mgmt For Abstain Against
Directors'
Committee
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Sociedad Quimica y Minera de Chile SA - SQM
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 09/23/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUSIP 87160A100 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For For For
3 Ratification of Board Mgmt For For For
and Management
Acts
4 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
5 Allocation of Mgmt For For For
Profits/Dividends
6 Special Dividend Mgmt For For For
7 Elect Vinita Bali Mgmt For For For
8 Elect Stefan Borgas Mgmt For For For
9 Elect Gunnar Brock Mgmt For For For
10 Elect Michel Demare Mgmt For For For
11 Elect Eleni Mgmt For For For
Gabre-Madhin
12 Elect David Lawrence Mgmt For For For
13 Elect Eveline Saupper Mgmt For For For
14 Elect Jurg Witmer Mgmt For For For
15 Elect Michel Demare as Mgmt For For For
Chairman
16 Elect Eveline Saupper Mgmt For For For
as Compensation
Committee
Member
17 Elect Jurg Witmer as Mgmt For For For
Compensation
Committee
Member
18 Elect Stefan Borgas as Mgmt For For For
Compensation
Committee
Member
19 Board Compensation Mgmt For For For
20 Executive Compensation Mgmt For For For
21 Appointment of Mgmt For For For
Independent
Proxy
22 Appointment of Auditor Mgmt For For For
23 Additional or ShrHoldr For Abstain Against
Miscellaneous
Shareholder
Proposals
________________________________________________________________________________
Taiwan Fertilizer Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1722 CINS Y84171100 06/29/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Mgmt For For For
Procedural Rules:
Capital Loans and
Endorsements
6 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
________________________________________________________________________________
The Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Anderson
1.2 Elect Gerard M Anderson Mgmt For For For
1.3 Elect Patrick E. Bowe Mgmt For For For
1.4 Elect Catherine M. Mgmt For For For
Kilbane
1.5 Elect Robert J. King, Mgmt For For For
Jr.
1.6 Elect Ross W. Manire Mgmt For For For
1.7 Elect Donald L. Mennel Mgmt For For For
1.8 Elect Patrick S. Mullin Mgmt For For For
1.9 Elect John T. Stout, Mgmt For For For
Jr.
1.10 Elect Jacqueline F. Mgmt For For For
Woods
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
The Toro Company
Ticker Security ID: Meeting Date Meeting Status
TTC CUSIP 891092108 03/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert C. Mgmt For For For
Buhrmaster
1.2 Elect Richard M. Olson Mgmt For For For
1.3 Elect James C. O'Rourke Mgmt For For For
1.4 Elect Christopher A. Mgmt For For For
Twomey
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tongaat Hulett Group Limited
Ticker Security ID: Meeting Date Meeting Status
TON CINS S85920130 07/29/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Bahle Sibisi Mgmt For For For
3 Re-elect Brand Mgmt For Against Against
Pretorius
4 Re-elect Murray H. Mgmt For For For
Munro
5 Elect Tomaz Salomao Mgmt For For For
6 Elect Audit and Mgmt For For For
Compliance Committee
Member (Jenitha
John)
7 Elect Audit and Mgmt For For For
Compliance Committee
Member (Fatima
Jakoet)
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Rachel
Kupara)
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authorisation of Legal Mgmt For For For
Formalities
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Financial Mgmt For For For
Assistance
14 Approve NEDs' Fees Mgmt For For For
15 Approve Remuneration Mgmt For Against Against
Policy
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Mgmt For For For
Jamison
1.2 Elect Johnston C. Adams Mgmt For For For
1.3 Elect Peter D. Bewley Mgmt For For For
1.4 Elect Keith R. Halbert Mgmt For For For
1.5 Elect George MacKenzie Mgmt For For For
1.6 Elect Edna K. Morris Mgmt For For For
1.7 Elect Mark J. Weikel Mgmt For For For
1.8 Elect Gregory A. Mgmt For For For
Sandfort
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Treasury Wine Estates Limited
Ticker Security ID: Meeting Date Meeting Status
TWE CINS Q9194S107 11/12/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Ed Chan Mgmt For For For
3 Re-elect Michael Cheek Mgmt For For For
4 Re-elect Garry A. Mgmt For For For
Hounsell
5 REMUNERATION REPORT Mgmt For For For
6 Approve Share Cellar Mgmt For For For
Plan
7 Equity Grant (MD/CEO Mgmt For For For
Michael
Clarke)
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Mike Beebe Mgmt For For For
4 Elect Mikel A. Durham Mgmt For For For
5 Elect Kevin M. McNamara Mgmt For For For
6 Elect Brad T. Sauer Mgmt For For For
7 Elect Donnie Smith Mgmt For For For
8 Elect Robert Thurber Mgmt For For For
9 Elect Barbara A. Tyson Mgmt For For For
10 Renewal of the Annual Mgmt For For For
Incentive
Compensation
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Gestation
Crates
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Water
Stewardship
Policy
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
15 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Working
Conditions
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Expenditures
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 02/09/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Major Transactions Mgmt For For For
4 Related Party Mgmt For For For
Transactions (JSC
Uralkali-Technologiya)
5 Related Party Mgmt For For For
Transactions
(Enterpro Services
Limited)
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 03/15/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Major Transactions Mgmt For For For
3 Cancellation of Mgmt For For For
Previously Approved
Merger by
Absorption
4 Cancellation of Mgmt For For For
Previously Granted
Authority to Cancel
Shares Held by
Uralkali-Technologia
5 Participation in Mgmt For For For
Association for the
Development of
Application of
Deicing
Chemicals
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 06/17/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transaction with OJSC
Ural Scientific
Research and Project
Institute of the
Chemical Industry
(Galurgii)
8 Related Party Mgmt For For For
Transaction with JSC
VNII
Galurgii
9 Related Party Mgmt For For For
Transaction with
Berezniki
Mine-Building Company
LLC
10 Related Party Mgmt For For For
Transaction with CJSC
Novaya
Nedvizhimost
11 Related Party Mgmt For For For
Transaction with JSC
Baltic Bulk
Terminal
12 Related Party Mgmt For For For
Transaction with
Engine House
Balakhontsy
LLC
13 Related Party Mgmt For For For
Transaction with
Avtotranskali
LLC
14 Related Party Mgmt For For For
Transaction with
Satellite-Service
LLC
15 Related Party Mgmt For For For
Transaction with
N-Resource
LLC
16 Related Party Mgmt For For For
Transaction with
Center for Automation
and Measurements
LLC
17 Related Party Mgmt For For For
Transaction with
Uralkali-Remont
LLC
18 Related Party Mgmt For For For
Transaction with OJSC
Ural Scientific
Research and Project
Institute of the
Chemical Industry
(Galurgii)
19 Related Party Mgmt For For For
Transaction with JSC
VNII
Galurgii
20 Related Party Mgmt For For For
Transaction with
Silvinit-Transport
LLC
21 Related Party Mgmt For For For
Transaction with
Berezniki
Mine-Building Company
LLC
22 Related Party Mgmt For For For
Transaction with CJSC
Novaya
Nedvizhimost
23 Related Party Mgmt For For For
Transaction with
Engine House
Balakhontsy
LLC
24 Related Party Mgmt For For For
Transaction with
Avtotranskali
LLC
25 Related Party Mgmt For For For
Transaction with
Satellite-Service
LLC
26 Related Party Mgmt For For For
Transaction with JSC
Uralkali-Technologiya
27 Related Party Mgmt For For For
Transaction with
N-Resource
LLC
28 Related Party Mgmt For For For
Transaction with
Center for Automation
and Measurements
LLC
29 Related Party Mgmt For For For
Transaction with
Uralkali-Remont
LLC
30 Related Party Mgmt For For For
Transaction with
Silvinit-Capital
LLC
31 Related Party Mgmt For For For
Transaction with
Avtotranskali
LLC
32 Related Party Mgmt For For For
Transaction with JSC
United Chemical
Company
URALCHEM
33 Related Party Mgmt For For For
Transaction with JSC
Voskresensk Mineral
Fertilizers
34 Related Party Mgmt For For For
Transaction with JSC
Corporation
VSMPO-AVISMA
35 Related Party Mgmt For For For
Transaction with
Berezniki
Mine-Building Company
LLC
36 Related Party Mgmt For For For
Transaction with CJSC
Solikamsk
Construction
Trust
37 Related Party Mgmt For For For
Transaction with CJSC
Novaya
Nedvizhimost
38 Related Party Mgmt For For For
Transaction with
Engine House
Balakhontsy
LLC
39 Related Party Mgmt For For For
Transaction with
Avtotranskali
LLC
40 Related Party Mgmt For For For
Transaction with
Satellite-Service
LLC
41 Related Party Mgmt For For For
Transaction with
N-Resource
LLC
42 Related Party Mgmt For For For
Transaction with
Center for Automation
and Measurements
LLC
43 Related Party Mgmt For For For
Transaction with
Uralkali-Remont
LLC
44 Related Party Mgmt For For For
Transaction with
Vodokanal
LLC
45 Related Party Mgmt For For For
Transaction with JSC
Voskresensk Mineral
Fertilizers
46 Related Party Mgmt For For For
Transaction with JSC
United Chemical
Company
URALCHEM
47 Related Party Mgmt For For For
Transaction with JSC
Corporation
VSMPO-AVISMA
48 Related Party Mgmt For For For
Transaction with
Berezniki
Mine-Building Company
LLC
49 Related Party Mgmt For For For
Transaction with CJSC
Solikamsk
Construction
Trust
50 Related Party Mgmt For For For
Transaction with CJSC
Novaya
Nedvizhimost
51 Related Party Mgmt For For For
Transaction with
Engine House
Balakhontsy
LLC
52 Related Party Mgmt For For For
Transaction with
Satellite-Service
LLC
53 Related Party Mgmt For For For
Transaction with
Uralkali-Remont
LLC
54 Related Party Mgmt For For For
Transaction with
Center for Automation
and Measurements
LLC
55 Related Party Mgmt For For For
Transaction with
Avtotranskali
LLC
56 Related Party Mgmt For For For
Transaction with
Vodokanal
LLC
57 Related Party Mgmt For For For
Transaction with
N-Resource
LLC
58 Related Party Mgmt For For For
Transaction with
Uralkali Trading
SIA
59 Related Party Mgmt For For For
Transaction with JSC
Uralkali
Technologiya
60 Related Party Mgmt For For For
Transaction with
Uralkali Trading
SIA
61 Related Party Mgmt For For For
Transaction with
Soglasiye
62 Asset Contributions Mgmt For For For
Contracts
63 Elect Irina Razumova Mgmt For For For
64 Elect Andrei Kononov Mgmt For For For
65 Elect Maria Kuzmina Mgmt For For For
66 Elect Marina Risukhina Mgmt For For For
67 Elect Irina Sharandina Mgmt For For For
68 Non-Voting Agenda Item N/A N/A N/A N/A
69 Elect Dmitry V. Konyaev Mgmt For Abstain Against
70 Elect Dmitry Kabysh Mgmt For For For
71 Elect Luc Marc J. Maene Mgmt For For For
72 Elect Dmitry A. Mazepin Mgmt For Abstain Against
73 Elect Robert J. Mgmt For For For
Margetts
74 Elect Dmitry V. Osipov Mgmt For Abstain Against
75 Elect Paul J. Ostling Mgmt For For For
76 Elect Dmitry V. Razumov Mgmt For Abstain Against
77 Elect Mikhail A. Mgmt For Abstain Against
Sosnovsky
78 Elect Dmitry Usanov Mgmt For Abstain Against
79 Elect Sergey V. Mgmt For Abstain Against
Chemezov
80 Appointment of Auditor Mgmt For Against Against
(IFRS)
81 Appointment of Auditor Mgmt For Against Against
(Russian Federal
Law)
82 Appointment of Auditor Mgmt For For For
(RAS)
83 Cost of D&O Insurance Mgmt For For For
84 Related Party Mgmt For For For
Transactions (D&O
Insurance)
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 08/07/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Major Transaction Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Amendments to Board of Mgmt For For For
Directors
Regulations
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 12/09/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Major Transactions Mgmt For For For
3 Major Transaction Mgmt For For For
(Share Purchase
Agreement)
4 Major Transaction Mgmt For For For
(Supplementary
Agreement to
Indemnity
Deed)
5 Major Transactions Mgmt For For For
(Supplementary
Service
Agreements)
6 Amendments to Articles Mgmt For Abstain Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Declaration of Mgmt N/A For N/A
Shareholder
Type
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/28/2016 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Martua Sitorus Mgmt For For For
5 Elect KUOK Khoon Chen Mgmt For Against Against
6 Elect KUOK Khoon Ean Mgmt For Against Against
7 Elect PUA Seck Guan Mgmt For For For
8 Elect Kishore Mahbubani Mgmt For For For
9 Elect YEO Teng Yang Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Grant Mgmt For Against Against
Shares Under Wilmar
Executives Share
Option Scheme
2009
13 Related Party Mgmt For Against Against
Transactions
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/28/2016 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval to Adopt the Mgmt For For For
Company's
Constitution
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/10/2016 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Remuneration Guidelines Mgmt For TNA N/A
9 Presentation of Mgmt For TNA N/A
Corporate Governance
Report
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Election of Directors Mgmt For TNA N/A
14 Election of Nomination Mgmt For TNA N/A
Committee
15 Cancellation of Shares Mgmt For TNA N/A
16 Authority to Mgmt For TNA N/A
Repurchase
Shares
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juan Ramon Alaix Mgmt For For For
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect Frank A. D'Amelio Mgmt For For For
4 Elect Michael B. Mgmt For For For
McCallister
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors BDC Income ETF
________________________________________________________________________________
Apollo Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U106 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John J. Hannan Mgmt For For For
1.2 Elect R. Rudolph Mgmt For For For
Reinfrank
1.3 Elect James C. Zelter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U106 08/05/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Kipp deVeer Mgmt For For For
2 Elect Daniel G. Kelly Mgmt For For For
3 Elect Eric B. Siegel Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 05/12/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
BlackRock Capital Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
BKCC CUSIP 092533108 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark S. Lies Mgmt For For For
1.2 Elect Maureen K. Usifer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BlackRock Capital Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
BKCC CUSIP 092533108 06/06/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock at a Discount
to
NAV
________________________________________________________________________________
Fifth Street Finance Corp.
Ticker Security ID: Meeting Date Meeting Status
FSC CUSIP 31678A103 04/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard P. Mgmt For Withhold Against
Dutkiewicz
1.2 Elect Todd G. Owens Mgmt For For For
1.3 Elect Douglas F. Ray Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gladstone Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
GLAD CUSIP 376535100 02/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul W. Adelgren Mgmt For For For
2 Elect David Gladstone Mgmt For For For
3 Elect John H. Outland Mgmt For For For
4 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
Gladstone Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
GAIN CUSIP 376546107 08/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terry Lee Mgmt For For For
Brubaker
2 Elect Caren D. Merrick Mgmt For For For
3 Authority to Issue Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
Goldman Sachs BDC Inc
Ticker Security ID: Meeting Date Meeting Status
GSBD CUSIP 38147U107 11/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ashok N. Bakhru Mgmt For For For
2 Elect Janet F. Clark Mgmt For For For
________________________________________________________________________________
Golub Capital BDC Inc.
Ticker Security ID: Meeting Date Meeting Status
GBDC CUSIP 38173M102 02/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lawrence E. Golub Mgmt For For For
2 Elect William M. Mgmt For Against Against
Webster
IV
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hercules Technology Growth Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTGC CUSIP 427096508 07/07/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Allyn C. Mgmt For For For
Woodward,
Jr.
1.2 Elect Thomas J. Fallon Mgmt For For For
1.3 Elect Joseph A. Hoffman Mgmt For For For
1.4 Elect Susanne D. Lyons Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
4 Authority to Issue Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
KCAP Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
KCAP CUSIP 48668E101 08/17/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
Main Street Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MAIN CUSIP 56035L104 05/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Appling, Mgmt For For For
Jr.
2 Elect Joseph E. Canon Mgmt For For For
3 Elect Arthur L. French Mgmt For For For
4 Elect J. Kevin Griffin Mgmt For For For
5 Elect John E. Jackson Mgmt For For For
6 Elect Brian E. Lane Mgmt For For For
7 Elect Stephen B. Mgmt For For For
Solcher
8 Elect Vincent D. Foster Mgmt For For For
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MCG Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MCGC CUSIP 58047P107 08/14/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
MCG Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MCGC CUSIP 58047P107 08/14/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Medallion Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
MFIN CUSIP 583928106 06/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew M. Mgmt For For For
Murstein
1.2 Elect Lowell P. Mgmt For Withhold Against
Weicker,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Medley Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
MCC CUSIP 58503F106 03/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Seth Taube Mgmt For Withhold Against
1.2 Elect Arthur S. Mgmt For For For
Ainsberg
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Mountain Finance Corporation
Ticker Security ID: Meeting Date Meeting Status
NMFC CUSIP 647551100 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert A. Hamwee Mgmt For For For
1.2 Elect Alfred F. Mgmt For Withhold Against
Hurley,
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PennantPark Companies
Ticker Security ID: Meeting Date Meeting Status
PFLT CUSIP 70806A106 02/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adam K. Bernstein Mgmt For Withhold Against
1.2 Elect Jeffrey Flug Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PennantPark Companies
Ticker Security ID: Meeting Date Meeting Status
PNNT CUSIP 708062104 02/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur H. Penn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prospect Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PSEC CUSIP 74348T102 01/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew C. Cooper Mgmt For For For
1.2 Elect M. Grier Eliasek Mgmt For Withhold Against
2 Authority to Sell Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
Solar Capital Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLRC CUSIP 83413U100 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David S. Wachter Mgmt For Withhold Against
2 Authority to Issue Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
TCP Capital Corp
Ticker Security ID: Meeting Date Meeting Status
TCPC CUSIP 87238Q103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eric J. Draut Mgmt For For For
1.2 Elect Franklin R. Mgmt For Withhold Against
Johnson
1.3 Elect Peter E. Schwab Mgmt For For For
1.4 Elect Brian F. Wruble Mgmt For For For
1.5 Elect Howard M. Mgmt For For For
Levkowitz
1.6 Elect Rajneesh Vig Mgmt For For For
2 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
THL Credit, Inc.
Ticker Security ID: Meeting Date Meeting Status
TCRD CUSIP 872438106 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David K. Downes Mgmt For For For
1.2 Elect Christopher J. Mgmt For For For
Flynn
1.3 Elect Nancy Hawthorne Mgmt For For For
1.4 Elect James D. Kern Mgmt For For For
1.5 Elect Deborah McAneny Mgmt For For For
1.6 Elect David P. Mgmt For For For
Southwell
1.7 Elect Sam W. Mgmt For For For
Tillinghast
2 Authority to Issue Mgmt For For For
Common Stock Below
NAV
3 Authority to Issue Mgmt For For For
Debt with Warrants or
Convertible
Securities Below
NAV
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
TICC Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
TICC CUSIP 87244T109 12/22/2015 Unvoted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a New Mgmt For N/A N/A
Investment Advisory
Agreement
2.1 Elect Dennis M. Schaney Mgmt For N/A N/A
2.2 Elect Lee S. Hillman Mgmt For N/A N/A
2.3 Elect Ronald J. Kramer Mgmt For N/A N/A
2.4 Elect Gary Katcher Mgmt For N/A N/A
2.5 Elect Thomas J. Gahan Mgmt For N/A N/A
2.6 Elect Richard J. Byrne Mgmt For N/A N/A
3 Right to Adjourn Mgmt For N/A N/A
Meeting
________________________________________________________________________________
TICC Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
TICC CUSIP 87244T109 12/22/2015 Unvoted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a New Mgmt N/A N/A N/A
Investment Advisory
Agreement
2 Elect Dennis M. Schaney Mgmt N/A N/A N/A
3 Elect Lee S. Hillman Mgmt N/A N/A N/A
4 Elect Ronald J. Kramer Mgmt N/A N/A N/A
5 Elect Gary Katcher Mgmt N/A N/A N/A
6 Elect Thomas J. Gahan Mgmt N/A N/A N/A
7 Elect Richard J. Byrne Mgmt N/A N/A N/A
8 Right to Adjourn Mgmt N/A N/A N/A
Meeting
________________________________________________________________________________
TICC Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
TICC CUSIP 87244T109 12/22/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a New Mgmt N/A Against N/A
Investment Advisory
Agreement
2.1 Elect Bob Froehlich Mgmt N/A For N/A
2.2 Elect John Honis Mgmt N/A For N/A
2.3 Elect Timothy Hui Mgmt N/A Withhold N/A
2.4 Elect William Swenson Mgmt N/A For N/A
2.5 Elect Ethan Powell Mgmt N/A For N/A
2.6 Elect Bryan Ward Mgmt N/A For N/A
3 Right to Adjourn Mgmt N/A Against N/A
Meeting
________________________________________________________________________________
TPG Specialty Lending Inc
Ticker Security ID: Meeting Date Meeting Status
TSLX CUSIP 87265K102 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Ross Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Triangle Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
TCAP CUSIP 895848109 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Ashton Poole Mgmt For For For
2 Elect Brent P. W. Mgmt For For For
Burgess
3 Elect Steven C. Lilly Mgmt For Against Against
4 Elect Garland S. Mgmt For For For
Tucker,
III
5 Elect W. McComb Mgmt For Against Against
Dunwoody
6 Elect Mark M. Gambill Mgmt For For For
7 Elect Benjamin S. Mgmt For For For
Goldstein
8 Elect Simon B. Rich, Mgmt For For For
Jr.
9 Elect Sherwood H. Mgmt For For For
Smith,
Jr.
10 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
Fund Name : VanEck Vectors Biotech ETF
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leonard Bell Mgmt For For For
2 Elect Felix Baker Mgmt For For For
3 Elect David R. Brennan Mgmt For For For
4 Elect M. Michele Burns Mgmt For For For
5 Elect Christopher J. Mgmt For For For
Coughlin
6 Elect David Hallal Mgmt For For For
7 Elect John T. Mollen Mgmt For For For
8 Elect R. Douglas Norby Mgmt For For For
9 Elect Alvin S. Parven Mgmt For For For
10 Elect Andreas Rummelt Mgmt For For For
11 Elect Ann M. Veneman Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right To
Call A Special
Meeting
________________________________________________________________________________
Alkermes plc
Ticker Security ID: Meeting Date Meeting Status
ALKS CUSIP G01767105 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David W. Anstice Mgmt For For For
2 Elect Robert A. Breyer Mgmt For For For
3 Elect Wendy L. Dixon Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
6 Amendment to the 2011 Mgmt For For For
Stock Option and
Incentive
Plan
7 Authority to Issue Mgmt For For For
Shares with or
without Preemptive
Rights
8 Amendments to Articles Mgmt For For For
Regarding Irish
Companies Act
2014
9 Amendments to Mgmt For For For
Memorandum Regarding
Irish Companies Act
2014
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Alnylam Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALNY CUSIP 02043Q107 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven M. Paul Mgmt For Against Against
2 Elect Amy W. Schulman Mgmt For For For
3 Elect Kevin P. Starr Mgmt For Against Against
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank J. Biondi, Mgmt For For For
Jr.
3 Elect Robert A. Bradway Mgmt For For For
4 Elect Francois de Mgmt For For For
Carbonnel
5 Elect Robert A. Eckert Mgmt For For For
6 Elect Greg C. Garland Mgmt For For For
7 Elect Fred Hassan Mgmt For For For
8 Elect Rebecca M. Mgmt For For For
Henderson
9 Elect Frank C. Mgmt For For For
Herringer
10 Elect Tyler Jacks Mgmt For For For
11 Elect Judith C. Pelham Mgmt For For For
12 Elect Ronald D. Sugar Mgmt For For For
13 Elect R. Sanders Mgmt For For For
Williams
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Baxalta Incorporated
Ticker Security ID: Meeting Date Meeting Status
BXLT CUSIP 07177M103 05/27/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander J. Mgmt For For For
Denner
2 Elect Caroline Dorsa Mgmt For For For
3 Elect Nancy L. Leaming Mgmt For For For
4 Elect Richard C. Mgmt For For For
Mulligan
5 Elect Robert W. Pangia Mgmt For For For
6 Elect Stelios Mgmt For For For
Papadopoulos
7 Elect Brian S. Posner Mgmt For For For
8 Elect Eric K. Rowinsky Mgmt For For For
9 Elect George A. Scangos Mgmt For For For
10 Elect Lynn Schenk Mgmt For For For
11 Elect Stephen A. Mgmt For For For
Sherwin
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Biomarin Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 06/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean-Jacques Mgmt For For For
Bienaime
1.2 Elect Michael Grey Mgmt For For For
1.3 Elect Elaine J. Heron Mgmt For For For
1.4 Elect V. Bryan Lawlis, Mgmt For For For
Jr.
1.5 Elect Alan J. Lewis Mgmt For For For
1.6 Elect Richard A. Meier Mgmt For For For
1.7 Elect David Pyott Mgmt For For For
1.8 Elect Dennis J. Slamon Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
bluebird bio, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLUE CUSIP 09609G100 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wendy L. Dixon Mgmt For For For
1.2 Elect James Mandell Mgmt For For For
1.3 Elect David P. Mgmt For For For
Schenkein
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Mark J. Alles Mgmt For For For
1.3 Elect Richard W. Barker Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Jacqualyn A. Mgmt For For For
Fouse
1.8 Elect Michael A. Mgmt For For For
Friedman
1.9 Elect Julia A. Haller Mgmt For For For
1.10 Elect Gilla Kaplan Mgmt For For For
1.11 Elect James J. Loughlin Mgmt For For For
1.12 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Exclusive Forum Mgmt For Against Against
Provision
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Cepheid
Ticker Security ID: Meeting Date Meeting Status
CPHD CUSIP 15670R107 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas L. Mgmt For For For
Gutshall
2 Elect Cristina H. Mgmt For For For
Kepner
3 Elect David H. Persing Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Foster Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Stephen D. Chubb Mgmt For For For
4 Elect Deborah T. Mgmt For For For
Kochevar
5 Elect George E. Massaro Mgmt For For For
6 Elect George M. Milne, Mgmt For Against Against
Jr.
7 Elect C. Richard Reese Mgmt For For For
8 Elect Craig B. Thompson Mgmt For For For
9 Elect Richard F. Mgmt For For For
Wallman
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2016 Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Kevin E. Lofton Mgmt For For For
3 Elect John W. Madigan Mgmt For For For
4 Elect John C. Martin Mgmt For For For
5 Elect John F. Milligan Mgmt For For For
6 Elect Nicholas G. Moore Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the Code Mgmt For For For
Section 162(m) Bonus
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frances Arnold Mgmt For For For
2 Elect Francis deSouza Mgmt For For For
3 Elect Karin Eastham Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratify the Retention Mgmt For Against Against
of the Company's
Supermajority
Requirements
________________________________________________________________________________
Incyte Corporation
Ticker Security ID: Meeting Date Meeting Status
INCY CUSIP 45337C102 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julian C. Baker Mgmt For For For
1.2 Elect Jean-Jacques Mgmt For For For
Bienaime
1.3 Elect Paul A. Brooke Mgmt For For For
1.4 Elect Paul J. Clancy Mgmt For For For
1.5 Elect Wendy L. Dixon Mgmt For For For
1.6 Elect Paul A. Friedman Mgmt For For For
1.7 Elect Herve Hoppenot Mgmt For For For
2 Amendment to the Stock Mgmt For For For
Incentive
Plan
3 Amendment to the Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intercept Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICPT CUSIP 45845P108 11/24/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Srinivas Akkaraju Mgmt For For For
1.2 Elect Luca Benatti Mgmt For For For
1.3 Elect Paolo Fundaro Mgmt For For For
1.4 Elect Mark Pruzanski Mgmt For For For
1.5 Elect Gino Santini Mgmt For For For
1.6 Elect Glenn P. Mgmt For For For
Sblendorio
1.7 Elect Jonathan T. Mgmt For For For
Silverstein
1.8 Elect Klaus R. Mgmt For For For
Veitinger
1.9 Elect Daniel G. Welch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ionis Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IONS CUSIP 462222100 06/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stanley T. Crooke Mgmt For For For
1.2 Elect Joseph Klein, III Mgmt For For For
1.3 Elect Joseph Loscalzo Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Medivation, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDVN CUSIP 58501N101 06/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kim D. Mgmt For For For
Blickenstaff
1.2 Elect Kathryn E. Mgmt For For For
Falberg
1.3 Elect David T. Hung Mgmt For For For
1.4 Elect Michael L. King Mgmt For For For
1.5 Elect C. Patrick Mgmt For For For
Machado
1.6 Elect Dawn Svoronos Mgmt For Withhold Against
1.7 Elect W. Anthony Vernon Mgmt For For For
1.8 Elect Wendy L. Yarno Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2004 Mgmt For For For
Equity Incentive
Award
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Puma Biotechnology, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBYI CUSIP 74587V107 01/06/2016 Unvoted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Bylaw Mgmt N/A N/A N/A
Amendments
2 Removal of Director(s) Mgmt N/A N/A N/A
3 Change in Board Size Mgmt N/A N/A N/A
4.1 Elect Frederic N. Mgmt N/A N/A N/A
Eshelman
4.2 Elect James M. Daly Mgmt N/A N/A N/A
4.3 Elect Seth A. Rudnick Mgmt N/A N/A N/A
4.4 Elect Kenneth B. Lee, Mgmt N/A N/A N/A
Jr.
________________________________________________________________________________
Puma Biotechnology, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBYI CUSIP 74587V107 01/06/2016 Unvoted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Bylaw Mgmt N/A N/A N/A
Amendments
2 Removal of Director(s) Mgmt N/A N/A N/A
3 Change in Board Size Mgmt N/A N/A N/A
4.1 Elect Frederic N. Mgmt N/A N/A N/A
Eshelman
4.2 Elect James M. Daly Mgmt N/A N/A N/A
4.3 Elect Seth A. Rudnick Mgmt N/A N/A N/A
4.4 Elect Kenneth B. Lee, Mgmt N/A N/A N/A
Jr.
________________________________________________________________________________
Puma Biotechnology, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBYI CUSIP 74587V107 01/06/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revoke Consent for the Mgmt For For For
Repeal of Bylaw
Amendments
2 Revoke Consent for the Mgmt For For For
Removal of
Director(s)
3 Revoke Consent for an Mgmt For For For
Increase in Board
Size
4.1 Revoke Consent for the Mgmt For For For
Election of Frederic
N.
Esh
4.2 Revoke Consent for the Mgmt For For For
Election of James M.
Daly
4.3 Revoke Consent for the Mgmt For For For
Election of Seth A.
Rudnick
4.4 Revoke Consent for the Mgmt For For For
Election of Kenneth
B.
Lee,
________________________________________________________________________________
Puma Biotechnology, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBYI CUSIP 74587V107 01/06/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revoke Consent for the Mgmt For For For
Repeal of Bylaw
Amendments
2 Revoke Consent for the Mgmt For For For
Removal of
Director(s)
3 Revoke Consent for an Mgmt For For For
Increase in Board
Size
4.1 Revoke Consent for the Mgmt For For For
Election of Frederic
N.
Esh
4.2 Revoke Consent for the Mgmt For For For
Election of James M.
Daly
4.3 Revoke Consent for the Mgmt For For For
Election of Seth A.
Rudnick
4.4 Revoke Consent for the Mgmt For For For
Election of Kenneth
B.
Lee,
________________________________________________________________________________
Puma Biotechnology, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBYI CUSIP 74587V107 06/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan H. Auerbach Mgmt For For For
1.2 Elect Jay M. Moyes Mgmt For Withhold Against
1.3 Elect Adrian M. Mgmt For For For
Senderowicz
1.4 Elect Troy E. Wilson Mgmt For For For
1.5 Elect Frank E. Zavrl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Written Mgmt For Against Against
Consent
4 Elimination of Mgmt For For For
Mandatory
Indemnification
________________________________________________________________________________
Qiagen N.V.
Ticker Security ID: Meeting Date Meeting Status
QGEN CUSIP N72482107 06/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Opening Mgmt For For For
2 Report of the Mgmt For For For
Management
Board
3 Report of the Mgmt For For For
Supervisory
Board
4 Amendments to Articles Mgmt For Against Against
to Permit Staggered
Director
Terms
5 Elect Stephane Bancel Mgmt For For For
6 Elect Metin Colpan Mgmt For For For
7 Elect Manfred Karobath Mgmt For For For
8 Elect Ross L. Levine Mgmt For For For
9 Elect Elaine Mardis Mgmt For For For
10 Elect Lawrence A. Rosen Mgmt For For For
11 Elect Elizabeth E. Mgmt For For For
Tallett
12 Elect Peer Schatz Mgmt For For For
13 Elect Roland Sackers Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Suppress Mgmt For For For
Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Quintiles Transnational Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
Q CUSIP 74876Y101 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack M. Greenberg Mgmt For For For
1.2 Elect Thomas H. Pike Mgmt For For For
1.3 Elect Annie H. Lo Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael S. Brown Mgmt For For For
2 Elect Leonard S. Mgmt For For For
Schleifer
3 Elect George D. Mgmt For For For
Yancopoulos
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Seattle Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGEN CUSIP 812578102 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc E. Lippman Mgmt For For For
1.2 Elect Daniel G. Welch Mgmt For Withhold Against
1.3 Elect Srinivas Akkaraju Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher Mgmt For For For
Causey
2 Elect Richard Giltner Mgmt For For For
3 Elect Judy Olian Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joshua Boger Mgmt For For For
1.2 Elect Terrence C. Mgmt For For For
Kearney
1.3 Elect Yuchun Lee Mgmt For For For
1.4 Elect Elaine S. Ullian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Retirement
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
Fund Name : VanEck Vectors Brazil Small-Cap ETF
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2015 Mgmt For For For
Accounts
3 Allocation of 2015 Mgmt For For For
Results
4 Ratification of Board Mgmt For For For
Acts
5 Approval of 2015 Mgmt For For For
Directors
Fees
6 Approval of 2016 Mgmt For For For
Directors
Fees
7 Appointment of Auditor Mgmt For Abstain Against
8 Elect Alan L. Boyce Mgmt For For For
9 Elect Andres Velasco Mgmt For For For
Branes
10 Elect Marcelo Vieira Mgmt For For For
11 Elect Walter M. Sanchez Mgmt For For For
12 Approval of Renewal of Mgmt For Against Against
Authorized Share
Capital
13 Authority to Mgmt For For For
Repurchase
Shares
14 Amend Articles Mgmt For Against Against
Regarding Renewal of
Authorized Share
Capital
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/29/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Distribution of
Interest on
Capital
4 Amendments to Articles Mgmt For For For
(Management
Board)
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For N/A N/A
10 Elect Rafael Sales Mgmt For For For
Guimaraes as
Representative of
Minority
Shareholders
11 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 05/17/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
(Management
Board)
________________________________________________________________________________
Alpargatas S.A.
Ticker Security ID: Meeting Date Meeting Status
ALPA4 CINS P8511H118 04/13/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Elect Joao Jose Mgmt N/A Against N/A
Oliveira de Araujo to
the Board as
Representative of
Preferred
Shareholders
6 Elect Jorge Michel Mgmt N/A Against N/A
Lepeltier to the
Supervisory Council
as Representative of
Preferred
Shareholders
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alupar Investimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP11 CINS P0R676126 03/09/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Humberto Falcao Mgmt For For For
Martins
4 Increase in Authorized Mgmt For Against Against
Capital
5 Consolidation of Mgmt For For For
Articles
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alupar Investimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP11 CINS P0R676126 04/20/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Alupar Investimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP11 CINS P0R676126 04/20/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Capitalization of Mgmt For For For
Reserves for Bonus
Share
Issuance
5 Amendments to Articles Mgmt For For For
(Share Capital
Reconciliation)
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Alupar Investimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP11 CINS P0R676126 05/19/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Atento S.A
Ticker Security ID: Meeting Date Meeting Status
ATTO CUSIP L0427L105 05/31/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stuart Gent Mgmt For For For
2 Elect Alejandro Reynal Mgmt For Against Against
3 Elect Vishal Jugdeb Mgmt For For For
4 Management Report of Mgmt For For For
Annual
Accounts
5 Approval of Individual Mgmt For For For
Accounts
6 Approval of Allocation Mgmt For For For
of Annual
Results
7 Consolidated Annual Mgmt For For For
Reports
8 Discharge Members of Mgmt For For For
the
Board
9 Approve Appointment of Mgmt For For For
Mark Foster and
Vishal Jugdeb to Fill
Board
Vacancies
10 Appointment of Auditor Mgmt For For For
11 Renumeration of Mgmt For For For
Directors of the
Company
________________________________________________________________________________
B2W - Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/27/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
3 Amendments to Articles Mgmt For For For
(Capital
Increase)
4 Amendment to the Stock Mgmt For Against Against
Option
Plan
5 Consolidation of Mgmt For For For
Articles
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
B2W - Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/27/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
B2W - Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 05/31/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
4 Increase in Authorized Mgmt For Against Against
Capital
________________________________________________________________________________
Banco ABC Brasil SA
Ticker Security ID: Meeting Date Meeting Status
ABCB3 CINS P0763M135 04/14/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Elect Guilherme de Mgmt N/A For N/A
Morais Vicente to the
Board as
Representative of
Preferred
Shareholders
________________________________________________________________________________
Banco do Estado do Rio Grande do Sul SA
Ticker Security ID: Meeting Date Meeting Status
BRSR5 CINS P12553247 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Election of Mgmt N/A Abstain N/A
Supervisory Board
Member(s)
Representative of
Preferred
Shareholders
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Ratify Global Mgmt For Abstain Against
Remuneration Amount
for
2015
8 Remuneration Policy Mgmt For For For
9 Board Size Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Election of Directors Mgmt For Against Against
13 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 04/29/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 05/02/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Waiver of Public Mgmt For Against Against
Tender Offer
Requirement for GP
Real Properties II C,
LLC
4 Waiver of Public Mgmt For Against Against
Tender Offer
Requirement for
Eventual Concurrent
Offeror
5 Costs of Waiving Mgmt For Against Against
Creditors' Rights
Regarding Debt
Maturity
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 06/15/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acknowledge the Mgmt For For For
Election of Two
Directors
4 Removal of Directors Mgmt For For For
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For For For
9 Election of Mgmt For N/A N/A
Director(s)
Representative of
Minority
Shareholders
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 10/30/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Spin-Off and Merger by Mgmt For For For
Absorption
Agreement
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Partial Spin-Off and Mgmt For For For
Merger by Absorption
(Cidade
Jardim)
7 Amendment to Merger Mgmt For For For
Agreement Approved on
April 30,
2014
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Bradespar S.A.
Ticker Security ID: Meeting Date Meeting Status
BRAP4 CINS P1808W104 04/25/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Joao Moises De Mgmt For N/A N/A
Oliveira to the Board
as Representative of
Preferred
Shareholders.
8 Elect Eduardo Parente Mgmt For For For
Menezes to the Board
as Representative of
Preferred
Shareholders
9 Elec Julio Sergio de Mgmt For N/A N/A
Souza Cardozo to the
Board as
Representative of
Preferred
Shareholders
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect Olidio Aralde Mgmt N/A Against N/A
Junior to the
Supervisory Council
as Representative of
Preferred
Shareholders
13 Elect Isabella Saboya Mgmt N/A For N/A
de Albuquerque to the
Supervisory Council
as Representative of
Preferred
Shareholders
14 Elect Marcelo Mgmt N/A Against N/A
Gasparino da Silva to
the Supervisory
Council as
Representative of
Preferred
Shareholders
________________________________________________________________________________
Cia Hering
Ticker Security ID: Meeting Date Meeting Status
HGTX3 CINS P50753105 04/27/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Cia Hering
Ticker Security ID: Meeting Date Meeting Status
HGTX3 CINS P50753105 04/27/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Cancellation of Mgmt For For For
Treasury Shares;
Amendment to
Article
5 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance; Amendment
to
Article
6 Board Size; Amendment Mgmt For For For
to
Articles
7 Amendments to Articles Mgmt For For For
8 Ratify Co-option of Mgmt For For For
Andrea Oliveira Mota
Baril
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Directors Mgmt For Against Against
11 Transfer of Reserves Mgmt For For For
12 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 01/06/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Remulo Borges de Mgmt For For For
Azevedo
Lemos
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 04/13/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 04/13/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Interest on Capital Mgmt For Abstain Against
8 Investment Plan Mgmt For For For
9 Election of Directors; Mgmt For Against Against
Election of
Supervisory
Council
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 06/01/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of Bidding Mgmt For Abstain Against
Procedure to Hire
Company Specialized
in Food, Meals and
Snack Vouchers
Distribution
4 Authority to Issue Mgmt For For For
Non-Convertible
Debentures (Loan
Agreement w/ Banco
Nacional de
Desenvolvimento
Econonico e Social -
BNDES)
5 Interest on Capital Mgmt For Abstain Against
Distribution
Date
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 07/01/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Article 4 Mgmt For For For
(Indebtedness/EBITDA)
3 Authority to Issue Mgmt For For For
Debentures
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 09/02/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 04/26/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 04/26/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Appraiser for
Valuation of
Shares
4 Valuation Report Mgmt For For For
5 Acquisition (Grupo Mgmt For For For
Duotur and Submarino
Viagens)
6 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 10/09/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Directors Mgmt For For For
5 Stock Option Plan Mgmt For For For
________________________________________________________________________________
Cyrela Brazil Realty SA
Ticker Security ID: Meeting Date Meeting Status
CYRE3 CINS P34085103 04/28/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
4 Amendments to Articles Mgmt For For For
(Renumbering)
5 Capitalization of Mgmt For For For
Reserves
6 Consolidation of bylaws Mgmt For For For
________________________________________________________________________________
Cyrela Brazil Realty SA
Ticker Security ID: Meeting Date Meeting Status
CYRE3 CINS P34085103 04/28/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Directors; Mgmt For N/A N/A
Board
Size
7 Elect Rogerio Frota Mgmt For For For
Melzi as
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DURA3 CINS P3593G146 04/27/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DURA3 CINS P3593G146 04/27/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits; Mgmt For For For
Distribution of
Interest on
Capital
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Board Size; Election Mgmt For For For
of
Directors
8 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
9 Remuneration Policy Mgmt For Against Against
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DURA3 CINS P3593G252 04/27/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits; Mgmt For For For
Distribution of
Interest on
Capital
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Board Size; Election Mgmt For For For
of
Directors
9 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
10 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DURA3 CINS P3593G252 04/27/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DURA3 CINS P3593G146 06/16/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Size Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Juliana Rozenbaum Mgmt For For For
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DURA3 CINS P3593G146 10/30/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Merger by Absorption Mgmt For For For
(DCE)
________________________________________________________________________________
Ecorodovias Infraestrutura e Logistica SA
Ticker Security ID: Meeting Date Meeting Status
ECOR3 CINS P3661R107 04/28/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Capital Expenditure
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors; Mgmt For For For
Board
Size
9 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
10 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Eletropaulo Metropolitana Eletricidade Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
ELPL4 CINS P36476169 04/28/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Electi Marcelo Mgmt N/A For N/A
Gasparino da Silva as
Representative of
Preferred
Shareholders
7 Elect Mario Daud Filho Mgmt N/A For N/A
Representative of
Preferred
Shareholders
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/22/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to the Stock Mgmt For Against Against
Option
Plan
3 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/22/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 08/14/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
22, 29 and 30
(Management
Board)
4 Amendments to Article Mgmt For For For
20 (Board of
Directors)
5 Amendments to Article Mgmt For For For
50 (Share
Acquisition)
6 Board Size Mgmt For For For
7 Elect Rodrigo Geraldi Mgmt For For For
Arruy
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 08/24/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
22, 29 and 30
(Management
Board)
5 Amendments to Article Mgmt For For For
20 (Board of
Directors)
6 Amendments to Article Mgmt For For For
50 (Share
Acquisition)
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 11/09/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Removal/Resignation of Mgmt For For For
Director
3 Board Size Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
5 Election of Chairman Mgmt For Abstain Against
and Vice
Chairman
6 Amendments to Articles Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 12/08/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
3 (Corporate
Purpose)
3 Amendments to Articles Mgmt For For For
(Management
Board)
4 Amendments to Article Mgmt For For For
21 (Accumulation of
Roles)
5 Amendments to Article Mgmt For For For
20 (Board
Duties)
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/29/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves for Bonus
Share
Issue
3 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
4 Consolidation of Mgmt For For For
Articles
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 04/07/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Dividends
5 Allocation of Profits Mgmt For For For
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 10/06/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Board Size Mgmt For For For
5 Amend Article 16 Mgmt For For For
6 Resignation of Mgmt For For For
Directors
7 Election of Directors Mgmt For For For
________________________________________________________________________________
FPC Par Corretora De Seguros S.A
Ticker Security ID: Meeting Date Meeting Status
PARC3 CINS P4R92B100 04/04/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
FPC Par Corretora De Seguros S.A
Ticker Security ID: Meeting Date Meeting Status
PARC3 CINS P4R92B100 04/04/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Election of Directors Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
FPC Par Corretora De Seguros S.A
Ticker Security ID: Meeting Date Meeting Status
PARC3 CINS P4R92B100 06/02/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Interim Dividend Mgmt For For For
________________________________________________________________________________
FPC Par Corretora De Seguros S.A
Ticker Security ID: Meeting Date Meeting Status
PARC3 CINS P4R92B100 11/19/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Interim Dividend Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos
Ticker Security ID: Meeting Date Meeting Status
BRCR11 CINS P458C1107 07/14/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Monitoring Mgmt For Abstain Against
Committee
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 04/25/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Dividends Mgmt For For For
6 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 04/25/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 08/31/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Employee Stock Mgmt For For For
Purchase
Plan
4 Amendments to Article 5 Mgmt For For For
5 Amendments to Article Mgmt For For For
18
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Gafisa SA
Ticker Security ID: Meeting Date Meeting Status
GFSA3 CINS P4408T158 04/25/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Board Size Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
12 Remuneration Policy Mgmt For For For
13 Supervisory Council Mgmt For For For
Size
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Election of Mgmt For For For
Supervisory
Council
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Election of Mgmt N/A Abstain N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
18 Supervisory Council Mgmt For For For
Fees
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grendene SA
Ticker Security ID: Meeting Date Meeting Status
GRND3 CINS P49516100 04/11/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors; Mgmt For N/A N/A
Board Size;
Remuneration
Policy
10 Elect Isabella Saboya Mgmt For For For
de Albuquerque as
Representative of
Minority
Shareholders
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 04/25/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 04/25/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For Against Against
9 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Election of Mgmt For Against Against
Supervisory Council;
Fees
13 Elect Paola Rocha Mgmt For For For
Ferreira as
Representative of
Minority Shareholders
to the Supervisory
Council
14 Supervisory Council Mgmt For For For
Fees
15 Remuneration Policy Mgmt For Against Against
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 07/31/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Paola Rocha Mgmt For For For
Ferreira to the
Supervisory Council
as Representative of
Minority
Shareholders
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 10/15/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Jose Castro Mgmt For For For
Araujo
Rudge
________________________________________________________________________________
International Meal Company Holdings SA
Ticker Security ID: Meeting Date Meeting Status
IMCH3 CINS P5R73V106 07/17/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Directors Mgmt For Against Against
5 Election of Chairman Mgmt For Against Against
of the
Board
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/08/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 09/02/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of Stock Mgmt For For For
Option
Plan
4 Amendments to Mgmt For For For
Articles;
Consolidation of
Articles
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 01/20/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
3 (Corporate
Purpose)
4 Amendments to Article Mgmt For For For
5 (Share Capital
Reconciliation)
5 Consolidation of Mgmt For For For
Articles
6 Interim Dividend Mgmt For For For
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 03/22/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Acquisition Mgmt For For For
(Quick Logistica
Ltda. and Quick
Armazens
Gerais)
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 04/29/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/28/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Global Mgmt For For For
Remuneration
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/28/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For Against Against
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For N/A N/A
10 Elect Ricardo Reisen Mgmt For For For
de Pinho as the Board
Representative of
Minority
Shareholders
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Election of Mgmt For Against Against
Supervisory
Council
14 Election of Mgmt N/A Abstain N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
15 Remuneration Policy Mgmt For For For
16 Supervisory Council Mgmt For For For
Fees
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 10/16/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Luiz Carlos da Mgmt For Against Against
Silva Cantidio Junior
as Alternate Board
Member
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 11/05/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Board Mgmt N/A Abstain N/A
Member Representative
of Minority
Shareholders
________________________________________________________________________________
Light Servicos De Eletricidade S.A.
Ticker Security ID: Meeting Date Meeting Status
LIGH9 CINS P63529104 03/22/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Management
Board)
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 04/27/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of Long Term Mgmt For Against Against
Incentive
Plan
4 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
5 Amendments to Article Mgmt For For For
24
6 Amendments to Article Mgmt For For For
25
7 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 04/27/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For For For
9 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
10 Remuneration Policy Mgmt For Against Against
11 Publication of Company Mgmt For For For
Legal
Notices
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 05/31/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Split Mgmt For For For
4 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
________________________________________________________________________________
LPS Brasil-Consultoria de Imoveis S.A.
Ticker Security ID: Meeting Date Meeting Status
LPSB3 CINS P6413J109 07/27/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger (by Absorption) Mgmt For For For
7 Authority to Carry Out Mgmt For For For
Merger by Absorption
Formalities
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L158 04/29/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Co-Option of Mgmt For Against Against
Gustavo
Pecorari
4 Cancellation of Mgmt For For For
Treasury
Shares
5 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L158 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Mgmt For For For
Supervisory
Council
8 Election of Mgmt For N/A N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
9 Remuneration Policy Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L109 12/14/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
4 Authority to Reduce Mgmt For For For
Share
Capital
5 Reverse Stock Split Mgmt For For For
6 Stock Split Mgmt For For For
7 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
________________________________________________________________________________
Mahle Metal Leve SA
Ticker Security ID: Meeting Date Meeting Status
LEVE4 CINS P6528U106 04/27/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For N/A N/A
9 Elect Mauro Gentile Mgmt For For For
Rodrigues da Cunha to
the Board as
Representative of
Minority
Shareholders
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Election of Mgmt For Abstain Against
Supervisory Council;
Fees
13 Elect Mario Probst to Mgmt N/A For N/A
the Supervisory
Council as
Representative of
Minority
Shareholders
14 Remuneration Policy Mgmt For Against Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mahle Metal Leve SA
Ticker Security ID: Meeting Date Meeting Status
LEVE4 CINS P6528U106 04/27/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Marcopolo SA
Ticker Security ID: Meeting Date Meeting Status
POMO4 CINS P64331112 03/30/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Luiza Damasio Mgmt For For For
Ribeiro do Rosario to
the Board as
Representative of
Preferred
Shareholders
4 Election of Mgmt For Abstain Against
Supervisory Council
Member Representative
of Preferred
Shareholders
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marfrig Global Foods S.A.
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64386116 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Mgmt For For For
Supervisory
Council
8 Election of Mgmt For N/A N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
9 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Marisa Lojas SA
Ticker Security ID: Meeting Date Meeting Status
MARI3 CINS P6462B106 08/21/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves
4 Bonus Share Issuance Mgmt For For For
5 Merger by Absorption Mgmt For For For
6 Amendments to Articles Mgmt For For For
(Executive
Directors)
________________________________________________________________________________
Metalurgica Gerdau SA
Ticker Security ID: Meeting Date Meeting Status
GOAU4 CINS P4834C118 04/28/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Preferred
Shareholders
7 Election of Mgmt N/A Abstain N/A
Supervisory Council
Representative of
Preferred
Shareholders
________________________________________________________________________________
Mills Estruturas e Servicos de Engenharia S.A.
Ticker Security ID: Meeting Date Meeting Status
MILS3 CINS P6799C108 09/21/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Relocation of Mgmt For For For
Company's Registered
Office
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 01/22/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Acquisition Mgmt For Abstain Against
(Red Carnica S.A and
Red Industrial
Colombiana
S.A.S)
3 Amendments to Articles Mgmt For For For
5 and 6
(Reconciliation of
Share
Capital)
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 01/22/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
4 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/11/2016 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Ratify Increase of Mgmt For TNA N/A
Share
Capital
4 Amendments to Articles Mgmt For TNA N/A
(Reconciliation of
Share
Capital)
5 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/29/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Reduce Mgmt For For For
Share
Capital
4 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
5 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For For For
9 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
10 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Modec Incorporation
Ticker Security ID: Meeting Date Meeting Status
6269 CINS J4636K109 03/24/2016 Unvoted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For N/A N/A
Profits/Dividends
2 Elect Toshiroh Miyazaki Mgmt For N/A N/A
3 Elect Teruhisa Konishi Mgmt For N/A N/A
4 Elect Minoru Sawada Mgmt For N/A N/A
5 Elect Akira Nishihata Mgmt For N/A N/A
6 Elect Shinsuke Nippo Mgmt For N/A N/A
7 Elect Yoshio Kometani Mgmt For N/A N/A
8 Elect Katsuya Natori Mgmt For N/A N/A
9 Elect Shigenobu Aikyoh Mgmt For N/A N/A
10 Elect Hiroshi Kanno Mgmt For N/A N/A
11 Elect Kenji Seto Mgmt For N/A N/A
12 Elect Yoshihiro Katoh Mgmt For N/A N/A
13 Statutory Auditors' Mgmt For N/A N/A
Fees
14 Bonus Mgmt For N/A N/A
________________________________________________________________________________
MRV Engenharia E Participacoes S.A
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 06/30/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
(Palazzo di
Spagna)
7 Authorization of Legal Mgmt For For For
Formalities
8 Minutes Mgmt For For For
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/29/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
3 Amendments to Article Mgmt For For For
6 (Authorized
Capital)
4 Amendments to Article Mgmt For For For
21 (Related Party
Transactions)
5 Consolidation of Mgmt For For For
Articles
6 Remuneration Policy Mgmt For For For
7 Minutes Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 06/07/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For Abstain Against
4 Ratification of Mgmt For Abstain Against
Appointment of
Appraiser
5 Merger Mgmt For Abstain Against
6 Authorization of Legal Mgmt For Abstain Against
Formalities
7 Minutes Mgmt For Abstain Against
________________________________________________________________________________
NII Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F508 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven M. Mgmt For For For
Shindler
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 04/11/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
7 Remuneration Policy Mgmt For For For
8 Election of Directors; Mgmt For For For
Board
Size
9 Election of Mgmt For For For
Supervisory
Council
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P7922A118 01/22/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Appoint Ernst & Young Mgmt For N/A N/A
5 Appoint Brasil Plural Mgmt For For For
Consultoria e
Assesoria
Ltda.
6 Appoint Banco BNP Mgmt For N/A N/A
Paribas Brasil
S.A.
7 Delisting from Novo Mgmt For For For
Mercado
8 Category A Delisting Mgmt For For For
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
PRML3 CINS P7922A118 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For For For
9 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
10 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P7922A118 11/12/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reverse Stock Split Mgmt For For For
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share Capital);
Consolidation of
Articles
4 Board Size Mgmt For For For
5 Elect Luiz Fontoura de Mgmt For For For
Oliveira Reis
Filho
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
QGEP Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
QGEP3 CINS P7920K100 04/12/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For For For
10 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
11 Remuneration Policy Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Election of Mgmt For For For
Supervisory Council;
Fees
15 Election of Mgmt N/A Abstain N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Qualicorp SA
Ticker Security ID: Meeting Date Meeting Status
QUAL3 CINS P7S21H105 04/30/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Board Size; Election Mgmt For Against Against
of
Directors
9 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
10 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Rumo Logistica Operadora Multimodal
Ticker Security ID: Meeting Date Meeting Status
ALLL3 CINS P8S112140 02/03/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cancellation of Mgmt For For For
Previous Authority to
Increase
Capital
4 Ratification and Mgmt For For For
Extension of Waiver
of Shareholders
Obligations
________________________________________________________________________________
Rumo Logistica Operadora Multimodal
Ticker Security ID: Meeting Date Meeting Status
RUMO3 CINS P8S112140 02/23/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Increase in Authorized Mgmt For Against Against
Capital
5 Amendments to Article Mgmt For For For
2 (Registered
Address)
6 Election of Mgmt For For For
Supervisory
Council
________________________________________________________________________________
Rumo Logistica Operadora Multimodal
Ticker Security ID: Meeting Date Meeting Status
RUMO3 CINS P8S112140 04/28/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For Against Against
4 Supervisory Council Mgmt For For For
Fees
5 Ratification of Mgmt For For For
Supervisory Council
Fees
________________________________________________________________________________
Rumo Logistica Operadora Multimodal
Ticker Security ID: Meeting Date Meeting Status
RUMO3 CINS P8S112140 04/28/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Losses Mgmt For For For
(Legal
Reserve)
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Mgmt For For For
Supervisory
Board
9 Election of Mgmt For N/A N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Rumo Logistica Operadora Multimodal
Ticker Security ID: Meeting Date Meeting Status
RUMO3 CINS P8S112140 05/13/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Losses Mgmt For For For
(Legal
Reserve)
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Mgmt For For For
Supervisory
Board
9 Election of Mgmt For N/A N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rumo Logistica Operadora Multimodal
Ticker Security ID: Meeting Date Meeting Status
RUMO3 CINS P8S112140 05/13/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For Against Against
4 Supervisory Council Mgmt For For For
Fees
5 Ratification of Mgmt For For For
Supervisory Council
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rumo Logistica Operadora Multimodal
Ticker Security ID: Meeting Date Meeting Status
ALLL3 CINS P8S112140 12/23/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Waiver of Shareholder Mgmt For For For
Obligations
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Increase in Authorised Mgmt For Against Against
Capital
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 04/28/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For Against Against
5 Allocation of Mgmt For For For
Losses/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For For For
9 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Preferred
Shareholders
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Election of Mgmt For Against Against
Supervisory
Council
15 Election of Mgmt N/A Abstain N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Election of Mgmt N/A Abstain N/A
Supervisory Council
Member(s)
Representative of
Preferred
Shareholders
18 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 06/17/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Conversion of Stock Mgmt For For For
3 Increase in Authorized Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
(Admission to Novo
Mercado)
5 Authorization of Legal Mgmt For For For
Formalities
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 06/17/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Conversion of
Stock
4 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 07/31/2015 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
6 Election of Mgmt For For For
Supervisory
Council
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 07/31/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
________________________________________________________________________________
Ser Educacional S.A.
Ticker Security ID: Meeting Date Meeting Status
SEER3 CINS P8T84T100 04/20/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends;
Capital
Budget
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Mgmt For Against Against
Supervisory
Council
10 Election of Mgmt For N/A N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
11 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Ser Educacional S.A.
Ticker Security ID: Meeting Date Meeting Status
SEER3 CINS P8T84T100 07/13/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
(Management Board
Size)
5 Amendments to Articles Mgmt For For For
(Deputy
CEO)
6 Board Size Mgmt For For For
7 Election of Directors Mgmt For For For
8 Elect Gilvanci Antonio Mgmt For For For
de Oliveira
Sousa
9 Ratify Updated Mgmt For For For
Administrators'
Global Remuneration
for
2015
10 Ratify Supervisory Mgmt For For For
Council's
Remuneration for
2015
11 Amendments to Articles Mgmt For For For
(Dividend
Policy)
12 Increase in Authorized Mgmt For Against Against
Capital
13 Consolidation of Mgmt For For For
Articles
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 09/01/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Valuation Report Mgmt For For For
8 Merger by Absorption Mgmt For For For
(Fazenda Paiaguas
Empreendimentos
Agricolas
Ltda.)
9 Merger Agreement of Mgmt For For For
Spun-Off
Portion
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Ratification of Mgmt For For For
Appointment of
Appraiser
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Valuation Report Mgmt For For For
14 Partial Spin-Off Mgmt For For For
(Fazenda Parnaiba
Empreendimentos
Agricolas
Ltda.)
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
17 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Smiles SA
Ticker Security ID: Meeting Date Meeting Status
SMLE3 CINS P8T12E100 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Board Size Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Directors Mgmt For For For
11 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Smiles SA
Ticker Security ID: Meeting Date Meeting Status
SMLE3 CINS P8T12E100 04/29/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
________________________________________________________________________________
Technos SA
Ticker Security ID: Meeting Date Meeting Status
TECN3 CINS P90188106 07/07/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Approval of Stock Mgmt For For For
Option
Plans
5 Authorization of Mgmt For For For
Plans' Legal
Formalities
6 Election of Alternate Mgmt For For For
Member to the Board
of
Directors
7 Board Size; Ratify Mgmt For Against Against
Composition of Board
of
Directors
________________________________________________________________________________
Tupy SA
Ticker Security ID: Meeting Date Meeting Status
TUPY3 CINS P9414P108 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Mgmt For Against Against
Supervisory
Council
9 Election of Mgmt For N/A N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
10 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Tupy SA
Ticker Security ID: Meeting Date Meeting Status
TUPY3 CINS P9414P108 04/29/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Ricardo Doria Mgmt For For For
Durazzo
________________________________________________________________________________
Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e Identificacao
S.A. (Valid)
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
7 Elect Diogo Lisa de Mgmt For For For
Figueiredo
8 Elect Vanderlei da Rosa Mgmt For For For
9 Elect Murici dos Santos Mgmt For For For
10 Supervisory Council's Mgmt For For For
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e Identificacao
S.A. (Valid)
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/29/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
5 Amendments to Articles Mgmt For For For
(Company's
Representation)
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e Identificacao
S.A. (Valid)
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 06/03/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
5 Amendments to Articles Mgmt For For For
(Company
Representation)
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e Identificacao
S.A. (Valid)
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 09/30/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VAGR3 CINS P9724A106 09/18/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Reverse Stock Split Mgmt For For For
4 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
________________________________________________________________________________
Via Varejo S.A.
Ticker Security ID: Meeting Date Meeting Status
VVAR3 CINS P9783A153 04/26/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Mgmt For For For
Supervisory
Council
8 Election of Marcel Mgmt For N/A N/A
Cecchi Vieira to the
Supervisory Council
Member Representative
of Minority
Shareholders
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Mgmt N/A Abstain N/A
Supervisory Council
Member Representative
of Preferred
Shareholders
________________________________________________________________________________
Via Varejo S.A.
Ticker Security ID: Meeting Date Meeting Status
VVAR3 CINS P9783A153 04/26/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Investment Plan Mgmt For For For
4 Remuneration Report Mgmt For Against Against
5 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
6 Amendments to Articles Mgmt For For For
(Extraordinary
Meetings)
7 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Via Varejo S.A.
Ticker Security ID: Meeting Date Meeting Status
VVAR3 CINS P9783A153 12/22/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger (Nova Pontocom) Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of the
Appraiser
5 Valuation Report Mgmt For For For
6 Authorization of Legal Mgmt For For For
Formalities Regarding
Merger
7 Amendments to Article Mgmt For For For
21 (Board
Meetings)
8 Amendments to Article Mgmt For For For
23 (Related Party
Transactions)
9 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
10 Consolidation of Mgmt For For For
Articles
Fund Name : VanEck Vectors CEF Municipal Income ETF
________________________________________________________________________________
AllianceBernstein National Municipal Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
AFB CUSIP 01864U106 03/31/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nancy P. Jacklin Mgmt For For For
________________________________________________________________________________
BlackRock Investment Quality Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
BKN CUSIP 09247D105 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Flynn Mgmt For For For
1.2 Elect Babara G. Novick Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
1.4 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Long-Term Municipal Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
BTA CUSIP 09250B103 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Fabozzi Mgmt For For For
1.2 Elect James T. Flynn Mgmt For For For
1.3 Elect Babara G. Novick Mgmt For For For
1.4 Elect John M. Perlowski Mgmt For For For
1.5 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Muni Intermediate Duration Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUI CUSIP 09253X102 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Muniassets Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUA CUSIP 09254J102 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Fabozzi Mgmt For For For
1.2 Elect James T. Flynn Mgmt For For For
1.3 Elect Babara G. Novick Mgmt For For For
1.4 Elect John M. Perlowski Mgmt For For For
1.5 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2018 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BPK CUSIP 09248C106 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Fabozzi Mgmt For For For
1.2 Elect James T. Flynn Mgmt For For For
1.3 Elect Babara G. Novick Mgmt For For For
1.4 Elect John M. Perlowski Mgmt For For For
1.5 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2020 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BKK CUSIP 09249X109 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Flynn Mgmt For For For
1.2 Elect Babara G. Novick Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
1.4 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Bond Trust
Ticker Security ID: Meeting Date Meeting Status
BBK CUSIP 09249H104 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Flynn Mgmt For For For
1.2 Elect Babara G. Novick Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
1.4 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Investment Quality Trust
Ticker Security ID: Meeting Date Meeting Status
BAF CUSIP 09250G102 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Flynn Mgmt For For For
1.2 Elect Babara G. Novick Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
1.4 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Quality Trust
Ticker Security ID: Meeting Date Meeting Status
BYM CUSIP 092479104 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Flynn Mgmt For For For
1.2 Elect Babara G. Novick Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
1.4 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
BFK CUSIP 09248F109 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Flynn Mgmt For For For
1.2 Elect Babara G. Novick Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
1.4 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust II
Ticker Security ID: Meeting Date Meeting Status
BLE CUSIP 09249N101 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Flynn Mgmt For For For
1.2 Elect Babara G. Novick Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
1.4 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Target Term Trust
Ticker Security ID: Meeting Date Meeting Status
BTT CUSIP 09257P105 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Flynn Mgmt For For For
1.2 Elect Babara G. Novick Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
1.4 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Munienhanced Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MEN CUSIP 09253Y100 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MUH CUSIP 09253P109 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHD CUSIP 09253N104 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Investment Quality Fund
Ticker Security ID: Meeting Date Meeting Status
MFL CUSIP 09254P108 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MUE CUSIP 09254C107 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUS CUSIP 09254A101 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Munivest Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MVT CUSIP 09253T101 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniVest Fund, Inc
Ticker Security ID: Meeting Date Meeting Status
MVF CUSIP 09253R105 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MYD CUSIP 09253W104 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Investment Fund
Ticker Security ID: Meeting Date Meeting Status
MYF CUSIP 09254R104 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MQT CUSIP 09254G108 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund III Inc
Ticker Security ID: Meeting Date Meeting Status
MYI CUSIP 09254E103 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MQY CUSIP 09254F100 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Kathleen F. Mgmt For For For
Feldstein
1.4 Elect James T. Flynn Mgmt For For For
1.5 Elect Jerrold B. Harris Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Babara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
Deutsche Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
KTF CUSIP 25160C106 09/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dawn-Marie Mgmt For For For
Driscoll
1.2 Elect Richard J. Mgmt For For For
Herring
1.3 Elect William N. Mgmt For For For
Searcy,
Jr.
________________________________________________________________________________
Dreyfus Funds
Ticker Security ID: Meeting Date Meeting Status
LEO CUSIP 261932107 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph S. Mgmt For For For
DiMartino
1.2 Elect Joni Evans Mgmt For For For
1.3 Elect Benaree Pratt Mgmt For For For
Wiley
________________________________________________________________________________
Dreyfus Funds
Ticker Security ID: Meeting Date Meeting Status
DSM CUSIP 26202F107 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ehud Houminer Mgmt For For For
1.2 Elect Gordon J. Davis Mgmt For For For
1.3 Elect Benaree Pratt Mgmt For For For
Wiley
________________________________________________________________________________
Dreyfus Municipal Bond Infrastructure Fund Inc
Ticker Security ID: Meeting Date Meeting Status
DMB CUSIP 26203D101 08/11/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francine J. Mgmt For For For
Bovich
1.2 Elect Gordon J. Davis Mgmt For Withhold Against
1.3 Elect Roslyn M. Watson Mgmt For For For
________________________________________________________________________________
Dreyfus Municipal Income, Inc.
Ticker Security ID: Meeting Date Meeting Status
DMF CUSIP 26201R102 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Charles Mgmt For For For
Cardona
1.2 Elect Robin A. Melvin Mgmt For For For
________________________________________________________________________________
Eaton Vance Municipal Bond Fund
Ticker Security ID: Meeting Date Meeting Status
EIM CUSIP 27827X101 07/23/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Park Mgmt For For For
1.2 Elect Valerie A. Mosley Mgmt For For For
1.3 Elect Ralph F. Verni Mgmt For For For
________________________________________________________________________________
Eaton Vance Municipal Bond Fund II
Ticker Security ID: Meeting Date Meeting Status
EIV CUSIP 27827K109 07/23/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Park Mgmt For For For
1.2 Elect Valerie A. Mosley Mgmt For For For
________________________________________________________________________________
Eaton Vance Municipal Income 2028 Term Trust
Ticker Security ID: Meeting Date Meeting Status
ETX CUSIP 27829U105 11/19/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Valerie A. Mosley Mgmt For For For
1.2 Elect Helen Frame Mgmt For For For
Peters
1.3 Elect Ralph F. Verni Mgmt For For For
________________________________________________________________________________
Eaton Vance Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
EVN CUSIP 27826U108 03/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott E. Eston Mgmt For For For
1.2 Elect Thomas E. Faust Mgmt For For For
Jr.
________________________________________________________________________________
Eaton Vance National Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
EOT CUSIP 27829L105 01/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott E. Eston Mgmt For For For
1.2 Elect Thomas E. Faust Mgmt For For For
Jr.
1.3 Elect Valerie A. Mosley Mgmt For For For
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IQI CUSIP 46133G107 08/26/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Bunch Mgmt For For For
1.2 Elect Bruce L. Crockett Mgmt For For For
1.3 Elect Rodney F. Mgmt For For For
Dammeyer
1.4 Elect Jack M. Fields, Mgmt For For For
Jr.
1.5 Elect Martin L. Mgmt For For For
Flanagan
2 Eliminate Fundamental Mgmt For For For
Restriction
Prohibiting
Investments in
Investment
Companies
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IIM CUSIP 46132P108 08/26/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Bunch Mgmt For For For
1.2 Elect Bruce L. Crockett Mgmt For For For
1.3 Elect Rodney F. Mgmt For For For
Dammeyer
1.4 Elect Jack M. Fields, Mgmt For For For
Jr.
1.5 Elect Martin L. Mgmt For For For
Flanagan
________________________________________________________________________________
Invesco Municipal Income Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
OIA CUSIP 46132X101 08/26/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Bunch Mgmt For For N/A
1.2 Elect Bruce L. Crockett Mgmt For For N/A
1.3 Elect Rodney F. Mgmt For For N/A
Dammeyer
1.4 Elect Jack M. Fields, Mgmt For For N/A
Jr.
1.5 Elect Martin L. Mgmt For For N/A
Flanagan
2 Eliminate Fundamental Mgmt For For N/A
Restriction
Prohibiting
Investments in
Investment
Companies
________________________________________________________________________________
Invesco Municipal Opportunity Trust
Ticker Security ID: Meeting Date Meeting Status
VMO CUSIP 46132C107 08/26/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Bunch Mgmt For For For
1.2 Elect Bruce L. Crockett Mgmt For For For
1.3 Elect Rodney F. Mgmt For For For
Dammeyer
1.4 Elect Jack M. Fields, Mgmt For For For
Jr.
1.5 Elect Martin L. Mgmt For For For
Flanagan
________________________________________________________________________________
Invesco Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
VKQ CUSIP 46131J103 08/26/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Bunch Mgmt For For For
1.2 Elect Bruce L. Crockett Mgmt For For For
1.3 Elect Rodney F. Mgmt For For For
Dammeyer
1.4 Elect Jack M. Fields, Mgmt For For For
Jr.
1.5 Elect Martin L. Mgmt For For For
Flanagan
________________________________________________________________________________
Invesco Trust for Investment Grade Municipals
Ticker Security ID: Meeting Date Meeting Status
VGM CUSIP 46131M106 08/26/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Bunch Mgmt For For For
1.2 Elect Bruce L. Crockett Mgmt For For For
1.3 Elect Rodney F. Mgmt For For For
Dammeyer
1.4 Elect Jack M. Fields, Mgmt For For For
Jr.
1.5 Elect Martin L. Mgmt For For For
Flanagan
________________________________________________________________________________
Invesco Trust For Investment Grade New York Municipals
Ticker Security ID: Meeting Date Meeting Status
VPV CUSIP 46132E103 08/26/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. Bunch Mgmt For For For
1.2 Elect Bruce L. Crockett Mgmt For For For
1.3 Elect Rodney F. Mgmt For For For
Dammeyer
1.4 Elect Jack M. Fields, Mgmt For For For
Jr.
1.5 Elect Martin L. Mgmt For For For
Flanagan
________________________________________________________________________________
MainStay DefinedTerm Municipal Opportunities Fund
Ticker Security ID: Meeting Date Meeting Status
MMD CUSIP 56064K100 09/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Y. Kim Mgmt For For For
1.2 Elect Richard S. Mgmt For For For
Trutanic
1.3 Elect Roman L. Weil Mgmt For For For
________________________________________________________________________________
MFS High Income Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
CXE CUSIP 59318D104 10/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Butler Mgmt For For For
1.2 Elect David H. Gunning Mgmt For For For
1.3 Elect Robin A. Stelmach Mgmt For For For
________________________________________________________________________________
MFS Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
MFM CUSIP 552738106 10/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Butler Mgmt For For For
1.2 Elect David H. Gunning Mgmt For For For
1.3 Elect Robin A. Stelmach Mgmt For For For
________________________________________________________________________________
Neuberger Berman Funds
Ticker Security ID: Meeting Date Meeting Status
NBH CUSIP 64124P101 08/24/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Conti Mgmt For For For
1.2 Elect Michael M. Mgmt For For For
Knetter
1.3 Elect Peter P. Trapp Mgmt For For For
________________________________________________________________________________
Nuveen AMT-Free Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NEA CUSIP 670657105 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NXZ CUSIP 67070F100 02/10/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For Against Against
Funds Into Dividend
Advantage Municipal
Fund 3
("NZF")
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NXZ CUSIP 67070X101 02/10/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For Against Against
Stock in Connection
with the
Reorganizations
(NZF)
2 Approval of a New Mgmt For Against Against
Investment Management
Agreement
(NZF)
3 Approval of a New Mgmt For Against Against
Sub-Advisory
Agreement
(NZF)
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NZF CUSIP 67070X101 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NXZ CUSIP 67070F100 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V101 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NVG CUSIP 67071L106 03/02/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For Against Against
Stock in Connection
with the
Reorganizations
(NVG)
2 Approval of a New Mgmt For Against Against
Investment Management
Agreement
(NVG)
3 Approval of a New Mgmt For Against Against
Sub-Advisory
Agreement
(NVG)
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NVG CUSIP 67071L106 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
________________________________________________________________________________
Nuveen Enhanced Municipal Value Fund
Ticker Security ID: Meeting Date Meeting Status
NEV CUSIP 67074M101 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect William J. Mgmt For For For
Schneider
1.3 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
________________________________________________________________________________
Nuveen Floating Rate Income Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
JRO CUSIP 670677103 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
________________________________________________________________________________
Nuveen Funds
Ticker Security ID: Meeting Date Meeting Status
NXR CUSIP 67063X100 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect William J. Mgmt For For For
Schneider
1.3 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
________________________________________________________________________________
Nuveen Funds
Ticker Security ID: Meeting Date Meeting Status
NXQ CUSIP 67063C106 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect William J. Mgmt For For For
Schneider
1.3 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
________________________________________________________________________________
Nuveen Funds
Ticker Security ID: Meeting Date Meeting Status
NXP CUSIP 67062F100 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect William J. Mgmt For For For
Schneider
1.3 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
________________________________________________________________________________
Nuveen Investment Quality Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NQM CUSIP 67062E103 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams, IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
1.6 Elect Judith M. Mgmt For For For
Stockdale
1.7 Elect Carole E. Stone Mgmt For For For
1.8 Elect Virginia L. Mgmt For For For
Stringer
1.9 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Advantage Fund
Ticker Security ID: Meeting Date Meeting Status
NMA CUSIP 67062H106 02/10/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For Against Against
Funds Into Dividend
Advantage Municipal
Fund 3
("NZF")
________________________________________________________________________________
Nuveen Municipal Advantage Fund
Ticker Security ID: Meeting Date Meeting Status
NMA CUSIP 67062H106 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams, IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
1.6 Elect Judith M. Mgmt For For For
Stockdale
1.7 Elect Carole E. Stone Mgmt For For For
1.8 Elect Virginia L. Mgmt For For For
Stringer
1.9 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Municipal High Income Opportunity Fund 2
Ticker Security ID: Meeting Date Meeting Status
NMZ CUSIP 670682103 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
________________________________________________________________________________
Nuveen Municipal Market Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
NMO CUSIP 67062W103 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams, IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
1.6 Elect Judith M. Mgmt For For For
Stockdale
1.7 Elect Carole E. Stone Mgmt For For For
1.8 Elect Virginia L. Mgmt For For For
Stringer
1.9 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Opportunity Fund Inc
Ticker Security ID: Meeting Date Meeting Status
NIO CUSIP 670984103 03/02/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For Against Against
Funds Into Dividend
Advantage Municipal
Income Fund
("NVG")
________________________________________________________________________________
Nuveen Municipal Opportunity Fund Inc
Ticker Security ID: Meeting Date Meeting Status
NIO CUSIP 670984103 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams, IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
1.6 Elect Judith M. Mgmt For For For
Stockdale
1.7 Elect Carole E. Stone Mgmt For For For
1.8 Elect Virginia L. Mgmt For For For
Stringer
1.9 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Value Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
NUV CUSIP 670928100 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect William J. Mgmt For For For
Schneider
1.3 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
________________________________________________________________________________
Nuveen Performance Plus Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NPP CUSIP 67062P108 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams, IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
1.6 Elect Judith M. Mgmt For For For
Stockdale
1.7 Elect Carole E. Stone Mgmt For For For
1.8 Elect Virginia L. Mgmt For For For
Stringer
1.9 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premier Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NPF CUSIP 670988104 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams, IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
1.6 Elect Judith M. Mgmt For For For
Stockdale
1.7 Elect Carole E. Stone Mgmt For For For
1.8 Elect Virginia L. Mgmt For For For
Stringer
1.9 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premium Income Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NPI CUSIP 67062T100 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams, IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
1.6 Elect Judith M. Mgmt For For For
Stockdale
1.7 Elect Carole E. Stone Mgmt For For For
1.8 Elect Virginia L. Mgmt For For For
Stringer
1.9 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premium Income Municipal Fund II
Ticker Security ID: Meeting Date Meeting Status
NPM CUSIP 67063W102 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams, IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
1.6 Elect Judith M. Mgmt For For For
Stockdale
1.7 Elect Carole E. Stone Mgmt For For For
1.8 Elect Virginia L. Mgmt For For For
Stringer
1.9 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premium Income Municpal Fund 4 Inc
Ticker Security ID: Meeting Date Meeting Status
NPT CUSIP 6706K4105 02/10/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For Against Against
Funds Into Dividend
Advantage Municipal
Fund 3
("NZF")
________________________________________________________________________________
Nuveen Premium Income Municpal Fund 4 Inc
Ticker Security ID: Meeting Date Meeting Status
NPT CUSIP 6706K4105 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams, IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
1.6 Elect Judith M. Mgmt For For For
Stockdale
1.7 Elect Carole E. Stone Mgmt For For For
1.8 Elect Virginia L. Mgmt For For For
Stringer
1.9 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Quality Income Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NQU CUSIP 670977107 03/02/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For Against Against
Funds Into Dividend
Advantage Municipal
Income Fund
("NVG")
________________________________________________________________________________
Nuveen Quality Income Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NQU CUSIP 670977107 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams, IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
1.6 Elect Judith M. Mgmt For For For
Stockdale
1.7 Elect Carole E. Stone Mgmt For For For
1.8 Elect Virginia L. Mgmt For For For
Stringer
1.9 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Quality Municipal Fund Inc
Ticker Security ID: Meeting Date Meeting Status
NQI CUSIP 67062N103 03/02/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For Against Against
Funds Into Dividend
Advantage Municipal
Income Fund
("NVG")
________________________________________________________________________________
Nuveen Quality Municipal Fund Inc
Ticker Security ID: Meeting Date Meeting Status
NQI CUSIP 67062N103 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams, IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
1.6 Elect Judith M. Mgmt For For For
Stockdale
1.7 Elect Carole E. Stone Mgmt For For For
1.8 Elect Virginia L. Mgmt For For For
Stringer
1.9 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Select Quality Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NQS CUSIP 670973106 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams, IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
1.6 Elect Judith M. Mgmt For For For
Stockdale
1.7 Elect Carole E. Stone Mgmt For For For
1.8 Elect Virginia L. Mgmt For For For
Stringer
1.9 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Tax-Advantaged Dividend Growth Fund
Ticker Security ID: Meeting Date Meeting Status
NUW CUSIP 670695105 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect William J. Mgmt For For For
Schneider
1.3 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
________________________________________________________________________________
Pimco Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
PMF CUSIP 72200R107 12/23/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Rappaport Mgmt For For For
1.2 Elect William B. Ogden Mgmt For For For
IV
________________________________________________________________________________
Pimco Municipal Income Fund II
Ticker Security ID: Meeting Date Meeting Status
PML CUSIP 72200W106 12/23/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Rappaport Mgmt For For For
1.2 Elect William B. Ogden Mgmt For For For
IV
________________________________________________________________________________
Pimco Municipal Income Fund III
Ticker Security ID: Meeting Date Meeting Status
PYN CUSIP 72201A103 12/23/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hans W. Kertess Mgmt For For For
1.2 Elect William B. Ogden Mgmt For For For
IV
________________________________________________________________________________
Pioneer Municipal High Income Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
MAV CUSIP 723762100 09/22/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Perna Mgmt For For For
1.2 Elect Fred J. Ricciardi Mgmt For For For
1.3 Elect Lisa M. Jones Mgmt For For For
1.4 Elect Lorraine H. Mgmt For For For
Monchak
________________________________________________________________________________
Pioneer Municipal High Income Trust
Ticker Security ID: Meeting Date Meeting Status
MHI CUSIP 723763108 09/22/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Perna Mgmt For For For
1.2 Elect Fred J. Ricciardi Mgmt For For For
1.3 Elect Lisa M. Jones Mgmt For For For
1.4 Elect Lorraine H. Mgmt For For For
Monchak
________________________________________________________________________________
Putnam Managed Municipal Income Trust.
Ticker Security ID: Meeting Date Meeting Status
PMM CUSIP 746823103 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Mgmt For For For
Baumann
2.4 Elect Jameson A. Baxter Mgmt For For For
2.5 Elect Robert J. Mgmt For For For
Darretta
2.6 Elect Katinka Mgmt For For For
Domotorffy
2.7 Elect Paul L. Joskow Mgmt For For For
2.8 Elect Kenneth R. Mgmt For For For
Leibler
2.9 Elect George Putnam, Mgmt For For For
III
2.10 Elect Robert L. Mgmt For For For
Reynolds
2.11 Elect W. Thomas Mgmt For For For
Stephens
________________________________________________________________________________
Putnam Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PMO CUSIP 746922103 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Mgmt For For For
Baumann
2.4 Elect Jameson A. Baxter Mgmt For For For
2.5 Elect Robert J. Mgmt For For For
Darretta
2.6 Elect Katinka Mgmt For For For
Domotorffy
2.7 Elect Paul L. Joskow Mgmt For For For
2.8 Elect Kenneth R. Mgmt For For For
Leibler
2.9 Elect George Putnam, Mgmt For For For
III
2.10 Elect Robert L. Mgmt For For For
Reynolds
2.11 Elect W. Thomas Mgmt For For For
Stephens
________________________________________________________________________________
Western Asset Managed Municipals Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MMU CUSIP 95766M105 09/25/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol L. Colman Mgmt For For For
1.2 Elect Jane E. Trust Mgmt For For For
1.3 Elect Robert D. Agdern Mgmt For For For
________________________________________________________________________________
Western Asset Mortgage Defined Opportunity Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
MTT CUSIP 95768A109 03/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol L. Colman Mgmt For For For
1.2 Elect Daniel P. Cronin Mgmt For For For
1.3 Elect Eileen A. Mgmt For For For
Kamerick
1.4 Elect Jane E. Trust Mgmt For For For
________________________________________________________________________________
Western Asset Municipal High Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHF CUSIP 95766N103 02/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jane E. Trust Mgmt For For For
1.2 Elect Daniel P. Cronin Mgmt For For For
1.3 Elect Paolo M. Cucchi Mgmt For For For
1.4 Elect Leslie H. Gelb Mgmt For For For
________________________________________________________________________________
Western Asset Municipal Partners Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MNP CUSIP 95766P108 04/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert D. Agdern Mgmt For For For
1.2 Elect William R. Mgmt For For For
Hutchinson
1.3 Elect Eileen A. Mgmt For For For
Kamerick
Fund Name : VanEck Vectors ChinaAMC CSI 300 ETF
___________________________________________________________________________
Agricultural Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 03/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Tier-2 Capital
Instruments
2 Fixed Asset Investment Mgmt For For For
Budget for
2016
3 Elect ZHAO Huan Mgmt For For For
4 Elect WANG Xinxin Mgmt For For For
________________________________________________________________________________
Agricultural Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 06/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHOU Mubing Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Adjustment of Mgmt For For For
Authorization to
Approve Bond
Issuance
________________________________________________________________________________
Agricultural Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 12/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LOU Wenlong Mgmt For For For
2 Elect Francis YUEN Tin Mgmt For For For
Fan
3 Directors' and Mgmt For For For
Supervisors'
Remuneration
2013
4 Directors' and Mgmt For For For
Supervisors'
Remuneration
2014
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Social Responsibility Mgmt For For For
Report
8 Directors' Fees Mgmt For For For
9 Supervisors' Report Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Range of Participants Mgmt For For For
12 Source and Size of Mgmt For For For
Restricted
Shares
13 Status of Allocation Mgmt For For For
14 Validity, Grant Date, Mgmt For For For
Lock-up and Unlock
Period
15 Grant Price and Mgmt For For For
Pricing
Method
16 Conditions to Grant Mgmt For For For
and Unlock
Shares
17 Adjustment Method and Mgmt For For For
Procedure
18 Accounting Treatment Mgmt For For For
19 Grant and Unlock Mgmt For For For
Procedure
20 Participants' Rights Mgmt For For For
and
Obligations
21 Treatment of Mgmt For For For
Participants'
Relocation
22 Cancellation Principle Mgmt For For For
23 Establishment of Mgmt For For For
Procedural Rules for
Performance
Assessment and
Management of Employee
Restricted Shares
Plan
24 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
25 Approve a Major Mgmt For For For
Shareholder to
Participate in the
Employee Restricted
Shares
Plan
26 Amendments to Business Mgmt For For For
Scope and
Articles
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6138 01/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fulfilment of Mgmt For For For
Conditions of
Non-public Issuance
of A
Shares
2 Class of Shares and Mgmt For For For
Nominal
Value
3 Method and timing of Mgmt For For For
Issue
4 Offering Size Mgmt For For For
5 Target Subscriber and Mgmt For For For
Subscription
Method
6 Pricing Basis and Mgmt For For For
Issue
Price
7 Lock-up Period Mgmt For For For
8 Accumulated Profit Mgmt For For For
Arrangement
9 Place of Listing Mgmt For For For
10 Effectiveness of the Mgmt For For For
Resolution Approving
the Non-public
A
Share Issue
11 Amount and Use of Mgmt For For For
Proceeds
12 Feasibility Report on Mgmt For For For
Use of
Proceeds
13 Report on Use of Mgmt For For For
Proceeds from
Previous
Fundraising
14 Share Subscription Mgmt For For For
15 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6138 01/26/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class of Shares and Mgmt For For For
Nominal
Value
2 Method and timing of Mgmt For For For
Issue
3 Offering Size Mgmt For For For
4 Target Subscriber and Mgmt For For For
Subscription
Method
5 Pricing Basis and Mgmt For For For
Issue
Price
6 Lock-up Period Mgmt For For For
7 Accumulated Profit Mgmt For For For
Arrangement
8 Place of Listing Mgmt For For For
9 Effectiveness of the Mgmt For For For
Resolution Approving
the Non-public
A
Share Issue
10 Amount and Use of Mgmt For For For
Proceeds
11 Share Subscription Mgmt For For For
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6138 05/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
7 Authority to Issue Mgmt For Against Against
Debt
Instruments
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Remedial Measures to Mgmt For For For
Dilutive Impact of
Non-public
A share Issue on
Immediate
Returns
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6138 12/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Articles Mgmt For For For
to Rules and
Procedure of
Shareholders'
Meetings
4 Amendments to Articles Mgmt For For For
to Rules and
Procedure of Meetings
of the Board of
Directors
5 Shareholder Return Mgmt For For For
Plan for Three Years
from 2015 to
2017
6 Continuing Connected Mgmt For For For
Transaction
Agreements
7 Elect LI Dajin Mgmt For For For
________________________________________________________________________________
Aisino Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 01/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Mgmt For For For
Postponement of Share
Trading
Resumption
________________________________________________________________________________
Aisino Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 03/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect SHI Yang Mgmt For For For
3 Elect YU Liang Mgmt For For For
4 Elect HUANG Hui Mgmt For For For
5 Elect NIAN Feng Mgmt For For For
6 Elect E Shengguo Mgmt For For For
7 Elect YUAN Xiaoguang Mgmt For For For
8 Elect ZHU Limin Mgmt For For For
9 Elect SU Wenli Mgmt For For For
10 Elect ZOU Zhiwen Mgmt For For For
11 Elect GUAN Sujuan Mgmt For Against Against
12 Elect YANG Qin Mgmt For For For
________________________________________________________________________________
Aisino Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 05/06/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 04/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect YU Dehui Mgmt For For For
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Adoption of Mgmt For Abstain Against
Remuneration
Standards for
Directors and
Supervisors
6 Renewal of Liability Mgmt For Abstain Against
Insurance
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Give Mgmt For For For
Guarantees to Chalco
Hong Kong and its
subsidiaries
9 Authority to Give Mgmt For For For
Guarantees to Shanxi
Huaze
10 Authority to Give Mgmt For For For
Guarantees to Ningxia
Energy and its
subsidiaries
11 Authority to Issue Mgmt For Against Against
Debt Financing
Instruments
12 Authority to Issue Mgmt For Against Against
Overseas
Bonds
13 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Elect YU Dehui Mgmt For For For
15 Elect AO Hong Mgmt For For For
16 Elect LIU Caiming Mgmt For Against Against
17 Elect LU Dongliang Mgmt For For For
18 Elect JIANG Yinggang Mgmt For For For
19 Elect WANG Jun Mgmt For For For
20 Elect CHEN Lijie Mgmt For For For
21 Elect HU Shihai Mgmt For For For
22 Elect David Mgmt For For For
LIE-A-CHEONG Tai
Chong
23 Elect LIU Xiangmin Mgmt For For For
24 Elect WANG Jun Mgmt For Against Against
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 12/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capital Contribution Mgmt For For For
to Chinalco Property
Development Co.,
Ltd.
3 Transfer of Property Mgmt For For For
Assets of Chalco Hong
Kong
Limited
4 Capital Contribution Mgmt For For For
to Chinalco Capital
Holdings Co.,
Ltd.
5 Disposal of China Mgmt For For For
Aluminum Nanhai Alloy
Co.,
Ltd.
6 Disposal of Aluminum Mgmt For For For
Logistics Group
Corporation
Limited
7 Disposal of Shanxi Mgmt For For For
Huaxing Aluminum Co.,
Ltd.
8 Revision of Annual Mgmt For Abstain Against
caps Under General
Agreement on Mutual
Provision of
Production Supplies
and Ancillary
Services
9 New Finance Lease Mgmt For Abstain Against
Framework
Agreement
10 Change of US Auditor Mgmt For For For
11 Non-Public Issuance of Mgmt For Against Against
Corporate
Bonds
12 Amendments to Articles Mgmt For For For
13 Elect AO Hong as Mgmt For For For
Director
14 Elect David Mgmt For For For
LIE-A-CHEONG Tai
Chong as
Director
15 Elect WANG Jun as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132F100 06/08/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Fees of Directors and Mgmt For For For
Supervisors
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect YAO Lin Mgmt For Against Against
9 Elect WANG Yidong Mgmt For For For
10 Elect LI Zhongwu Mgmt For For For
11 Elect ZHANG Jingfan Mgmt For For For
12 Elect WU Dajun Mgmt For For For
13 Elect MA Weiguo Mgmt For For For
14 Elect LUO Yucheng Mgmt For For For
15 Elect LIN Daqing as Mgmt For For For
Supervisor
16 Elect LIU Xiaohui as Mgmt For Against Against
Supervisor
17 Authority to Issue Mgmt For For For
Debt
Instruments
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132F100 08/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Jingfan as Mgmt For For For
Director
2 Elect LIN Daqing as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132F100 10/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Supply of Materials Mgmt For For For
and Services
Agreement
2 Supply of Raw Mgmt For For For
Materials
Agreement
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132F100 12/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Services Mgmt For Against Against
Agreement
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373110 06/02/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Give Mgmt For For For
Guarantees
7 Elect GAO Dengbang Mgmt For For For
8 Elect WANG Jianchao Mgmt For For For
9 Elect WU Bin Mgmt For For For
10 Elect DING Feng Mgmt For For For
11 Elect ZHOU Bo Mgmt For For For
12 Elect YANG Mianzhi Mgmt For For For
13 Elect Alexander TAI Mgmt For For For
Kwok
Leung
14 Elect Simon LEUNG Tat Mgmt For For For
Kwong
15 Elect QI Shengli Mgmt For For For
16 Elect WANG Pengfei Mgmt For Against Against
17 Amendment to Article 98 Mgmt For For For
18 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373110 11/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
AVIC Aero-Engine Controls Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000738 CINS Y6203U108 05/10/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget Mgmt For For For
8 2015 Related Party Mgmt For For For
Transactions
9 2016 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
11 Elect WAG Liwei Mgmt For For For
12 Production Line Update Mgmt For For For
on Automotive
Automatic
Transmission
Actuator
13 Stepless Drive and Mgmt For For For
Control System
Products
14 Expansion Project on Mgmt For For For
Precision
Products
15 Aero Engine Control Mgmt For For For
Product
________________________________________________________________________________
AVIC Aero-Engine Controls Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000738 CINS Y6203U108 11/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zhang Zi Mgmt For For For
2 Elect QIN Haibao Mgmt For For For
3 Elect ZHANG Dengxin Mgmt For For For
4 Elect YANG Yuwu Mgmt For For For
5 Elect PENG Jianwu Mgmt For For For
6 Elect ZHU Jingbo Mgmt For For For
7 Elect YANG Hui Mgmt For For For
8 Elect JIANG Fuguo Mgmt For For For
9 Elect ZHAN Ying Mgmt For For For
10 Elect JING Xu Mgmt For For For
11 Elect LI Wanqiang Mgmt For For For
12 Elect QU Renbin Mgmt For For For
13 Elect LI Dongmei Mgmt For For For
14 Elect GAO Hua Mgmt For Against Against
15 Elect HAN Shupeng Mgmt For For For
16 Elect MA Chuanli Mgmt For For For
17 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 01/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LIU Xuanmin as Mgmt For For For
Director
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 04/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Resolution Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Financial Service Mgmt For Against Against
Agreement
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 05/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HE Shengqiang Mgmt For For For
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 06/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 11/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Alteration of Mgmt For For For
Company's Development
Strategy
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules:
Board of
Directors
4 Amendments to Mgmt For For For
Procedural Rules:
Board of
Supervisors
5 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
AVIC Aviation Engine Corporation PLC.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 02/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve to Sign Mgmt For For For
Management Service
and Development
Decision Consulting
Agreement
2 2016 Predicted Related Mgmt For Against Against
Party
Transactions
3 Authority to Give Mgmt For Against Against
Guarantees
4 Approval of Borrowing Mgmt For Against Against
________________________________________________________________________________
AVIC Aviation Engine Corporation PLC.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 05/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Directors' Fees Mgmt For For For
9 2015 Related Party Mgmt For For For
Transactions
10 Financial Budget Mgmt For For For
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
AVIC Aviation Engine Corporation PLC.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 09/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Establishment of Mgmt For Abstain Against
Administrative
Measures for the
Compensation of
Directors,
Supervisors and
Executives
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
AVIC Aviation Engine Corporation PLC.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 11/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
AVIC Aviation Engine Corporation PLC.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Mgmt For For For
Eligibility for
Capital
Increase
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 01/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustement to 2015 Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Internal Control Audit Mgmt For For For
Report
8 Directors' Fees Mgmt For For For
9 Board Expenses and Mgmt For For For
Budget
10 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
11 Related Party Mgmt For For For
Transactions
12 Amendments to Articles Mgmt For Against Against
13 Supervisors' Report Mgmt For For For
14 Corporate Social Mgmt For For For
Responsibility
Report
15 Realization of Mgmt For For For
Performance Target
for Acquired
Assets
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 10/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Emerging Aviation Mgmt For Abstain Against
Industry Investment
Co., Ltd.
Participation in
Private Placement of
Baosheng Science and
Technology Innovation
Co., Ltd.
Shares
2 AVIC Aviation Industry Mgmt For Abstain Against
Investment Co., Ltd.
Participation in
Private Placement of
AVIC
Electromechanical
Systems Co., Ltd.
Shares
3 Authority to Give Mgmt For For For
Guarantees to
Controlled
Subsidiary
4 Authority to Give Mgmt For For For
Guarantees to
Wholly-owned
Subsidiary
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect MENG Xiangtai Mgmt For For For
5 Elect ZHANG Minsheng Mgmt For For For
6 Elect LI Ping Mgmt For For For
7 Elect ZHAO Guibin Mgmt For For For
8 Elect DU Benzheng Mgmt For For For
9 Elect WANG Jinxi Mgmt For For For
10 Elect CHEN Jie Mgmt For For For
11 Elect HE Qiang Mgmt For For For
12 Elect LIU Jipeng Mgmt For For For
13 Elect HU Xiaofeng Mgmt For Against Against
14 Elect LIU Guangyun Mgmt For For For
________________________________________________________________________________
Avic Helicopter Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600038 CINS Y2981F108 06/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For Against Against
Transactions
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Internal Control Audit Mgmt For For For
Report
9 Independent Directors' Mgmt For For For
Report
10 Authority to Give Mgmt For For For
Guarantees
I
11 Appointment of Auditor Mgmt For For For
12 Authority to Give Mgmt For For For
Guarantees
II
13 Establishment of Mgmt For Abstain Against
Harbin General
Aircraft Industrial
Co.,
Ltd.
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Resolution Mgmt For For For
Report
4 Financial Budget Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit to China
Hitech Group
Corporation
8 Approval of Line of Mgmt For For For
Credit to Beijing
State-Owned Assets
Management
Co.,Ltd.
9 Approval of Line of Mgmt For For For
Credit to Beijing
Energy Investment
Holding
Co.,Ltd.
10 Approval of Line of Mgmt For For For
Credit to Bank of
Beijing Finance
Leasing Co.,
Ltd.
11 Approval of Line of Mgmt For For For
Credit to Bank of
Communications
Co.,Ltd.
12 Ratification of 2015 Mgmt For Abstain Against
Related Party
Transactions
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Elect Johan de Mandt Mgmt For For For
3 Class, Volume and Size Mgmt For For For
of
Issuance
4 Method of Issuance Mgmt For For For
5 Subscribers Mgmt For For For
6 Face Value and Mgmt For For For
Issuance
Price
7 Duration Mgmt For For For
8 Basis for Dividend Mgmt For For For
Determination
9 Method of Profit Mgmt For For For
Distribution
10 Terms of Conditional Mgmt For For For
Redemption
11 Mandatory Share Terms Mgmt For For For
12 Restriction of Voting Mgmt For For For
Rights
13 Recovery of Voting Mgmt For For For
Rights
14 Clearing Sequence and Mgmt For For For
Method
15 Rating Arrangement Mgmt For For For
16 Guarantee Arrangement Mgmt For For For
17 Transfer Arrangement Mgmt For For For
18 Use of Proceeds Mgmt For For For
19 Validity Period Mgmt For For For
20 Authorization to Mgmt For For For
Implement Share
Issuance
21 Amendments to Articles Mgmt For Abstain Against
22 Dilution Measures for Mgmt For For For
Share
Issuance
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 06/07/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect TIAN Guoli Mgmt For For For
8 Elect WANG Yong Mgmt For Against Against
9 Elect LU Zhengfei Mgmt For For For
10 Elect LEUNG Cheuk Yan Mgmt For For For
11 Elect WANG Changyun Mgmt For For For
12 Elect LI Jun Mgmt For For For
13 Elect WANG Xueqiang Mgmt For For For
14 Elect LIU Wanming Mgmt For Against Against
15 Issuance of Bonds Mgmt For For For
16 Issuance of Qualified Mgmt For For For
Write-down Tier-2
Capital
Instruments
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 12/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Hexin Mgmt For For For
2 Elect ZHANG Jinliang Mgmt For For For
3 Directors' and Mgmt For For For
Supervisors'
Remuneration
Distribution
Plan
4 Plan of Overseas Mgmt For For For
Listing of BOC
Aviation
5 Board Authorization To Mgmt For For For
Implement Overseas
Listing
6 Description of Mgmt For For For
Sustained
Profitability and
Prospects
7 Undertaking of Mgmt For For For
Independent Listing
Status
8 Compliance of Overseas Mgmt For For For
Listing of BOC
Aviation Pte.
Ltd.
9 Provision of Assured Mgmt For For For
Entitlement
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 12/04/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Assured Mgmt For For For
Entitlement
________________________________________________________________________________
Bank Of Communications Company Limited
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 06/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Fixed Assets Mgmt For For For
Investment
Plan
7 Elect NIU Ximing Mgmt For For For
8 Elect PENG Chun Mgmt For For For
9 Elect YU Yali Mgmt For For For
10 Elect HOU Weidong Mgmt For For For
11 Elect HU Huating Mgmt For For For
12 Elect WANG Taiyin Mgmt For Against Against
13 Elect LIU Changshun Mgmt For Against Against
14 Elect Peter WONG Tung Mgmt For For For
Shun
15 Elect Helen WONG Pik Mgmt For For For
Kuen
16 Elect LIU Hanxing Mgmt For For For
17 Elect LIU Haoyang Mgmt For For For
18 Elect LUO Mingde Mgmt For For For
19 Elect YU Yongshun Mgmt For For For
20 Elect LI Jian Mgmt For For For
21 Elect LIU Li Mgmt For For For
22 Elect Jason YEUNG Chi Mgmt For For For
Wai
23 Elect Danny Quah Mgmt For For For
24 Elect WANG Neng Mgmt For For For
25 Elect SONG Shuguang Mgmt For For For
26 Elect TANG Xinyu Mgmt For For For
27 Elect XIA Zhihua Mgmt For For For
28 Elect ZHAO Yuguo Mgmt For For For
29 Elect LIU Mingxing Mgmt For For For
30 Elect GU Huizhong Mgmt For For For
31 Elect YAN Hong Mgmt For Against Against
32 Elect ZHANG Lili Mgmt For Against Against
33 Dilution of Current Mgmt For For For
Returns and Remedial
Measures
34 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
35 Authority to Issue Mgmt For For For
Tier II Capital
Bonds
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 02/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement of
Preferred
Shares
2 Share Type and Size of Mgmt For For For
Issuance
3 Par Value and Issuing Mgmt For For For
Price
4 Duration of Shares Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Issuing Method and Mgmt For For For
Target
Investors
7 Dividend Arrangements Mgmt For For For
8 Provisions for Mgmt For For For
Compulsive
Conversion
9 Conditional Redemption Mgmt For For For
Clause
10 Restrictions on Voting Mgmt For For For
Right and
Recovery
11 Method Liquidation Mgmt For For For
Payment and
Settlement
12 Grading Arrangement Mgmt For For For
13 Guarantee Arrangement Mgmt For For For
14 Transfer and Trading Mgmt For For For
Arrangement
15 Validity Period Mgmt For For For
16 Feasibility Report on Mgmt For For For
Use of
Proceeds
17 Board Authorization to Mgmt For For For
Implement Private
Placement of
Preferred
Shares
18 Dilution Measures for Mgmt For For For
Share
Issuance
19 Authority to Issue Mgmt For For For
Climate
Bonds
20 Board Authorization to Mgmt For For For
Implement Issuance of
Climate
Bonds
21 Elect XIAO Binqing as Mgmt For For For
Independent
Directors
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 05/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions in
2015
6 Related Party Mgmt For For For
Transactions in
2016
7 Appointment of Auditor Mgmt For Against Against
8 Appointment of Mgmt For Against Against
Internal Control
Auditor
9 Elect YANG Bohao Mgmt For For For
10 Elect SHEN Yongjian as Mgmt For For For
Supervisor
11 Elect PU Baoying as Mgmt For For For
Supervisor
12 Amendments to Mgmt For For For
Management System for
External
supervisor
13 Supervisory Board's Mgmt For For For
Evaluation Report of
Supervisors
14 Supervisory Board's Mgmt For For For
Evaluation Report of
Directors
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 08/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits/Dividends
2 Eligibility for Mgmt For For For
Private Placement of
Preferred
Shares
3 Stock Type and Mgmt For For For
Issuance
Volume
4 Par Value and Issuance Mgmt For For For
Price
5 Duration Mgmt For For For
6 Purpose of Raised Funds Mgmt For For For
7 Target Subscribers and Mgmt For For For
Subscription
Method
8 Dividend Arrangements Mgmt For For For
9 Provisions for Mgmt For For For
Compulsive
Conversion
10 Conditional Redemption Mgmt For For For
Clause
11 Restrictions on Voting Mgmt For For For
Right and
Recovery
12 Method Liquidation Mgmt For For For
Payment and
Settlement
13 Grading Arrangement Mgmt For For For
14 Guarantee Arrangement Mgmt For For For
15 Transfer and Trading Mgmt For For For
Arrangement
16 Validity Period Mgmt For For For
17 Feasibility Report on Mgmt For Abstain Against
Use of
Proceeds
18 Board Authorization to Mgmt For For For
Implement Private
Placement
19 Capital Management Mgmt For Abstain Against
Plan
(2014-2017)
20 Dilution Measures for Mgmt For For For
Share
Issuance
21 Elect ZHU Qiuya as Mgmt For For For
Supervisor
22 Amendments to Articles Mgmt For For For
23 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
24 Amendments to Mgmt For For For
Management System:
Raised
Funds
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 02/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonds Type Mgmt For For For
2 Size of Issuance Mgmt For For For
3 Face Value and Issuing Mgmt For For For
Price
4 Bond Terms and Maturity Mgmt For For For
5 Coupon Rate Mgmt For For For
6 Interest Payment Mgmt For For For
Method and
Period
7 Conversion Period Mgmt For For For
8 Conversion Price and Mgmt For For For
Determination
9 Provisions for Mgmt For For For
Downward Price
Adjustment
10 Conversion Size Mgmt For For For
11 Dividend Allocation Mgmt For For For
after
Conversion
12 Redemption Clauses Mgmt For For For
13 Buy-back Clauses Mgmt For For For
14 Offering Method and Mgmt For For For
Target
Investors
15 Allocation Arrangment Mgmt For For For
to Existing
Shareholders
16 Bondholders' Meetings Mgmt For For For
17 Use of Proceeds Mgmt For For For
18 Guarantees Mgmt For For For
19 Valid Period of Mgmt For For For
Resolution
20 Approval of Long-term Mgmt For For For
Capital Planning
(2016-2018)
21 Feasibility Report on Mgmt For For For
Use of
Proceeds
22 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
23 Measures to Counteract Mgmt For For For
Diluted Current
Returns
24 Board Authorization to Mgmt For For For
Issue Convertible
Bonds
25 Establishment of Mgmt For For For
Consumer Finance
Company
26 Elect FENG Peijiong Mgmt For For For
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Report of Related Mgmt For For For
Party Transactions
Implementation in
2015 and Arrangements
for
2016
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Report on Deposit and Mgmt For For For
Use of Raised
Funds
9 Eligibility for Mgmt For For For
Private Placement of
Preferred
Shares
10 Stock Type and Size of Mgmt For For For
Issuance
11 Issuance Method Mgmt For For For
12 Subscribers Mgmt For For For
13 Par Value and Issue Mgmt For For For
Price
14 Duration Mgmt For For For
15 Interest Pricing Mgmt For For For
Principle
16 Participation of Mgmt For For For
Shareholders and
Dividends
Arrangements
17 Conditional Redemption Mgmt For For For
Clause
18 Mandatory Conversion Mgmt For For For
Terms
19 Restrictions on Voting Mgmt For For For
Right
20 Recovery on Voting Mgmt For For For
Right
21 Liquidation Repayment Mgmt For For For
Settlement and
Method
22 Grading Arrangements Mgmt For For For
23 Guarantee Arrangements Mgmt For For For
24 Transfer Arrangements Mgmt For For For
25 Use of Proceeds Mgmt For For For
26 Validity of Resolution Mgmt For For For
27 Board Authority to Mgmt For For For
Implement Preferred
Stock
28 Identification Mgmt For For For
Arrangements for
Diluted Current
Earnings
29 Authority to Issue Mgmt For For For
Subordinated
Debentures
30 Authority to Issue Mgmt For For For
Green Financial
Bonds
31 Approval of Mgmt For For For
Establishment of
Legal Direct
Bank
32 Approval of Capital Mgmt For For For
Increase of Yongying
Finance Leasing Co.,
Ltd.
33 Supervisors' Report Mgmt For For For
34 Supervisors' 2015 Mgmt For For For
Summary and 2016 Work
Plan
35 Supervisors' Mgmt For For For
Performance
Evaluation
Report
36 Directors' Performance Mgmt For For For
Evaluation
Report
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Joint Mgmt For Against Against
Venture
2 Approval to Establish Mgmt For For For
a Wholly-owned
Subsidiary
3 Approval to Conduct Mgmt For For For
Credit Assets
Securitization
Business
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 01/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Zhuping as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 04/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Related Party Mgmt For For For
Transactions
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors', Mgmt For For For
Superviors' and
Executives
Fees
9 Appointment of Auditor Mgmt For For For
10 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 11/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Increase Mgmt For For For
the Limit of
Short-term
Bonds
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration of Mgmt For For For
Executive
Directors
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Eligibility to Issue Mgmt For For For
Corporate Bonds via
Public
Offering
9 Bond Class Mgmt For For For
10 Issue Size Mgmt For For For
11 Face Value and Mgmt For For For
Issuance
Price
12 Bond Term and Class Mgmt For For For
13 Interest Rate Mgmt For For For
14 Method of Issuance and Mgmt For For For
Subscribers
15 Use of Proceeds Mgmt For For For
16 Arrangement for Mgmt For For For
Placement
17 Listing Market Mgmt For For For
18 Guarantees Arrangement Mgmt For For For
19 Safeguard Measures For Mgmt For For For
Repayment
20 Validity of Resolution Mgmt For For For
21 Board Authorization to Mgmt For For For
Issue Corporate Bonds
via Public
Offering
22 Eligibility to Issue Mgmt For For For
Corporate Bonds via
Private
Placement
23 Bond Class Mgmt For For For
24 Issue Size Mgmt For For For
25 Face Value and Mgmt For For For
Issuance
Price
26 Bond Term and Class Mgmt For For For
27 Interest Rate Mgmt For For For
28 Method of Issuance and Mgmt For For For
Subscribers
29 Use of Proceeds Mgmt For For For
30 Arrangement for Mgmt For For For
Placement
31 Listing Market Mgmt For For For
32 Guarantees Arrangement Mgmt For For For
33 Safeguard Measures For Mgmt For For For
Repayment
34 Validity of Resolution Mgmt For For For
35 Board Authorization to Mgmt For For For
Issue Corporate Bonds
via Private
Placement
36 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
37 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration of Mgmt For For For
Executive
Directors
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Eligibility to Issue Mgmt For For For
Corporate Bonds via
Public
Offering
9 Bond Class Mgmt For For For
10 Issue Size Mgmt For For For
11 Face Value and Mgmt For For For
Issuance
Price
12 Bond Term and Class Mgmt For For For
13 Interest Rate Mgmt For For For
14 Method of Issuance and Mgmt For For For
Subscribers
15 Use of Proceeds Mgmt For For For
16 Arrangement for Mgmt For For For
Placement
17 Listing Market Mgmt For For For
18 Guarantees Arrangement Mgmt For For For
19 Safeguard Measures For Mgmt For For For
Repayment
20 Validity of Resolution Mgmt For For For
21 Board Authorization to Mgmt For For For
Issue Corporate Bonds
via Public
Offering
22 Eligibility to Issue Mgmt For For For
Corporate Bonds via
Private
Placement
23 Bond Class Mgmt For For For
24 Issue Size Mgmt For For For
25 Face Value and Mgmt For For For
Issuance
Price
26 Bond Term and Class Mgmt For For For
27 Interest Rate Mgmt For For For
28 Method of Issuance and Mgmt For For For
Subscribers
29 Use of Proceeds Mgmt For For For
30 Arrangement for Mgmt For For For
Placement
31 Listing Market Mgmt For For For
32 Guarantees Arrangement Mgmt For For For
33 Safeguard Measures For Mgmt For For For
Repayment
34 Validity of Resolution Mgmt For For For
35 Board Authorization to Mgmt For For For
Issue Corporate Bonds
via Private
Placement
36 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
37 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 08/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Self-Inspection Report Mgmt For For For
on Property
Business
3 Undertakings to Mgmt For For For
Property
Business
4 Elect ZHANG Jianli Mgmt For For For
5 Update on Mgmt For For For
Self-Inspection
Report
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 11/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Supervisors' Fees Mgmt For For For
3 Eligibility For Public Mgmt For For For
Issue of Corporate
Bonds
4 Type Mgmt For For For
5 Size Mgmt For For For
6 Face Value and Issue Mgmt For For For
Price
7 Term of issue and Mgmt For For For
Variety
8 Bonds Interest Rate Mgmt For For For
9 Method of Issue and Mgmt For For For
Target
Investors
10 Use of Proceeds Mgmt For For For
11 Pre-emptive Rights Mgmt For For For
12 Place of Listing Mgmt For For For
13 Arrangement of Mgmt For For For
Guarantee
14 Measures For Mgmt For For For
Protection of
Repayment
15 Validity of Resolution Mgmt For For For
16 Board Authority To Mgmt For For For
Issue Corporate
Bodns
17 Amendments to Articles Mgmt For For For
18 Elect JIANG Deyi Mgmt For For For
19 Elect WU Dong Mgmt For For For
20 Elect SHI Xijun Mgmt For Against Against
21 Elect ZHANG Jianli Mgmt For For For
22 Elect LI Weidong Mgmt For For For
23 Elect WANG Shizhong Mgmt For For For
24 Elect WANG Guangjin Mgmt For For For
25 Elect TIAN Lihui Mgmt For For For
26 Elect TANG Jun Mgmt For For For
27 Elect NGAI Wai Fung Mgmt For Against Against
28 Elect WANG Xiaojun Mgmt For Against Against
29 Elect LI Bichi Mgmt For Against Against
30 Elect YU Kaijun Mgmt For Against Against
31 Elect HU Juan Mgmt For For For
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 03/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Use of Idle Raised Mgmt For For For
Funds for Investment
in Wealth Management
Products
2 Use of Self-owned Mgmt For For For
Funds for Investment
in Wealth Management
Products
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 04/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Songping as Mgmt For For For
Director
2 Directors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Annual Report Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Authority to Set Mgmt For For For
Internal Control
Auditor's
Fees
10 Appointment of 2016 Mgmt For For For
Auditor
11 Appointment of 2016 Mgmt For For For
Internal Control
Auditor
12 Eligibility for Mgmt For For For
Corporate Bond
Issuance
13 Size of Issuance Mgmt For For For
14 Par Value and Issuance Mgmt For For For
Price
15 Issuance Targets and Mgmt For For For
Arrangements for
Shareholders
16 Bond Type and Maturity Mgmt For For For
17 Interest Payment Method Mgmt For For For
18 Method of Issuance Mgmt For For For
19 Guarantee Matters Mgmt For For For
20 Use of Proceeds Mgmt For For For
21 Listing Market Mgmt For For For
22 Credit and Guarantee Mgmt For For For
Measures for Debt
Repayment
23 Underwriting Method Mgmt For For For
24 Validity Period Mgmt For For For
25 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 05/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 06/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Equity Mgmt For For For
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 07/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary's Overseas
Borrowing
2 Authority to Issue Mgmt For For For
Perpetual
Bonds
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 08/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary's Overseas
Loans
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 11/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Bin as Mgmt For Against Against
Supervisor
2 Elect WU Lishun Mgmt For For For
3 Elect GUO Peng Mgmt For For For
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 12/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Handling of Loan Mgmt For Abstain Against
Business
2 Application for Line Mgmt For For For
of
Credit
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 03/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Mgmt For For For
Minority Stake in Two
Firms
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 04/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Authorization of Mgmt For For For
Chairman of the
Board
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 06/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-term
Financing
Bills
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 08/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Lizhong Mgmt For For For
2 Elect JI Weiguo as Mgmt For Against Against
Supervisor
3 Change Technology Mgmt For For For
Center as a
Wholly-owned
Subsidiary
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 11/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Hedging Mgmt For For For
Business
2 Investment in Wealth Mgmt For For For
Management
Products
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition - Mgmt For For For
Joint
Venture
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Directors', Mgmt For For For
Supervisors' and
Senior Management
Remuneration
9 Elect HOU Jun Mgmt For For For
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 06/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt Against Abstain N/A
Transaction Regarding
External
Investment
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 07/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 08/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Chantian Mgmt For For For
2 Elect LI Xiaoping Mgmt For For For
3 Elect LI Delai Mgmt For For For
4 Elect SHAO Xiaofeng Mgmt For For For
5 Elect WANG Jian Mgmt For For For
6 Elect CHEN Shaofeng Mgmt For For For
7 Elect WANG Xuechun Mgmt For For For
8 Elect GONG Lei Mgmt For For For
9 Elect YUAN Ruowei Mgmt For For For
10 Elect ZHANG Hang Mgmt For Against Against
11 Related Party Mgmt For For For
Transactions
12 Eligibility to Issue Mgmt For For For
Corporate
Bonds
13 Size of Issuance Mgmt For For For
14 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
15 Method of Issuance Mgmt For For For
16 Bond Duration Mgmt For For For
17 Interest Rate Mgmt For For For
18 Purpose of Raised Funds Mgmt For For For
19 Guarantee Clauses Mgmt For For For
20 Listing Place Mgmt For For For
21 Underwriting Method Mgmt For For For
22 Valid Period of Mgmt For For For
Resolution
23 Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
24 Guarantee Measures for Mgmt For For For
Debt
Repayment
________________________________________________________________________________
Beijing Jingneng Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600578 CINS Y0771L103 04/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Yan Mgmt For For For
2 Elect SHI Xiaowen Mgmt For For For
________________________________________________________________________________
Beijing Jingneng Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600578 CINS Y0771L103 06/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Counter Parties Mgmt For For For
2 Target Assets Mgmt For For For
3 Price and Consideration Mgmt For For For
4 Consideration Payment Mgmt For For For
Method
5 Cash Payment Mgmt For For For
6 Share Issuance for Mgmt For For For
Asset Acquisition:
Share Type and Par
Value
7 Share Issuance for Mgmt For For For
Asset Acquisition:
Issuing Method,
Targets and
Subscription
Method
8 Share Issuance for Mgmt For For For
Asset Acquisition:
Pricing
9 Share Issuance for Mgmt For For For
Asset Acquisition:
Size of
Issuance
10 Share Issuance for Mgmt For For For
Asset Acquisition:
Price
Adjustments
11 Share Issuance for Mgmt For For For
Asset Acquisition:
Listing
Market
12 Share Issuance for Mgmt For For For
Asset Acquisition:
Lock-up
Period
13 Share Issuance for Mgmt For For For
Asset Acquisition:
Profit and Losses
during Transaction
Period
14 Share Issuance for Mgmt For For For
Asset Acquisition:
Undistributed
Accumulated
Profits
15 Share Issuance for Mgmt For For For
Asset Acquisition:
Contract Liabilities
and
Accountability
16 Share Issuance for Mgmt For For For
Asset Acquisition:
Validity
Period
17 Share Issuance for Mgmt For For For
Fund Raising: Share
Type and Par
Value
18 Share Issuance for Mgmt For For For
Fund Raising:
Targets, Issuing
Method and
Subscription
Method
19 Share Issuance for Mgmt For For For
Fund Raising:
Pricing
20 Share Issuance for Mgmt For For For
Fund Raising: Size of
Issuance
21 Share Issuance for Mgmt For For For
Fund Raising: Price
Adjustments
22 Share Issuance for Mgmt For For For
Fund Raising: Listing
Place
23 Share Issuance for Mgmt For For For
Fund Raising: Lock-up
Period
24 Share Issuance for Mgmt For For For
Fund Raising:
Undistributed
Accumulated
Profits
25 Share Issuance for Mgmt For For For
Fund Raising: Use of
Proceeds
26 Share Issuance for Mgmt For For For
Fund Raising:
Validity
Period
27 Eligibility for Mgmt For For For
Acquisition and Fund
Raising
28 Report (Draft) on Mgmt For For For
Acquisition and Fund
Raising
29 Report on Deposit and Mgmt For For For
Use of Raised
Funds
30 Conditional Mgmt For For For
Acquisition
Agreements
31 Profit Indemnification Mgmt For For For
Agreements
32 Measures for Diluted Mgmt For For For
Earnings
33 Board Authorization to Mgmt For For For
Implement Acquisition
and Fund
Raising
________________________________________________________________________________
Beijing Jingneng Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600578 CINS Y0771L103 12/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Inner Mgmt For For For
Mongolia Jingneng
Xilin Thermal Power
Co.,
Ltd.
2 Establishment of Inner Mgmt For For For
Mongolia Jingneng
Shuangxin Thermal
Power Project Co.,
Ltd.
3 Increase in Capital of Mgmt For For For
Jingneng Shiyan
Thermal Power Co.,
Ltd.
4 Related Party Mgmt For For For
Transactions
5 Appointment of Auditor Mgmt For For For
6 Establishment of Mgmt For For For
Jingneng Qinhuangdao
Thermal Power Project
Co.,
Ltd.
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 08/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Transfer Mgmt For For For
Agreement for
Beneficial Right of
Trust
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Acquisition
2 Transaction Mgmt For For For
Counterparty
3 Target Asset Mgmt For For For
4 Price and Pricing Basis Mgmt For For For
5 Source of Funds Mgmt For For For
6 Arrangements for Mgmt For For For
Consideration
7 Settlement Mgmt For For For
8 Arrangements for Mgmt For For For
Dividends
Allocation
9 Business Commitment Mgmt For For For
Compensation
10 Confirmation Mgmt For For For
Transaction Does Not
Constitute Related
Party
Transaction
11 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
12 Acquisition Report and Mgmt For For For
Summary
13 Conditional Agreement Mgmt For For For
Regarding Equity
Stake
Transfer
14 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
15 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
16 Statement Regarding Mgmt For For For
Compliance and
Completeness of Legal
Proceedings Relating
to the
Acquisition
17 Statement Regarding Mgmt For For For
Stock Price
Fluctuations
18 Board Authorization to Mgmt For For For
Implement Major Asset
Restructuring
19 Eligibility for Mgmt For For For
Corporate Bond
Issuance
20 Size of Issuance Mgmt For For For
21 Par Value and Issuance Mgmt For For For
Price
22 Issuance Targets Mgmt For For For
23 Bond Type and Bond Mgmt For For For
Duration
24 Interest Rate Mgmt For For For
25 Guarantee Method Mgmt For For For
26 Method of Issuance Mgmt For For For
27 Purpose of Raised Funds Mgmt For For For
28 Setup of Special Mgmt For For For
Account for Raised
Funds
29 Repayment Guarantee Mgmt For For For
Measures
30 Trading and Mgmt For For For
Circulation of Bonds
to be
Issued
31 Validity Period Mgmt For For For
32 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 12/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Acquisition by Stock
and Cash and Raising
Matching
Fund
2 Overview Mgmt For For For
3 Acquisition of Assets: Mgmt For For For
Target
Assets
4 Acquisition of Assets: Mgmt For For For
Valuation of Target
Assets
5 Acquisition of Assets: Mgmt For For For
Payment
Method
6 Acquisition of Assets: Mgmt For For For
Schedule for Cash
Payment
7 Acquisition of Assets: Mgmt For For For
Stock Issuance
Method
8 Acquisition of Assets: Mgmt For For For
Stock Type and Par
Value
9 Acquisition of Assets: Mgmt For For For
Target of Issuance
and Subscription
Method
10 Acquisition of Assets: Mgmt For For For
Issue Price and
Pricing
Principle
11 Acquisition of Assets: Mgmt For For For
Size of
Issuance
12 Acquisition of Assets: Mgmt For For For
Lock-up
Period
13 Acquisition of Assets: Mgmt For For For
Treatment of
Undistributed
Profits
14 Acquisition of Assets: Mgmt For For For
Ownership Transfer of
Target
Assets
15 Acquisition of Assets: Mgmt For For For
Profit and Loss
during Transaction
Period
16 Acquisition of Assets: Mgmt For For For
Listing
Market
17 Acquisition of Assets: Mgmt For For For
Validity of
Resolution
18 Raising Fund: Stock Mgmt For For For
Type and Par
Value
19 Raising Fund: Target Mgmt For For For
of Issuance and
Subscription
Method
20 Raising Fund: Pricing Mgmt For For For
Benchmark Date and
Issue
Price
21 Raising Fund: Issue Mgmt For For For
Price Adjustment
System
22 Raising Fund: Amount Mgmt For For For
of Fund to be
Raised
23 Raising Fund: Size of Mgmt For For For
Issuance
24 Raising Fund: Use of Mgmt For For For
Proceeds
25 Raising Fund: Lock-up Mgmt For For For
Period
26 Raising Fund: Listing Mgmt For For For
Arrangement
27 Raising Fund: Validity Mgmt For For For
of
Resolution
28 Transaction Not Mgmt For For For
Constituting Major
Asset Restructure,
Backdoor Listing or
Related Party
Transactions
29 Approval of Mgmt For For For
Preliminary Plan for
Asset Acquisition and
Raising Matching
Fund
30 Approval to Sign Mgmt For For For
Agreement with
Shareholders of
Zhongshan
Environmental
Protection Industry
Co., Ltd. regarding
Asset Acquisition by
Stock and
Cash
31 Approval to Sign Share Mgmt For For For
Pledge
Agreement
32 Approval to Sign Mgmt For For For
Execution Deposit
Agreement
33 Approval to Sign Mgmt For For For
Contingent Agreements
with Shareholders of
Shanghai Liyuan Water
Treatment Technology
Co.,
Ltd.
34 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
35 Regarding Eligibility Mgmt For For For
for Relevant
Conditions to
Implement Asset
Acquisition by Stock
and Cash and Raising
Matching
Fund
36 Completeness and Mgmt For For For
Compliance in Legal
Procedure and
Validity of Legal
Documents
37 Ratification of Mgmt For For For
Relevant
Reports
38 Independence of Mgmt For For For
Appraiser,
Rationality of
Assumptions,
Relevance of
Valuation and
Fairness of Pricing
Method
39 Regarding the Mgmt For For For
Company's Share Price
Variation Reaching
the Standard in
Article 5 of
Provisions on Issues
of Listed Companies'
Information
Disclosure and
Notification of
Relevant
Actions
40 Board Authorization to Mgmt For For For
Implement the
Transaction and
Related
Matters
41 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions with
Yunan Water
Investment Co.,
Ltd.
7 Related Party Mgmt For For For
Transactions with
Nanjing City
Construction Water
Co.,
Ltd.
8 Related Party Mgmt For For For
Transactions with
Neimenggu Dongyuan
Water Investment and
Technology
Development Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Xinjiang Originwater
Environment Resources
Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Guangdong Haiyuan
Environment
Technology Co.,
Ltd.
11 Related Party Mgmt For For For
Transactions with
Wuhan Sanzhen Co.,
Ltd.
12 Related Party Mgmt For For For
Transactions with
Shanxi Taigang
Originwater
Environment
Technology Co.,
Ltd.
13 Related Party Mgmt For For For
Transactions with
Qingdao Water
Investment
Originwater
Technology
Development Co.,
Ltd.
14 Related Party Mgmt For For For
Transactions with
Beijing Originwater
Boda Water Investment
Co.,
Ltd.
15 Related Party Mgmt For For For
Transactions with
Jilin Originwater
Water Investment and
Technology Co.,
Ltd.
16 Related Party Mgmt For For For
Transactions with
Wuhan Water
Investment and
Environment
Technology Co.,
Ltd.
17 Related Party Mgmt For For For
Transactions with
Guizhou Originwater
Environment
Technology Co.,
Ltd.
18 Related Party Mgmt For For For
Transactions Feng
County Fengshui Water
Investment Co.,
Ltd.
19 Related Party Mgmt For For For
Transactions with
Neimenggu Chunyuan
Environment
Technology Co.,
Ltd.
20 Related Party Mgmt For For For
Transactions with
Fujian Zhangfa
Originwater Water
Investment and
Technology Co.,
Ltd.
21 Related Party Mgmt For For For
Transactions with
Xiantao Water
Investment and
Environment
Technology Co.,
Ltd.
22 Related Party Mgmt For For For
Transactions with
Huaihua City Water
Investment and
Environment
Development Co.,
Ltd.
23 Related Party Mgmt For For For
Transactions with
Tianjin Baoxing Water
Construction
Management Co.,
Ltd.
24 Related Party Mgmt For For For
Transactions with
Xinjiang Kunlun
Xinshuiyuan Water
Technology Co.,
Ltd.
25 Employee Stock Options Mgmt For For For
Plan and Restricted
Shares Plan (Draft)
and Its
Summary
26 Establishment of Mgmt For For For
Administrative
Measures for Employee
Stock Options Plan
and Restricted Share
Incentive
Plan
27 Board Authorization Mgmt For For For
for Employee Stock
Options Plan and
Restricted Share
Incentive
Plan
28 Appointment of Auditor Mgmt For For For
29 Authority to Give Mgmt For For For
Guarantees to
Xinjiang Originwater
Environment Resources
Co.,
Ltd.
30 Authority to Give Mgmt For For For
Guarantees to
Originwater Boda
Water Investment Co.,
Ltd.
31 Authority to Give Mgmt For For For
Guarantees to
Shawankefa Reclaimed
Water Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 11/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Acquisition of
Asset
2 Counterparty Mgmt For Against Against
3 Pricing and Valuation Mgmt For Against Against
4 Payment Method Mgmt For Against Against
5 Type and Par Value of Mgmt For Against Against
Stocks
6 Subscribers and Mgmt For Against Against
Subscription
Method
7 Benchmark Date and Mgmt For Against Against
Issue
Price
8 Size of Issuance Mgmt For Against Against
9 Lock-up Period Mgmt For Against Against
10 Listing Market Mgmt For Against Against
11 Treatment of Mgmt For Against Against
Undistributed
Profits
12 Profit and Loss of Mgmt For Against Against
Transaction
Period
13 Obligation and Mgmt For Against Against
Responsibility of
Agreement
14 Indemnification Plan Mgmt For Against Against
15 Validity of Resolution Mgmt For Against Against
16 Transaction's Not Mgmt For Against Against
Constituting Related
Party
Transactions
17 Approval of Mgmt For Against Against
Preliminary Plan of
Acquisition
18 Approval to Sign Mgmt For Against Against
Contingent Agreement
on Acquisition
Transaction with
Counterparty
19 Ratification of Mgmt For Against Against
Relevant
Reports
20 Compliance with Mgmt For Against Against
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
21 Compliance with Mgmt For Against Against
Article 11 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
22 Compliance with Mgmt For Against Against
Article 43 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
23 Compliance of Legal Mgmt For Against Against
Procedures and
Validity of Legal
Documents
24 Independence of Mgmt For Against Against
Appraiser,
Rationality of
Valuation
Assumptions,
Relevance of
Valuation Method and
Fairness of
Pricing
25 Board Authorization to Mgmt For Against Against
Implement Acquisition
Transaction
26 Authority to Give Mgmt For For For
Guarantees for Urumqi
Scientific
Development
Industrial Water
Treatment Co.,
Ltd.
27 Authority to Give Mgmt For For For
Guarantees for Wuxi
Liyangmo Scientific
Development Co.,
Ltd.
28 Approval to Amend Mgmt For For For
Private Placement
Investment
Projects
29 Amendments to Articles Mgmt For For For
30 Elect HE Jinlei Mgmt For For For
31 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 02/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Listing of a Mgmt For For For
Subsidiary on
National Equities
Exchange and
Quotations
2 Investment in Wealth Mgmt For For For
Management
Products
3 Board Authorization to Mgmt For For For
Handle the Listing of
Subsidiary
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 04/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 10/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement
2 Extension of Board Mgmt For For For
Authorization
Validity Period for
Private Placement
Implementation
________________________________________________________________________________
Beijing SL Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002038 CINS Y0773L119 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Investment in Wealth Mgmt For For For
Management
Products
9 Approval of Entrusted Mgmt For For For
Loans
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Tong Ren Tang Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600085 CINS Y0771B105 06/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 01/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture Mgmt For For For
2 Modification of Mgmt For For For
Company's Registered
Capital
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 02/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Paper
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Indemnification Plan Mgmt For For For
for Performance
Commitment
8 Board Authorization to Mgmt For For For
Implement
Indemnification Plan
for Performance
Commitment
9 Approval of Line of Mgmt For For For
Credit Application
and Provision of
Guarantees
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 05/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect WANG Ning Mgmt For For For
3 Elect LI Li Mgmt For For For
4 Elect HUANG Songlang Mgmt For For For
5 Elect ZHAI Yibing Mgmt For For For
6 Elect XU Siping Mgmt For For For
7 Elect WANG Cheng Mgmt For For For
8 Elect LUO Jianbei Mgmt For For For
9 Elect LIU Tiemin Mgmt For For For
10 Elect WANG Xuechun Mgmt For For For
11 Elect SHEN Yang Mgmt For For For
12 Elect LI Guanggang Mgmt For For For
13 Elect DING Yanchao Mgmt For Against Against
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 06/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of the Mgmt For For For
Company's Registered
Capital
2 Change of Business Mgmt For For For
Scope
3 Change of Disclosure Mgmt For For For
of the
Company
4 Amendments to Articles Mgmt For For For
5 Directors', Mgmt For For For
Superisors' and
Senior Managements'
Fees
6 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 07/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 07/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Constitution of Mgmt For Abstain Against
Administrative
Measures for Employee
Stock Ownership
Plan
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 08/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal of Equity Mgmt For For For
Stake in Longtu
Game
2 Equity Transfer Mgmt For For For
Agreements
3 Increase in Authorized Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 01/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 04/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustments to Mgmt For Against Against
Authority to Give
Guarantees
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For For For
Guarantees
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 06/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 09/25/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Hainan
Xinwei Information
Technology Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to
Chongqing Xinwei
Telecom Technology
Co.,
Ltd.
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 10/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement of
Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Subscribers Mgmt For For For
4 Issuance Method Mgmt For For For
5 Bond Term Mgmt For For For
6 Interest Rate Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Guarantees Mgmt For For For
9 Trading and Circulation Mgmt For For For
10 Underwriting Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Board Authorization of Mgmt For For For
Private Placement of
Corporate
Bonds
13 Repayment Guarantees Mgmt For For For
of Corporate
Bond
14 Eligibility for the Mgmt For For For
Company's Subsidiary
to Issue Corporate
Bond
15 Size of Issuance Mgmt For For For
16 Subscribers and Mgmt For For For
Treatment to
Shareholders
17 Issuance Method Mgmt For For For
18 Bond Term Mgmt For For For
19 Interest Rate Mgmt For For For
20 Use of Proceeds Mgmt For For For
21 Guarantees Mgmt For For For
22 Listing Market Mgmt For For For
23 Underwriting Method Mgmt For For For
24 Validity of Resolution Mgmt For For For
25 The Company's Mgmt For For For
Subsidiary's Board
Authorization for
Issuance of Corporate
Bond
26 The Company's Mgmt For For For
Subsidiary's
Safeguards for
Repayment of
Corporate
Bond
27 Authority to Give Mgmt For For For
Guarantees
I
28 Authority to Give Mgmt For For For
Guarantees
II
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 11/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adjustment to Mgmt For Against Against
Guarantee
Provision
3 Guarantee for Line of Mgmt For Against Against
Credit Provided by
Evergrowing
Bank
4 Guarantee for Line of Mgmt For Against Against
Credit Provided by
Bank of
Beijing
5 Guarantee for Line of Mgmt For Against Against
Credit Provided by
China Zheshang
Bank
6 Financing Related to Mgmt For For For
Equity Stake
Aquisition
7 Authority for Beijing Mgmt For For For
Xinwei Telecom
Technique Co., Ltd to
Issue Debt
Instruments
8 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit Provided by
Minsheng
Bank
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds - Capital
Injection
2 Amendments to Use of Mgmt For For For
Proceeds -
Implementation
Method
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Yanjing Brewery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000729 CINS Y0771Z102 06/03/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
________________________________________________________________________________
Beijing Zhong Ke San Huan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000970 CINS Y07728101 08/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Beingmate Baby and Child Food Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002570 CINS Y988BE106 11/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Beingmate Baby and Child Food Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002570 CINS Y988BE106 11/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Unincorporated Joint Mgmt For For For
Venture
________________________________________________________________________________
Beiqi Foton Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
600166 CINS Y0770V102 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends:
Cash
6 Shareholder Proposal ShrHoldr Against Against For
by Weichai Power Co.,
Ltd, Shandong Laidong
Co., Ltd. and Yihe
Axles Co., Ltd.
regarding Cash
Dividends
7 Allocation of Mgmt For For For
Profits/Dividends
from Capital
Reserve
8 Shareholder Proposal ShrHoldr Against Against For
by Shenwanlingxin
Co., Ltd. regarding
Stock Dividends from
Capital
Reserve
9 Shareholder Proposal ShrHoldr Against Against For
by Weichai Power Co.,
Ltd., Shandong
Laidong Co., Ltd. and
Yihe Axles Co., Ltd.
regarding Stock
Dividends from
Capital
Reserve
10 Report on Deposit and Mgmt For For For
Use of Raised
Funds
11 Related Party Mgmt For For For
Transactions with
Zhucheng City Yihe
Axles Co.,
Ltd.
12 Related Party Mgmt For For For
Transactions with
Changsha Yihe Axles
Co.,
Ltd.
13 Related Party Mgmt For For For
Transactions with
Weichai Power Holding
Co.,
Ltd.
14 Related Party Mgmt For For For
Transactions with
Weichai Power
Yangzhou Diesel
Engine Machine Co.,
Ltd.
15 Related Party Mgmt For For For
Transactions with
Shanxi Fashite Gear
Co.,
Ltd.
16 Related Party Mgmt For For For
Transactions with
Beijing Pulaide New
Energy Battery
Technology Co.,
Ltd.
17 Related Party Mgmt For For For
Transactions with
Weifang Qingte Axles
Co.,
Ltd.
18 Related Party Mgmt For For For
Transactions with
Qingdao Qingte
Zhongli Axles Co.,
Ltd.
19 Related Party Mgmt For For For
Transactions with
Shandong
Huayuanlaidong
Internal Combustion
Engine Co.,
Ltd.
20 Related Party Mgmt For For For
Transactions with
Beijing Foton
Kangmingsi Engine
Co.,
Ltd.
21 Related Party Mgmt For For For
Transactions with
Beijing Foton Daimule
Automobile Co.,
Ltd.
22 Related Party Mgmt For For For
Transactions with
Beijing Automobile
Group Finance Co.,
Ltd.
23 Authority to Give Mgmt For For For
Guarantees
24 Appointment of Auditor Mgmt For For For
25 Appointment of Mgmt For For For
Internal Control
Auditor
26 Approval of Line of Mgmt For For For
Credit
27 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Beiqi Foton Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
600166 CINS Y0770V102 11/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Statement Regarding Mgmt For For For
Horizontal
Competition and
Development
3 Elect LU Ruizhi as Mgmt For For For
Director
________________________________________________________________________________
Beiqi Foton Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
600166 CINS Y0770V102 12/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Company
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 03/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Options
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Options
Plan
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report and Its Mgmt For For For
Summary
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
9 Election of Directors Mgmt For For For
(Slate)
10 Amendments to Employee Mgmt For For For
Restricted Shares
Plan
11 Share Compensation Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement of
Repurchase
Shares
13 Amendments to Articles Mgmt For For For
14 Approval of Line of Mgmt For Abstain Against
Credit
15 Amendment of Line of Mgmt For Abstain Against
Credit Limit
Amount
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 08/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Capital Mgmt For For For
Injection in
Subsidiary
3 Approval to Extend Mgmt For For For
Validity Period for
Public Offering of
Convertible Corporate
Bonds
4 Approval of Line of Mgmt For For For
Credit
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 10/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size of Issuance Mgmt For For For
3 Target of Issuance Mgmt For For For
4 Term and Maturity Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Interest Rate Mgmt For For For
7 Issuance Method Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Guarantee Provision Mgmt For For For
10 Payment of Principal Mgmt For For For
and
Interest
11 Listing Schedule Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Restructuring
2 Overall Scheme Mgmt For For For
3 Target Assets Mgmt For For For
4 Pricing Mgmt For For For
5 Cash Payment for Mgmt For For For
Transaction
6 Stock Payment for Mgmt For For For
Transaction
7 Stock Type and Par Mgmt For For For
Value
8 Issuance Methods and Mgmt For For For
Targets
9 Pricing Basis, Mgmt For For For
Benchmark Date and
Issuance
Price
10 Adjustment to Issuance Mgmt For For For
Price
11 Basis for Selecting Mgmt For For For
Market Reference
Price
12 Size of Issuance Mgmt For For For
13 Lock-up Period Mgmt For For For
14 Performance Commitment Mgmt For For For
and Compensation
Measures
15 Arrangement for Profit Mgmt For For For
and Losses During
Transitional
Period
16 Contractual Mgmt For For For
Obligations and
Liability for Asset
Transfer
17 Listing Market Mgmt For For For
18 Arrangement for Profit Mgmt For For For
Distribution of
Target
19 Arrangement for Profit Mgmt For For For
Distribution of the
Company
20 Auxiliary Fund: Stock Mgmt For For For
Type and Par
Value
21 Auxiliary Fund: Mgmt For For For
Issuance Targets and
Method
22 Auxiliary Fund: Mgmt For For For
Pricing Basis,
Benchmark Date, and
Issuance
Price
23 Auxiliary Fund: Size Mgmt For For For
of
Issuance
24 Auxiliary Fund: Use of Mgmt For For For
Raised
Funds
25 Auxiliary Fund: Mgmt For For For
Lock-up
Period
26 Auxiliary Fund: Mgmt For For For
Listing
Market
27 Auxiliary Fund: Mgmt For For For
Arrangements for
Undistributed
Profits
28 Auxiliary Fund: Mgmt For For For
Validity
Period
29 Eligibility for Asset Mgmt For For For
Purchase via Share
Issuance
30 Related Party Mgmt For For For
Transactions involved
in Asset
Restructuring
31 Conditional Agreements Mgmt For For For
Involved in Asset
Restructuring
32 Conditional Profit Mgmt For For For
Forecast Compensation
Agreement
33 Conditional Share Mgmt For For For
Subscription
Agrements
34 Asset Restructuring Mgmt For For For
Constitution of
Related Party
Transaction
35 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
36 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
37 Measures for Diluted Mgmt For For For
Returns
38 Statement on the Mgmt For For For
Compliance and
Completeness of Legal
Documents and
Proceedings
39 Board Authorization to Mgmt For For For
Implement Asset
Restructuring
40 Board Authorization to Mgmt For For For
Handle Matters
Relating to
Performance
Compensation, Share
Repurchase and Share
Cancellation
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000725 CINS Y0920M101 01/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size of Issuance, Par Mgmt For For For
Value and
Price
3 Target Subscribers and Mgmt For For For
Placement to
Shareholders
4 Bond Duration and Bond Mgmt For For For
Type
5 Bond Interest Rate and Mgmt For For For
Determination
Method
6 Guarantee Method Mgmt For For For
7 Issuance Method Mgmt For For For
8 Redemption or Resale Mgmt For For For
Clause
9 Use of Proceeds Mgmt For For For
10 Special Account for Mgmt For For For
Raised
Funds
11 Repayment Guarantee Mgmt For For For
Measures
12 Trading and Mgmt For For For
Circulation of Issued
Bonds
13 Underwriting Method Mgmt For For For
14 Validity Period Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
16 Elect DONG Youmei Mgmt For For For
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000725 CINS Y0920M101 03/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Increasing Mgmt For For For
Project Investment
through Capital
Investment in
Subsidiary
2 Approval of Increasing Mgmt For For For
Investment of Fuzhou
BOE Optoelectronics
Technology Co.,
Ltd.
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000725 CINS Y0920M101 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval of Borrowing Mgmt For Against Against
8 Investment in Wealth Mgmt For For For
Management
Products
9 Appointment of Auditor Mgmt For For For
10 Elect WANG Dongsheng Mgmt For For For
11 Elect XIE Xiaoming Mgmt For For For
12 Elect CHEN Yanshun Mgmt For For For
13 Elect WANG Jing Mgmt For For For
14 Elect ZHANG Jinsong Mgmt For For For
15 Elect LIU Xiaodong Mgmt For For For
16 Elect SONG Jie Mgmt For For For
17 Elect YAO Xiangjun Mgmt For For For
18 Elect YU Ning Mgmt For For For
19 Elect LU Tingjie Mgmt For For For
20 Elect WANG Huacheng Mgmt For For For
21 Elect HU Xiaolin Mgmt For For For
22 Elect CHEN Ming Mgmt For For For
23 Elect XU Tao Mgmt For For For
24 Elect MU Chengyuan Mgmt For Against Against
25 Elect ZHAO Wei Mgmt For For For
26 Elect SHI Hong Mgmt For For For
27 Elect ZHUANG Haoyu Mgmt For Against Against
28 Indemnification of Mgmt For For For
Directors,
Supervisors and
Officers
29 Amendments to Articles Mgmt For For For
30 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000725 CINS Y0920M101 07/06/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Jinsong as Mgmt For For For
Director
2 Elect WANG Huacheng as Mgmt For For For
Director
3 Elect CHEN Ming Mgmt For Against Against
4 Elect SHI Hong Mgmt For Against Against
5 Investment in Mgmt For For For
Production Line
Construction
6 Acquisition of Equity Mgmt For For For
Stake and Increase in
Registered
Capital
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000725 CINS Y0920M101 09/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000725 CINS Y0920M101 12/25/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Abstain Against
Guarantees
2 Merger/Acquisition - Mgmt For Abstain Against
Capital
Increase
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 03/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 04/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application of Mgmt For For For
Continued Trading
Suspension
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 05/09/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Related Party Mgmt For For For
Transactions
8 Approval of Borrowing Mgmt For Against Against
9 Authority to Give Mgmt For Against Against
Guarantees
10 Related Party Mgmt For For For
Transactions:
Trusteeship
Management
Agreement
11 Elect LI Junwen as Mgmt For For For
Director
12 Elect ZHUANG Qishan Mgmt For For For
13 Elect MA Chunhua Mgmt For For For
________________________________________________________________________________
Bohai Leasing Company Limited
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 01/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Forecast of Total Loan Mgmt For For For
Amounts
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Bohai Leasing Company Limited
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 02/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
2 Change of Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
4 Capital Increase in Mgmt For For For
Bohai Life Insurance
Co.,
Ltd.
5 Investment in Jubaohui Mgmt For For For
Co.,
Ltd.
6 Airplane Leasing with Mgmt For For For
Tianjin Airlines Co.,
Ltd.
7 Airplane Leasing with Mgmt For For For
Hainan Airlines Co.,
Ltd.
8 Approval of Loans Mgmt For For For
9 2016 Predicted Related Mgmt For For For
Party
Transactions
10 Elect SUN Zhikun as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Bright Dairy & Food Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600597 CINS Y7680R105 08/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Target Subscribers and Mgmt For For For
Subscription
Method
5 Size of Issuance Mgmt For For For
6 Issuance Price and Mgmt For For For
Pricing
Principals
7 Lock-up Period Mgmt For For For
8 Purpose of Raised Funds Mgmt For For For
9 Arrangements for Mgmt For For For
Undistributed
Profits
10 Validity Period Mgmt For For For
11 Listing Market Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Approval of Share Mgmt For For For
Subscription
Agreements
15 Waiver of Tender Offer Mgmt For For For
16 Board Authorization to Mgmt For For For
Implement Private
Placement
17 Report on Deposit and Mgmt For Abstain Against
Use of Raised
Funds
18 Acquisition of Equity Mgmt For For For
19 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
20 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
21 Approval of Animal Mgmt For For For
Husbandry
Agreement
22 Elect ZHU Hangming as Mgmt For For For
Director
23 Shareholder Returns Mgmt For For For
Plan
24 Amendments to Articles Mgmt For For For
________________________________________________________________________________
By-Health Company Limited
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 01/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For For For
Independent
Directors
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
By-Health Company Limited
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 03/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Special Report on Mgmt For For For
Storage and Use of
Raised
Funds
9 Special Audit Mgmt For For For
Statement on Fund
Occupation by
Controlling
Shareholder and Other
Related
Parties
10 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
11 Directors' Fees Mgmt For For For
12 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
By-Health Company Limited
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 07/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 06/06/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Provision of Guarantee Mgmt For Against Against
by the
Group
8 Guarantees to External Mgmt For Against Against
Company in Respect of
Sales of New Energy
Vehicles, New Energy
Forklifts and
New
Technological Products
9 Estimated Caps of Mgmt For For For
Continuing Connected
Transactions
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights of BYD
Electronic
(International)
Company
Limited
12 Amendments to Articles Mgmt For For For
13 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 07/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Non-Public Issuance
of A
Shares
2 Class of Share and Mgmt For For For
Nominal
Value
3 Method of Issue Mgmt For For For
4 Target Subscribers and Mgmt For For For
Method of
Subscription
5 Price Determination Mgmt For For For
Date and Basis of
Determination of
Issue
Price
6 Issue Size Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Amount and Use of Mgmt For For For
Proceeds
9 Arrangement of Mgmt For For For
Undeclared
Distributable
Accumulated
Profits
10 Validity Period Mgmt For For For
11 Place of Listing Mgmt For For For
12 Approval of Mgmt For For For
Preliminary Plan of
Non-Public
Issuance
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Amendments to Articles Mgmt For For For
15 Shareholder Return Mgmt For For For
Plan
2015-2017
16 Board Authorization to Mgmt For For For
Implement the
Non-Public
Issuance
17 Report on Use of Mgmt For For For
Proceeds from
Previous
Fundraising
18 Amendments to Mgmt For Abstain Against
Management Policy for
Funds
Raised
19 Amendments to Mgmt For Abstain Against
Procedural Rules of
Shareholders'
Meeting
________________________________________________________________________________
CECEP Wind-Power Corporation
Ticker Security ID: Meeting Date Meeting Status
601016 CINS Y12351105 02/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
4 Authority to Give Mgmt For Against Against
Guarantees to Wind
Farm Project in
Guangxi
5 Authority to Give Mgmt For Against Against
Guarantees to Wind
Farm Project in
Gansu
6 Authority to Give Mgmt For Against Against
Guarantees to Wind
Farm Project in
Shichuan
7 Authority to Give Mgmt For Against Against
Guarantees to Wind
Farm Project in
Zhejiang
8 Authority to Give Mgmt For Against Against
Guarantees to Wind
Farm Project in
Xinjiang
________________________________________________________________________________
CECEP Wind-Power Corporation
Ticker Security ID: Meeting Date Meeting Status
601016 CINS Y12351105 04/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget Mgmt For Abstain Against
8 2016 INVESTMENT PLAN Mgmt For Abstain Against
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Purchase of Electric Mgmt For For For
Generator
12 Investment in Mgmt For For For
Construction
Project
________________________________________________________________________________
CECEP Wind-Power Corporation
Ticker Security ID: Meeting Date Meeting Status
601016 CINS Y12351105 06/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
CECEP Wind-Power Corporation
Ticker Security ID: Meeting Date Meeting Status
601016 CINS Y12351105 06/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Shusheng Mgmt For For For
2 Elect LIU Bin Mgmt For For For
3 Elect PEI Hongwei Mgmt For For For
4 Elect HU Zhengming Mgmt For For For
5 Elect WANG Lijuan Mgmt For For For
6 Elect TIAN Qi Mgmt For For For
7 Elect QI Hesheng Mgmt For For For
8 Elect LI Huajie Mgmt For For For
9 Elect XU Hongliang Mgmt For For For
10 Elect LI Sufen Mgmt For For For
11 Elect WANG Yan Mgmt For Against Against
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 04/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Risk Control Index Mgmt For For For
Report
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
9 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
10 Appointment of Auditor Mgmt For For For
11 Special Report on Mgmt For For For
Directors'
Fees
12 Special Report on Mgmt For For For
Supervisors'
Fees
13 Special Report on Mgmt For For For
Remuneration of
Senior
Management
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 08/03/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Amendments to Mgmt For Against Against
Procedural Rules:
Shareholder
Meetings
3 Adjustment to Scale of Mgmt For For For
Securities
Investment
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 08/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Amendments to Issuing Mgmt For For For
Price for Private
Placement
3 Amendments to Private Mgmt For For For
Placement
Plan
4 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Risk Control Mgmt For For For
Indicator
Report
2 Approval of Gold Mgmt For For For
Contract
Business
3 Amendments to Articles Mgmt For For For
4 Approval of Fund Mgmt For For For
Investment
5 2016 Risk and Business Mgmt For For For
Scale
Mandate
6 2016 Related Party Mgmt For For For
Transactions
7 Elect LUO Pengfei as Mgmt For Against Against
Supervisor
8 Elect WANG Ying Mgmt For For For
9 Elect YUAN Xiaobin Mgmt For For For
10 Elect WEN Xiaojie Mgmt For For For
________________________________________________________________________________
Chengdu Xingrong Environment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000598 CINS Y1R189102 02/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Benwen Mgmt For For For
________________________________________________________________________________
Chengdu Xingrong Environment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000598 CINS Y1R189102 03/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Chengdu Xingrong Environment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000598 CINS Y1R189102 06/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Mgmt For For For
Validity of
Resolution for the
Issuance of H
shares
2 Board Authorization to Mgmt For For For
Revise Framework
Agreement on Related
Party
Transactions
________________________________________________________________________________
Chengdu Xingrong Environment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000598 CINS Y1R189102 08/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 H Share Issuance: Mgmt For For For
Amendments to
Articles
2 H Share Issuance: Mgmt For Abstain Against
Amendments to
Procedural Rules for
Shareholder
Meetings
3 H Share Issuance: Mgmt For Abstain Against
Amendments to
Procedural Rules for
Board
Meetings
4 H Share Issuance: Mgmt For Abstain Against
Amendments to
Procedural Rules for
Supervisor
Meetings
5 Use of Proceeds from H Mgmt For For For
Share
Issuance
6 H Share Issuance: Mgmt For For For
Agreement to Avoid
Horizontal
Competition
7 H Share Issuance: Mgmt For For For
Adjustments to
Related Party
Transactions
8 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
9 Elect Simon YICK Wing Mgmt For For For
Fat
________________________________________________________________________________
Chengdu Xingrong Environment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000598 CINS Y1R189102 12/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size and Method of Mgmt For For For
Issuance
2 Bond Term Mgmt For For For
3 Face Value and Mgmt For For For
Issuance
Price
4 Coupon Rate and Mgmt For For For
Determination
Method
5 Use of Proceeds Mgmt For For For
6 Arrangement for the Mgmt For For For
Placement to Original
Shareholders
7 Guarantee Arrangements Mgmt For For For
8 Listing Market Mgmt For For For
9 Method of Repaying Mgmt For For For
Principal and
Interest
10 Safeguard Measures on Mgmt For For For
Debt
Repayment
11 Validity Period of Mgmt For For For
Resolution
12 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Measuring
13 Resignation of Mgmt For For For
Director YANG
Guang
________________________________________________________________________________
China AVIC Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 06/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Sepcial Explanation of Mgmt For For For
Allocation of
Profits/Dividends
6 Annual Report Mgmt For For For
7 Financial Budget Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Internal Control Mgmt For For For
Self-Assessment
Report
10 Internal Control Audit Mgmt For For For
Report
11 Corporate Social Mgmt For For For
Responsibility
Report
12 Independent Directors' Mgmt For For For
Report
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Baoan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000009 CINS Y1394W104 06/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Elect CHEN Zhengli Mgmt For For For
8 Elect CHEN Taiquan Mgmt For For For
9 Elect CHEN Ping Mgmt For For For
10 Elect YANG Lu Mgmt For For For
11 Elect GUO Chaohui Mgmt For For For
12 Elect LIANG Faxian Mgmt For For For
13 Elect LI Yao Mgmt For For For
14 Elect LUO Wenming Mgmt For Against Against
15 Elect LI Xinxiang Mgmt For For For
16 Directors' and Mgmt For For For
Supervisors'
Fees
17 Amendments to Articles Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Baoan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000009 CINS Y1394W104 09/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Transfer by Mgmt For Abstain Against
Subsidiary
________________________________________________________________________________
China Baoan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000009 CINS Y1394W104 10/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size and Method of Mgmt For For For
Issuance
3 Issuance Targets and Mgmt For For For
Placement to Company
Shareholders
4 Interest Rate and Mgmt For For For
Determination
Method
5 Maturity Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Listing Market Mgmt For For For
8 Validity Mgmt For For For
9 Authorization Matters Mgmt For For For
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 03/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect CHEN Lihua Mgmt For For For
3 Elect HE Cao Mgmt For For For
4 Elect HUANG Fang Mgmt For For For
5 Elect WAN Liming Mgmt For For For
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Financial Report Mgmt For For For
6 Financial Budget 2016 Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions for the
Fiscal Year
2015
10 Adjustment of Annual Mgmt For For For
Cap of Continuing
Connected
Transactions of 2016
and
2017
11 Authority to Issue Mgmt For Against Against
Bonds
12 Extension of Validity Mgmt For For For
Period of Non-Public
Issue of Preference
Shares
13 Extension of Mgmt For For For
Authorization Period
for Non-Public Offer
of Preference Shares
and Related
Matters
14 Dilution of Immediate Mgmt For For For
Returns
15 Adjustment of Validity Mgmt For For For
Period of Non-Public
Issue of Preference
Shares
16 Adjustment of Mgmt For For For
Authorization Period
for Non-Public Offer
of Preference Shares
and Related
Matters
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 05/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Validity Mgmt For For For
Period of Non-Public
Issue of Preference
Shares
3 Extension of Mgmt For For For
Authorization Period
for Non-Public Offer
of Preference Shares
and Related
Matters
4 Adjustment of Validity Mgmt For For For
Period of Non-Public
Issue of Preference
Shares
5 Adjustment of Mgmt For For For
Authorization Period
for Non-Public Offer
of Preference Shares
and Related
Matters
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 10/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect SHU Yang as Mgmt For For For
Supervisor
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 12/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement of A
Share
2 Extension of Mgmt For For For
Authorization Period
for Private Placement
of A
Share
3 Elect ZHANG Yanling as Mgmt For For For
Director
4 Elect CAO Guoqiang as Mgmt For For For
Supervisor
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 12/16/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement of A
Share
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L118 06/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Revised Annual Caps of Mgmt For For For
Connected
Transactions
9 Amendments to Mgmt For For For
Articles: Scope of
Business
10 Amendments to Mgmt For For For
Articles: Audit
Committee
11 Authority to Issue Mgmt For For For
Debt
Instruments
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L118 10/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantee to
Zhongtian Synergetic
Energy
3 Authority to Give Mgmt For For For
Joint Liability
Guarantee
4 Fees of Directors and Mgmt For For For
Supervisors
________________________________________________________________________________
China Communications Construction Company
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36A107 06/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Give Mgmt For Abstain Against
Guarantees
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Authority to Issue Mgmt For For For
Asset-Backed
Securities
9 Authority to Issue Mgmt For Against Against
Debt
Instruments
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Communications Construction Company
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36A107 08/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Assured Mgmt For For For
Entitlement to H
Shareholders Only for
the Spin-off and
Listing of CCCC
Dredging (Group) Co.,
Ltd.
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N119 06/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2016 Fixed Asset Mgmt For For For
Investment
Plan
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Elect ZHANG Long as Mgmt For For For
Director
10 Elect Timpson CHUNG Mgmt For Against Against
Shui Ming as
Director
11 Elect WIM Kok as Mgmt For For For
Director
12 Elect Murray Horn as Mgmt For For For
Director
13 Elect LIU Jin as Mgmt For For For
Supervisor
14 Elect LI Xiaoling as Mgmt For For For
Supervisor
15 Elect BAI Jianjun as Mgmt For For For
Supervisor
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Amendment to the Mgmt For For For
Impact of Dilution
Immediate Return from
the Issuance of
Preference Shares and
Remedial
Measures
18 Elect GUO Yanpeng as Mgmt For For For
Director
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N119 10/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carl Walter Mgmt For For For
2 Elect Anita FUNG Yuen Mgmt For For For
Mei
________________________________________________________________________________
China COSCO Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 02/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Material Asset
Restructuring
2 Material Asset Mgmt For For For
Restructuring
3 Disposal of Share of Mgmt For For For
COSCO
Bulk
4 Acquisition of Equity Mgmt For For For
Interests in 33
Agency
Companies
5 Disposal of Shares of Mgmt For For For
FCHL
6 Acquisition of Shares Mgmt For For For
of
CSPD
7 Draft Report for the Mgmt For For For
Material Asset
Disposal and
Acquisition and
Connected
Transactions
8 Compliance of Rule 4 Mgmt For For For
of Provision on
Issues Concerning
Regulating Material
Asset
Restructuring
9 Leasing Agreement Mgmt For For For
10 Waiver of Right to Mgmt For For For
Pro-Rata Capital
Contribution
11 Ratification of Board Mgmt For For For
Acts for Material
Asset
Restructuring
12 Elect XU Zunwu Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China COSCO Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 05/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect HUANG Xiaowen Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China COSCO Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 10/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 COSCO KHI Shipbuilding Mgmt For For For
Agreements
2 CSSC Shipbuilding Mgmt For For For
Agreements and CSIC
Shipbuilding
Agreements
________________________________________________________________________________
China CSSC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
600150 CINS Y1414Q103 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For Against Against
Transactions
6 Approval of Mgmt For For For
Subsidiaries to Give
Guarantees
7 Approval to Entrust Mgmt For For For
the Wealth Management
Business
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China CSSC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
600150 CINS Y1414Q103 11/05/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Qi Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Eastern Airlines Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 06/15/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Mgmt For For For
Domestic and
International Auditor
and Authority to Set
Fees
6 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Issue Mgmt For Against Against
Corporate
Bonds
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Amendments to Article Mgmt For For For
157
(D)
11 Finance Lease Mgmt For For For
Framework Agreement
(2016)
12 Finance Lease Mgmt For For For
Framework Agreement
(2017 -
2019)
13 Adjustments to Mgmt For For For
Directors'
Allowances
14 Elect LIU Shaoyong Mgmt For Against Against
15 Elect MA Xulun Mgmt For For For
16 Elect XU Zhao Mgmt For Against Against
17 Elect GU Jiadan Mgmt For For For
18 Elect LI Yangmin Mgmt For For For
19 Elect TANG Bing Mgmt For For For
20 Elect TIAN Liuwen Mgmt For For For
21 Elect LI Ruoshan Mgmt For For For
22 Elect MA Weihua Mgmt For For For
23 Elect SHAO Ruiqing Mgmt For For For
24 Elect CAI Hong Ping Mgmt For For For
25 Elect XI Sheng Mgmt For Against Against
26 Elect BA Shengji Mgmt For Against Against
27 Elect JIA Shaojun Mgmt For For For
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 06/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2016 Fixed Asset Mgmt For For For
Investment
Budget
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Remuneration Mgmt For For For
8 Supervisors' Mgmt For For For
Remuneration
9 Authority to Issue Mgmt For For For
Domestic Non-Public
Preference
Shares
10 Authority to Give Mgmt For For For
Guarantees
11 Amendment to Plan of Mgmt For Abstain Against
Authorization
12 Elect TANG Shuangning Mgmt For For For
13 Elect GAO Yunlong Mgmt For For For
14 Elect LIU Jun Mgmt For For For
15 Elect ZHANG Shude Mgmt For For For
16 Elect WU Gang Mgmt For For For
17 Elect LI Huaqiang Mgmt For For For
18 Elect ZHAO Wei Mgmt For For For
19 Elect YANG Jigui Mgmt For Against Against
20 Elect ZHANG Jinliang Mgmt For For For
21 Elect MA Teng Mgmt For For For
22 Elect LI Jie Mgmt For For For
23 Elect QIAO Zhimin Mgmt For For For
24 Elect XIE Rong Mgmt For For For
25 Elect Catherine FOK Oi Mgmt For For For
Ling
26 Elect XU Hongcai Mgmt For For For
27 Elect FENG Lun Mgmt For Against Against
28 Elect LI Xin Mgmt For Against Against
29 Elect YIN Lianchen Mgmt For Against Against
30 Elect WU Junhao Mgmt For For For
31 Elect YU Erniu Mgmt For For For
32 Elect WU Gaolian Mgmt For For For
33 Elect DENG Ruilin Mgmt For For For
34 Type Mgmt For For For
35 Size Mgmt For For For
36 Par Value and Issue Mgmt For For For
Price
37 Term of Bond Mgmt For For For
38 Interest Rate Mgmt For For For
39 Interest Payment Mgmt For For For
40 Conversion Period Mgmt For For For
41 Determination and Mgmt For For For
Adjustment of
Conversion
Price
42 Downward Adjustment to Mgmt For For For
Conversion
Price
43 Conversion Size Mgmt For For For
Determination
Method
44 Dividends Rights Mgmt For For For
45 Terms of Redemption Mgmt For For For
46 Terms of Saleback Mgmt For For For
47 Issuance of Method and Mgmt For For For
Target
Investors
48 Subscription Mgmt For For For
Arrangement For
Existing
Shareholders
49 Convertible Bond Mgmt For For For
Holders and
Meetings
50 Use of Proceeds Mgmt For For For
51 Guarantee and Mgmt For For For
Securities
52 Validity Period of Mgmt For For For
Resolution
53 Downward Adjustment to Mgmt For For For
Conversion
Price
54 Feasibility Analysis Mgmt For For For
Report
55 Utilization Report of Mgmt For For For
Funds
Raised
56 Dilution of Current Mgmt For For For
Return and Remedial
Measures
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 06/29/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Domestic Non-Public
Preference
Shares
3 Type Mgmt For For For
4 Size Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Term of Bond Mgmt For For For
7 Interest Rate Mgmt For For For
8 Interest Payment Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of
Conversion
Price
11 Downward Adjustment to Mgmt For For For
Conversion
Price
12 Conversion Size Mgmt For For For
Determination
Method
13 Dividends Rights Mgmt For For For
14 Terms of Redemption Mgmt For For For
15 Terms of Saleback Mgmt For For For
16 Issuance of Method and Mgmt For For For
Target
Investors
17 Subscription Mgmt For For For
Arrangement For
Existing
Shareholders
18 Convertible Bond Mgmt For For For
Holders and
Meetings
19 Use of Proceeds Mgmt For For For
20 Guarantee and Mgmt For For For
Securities
21 Validity Period of Mgmt For For For
Resolution
22 Authorization Matters Mgmt For For For
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 11/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and Par Value Mgmt For For For
3 Method of Issuance Mgmt For For For
4 Target of Issuance Mgmt For For For
5 Number of Shares Mgmt For For For
6 Method of Subscription Mgmt For For For
7 Benchmark Date Mgmt For For For
8 Issuance Price Mgmt For For For
9 Lock-up Period Mgmt For For For
10 Venue of Listing Mgmt For For For
11 Arrangements Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Effective Period Mgmt For For For
14 Amendments to Articles Mgmt For Abstain Against
15 Subscription Agreement Mgmt For For For
16 Whitewash Waiver Mgmt For For For
17 Ratification of Board Mgmt For For For
Acts
18 Approval of Connected Mgmt For For For
Transaction
19 Amendments to Rules of Mgmt For Abstain Against
Procedures of General
Meeting
20 Amendments to Rules of Mgmt For Abstain Against
Procedures of Board
of
Directors
21 Amendments to Mgmt For Abstain Against
Administration
Measures for External
Equity
Investment
22 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 11/19/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type and Par Value Mgmt For For For
2 Method of Issuance Mgmt For For For
3 Target of Issuance Mgmt For For For
4 Number of Shares Mgmt For For For
5 Method of Subscription Mgmt For For For
6 Benchmark Date Mgmt For For For
7 Issuance Price Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Venue of Listing Mgmt For For For
10 Arrangements Mgmt For For For
11 Use of Proceeds Mgmt For For For
12 Effective Period Mgmt For For For
13 Amendments to Articles Mgmt For Abstain Against
14 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
China First Heavy Industries Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601106 CINS Y148AA106 05/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Annual Report and Its Mgmt For For For
Summary
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors, Supervisors Mgmt For For For
and Senior
Managements'
Fees
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 01/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
2 Related Party Mgmt For For For
Transactions: Deposit
and
Settlement
3 Related Party Mgmt For For For
Transactions:
Deposit
4 Authority to Give Mgmt For Against Against
Guarantees
5 Approval of Guarantee Mgmt For Against Against
Limits
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 03/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing of Special Mgmt For For For
Settlement
Supplemental
Agreement
2 Signing of Mgmt For For For
Supplemental
Cooperation
Agreement
3 Transfer of Account Mgmt For For For
Receivable
4 Change of Sum of Mgmt For For For
Shares and Registered
Capital
5 Amendments to Articles Mgmt For For For
6 Approval of Mgmt For Against Against
Guarantee Limit
7 Signing of Cooperation Mgmt For For For
Memorandum
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 04/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Related Party Mgmt For For For
Transactions
7 Board Authorization to Mgmt For For For
Approve
Projects
8 Establishment of Mgmt For Abstain Against
Subsidiaries
9 Commercial Land Mgmt For For For
Purchases
10 Authority to Give Mgmt For Against Against
Guarantees
11 Supervisors' Report Mgmt For For For
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 05/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cooperation Mgmt For Abstain Against
Development
Agreement
2 TO BID FOR A RAILWAY Mgmt For For For
PROJECT AS AN
INSTITUTIONAL
INVESTOR
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 06/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Signing of Mgmt For For For
Supplementary
Agreement with
Jiashan County
Government
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 06/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority for Mgmt For Against Against
Subsidiaries to
Ratify Guarantees
Limit
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 07/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Sign Mgmt For For For
Cooperative Agreement
for Land
Management
2 Investment in Wealth Mgmt For For For
Management
Products
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 07/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Supplimentary Mgmt For For For
Agreement for Area
Development,
Construction and
Operation
2 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 08/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Supplementary Mgmt For For For
Agreement for
Zhangfang Area
Development,
Construction and
Operation
3 Authority to Give Mgmt For Against Against
Guarantees
4 Eligibility for Mgmt For For For
Corporate Bond
Issuance
5 Par Value and Size of Mgmt For For For
Issuance
6 Maturity Mgmt For For For
7 Interest Rate and Mgmt For For For
Payment
8 Issuance Method Mgmt For For For
9 Guarantee Arrangements Mgmt For For For
10 Provisions for Mgmt For For For
Redemption or
Resale
11 Use of Raised Funds Mgmt For For For
12 Issuance Targets Mgmt For For For
13 Underwriting Method Mgmt For For For
and Listing
Arrangements
14 Credit and Guarantee Mgmt For For For
Measures for Debt
Repayment
15 Validity Period Mgmt For For For
16 Board Authorization to Mgmt For For For
Implement Debt
Issuance
17 Authorization to Set Mgmt For For For
Up Account for Raised
Funds
18 Additional Mgmt For For For
Supplementary
Agreement for Xianghe
County Area
Development,
Construction and
Operation
19 Authority to Give Mgmt For Against Against
Guarantees to Jiutong
Touzi
20 Authority to Give Mgmt For Against Against
Guarantees to Two
Subsidiaries
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 08/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Supplementary Mgmt For For For
Agreement for
Zhangfang Area
Development,
Construction and
Operation
3 Authority to Give Mgmt For Against Against
Guarantees
4 Eligibility for Mgmt For For For
Corporate Bond
Issuance
5 Par Value and Size of Mgmt For For For
Issuance
6 Maturity Mgmt For For For
7 Interest Rate and Mgmt For For For
Payment
8 Issuance Method Mgmt For For For
9 Guarantee Arrangements Mgmt For For For
10 Provisions for Mgmt For For For
Redemption or
Resale
11 Use of Raised Funds Mgmt For For For
12 Issuance Targets Mgmt For For For
13 Underwriting Method Mgmt For For For
and Listing
Arrangements
14 Credit and Guarantee Mgmt For For For
Measures for Debt
Repayment
15 Validity Period Mgmt For For For
16 Board Authorization to Mgmt For For For
Implement Debt
Issuance
17 Authorization to Set Mgmt For For For
Up Account for Raised
Funds
18 Additional Mgmt For For For
Supplementary
Agreement for Xianghe
County Area
Development,
Construction and
Operation
19 Authority to Give Mgmt For Against Against
Guarantees to Jiutong
Touzi
20 Authority to Give Mgmt For Against Against
Guarantees to Two
Subsidiaries
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Agreements on Joint Mgmt For For For
Development and
Construction
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 09/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Co-development Mgmt For For For
Agreement in Lai An
County
3 Authority to Give Mgmt For Against Against
Guarantees by the
Company and its
Subsidiaries
4 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary
5 Approval of Guarantees Mgmt For For For
to the Company and a
Subsidiary by Joint
Ventures
6 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 11/03/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authorization of Mgmt For Against Against
Subsidiary to Approve
External Guarantee
Amount
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cooperation Agreement Mgmt For For For
in Renqiu
City
2 Cooperation Agreement Mgmt For For For
with CITIC
Bank
3 Cooperation Agreement Mgmt For For For
with Ping An
Bank
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authorization of Mgmt For Against Against
Subsidiary to Approve
External
Guarantee Amount
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 11/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Construction Mgmt For For For
Cooperation Agreement
With He Xian County
Government
2 Authority to Give Mgmt For Against Against
Guarantees
3 Approval of Subsidiary Mgmt For Against Against
Guarantee
Limit
4 Appointment of Auditor Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 12/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Make Mgmt For For For
Donation and Sign
Collaboration
Agreements
2 Authority to Issue Mgmt For For For
Short-term Corporate
Bond
3 Approval of Subsidiary Mgmt For For For
Issuing Asset-backed
Securities
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Approved Guarantees
for
Subsidiary
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 12/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing of Cooperation Mgmt For For For
Agreement
2 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 05/13/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Give Mgmt For For For
Guarantees
9 Financial Service Mgmt For For For
Agreement
10 Related Party Mgmt For For For
Transactions
11 Appointment of Mgmt For For For
Auditor, Appointment
of Internal Control
Auditor and Authority
to Set
Fees
12 Elect LIU Shuyou Mgmt For Against Against
13 Increase in Mgmt For For For
Subsidiary's
Registered Capital
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 06/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size of Issuance Mgmt For For For
2 Type, Maturity, Mgmt For For For
Repayment of
Principal and
Interest
3 Interest Rates Mgmt For For For
4 Use of Proceeds Mgmt For For For
5 Target Subscribers and Mgmt For For For
Issuance
Method
6 Placing Arrangements Mgmt For For For
for
Shareholders
7 Safeguard Measures for Mgmt For For For
Debt
Repayment
8 Underwriting Method Mgmt For For For
9 Method of Guarantee Mgmt For For For
10 Listing Market Mgmt For For For
11 Validty of Resolution Mgmt For For For
12 Matters of Mgmt For For For
Authorization
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 09/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SU Xianglin Mgmt For For For
2 Elect FENG Fan as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 11/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size of Issuance Mgmt For For For
3 Type and Term of Bond Mgmt For For For
4 Interest Rate Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Issuance Method Mgmt For For For
7 Arrangement for Mgmt For For For
Shareholders
8 Redemption and Recall Mgmt For For For
Clause
9 Repayment Guarantee Mgmt For For For
Measure
10 Underwriting Method Mgmt For For For
11 Collateralization Mgmt For For For
12 Listing Market Mgmt For For For
13 Validity of Resolution Mgmt For For For
14 Board Authorization Mgmt For For For
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 12/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Long-term and
Medium-term
Notes
2 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Paper
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 04/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Capital Depreciation Mgmt For For For
Preparation and
Verification
8 Financial Budget Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 2016 Financial Limits Mgmt For For For
11 Authority to Give Mgmt For For For
Guarantees
12 Investment in Mgmt For For For
Financial
Derivatives
13 Elect CHEN Shengwen as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 06/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Method of Issuance Mgmt For For For
3 Stock Type and Par Mgmt For For For
Value
4 Size of Issuance Mgmt For For For
5 Subscribers and Mgmt For For For
Subscription
Method
6 Issue Price and Mgmt For For For
Pricing
Principle
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Arrangement for Mgmt For For For
Undistributed
Profits
11 Validity of Resolution Mgmt For For For
12 Preliminary Plan of Mgmt For For For
Private
Placement
13 Related Party Mgmt For For For
Transactions for
Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
17 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
18 Establishment of Mgmt For For For
Account for
Proceeds
19 Signing of Equity Mgmt For For For
Acquisition
Agreement
20 Signing of Profit Mgmt For For For
Compensation
Agreement
21 Board Authorization to Mgmt For For For
Implement Private
Placement
22 Financial Reports in Mgmt For For For
Relation to Equity
Acquisition
23 Approval of Mgmt For For For
Independence of
Appraisal
Results
24 Rationality of Pricing Mgmt For For For
and Fairness of
Pricing for Equity
Acquisition
25 Shareholder Returns Mgmt For For For
Plan
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 06/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Method of Issuance Mgmt For For For
3 Stock Type and Par Mgmt For For For
Value
4 Size of Issuance Mgmt For For For
5 Subscribers and Mgmt For For For
Subscription
Method
6 Issue Price and Mgmt For For For
Pricing
Principle
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Arrangement for Mgmt For For For
Undistributed
Profits
11 Validity of Resolution Mgmt For For For
12 Preliminary Plan of Mgmt For For For
Private
Placement
13 Related Party Mgmt For For For
Transactions for
Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
17 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
18 Establishment of Mgmt For For For
Account for
Proceeds
19 Signing of Equity Mgmt For For For
Acquisition
Agreement
20 Signing of Profit Mgmt For For For
Compensation
Agreement
21 Board Authorization to Mgmt For For For
Implement Private
Placement
22 Financial Reports in Mgmt For For For
Relation to Equity
Acquisition
23 Approval of Mgmt For For For
Independence of
Appraisal
Results
24 Rationality of Pricing Mgmt For For For
and Fairness of
Pricing for Equity
Acquisition
25 Shareholder Returns Mgmt For For For
Plan
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 11/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Work System for
Independent
Directors
________________________________________________________________________________
China International Marine Containers (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2039 CINS Y1457J115 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compliance with the Mgmt For For For
Criteria for the
Non-public
Issuance
of A Shares
2 Feasibility Report on Mgmt For For For
the Use of
Proceeds
3 Use of Proceeds from Mgmt For For For
Previous Funding
Activities
4 Shareholders' Return Mgmt For For For
Plan
5 Impact of Dilution of Mgmt For For For
Current
Returns
6 Undertakings of Mgmt For For For
Remedial Measures
Adopted for the
Dilution of Current
Returns
7 Special Mgmt For For For
Self-inspection
Report
8 Undertaking on the Mgmt For For For
Relevant Matters of
the Real Estate
Business
9 Amendments to the Mgmt For For For
Management Policy for
Fundraising
10 Amendments to the Mgmt For For For
Rules of Procedures
for the
Board
Meeting
11 Class of Shares Mgmt For For For
12 Method and Timing Mgmt For For For
13 Target Mgmt For For For
14 Number of Shares Mgmt For For For
15 Issuance Price Mgmt For For For
16 Lock-up Period Mgmt For For For
17 Use of Proceeds Mgmt For For For
18 Place of Listing Mgmt For For For
19 Accumulated Profit Mgmt For For For
Arrangement
20 Validity Period Mgmt For For For
21 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
22 Ratification of Board Mgmt For For For
Acts
23 Amendments to Articles Mgmt For For For
24 Amendments to the Mgmt For For For
Equity Trust
Plan
25 Elect WANG Hong Mgmt For For For
26 Elect WANG Yuhang Mgmt For For For
27 Elect MAI Boliang Mgmt For For For
28 Elect WANG Zhixian Mgmt For For For
29 Elect LIU Chong Mgmt For For For
30 Elect PAN Zhengqi Mgmt For For For
31 Elect PAN Chengwei Mgmt For For For
32 Elect Albert WONG Kwai Mgmt For For For
Huen
33 Elect LAM Yuk Lan Mgmt For Against Against
34 Elect ZHANG Mingwen Mgmt For For For
35 Directors' Report Mgmt For For For
36 Supervisors' Report Mgmt For For For
37 Annual Report Mgmt For For For
38 Allocation of Mgmt For For For
Profits/Dividends
39 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
40 Banking Facility and Mgmt For Against Against
Project Guarantee for
Subsidiaries
41 Banking Facility Mgmt For Against Against
Guarantees provided
by CIMC Vehicle to
its
subsidiaries
42 Credit Guarantee Mgmt For Against Against
provided by CIMC
Vehicle to
Distributors and
Customers
43 Application of Mgmt For Against Against
External Guarantee
provided by CIMC
Finance
Company
44 Credit Guarantee Mgmt For Against Against
provided by C&C
Trucks to
Distributors and
Customers
45 Authority to Issue Mgmt For For For
Debt
Instruments
46 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China International Marine Containers (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2039 CINS Y1457J115 05/31/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class of Shares Mgmt For For For
2 Method and Timing Mgmt For For For
3 Target Mgmt For For For
4 Number of Shares Mgmt For For For
5 Issuance Price Mgmt For For For
6 Lock-up Period Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Place of Listing Mgmt For For For
9 Accumulated Profit Mgmt For For For
Arrangement
10 Validity Period Mgmt For For For
11 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
12 Ratification of Board Mgmt For For For
Acts
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China International Travel Service Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 02/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 INVESTMENT PLAN Mgmt For Abstain Against
2 2016 Financial Budget Mgmt For Abstain Against
3 Authority to Give Mgmt For For For
Guarantees
4 Appointment of Auditor Mgmt For For For
5 Appointment of Mgmt For For For
Internal
Auditor
________________________________________________________________________________
China International Travel Service Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 05/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Life Insurance Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 05/30/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Elect Elsie LEUNG Oi Mgmt For For For
Sie
7 Authority to Set Mgmt For For For
Auditor's Fees for
2015
8 Appointment of Auditor Mgmt For For For
for
2016
9 Charitable Donations Mgmt For For For
10 Amendments to Mgmt For For For
Procedural
Rules
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Life Insurance Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 12/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect TANG Xin Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Entrusted Investment Mgmt For For For
and Management
Agreement
4 Capital Debt Financing Mgmt For For For
5 Overseas Issue of Mgmt For For For
Senior
Bonds
6 Change of Business Mgmt For For For
Scope
________________________________________________________________________________
China Merchants Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896107 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Report on Duty Mgmt For For For
Performance of
Directors
8 Report on Duty Mgmt For For For
Performance of
Supervisors
9 Duty Performance Mgmt For For For
Report and
Cross-Evaluation of
Independent
Directors
10 Duty Performance Mgmt For For For
Report and
Cross-Evaluation of
External
Supervisors
11 Report on Related Mgmt For For For
Party
Transactions
12 Authority to Issue Mgmt For Against Against
domestic and/or H
Shares w/o Preemptive
Rights
13 Elect LI Jianhong Mgmt For For For
14 Elect XU Lirong Mgmt For For For
15 Elect LI Xiaopeng Mgmt For For For
16 Elect SUN Yueying Mgmt For Against Against
17 Elect FU Gangfeng Mgmt For Against Against
18 Elect HONG Xiaoyuan Mgmt For For For
19 Elect SU Min Mgmt For For For
20 Elect ZHANG Jian Mgmt For For For
21 Elect WANG Daxiong Mgmt For For For
22 Elect Zhang Feng Mgmt For For For
23 Elect TIAN Huiyu Mgmt For For For
24 Elect LI Hao Mgmt For For For
25 Elect Antony LEUNG Kam Mgmt For For For
Chung
26 Elect WONG Kwai Lam Mgmt For For For
27 Elect PAN Chengwei Mgmt For For For
28 Elect PAN Yingli Mgmt For For For
29 Elect ZHAO Jun Mgmt For For For
30 Elect WONG See Hong Mgmt For For For
31 Elect FU Junyuan Mgmt For For For
32 Elect WU Heng Mgmt For For For
33 Elect WEN Jianguo Mgmt For For For
34 Elect JIN Qingjun Mgmt For Against Against
35 Elect DING Huiping Mgmt For For For
36 Elect HAN Zirong Mgmt For For For
37 Amendments to Articles Mgmt For For For
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896107 09/25/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Employee Mgmt For For For
Stock Ownership
Scheme
________________________________________________________________________________
China Merchants Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896107 09/25/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zhang Feng as Mgmt For For For
Director
3 Adjustment of Employee Mgmt For For For
Stock Ownership
Scheme
4 Adjusted Connected Mgmt For For For
Issue
5 Elect Eric ZHU Liwei Mgmt For For For
as
Director
6 Elect FU Junyuan as Mgmt For For For
Supervisor
________________________________________________________________________________
China Merchants Energy Shipping Co
Ticker Security ID: Meeting Date Meeting Status
CINS Y15039129 06/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CAO Hong as Mgmt For Against Against
Supervisor
2 Elect YAO Ping as Mgmt For Against Against
Director
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 02/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION FOR ASSET Mgmt For For For
DEPRECIATION
2 Elect LI Zhonghan Mgmt For For For
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 04/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ship Maintenance Mgmt For For For
Transactions
7 Shipping of Crude Oil Mgmt For For For
and Supply of Fuel
Oil and Lubricating
Oil
8 Spare Material and Mgmt For For For
Marine Equipment
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Appointment of Auditor Mgmt For For For
11 Continue to Purchase Mgmt For For For
Wealth Management
Products from China
Merchants
Bank
12 Approval to Offer Loans Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Property Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200024 CINS Y1492Y127 09/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal/Resignation of Mgmt For For For
Director
________________________________________________________________________________
China Merchants Property Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200024 CINS Y1492Y127 10/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Regarding Compliance Mgmt For Abstain Against
of the Merger and
Acquisition, Targeted
Issuance of Matching
Funds and Related
Party Transactions
with Relevant Laws
and
Regulations
4 Method of Merger and Mgmt For Abstain Against
Acquisition and
Matching Fund
Issuance
5 Type of Shares and Par Mgmt For Abstain Against
Value
6 Target of Issuance and Mgmt For Abstain Against
Share
Swap
7 Price of Issuance and Mgmt For Abstain Against
Share Swap for the
Merger and
Acquisition
8 Share Swap Ratio for Mgmt For Abstain Against
the Merger and
Acqusition
9 Share Swap for the Mgmt For Abstain Against
Merger and
Acqusition
10 Size of Matching Fund Mgmt For Abstain Against
Issuance for the
Merger and
Acqusition
11 Listing Market for Mgmt For Abstain Against
Swapped and Issued
Shares
12 Lock-up Period for Mgmt For Abstain Against
Swapped and Issued
Shares
13 Use of Proceeds from Mgmt For Abstain Against
Swapped and Issued
Shares
14 Treatment of Mgmt For Abstain Against
Undistributed Profits
from the Merger and
Acquisition
15 Cash Options for Mgmt For Abstain Against
Dissenting
Shareholders
16 Treatment of Mgmt For Abstain Against
Fractional Shares
from the Merger and
Acquisition
17 Treatment of Mgmt For Abstain Against
Restricted
Shares
18 Treatment of Mgmt For Abstain Against
Liabilities from the
Merger and
Acquisition
19 Placement of Mgmt For Abstain Against
Employees' Affected
from the Merger and
Acquisition
20 Validity of Resolution Mgmt For Abstain Against
21 Closing of the Merger Mgmt For Abstain Against
and
Acquisition
22 Completion and Mgmt For Abstain Against
Effective Date of the
Merger and
Acquisition
23 Related Party Mgmt For Abstain Against
Transactions
Regarding the Merger
and
Acquisition
24 Agreements on the Mgmt For Abstain Against
Merger and
Acquisition
25 Signing Agreements Mgmt For Abstain Against
with Designated Stock
Subscribers
26 Approval of Mgmt For Abstain Against
Preliminary Plan of
Merger and
Acquisition and
Issuance of Matching
Funds
27 Compliance with Mgmt For Abstain Against
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
28 Completeness and Mgmt For Abstain Against
Compliance in
Transaction
Procedures and
Validity of Submitted
Legal
Documents
29 Ratification of Mgmt For Abstain Against
Fairness of
Independence,
Assumptions,
Method and Pricing of
Appraisal
Report
30 Employee Stock Mgmt For Abstain Against
Ownership
Plan
31 Approval of Profit Mgmt For Abstain Against
Forecast Report,
Audit Report and
Profit
Indemnification
Agreements
32 Company's Commitment Mgmt For Abstain Against
to the
Transactions
33 Board Authorization to Mgmt For Abstain Against
Implement the
Transactions
34 Termination of First Mgmt For Abstain Against
Granting of Company's
Stock Option
Plan
35 Approval of the Mgmt For Abstain Against
Self-Assessment
Report on the
Company's Real Estate
Businesses
36 Termination of Trading Mgmt For Abstain Against
and Delisting of the
Company's B
Share
37 Board Authorization to Mgmt For Abstain Against
Implement Termination
of Trading and
Delisting of the
Company's B
Share
38 Ratification of Mgmt For Abstain Against
Intermediary
Institutions
Regarding the Merger
and Acquisition
Transactions
39 Ratification of Mgmt For Abstain Against
Independent Financial
Advisor
40 Ratification of Audit Mgmt For Abstain Against
Institution
41 Ratification of Legal Mgmt For Abstain Against
Advisor
________________________________________________________________________________
China Merchants Property Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200024 CINS Y1492Y127 11/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Transfer Mgmt For For For
Agreement
2 Provision of Financial Mgmt For Against Against
Aid
________________________________________________________________________________
China Merchants Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y14904109 06/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Haiwu as Mgmt For For For
Independent
Director
2 Elect WANG Daxiong as Mgmt For For For
Non-Independent
Director
3 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 04/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2016 Proprietary Mgmt For For For
Investment
Plan
7 Related Party Mgmt For Abstain Against
Transactions with
China Merchants Bank
Co.,
Ltd.
8 Related Party Mgmt For Abstain Against
Transactions with
China Merchants Group
Co., Ltd. and Its
Controlled
Subsidiaries
9 Related Party Mgmt For Abstain Against
Transactions with
China Ocean Shipping
(Group) Co. and Its
Controlling
Company
10 Related Party Mgmt For Abstain Against
Transactions with
Other Related
Parties
11 Appointment of Auditor Mgmt For For For
12 Elect SU Min Mgmt For For For
13 Employee H Share Mgmt For For For
Subscription
Plan
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of 2015 Mgmt For For For
Proprietary
Investment
Amount
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of 2015 Mgmt For For For
Proprietary
Investment
Amount
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 08/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
3 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
4 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisor
Meetings
5 Amendments to Work Mgmt For Abstain Against
System for
Independent
Directors
6 Amendments to Mgmt For Abstain Against
Decision-making
System for Related
Party
Transactions
7 Amendments to Mgmt For Abstain Against
Administrative
Measures for Use of
Raised
Funds
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 09/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits/Dividends
2 Purchase of Liability Mgmt For Abstain Against
Insurance
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 12/25/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of Business Mgmt For For For
Scope for Foreign
Exchange
Transactions
________________________________________________________________________________
China Minmetals Rare Earth Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000831 CINS Y1521G105 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2016 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report and Its Mgmt For For For
Summary
7 2016 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For Against Against
9 Framework Agreement on Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
China Minmetals Rare Earth Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000831 CINS Y1521G105 11/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
China Minmetals Rare Earth Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000831 CINS Y1521G105 12/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Xingguo Mgmt For For For
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M104 02/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2015 Interim Profit Mgmt For For For
Distribution
Plan
2 Increase in Registered Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
Regarding Capital
Increase
4 Elect ZHENG Wanchun Mgmt For For For
5 Qualification of Mgmt For For For
Non-public Issuance
of Preference
Shares
6 Type and Number Mgmt For For For
7 Maturity Mgmt For For For
8 Method of Issuance Mgmt For For For
9 Placees Mgmt For For For
10 Nominal Value and Mgmt For For For
Issue
Price
11 Dividend Distribution Mgmt For For For
Provisions
12 Conditional Redemption Mgmt For For For
13 Mandatory Conversion Mgmt For For For
14 Restriction on and Mgmt For For For
Restoration of Voting
Rights
15 Order of Distribution Mgmt For For For
of Residual Assets
and Basis for
Liquidation
16 Use of Proceeds Mgmt For For For
17 Rating Mgmt For For For
18 Guarantee Mgmt For For For
19 Transferability Mgmt For For For
20 Legal Compliance Mgmt For For For
21 Effective Period Mgmt For For For
22 Relationship between Mgmt For For For
Domestic and Offshore
Issuances
23 Type and Number Mgmt For For For
24 Maturity Mgmt For For For
25 Method of Issuance Mgmt For For For
26 Placees Mgmt For For For
27 Nominal Value and Mgmt For For For
Issue
Price
28 Dividend Distribution Mgmt For For For
Provisions
29 Conditional Redemption Mgmt For For For
30 Mandatory Conversion Mgmt For For For
31 Restriction on and Mgmt For For For
Restoration of Voting
Rights
32 Order of Distribution Mgmt For For For
of Residual Assets
and Basis for
Liquidation
33 Use of Proceeds Mgmt For For For
34 Rating Mgmt For For For
35 Guarantee Mgmt For For For
36 Transferability Mgmt For For For
37 Legal Compliance Mgmt For For For
38 Effective Period Mgmt For For For
39 Relationship between Mgmt For For For
Domestic and Offshore
Issuances
40 Feasibility Analysis Mgmt For For For
Report of the Use of
Proceeds from
Non-public Issuance
of Preference
Shares
41 Authorization to the Mgmt For For For
Board to Issue
Preference
Shares
42 Capital Management Mgmt For For For
Planning for 2016 to
2018
43 Formulation of Mgmt For For For
Shareholder Return
Plan for 2016 to
2018
44 Diluted Immediate Mgmt For For For
Returns
45 Amendments to Articles Mgmt For For For
Regarding Issuance of
Preference
Shares
46 Amendments to the Mgmt For For For
Rules of Procedures
for Shareholders'
General
Meeting
47 Amendments to the Mgmt For For For
Rules of Procedure
for the Meeting of
the Board of
Directors
48 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M104 06/07/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Allocation of Interim Mgmt For For For
Dividends
5 Annual Budget Mgmt For For For
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/29/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2016 Budget Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Annual Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Liability Insurance Mgmt For For For
11 Authority to Declare Mgmt For For For
Interim and Quarterly
Dividends
12 Approve Capital Mgmt For Abstain Against
Increase in
Subsidiaries
(External
Investment)
13 Authority to Mgmt For For For
Repurchase H
Shares
14 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
15 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 10/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Share Issuance Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China National Chemical Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 01/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Elect LU Hongxing Mgmt For For For
3 Elect YU Jinbo Mgmt For For For
4 Elect HU Haiyin Mgmt For For For
5 Elect LIU Jie Mgmt For For For
6 Elect LI Haiquan Mgmt For For For
7 Elect ZHANG Zhonglin Mgmt For For For
8 Elect DUN Yilan Mgmt For For For
9 Elect HU Yonghong Mgmt For Against Against
________________________________________________________________________________
China National Chemical Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 06/02/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China National Chemical Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 12/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Replenish Working Mgmt For For For
Capital with Idle
Funds
3 Authority to Issue Mgmt For For For
Debt Financing
Instruments
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Independent Directors' Mgmt For For For
Fees
5 Supervisors' Fees Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Financial Budget Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
10 2016 Investment Plan Mgmt For For For
11 Annual Report Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
13 AMENDMENTS TO WORK Mgmt For Abstain Against
SYSTEM FOR
INDEPENDENT
DIRECTORS
14 Framework Agreements Mgmt For For For
on Routine Related
Party
Transactions
15 Approval of Estimated Mgmt For For For
Amount of Investments
on Fuqing Nuclear
Power
Plant
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 01/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Accounts and Reports Mgmt For For For
7 Financial Budget Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For Against Against
Transactions
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For For For
Guarantees
12 Elect WEI Shuanshi Mgmt For For For
13 Elect CANG Daqiang Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002119 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
10 Amendments to Articles Mgmt For For For
11 Elect Albert WONG Kwai Mgmt For For For
Huen
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002119 05/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002119 12/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Elect CHENG Chi as Mgmt For Against Against
Director
3 Elect WEI Junchao as Mgmt For For For
Supervisor
4 Authority to Issue Mgmt For For For
Debt Financing
Instruments
________________________________________________________________________________
China Pacific Insurance Group
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y1505Z111 06/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report of A Mgmt For For For
Shares
4 Annual Report of H Mgmt For For For
Shares
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Due Diligence Report Mgmt For For For
9 Report on Performance Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Related Party Mgmt For For For
Transactions: Fund
Utilization
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Pacific Insurance Group
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y1505Z111 10/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carmelo LEE Ka Mgmt For Against Against
Sze as
Director
2 Elect ZHANG Xinmei as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 cins Y15010112 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Profit Distribution Mgmt For For For
Plan
5 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
6 Authority to Declare Mgmt For For For
Interim
Dividends
7 Authority to Issue Mgmt For Against Against
Debt
Instruments
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Petroleum and Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 cins Y15010112 02/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MA Yongsheng Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
China Petroleum and Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 cins Y15010112 10/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Major Continuing Mgmt For For For
Connected
Transactions and
Non-Major Continuing
Connected
Transactions
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 06/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Authority to Set Mgmt For For For
External Auditor's
Fees
8 Appointment of Mgmt For For For
External
Auditor
9 Authority to Set Mgmt For For For
Internal Control
Auditor's
Fees
10 Appointment of Mgmt For For For
Internal Control
Auditor
11 Directors' and Mgmt For For For
Supervisors'
Fees
12 Transfer of Mgmt For For For
Qualifications
13 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Increase in Registered Mgmt For For For
Capital
15 Amendments to Articles Mgmt For For For
(Registered
Capital)
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 10/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Reward Mgmt For For For
Scheme for
2014
3 Increase in Authority Mgmt For For For
to Issue Debt
Instruments
4 Reward Scheme for Mgmt For For For
Chairman of
Supervisory Committee
for
2014
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D108 01/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Zongyan Mgmt For For For
2 Authority to Issue Mgmt For For For
Domestic and Overseas
Debt Financing
Instruments
3 Increase in Authorized Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D108 06/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
8 Appointment of Mgmt For For For
Internal Control
Auditors and
Authority to Set
Fees
9 Authority to Give Mgmt For Abstain Against
Guarantees
10 Salary Management Mgmt For For For
Measures of Directors
and
Supervisors
11 Directors' and Mgmt For For For
Supervisors'
Fees
12 Liability Insurance Mgmt For For For
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Resources Sanjiu Medical and Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000999 CINS Y7503B105 05/23/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report and Its Mgmt For For For
Summary
6 Related Party Mgmt For For For
Transactions
7 Elect LI Guohui Mgmt For Against Against
________________________________________________________________________________
China Resources Sanjiu Medical and Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000999 CINS Y7503B105 08/25/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Equity Mgmt For For For
Stake
________________________________________________________________________________
China Resources Sanjiu Medical and Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000999 CINS Y7503B105 11/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
2 Capital Increase in Mgmt For For For
Wholly-owned
Subsidiary
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Resources Sanjiu Medical and Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000999 CINS Y7503B105 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Liqiang Mgmt For For For
2 Elect WEN Quan Mgmt For For For
3 Elect WENG Jingwen Mgmt For For For
4 Elect LIU Wentao as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C121 06/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividend
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Mutual Coal Supply Mgmt For For For
Agreement
8 Mutual Supplies and Mgmt For For For
Services
Agreement
9 Financial Services Mgmt For For For
Agreement
10 Elect DI Dong Mgmt For For For
11 Elect ZHAO Jibin Mgmt For For For
12 Elect ZHOU Dayu as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Shipbuilding Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 03/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Provision Mgmt For For For
of Asset
Impairment
3 Approval of Equity Mgmt For For For
Transfer to
Substantial
Shareholder
________________________________________________________________________________
China Shipbuilding Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Purchase of Products Mgmt For For For
8 Provision of Services Mgmt For For For
9 Deposit and Loan Mgmt For Against Against
Businesses
10 Entrusted Loans Mgmt For For For
Services
11 Authority to Give Mgmt For For For
Guarantees
12 Adjustment to Final Mgmt For For For
Completion and
Timeline of
Projects
________________________________________________________________________________
China Shipbuilding Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 12/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset Swap Mgmt For For For
2 Approval to Sign Asset Mgmt For For For
Acquisition
Agreements with
Fengfan Stock Co.,
Ltd.
3 Approval of Mgmt For For For
Controlling
Shareholder's Partial
Amendment to the
Agreement with the
Company
4 Approval to Amend the Mgmt For For For
Use of Proceeds from
Previously Raised
Fund
5 Board Authorization to Mgmt For For For
Implement Major Asset
Restructure and Its
Relevant
Matters
6 Related Party Mgmt For For For
Transactions to
Adjust Cap Amount for
Deposit and
Loans
________________________________________________________________________________
China Shipping Container Lines Co
Ticker Security ID: Meeting Date Meeting Status
CINS Y1513C112 06/30/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
10 Appointment of Mgmt For For For
Internal Auditor and
Authority to Set
Fees
11 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
12 Revision of Annual Mgmt For For For
caps Under Financial
Services Agreement
for Deposit
Services
13 Revision of Annual Mgmt For For For
caps Under Financial
Services Agreement
for
Loans
14 Revision of Annual Mgmt For For For
caps Under Financial
Services Agreement
for Settlement
Services
15 Authority to Give Mgmt For Against Against
Guarantees
16 Election of Mgmt For For For
Independent
Directors
17 Authority to Issue Mgmt For For For
Mid-term Debt
Instruments
18 Authority to Issue Mgmt For For For
Short-term Debt
Instruments
19 Ratification of Board Mgmt For For For
Acts
20 Elect SUN Yueying Mgmt For For For
21 Elect WANG Daxiong Mgmt For For For
22 Elect LIU Chong Mgmt For For For
23 Elect XU Hui Mgmt For For For
24 Elect YANG Jigui Mgmt For Against Against
25 Elect FENG Boming Mgmt For For For
26 Elect HUANG Jian Mgmt For For For
27 Elect CAI Hong Ping Mgmt For For For
28 Elect TSANG Hing Lun Mgmt For For For
29 Elect HAI Chi Yuet Mgmt For For For
30 Elect Graeme A. Jack Mgmt For For For
31 Elect YE Hongjun Mgmt For For For
32 Elect HAO Wenyi Mgmt For For For
33 Elect GU Xu Mgmt For For For
34 Elect ZHANG Weihua Mgmt For For For
________________________________________________________________________________
China Shipping Container Lines Company Limited
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 02/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restructuring: Overall Mgmt For For For
Scheme
2 Restructuring: Equity Mgmt For For For
Sales in 34
Subsidiaries
3 Restructuring: Sales Mgmt For For For
of 49% Equity
Interest
4 Restructuring: Mgmt For For For
Acquisition of 100%
Equity Interest in CS
Investment
5 Restructuring: Mgmt For For For
Acquisition of 100%
Equity Interest in CS
Leasing
6 Restructuring: Mgmt For For For
Acquisition of 40%
Equity Interest in CS
Finance
7 Restructuring: Mgmt For For For
Acquisition of 13.67%
Equity Interest in
CBHB
8 Restructuring: Mgmt For For For
Acquisition of 100%
Equity interest in
Dong Fang
International
9 Restructuring: Mgmt For For For
Acquisition of 100%
Equity interest in CS
Nauticgreen and Helen
Insurance
10 Restructuring: Mgmt For For For
Acquisition of 100%
Equity interest in
Long
Honour
11 Restructuring: Mgmt For For For
Acquisition of 100%
Equity interest in
Florens
12 Restructuring: Mgmt For For For
Acquisition of 17.53%
Equity interest in
COSCO
Finance
13 Validity Period of Mgmt For For For
Resolution
14 Restructuring: Related Mgmt For For For
Party
Transactions
15 Report of Major Asset Mgmt For For For
Disposal and Major
Asset
Acquisition
16 Restructuring Mgmt For For For
Agreements
17 Assets Lease Framework Mgmt For For For
Agreement
18 Authorization of Legal Mgmt For For For
Formalities For
Restructuring
19 Compliance With Rule 4 Mgmt For For For
of Provisions on
Issues Concerning
Regulating Material
Asset
Reorganizations
20 Accountants' Reports Mgmt For For For
and Valuation
Reports
21 Independence of Valuer Mgmt For For For
22 Legal Procedures Mgmt For For For
Regarding
Restructuring
23 Board Authorization to Mgmt For For For
Implement the
Agreements
24 Financial Assistance Mgmt For For For
To the Company For
the Acquisition of
Financial
Equity
25 Financial Services Mgmt For Against Against
Provision Framework
Agreement
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shipping Container Lines Company Limited
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 05/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect SUN Yueying Mgmt For For For
3 Elect WANG Daxiong Mgmt For For For
4 Elect LIU Chong Mgmt For For For
________________________________________________________________________________
China Shipping Container Lines Company Limited
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 12/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transactions in Mgmt For Against Against
respect of Maximum
Daily Outstanding
Balance of
Deposits
2 Transactions in Mgmt For For For
respect of Maximum
Daily Outstanding
Balance of
Loans
3 Ratification of Board Mgmt For Against Against
Acts
4 Elect YANG Jigui Mgmt For For For
5 Elect HAN Jun Mgmt For For For
________________________________________________________________________________
China South Publishing and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601098 CINS Y15174108 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Directors' Fees Mgmt For For For
5 Supervisors' Fees Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Accounts and Reports Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
10 Signing Financial Mgmt For For For
Service Agreement
with Controlling
Shareholder
11 Related Party Mgmt For For For
Transactions
12 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
13 Elect PENG Bo Mgmt For For For
14 Elect HE Xiaogang Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China South Publishing and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601098 CINS Y15174108 12/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Mgmt For For For
Venture/Strategic
Alliance
2 Elect JI Shuihe as Mgmt For For For
Director
3 Elect PENG Zhaoping as Mgmt For Against Against
Supervisor
4 Elect ZHANG Xudong as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1503W110 05/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For Against Against
Debt
Instruments
10 Authority to Give Mgmt For For For
Guarantees
11 Elect WANG Chang Shun Mgmt For For For
________________________________________________________________________________
China Spacesat Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600118 CINS Y1500D107 04/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Deposit Service Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Elect JIN Zhanming Mgmt For For For
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 05/09/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Financial Resolution Mgmt For For For
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Financial Budget Report Mgmt For For For
8 Investment Budget Mgmt For Abstain Against
Report
9 Appointment of Auditor Mgmt For For For
10 Appointment of Mgmt For For For
Internal Control
Auditor
11 Related Party Mgmt For For For
Transactions
12 Authority to Give Mgmt For Abstain Against
Guarantees
13 Allocation of Mgmt For For For
Dividends of
Preferred
Stocks
14 Allocation of Mgmt For Abstain Against
Dividends of
Preferred Stocks from
2016-2017
15 Authority to Issue Mgmt For Abstain Against
Corporate
Bonds
16 Authority to Issue Mgmt For Abstain Against
Overseas
Bonds
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15117107 05/11/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Election of Directors Mgmt For For For
and Directors'
Fee
9 Authority to Mgmt For For For
Repurchase Shares for
China Unicom (Hong
Kong)
Limitd
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights for China
Unicom (Hong Kong)
Limited
11 Elect WANG Xiaochu Mgmt For Against Against
12 Elect LU Yimin Mgmt For Against Against
13 Elect LI Fushen Mgmt For For For
14 Elect SHAO Guanglu Mgmt For For For
15 Elect LU Tingjie Mgmt For For For
16 Elect CHEN Yonghong Mgmt For For For
17 Elect LI Hongbin Mgmt For For For
18 Elect JIANG Zhengxin Mgmt For Against Against
19 Elect CAI Quangen Mgmt For For For
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15117107 09/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Xiaochu as Mgmt For For For
Director
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15117107 10/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset Transfer Mgmt For Abstain Against
2 Agreements Associated Mgmt For Abstain Against
with Asset
Transfer
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421116 03/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of continued Mgmt For For For
stock
suspension
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421116 06/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421116 08/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method of Repurchase Mgmt For For For
2 Price Range Mgmt For For For
3 Type, Quantity and Mgmt For For For
Proportion
4 Proceeds and Source of Mgmt For For For
Funding
5 Period of Share Mgmt For For For
Purchase
6 Validity Period of Mgmt For For For
Resolution
7 Board Authorization to Mgmt For For For
Repurchase A
Shares
________________________________________________________________________________
China XD Electric Company Limited
Ticker Security ID: Meeting Date Meeting Status
601179 CINS Y1565A105 04/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 Related Party Mgmt For For For
Transactions
9 Foreign Exchange Mgmt For For For
Transactions
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For For For
Guarantees
12 Approval of Securities Mgmt For Abstain Against
Investment Quota of
China XD Group
Finance Co.,
Ltd.
13 Elect ZHANG Jie as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China XD Electric Company Limited
Ticker Security ID: Meeting Date Meeting Status
601179 CINS Y1565A105 11/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Yangtze Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 02/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment:
Transaction
Counterparties
2 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment: Target
Assets
3 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment:
Transaction
Amount
4 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment: Payment
of
Consideration
5 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment: Payment
Arrangement of Cash
Consideration
6 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment: Share
Type and Par
Value
7 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment:
Offering Method,
Target Investors and
Subscription
Method
8 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment:
Issuance
Pricing
9 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment: Size
of
Issuance
10 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment:
Listing
Market
11 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment:
Lock-up
Period
12 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment:
Arrangements for
Profits and Losses
During the
Transitional
Period
13 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment:
Arrangements for
Dividends
Allocation
14 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment:
Contractual
Obligations and
Liabilities for
Breach of Contract
for
Handling Asset Transfer
15 Asset Acquisition by Mgmt For For For
Share Offering and
Cash Payment:
Validity
Period
16 Auxiliary Fund Raising Mgmt For For For
via Private
Placement: Share Type
and Par
Value
17 Auxiliary Fund Raising Mgmt For For For
via Private
Placement: Target
Subscribers, Issuing
Method and
Subscription
Method
18 Auxiliary Fund Raising Mgmt For For For
via Private
Placement: Issuance
Pricing
19 Auxiliary Fund Raising Mgmt For For For
via Private
Placement: Size of
Issuance
20 Auxiliary Fund Raising Mgmt For For For
via Private
Placement: Listing
Market
21 Auxiliary Fund Raising Mgmt For For For
via Private
Placement: Lock-up
Period
22 Auxiliary Fund Raising Mgmt For For For
via Private
Placement:
Arrangements for
Dividends
Allocation
23 Auxiliary Fund Raising Mgmt For For For
via Private
Placement: Use of
Proceeds
24 Auxiliary Fund Raising Mgmt For For For
via Private
Placement: Validity
Period
25 Cash Dividend Mgmt For For For
Arrangements
26 Eligibility for Asset Mgmt For For For
Acquisition by Share
Offering and Cash
Payment and Auxiliary
Funds
Raising
27 Approval Transaction Mgmt For For For
Constitutes Related
Party
Transaction
28 Approval of the Report Mgmt For For For
and Summary for Asset
Acquisition and
Auxiliary Funds
Raising
29 Approval of Mgmt For For For
Conditional Asset
Purchase Agreements
and Supplemental
Agreements
30 Approval of Mgmt For For For
Conditional Share
Subscription
Agreements and
Supplemental
Agreements
31 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
32 Approval of Audit Mgmt For For For
Report and Appraisal
Report
33 Board Authorization to Mgmt For For For
Implement Asset
Acquisition
by
Stock and Cash and
Auxiliary Funds
Raising
34 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
35 Size of Issuance and Mgmt For For For
Par
Value
36 Maturity Mgmt For For For
37 Interest Rate and Mgmt For For For
Determination
38 Offering Method Mgmt For For For
39 Guarantee Arrangement Mgmt For For For
40 Redemption or Mgmt For For For
Repurchase
Terms
41 Use of Proceeds Mgmt For For For
42 Target Investors and Mgmt For For For
Allocation to
Existing
Shareholders
43 Underwriting Method Mgmt For For For
and Listing
Market
44 Rating and Repayment Mgmt For For For
Guarantee
Measures
45 Validity Period Mgmt For For For
46 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
Issuance
________________________________________________________________________________
China Yangtze Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
7 Amendments to Mgmt For For For
Management System for
Investor
Relations
8 Authority to Issue Mgmt For For For
Debt
Instruments
9 Authority to Issue Mgmt For For For
Overseas
Bonds
10 Elect HONG Wenhao Mgmt For Against Against
11 Elect ZONG Renhuai Mgmt For For For
12 Elect HUANG Ning Mgmt For For For
13 Elect ZHOU Chuangen Mgmt For For For
14 Elect ZHAO Yan Mgmt For For For
15 Elect WANG Xin Mgmt For Against Against
16 Elect HUANG Ping Mgmt For Against Against
________________________________________________________________________________
China Yangtze Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 10/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LU Zhenyong Mgmt For For For
2 Elect ZHENG Weijun Mgmt For For For
________________________________________________________________________________
Chinese Universe Publishing And Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 03/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit and authority
to Give
Guarantees
________________________________________________________________________________
Chinese Universe Publishing And Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 04/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Independent Directors' Mgmt For For For
Report
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Chinese Universe Publishing And Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 07/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-term
Financing
Bills
2 Appointment of Auditor Mgmt For For For
3 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
Chinese Universe Publishing And Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 09/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZENG Guanghui Mgmt For For For
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 03/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect XU Liuping Mgmt For For For
4 Elect ZHANG Baolin Mgmt For For For
5 Elect ZHU Huarong Mgmt For For For
6 Elect ZHOU Zhiping Mgmt For For For
7 Elect TAN Xiaogang Mgmt For For For
8 Elect WANG Xiaoxiang Mgmt For For For
9 Elect WANG Kun Mgmt For For For
10 Elect SHUAI Tianlong Mgmt For For For
11 Elect LIU Jipeng Mgmt For For For
12 Elect LI Xiang Mgmt For For For
13 Elect LI Qingwen Mgmt For For For
14 Elect TAN Xiaosheng Mgmt For For For
15 Elect HU Yu Mgmt For For For
16 Elect PANG Yong Mgmt For For For
17 Elect CHEN Quanshi Mgmt For For For
18 Elect XIAO Yong Mgmt For For For
19 Elect SUN Dahong Mgmt For Against Against
20 Elect ZHAO Huixia Mgmt For Against Against
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 04/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Share Type and Par Mgmt For For For
Value
3 Issue Method and Issue Mgmt For For For
Date
4 Issue Price and Mgmt For For For
Pricing
Principle
5 Size of Issuance Mgmt For For For
6 Target Subscriber and Mgmt For For For
Subscription
Method
7 Amount and Use of Mgmt For For For
Proceeds
8 Arrangement for Mgmt For For For
Undistributed
Profits
9 Lock-up Period Mgmt For For For
10 Listing Market Mgmt For For For
11 Contractual Mgmt For For For
Obligations and
Liability for Breach
of
Contract
12 Validity of Resolution Mgmt For For For
13 Preliminary Plan of Mgmt For For For
Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
16 Measures for Diluted Mgmt For For For
Returns for Private
Placement
17 Approval of Mgmt For For For
Conditional Share
Subscription
Agreement
18 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
19 Approval of Waiver of Mgmt For For For
Tender
Offer
20 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 05/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval of 2016 Mgmt For For For
Investment
Plan
8 Approval of 2016 Mgmt For For For
Financing
Plan
9 Amendments to Articles Mgmt For For For
10 Signing Financial Mgmt For Against Against
Agreement with
Chongqing Auto
Finance
Co.,Ltd.
11 Amendments to Mgmt For Abstain Against
Management System for
Multi-level
Authorization for
Non-routine
Business
12 Signing Financial Mgmt For Against Against
Agreement with China
South Industries
Group Finance Co.,
Ltd.
13 Related Party Mgmt For For For
Transaction with
United Prosperity
Investment Co.,
Ltd.
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 08/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Fund Mgmt For For For
Financing
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 11/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Appointment of Mgmt For For For
Internal Control
Auditor
3 Regarding Construction Mgmt For For For
Project of Global
Research and
Development
Center
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Chongqing Changan Automobile Company Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y1584K100 06/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Banknotes Mgmt For For For
Pool
________________________________________________________________________________
Chongqing Water Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601158 CINS Y15967105 04/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
11 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
12 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Board
Meetings
13 Amendments to Mgmt For Abstain Against
Management System for
Investment, Financing
and
Guarantees
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Chongqing Water Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601158 CINS Y15967105 10/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Shian Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Chongqing Water Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601158 CINS Y15967105 12/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of External Mgmt For For For
Donation
________________________________________________________________________________
CITIC Guoan Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000839 CINS Y1636B108 01/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation in Mgmt For Abstain Against
Privatization of
Qihoo 360 Technology
Co.Ltd.
2 Establishment of Mgmt For Abstain Against
Limited Partnership
Fund
________________________________________________________________________________
CITIC Guoan Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000839 CINS Y1636B108 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 Customer Service, Mgmt For For For
Outsourcing Service
And Mess Texting
Service
9 Cooperation In Call Mgmt For For For
Center
Business
10 Provision of Labor Mgmt For For For
11 Technical Consultant Mgmt For For For
Services
12 System Integration, Mgmt For For For
and Software and
Hardware
Services
13 System Development and Mgmt For For For
Integration
Services
14 Authority to Give Mgmt For Against Against
Guarantees to CITIC
Guoan Information
Technology Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to CITIC
Guoan MGL Power
Technology Co.,
Ltd.
16 Authority to Give Mgmt For Against Against
Guarantees to Tianjin
Guoan MGL New
Material Technology
Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees to CITIC
Guoan MGL Power
Technology Co.,
Ltd.
18 Registration and Mgmt For For For
Issuance of Private
Placement
Notes
19 Approval of Borrowing Mgmt For For For
20 Elect LUO Ning Mgmt For For For
21 Elect XIA Guilan Mgmt For For For
22 Elect QIN Yongzhong Mgmt For For For
23 Elect LI Jianyi Mgmt For For For
24 Elect LIU Xin Mgmt For For For
25 Elect ZHANG Jianxin Mgmt For For For
26 Elect SUN Lu Mgmt For For For
27 Elect LIAO Xiaotong Mgmt For For For
28 Elect LI Xiangyu Mgmt For For For
29 Elect ZHUANG Yu Mgmt For For For
30 Elect LIU Jing Mgmt For For For
31 Elect LU Xiawei Mgmt For For For
32 Elect WANG Hongliang Mgmt For For For
33 Elect CHENG Yuan Mgmt For For For
34 Elect ZENG Huiming Mgmt For For For
35 Elect LIU XIN Mgmt For Against Against
36 Elect LI Xiaoshan Mgmt For For For
37 Directors' Fees Mgmt For For For
38 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
CITIC Guoan Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000839 CINS Y1636B108 11/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Postponement of Mgmt For For For
Trading
Resumption
2 Authority to Give Mgmt For For For
Guarantees for
Subsidiary
________________________________________________________________________________
CITIC Guoan Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000839 CINS Y1636B108 12/25/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation in Mgmt For For For
Private
Placement
2 Acquisition of 100% Mgmt For For For
Equity
Stake
3 Cash Management Using Mgmt For For For
Idle
Funds
________________________________________________________________________________
CITIC Heavy Industries Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601608 CINS Y163AK103 02/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
CITIC Heavy Industries Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601608 CINS Y163AK103 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Directors' Mgmt For For For
Fees
8 Financial Budget Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
11 Appointment of Mgmt For For For
Internal Control
Auditor
12 Investment in Wealth Mgmt For For For
Management
Products
13 Elect WANG Chunmin Mgmt For For For
14 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
Citic Securities Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N109 01/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Youjun Mgmt For For For
2 Elect YIN Ke Mgmt For For For
3 Elect YANG Minghui Mgmt For For For
4 Elect FANG Jun Mgmt For For For
5 Elect LIU Ke Mgmt For For For
6 Elect HE Jia Mgmt For For For
7 Elect Charles CHAN Mgmt For For For
Sheung
Wai
8 Elect LI Fang Mgmt For For For
9 Elect GUO Zhao Mgmt For For For
10 Elect RAO Geping Mgmt For For For
________________________________________________________________________________
Citic Securities Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N109 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Investment Amount for Mgmt For For For
Proprietary Business
for
2016
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Connected Transactions Mgmt For For For
with CITIC
Group
10 Connected Transactions Mgmt For For For
with
Subsidiaries
11 Elect CHEN Zhong Mgmt For For For
________________________________________________________________________________
Citic Securities Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N109 08/25/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class of Shares Mgmt For Against Against
2 Time of Issuance Mgmt For Against Against
3 Method of Issuance Mgmt For Against Against
4 Target Placees Mgmt For Against Against
5 Number of Shares Mgmt For Against Against
6 Issue Price Mgmt For Against Against
7 Method of Subscription Mgmt For Against Against
8 Accumulated Profits Mgmt For Against Against
9 Use of Proceeds Mgmt For Against Against
10 Validity Period Mgmt For Against Against
11 Amendments to Articles Mgmt For Against Against
12 Ratification of Board Mgmt For Against Against
Acts
________________________________________________________________________________
Citic Securities Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N109 08/25/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class of Shares Mgmt For Against Against
2 Time of Issuance Mgmt For Against Against
3 Method of Issuance Mgmt For Against Against
4 Target Placees Mgmt For Against Against
5 Number of Shares Mgmt For Against Against
6 Issue Price Mgmt For Against Against
7 Method of Subscription Mgmt For Against Against
8 Accumulated Profits Mgmt For Against Against
9 Use of Proceeds Mgmt For Against Against
10 Validity Period Mgmt For Against Against
11 Amendments to Articles Mgmt For Against Against
12 Ratification of Board Mgmt For Against Against
Acts
________________________________________________________________________________
Cofco Tunhe Company Limited
Ticker Security ID: Meeting Date Meeting Status
600737 CINS Y9722G105 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financing Quota Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Amendments to Articles Mgmt For For For
10 Independent Director's Mgmt For For For
Report
________________________________________________________________________________
Cofco Tunhe Company Limited
Ticker Security ID: Meeting Date Meeting Status
600737 CINS Y9722G105 06/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Assets Mgmt For For For
________________________________________________________________________________
CRRC Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1766 CINS Y1516S106 06/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Change in Use of Mgmt For For For
Proceeds
6 Authority to Give Mgmt For For For
Guarantees
7 Framework Agreements Mgmt For For For
with CRRC
Group
8 Financial Services Mgmt For For For
Framework
Agreement
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Debt
Instruments
13 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
14 Compliance with Mgmt For For For
Conditions for
Issuance of A
Share
15 Feasibility Analysis Mgmt For For For
Report of Use of
Proceeds from A Share
Issue
16 Report on Previous Mgmt For For For
Proceeds
17 Class and Par Value of Mgmt For For For
Shares to be
Issued
18 Method and Time of Mgmt For For For
Issuance
19 Target Subscribers Mgmt For For For
20 Issue Price and Mgmt For For For
Pricing
Policy
21 Number of Shares to be Mgmt For For For
Issued
22 Method of Subscription Mgmt For For For
23 Lock-up Period Mgmt For For For
24 Use of Proceeds Mgmt For For For
25 Arrangement Relating Mgmt For For For
to the Accumulated
Undistributed Profits
Prior to the Proposed
Placing
26 Place of Listing Mgmt For For For
27 Validity of the Mgmt For For For
Resolution in
Relation to the
Non-public Issue of A
Shares
28 Proposal in relation Mgmt For For For
to A Share Issue
Plan
29 CRRCG Subscription and Mgmt For For For
CRRCG Subscription
Agreement
30 Subscription Agreement Mgmt For For For
with China
Development Bank
Capital Corporation
Limited
31 Subscription Agreement Mgmt For For For
with China
Development Bank
Jingcheng (Beijing)
Investment
Fund
32 Subscription Agreement Mgmt For For For
with China
Development Bank
Siyuan (Beijing)
Investment
Fund
33 Subscription Agreement Mgmt For For For
with Shanghai Xinghan
Asset Management
Company
Limited
34 Subscription Agreement Mgmt For For For
with Shanghai China
Merchant Equity
Investment Fund
Management
35 Ratification of Board Mgmt For For For
Acts
36 Shareholders' Return Mgmt For For For
Plan for Next Three
Years
37 Dilutive Impact of the Mgmt For For For
Non-public Issuance
of A
Shares
________________________________________________________________________________
CRRC Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1766 CINS Y1516S106 10/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Issue Mgmt For For For
Debt
Instruments
4 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
5 Authority to Issue Mgmt For Abstain Against
Convertible
Bonds
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 03/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Wandong Mgmt For For For
2 Elect ZAN Zhihong Mgmt For For For
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 05/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report and Its Mgmt For For For
Summary
6 Amendments to Articles Mgmt For For For
7 Authority to Issue Mgmt For For For
Short-term Financing
Bills
8 Board authorization to Mgmt For For For
Implement Financing
Bills
9 Appointment of Auditor Mgmt For For For
10 Elect LIU Xingwu Mgmt For Against Against
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect ZHAO Chunlei Mgmt For For For
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 02/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Framework Agreement of Mgmt For For For
Sale of Natural
Gas
3 Sale and Purchase Mgmt For For For
Contract of Chemical
Products
(Keqi)
4 Sale and Purchase Mgmt For For For
Contract of Chemical
Products
(Duolun)
5 Authority to Give Mgmt For For For
Guarantees
6 Entrusted Loan Mgmt For For For
Framwork Agreement
(Duolun)
7 Entrusted Loan Mgmt For For For
Framwork Agreement
(Renewable
Resource)
8 Provision of RMB 160 Mgmt For For For
million in Entrusted
Loan
9 Provision of RMB 100 Mgmt For For For
million in Entrusted
Loan
10 Provision of RMB 1.1 Mgmt For For For
billion in Entrusted
Loan
11 Coal Purchase and Sale Mgmt For For For
Framework Agreement
(Beijing)
12 Coal Purchase and Sale Mgmt For For For
Framework Agreement
(Inner
Mongolia)
13 Coal Purchase and Sale Mgmt For For For
Framework Agreement
(Chaozhou)
14 Framework Agreement Mgmt For For For
For Engineering
Materials
Purchase
15 Elect ZHU Shaowen Mgmt For For For
16 Resignation of Director Mgmt For For For
17 Provisions for Asset Mgmt For For For
Impairments
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 08/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Entrusted Mgmt For For For
Loan to Duolun Coal
Chemical
Company
2 Provision of Entrusted Mgmt For For For
Loan to Xilinhaote
Mining
Company
3 Elect LOU Zhongwei Mgmt For For For
4 Elect LIU Huangsong Mgmt For For For
5 Elect JIANG Fuxiu Mgmt For For For
6 Resignation of DONG Mgmt For For For
Heyi
7 Resignation of YE Mgmt For For For
Yansheng
8 Resignation of ZHAO Jie Mgmt For For For
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 10/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Leasing and Factoring Mgmt For For For
Business Cooperation
Agreement
3 Guarantee for Zhejiang Mgmt For For For
Datang International
Jiangshan Xincheng
Thermal
Power
4 Guarantee for Yunnan Mgmt For For For
Datang International
Honghe
Electric Power
Generation
5 Guarantee for Yunnan Mgmt For For For
Datang
International
Wenshan Hydropower
Development
6 Guarantee for Yunnan Mgmt For For For
Datang
International
Mengyejiang Hydropower
Development
7 Guarantee for Yunnan Mgmt For For For
Datang International
Nalan
Hydropower Development
8 Guarantee for Ningxia Mgmt For For For
Datang
International
Qingtongxia Wind Power
9 Elect YING Xuejun Mgmt For For For
10 Adjustment of Mgmt For For For
Undertakings by
Controlling
Shareholder
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 12/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Transfer of Mgmt For For For
Desulfurisation
Assets and/or
Denitrification
Assets
3 Absorption and Merger Mgmt For For For
of Wholly-owned
Subsidiaries
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Datang International Power Generation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y20020122 06/30/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Elect CHEN Jinhang Mgmt For Against Against
8 Elect LIU Chandong Mgmt For For For
9 Elect WANG Xin Mgmt For For For
10 Elect LIANG Yongpan Mgmt For For For
11 Elect YING Xuejun Mgmt For For For
12 Elect LIU Haixia Mgmt For For For
13 Elect GUAN Tiangang Mgmt For Against Against
14 Elect CAO Xin Mgmt For For For
15 Elect ZHAO Xianguo Mgmt For For For
16 Elect ZHU Shaowen Mgmt For For For
17 Elect FENG Genfu Mgmt For For For
18 Elect LOU Zhongwei Mgmt For For For
19 Elect LIU Huangsong Mgmt For Against Against
20 Elect JIANG Fuxiu Mgmt For For For
21 Elect LIU Quancheng Mgmt For Against Against
22 Elect ZHANG Xiaoxu Mgmt For Against Against
23 Registration and Issue Mgmt For Against Against
of Debt and Financing
Instruments
24 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 03/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Postpone Mgmt For For For
the Resumption of
Stock
Trading
2 Elect LUAN Dalong Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958115 05/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dongxing Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601198 CINS Y209G1100 02/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Filing Measures for Mgmt For For For
Diluted
Returns
________________________________________________________________________________
Dongxing Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601198 CINS Y209G1100 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Related Party Mgmt For Abstain Against
Transactions
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Investment Mgmt For For For
Scale of Securities
Proprietary
Business
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
8 Approval of Mgmt For Abstain Against
Application for
Qualification for
Stock Option
Market-making
Business
9 Approval of Management Mgmt For Abstain Against
System for Directors'
and Supervisors'
Remunerations
10 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 02/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Stock Type and Par Mgmt For Against Against
Value
3 Method and Date of Mgmt For Against Against
Issuance
4 Issuance Targets and Mgmt For Against Against
Subscription
Method
5 Lock-up Period Mgmt For Against Against
6 Pricing Benchmark Mgmt For Against Against
Date, Issuance Price
and Pricing
Principal
7 Size of Issuance Mgmt For Against Against
8 Amount and Use of Mgmt For Against Against
Raised
Funds
9 Arrangement for Mgmt For Against Against
Undistributed
Profits
10 Listing Market Mgmt For Against Against
11 Validity Period Mgmt For Against Against
12 Preliminary Plan for Mgmt For Against Against
Private
Placement
13 Report on Deposit and Mgmt For For For
Use of Raised
Funds
14 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
15 Approval of Dilution Mgmt For Against Against
Measures for Share
Issuance
16 Approval of Mgmt For Against Against
Commitments of
Management for
Dilution
Measures
17 Board Authorization to Mgmt For Against Against
Implement Private
Placement
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 02/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Extension for Period Mgmt For For For
of Capital
Expansion
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 11/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Beijing
Xufeng Property Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to Wuhu
Dongxu
Optoelectronics
Technology Co.,
Ltd.
________________________________________________________________________________
Dr. Peng Telecom and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 05/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Adjustments to Equity Mgmt For For For
Incentive
Plan
8 Capital Increase in a Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Dr. Peng Telecom and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 08/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve to Terminate Mgmt For For For
Private Placement
Plan
2 Elect YANG Xueping Mgmt For For For
3 Elect LU Liu Mgmt For For For
4 Elect LI Jinkun Mgmt For For For
5 Elect ZHANG Guangjian Mgmt For For For
6 Elect REN Chunxiao Mgmt For For For
7 Elect TANG Lin Mgmt For For For
8 Elect LIN Nan Mgmt For For For
9 Elect LIU Wei Mgmt For For For
10 Elect LIU Shengliang Mgmt For For For
11 Elect YANG Yujing Mgmt For For For
12 Elect SONG Guangju Mgmt For Against Against
________________________________________________________________________________
East Money Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 04/08/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
6 Amendments to Articles Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Elect ZHU Yuchen Mgmt For For For
9 Elect CHEN Kai Mgmt For For For
10 Elect YAN Jie Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 06/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Ghohui Mgmt For For For
2 Elect CHEN WEIMIN Mgmt For For For
3 Elect FENG JUNHONG Mgmt For For For
4 Elect LI ZHENG Mgmt For For For
5 Elect LI LUOLI Mgmt For For For
6 Elect ZHANG SHUNHE Mgmt For For For
7 Elect ZHANG XIANG Mgmt For For For
8 Elect ZHANG Yumin Mgmt For For For
9 Elect HUANG WEIQUN Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Supervisors' Fees Mgmt For For For
12 Authority to Give Mgmt For Against Against
Guarantees to Anqing
Yida Shendu Supply
Chain Management Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to Wuhu Yi
Jia Shendu Supply
Chain Management Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Yi-Run Supply Chain
Management Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to Luoyang
Yi Hui Supply Chain
Management Co.,
Ltd.
16 Authority to Give Mgmt For Against Against
Guarantees to
Xinxiang Yi Fung
Supply Chain
Management Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees to Shang
Qiu Tianyi Supply
Chain Management Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to
Zhumadian Huatongyuan
Supply Chain
Management Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to
Pingdingshan Chengyi
Supply Chain
Management Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Feng He
Tong Supply Chain
Management Co.,
Ltd.
21 Authority to Give Mgmt For Against Against
Guarantees to Nanyang
Chaoran Yitong
Supply Chain
Management Co.,
Ltd.
22 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Yi Si Te Wei Er
Supply Chain
Management Co.,
Ltd.
23 Authority to Give Mgmt For Against Against
Guarantees to
Guangzhou Yi Yue
Wines Co.,
Ltd.
24 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai External
Asia Longchuan Supply
Chain Management Co.,
Ltd.
25 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Feng He
Tong Supply Chain
Management Co.,
Ltd.
26 Investment in a Company Mgmt For For For
27 Increase in Capital Mgmt For For For
and Amendments to
Articles
________________________________________________________________________________
Everbright Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601788 CINS Y2357S106 02/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 SCALE FOR Mgmt For For For
SECURITIES
PROPRIETARY
BUSINESS
2 Amendments to Articles Mgmt For For For
3 Elect QU Shengqin as Mgmt For For For
Independent
Director
4 Change of Use of Mgmt For For For
Partial Raised Funds
from Private
Placement
5 Expansion of Scope for Mgmt For For For
Foreign Exchange
Transactions
________________________________________________________________________________
Everbright Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601788 CINS Y2357S106 03/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Everbright Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601788 CINS Y2357S106 08/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Foreign Mgmt For For For
Exchange Business and
Expansion of Business
Scope
3 Amendments to Articles Mgmt For For For
4 Elect LIN Jiali Mgmt For For For
5 Liability Insurance Mgmt For Abstain Against
for Directors,
Supervisors and
Senior
Management
6 Related Party Mgmt For Against Against
Transactions
7 AMENDMENTS TO WORK Mgmt For For For
SYSTEM FOR
INDEPENDENT
DIRECTORS
8 Amendments to Deposit Mgmt For For For
and Use of Raised
Funds
9 Amendments to Mgmt For For For
Management System for
Related Party
Transactions
10 Amendments to Mgmt For For For
Management System for
External
Guarantees
11 Removal of Supervisor: Mgmt For For For
ZHAO
Jin
12 Elect NIE Tingming as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Everbright Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601788 CINS Y2357S106 11/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Expansion of Business Mgmt For For For
Scope
3 Approval of Mgmt For For For
Application to Launch
Silver Trading
Business
4 Authority to Issue Mgmt For Abstain Against
Asset-backed
Securities
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y5209T107 08/05/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Offering of Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Issuing Method Mgmt For For For
4 Par Value and Issuing Mgmt For For For
Price
5 Target Subscribers and Mgmt For For For
Arrangement regarding
Allocation to
Existing
Shareholders
6 Maturity Mgmt For For For
7 Coupon Rate Mgmt For For For
8 Payment Method of Mgmt For For For
Principal and
Interest
9 Guarantee Measures Mgmt For For For
10 Redemption and Mgmt For For For
Repurchase
Terms
11 Use of Proceeds Mgmt For For For
12 Listing Place Mgmt For For For
13 Repayment Guarantee Mgmt For For For
Measures
14 Underwriting Methods Mgmt For For For
15 Validity Period of Mgmt For For For
Resolution
16 Preliminary Plan of Mgmt For For For
Corporate Bonds
Issuance
17 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
Issuance
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y5209T107 08/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Jilin Mgmt For Against Against
Carbon Co.,
Ltd.
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y5209T107 08/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Jilin Mgmt For Against Against
Carbon Co.,
Ltd.
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y5209T107 08/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y5209T107 09/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
FAW Car Company Limited
Ticker Security ID: Meeting Date Meeting Status
000800 CINS Y24745104 06/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Mgmt For For For
Financial
Auditor
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
11 Amendments to Mgmt For For For
Procedural Rules for
Directors
12 Change of Performance Mgmt For For For
Period
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
FAW Car Company Limited
Ticker Security ID: Meeting Date Meeting Status
000800 CINS Y24745104 12/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XU Xianping Mgmt For For For
2 Elect QIN Huanming Mgmt For For For
3 Elect TENG Tieqi Mgmt For For For
4 Elect LI Jun Mgmt For For For
5 Elect AN Tiecheng Mgmt For For For
6 Elect LUO Yucheng Mgmt For For For
7 Elect WANG Aiqun Mgmt For For For
8 Elect GUAN Xin Mgmt For For For
9 Elect YANG Yanchen as Mgmt For Against Against
Supervisor
10 Appointment of Auditor Mgmt For For For
11 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 05/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Authority to Publicly Mgmt For For For
Issue Corporate
Bonds
8 Authority for Mgmt For For For
Non-public Issuance
of Corporate
Bonds
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Procedural Rules:
Management Rules for
Director and
Supervisor
Remunerations
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 07/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SCHEME FOR PUBLIC Mgmt For For For
OFFERING OF CORPORATE
BONDS
2 Scheme for Private Mgmt For For For
Offering of Corporate
Bonds
________________________________________________________________________________
Foshan Haitian Flavouring and Food Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
603288 CINS Y23840104 03/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Elect ZHU Tao Mgmt For For For
________________________________________________________________________________
Founder Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 02/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal of Director Mgmt For For For
ZHAO
Dajian
2 Removal of Supervisor Mgmt For For For
YANG
Kesen
3 Liability Insurance Mgmt For For For
4 Supervisors' Fees Mgmt For For For
5 Elect CHE Lili Mgmt For For For
6 Elect HU Ying Mgmt For Against Against
7 Elect XU Jianwei Mgmt For Against Against
________________________________________________________________________________
Founder Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
8 2015 Performance Mgmt For For For
Appraisal and
Remunerations for
Directors
9 2015 Performance Mgmt For For For
Appraisal and
Remunerations for
Supervisors
10 2015 Performance Mgmt For For For
Appraisal and
Remunerations for
Senior
Management
11 Application for Line Mgmt For For For
of
Credit
________________________________________________________________________________
Fuyao Glass Industry Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3606 CINS Y26783103 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
8 Appointment of Mgmt For For For
International
Auditor
9 Independent Directors' Mgmt For For For
Report
10 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
11 Size and Par Value Mgmt For For For
12 Coupon Rate and Mgmt For For For
Determination
Method
13 Terms and Method of Mgmt For For For
Repayment
14 Method of Issuance and Mgmt For For For
Target
Investors
15 Guarantee Mgmt For For For
16 Safeguard Measures For Mgmt For For For
Repayment
17 Underwriting Method Mgmt For For For
and Listing
Arragement
18 Use of Proceeds Mgmt For For For
19 Validity Period of Mgmt For For For
Resolution
20 Board Authorization to Mgmt For For For
Implement Public
Issuance of
Bonds
________________________________________________________________________________
Fuyao Glass Industry Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3606 CINS Y26783103 10/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Jicheng Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Gansu Yasheng Industrial (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600108 CINS Y2684Y107 08/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Gansu
Asian Shengluxin Beer
Materials Group Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to Gansu
Yasheng International
Trade Co.,
Ltd.
________________________________________________________________________________
Gansu Yasheng Industrial (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600108 CINS Y2684Y107 08/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Gansu
Asian Shengluxin Beer
Materials Group Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to Gansu
Yasheng International
Trade Co.,
Ltd.
________________________________________________________________________________
Gansu Yasheng Industrial (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600108 CINS Y2684Y107 11/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Partial Amendment to Mgmt For For For
Use of Proceeds from
Private
Placement
2 Asset Transfer Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 04/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LU Yuegang as Mgmt For For For
Independent
Director
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Give Mgmt For For For
Guarantees
6 Independent Directors' Mgmt For For For
Report
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 07/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-term
Financing
Bills
2 Board Authorization to Mgmt For Abstain Against
Issue Debt
Instruments
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 07/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-term
Financing
Bills
2 Board Authorization to Mgmt For Abstain Against
Issue Debt
Instruments
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 08/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustmetns to Related Mgmt For Against Against
Party
Transactions
2 Elect TIAN Yong Mgmt For For For
3 Elect GAO Debu Mgmt For For For
4 Elect XIAO Xiangning Mgmt For For For
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 09/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 10/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Capital of Mgmt For For For
a
Subsidiary
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For Abstain Against
Guarantees
8 Authority to Issue Mgmt For For For
Debt Financing
Instruments
9 Eligibility for Mgmt For For For
Corporate Bonds
Issuance
10 Authority to Issue Mgmt For For For
Corporate
Bonds
11 Self-inspection Report Mgmt For For For
on Real Estate
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GF Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
1776 CINS Y270AF107 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Charitable Donations Mgmt For For For
8 Authorization for 2016 Mgmt For For For
Investment Plan
Budget
9 2016 Related Party Mgmt For For For
Transactions
10 Directors' Fees Mgmt For For For
11 Supervisors' Fees Mgmt For For For
12 Elect TAN Yue Mgmt For For For
13 Elect GU Naikang Mgmt For For For
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
GF Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000776 CINS Y270AF107 07/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuing Entity, Size, Mgmt For Against Against
and
Method
2 Type of Debt Mgmt For Against Against
3 Maturity Mgmt For Against Against
4 Interest Rate Mgmt For Against Against
5 Guarantees and Other Mgmt For Against Against
Matters
6 Use of Proceeds Mgmt For Against Against
7 Issuing Price Mgmt For Against Against
8 Target Subscribers Mgmt For Against Against
9 Listing of Debt Mgmt For Against Against
10 Repayment Measures Mgmt For Against Against
11 Valid Period of Mgmt For Against Against
Resolution
12 Authorization Matters Mgmt For Against Against
13 Elect XU Xinzhong as Mgmt For For For
Supervisor
________________________________________________________________________________
Glodon Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 04/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Board Authorization to Mgmt For For For
Modify Business Scope
and Registered
Address
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Glodon Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 07/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Management System for
Venture
Investment
2 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Glodon Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 10/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for the Mgmt For For For
Issuance of Corporate
Bonds
2 Authority to Issue Mgmt For For For
Corporate
Bonds
3 Size and Method Mgmt For For For
4 Placement to Company Mgmt For For For
Shareholders
5 Coupon Rate and Mgmt For For For
Determination
Method
6 Issuance Targets Mgmt For For For
7 Guarantees Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Listing Market Mgmt For For For
10 Safeguard Measures for Mgmt For For For
Debt
Repayment
11 Validity Period Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
13 Shareholder Returns Mgmt For For For
Plan
14 Amendments to Articles Mgmt For For For
15 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 02/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DUAN Huilu Mgmt For For For
2 Replenish Working Mgmt For For For
Capital Temporarily
with Idle
Funds
3 Replenish Working Mgmt For For For
Capital Permanently
with Idle
Funds
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 05/13/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Adjustments to Mgmt For For For
Registered Capital
and Business
Scope
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Short-term Commercial
Paper
12 Authority to Give Mgmt For For For
Guarantees
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 09/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 05/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Annual Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Supervisors' Report Mgmt For For For
7 Business Strategy for Mgmt For For For
2016
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amendments to Rules Mgmt For For For
and
Procedures
10 Authority to Mgmt For For For
Repurchase H
Shares
11 Termination of Mgmt For For For
Implementation of
Non-Public Issuance
of A
Shares
12 Amendments to Articles Mgmt For For For
(Board
Size)
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 09/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility For Mgmt For For For
Non-Public A Share
Issue
3 Feasibility Report on Mgmt For For For
Use of
Proceeds
4 Report on Use of Mgmt For For For
Proceeds From
Previous Fund Raising
Exercise
2014
5 Profit Distribution Mgmt For For For
Plan For 2015 -
2017
6 Report on Use of Mgmt For For For
Proceeds From
Previous Fund Raising
Exercise
2015
7 Class and Nominal Value Mgmt For For For
8 Method of Issuance Mgmt For For For
9 Target Investors and Mgmt For For For
Method of
Subscription
10 Number of Shares Mgmt For For For
11 Price Determination Mgmt For For For
and Pricing
Principle
12 Valid Period Mgmt For For For
13 Lock-Up Arrangement Mgmt For For For
14 Use of Proceeds Mgmt For For For
15 Retained Profits Prior Mgmt For For For
to Non-Public
Issuance
16 Place of Listing Mgmt For For For
17 Proposal on Non-Public Mgmt For For For
Issuance of A
Shares
18 Board Authorization Mgmt For For For
19 Amendments to Mgmt For For For
Articles: A Share
Issue
20 Capitalization: Mgmt For For For
Special Dividend and
Bonus Share
Issuance
21 Amendments to Mgmt For For For
Articles:
Capitalization
22 Absorption of Mgmt For For For
Wholly-owned
Subsidiaries
23 Amendments to Mgmt For For For
Articles:
Absorption
________________________________________________________________________________
Gree Electric Appliances, Inc. of Zhuhai
Ticker Security ID: Meeting Date Meeting Status
000651 CINS Y2882R102 05/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Foreign Exchange Mgmt For For For
Transactions
9 Approval of Continued Mgmt For For For
Trading Suspension
due to Asset
Acquisition
________________________________________________________________________________
Gree Electric Appliances, Inc. of Zhuhai
Ticker Security ID: Meeting Date Meeting Status
000651 CINS Y2882R102 12/25/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Approval to Change Mgmt For For For
Auditor
________________________________________________________________________________
Guangdong Alpha Animation and Culture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 02/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangdong Alpha Animation and Culture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 04/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Guangdong Alpha Animation and Culture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 04/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Share Type and Par Mgmt For For For
Value
3 Issue Method and Issue Mgmt For For For
Date
4 Pricing Principle and Mgmt For For For
Issue
Price
5 Amount of Proceeds and Mgmt For For For
Size of
Issuance
6 Target Subscriber and Mgmt For For For
Subscription
Method
7 Lock-up Period Mgmt For For For
8 Arrangement for Mgmt For For For
Undistributed
Profits
9 Listing Market Mgmt For For For
10 Use of Proceeds Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Report on Deposit and Mgmt For For For
Use of Raised
Funds
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Measures for Diluted Mgmt For For For
Returns for Private
Placement
17 Commitments of Mgmt For For For
Controlling
Shareholders, De
Facto Controllers,
Directors and
Executives for
Dilution
Measures
________________________________________________________________________________
Guangdong Alpha Animation and Culture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 10/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Acquisition of Assets
by Stock and Cash and
Raising Auxiliary
Funds
2 Transaction Mgmt For For For
Counterparty
3 Target Mgmt For For For
4 Transaction Price and Mgmt For For For
Premium
5 Payment Method Mgmt For For For
6 Cash Payment Schedule Mgmt For For For
7 Stock Issuance for Mgmt For For For
Asset Acquisition:
Issuance
Method
8 Stock Issuance for Mgmt For For For
Asset Acquisition:
Subscribers
9 Stock Issuance for Mgmt For For For
Asset Acquisition:
Stock Type and Par
Value
10 Stock Issuance for Mgmt For For For
Asset Acquisition:
Issue Price and
Pricing
Principle
11 Stock Issuance for Mgmt For For For
Asset Acquisition:
Size of
Issuance
12 Stock Issuance for Mgmt For For For
Asset Acquisition:
Adjustments on Size
and Price of
Issuance
13 Stock Issuance for Mgmt For For For
Asset Acquisition:
Listing
Market
14 Stock Issuance for Mgmt For For For
Asset Acquisition:
Closing of Target
Asset and Stock
Issuance
15 Stock Issuance for Mgmt For For For
Asset Acquisition:
Lock-up
Period
16 Attribution of Profit Mgmt For For For
and Losses of Target
during Transaction
Period
17 Stock Issuance for Mgmt For For For
Asset Acquisition:
Allocation
Arrangement of
Undistributed
Profits
18 Stock Issuance for Mgmt For For For
Asset Acquisition:
Preemptive
Rights
19 Share Issuance for Mgmt For For For
Fund Raising:
Subscribers
20 Share Issuance for Mgmt For For For
Fund Raising:
Issuance
Method
21 Share Issuance for Mgmt For For For
Fund Raising: Stock
Type and Par
Value
22 Share Issuance for Mgmt For For For
Fund Raising: Issue
Price and Pricing
Principle
23 Share Issuance for Mgmt For For For
Fund Raising: Size of
Issuance
24 Share Issuance for Mgmt For For For
Fund Raising:
Adjustment on Size
and Price of
Issuance
25 Share Issuance for Mgmt For For For
Fund Raising: Lock-up
Period
26 Share Issuance for Mgmt For For For
Fund Raising: Use of
Proceeds
27 Share Issuance for Mgmt For For For
Fund Raising: Listing
Market
28 Share Issuance for Mgmt For For For
Fund Raising:
Allocation
Arrangement of
Undistributed
Profits
29 Validity of Resolution Mgmt For For For
30 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
31 Approval of Mgmt For For For
Preliminary Plan for
Acquisition of Assets
by Stock and Cash and
Auxiliary
Fundraising
32 Regarding the Mgmt For For For
Transaction Not
Constituting Related
Party
Transactions
33 Approval to Sign Mgmt For For For
Agreements with
Shareholders of
Beijing April Star
Network Technology
Co., Ltd. regarding
Acquisition
34 Compliance with Mgmt For For For
Article 43 Section 2
of Provisions on
Issues of Management
of Major Assets
Restructuring of
Listed
Companies
35 Special Report on Mgmt For For For
Asset Acquisition's
Validity, Compliance
and
Completeness
36 Ratification of Audit Mgmt For For For
Report, Assessment
Report and Valuation
Report Regarding the
Transaction
37 Regarding Independence Mgmt For For For
of Appraiser,
Rationality of
Assumptions,
Relevance of
Valuation and
Fairness of Pricing
Method
38 Board Authorization to Mgmt For For For
Implement Acquisition
and
Fundraising
39 Capital Increase to a Mgmt For For For
Wholly Owned
Subsidiary
40 Regarding Hedging Mgmt For For For
Limit on Foreign
Currency
41 Regarding Company Mgmt For For For
Subsidiary's
Investment
42 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangdong Electric Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000539 CINS Y2923E102 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 General Manager's Mgmt For For For
Report
3 Accounts and Reports Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Financial Budget Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Signing Financial Mgmt For Against Against
Service Framework
Agreement with
Guangdong Yudean
Finance Co.,
Ltd.
10 Approval of Line of Mgmt For For For
Credit
11 Elect SHEN Hongtao Mgmt For For For
12 Elect WANG Xi Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangdong Electric Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000539 CINS Y2923E102 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Type and Par Value Mgmt For For For
3 Issuance and Mgmt For For For
Subscription
Method
4 Issuance Targets Mgmt For For For
5 Pricing Benchmark Date Mgmt For For For
6 Issuance Price and Mgmt For For For
Pricing
Method
7 Issuing Size Mgmt For For For
8 Adjustment to Issuance Mgmt For For For
Size and
Price
9 Lock-up Period Mgmt For For For
10 Listing Place Mgmt For For For
11 Use of Proceeds Mgmt For For For
12 Arrangement of Mgmt For For For
Accumulated Retained
Profits Before
Issuance
13 Validity Period of Mgmt For For For
Resolution
14 Pre-plan for Mgmt For For For
Non-public Share
Offering
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Feasibility Report on Mgmt For For For
Use of
Proceeds
17 Shareholder Returns Mgmt For For For
Plan
18 Dilution Remedial Mgmt For For For
Measures for Share
Issuance
19 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Amendments to Articles Mgmt For For For
22 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Guangdong Golden Dragon Development Inc.
Ticker Security ID: Meeting Date Meeting Status
000712 CINS Y2930D105 01/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Termination of Mgmt For For For
Previous Private
Placement
3 Eligibility for Mgmt For For For
Private
Placement
4 Adjustment to Private Mgmt For For For
Placement
Scheme
5 Stock Type and Par Mgmt For For For
Value
6 Method and Date of Mgmt For For For
Issuance
7 Issuance Targets and Mgmt For For For
Subscription
Method
8 Pricing Benchmark Date Mgmt For For For
and Issuance
Price
9 Issuance Size Mgmt For For For
10 Lock-up Period Mgmt For For For
11 Listing Market Mgmt For For For
12 Amount and Use of Mgmt For For For
Raised
Funds
13 Arrangement for Mgmt For For For
Undistributed
Profits
14 Validity Period Mgmt For For For
15 Preliminary Plan for Mgmt For For For
Private
Placement
16 Feasibility Report for Mgmt For For For
Use of
Proceeds
17 Agreements with Mgmt For For For
Dongguan New Century
Science and Education
Development Co.,
Ltd.
18 Agreements with Mgmt For For For
Beijing Tulip Fortune
Capital Management
Center
19 Agreements with Mgmt For For For
Dongguan Shiyan
Industrial Investment
Co.,
Ltd.
20 Agreements with Lide Mgmt For For For
Capital Management
Co.,
Ltd.
21 Agreements with Mgmt For For For
Shanghai Fengyu
Investment Co.,
Ltd.
22 Related Party Mgmt For For For
Transactions for
Private
Placement
23 Report on Deposit and Mgmt For For For
Use of Raised
Funds
24 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
25 Board Authorization to Mgmt For For For
Implement Private
Placement
26 Participation in Mgmt For For For
Capital Increase of a
Company
27 Measures for Diluted Mgmt For For For
Returns
28 Commitments Regarding Mgmt For For For
Diluted Returns by
Controlling
Shareholder, De facto
Controller, Directors
and Senior
Management
________________________________________________________________________________
Guangdong Golden Dragon Development Inc.
Ticker Security ID: Meeting Date Meeting Status
000712 CINS Y2930D105 03/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation in Mgmt For For For
Establishment of
Insurance
Company
________________________________________________________________________________
Guangdong Golden Dragon Development Inc.
Ticker Security ID: Meeting Date Meeting Status
000712 CINS Y2930D105 05/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Stock Type and Par Mgmt For Against Against
Value
3 Method and Date of Mgmt For Against Against
Issuance
4 Issuance Targets Mgmt For Against Against
5 Pricing Base Date, Mgmt For Against Against
Issuance Price and
Pricing
Methods
6 Issuance Volume and Mgmt For Against Against
Subscription
Method
7 Lock-up Period Mgmt For Against Against
8 Listing Market Mgmt For Against Against
9 Amount and Purpose of Mgmt For Against Against
Raised
Funds
10 Arrangement for Mgmt For Against Against
Undistributed
Profits
11 Validity Period Mgmt For Against Against
12 Private Placement Mgmt For Against Against
Preliminary
Plan
13 Feasibility Report Mgmt For Against Against
14 Conditional Share Mgmt For Against Against
Subscription
Agreement
15 Related Party Mgmt For Against Against
Transactions for
Private
Placement
16 Report on Deposit and Mgmt For For For
Use of Raised
Funds
17 Waiver of Mandatory Mgmt For Against Against
Takeover
Requirement
18 Approval of Dilution Mgmt For Against Against
Measures for Share
Issuance
19 Approval of Mgmt For Against Against
Commitments of
Management for
Dilution
Measures
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Participation in Mgmt For For For
Capital Increase of a
Company
22 Eligibility for Mgmt For For For
Corporate Bond
Issuance
23 Authority to Issue Mgmt For For For
Corporate
Bonds
24 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
________________________________________________________________________________
Guangdong Golden Dragon Development Inc.
Ticker Security ID: Meeting Date Meeting Status
000712 CINS Y2930D105 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Fees
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 02/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 INVESTMENT Mgmt For For For
FRAMEWORK AND
FINANCING
PLAN
2 2016 GUARANTEE PLAN Mgmt For Against Against
3 2016 Related Party Mgmt For For For
Transactions
Estimate
4 Elect LIU Changjin Mgmt For For For
5 Elect QI Junjie Mgmt For For For
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 06/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Amendments to Mgmt For Abstain Against
Company's Internal
Accountability
System
8 Amendments to Mgmt For Abstain Against
Procedural Rules for
Company's Internal
Accountability
System
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 09/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Amendments to Mgmt For Abstain Against
Administrative
Measures for External
Guarantees
3 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisor
Meetings
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 11/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Pricing Mgmt For Against Against
3 Size of Issuance and Mgmt For Against Against
Subscription
Method
4 Validity Period Mgmt For Against Against
5 Revision of Private Mgmt For Against Against
Placement Preliminary
Plan
6 Elect MA Fengyun Mgmt For For For
________________________________________________________________________________
Guangshen Railway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0525 CINS Y2930P116 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
7 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
8 Remove Shen Yi Mgmt For For For
9 Elect Hu Lingling Mgmt For For For
10 Amendments to Articles Mgmt For For For
of
Association
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangshen Railway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0525 CINS Y2930P116 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
7 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
8 Remove Shen Yi Mgmt For For For
9 Elect Hu Lingling Mgmt For For For
10 Amendments to Articles Mgmt For For For
of
Association
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangxi Wuzhou Zhongheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600252 CINS Y2930E103 02/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditors Mgmt For For For
2 Elect RONG Xianbiao Mgmt For For For
3 Elect OU YANG Jingbo Mgmt For For For
________________________________________________________________________________
Guangxi Wuzhou Zhongheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600252 CINS Y2930E103 03/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangxi Wuzhou Zhongheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600252 CINS Y2930E103 04/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report and Its Mgmt For For For
Summary
6 Authority to Give Mgmt For For For
Guarantees
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Company Donations for Mgmt For For For
2016
10 Elect Cui Weiwei as Mgmt For For For
Director
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangxi Wuzhou Zhongheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600252 CINS Y2930E103 07/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect OU Yangjian Mgmt For For For
3 Acquisition of Equity Mgmt For For For
Stake by Public
Bidding
4 Authorization to Mgmt For For For
Extend Validity
Period for Share
Disposal of Sealand
Securities Co.,
Ltd
________________________________________________________________________________
Guangxi Wuzhou Zhongheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600252 CINS Y2930E103 08/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits/Dividends
2 2015 Interim Report Mgmt For For For
and
Summary
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangxi Wuzhou Zhongheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600252 CINS Y2930E103 11/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2931M112 05/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Appointment of Mgmt For Against Against
Internal Control
Auditor.
8 Elect WANG Junyang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 03/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Non-Public
Issue of A
Shares
2 Extension of Board Mgmt For For For
Authorization
Regarding A Share
Issuance
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 03/10/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Non-Public
Issue of A
Shares
2 Extension of Board Mgmt For For For
Authorization
Regarding A Share
Issuance
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 06/23/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Report Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
10 Application for Bank Mgmt For For For
Loans
11 Approval of Entrusted Mgmt For Abstain Against
Loans
12 Continuing Connected Mgmt For For For
Transactions for
2016
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
15 Amendments to Rules of Mgmt For Abstain Against
Procedures of the
General
Meeting
16 Amendments to the Mgmt For Abstain Against
Rules of Procedures
for the Board
Meeting
17 Amendments to the Mgmt For Abstain Against
Rules of Procedures
for Supervisory
Committee
18 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
19 Amendments to Articles Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Increase Investment Mgmt For For For
Quota of Low-Risk
Wealth Management
Products
9 Approval to Purchase Mgmt For For For
Wealth Management
Products
10 Investment in Research Mgmt For For For
Building
Construction
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 09/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Change of Registered Mgmt For For For
Capital Upon Stock
Dividends
3 Amendments to Articles Mgmt For For For
Upon Stock
Dividends
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 12/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subsidiary's Listing Mgmt For For For
on National Equities
Exchange
Board
________________________________________________________________________________
Guizhou Panjiang Refined Coal Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600395 CINS Y2946P100 07/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan for Postponement Mgmt For For For
of Trading
Resumption
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 04/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Xinjian as Mgmt For For For
Director
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Shenzhen Investment Mgmt For For For
Holding
7 China Resources Szitic Mgmt For For For
Trust Co.,
Ltd.
8 Yunnan Hongta Group Mgmt For For For
Co.,
Ltd.
9 Penghua Fund Management Mgmt For For For
10 Other Related Parties Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 2016 Proprietary Mgmt For For For
Investment
Amount
14 Validity Extension Mgmt For For For
15 Board Authorization Mgmt For For For
Extension
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 11/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Debt Financing
Tools
2 Authorization for the Mgmt For For For
Company to Launch
Creditors Right
Securitization
Business
3 Expansion of the Mgmt For For For
Company's Business
Scope
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 11/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Shuangyou Mgmt For For For
________________________________________________________________________________
Guotai Junan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601211 CINS Y2R614107 05/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Annual Report Mgmt For For For
6 Shanghai International Mgmt For For For
7 Shenzhen Investment Mgmt For For For
Holdings
8 Directors, Supervisors Mgmt For For For
and Senior Management
of Related
Companies
9 Other Entities Mgmt For For For
10 YANG Dehong Mgmt For For For
11 WANG Song Mgmt For For For
12 FU Fan Mgmt For For For
13 ZHONG Maojun Mgmt For For For
14 DENG Weili Mgmt For For For
15 ZHOU Lei Mgmt For For For
16 WANG Yongjian Mgmt For For For
17 XIANG Dong Mgmt For For For
18 LIU Qiang Mgmt For For For
19 YU Jian Mgmt For For For
20 XIA Dawei Mgmt For For For
21 WANG Jin Mgmt For For For
22 CHEN Guogang Mgmt For For For
23 LING Tao Mgmt For For For
24 JIN Qingjun Mgmt For For For
25 SHANG Hongbo Mgmt For For For
26 TENG Tieqi Mgmt For For For
27 SHAO Chong Mgmt For For For
28 ZUO Zhipeng Mgmt For For For
29 Directors' and Mgmt For For For
Supervisors'
Fees
30 Company Eligibility Mgmt For For For
for Corporate Bond
Issuance
31 Convertible Bond Mgmt For For For
Issuance
32 Size of Issuance Mgmt For For For
33 Par Value and Price Mgmt For For For
34 Maturity Mgmt For For For
35 Interest Rate Mgmt For For For
36 Time-frame and Payment Mgmt For For For
Method
37 Conversion Period Mgmt For For For
38 Determination and Mgmt For For For
Adjustment to
Conversion
Price
39 Determination and Mgmt For For For
Adjustment
Clauses
40 Amount Determination Mgmt For For For
Method
41 Redemption Clause Mgmt For For For
42 Resale Clause Mgmt For For For
43 Attribution of Related Mgmt For For For
Dividends for
Conversion
44 Issuance Targets and Mgmt For For For
Method
45 Arrangement for Mgmt For For For
Placement to
Shareholders
46 Bondholders and Mgmt For For For
Bondholders
Meetings
47 Use of Raised Funds Mgmt For For For
48 Guarantee Matters Mgmt For For For
49 Validity Period Mgmt For For For
50 Feasibility Report for Mgmt For For For
Convertible Bond
Issuance
51 Board Authorization to Mgmt For For For
Implement Convertible
Corporate Bond
Issuance
52 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
53 Report on Deposit and Mgmt For Abstain Against
Use of Raised
Funds
________________________________________________________________________________
Guoyuan Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS Y0771H102 06/30/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Amendments to Mgmt For For For
Independent Director
System
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Executives' Mgmt For For For
Compensation
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 09/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Financing
Bills
2 Authority to Issue Mgmt For For For
Short-term Corporate
Bonds
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 01/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Fund Mgmt For For For
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 04/15/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
10 Authority to Give Mgmt For Against Against
Mutual Guarantees
between the Company
and it's Related
Parties
11 Approval of Aircrafts' Mgmt For For For
Aquisition
Plan
12 Independent Directors' Mgmt For For For
Report
13 Appointment of Mgmt For For For
Internal Control
Auditor
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 07/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Pricing Mgmt For For For
5 Size of Issuance Mgmt For For For
6 Target Subscribers and Mgmt For For For
Subscription
Method
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Arrangements for Mgmt For For For
Dividends
Allocation
10 Amount and Use of Mgmt For For For
Proceeds
11 Validity Period Mgmt For For For
12 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
15 Conditional Share Mgmt For For For
Subscription
Agreement
16 Equity Stake Transfer Mgmt For For For
Agreement
17 Increase in Authorized Mgmt For For For
Capital
18 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
19 Connected Transactions Mgmt For For For
Involved with Private
Placement
20 Shareholder Returns Mgmt For For For
Plan
21 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 07/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Pricing Mgmt For For For
5 Size of Issuance Mgmt For For For
6 Target Subscribers and Mgmt For For For
Subscription
Method
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Arrangements for Mgmt For For For
Dividends
Allocation
10 Amount and Use of Mgmt For For For
Proceeds
11 Validity Period Mgmt For For For
12 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
15 Conditional Share Mgmt For For For
Subscription
Agreement
16 Equity Stake Transfer Mgmt For For For
Agreement
17 Increase in Authorized Mgmt For For For
Capital
18 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
19 Connected Transactions Mgmt For For For
Involved with Private
Placement
20 Shareholder Returns Mgmt For For For
Plan
21 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 07/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Mgmt For For For
Commitment Period for
Company
Shareholder
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 08/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 09/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Entrusted Equity Mgmt For For For
Management of Beijing
Capital Airlines
Holdings Co.,
Ltd.
3 Entrusted Equity Mgmt For For For
Management of
Chongqing West Air
Holdings Co.,
Ltd.
4 Entrusted Equity Mgmt For For For
Management of Tianjin
Airlines Co.,
Ltd.
5 Entrusted Equity Mgmt For For For
Management of HKA
Group Holdings
Company
Limited
6 Equity Acquisition of Mgmt For For For
Changan Airlines Co.,
Ltd.
7 Establishment of a Mgmt For For For
Subsidiary and
Capital Increase of
China Xinhua Airlines
Group Co.,
Ltd.
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 12/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Type and Par Mgmt For For For
Value
2 Method of Issuance Mgmt For For For
3 Pricing Benchmark Mgmt For For For
Date, Issuance Price
and Pricing
Principal
4 Issuance Volume and Mgmt For For For
Scale
5 Issuance Targets and Mgmt For For For
Subscription
Method
6 Lock-up Period Mgmt For For For
7 Listing Market Mgmt For For For
8 Arrangement for Mgmt For For For
Undistributed
Profits
9 Use of Proceeds Mgmt For For For
10 Validity Period Mgmt For For For
11 Preliminary Plan for Mgmt For For For
Private
Placement
12 Feasibility Report on Mgmt For For For
Use of
Proceeds
13 Termination of Share Mgmt For For For
Subscription of HNA
Aviation Group Co.,
Ltd.
14 Termination of Share Mgmt For For For
Subscription of
Tianhang Holding Co.,
Ltd.
________________________________________________________________________________
Hainan Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601969 CINS Y29845107 02/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Private Mgmt For For For
Placement
Plan
2 Approval of Revised Mgmt For For For
Private Placement
Plan
3 Revised Feasibility Mgmt For For For
Report on Use of
Proceeds
4 Counter Measures for Mgmt For For For
Diluted
Earnings
________________________________________________________________________________
Hainan Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601969 CINS Y29845107 04/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Financial Resolution Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Internal Control Mgmt For For For
Report and Assessment
Report
9 Social Responsibility Mgmt For For For
Report
10 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
11 Authority to Issue Mgmt For For For
Short-term Commercial
Paper
12 Authority to Issue Mgmt For For For
Medium-term
Notes
13 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Hainan Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601969 CINS Y29845107 06/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
2 Extension of Board Mgmt For For For
Authorization to
Implement Private
Placement
________________________________________________________________________________
Hainan Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601969 CINS Y29845107 11/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase of Mgmt For For For
Wholly-owned
Subsidiary
2 Elect LI Changzheng Mgmt For For For
3 Elect ZHANG Banglong Mgmt For For For
4 Elect SHI Li Mgmt For Against Against
5 Elect ZHENG Min Mgmt For For For
________________________________________________________________________________
Hainan Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601969 CINS Y29845107 11/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Private Mgmt For For For
Placement Issuance
Price
2 Adjustment to Private Mgmt For For For
Placement Preliminary
Plan
3 Revised Feasibility Mgmt For For For
Report on Use of
Proceeds
________________________________________________________________________________
Hainan Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601969 CINS Y29845107 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YAN Guanglin Mgmt For For For
2 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Haitong Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Investment Asset Mgmt For For For
Allocation
9 Authority to Give Mgmt For Abstain Against
Guarantees
10 BNP Paribas Investment Mgmt For Abstain Against
Partners BE Holding
SA
11 Shanghai Shengyuan Mgmt For Abstain Against
Real Estate
(Group)
12 Board Authorization Mgmt For Abstain Against
13 Other Parties Mgmt For Abstain Against
14 Elect ZHANG Ming as Mgmt For For For
Director
15 Elect SONG Chunfeng as Mgmt For Against Against
Supervisor
16 Adjustments to Mgmt For For For
Directors' and
Supervisors'
Allowances
17 Type Mgmt For Against Against
18 Term Mgmt For Against Against
19 Interest rate Mgmt For Against Against
20 Issuer, issue size and Mgmt For Against Against
issue
method
21 Issue price Mgmt For Against Against
22 Security and other Mgmt For Against Against
credit enhancement
arrangements
23 Use of proceeds Mgmt For Against Against
24 Issue target and Mgmt For Against Against
placement
arrangements
25 Guarantee measures for Mgmt For Against Against
repayment
26 Listing of debt Mgmt For Against Against
financing
instruments
27 Validity period Mgmt For Against Against
28 Authorization for Mgmt For Against Against
issuance
29 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
30 Elect Lawrence CHU Mgmt For For For
Sheng Yu as
Director
31 Elect Carman CHAN Wah Mgmt For For For
Man as
Director
32 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Haitong Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Investment Asset Mgmt For For For
Allocation
9 Authority to Give Mgmt For Abstain Against
Guarantees
10 BNP Paribas Investment Mgmt For Abstain Against
Partners BE Holding
SA
11 Shanghai Shengyuan Mgmt For Abstain Against
Real Estate
(Group)
12 Board Authorization Mgmt For Abstain Against
13 Other Parties Mgmt For Abstain Against
14 Elect ZHANG Ming as Mgmt For For For
Director
15 Elect SONG Chunfeng as Mgmt For Against Against
Supervisor
16 Adjustments to Mgmt For For For
Directors' and
Supervisors'
Allowances
17 Type Mgmt For Against Against
18 Term Mgmt For Against Against
19 Interest rate Mgmt For Against Against
20 Issuer, issue size and Mgmt For Against Against
issue
method
21 Issue price Mgmt For Against Against
22 Security and other Mgmt For Against Against
credit enhancement
arrangements
23 Use of proceeds Mgmt For Against Against
24 Issue target and Mgmt For Against Against
placement
arrangements
25 Guarantee measures for Mgmt For Against Against
repayment
26 Listing of debt Mgmt For Against Against
financing
instruments
27 Validity period Mgmt For Against Against
28 Authorization for Mgmt For Against Against
issuance
29 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
30 Elect Lawrence CHU Mgmt For For For
Sheng Yu as
Director
31 Elect Carman CHAN Wah Mgmt For For For
Man as
Director
32 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Haitong Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 09/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approach Mgmt For For For
2 Repurchase Price Mgmt For For For
3 Class and Size Mgmt For For For
4 Fund amount and Source Mgmt For For For
of
Funding
5 Time Limitation Mgmt For For For
6 Purpose Mgmt For For For
7 Valid Period Mgmt For For For
8 Authorizations Mgmt For For For
9 Adoption of Share Mgmt For Abstain Against
Option
Scheme
10 Employee Stock Mgmt For Against Against
Ownership
Plan
11 Adjustment to Mgmt For For For
Proprietary Equity
Investment
12 Elect ZHENG Xiaoyun as Mgmt For For For
Supervisor
________________________________________________________________________________
Haitong Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 09/21/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approach Mgmt For For For
2 Repurchase Price Mgmt For For For
3 Class and Size Mgmt For For For
4 Fund Amount and Source Mgmt For For For
of
Funding
5 Time Limitation Mgmt For For For
6 Purpose Mgmt For For For
7 Valid Period Mgmt For For For
8 Authorizations Mgmt For For For
9 Adoption of Share Mgmt For Abstain Against
Option
Scheme
10 Employee Stock Mgmt For Against Against
Ownership
Plan
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 05/09/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Removal of Director Mgmt For For For
ZHANG
Peng
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 10/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Issue Mgmt For For For
Price and Pricing
Principle
2 Adjustment to Size of Mgmt For For For
Issuance
3 Adjustment to Mgmt For For For
Preliminary Plan for
Private
Placement
4 Adjustment to Mgmt For For For
Feasibility Report on
Use of Proceeds from
Private
Placement
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 01/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size of Issuance Mgmt For For For
2 Method of Issuance Mgmt For For For
3 Currency Mgmt For For For
4 Issuance Quota Mgmt For For For
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Issuance Targets Mgmt For For For
8 Listing Place Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Guarantee and Credit Mgmt For For For
Arrangements
11 Validity Period Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Bond
Issuance
13 Approval of Line of Mgmt For For For
Credit
14 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Authority to Give Mgmt For For For
Guarantees
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 10/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Lines of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For Against Against
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
5 Amendments to Mgmt For Abstain Against
Management System:
Raised
Funds
6 Amendments to Mgmt For Abstain Against
Management System:
Related Party
Transactions
7 Amendments to Mgmt For Abstain Against
Procedural Rules:
Independent
Directors
8 Amendments to Mgmt For Abstain Against
Management System:
Authorizations
9 Constitution of Mgmt For For For
Administrative
Measures: Key
Employee
Co-investment
10 Modification of the Mgmt For For For
Company's Registered
Address
________________________________________________________________________________
Hebei Iron and Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 02/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Offering of Corporate
bonds
2 Size of Issuance Mgmt For For For
3 Placing Arrangement to Mgmt For For For
Shareholders
4 Maturity Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Listing Market Mgmt For For For
7 Guarantee Provision Mgmt For For For
8 Validity Period Mgmt For For For
9 Board Authorization Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
________________________________________________________________________________
Hebei Iron and Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 03/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of Mgmt For For For
Company
Name
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hebei Iron and Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Financial Operation Mgmt For For For
Agreement
8 Elect YU Yong Mgmt For For For
9 Elect PENG Zhaofeng Mgmt For For For
10 Elect LI Guiyang Mgmt For For For
11 Elect ZHANG Haiwei Mgmt For For For
12 Elect WANG Hongren Mgmt For For For
13 Elect LI Zhensuo Mgmt For For For
14 Elect LI Xinchuang Mgmt For For For
15 Elect LV Guihua Mgmt For For For
16 Elect WANG Zhengwei Mgmt For For For
17 Elect DONG Weijun Mgmt For Against Against
18 Elect HU Zhigang Mgmt For For For
________________________________________________________________________________
Hebei Iron and Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 10/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Hongren Mgmt For For For
2 Eligibility for Mgmt For For For
Private Placement
Related tot he
Acquisition of
Tangshan Iron and
Steel Auto Sheet Co.,
Ltd. ("Tangshan
Auto")
3 Share Type and Par Mgmt For For For
Value
4 Issuing Method and Mgmt For For For
Period
5 Issuing Price Mgmt For For For
6 Size of Issuance Mgmt For For For
7 Target Subscribers and Mgmt For For For
Subscription
Method
8 Lock-up Period Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Arrangements for Mgmt For For For
Undistributed
Profits
11 Listing Place Mgmt For For For
12 Validity Period of Mgmt For For For
Resolution
13 Preliminary Report on Mgmt For For For
Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
16 Board Authorization to Mgmt For For For
Implement Private
Placement
17 Report on Deposit and Mgmt For For For
Use of Raised
Funds
18 Shareholder Returns Mgmt For For For
Plan
19 Amendments to Mgmt For Abstain Against
Administrative
Measures of Raised
Funds
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Heilan Home Company Limited
Ticker Security ID: Meeting Date Meeting Status
600398 CINS Y1081Q105 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors', Mgmt For For For
Supervisors' and
Senior Management
Fees
8 Constitution of Mgmt For For For
Procedural Rules:
External Investment
Management
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Heilan Home Company Limited
Ticker Security ID: Meeting Date Meeting Status
600398 CINS Y1081Q105 08/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership Plan Phase
1
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Constitution of Mgmt For For For
Administrative
Measures: Employee
Stock Ownership Plan
Phase
1
________________________________________________________________________________
Heilan Home Company Limited
Ticker Security ID: Meeting Date Meeting Status
600398 CINS Y1081Q105 08/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership Plan Phase
1
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Constitution of Mgmt For For For
Administrative
Measures: Employee
Stock Ownership Plan
Phase
1
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 04/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Mgmt For For For
Repurchase
Shares
8 Board Authorization to Mgmt For For For
Repurchase and Cancel
Shares
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 08/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WAN Long Mgmt For For For
2 Elect JIAO Shuge Mgmt For For For
3 Elect YOU Mu Mgmt For For For
4 Elect YIN Xiaohua Mgmt For For For
5 Elect ZHAO Hulin Mgmt For For For
6 Elect YANG Dongsheng Mgmt For For For
7 Elect HU Yungong Mgmt For Against Against
8 Elect HU Yuhong Mgmt For For For
9 Elect LI Xianghui Mgmt For Against Against
10 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 12/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Increase Mgmt For For For
the Amount of Related
Party Transactions
for
2015
2 Approval of Projected Mgmt For For For
Related Party
Transactions for
2016
________________________________________________________________________________
Hisense Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600060 CINS Y32263108 06/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Approval of Entrusted Mgmt For For For
Wealth
Management
8 Related Party Mgmt For Against Against
Transactions
9 Elect HU Jianyong Mgmt For Against Against
10 Elect CHEN Caixia as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Hua Xia Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600015 CINS Y37467118 05/13/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Resolution Mgmt For For For
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For Abstain Against
Transactions
8 Approval of Line of Mgmt For For For
Credit to Shougang
Corporation and Its
Affiliates
9 Approval of Line of Mgmt For For For
Credit to Sate Grid
Yingda International
Holding Group Co.,
Ltd. and its Related
Parties
10 Approval of Line of Mgmt For For For
Credit to Huaxia
Financial Leasing
Co.,
Ltd.
11 Supervisors' Mgmt For For For
Evaluation Report of
Board of
Directors
12 Supervisors' Mgmt For For For
Evaluation of Board
of
Supervisors
13 Elect WANG Hongjun Mgmt For For For
14 Amendments to Mgmt For For For
Procedural Rules:
Appointment of
Directors
Executives
15 Amendments to Mgmt For For For
Procedural Rules:
Election of
Supervisors
16 Authority to Issue Mgmt For For For
Subordinated
Debentures
17 Authority to Issue Mgmt For For For
Financial
Bonds
________________________________________________________________________________
Huadian Power International Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1071 CINS Y3738Y119 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For Against Against
International and
Domestic
Auditor
8 Appointment of Mgmt For Against Against
Internal
Auditor
9 Report of Independent Mgmt For For For
Directors
10 Elect WANG Chuanshun Mgmt For For For
________________________________________________________________________________
Huadian Power International Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1071 CINS Y3738Y119 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Purchase of Coal Mgmt For For For
3 Purchase of Mgmt For For For
Engineering Equipment
and Other Relevant
Services
4 Sale of Coal and Mgmt For For For
Provision of Power
Plant Related
Services
________________________________________________________________________________
Huadong Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000963 CINS Y3740R102 01/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Bangliang Mgmt For For For
3 Elect LU Liang Mgmt For For For
4 Elect YUE Jin Mgmt For For For
5 Elect ZHANG Ji Mgmt For For For
6 Elect FU Hang Mgmt For For For
7 Elect LI Yuedong Mgmt For For For
8 Elect XIE Huisheng Mgmt For Against Against
9 Elect ZHANG Wei Mgmt For For For
10 Elect ZHONG Xiaoming Mgmt For For For
11 Elect LIU Chengwei Mgmt For Against Against
12 Elect BAI Xinhua Mgmt For For For
13 Elect QIN Yun Mgmt For For For
14 Elect ZHANG Yun Mgmt For Against Against
15 Amendments to Articles Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Board Authorization Mgmt For Abstain Against
for Delivery
Guarantee Related
Matter
18 Board Authorization Mgmt For Abstain Against
for Capital Related
Matter
19 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Huadong Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000963 CINS Y3740R102 06/03/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report and Its Mgmt For For For
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions with
Huadong Group Co.,
Ltd.
7 Related Party Mgmt For For For
Transactions with
Yuanda Group Co.,
Ltd.
8 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
9 Authority to Give Mgmt For For For
Guarantees
10 Elect NIU Zhanqi Mgmt For For For
________________________________________________________________________________
Huadong Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000963 CINS Y3740R102 08/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issuance Volume Mgmt For For For
6 Pricing Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Use of Raised Funds Mgmt For For For
10 Arrangements for Mgmt For For For
Dividends
Allocation
11 Validity Period Mgmt For For For
12 Rationale Mgmt For For For
13 Preliminary Plan for Mgmt For For For
Private
Placement
14 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
15 Feasibility Report on Mgmt For For For
Use of
Proceeds
16 Conditional Share Mgmt For For For
Subscription
Agreement with Yuanda
Group Co.,
Ltd.
17 Conditional Share Mgmt For For For
Subscription
Agreement with
Huadong Medicine
Group Co.,
Ltd.
18 Waiver of Tender Offer Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Amendments to Mgmt For Abstain Against
Administrative
Measures: Raised
Funds
21 Authorization to Mgmt For For For
Implement Private
Placement
22 Shareholder Returns Mgmt For For For
Plan
23 Statement Regarding Mgmt For For For
Preparation of Report
on Previously Raised
Funds
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 04/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Investment in Wealth Mgmt For For For
Management
Products
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
10 Elect AN Kang Mgmt For For For
11 Elect FAN Bei Mgmt For For For
12 Elect WANG Qiping Mgmt For For For
13 Elect AN Ying Mgmt For For For
14 Elect SU Zhiguo Mgmt For For For
15 Elect ZHANG Jingang Mgmt For Against Against
16 Elect TIAN Lijun Mgmt For For For
17 Elect HAO Changmei Mgmt For For For
18 Elect ZHANG Zhaofei Mgmt For Against Against
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A113 01/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Continuing Mgmt For For For
Connected
Transactions with
Huaneng
Group
2 Finance Leasing and Mgmt For For For
Leaseback by Huaneng
Pingliang
3 Finance Leasing and Mgmt For For For
Leaseback by
Controlled
Subsidiaries
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A113 06/23/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect XU Mengzhou Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 03/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Chuanming Mgmt For For For
2 Elect YANG Xiongsheng Mgmt For For For
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 06/07/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Jiangsu Guoxin Mgmt For For For
Investment Group
Limited
7 Jiangsu Communications Mgmt For For For
Holding Co.,
Ltd.
8 Other Related Parties Mgmt For For For
9 2016 Proprietary Mgmt For For For
Investment
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Appointment of Auditor Mgmt For For For
12 Amendments to Foreign Mgmt For For For
Exchange Business
Scope
13 Size of issuance Mgmt For For For
14 Maturity of issuance Mgmt For For For
15 Methods of issuance Mgmt For For For
16 Use of proceeds Mgmt For For For
17 Repayment arrangement Mgmt For For For
18 Validity period Mgmt For For For
19 Authorised matters Mgmt For For For
20 Elect WANG Huiqing as Mgmt For Against Against
Supervisor
21 Elect GAO Xu Mgmt For For For
22 Elect CHEN Ning Mgmt For For For
23 Elect XU Qing Mgmt For For For
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 10/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XU Min as Mgmt For For For
Director
2 Elect CHEN Zhibin as Mgmt For For For
Director
3 Elect LIU Zhihong as Mgmt For Against Against
Supervisor
4 Adoption of Stock Mgmt For For For
Remuneration
Plan
5 Issuing Entity, Size Mgmt For For For
and
Method
6 Type of Debt Financing Mgmt For For For
Instruments
7 Term of Debt Financing Mgmt For For For
Instruments
8 Interest of Debt Mgmt For For For
Financing
Instruments
9 Security and Other Mgmt For For For
Credit
Arrangement
10 Use of Proceeds Mgmt For For For
11 Issue Price Mgmt For For For
12 Issue Target and Mgmt For For For
Arrangements to
Existing
Shareholders
13 Guarantee Measures for Mgmt For For For
Repayment
14 Listing of the Debt Mgmt For For For
Financing
Instruments
15 Validity Period of Mgmt For For For
Resolution
16 Authorization for Mgmt For For For
Issuance of Domestic
Debt Financing
Instruments
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 02/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Measures for Diluted Mgmt For For For
Current Returns due
to Private
Placement
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 04/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Implementation of Plan Mgmt For For For
for 2015 Performance
Commitment
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 2016 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 07/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Financial Mgmt For For For
Aid
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Issuance Method Mgmt For For For
4 Subscribers and Mgmt For For For
Subscription
Method
5 Pricing Principles and Mgmt For For For
Issuing
Price
6 Size of Issuance Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Treatment of Mgmt For For For
Undistributed
Profits
10 Listing Market Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Approval of Mgmt For For For
Preliminary Plan for
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Fund
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Elect WANG Fanghuai Mgmt For For For
17 Elect LIU Dongming Mgmt For For For
18 Elect ZHANG Xiaoyong Mgmt For For For
19 Elect ZHU Weijun Mgmt For For For
20 Elect LI Xiangmin Mgmt For For For
21 Elect ZHENG Yi Mgmt For For For
22 Elect ZHANG Jingping Mgmt For For For
23 Elect CHEN Jiangen Mgmt For Against Against
24 Elect GUO Quanzhong Mgmt For For For
25 Elect JIN Bofu Mgmt For Against Against
26 Elect TAN Haiyan Mgmt For Against Against
27 Elect LU Wenlong Mgmt For For For
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 10/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Entrust Mgmt For For For
Lhasa Hongxin Asset
Management Co., Ltd.
to Manage Shanghai
Hongli Equity
Investment Co.,
Ltd.
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 11/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Pricing Mgmt For For For
6 Size of Issuance Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Arrangement for Mgmt For For For
Undistributed
Profits
10 Listing Market Mgmt For For For
11 Validity Period Mgmt For For For
12 Adjustment to Private Mgmt For For For
Placement Preliminary
Plan
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 01/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 02/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Holding of Mgmt For Abstain Against
Beijing Huayi
Brothers Chuangxing
Entertainment
Technology Co.,
Ltd.
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/13/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For Against Against
8 Elect YE Ning Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Authority to Issue Mgmt For For For
Super & Short-term
Commercial
Paper
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Fuye as Mgmt For For For
Director
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 07/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Xiaorong Mgmt For For For
2 Approval to List a Mgmt For For For
Subsidiary on
National Equity
Exchange and
Quatations
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 10/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 11/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Capital Increase in Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 12/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Zhejiang Mgmt For For For
Dongyang Merhah Media
Holdings Co.,
Ltd.
2 Investment in Beijing Mgmt For For For
Hero Huwu Technology
Co.,
Ltd.
3 Approval of Line of Mgmt For For For
Credit for Huayi
Brothers Theater
Investment Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees to Huayi
Brothers Theater
Investment Co.,
Ltd.
5 Approval of Line of Mgmt For For For
Credit for Beijing
Huayi Brothers
Entertainment
Investment Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees to Beijing
Huayi Brothers
Entertainment
Investment Co.,
Ltd.
7 Approval of Company's Mgmt For For For
Line of
Credit
8 Authority to Issue Mgmt For For For
Commercial
Paper
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Share Mgmt For Against Against
Purchasing
________________________________________________________________________________
Huayu Automotive Systems Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600741 CINS Y3750U102 05/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Approval of Line of Mgmt For For For
Credit and Provision
of Guarantees for
Subsidiaries
9 Authority to Give Mgmt For For For
Guarantees to Huayu
Kolbenschmidt
Aluminum Technology
Co.,
Ltd.
10 Appointment of Auditor Mgmt For For For
11 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
Hubei Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000883 CINS Y3747A102 06/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Asset Depreciation Mgmt For For For
9 Related Party Mgmt For Against Against
Transactions
10 Extension of Validity Mgmt For For For
of Resolution for the
Issuance of Corporate
Bonds
11 Elect XIE Feng Mgmt For For For
12 Elect QU Dingyuan Mgmt For For For
13 Elect HUANG Zhongchu Mgmt For For For
14 Elect ZHANG Tangrong Mgmt For Against Against
as
Supervisor
________________________________________________________________________________
Hubei Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000883 CINS Y3747A102 08/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Issuance Volume Mgmt For For For
5 Issuance Targets and Mgmt For For For
Subscription
Method
6 Pricing Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Amount and Purpose of Mgmt For For For
Raised
Funds
10 Arrangements for Mgmt For For For
Dividends
Allocation
11 Validity Period Mgmt For For For
12 Feasibility Report on Mgmt For For For
Use of
Proceeds
13 Preliminary Plan for Mgmt For For For
Private
Placement
14 Board Authorization to Mgmt For For For
Implement Private
Placement
15 Approval of Share Mgmt For For For
Subscription
Agreements
16 Measures for Diluted Mgmt For For For
Returns
17 Shareholder Returns Mgmt For For For
Plan
18 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
19 Report on Deposit and Mgmt For For For
Use of Raised
Funds
20 Elect Liu Huihao Mgmt For For For
21 Extension of Validity Mgmt For For For
Period for Corporate
Bonds
________________________________________________________________________________
Hubei Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000883 CINS Y3747A102 11/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profit/Dividends
2 Capital Increase of a Mgmt For For For
Subsidiary
________________________________________________________________________________
Hunan TV and Broadcast Intermediary Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000917 CINS Y37672105 05/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 2015 Related Party Mgmt For For For
Transactions
9 2016 Related Party Mgmt For For For
Transactions
10 Elect XU Liping Mgmt For For For
11 Authority to Give Mgmt For For For
Guarantees to
Guangzhou Yunhong
Advertising Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees to Beijing
Yunhongwanhao
Advertising Co.,
Ltd.
________________________________________________________________________________
Hunan TV and Broadcast Intermediary Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000917 CINS Y37672105 06/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For Abstain Against
Purchase
2 Asset Purchase via Mgmt For Abstain Against
Share Offering and
Cash
Payment
3 Asset Aquisition: Mgmt For Abstain Against
Transaction Scheme
and
Method
4 Asset Aquisition: Mgmt For Abstain Against
Stock Type and Par
Value
5 Asset Aquisition: Mgmt For Abstain Against
Issuance
Targets
6 Asset Aquisition: Mgmt For Abstain Against
Issuance Method and
Subscription
Method
7 Asset Aquisition: Mgmt For Abstain Against
Pricing Base Date,
Pricing Basis and
Issuance
Price
8 Asset Aquisition: Mgmt For Abstain Against
Target
Assets
9 Asset Aquisition: Mgmt For Abstain Against
Transaction Price and
Pricing
Basis
10 Asset Aquisition: Size Mgmt For Abstain Against
of
Issuance
11 Asset Aquisition: Mgmt For Abstain Against
Lock-up
Period
12 Asset Aquisition: Mgmt For Abstain Against
Listing
Market
13 Asset Aquisition: Mgmt For Abstain Against
Attribution of
Profits and Losses
during Transitional
Period
14 Asset Acquisition: Mgmt For Abstain Against
Contractual
Obligations and
Liability
15 Asset Aquisition: Mgmt For Abstain Against
Validity
Period
16 Matching Fund Raising: Mgmt For Abstain Against
Stock Type and Par
Value
17 Matching Fund Raising: Mgmt For Abstain Against
Issuance Targets and
Subscription
Method
18 Matching Fund Mgmt For Abstain Against
Raising:Pricing
Method and Issuance
Price
19 Matching Fund Raising: Mgmt For Abstain Against
Amount of Funds and
Issuance
Size
20 Matching Fund Raising: Mgmt For Abstain Against
Purpose of Raised
Funds
21 Matching Fund Raising: Mgmt For Abstain Against
Lock- up
Period
22 Matching Fund Raising: Mgmt For Abstain Against
Disposal of
Accumulated Retained
Profits
23 Matching Fund Raising: Mgmt For Abstain Against
Listing
Market
24 Validity Period Mgmt For Abstain Against
25 Price Adjustment Mgmt For Abstain Against
Scheme for
Transaction
26 Report on Acquisition Mgmt For Abstain Against
27 Compliance with Mgmt For Abstain Against
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
28 Regarding the Mgmt For Abstain Against
Company's Transaction
Constituting Related
Party
Transactions
29 Conditional Agreements Mgmt For Abstain Against
Regarding Asset
Purchase
30 Board Authorization to Mgmt For Abstain Against
Implement Asset
Aquisition
31 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Hunan TV and Broadcast Intermediary Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000917 CINS Y37672105 12/03/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Purchase Via Share
Offering, Cash
Payment and Auxiliary
Fund
Raising
2 Capital Increase of Mgmt For For For
Beijing WidePalm
Mobile Communication
Technology Co.,
Ltd.
3 Transaction Plan and Mgmt For For For
Method
4 Stock Type and Par Mgmt For For For
Value
5 Issuance Targets Mgmt For For For
6 Method of Issuance and Mgmt For For For
Subscription
Method
7 Pricing Mgmt For For For
8 Target Assets Mgmt For For For
9 Transaction Price and Mgmt For For For
Pricing
Basis
10 Size of Issuance Mgmt For For For
11 Lock-up Period Mgmt For For For
12 Listing Market Mgmt For For For
13 Treatment of Profit Mgmt For For For
and Loss during
Transaction
Period
14 Contractual Mgmt For For For
Obligations and
Liability for Breach
of
Contract
15 Disposal of Mgmt For For For
Accumulated
Profits
16 Validity Period Mgmt For For For
17 Auxiliary Fund: Stock Mgmt For For For
Type and Par
Value
18 Auxiliary Fund: Mgmt For For For
Issuance Targets and
Subscription
Method
19 Auxiliary Fund: Pricing Mgmt For For For
20 Auxiliary Fund: Amount Mgmt For For For
of Raised Funds and
Issuance
Size
21 Auxiliary Fund: Use of Mgmt For For For
Raised
Funds
22 Auxiliary Fund: Mgmt For For For
Lock-up
Period
23 Auxiliary Fund: Mgmt For For For
Treatment of
Undistributed
Profits
24 Auxiliary Fund: Mgmt For For For
Listing
Market
25 Auxiliary Fund: Mgmt For For For
Validity
Period
26 Price Adjustment Mgmt For For For
Scheme Involved in
Transaction
27 Report Regarding Asset Mgmt For For For
Purchase
28 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
29 Regarding the Mgmt For For For
Company's Transaction
Not Constituting
Related Party
Transactions
30 Conditional Agreements Mgmt For For For
Relating to Share
Offering for Asset
Purchase
31 Board Authorization to Mgmt For For For
Implement Asset
Purchase
32 Elect NIE Mei as Mgmt For For For
Director
33 Elect LIU Shabai as Mgmt For Against Against
Supervisor
34 Authority to Give Mgmt For For For
Guarantees to Hong
Yun Advertising Co.,
Ltd.
35 Authority to Give Mgmt For For For
Guarantees to
Subsidiary's Project
Company
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 02/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect JING Xiandong Mgmt For For For
3 Elect HAN Xinyi Mgmt For For For
4 Elect YUAN Leiming Mgmt For For For
5 Elect GAO Junguo Mgmt For For For
6 Elect PENG Zhenggang Mgmt For For For
7 Elect JIANG Jiansheng Mgmt For For For
8 Elect LIU Shufeng Mgmt For For For
9 Elect DING Wei Mgmt For For For
10 Elect GUO Tianyong Mgmt For For For
11 Elect WANG Xiangyao Mgmt For For For
12 Elect LIU Lanyu Mgmt For For For
13 Elect HUANG Chenli Mgmt For Against Against
14 Elect ZHAO Ying Mgmt For For For
15 Related Party Mgmt For For For
Transactions
Regarding Share
Transfer
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 03/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Equity Mgmt For For For
Disposal
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 04/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Director's Report Mgmt For For For
3 Supervisor's Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Give Mgmt For For For
Guarantees for
Loans
8 Authority to Give Mgmt For For For
Guarantees for
Business
Contracts
9 Approval of Financing Mgmt For For For
by a
Subsidiary
10 Authority to Give Mgmt For For For
Guarantees for
Subsidiary's
Financing
11 Approval of Wealth Mgmt For For For
Management and
Investment
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 04/07/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Annual Report and Mgmt For For For
Summary
9 Change in Use of Mgmt For For For
Proceeds to Acquire
Equity
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 05/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Acquisition by Share
Issuance, Cash, and
Auxiliary Funds
Raising
2 Stock Type And Par Mgmt For For For
Value
3 Issuance Method Mgmt For For For
4 Targets Subscribers Mgmt For For For
And Subscription
Method: Share
Issuance for Asset
Acquisition
5 Targets Subscribers Mgmt For For For
And Subscription
Method: Share
Issuance for
Auxiliary Funds
Raising
6 Pricing Principle And Mgmt For For For
Issuing Price: Share
Issuance for Asset
Acquisition
7 Pricing Principle And Mgmt For For For
Issuing Price: Share
Issuance for
Auxiliary Funds
Raising
8 Size of Issuance: Mgmt For For For
Share Issuance for
Asset
Acquisition
9 Size of Issuance: Mgmt For For For
Share Issuance for
Auxiliary Funds
Raising
10 Lock-Up Period For Mgmt For For For
Share
Issuance
11 Lock-Up Period For Mgmt For For For
Counterparty
12 Lock-Up Period For Mgmt For For For
Shares to be Issued
For Auxiliary Fund
Raising
13 Listing Market Mgmt For For For
14 Use of Proceeds Mgmt For For For
15 Arrangement of Profits Mgmt For For For
and Losses During The
Transition
16 Contractual Obligation Mgmt For For For
of Handling the
Transfer of Ownership
of Related
Assets
17 Liability For Breach Mgmt For For For
of
Contract
18 Arrangement for Mgmt For For For
Undistributed
Profits
19 Validity of Resolution Mgmt For For For
20 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
21 Compliance with Mgmt For For For
Article 43 of
Provisions on
Management Measures
of Listed Companies'
Major Assets
Restructuring
22 Report on Assets Mgmt For For For
Acquisition by Share
Issuance, Cash, and
Auxiliary Funds
Raising
23 Signing Assets Mgmt For For For
Acquisition
Agreements
24 Signing Profit Mgmt For For For
Compensation
Agreements
25 Signing Share Mgmt For For For
Subscription
Agreements
26 Regarding the Mgmt For For For
Company's Transaction
Not Constituting
Related Party
Transactions
27 Regarding the Mgmt For For For
Company's Transaction
Not Diluting
Immediate
Returns
28 Board Authorization to Mgmt For For For
Implement the Asset
Acquisition
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 08/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 08/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 06/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Elect YI Huiman as Mgmt For Against Against
Director
4 Elect SHEN Si Mgmt For For For
5 Elect ZHANG Wei as Mgmt For For For
Supervisor
6 Elect SHEN Bingxi Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 2016 Fixed Asset Mgmt For For For
Investment
Plan
10 Authority to Issue Mgmt For For For
Tier II Capital
Instruments
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Industrial and Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 12/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect HONG Yongmiao as Mgmt For For For
Director
3 Elect YANG Siu Shun as Mgmt For For For
Director
4 Elect QU Qiang as Mgmt For For For
Supervisor
5 Amendments to Plan on Mgmt For For For
Authorization of
Shareholders' General
Meeting
6 2014 Payment Plan of Mgmt For For For
Remuneration to
Directors and
Supervisors
________________________________________________________________________________
Industrial Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601166 CINS Y3990D100 05/23/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Evaluation Report of Mgmt For For For
Directors
4 Evaluation Report of Mgmt For For For
Supervisors
5 Supervisory Board's Mgmt For For For
Evaluation Report of
Directors and Senior
Managements
6 Annual Report and Its Mgmt For For For
Summary
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
10 Elect FU Anping Mgmt For For For
11 Elect TAO Yiping Mgmt For For For
12 Elect CHEN Jinguang Mgmt For For For
13 Elect XUE Hefeng Mgmt For For For
14 Elect CHEN Xinjian Mgmt For For For
15 Elect SU Xijia Mgmt For For For
16 Elect XIA Dawei Mgmt For For For
________________________________________________________________________________
Industrial Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601166 CINS Y3990D100 10/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Second-Tier Capital
Bonds
2 Amendments to Mgmt For For For
Medium-term Capital
Management
Plan
________________________________________________________________________________
Industrial Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601377 CINS Y3994T101 02/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase Method Mgmt For For For
2 Repurchase Price Mgmt For For For
3 Type, Amount and Mgmt For For For
Percentage of Shares
for
Repurchase
4 Total Amount and Mgmt For For For
Source of Funds for
Repurchase
5 Time Period for Share Mgmt For For For
Repurchase
6 Purpose of Repurchased Mgmt For For For
Shares
7 Validity Period Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
9 Election of Mgmt For For For
Independent
Directors
________________________________________________________________________________
Industrial Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601377 CINS Y3994T101 04/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of 2016 Mgmt For For For
Securities Investment
Plan
7 Appointment of Auditor Mgmt For For For
8 Approval of Debt Mgmt For Against Against
Financing
9 Elect ZHUANG Zhanjian Mgmt For Against Against
as
Supervisor
________________________________________________________________________________
Industrial Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601377 CINS Y3994T101 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition - Mgmt For For For
Notice of Matters
Regarding
Restructuring and
Non-domestic Listing
for Industrial
Securities
International Finance
Group Co.,
Ltd.
2 Merger/Acquisition - Mgmt For For For
Restructuring and
Non-domestic Listing
for Industrial
Securities
International Finance
Group Co.,
Ltd.
3 Agreements to Maintain Mgmt For For For
the Company's
Independent Status as
a Listing
Company
4 Explanation and Mgmt For For For
Forecast of
Maintaining
Profitability
5 Board Authorization to Mgmt For For For
Implement
Restructuring and
Non-domestic Listing
for China Industrial
Securities
International Finance
Group
Ltd.
6 Elect GENG Yong Mgmt For For For
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Related Party Mgmt For Against Against
Transactions
8 Production and Mgmt For For For
Operation
Plan
9 Investment Plan Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Approval of Line of Mgmt For For For
Credit
12 Financial Services Mgmt For Against Against
Agreement
13 Authority to Issue Mgmt For For For
Medium-term
Notes
14 Elect WEI Shuanshi Mgmt For For For
15 Elect SUN Guolong Mgmt For For For
16 Elect LI Deigang Mgmt For For For
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 07/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement
Issuance
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Pricing Mgmt For For For
6 Size of Issuance Mgmt For For For
7 Use of Raised Funds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangements for Mgmt For For For
Dividends
Allocation
11 Validity Period Mgmt For For For
12 Preliminary Plan of Mgmt For For For
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Raised
Funds
15 Measures for Diluted Mgmt For For For
Returns
16 Shareholder Returns Mgmt For For For
Plan
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 Amendments to Articles Mgmt For For For
19 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Fund
Management
System
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 10/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Pricing Mgmt For For For
3 Size of Issuance Mgmt For For For
4 Use of Proceeds Mgmt For For For
5 Validity Period Mgmt For For For
6 Adjustment to Mgmt For For For
Preliminary Plan for
Private
Placement
7 Adjustment to Mgmt For For For
Feasibility Report on
Use of
Proceeds
8 Adjustment to Measures Mgmt For For For
for Diluted
Returns
________________________________________________________________________________
Inner Mongolia Mengdian Huaneng Thermal Power Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600863 CINS Y40842109 06/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect HAO Guangping Mgmt For For For
9 Elect XI Bin Mgmt For For For
10 Elect SUN Fuzhong as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Inner Mongolia Yili Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600277 CINS Y4084U107 07/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Postponement of Mgmt For For For
Resumption of Trade
for Preparation of
Private
Placement
________________________________________________________________________________
Inner Mongolia Yili Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600277 CINS Y4084U107 09/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Postpone Mgmt For For For
Stock Trading
Resumption
________________________________________________________________________________
Inner Mongolia Yili Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600277 CINS Y4084U107 10/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Eligibility for Mgmt For For For
Private
Placement
3 Stock Type and Par Mgmt For For For
Value
4 Method and Date of Mgmt For For For
Issuance
5 Target Subscribers Mgmt For For For
6 Size of Issuance Mgmt For For For
7 Pricing Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Use of Raised Funds Mgmt For For For
10 Listing Market Mgmt For For For
11 Arrangements for Mgmt For For For
Undistributed
Profits
12 Validity Period Mgmt For For For
13 Preliminary Plan for Mgmt For For For
Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Related Party Mgmt For For For
Transactions
associated with
Private
Placement
16 Report on Deposit and Mgmt For For For
Use of Raised
Funds
17 Conditional Share Mgmt For For For
Subscription
Agreements
18 Board Authorization to Mgmt For For For
Implement Private
Placement
19 Acquisition of Yili Mgmt For For For
Jie Technology Co.,
Ltd.
________________________________________________________________________________
Inner Mongolia Yili Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600887 CINS Y40847108 02/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition (between Mgmt For For For
Company Employees and
Third
Party)
________________________________________________________________________________
Inner Mongolia Yili Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600887 CINS Y40847108 04/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Management Policy and Mgmt For Abstain Against
Investment
Plan
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Directors' Mgmt For For For
Report
8 Authority to Give Mgmt For For For
Guarantees by
Subsidiary to
Cooperative
Partners
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
11 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
12 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Board
Meetings
13 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor and Authority
to Set
Fees
________________________________________________________________________________
Inner Mongolia Yili Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600887 CINS Y40847108 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method and Purpose Mgmt For For For
2 Repurchase Price Range Mgmt For For For
3 Share Type, Number and Mgmt For For For
Proportion
4 Amount and Capital Mgmt For For For
Source
5 Repurchase Period Mgmt For For For
6 Validity Period Mgmt For For For
7 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Inner Mongolia Yili Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600887 CINS Y40847108 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method and Purpose Mgmt For For For
2 Repurchase Price Range Mgmt For For For
3 Share Type, Number and Mgmt For For For
Proportion
4 Amount and Capital Mgmt For For For
Source
5 Repurchase Period Mgmt For For For
6 Validity Period Mgmt For For For
7 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Jiangsu Broadcasting Cable Information Network Corp Ltd.
Ticker Security ID: Meeting Date Meeting Status
600959 CINS Y4S3B1104 05/10/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Fixed Asset Investment Mgmt For For For
Plan
8 Amendments to Articles Mgmt For For For
9 The 13th Five-Year Mgmt For For For
Plan of
China
10 Capital Increase in a Mgmt For For For
Company
11 Authority to Issue Mgmt For For For
Medium-term
Notes
12 Appointment of Auditor Mgmt For Against Against
13 Independent Directors' Mgmt For For For
Report
14 Elect LIAO Xiaotong Mgmt For Against Against
15 Elect GAO Shunqing Mgmt For For For
16 Elect LU Yufang Mgmt For For For
17 Elect WAN Yongliang Mgmt For For For
________________________________________________________________________________
Jiangsu Hengrui Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600276 CINS Y4446S105 05/09/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Elect SUN Piaoyang Mgmt For For For
8 Elect JIANG Xinhua Mgmt For For For
9 Elect ZHOU Yunshu Mgmt For For For
10 Elect JIANG Sumei Mgmt For For For
11 Elect ZHANG Lianshan Mgmt For For For
12 Elect WANG Shudong Mgmt For For For
13 Elect LI Yuanchao Mgmt For For For
14 Elect WANG Qian Mgmt For For For
15 Elect XUE Shuang Mgmt For For For
16 Elect DONG Wei Mgmt For For For
17 Elect LI Peichen Mgmt For Against Against
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 01/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Independent Directors' Mgmt For For For
Fees
3 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Paper
4 Authority to Issue Mgmt For For For
Private Placement
Notes
5 Elect ZHONG Yu Mgmt For For For
6 Elect XU Shu Mgmt For For For
7 Elect WANG Yu Mgmt For For For
8 Elect LIU Jingsong Mgmt For For For
9 Elect SUI Guojun Mgmt For For For
10 Elect DAN Runze Mgmt For For For
11 Elect SU Zhongfeng Mgmt For For For
12 Elect ZHANG Yanhong Mgmt For Against Against
13 Elect WU Yan Mgmt For For For
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 01/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Measures for Diluted Mgmt For For For
Returns for Private
Placement
2 Director and Senior Mgmt For For For
Executive Commitments
for Filing Measures
for Diluted
Returns
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 05/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Domestic Corporate
Bonds
2 Overall Plan on Mgmt For Against Against
Overseas Debt
Financing
3 Authority to Give Mgmt For Against Against
Guarantees
4 Approval of Price Mgmt For Against Against
Adjustment Mechanism
of Private
Placement
5 Amendments to Mgmt For Against Against
Preliminary Plan of
Private
Placement
6 Related Party Mgmt For Against Against
Transactions Involved
in Private
Placement
7 Conditional Mgmt For Against Against
Supplemental
Agreement on Share
Subscripition
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Directors, Supervisors Mgmt For For For
and Management'
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised Funds
in
2015
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
10 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 07/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Size of Mgmt For For For
Issuance
2 Adjustment to Target Mgmt For For For
Subscribers
3 Adjustment to Amount Mgmt For For For
and Use of Raised
Funds
4 Amendment to Private Mgmt For For For
Placement Preliminary
Plan
5 Amendment to Mgmt For For For
Feasibility Report
for Use of
Proceeds
6 Termination of Mgmt For For For
Conditional Share
Subscription
Agreement with Kangde
Investment Group Co.,
Ltd.
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 07/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Stock
Ownership
Plan
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 11/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement
2 Board Authorization to Mgmt For For For
Implement Validity
Period
Extension
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Eligibility for Mgmt For For For
Private
Placement
4 Stock Type and Par Mgmt For For For
Value
5 Method and Date of Mgmt For For For
Issuance
6 Issuance Price and Mgmt For For For
Pricing
Principal
7 Size of Issuance Mgmt For For For
8 Issuance Targets and Mgmt For For For
Subscription
Method
9 Use of Proceeds Mgmt For For For
10 Lock-up Period Mgmt For For For
11 Listing Market Mgmt For For For
12 Arrangement for Mgmt For For For
Undistributed
Profits
13 Validity Period Mgmt For For For
14 Preliminary Plan for Mgmt For For For
Private
Placement
15 Feasibility Report on Mgmt For For For
Use of
Proceeds
16 Related Party Mgmt For For For
Transactions Involved
in the Private
Placement
17 Conditional Share Mgmt For For For
Subscription
Agreements
18 Report on Deposit and Mgmt For Abstain Against
Use of Raised
Funds
19 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Jiangsu Phoenix Publishing and Media Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601928 CINS Y444CW109 03/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect ZHANG Jiankang Mgmt For For For
3 Elect ZHOU Bin Mgmt For For For
4 Elect WANG Yixuan Mgmt For For For
5 Elect WU Xiaoping Mgmt For For For
6 Elect SUN Zhenfu Mgmt For For For
7 Elect SHE Jiangtao Mgmt For For For
8 Elect SHAN Xiang Mgmt For For For
9 Elect YING Wenlu Mgmt For For For
10 Elect YANG Xiongsheng Mgmt For For For
11 Elect RUO Rong Mgmt For For For
12 Elect XU Chengbao Mgmt For For For
13 Elect WANG Weihong Mgmt For Against Against
14 Elect LIN Haitao Mgmt For For For
________________________________________________________________________________
Jiangsu Phoenix Publishing and Media Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601928 CINS Y444CW109 06/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Independent Directors' Mgmt For For For
Report
8 Appointment of Auditor Mgmt For For For
9 Replenish Working Mgmt For For For
Capital with Surplus
Funds
________________________________________________________________________________
Jiangsu Phoenix Publishing and Media Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601928 CINS Y444GW105 11/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Adjustments to Mgmt For For For
Investment in Wealth
Management
Products
8 Change of Business Mgmt For Abstain Against
Scope and Amendments
to
Articles
9 Elect TANG Jian Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangsu Zhongda New Mat
Ticker Security ID: Meeting Date Meeting Status
CINS Y62035103 06/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in Mgmt For For For
Liuzhou Yanlong
Automobile Co.,
Ltd.
2 Establishment of Joint Mgmt For For For
Venture
3 Related Party Mgmt For For For
Transaction for
Establishment of
Joint
Venture
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 06/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of PRC and Mgmt For Abstain Against
International
Auditors and
Authority to Set
Fees
6 Authority to Give Mgmt For For For
Guarantees
7 Amendments to Rules Mgmt For For For
for Independent
Directors
8 Amendments to Measures Mgmt For For For
for Administration of
Proceeds from Fund
Raising
9 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Amendments to Articles Mgmt For For For
11 Amendments to Rules Mgmt For For For
for General
Meetings
12 Amendments to Rules Mgmt For For For
for Board of
Directors
13 Amendments to Rules Mgmt For For For
for Supervisory
Committee
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangxi Hongdu Aviation Industry Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
600316 CINS Y4445M109 09/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium Term
Note
2 Elect WANG Shujun Mgmt For For For
3 Elect ZHANG Hong Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangxi Hongdu Aviation Industry Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
600316 CINS Y4445M109 11/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Service Mgmt For Against Against
Agreement
________________________________________________________________________________
Jihua Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601718 CINS Y444B4102 03/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Issue Price Mgmt For For For
3 Amount and Use of Mgmt For For For
Proceeds
4 Valid Period of Mgmt For For For
Resolution
5 Adjustment to Mgmt For For For
Preliminary Plan for
Private
Placement
6 Adjustment to Mgmt For For For
Feasibility Report on
Use of Proceeds from
Private
Placement
7 Adjustment to Measures Mgmt For For For
for Diluted Returns
due to Private
Placement
8 Commitments from Mgmt For For For
Controlling
shareholders,
Directors and
Executives for
Diluted Return
Measures
9 Board Authorization to Mgmt For For For
Implement Private
Placement
10 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
________________________________________________________________________________
Jihua Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601718 CINS Y444B4102 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Jilin Aodong Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y4451E108 04/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Repurchase of Shares Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jilin Aodong Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y4451E108 07/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Wholly-owned
Subsidiary
2 Implementation of Mgmt For For For
Market Value
Management of
Shareholding in GF
Securities Co.,
Ltd.
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 05/06/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Technical Mgmt For For For
Transformation
Measures and
Investment Plan for
Equipment
Update
7 2016 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Cancellation of Mgmt For For For
Project
Implementation
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 07/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jishi Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
601929 CINS Y444DQ101 09/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jizhong Energy Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000937 CINS Y3121C104 02/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jizhong Energy Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000937 CINS Y3121C104 03/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Corporate
Bond
Issuance
________________________________________________________________________________
Jizhong Energy Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000937 CINS Y3121C104 05/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jizhong Energy Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000937 CINS Y3121C104 05/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
________________________________________________________________________________
Jizhong Energy Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000937 CINS Y3121C104 07/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Board Authorization to Mgmt For For For
Implement Asset
Acquisition
3 Amendments to Articles Mgmt For For For
4 Elect Zhang Chengwen Mgmt For For For
5 Elect Zhao Shengshan Mgmt For For For
6 Elect ZHANG Jiansheng Mgmt For Against Against
as
Supervisor
7 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jizhong Energy Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000937 CINS Y3121C104 11/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Equity Mgmt For For For
Stake
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Jizhong Energy Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000937 CINS Y3121C104 12/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Partial Mgmt For Abstain Against
Equity
Stake
________________________________________________________________________________
Jointown Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 05/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Approval of Borrowing Mgmt For For For
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Issue Mgmt For For For
Asset-backed
Securities
11 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Jointown Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 07/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Perpetual
Bonds
2 Approval of Line of Mgmt For For For
Credit
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jointown Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 07/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Perpetual
Bonds
2 Approval of Line of Mgmt For For For
Credit
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jointown Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 09/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-term
Commercial
Paper
________________________________________________________________________________
Jointown Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 12/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
3 Extension of Validity Mgmt For For For
Period for
Convertible Corporate
Bond
Issuance
4 Extension of Mgmt For For For
Authorization Period
for Convertible
Corporate Bond
Issuance
________________________________________________________________________________
Juneyao Airlines Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603885 CINS Y446EY108 06/02/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Related Party Mgmt For For For
Transactions
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kangmei Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600518 CINS Y2930H106 03/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Range of Participants Mgmt For For For
2 Source and Size of Mgmt For For For
Restricted Shares and
status of
distribution
3 Validity, Grant Date, Mgmt For For For
Lock-up and Unlock
Period
4 Grant Price and Mgmt For For For
Pricing
Method
5 Conditions to Grant Mgmt For For For
and Unlock
Shares
6 Plan's Adjustment Mgmt For For For
Method and
Procedure
7 Cancellation Principle Mgmt For For For
8 Accounting Treatment Mgmt For For For
9 Plan's Implementation, Mgmt For For For
Grant and Unlock
Procedure
10 Participants' Rights Mgmt For For For
and
Obligations
11 Modification and Mgmt For For For
Termination
12 Establishment of Mgmt For For For
Procedural Rules for
Performance
Assessment and
Management of
Restricted Share
Incentive
Plan
13 Board Authorization to Mgmt For For For
Implement Restricted
Employee Share
Incentive
Plan
________________________________________________________________________________
Kangmei Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600518 CINS Y2930H106 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Allocation of Mgmt For For For
Dividends of
Preferred
Stocks
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Issue Mgmt For For For
Debt Financing
Instruments
10 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
________________________________________________________________________________
Kangmei Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600518 CINS Y2930H106 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issuance Price and Mgmt For For For
Pricing
Method
6 Size of Issuance Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Listing Market Mgmt For For For
9 Lock-up Period Mgmt For For For
10 Arrangement for Mgmt For For For
Undistributed
Profits
11 Validity Period Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Feasibility Report for Mgmt For For For
Use of
Proceeds
14 Adoption of Employee Mgmt For For For
Stock Purchase
Plan
15 Constitution of Mgmt For For For
Procedural Rules:
Employee Stock
Purchase
Plan
16 Related Party Mgmt For For For
Transactions for
Private
Placement
17 Conditional Share Mgmt For For For
Subscription
Agreement
18 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
19 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase
Plan
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Report on Deposit and Mgmt For For For
Use of Raised
Funds
22 Measures for Diluted Mgmt For For For
Returns
23 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 04/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Appointment of Auditor Mgmt For For For
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Investment in Wealth Mgmt For For For
Management Products
with idle
capital
12 Change of Registered Mgmt For Abstain Against
Capital and
Amendments to
Articles
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 04/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 06/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 07/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Industrial Investment
Fund
2 Amendments to Articles Mgmt For Abstain Against
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y5070V116 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
8 Independent Directors' Mgmt For For For
Report
9 Signing Trademark Mgmt For For For
License Contract with
Related
Party
10 Provision of Financial Mgmt For For For
Service to Related
Party
11 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
12 Adjustments to Mgmt For For For
Construction
Project
13 Elect LU Jinhai Mgmt For For For
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y5070V116 09/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
3 Amendments to Mgmt For For For
Procedural Rules for
Directors
4 Elect LI Baofang Mgmt For For For
5 Financial Service Mgmt For Against Against
Transaction
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 03/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement of
Shares
2 Stock Class and Par Mgmt For For For
Value
3 Issuance Method Mgmt For For For
4 Subscribers and Method Mgmt For For For
of
Subscription
5 Size of Issuance Mgmt For For For
6 Issuance Price and Mgmt For For For
Pricing
Methods
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Arrangement for Mgmt For For For
Undistributed
Profits
10 Listing Market Mgmt For For For
11 Validity Period Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Demonstration Analysis Mgmt For For For
Report for Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Evaluation and Audit Mgmt For For For
Report for Private
Placement
17 Independence of Mgmt For For For
Appraiser,
Rationality of
Assumptions,
Relevance of
Valuation and
Fairness of
Evaluation
Methods
18 Conditional Agreements Mgmt For For For
for Share
Transfer
19 Board Authorization to Mgmt For For For
Implement Private
Placement
20 Approval of Dilution Mgmt For For For
Measures and
Management
Commitments for
Private
Placement
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 04/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Report on Deposit and Mgmt For Abstain Against
Use of Raised
Funds
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 09/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
3 Amendments to Mgmt For For For
Administrative
Measures for External
Investment
4 Authority to Issue Mgmt For For For
Medium-term
Notes
5 Authority to Issue Mgmt For For For
Ultra Short-term
Financing
Bills
6 Equity Acquisition Mgmt For For For
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 11/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement
2 Board Authorization to Mgmt For For For
Implement Validity
Period
Extension
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 01/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compliance of Asset Mgmt For For For
Purchase with the
Relevant Laws and
Regulations
2 Transaction Scheme Mgmt For For For
3 Transaction Mgmt For For For
Counterparties
4 Underlying Assets Mgmt For For For
5 Transaction Price and Mgmt For For For
Pricing
Principals
6 Method of Payment Mgmt For For For
7 Term of Payment Mgmt For For For
8 Contractual Mgmt For For For
Obligations Resulting
from Ownership
Transfer
9 Validity Period Mgmt For For For
10 Approval of Asset Mgmt For For For
Purchase Not
Constituting a
Related Party
Transaction
11 Approval of Asset Mgmt For For For
Purchase Report Draft
and
Summary
12 Signing of Stock Mgmt For For For
Subscription
Agreements
13 Completeness and Mgmt For For For
Compliance in Legal
Procedure and
Validity of Legal
Documents
14 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
15 Compliance with Mgmt For For For
Article 11 of the
Management Rules for
Material Asset
Restructuring
16 Approval of Evaluation Mgmt For For For
Reports Related to
Major Asset
Purchase
17 Statement on Mgmt For For For
Accounting Policy
Differences
18 Board Authorization to Mgmt For For For
Implement Asset
Purchase
19 Board Authorization to Mgmt For For For
Purchase Liability
Insurance
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 03/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Modification of Auditor Mgmt For For For
3 Approval of Extension Mgmt For For For
of Trading
Resumption
4 Approval of Extension Mgmt For For For
of Equity Extension
Plan Third Exercise
Period
5 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 04/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Auditors' Report Mgmt For For For
8 Appointment of Auditor Mgmt For Against Against
9 Ratification of 2015 Mgmt For For For
Related Party
Transactions
10 2016 Related Party Mgmt For For For
Transactions
11 Directors' Fees Mgmt For For For
12 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 06/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
2 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 10/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Beijing Mgmt For Abstain Against
Yisibo Network
Technology Co.,
Ltd.
2 Approval of Borrowing Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Participants Mgmt For For For
5 Source, Quantity and Mgmt For For For
Allotment of
Stocks
6 Validity Period, Grant Mgmt For For For
Date, Vesting Period,
Exercise Date and
Lock-up
Period
7 Exercise Price Mgmt For For For
8 Vesting and Exercising Mgmt For For For
Requirements
9 Adjustment Methods and Mgmt For For For
Procedures
10 Accounting Treatment Mgmt For For For
11 Implementation, Grant Mgmt For For For
and Exercise
Procedures
12 Obligations and Rights Mgmt For For For
for the Company and
Plan
Participants
13 Measures for Changes Mgmt For For For
in Company and Plan
Participants
14 Constitution of Mgmt For For For
Procedural Rules:
Third Tranche of
Stock Option
Plan
15 Board Authorization to Mgmt For For For
Implement Stock
Option
Plan
16 Elect JIA Yueting Mgmt For For For
17 Elect HAN Fangming Mgmt For For For
18 Elect LIU Hong Mgmt For For For
19 Elect ZHU Ning Mgmt For For For
20 Elect CAO Bin Mgmt For For For
21 Elect TIAN Bingxin Mgmt For Against Against
22 Elect JI Xiaoqing Mgmt For For For
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 02/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preparation of Mgmt For For For
Financial Statement
for Long-term
Shutdown of
Subsidiary and Asset
Impairment
Provisions
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 04/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Amendments to Articles Mgmt For For For
8 Elect YAO Hong Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
10 Approval of Financing Mgmt For Abstain Against
Plan
11 Investment in Mgmt For For For
Short-term Wealth
Management
Products
12 Investment in Mgmt For For For
Short-term Wealth
Management Products
from Related
Party
13 Authority to Issue Mgmt For For For
Super Short-term
Financing
Bonds
14 Provision for Asset Mgmt For For For
Impairment
15 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 05/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Stock Type and Par Mgmt For Against Against
Value
3 Size of Issuance Mgmt For Against Against
4 Target of Issuance Mgmt For Against Against
5 Subscription Method Mgmt For Against Against
6 Lock-up Period Mgmt For Against Against
7 Issue Price and Mgmt For Against Against
Pricing
Principle
8 Use of Proceeds Mgmt For Against Against
9 Issuance Method Mgmt For Against Against
10 Arrangement for Mgmt For Against Against
Undistributed
Profits
11 Listing Market Mgmt For Against Against
12 Validity of Resolution Mgmt For Against Against
13 Revised Preliminary Mgmt For Against Against
Plan of Private
Placement
14 Agreement with Mgmt For Against Against
Liaoning State-owned
Assets Management
Co.,
Ltd.
15 Agreement with Giant Mgmt For Against Against
Investment Co.,
Ltd.
16 Agreement with Zhongou Mgmt For Against Against
Bonded Logistics Co.,
Ltd.
17 Agreement with Galaxy Mgmt For Against Against
Jinhui Securities
Asset Management Co.,
Ltd.
18 Agreement with Mgmt For Against Against
Liaoning State-owned
Assets Management
Co.,
Ltd.
19 Agreement with Giant Mgmt For Against Against
Investment Co.,
Ltd.
20 Agreement with Zhongou Mgmt For Against Against
Bonded Logistics Co.,
Ltd.
21 Private Placement Mgmt For Against Against
Constituting Related
Party
Transactions
22 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
23 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
24 Measures for Diluted Mgmt For Against Against
Returns for Private
Placement
25 Ratification of Mgmt For Against Against
Independence,
Rationality and
Applicability of
Evaluation
Result
26 Board Authorization to Mgmt For Against Against
Implement Private
Placement
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 12/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Participation in
Equity
Transfer
2 Compliance with Mgmt For For For
Relevant
Laws
3 Compliance with Mgmt For For For
Article 4 of the
Provisions Regulation
Major Asset
Restructuring
4 Regarding Article 13 Mgmt For For For
of the Provisions
Regulation Major
Asset
Restructuring
5 Equity Transfer Report Mgmt For For For
Draft and
Summary
6 Legal Compliance of Mgmt For For For
Submitted Documents
Relating to Equity
Transfer
7 Approval of Evaluation Mgmt For For For
of
Assets
8 Board Authorization to Mgmt For For For
Implement Equity
Transfer
9 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Luxin Venture Capital Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600783 CINS Y5S47U100 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Appointment of Auditor Mgmt For For For
8 Transfer of Subsidiary Mgmt For For For
9 Elect WANG Xudong Mgmt For For For
10 Elect WAN ZHONG Mgmt For For For
11 Elect ZHAO Zikun Mgmt For For For
12 Elect WANG Biao Mgmt For For For
13 Elect LIU Bozhe Mgmt For For For
14 Elect LI Gaofeng Mgmt For For For
15 Elect REN Hui Mgmt For For For
16 Elect YU Shaoming Mgmt For For For
17 Elect LIU Jiankang Mgmt For For For
18 Elect LIU Mei Mgmt For Against Against
19 Elect MA Guanghui Mgmt For For For
20 Elect YANG Gongmin Mgmt For For For
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 03/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Preliminary Plan for
Private
Placement
2 Measures for Diluted Mgmt For For For
Returns
3 Commitments from Mgmt For For For
Directors and
Executives for
Diluted Return
Measures
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 09/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 10/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Restricted Mgmt For For For
Shares
Plan
2 Establishment of Mgmt For For For
Management System for
Assessment Procedure
of Employee
Restricted Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Issuance Method Mgmt For For For
4 Target of Issuance and Mgmt For For For
subscription
Method
5 Size of Issuance Mgmt For For For
6 Issue Price and Mgmt For For For
Pricing
Principle
7 Use of Proceeds Mgmt For For For
8 Lock-up Period and Mgmt For For For
Listing
Market
9 Treatment of Mgmt For For For
Undistributed
Profits
10 Validity of Resolution Mgmt For For For
11 Preliminary Plan for Mgmt For For For
Private
Placement
12 Feasibility Report on Mgmt For For For
Use of
Proceeds
13 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
14 Board Authorization to Mgmt For For For
Implement Private
Placement
15 Amendments to Mgmt For Abstain Against
Procedural Rules:
Internal Control
System
16 Authority to Issue Mgmt For For For
Short-term Corporate
Bonds
17 Authority to Extend Mgmt For For For
the Term of
Guarantees
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Luzhou Laojiao Company Limited
Ticker Security ID: Meeting Date Meeting Status
000568 CINS Y5347R104 06/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Use of Mgmt For For For
Proceeds
8 Approval of Mgmt For For For
Subsidiary's
Wine-making Upgrade
Project
________________________________________________________________________________
Meihua Holdings Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600873 CINS Y9719G100 03/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Continue Mgmt For For For
Suspension of Trading
due to Asset
Acquisiiton
2 Termination of Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Meihua Holdings Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600873 CINS Y9719G100 05/11/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Meihua Holdings Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600873 CINS Y9719G100 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Meihua Holdings Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600873 CINS Y9719G100 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Meihua Holdings Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600873 CINS Y9719G100 09/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Asset Mgmt For For For
Purchase and Fund
Raising
2 Termination of Mgmt For For For
Agreements Relating
to Asset
Purchase
3 Authority to Issue Mgmt For For For
Commercial
Paper
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 04/20/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Nominal Value Mgmt For For For
2 Method of Issuance Mgmt For For For
3 Target Investors and Mgmt For For For
Method of
Subscription
4 Issue Price and Mgmt For For For
Pricing
Principles
5 Size of Issuance Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Arrangement For Mgmt For For For
Profits
Accumulated
8 Lock-up Period Mgmt For For For
9 Place of Listing Mgmt For For For
10 Validity Period Of Mgmt For For For
Resolution
11 Contingency Plan on Mgmt For For For
the Non-public
Issuance of A
Shares
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 04/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Non-Public Issuance
of A
Shares
3 Class and Nominal Value Mgmt For For For
4 Method of Issuance Mgmt For For For
5 Target Investors and Mgmt For For For
Method of
Subscription
6 Issue Price and Mgmt For For For
Pricing
Principles
7 Size of Issuance Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Arrangement For Mgmt For For For
Profits
Accumulated
10 Lock-up Period Mgmt For For For
11 Place of Listing Mgmt For For For
12 Validity Period Of Mgmt For For For
Resolution
13 Contingency Plan on Mgmt For For For
the Non-public
Issuance of A
Shares
14 Remedial Measures For Mgmt For For For
Dilution
15 Undertakings by Mgmt For For For
Directors and Senior
Management
16 Adjustment to Mgmt For For For
Authorization
Duration
17 Accounts and Reports Mgmt For For For
18 Allocation of Mgmt For For For
Profits/Dividends
19 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Directors' and Mgmt For For For
Supervisors'
Fees
4 Authority to Give Mgmt For For For
Guarantees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 10/15/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Nominal Value Mgmt For For For
2 Method of Issuance Mgmt For For For
3 Target Investors and Mgmt For For For
Method of
Subscription
4 Issue Price and Mgmt For For For
Pricing
Principles
5 Size of Issuance Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Arrangements for Mgmt For For For
Distribution Of
Accumulated
Profits
8 Lock-up Period Mgmt For For For
9 Place of Listing Mgmt For For For
10 Valid Period of Mgmt For For For
Resolution
11 Plan on Non-Public Mgmt For For For
Issuance
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 10/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
3 Authorization of Legal Mgmt For For For
Formalities For
Non-Public Issuance
of A
Shares
4 Class and Nominal Value Mgmt For For For
5 Method of Issuance Mgmt For For For
6 Target Investors and Mgmt For For For
Method of
Subscription
7 Issue Price and Mgmt For For For
Pricing
Principles
8 Size of Issuance Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Arrangements for Mgmt For For For
Distribution Of
Accumulated
Profits
11 Lock-up Period Mgmt For For For
12 Place of Listing Mgmt For For For
13 Valid Period of Mgmt For For For
Resolution
14 Plan on Non-Public Mgmt For For For
Issuance
15 Report on Use of Mgmt For For For
Proceeds From
Non-Public
Issuance
16 Dilution of Current Mgmt For For For
Returns and Remedial
Measures
17 Amendments to Articles Mgmt For For For
18 Use of Proceeds From Mgmt For For For
Previous Fund Raising
Activities
19 Board Authorization Mgmt For For For
For Non-Public
Issuance
20 Shareholders' Return Mgmt For For For
Plan
21 Special Mgmt For For For
Self-Inspection
Report on Real Estate
Business
22 Letter of Undertaking Mgmt For For For
Issued by Controlling
Shareholder
23 Letter of Undertaking Mgmt For For For
Issued by Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 02/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super & Short-term
Commercial
Paper
2 Elect LIU Min as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 04/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report and Its Mgmt For For For
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 Shareholder Returns Mgmt For For For
Plan
7 Termination of Share Mgmt For For For
Repurchase
8 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
9 Authority to Give Mgmt For Against Against
Guarantees to Midea
Group Financial Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to Midea
Microfinance Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Shunde Midea
Microfinance Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Refrigeration
Equipment Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Kitchen Appliance
Manufacturing Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Weite
Vacuum Electronics
Manufacturing Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea HVAC
Equipment Co.,
Ltd.
16 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Commercial Air
Conditioning
Equipment Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea Hicks
Electronics Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea Life
Electronics
Manufacturing Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Shunde Midea Electric
Appliances
Manufacturing Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Kitchen Appliances
Manufacturing Co.,
Ltd.
21 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Shunde Midea
Fountains
Manufacturing Co.,
Ltd.
22 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Midea Qinghu Water
Purification
Equipment Co.,
Ltd.
23 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Environment Electric
Manufacturing Co.,
Ltd.
24 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Shunde Midea Washing
Appliances
Manufacturing Co.,
Ltd.
25 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Meizhi
Refrigeration
Equipment Co.,
Ltd.
26 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Meizhi
Precision
Manufacturing Co.,
Ltd.
27 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Welling
Motor Manufacturing
Co.,
Ltd.
28 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Welling Electronics
Co.,
Ltd.
29 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Welling Washing Motor
Manufacturing Co.,
Ltd.
30 Authority to Give Mgmt For Against Against
Guarantees to Ningbo
Midea United Supplies
Co.,
Ltd.
31 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Welling Material
Supplies Co.,
Ltd.
32 Authority to Give Mgmt For Against Against
Guarantees to
Guangzhou Kaizhao
Trading Co.,
Ltd.
33 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Midea Kaili
Refrigeration
Equipment Co.,
Ltd.
34 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea Group
Wuhu Refrigeration
Equipment Co.,
Ltd.
35 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Meizhi Air
Conditioning Co.,
Ltd.
36 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Midea Refrigerator
Co.,
Ltd.
37 Authority to Give Mgmt For Against Against
Guarantees to Hubei
Midea Refrigerator
Co.,
Ltd.
38 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Hualing Co.,
Ltd.
39 Authority to Give Mgmt For Against Against
Guarantees to
Guangzhou Midea
Hualing Refrigerator
Co.,
Ltd.
40 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Midea HVAC Equipment
Co.,
Ltd.
41 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Meilianbo Air
Conditioner Co.,
Ltd.
42 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Midea Kitchen
Appliances
Manufacturing Co.,
Ltd.
43 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Midea Washing
Appliances
Manufacturing Co.,
Ltd.
44 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Meizhi Refrigeration
Equipment Co.,
Ltd.
45 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Meizhi Precision
Manufacturing Co.,
Ltd.
46 Authority to Give Mgmt For Against Against
Guarantees to Welling
(Wuhu) Motor
Manufacturing Co.,
Ltd.
47 Authority to Give Mgmt For Against Against
Guarantees to Ande
Logistics Co.,
Ltd.
48 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Midea Washing Machine
Co.,
Ltd.
49 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Midea Cleaning
Appliances Co.,
Ltd.
50 Authority to Give Mgmt For Against Against
Guarantees to Jiangxi
Midea Guiya Lighting
Co.,
Ltd.
51 Authority to Give Mgmt For Against Against
Guarantees to
Changzhou Welling
Motor Manufacturing
Co.,
Ltd.
52 Authority to Give Mgmt For Against Against
Guarantees to Midea
International
Holdings
Ltd.
53 Authority to Give Mgmt For Against Against
Guarantees to Midea
International Trading
Co.,
Ltd.
54 Authority to Give Mgmt For Against Against
Guarantees to Midea
Electric (BVI) Co.,
Ltd.
55 Authority to Give Mgmt For Against Against
Guarantees to Kapu
Macao Offshore
Business Service Co.,
Ltd.
56 Authority to Give Mgmt For Against Against
Guarantees to Welling
International Hong
Kong
Limited
57 Authority to Give Mgmt For Against Against
Guarantees to Main
Electronics Co.,
Ltd.
58 Authority to Give Mgmt For Against Against
Guarantees to Midea
Electronics
(Singapore) Trading
Co.,
Ltd.
59 Authority to Give Mgmt For Against Against
Guarantees to Midea
Life Electronics
(Vietnam) Co.,
Ltd.
60 Authority to Give Mgmt For Against Against
Guarantees to
Springer Carrier
Ltda. and Climazon
Industrial
Ltda.
61 Authority to Give Mgmt For Against Against
Guarantees to Carrier
S.A. and Carrier
Fueguina
S.A.
62 Authority to Give Mgmt For Against Against
Guarantees to Carrier
(Chile)
S.A.
63 Authority to Give Mgmt For Against Against
Guarantees to Midea
Electrics Netherlands
B.V.
64 Authority to Give Mgmt For Against Against
Guarantees to Midea
America
Corp.
65 Authority to Give Mgmt For Against Against
Guarantees to PT.
Midea Planet
Indonesia Co.,
Ltd.
66 Authority to Give Mgmt For Against Against
Guarantees to Midea
Scott & English
Electronics SDN
BHD
67 Authority to Give Mgmt For Against Against
Guarantees to Midea
America (Canada)
Corp.
68 Authority to Give Mgmt For Against Against
Guarantees to Midea
Middle
East
69 Authority to Give Mgmt For Against Against
Guarantees to Midea
Europe
GmbH
70 Authority to Give Mgmt For Against Against
Guarantees to Midea
ITALIA
S.R.L.
71 Authority to Give Mgmt For Against Against
Guarantees to Midea
MEXICO, S. DE R.L. DE
C.V.
72 Authority to Give Mgmt For Against Against
Guarantees to Orient
Household Appliances
Ltd.
73 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Huaxiang Group Co.,
Ltd.
74 Related Party Mgmt For For For
Transactions: 2016
Forcast
75 Related Party Mgmt For For For
Transactions: Bill
Discounting
Business
76 Related Party Mgmt For For For
Transactions: Deposit
and Loan
Service
77 Foreign Exchange Mgmt For For For
Transactions
78 Investment in Wealth Mgmt For For For
Management Products
with Idle
Funds
79 Amendments to Articles Mgmt For For For
80 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 05/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 06/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Borrowing Mgmt For Against Against
and Authority to Give
Guarantees
3 Approval of Tender Mgmt For Abstain Against
Offer to Shareholders
of KUKA
Aktiengesellschaft
4 Approval of Mgmt For Abstain Against
Eligibility for Asset
Restructuring
5 Method of Aquisition Mgmt For Abstain Against
6 Target Assets Mgmt For Abstain Against
7 Transaction Mgmt For Abstain Against
Counter-parties
8 Transaction Price and Mgmt For Abstain Against
Estimated Total
Price
9 Amounts of Shares to Mgmt For Abstain Against
be
Acquired
10 Validity Period Mgmt For Abstain Against
11 Approval of Mgmt For Abstain Against
Transactions
Non-constitution of
Related Party
Transaction
12 Approval of Mgmt For Abstain Against
Transaction Report
and
Summary
13 Compliance with Mgmt For Abstain Against
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
14 Completeness and Mgmt For Abstain Against
Compliance in Legal
Procedure and
Validity of Legal
Documents
15 Approval of Mgmt For Abstain Against
Differences in
Accounting Standards
involved in
Transaction
16 Approval of Fairness Mgmt For Abstain Against
of
Pricing
17 Approval of Matters Mgmt For Abstain Against
Relating Possible
Dilution to Current
Returns
18 Board Authorization to Mgmt For Abstain Against
Implement
Acquisition
19 Plan Participants Mgmt For For For
20 Source and Number of Mgmt For For For
Shares
21 Duration, Grant Date, Mgmt For For For
Waiting Period,
Exercise Date and
Lock-in
Period
22 Exercise Price or Mgmt For For For
Method of
Determination
23 Conditions for Mgmt For For For
Granting and
Excercising
24 Size, Method and Mgmt For For For
Adjustment to
Procedures to Adjust
Exercise
Price
25 Accounting Treatment Mgmt For For For
26 Procedures for Mgmt For For For
Granting and
Excercising
27 Rights and Obligations Mgmt For For For
of Plan Participants
and the
Company
28 Approval of Conditions Mgmt For For For
to Change or
Terminate the
Plan
29 Formulation of Methods Mgmt For For For
to Assess Performance
of Plan
Participants
30 Board Authorization to Mgmt For For For
Implement Stock
Option Incentive
Plan
31 Amendments to Articles Mgmt For For For
32 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 06/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 07/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase Method and Mgmt For For For
Purpose
2 Pricing Method Mgmt For For For
3 Size of Repurchase and Mgmt For For For
Source of
Funds
4 Type, Amount and Mgmt For For For
Percentage of
Shares
5 Period of Repurchase Mgmt For For For
6 Validity Period Mgmt For For For
7 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 09/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FANG Hongbo Mgmt For Against Against
2 Elect YUAN Liqun Mgmt For Against Against
3 Elect WU Wenxin Mgmt For For For
4 Elect HE Jianfeng Mgmt For For For
5 Elect LI Feide Mgmt For Against Against
6 Elect HU Xiaoling Mgmt For For For
7 Elect XU Hai Mgmt For For For
8 Elect WU Shinong Mgmt For Against Against
9 Elect RUI Meng Mgmt For For For
10 Elect GUO Xuejin Mgmt For Against Against
11 Elect LI Wenjing Mgmt For Against Against
12 Elect ZENG Qiao Mgmt For For For
13 Elect ZHAO Jun Mgmt For Against Against
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 12/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
- Business
Scope
2 Change of Auditor Mgmt For For For
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 04/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Independent Directors' Mgmt For For For
Report
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Financial Budget Mgmt For For For
8 Related Party Mgmt For Against Against
Transactions
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
10 Independent Directors' Mgmt For For For
Fees
11 Amendments to Articles Mgmt For For For
12 Elect XI Guofu Mgmt For For For
13 Elect WU Weining Mgmt For Against Against
14 Elect HU Jiangyi Mgmt For For For
15 Elect ZHANG Ningjie Mgmt For For For
16 Elect JI Kan Mgmt For For For
17 Elect ZHENG Yuping Mgmt For For For
18 Elect ZHENG Zongqiang Mgmt For For For
19 Elect MIN Tao Mgmt For For For
20 Elect ZHENG Chuiyong Mgmt For For For
21 Elect ZENG Ming Mgmt For For For
22 Elect LIU Xiangming Mgmt For For For
23 Elect CHANG Guihua Mgmt For For For
24 Elect ZHANG Jianwei Mgmt For Against Against
25 Elect DING Haidong Mgmt For For For
26 Elect ZHANG Guohui Mgmt For For For
27 Elect SHENG Fang Mgmt For Against Against
________________________________________________________________________________
Neusoft Corporation
Ticker Security ID: Meeting Date Meeting Status
600718 CINS Y6280M102 01/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Private
Placement
3 Stock Type and Par Mgmt For For For
Value
4 Method of Issuance Mgmt For For For
5 Target Subscribers and Mgmt For For For
Subscription
Method
6 Size of Issuance Mgmt For For For
7 Issue Price and Mgmt For For For
Pricing
Principle
8 Lock-up Period Mgmt For For For
9 Amount and Use of Mgmt For For For
Proceeds
10 Listing Market Mgmt For For For
11 Treatment of Mgmt For For For
Undistributed
Profits
12 Validity of Resolution Mgmt For For For
13 Preliminary Plan for Mgmt For For For
Private
Placement
14 Approval to Sign Mgmt For For For
Contingent
Subscription
Agreement for Private
Placement
15 Related Party Mgmt For For For
Transactions
Regarding Private
Placement
16 Report on Use of Mgmt For For For
Previously Raised
Funds
17 Feasibility Report on Mgmt For For For
Use of
Proceeds
18 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
19 Shareholder Returns Mgmt For For For
Plan
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Transfer of ERP Mgmt For For For
Business and Computer
Software
Copyright
________________________________________________________________________________
Neusoft Corporation
Ticker Security ID: Meeting Date Meeting Status
600718 CINS Y6280M102 04/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Purchase of Raw Mgmt For For For
Materials
10 Sales of Products Mgmt For For For
11 Provision of Labor and Mgmt For For For
Services
12 Receipt of Labor and Mgmt For For For
Services
13 Intra-company Mgmt For For For
Agreements
14 Elect DENG Feng Mgmt For For For
________________________________________________________________________________
Neusoft Corporation
Ticker Security ID: Meeting Date Meeting Status
600718 CINS Y6280M102 07/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Provision Mgmt For For For
of Financial
Aid
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Neusoft Corporation
Ticker Security ID: Meeting Date Meeting Status
600718 CINS Y6280M102 08/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participants Mgmt For For For
2 Source, Size and Mgmt For For For
Allocation of
Restricted
Shares
3 Validity Period of Mgmt For For For
Plan, Grant Date,
Lock-up Period,
Unlocking Period and
Transfer
Restrictions
4 Granting Price and Mgmt For For For
Determination
5 Grant and Unlock Mgmt For For For
Conditions
6 Plan Adjustment Method Mgmt For For For
and
Procedure
7 Accounting Treatment Mgmt For For For
8 Implement, Granting Mgmt For For For
and Unlocking
Procedures
9 Arrangements for Mgmt For For For
Reserved Restricted
Shares
10 Rights and Obligations Mgmt For For For
of the Company and
Participants
11 Contingency Measures Mgmt For For For
12 Principles for Share Mgmt For For For
Repurchase and
Cancellation
13 Establishment of Mgmt For For For
Administrative
Measures for Employee
Equity Compensation
Plan
14 Board Authorization to Mgmt For For For
Implement Employee
Equity Compensation
Plan
________________________________________________________________________________
New China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4107 03/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue the Mgmt For For For
2016 Capital
Supplement
Bond
2 Elect WAN Feng Mgmt For For For
3 Elect LI Zongjian Mgmt For For For
4 Elect LIU Xiangdong Mgmt For Against Against
5 Elect CHEN Yuanling Mgmt For For For
6 Elect WU Kunzong Mgmt For Against Against
7 Elect HU Aimin Mgmt For For For
8 Elect John Robert Dacey Mgmt For For For
9 Elect ZHANG Guozheng Mgmt For For For
10 Elect LI Xianglu Mgmt For For For
11 Elect Anthony Francis Mgmt For For For
Neoh
12 Elect ZHENG Wei Mgmt For For For
13 Elect WANG Chengran Mgmt For Against Against
14 Elect LIU Zhiyong Mgmt For Against Against
15 Elect Desmond LIN Chi Mgmt For For For
Fai
16 Elect Robert D Mgmt For For For
Campbell as
Director
17 Elect Mark FONG Chung Mgmt For For For
(FANG Zhong) as
Director
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
New China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4107 06/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report of Directors' Mgmt For For For
Performance
7 Report of Independent Mgmt For For For
Non-executive
Directors'
Performance
8 Elect CHENG Lie Mgmt For For For
9 Chairman's Fees Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
New China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4107 10/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
2 Establishment of New Mgmt For For For
China Insurance
Charity
Foundation
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 04/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Authority to Issue Mgmt For For For
Super & Short-term
Commercial
Paper
3 Authority to Issue Mgmt For For For
Medium-term
Notes
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Elect LIU Yonghao Mgmt For For For
7 Elect LIU Chang Mgmt For For For
8 Elect LI Bing Mgmt For Against Against
9 Elect WANG Hang Mgmt For For For
10 Elect LI Jianxiong Mgmt For For For
11 Elect WEN Tiejun Mgmt For For For
12 Elect HU Zhi Mgmt For For For
13 Elect WANG Pu Mgmt For For For
14 Elect XU Zhigang Mgmt For Against Against
15 Elect LIU Jun Mgmt For Against Against
16 Elect HAN Xiaowei Mgmt For For For
17 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 06/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Eligibility for Asset Mgmt For For For
Acquisition by Stock
and
Cash
3 Overall Plan Mgmt For For For
4 Share Type and Par Mgmt For For For
Value
5 Issuing Method and Mgmt For For For
Targets
6 Pricing Mgmt For For For
7 Size of Issuance Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Distribution Mgmt For For For
Arrangement of
Undistributed
Profits
10 Profits and Losses Mgmt For For For
during Transaction
Period
11 Listing Market Mgmt For For For
12 Cash Payment Plan Mgmt For For For
13 Breach of Contract and Mgmt For For For
Liability
14 Validity Period of Mgmt For For For
Resolution
15 Preliminary Plan of Mgmt For For For
Acquisition
16 Signing Agreements Mgmt For For For
17 Signing Supplemental Mgmt For For For
Agreements
18 Non Related Party Mgmt For For For
Transaction
19 Board Authorization to Mgmt For For For
Implement
Acquisition
20 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
21 Approval of Audit Mgmt For For For
Report and Appraisal
Report
22 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
23 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 11/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Postponement of Mgmt For For For
Trading
Resumption
________________________________________________________________________________
Ningbo Port Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601018 CINS Y6298E100 04/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Supervisors' Fees Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Financial Budget Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
10 Related Party Mgmt For For For
Transactions
11 Approval of Debt Mgmt For For For
Financing
Limit
12 Compliance of Asset Mgmt For For For
Purchase with the
Relevant Laws and
Regulations
13 Transaction Mgmt For For For
Counterparty
14 Target Asset Mgmt For For For
15 Payment Method Mgmt For For For
16 Transaction Amount Mgmt For For For
17 Stock Type and Par Mgmt For For For
Value
18 Method of Issuance Mgmt For For For
19 Target and Method of Mgmt For For For
Subscription
20 Issue Price and Size Mgmt For For For
of
Issuance
21 Profits and Losses Mgmt For For For
Arrangement During
the Assets to be
Purchased
22 Transfer of related Mgmt For For For
assets' ownership and
contractual liability
and
obligations
23 Lock-up Period Mgmt For For For
24 Market of Listing Mgmt For For For
25 Staff Resettlement Mgmt For For For
26 Validity of Resolution Mgmt For For For
27 Approval of Report of Mgmt For For For
Assets Acquisition by
Stock
28 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Resturcturing
29 Regarding the Mgmt For For For
Company's Acquisition
Constituting Related
Party
Transactions
30 Contingent Agreements Mgmt For For For
with
Counterparty
31 Supplemental Mgmt For For For
Agreements with
Counterparty
32 Sign Impairment Mgmt For For For
Compensation
Agreement with
Counterparty
33 Independence of Mgmt For For For
Appraise, Rationality
of Assumptions,
Relevance of
Valuation and
Fairness of Pricing
Method
34 Ratification of Mgmt For For For
Relevant
Reports
35 Dilution of Immediate Mgmt For For For
Return and
Measures
36 Pricing Principle and Mgmt For For For
Fairness
37 Completeness and Mgmt For For For
Compliance in Legal
Procedure and
Validity of Legal
Documents
38 Board Authorization to Mgmt For For For
Implement Assets
Acquisition
39 Elect HAO Bin Mgmt For For For
40 Elect JIANG Yipeng Mgmt For For For
41 Elect SUN Daqing Mgmt For For For
42 Elect CHEN Zhiang Mgmt For For For
43 Elect LU Jing Mgmt For For For
44 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 02/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HE Junyan as Mgmt For For For
Director
2 Elect YANG Shucai as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 02/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Measures for Diluted Mgmt For For For
Returns
2 Commitments from Mgmt For For For
Executives and
Directors for
Diluted
Return Measures
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisor' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Board
Meetings
9 Amendments to Mgmt For For For
Management System for
Remuneration and
Appraisal for
Directors and
Supervisors
10 Deputy Chief Mgmt For For For
Supervisor's
Fees
11 Amendments to Company Mgmt For For For
Domicile and
Articles
12 Establishment of a Mgmt For For For
Subsidiary
13 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 05/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in a Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 10/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendment to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
3 Elect DU Jie as Mgmt For For For
Independent
Director
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 12/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Fuchun as Mgmt For For For
Director
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 01/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase of Mgmt For For For
Wholly-owned
Subsidiary Wuhan
Zhongyang Business
District Investment
Co.,
Ltd.
2 Capital Increase of Mgmt For For For
Wholly-owned
Subsidiary Fanhai
Equity Investment
Management Co.,
Ltd.
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 02/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purchase of Equity Mgmt For For For
Stake
2 Participation in Mgmt For For For
Capital
Increase
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 03/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
3 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
4 Related Party Mgmt For For For
Transactions
Forcast
5 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
6 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Shanhaitian Trading
Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to Wuhan
CBD Investment &
Development Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Wuhan
Central Building
Investment &
Development Co.,
Ltd.
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 03/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Stock Type and Par Mgmt For Against Against
Value
3 Method and Date of Mgmt For Against Against
Issuance
4 Issuance Targets and Mgmt For Against Against
Subscription
Method
5 Issuance Price and Mgmt For Against Against
Pricing
Principals
6 Size of Issuance Mgmt For Against Against
7 Lock-up Period Mgmt For Against Against
8 Listing Period Mgmt For Against Against
9 Amount and Purpose of Mgmt For Against Against
Raised
Funds
10 Arrangement for Mgmt For Against Against
Undistributed
Profits
11 Validity Period Mgmt For Against Against
12 Preliminary Plan for Mgmt For Against Against
Private Placement
Issuance
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 Related Party Mgmt For Against Against
Transactions for
Private
Placement
15 Conditional Share Mgmt For Against Against
Subscription
Agreements for
Private
Placement
16 Report on Deposit and Mgmt For For For
Use of Raised
Funds
17 Self-inspection Report Mgmt For For For
for Real Estate
Business
18 Commitments for Real Mgmt For For For
Estate Business by
Directors,
Supervisors, Senior
Management,
Controlling
Shareholder and De
Facto
Controller
19 Filing Measures for Mgmt For Against Against
Diluted Immediate
Returns
20 Approval of Mgmt For Against Against
Commitments of
Management for
Dilution
Measures
21 Board Authorization to Mgmt For Against Against
Implement Private
Placement
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 04/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 05/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Report on Deposit and Mgmt For For For
Use of Raised
Funds
3 Elect FENG Zhuangyong Mgmt For For For
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 07/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary's Bonds
Issuance
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 08/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility to Issue Mgmt For For For
Corporate
Bonds
2 Volume of Issuance Mgmt For For For
3 Issuance Targets and Mgmt For For For
Method
4 Bond Type and Maturity Mgmt For For For
5 Interest Rate Mgmt For For For
6 Guarantee Method Mgmt For For For
7 Purpose of Raised Funds Mgmt For For For
8 Account for Raised Mgmt For For For
Funds
9 Repayment Guarantee Mgmt For For For
Measures
10 Trading and Mgmt For For For
Circulation of
Issuance
11 Validity Period Mgmt For For For
12 Volume of Issuance Mgmt For For For
13 Issuance Targets and Mgmt For For For
Method
14 Bond Type and Maturity Mgmt For For For
15 Interest Rate Mgmt For For For
16 Guarantee Method Mgmt For For For
17 Purpose of Raised Funds Mgmt For For For
18 Account for Raised Mgmt For For For
Funds
19 Repayment Guarantee Mgmt For For For
Measures
20 Listing Market Mgmt For For For
21 Validity Period Mgmt For For For
22 Board Authorization to Mgmt For For For
Implement Bond
Issuance
23 Elect YU Yumiao Mgmt For For For
24 Elect XU Xinzhong Mgmt For For For
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 11/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size of Issuance Mgmt For For For
3 Method and Targets of Mgmt For For For
Issuance
4 Bond Type and Duration Mgmt For For For
5 Interest Rate Mgmt For For For
6 Guarantee Method Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Raised Fund Account Mgmt For For For
9 Guarantee Repayment Mgmt For For For
Measures
10 Listing Market Mgmt For For For
11 Validity Period Mgmt For For For
12 Size of Issuance Mgmt For For For
13 Issuance Method and Mgmt For For For
Targets
14 Bond Type and Duration Mgmt For For For
15 Interest Rate Mgmt For For For
16 Guarantee Method Mgmt For For For
17 Use of Proceeds Mgmt For For For
18 Account for Raised Mgmt For For For
Funds
19 Repayment Guarantee Mgmt For For For
Measures
20 Trading and Mgmt For For For
Circulation of
Bonds
21 Validity Period Mgmt For For For
22 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
23 Elect CHEN Feixiang Mgmt For For For
24 Elect ZHU Ciyun Mgmt For For For
25 Portfolio Investment Mgmt For For For
Plan
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 11/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Shanhaitian Material
Trading Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Company
Beijing Real Estate
Development Co., Ltd.
and Beijing East Asia
Standard Properties
Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Zhejiang Asia
Standard Construction
Investment Co.,
Ltd.
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 12/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Construction Project Mgmt For For For
Investment
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition - Mgmt For For For
Capital Increase to
Minsheng Securities
Co.,
Ltd.
2 Merger/Acquisition - Mgmt For For For
Capital Increase to
Minsheng Futures Co.,
Ltd.
3 Elect ZANG Wei as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect ZHU Lei Mgmt For For For
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture with Mgmt For For For
Fluor
Limited
2 Authority to Give Mgmt For For For
Guarantees to a
Subsidiary
________________________________________________________________________________
Orient Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600958 CINS Y6S79P100 05/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Scale of Proprietary Mgmt For For For
Business
7 Size of Issuance Mgmt For For For
8 Term of Bonds Mgmt For For For
9 Coupon Rate Mgmt For For For
10 Use of Proceeds Mgmt For For For
11 Listing Market and Mgmt For For For
Target
Investor
12 Advanced Redemption Mgmt For For For
and
Renewal
13 Deferred Interest Mgmt For For For
Payment
14 Compulsory Interest Mgmt For For For
Payment
Matters
15 Validity of Resolution Mgmt For For For
16 Scope of Authorization Mgmt For For For
17 Issue Method Mgmt For For For
18 Issuance Type Mgmt For For For
19 Size of Issuance Mgmt For For For
20 Issuer Mgmt For For For
21 Issue Period Mgmt For For For
22 Interest, Payment Mgmt For For For
Method and Issue
Price
23 Guarantee and Other Mgmt For For For
Arrangement
24 Use of Proceeds Mgmt For For For
25 Target Investor Mgmt For For For
26 Listing of Debt Mgmt For For For
Financing
Instruments
27 Validity of Resolution Mgmt For For For
28 Scope of Authorization Mgmt For For For
29 Approval of Trust Mgmt For For For
Business of
Securities Investment
Fund
30 Appointment of Auditor Mgmt For For For
31 Related Party Mgmt For For For
Transactions with
Shenergy Group Co.,
Ltd.
32 Related Party Mgmt For For For
Transactions with
Wenhui Xinmin United
Press
Group
33 Other Related Party Mgmt For For For
Transactions
34 Independent Directors' Mgmt For For For
Fees
35 Elect HUANG Laifang Mgmt For For For
________________________________________________________________________________
Orient Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600958 CINS Y6S79P100 09/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Regarding Asset Mgmt For For For
Securitization
Business
3 Expansion of Business Mgmt For For For
Scope
4 Approval to Issue H Mgmt For For For
Shares and List in
Hong Kong
Stock
Exchange
5 Share Type and Par Mgmt For For For
Value
6 Issuance Date Mgmt For For For
7 Offering Method Mgmt For For For
8 Size of Issuance Mgmt For For For
9 Pricing Method Mgmt For For For
10 Target Subscribers Mgmt For For For
11 Share Allocation Mgmt For For For
Principles
12 Stated-owned Shares Mgmt For For For
Reduction
13 Reclassification as Mgmt For For For
Overseas-Listed
Company
14 Valid Period of Mgmt For For For
Resolution of H Share
Issuance and Hong
Kong
Listing
15 Board Authorization to Mgmt For For For
Implement H Share
Issuance and Hong
Kong
Listing
16 Report on Deposit and Mgmt For For For
Use of Raised
Funds
17 Approval of Use of Mgmt For For For
Proceeds of H
Shares
18 Arrangements for Mgmt For For For
Undistributed
Profits
19 Amendments to Articles Mgmt For For For
20 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
21 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
22 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
23 Amendments to the Mgmt For For For
Administrative System
for Independent
Directors
24 Amendments to Mgmt For For For
Management System for
Related Party
Transaction
25 Amendments to Mgmt For For For
Management System for
External
Guarantees
26 Amendments to Mgmt For For For
Management System for
Raised
Funds
27 Liability Insurance Mgmt For Abstain Against
28 Elect XU Zhiming as Mgmt For For For
Independent
Director
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 02/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Public Mgmt For For For
Offer of Corporate
Bonds
3 Size of Issuance Mgmt For For For
4 Placing Arrangement to Mgmt For For For
Shareholders
5 Bond Type and Maturity Mgmt For For For
6 Coupon Rate and Mgmt For For For
Interest Payment
Method
7 Offering Method Mgmt For For For
8 Target Investors Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Rating Enhance Measures Mgmt For For For
11 Repayment Guarantee Mgmt For For For
Measures
12 Underwriting Method Mgmt For For For
13 Listing Market Mgmt For For For
14 Validity Period Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
16 Investment in Shenzhen Mgmt For For For
Tianji Venture
Capital
Enterprises
17 Approve Company Mgmt For For For
Auditor to Conduct
Asset Impairment
Test
18 Amendments to Articles Mgmt For For For
19 Investment in Shenzhen Mgmt For For For
Guojin Tianhui
Venture Capital
Enterprises
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 03/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of Use of Mgmt For For For
Proceeds and Asset
Aquisition
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 03/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 04/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YAO Wenzhe Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 05/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Approve Repurchase of Mgmt For For For
Shares from Liu
Zhijun and Others
with Write-off
related
Shares
8 Board Authorization to Mgmt For For For
Implement Matters
Related to the
Repurchase
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Pangang Group Vanadium Titanium & Resources Company Limited
Ticker Security ID: Meeting Date Meeting Status
000629 CINS Y6724S103 06/14/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Purchase and Sales Mgmt For For For
Agreement with
Pangang Group Co.,
Ltd.
8 Related Party Mgmt For Against Against
Transactions
9 Investment Plan Mgmt For For For
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Pangang Group Vanadium Titanium and Resources Company Limited
Ticker Security ID: Meeting Date Meeting Status
000629 CINS Y6724S103 11/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Purchasing Mgmt For For For
and Sales Agreement
with Panzhihua Iron
and Steel Co.,
Ltd.
2 Approval of Supply Mgmt For For For
Agreements with
Angang Steel Co.,
Ltd.
3 Approval of Service Mgmt For For For
and Supply Agreements
with Anshan Iron and
Steel Group
Company
4 Elect ZHANG Qiang as Mgmt For For For
Director
5 Elect WU Ming as Mgmt For Against Against
Supervisor
6 Correction of Previous Mgmt For For For
Accounting
Errors
7 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Pangda Automobile Trade Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601258 CINS Y708BH101 05/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Restricted Mgmt For For For
Shares
Plan
2 Appraisal Management Mgmt For For For
Measures of Employee
Restricted Shares
Plan
3 Board Authority to Mgmt For For For
Implement Employee
Restricted Shares
Plan
________________________________________________________________________________
Pangda Automobile Trade Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601258 CINS Y708BH101 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Internal Control
Audit
Firm
8 Independent Directors' Mgmt For For For
Report
9 Application for Line Mgmt For For For
of
Credit
10 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
11 Authority to Give Mgmt For Against Against
Guarantees for
Customers
12 Renewal of Merchandise Mgmt For For For
Service
Contract
13 2016 Related Party Mgmt For For For
Transactions
14 Modification of Mgmt For For For
Project
Investment
15 Elect CHEN Xiguang Mgmt For For For
16 Eligibility to Issue Mgmt For For For
Corporate
Bonds
17 Authority to Issue Mgmt For For For
Corporate
Bonds
18 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
19 Amendments to Articles Mgmt For For For
20 Implementation of the Mgmt For For For
Three in One
Registration
System
________________________________________________________________________________
Pangda Automobile Trade Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601258 CINS Y708BH101 07/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Elect JIE Dongling as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Pangda Automobile Trade Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601258 CINS Y708BH101 07/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Elect JIE Dongling as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Pangda Automobile Trade Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601258 CINS Y708BH101 10/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustments to Terms Mgmt For For For
of Corporate Bonds
Issuance
________________________________________________________________________________
People.cn Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
603000 CINS Y6788E107 01/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Approval of Signing Mgmt For For For
Entrusted
Construction Contract
for Data
Center
3 Approval of Signing Mgmt For For For
Entrusted Contract
for Client
Development,
Upgrading and
Maintenance
4 Modification of Mgmt For For For
Company's Business
Scope
5 Election of TANG Ning Mgmt For Against Against
as
Supervisor
6 WANG Yibiao Mgmt For For For
7 YU Qingchu Mgmt For For For
________________________________________________________________________________
People.cn Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
603000 CINS Y6788E107 06/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal
Auditors
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
People.cn Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
603000 CINS Y6788E107 12/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal of LIAO Hong Mgmt For For For
as
Director
2 Removal of CHEN Zhixia Mgmt For For For
as
Director
3 Elect NIU Yibing Mgmt For For For
4 Transfer of Equity Mgmt For For For
Stake
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q138 05/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Declare Mgmt For For For
Interim
Dividends
7 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
9 Elect XU Wenrong Mgmt For For For
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y6896T103 05/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2015 Related Party Mgmt For Abstain Against
Transactions
7 Appointment of Auditor Mgmt For For For
8 Elect GUO Tianyong Mgmt For For For
9 Authority to Issue Mgmt For For For
Financial
Bonds
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y6896T103 07/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extend Validity Period Mgmt For For For
for Private Placement
of Preferred
Shares
2 Directors' Fees Mgmt For For For
3 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y6898C116 06/15/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect HUANG Baokui as Mgmt For For For
Supervisor
8 Authority to Issue H Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y6898C116 12/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LIU Chong Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect XIONG Peijin Mgmt For For For
________________________________________________________________________________
Poly Real Estate Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y6987R107 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2016 INVESTMENT PLAN Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions with
Poly Finance Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Joint Ventures and
Affiliated
Entities
11 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
12 Extension of Board Mgmt For For For
Authority to
Implement Private
Placement
13 Eligibility for Bond Mgmt For For For
Issuance
14 Par Value, Issue Price Mgmt For For For
and Size of
Issuance
15 Term of Bond Mgmt For For For
16 Interest Rates and Mgmt For For For
Method of
Determination
17 Method of Issuance Mgmt For For For
18 Guarantee Clause Mgmt For For For
19 Recall Provision Mgmt For For For
20 Deferred Interests Mgmt For For For
Payment
Provision
21 Deferred Interests Mgmt For For For
Payment
Restriction
22 Use of Proceeds Mgmt For For For
23 Target of Subscription Mgmt For For For
and Treatment of the
Company's
Shareholders
24 Underwriting Method Mgmt For For For
and Listing
Market
25 The Company's Credit Mgmt For For For
Status and Repayment
Guarantee
Measure
26 Validty of Resolution Mgmt For For For
27 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
________________________________________________________________________________
Poly Real Estate Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y6987R107 09/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Size of Issuance and Mgmt For For For
Face
Value
3 Maturity Mgmt For For For
4 Coupon Rate and Mgmt For For For
Determination
5 Issuing Method Mgmt For For For
6 Guarantee Measures Mgmt For For For
7 Redemption and Mgmt For For For
Repurchase
Terms
8 Use of Proceeds Mgmt For For For
9 Issuing Targets Mgmt For For For
10 Underwriting Method Mgmt For For For
and Listing
Place
11 Repayment Guarantee Mgmt For For For
Measures
12 Valid Period of Mgmt For For For
Resolution
13 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
Issuance
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 01/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing of Project Mgmt For For For
Completion Guarantee
Agreement
2 Elect PEI Zhen as Mgmt For For For
Outside
Director
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Financial Budget Mgmt For For For
7 Investment Plan Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 Approval of Borrowing Mgmt For Abstain Against
10 Related Party Mgmt For For For
Transactions
11 Appointment of Auditor Mgmt For For For
and Internal
Auditor
12 Directors' Fees 2015 Mgmt For For For
13 Directors' Fees 2016 Mgmt For For For
14 Supervisors' Fees 2015 Mgmt For For For
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 08/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2015 FINANCIAL BUDGET Mgmt For Abstain Against
ADJUSTMENT
3 2015 Investment Plan Mgmt For Abstain Against
Adjustment
4 2015 Financing Budget Mgmt For Abstain Against
Adjustment
5 2015 GUARANTEE PLAN Mgmt For Against Against
ADJUSTMENT
6 Elect LEI Jianrong as Mgmt For Against Against
Supevisor
7 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 01/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition - Mgmt For For For
Acquisition of
Assets
2 Approval of Amendment Mgmt For For For
to Capital Injection
Agreement with Haier
Group
Company
3 Approval of Entrusted Mgmt For For For
Management of
Assets
4 Continuation of Mgmt For For For
Trading Suspension
Due to Major Asset
Restructure
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 01/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition - Mgmt For For For
Acquisition of
Assets
2 Approval of Amendment Mgmt For For For
to Capital Injection
Agreement with Haier
Group
Company
3 Approval of Entrusted Mgmt For For For
Management of
Assets
4 Continuation of Mgmt For For For
Trading Suspension
Due to Major Asset
Restructure
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 03/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compliance of Asset Mgmt For For For
Purchase with the
Relevant
Laws
2 Approval of Asset Mgmt For For For
Purchase Not
Constituting a
Related Party
Transaction
3 Transaction Scheme Mgmt For For For
4 Transaction Mgmt For For For
Counter-parties
5 Target Assets Mgmt For For For
6 Transaction Price Mgmt For For For
7 Consideration Payment Mgmt For For For
8 Financing Arrangements Mgmt For For For
9 Approval of Evaluation Mgmt For For For
Reports Related to
Major Asset
Purchase
10 Regarding the Report Mgmt For For For
Draft and its Summary
Concerning the Major
Assets
Purchase
11 Approval to Sign Mgmt For For For
Contingent Agreements
with
Counterparty
12 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
13 Completeness and Mgmt For For For
Compliance in Legal
Procedure and
Validity of Legal
Documents
14 Independence of Mgmt For For For
Appraiser,
Rationality of
Assumptions,
Relevance of
Valuation and
Fairness of Pricing
Method
15 Statement on Mgmt For For For
Accounting Policy
Differences
16 Board Authorization to Mgmt For For For
Implement Asset
Purchase
17 Board Authorization to Mgmt For For For
Implement Application
for M&A Loans from
China Development
Bank
Corporation
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Audit Mgmt For For For
Report
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For Against Against
Transactions
9 Authority to Give Mgmt For Against Against
Guarantees
10 Directors' Fees Mgmt For For For
11 Employee Stock Mgmt For For For
Ownership
Plan
12 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For Abstain Against
Management System for
External
Guarantees
15 Elect LIANG Haishan Mgmt For For For
16 Elect TAN Lixia Mgmt For For For
17 Elect LIU Haifeng Mgmt For Against Against
18 Elect WU Changqi Mgmt For Against Against
19 Elect PENG Jianfeng Mgmt For Against Against
20 Elect ZHOU Honbo Mgmt For Against Against
21 Elect WU Cheng Mgmt For Against Against
22 Elect SHI Tiantao Mgmt For Against Against
23 Elect DAI Deming Mgmt For Against Against
24 Elect WANG Peihua Mgmt For Against Against
25 Elect MING Guoqing Mgmt For For For
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 08/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose Mgmt For For For
2 Repurchase Method and Mgmt For For For
Use of Repurchased
Shares
3 Repurchase Price and Mgmt For For For
Pricing
Principles
4 Share Type, Size and Mgmt For For For
Proportion
5 Repurchase Budget and Mgmt For For For
Source of
Capital
6 Repurchase Period Mgmt For For For
7 Shareholding Change Mgmt For For For
8 Management Analysis on Mgmt For For For
Impact on the
Company's
Performance
9 Board Authorization to Mgmt For For For
Implement Share
Repurchase
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 05/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Related Party Mgmt For For For
Transactions with
Sinofert Co.,
Ltd.
8 Related Party Mgmt For For For
Transactions with
Qinghai Minguang Coal
Sale Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Qinghai Muli Coal
Industry Group Energy
Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
China Cinda Asset
Management Co.,
Ltd.
11 Amendments to Articles Mgmt For For For
12 Approval of Line of Mgmt For For For
Credit
13 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Paper
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 06/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application For Mgmt For For For
Construction
Fund
2 Asset Pledge and Mgmt For For For
Mortgage of Equity in
Subsidiary
3 Financial Aid to Mgmt For For For
Qinghai Salt Lake
Magnesium
4 Financial Aid to Mgmt For For For
Qinghai Salt Lake
Haina
Chemical
5 Financial Aid to Mgmt For For For
Qinghai Salt Lake
Haihong
Chemical
6 Financial Aid to Mgmt For For For
Qinghai Salt Lake
Tianshi Mining
Industry
7 Financial Aid to Mgmt For For For
Qinghai Salt Lake
Teli
Magnesium
8 Financial Aid to Mgmt For For For
Qinghai Salt Lake
Yuantong
Potash
9 Financial Aid to Mgmt For For For
Qinghai Salt Lake
Lanke Lithium
Industry
10 Financial Aid to Mgmt For For For
Qinghai Salt Lake
Sanyuan
Potash
11 Financial Aid to Mgmt For For For
Qinghai Salt Lake
Energy
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 09/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provide Financial Aid Mgmt For For For
to Qinghai Salt Lake
Haina Chemical Co.,
Ltd.
2 Provide Financial Aid Mgmt For For For
to Qinghai Salt Lake
Magnesium Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantee to Qinghai
Salt Lake Magnesium
Co.,
Ltd
4 Authority to Give Mgmt For For For
Guarantee to Qinghai
Salt Lake Haina
Chemical Co.,
Ltd.
5 Elect LIU Feng as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 11/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Perpetual
Bond
2 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 01/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Merger/Acquisition - Mgmt For Abstain Against
Capital Increase in
Sizhong Internet
Beijing Network
Technology Co.,
Ltd.
3 Merger/Acquisition - Mgmt For Abstain Against
Capital Increase in
Hebei Xingcheng
Investment Co.,
Ltd.
4 Merger/Acquisition - Mgmt For Abstain Against
Asset
Transfer
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 02/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Bank Mgmt For For For
Loan
Guarantees
2 Authority to Give Mgmt For For For
Financing
Guarantees
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 03/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Lingshui Junsheng
Real Estate
Development Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Hebei
Risesun Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 04/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Abstain Against
Asset-Based Financing
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report and Mgmt For For For
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 Accounts and Reports Mgmt For For For
7 Financial Budget Report Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
and Inner Control
Audit
Firm
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 06/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Chengdu
Risesun Huafu
Property Co.,
Ltd
2 Authority to Give Mgmt For For For
Guarantees to Ling
Shui Junsheng Real
Estate Development
Co.,
Ltd
3 Authority to Give Mgmt For For For
Guarantees to
Langfang Ruisheng
Investment Co.,
Ltd
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 07/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for
Shangdong Rongsheng
Fuxiang Real Estate
Development Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees for
Nanjing Huaou Shundou
Real Estate Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees for
Bangbu Rongshengjia
Real Estate
Development Co.,
Ltd.
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size of Issuance Mgmt For For For
2 Type and Maturity Mgmt For For For
3 Coupon Rate and Mgmt For For For
Interest
Payment
4 Use of Proceeds Mgmt For For For
5 Offering Method and Mgmt For For For
Target
Investors
6 Guarantee Measures Mgmt For For For
7 Allocation Mgmt For For For
Arrangements to
Existing
Shareholders
8 Transfer Method Mgmt For For For
9 Repayment Guarantee Mgmt For For For
Measures
10 Validity Period of Mgmt For For For
Resolution
11 Board Authorization to Mgmt For For For
Implement Private
Placement of
Corporate
Bonds
12 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 09/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantee to Xianghe
Manley Industrial
Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantee to Xuzhou
Rongkai Real Estate
Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantee to Jinan
Rongshang Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 10/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size of Issuance Mgmt For For For
2 Bond Type and Maturity Mgmt For For For
3 Interest Rate and Mgmt For For For
Payment
Method
4 Use of Raised Funds Mgmt For For For
5 Issuance Targets and Mgmt For For For
Method
6 Guarantee Arrangements Mgmt For For For
7 Arrangement for Mgmt For For For
Placement to
Shareholders
8 Listing and Transfer Mgmt For For For
Method
9 Repayment Guarantees Mgmt For For For
Measures
10 Validity Period Mgmt For For For
11 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
12 Authority to Give Mgmt For For For
Guarantees
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
SAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600104 CINS Y7443N102 02/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Diluted Current Mgmt For For For
Returns due to
Private
Placement
2 Commitments to Mgmt For For For
Counteract Diluted
Current
Returns
________________________________________________________________________________
SAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600104 CINS Y7443N102 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees to
SAIC-GMAC
8 Authority for HUAYU Mgmt For For For
Automotive Systems
Co., Ltd. to give
guarantees to its
subsidiaries
9 Authority for Mgmt For For For
subsidiaries of HUAYU
Automotive Systems
Co., Ltd. to give
guarantees to its
subsidiaries
10 Appointment of Auditor Mgmt For For For
11 Appointment of Mgmt For For For
Internal Control
Auditor
12 Elect Li Ruoshan Mgmt For For For
________________________________________________________________________________
SAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600104 CINS Y7443N102 12/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Target of Issuance Mgmt For For For
5 Issue Price and Mgmt For For For
Pricing
Principle
6 Size of Issuance and Mgmt For For For
Method of
Subscription
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Treatment of Mgmt For For For
Undistributed
Profits
11 Validity of Resolution Mgmt For For For
12 Feasibility Report on Mgmt For For For
Use of
Proceeds
13 Employee Stock Mgmt For For For
Ownership
Plan
14 Approval of Mgmt For For For
Preliminary Plan for
Private
Placement
15 Approval to Sign Mgmt For For For
Contingent
Subscription
Agreements with
Shanghai Automotive
Industry Corporation
Group
16 Approval to Sign Mgmt For For For
Contingent
Subscription
Agreements with
Changjiang Pension
Insurance Co.,
Ltd.
17 Related Party Mgmt For For For
Transactions
regarding Private
Placement
18 Report on Use of Mgmt For For For
Previously Raised
Funds
19 Shareholder Return Plan Mgmt For For For
20 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
21 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 01/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 04/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
3 Equity Transfer Mgmt For For For
4 Elect REN Kai Mgmt For For For
5 Elect YU Feng as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 06/08/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' report Mgmt For For For
2 Supervisors' report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor, and
Authority to Set
Fees
8 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sany Heavy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 03/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employee Stock Mgmt For For For
Purchase
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
4 Equity Transfer Mgmt For For For
________________________________________________________________________________
Sany Heavy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For For For
Credit
7 Approval of Pledge and Mgmt For For For
Financial
Leasing
8 Authority to Give Mgmt For Against Against
Guarantees
9 Related Party Mgmt For For For
Transactions
10 Investment in Wealth Mgmt For For For
Management
Products
11 Investment in Mgmt For Abstain Against
Derivatives
12 Appointment of Auditor Mgmt For For For
13 Appointment of Mgmt For For For
Internal Control
Auditor
14 Independent Directors' Mgmt For For For
Report
15 Elect LIANG Wengen Mgmt For Against Against
16 Elect TANG Xiuguo Mgmt For Against Against
17 Elect XIANG Wenbo Mgmt For Against Against
18 Elect YI Xiaogang Mgmt For Against Against
19 Elect LIANG Zaizhong Mgmt For Against Against
20 Elect HUANG Jianlong Mgmt For Against Against
21 Elect SU Zimeng Mgmt For For For
22 Elect XU Dingbo Mgmt For Against Against
23 Elect TANG Ya Mgmt For For For
24 Elect ZHAI Xian Mgmt For For For
25 Elect YAO Chuanda Mgmt For For For
________________________________________________________________________________
Sany Heavy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 11/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Proposed Mgmt For For For
Related Party
Transactions for
Fiscal Year
2015
2 Elect HU Jizhi Mgmt For For For
3 Approval to Extend Mgmt For For For
Validity of Resoluton
for Issuance of
Convertible Corporate
Bonds
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 01/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Agreement Mgmt For For For
to Avoid Competition
Among Group
Companies
2 Absorption of a Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 01/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issuance Price and Mgmt For For For
Pricing
Principal
6 Size of Issuance Mgmt For For For
7 Amount and Purpose of Mgmt For For For
Raised
Funds
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Arrangement for Mgmt For For For
Undistributed
Profits
11 Validity Period Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 02/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Private Mgmt For For For
Placement
2 Termination of Mgmt For For For
Subscription
Agreements
3 Election of Directors Mgmt For For For
(Slate)
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 03/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to
Jaderock Investment
Singapore Pte. Ltd.
2 Authority to Give Mgmt For For For
Guarantees to
Redrock Investment
Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees to Repsol
Beatrice Co.,
Ltd.
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 03/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Lester
Listrik Pte. Ltd.
(LLPL)
2 Authority to Give Mgmt For For For
Guarantees to PT.
Lesteri Banten Energi
(PTLBE)
3 Authority to Give Mgmt For For For
Guarantees to Inch
Cape Offshore Limited
(ICOL)
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 05/06/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2016 Business Plan Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Remuneration Committee Mgmt For For For
Report
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 06/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Transfer and Mgmt For For For
Related Capital
Increase
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZENG Ming Mgmt For For For
2 Commitments From the Mgmt For For For
Company and Related
Entities
Report
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZENG Ming Mgmt For For For
2 Commitments From the Mgmt For For For
Company and Related
Entities
Report
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 07/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Postponement of Mgmt For For For
Trading
Resumption
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 07/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Postponement of Mgmt For For For
Trading
Resumption
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 10/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Share Type and Par Mgmt For For For
Value
3 Method and Period of Mgmt For For For
Issuance
4 Subscribers and Method Mgmt For For For
of
Subscription
5 Issuance Price and Mgmt For For For
Pricing
Principle
6 Size of Issuance Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Treatment of Mgmt For For For
Undistributed
Profits
11 Validity of Resolution Mgmt For For For
12 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
15 Approval to Sign Mgmt For For For
Conditional
Subscription
Agreements with
Subscribers
16 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
17 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
18 Board Authorization to Mgmt For For For
Implement Private
Placement
19 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
20 AMENDMENTS TO WORK Mgmt For Abstain Against
SYSTEM FOR
INDEPENDENT
DIRECTORS
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 04/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Routine Related Party Mgmt For For For
Transactions
7 Securities Proprietary Mgmt For For For
Business Scale and
Risk
Limitation
8 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
9 Authority to Issue Mgmt For Against Against
Debt
Instruments
10 Elect WU Zenglin Mgmt For For For
11 Elect XIE Shengxiu Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 09/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Administrative
Measures for Raised
Funds
4 Increase in Size and Mgmt For For For
Risk Limit for
Proprietary
Trading
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 07/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Mgmt For For For
Private Placement
Plan
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Establishment of Mgmt For For For
Assessment Measures
for Employee Stock
Ownership
Plan
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 12/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Transfer of Equity Mgmt For For For
3 Adjustment to Employee Mgmt For For For
Stock Purchase
Plan
________________________________________________________________________________
Shaanxi Coal Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 04/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer and Mgmt For For For
Acquisition of
Assets
________________________________________________________________________________
Shaanxi Coal Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
6 Appointment of Auditor Mgmt For For For
7 Authority to Issue Mgmt For For For
Debt Financing
Instruments
________________________________________________________________________________
Shaanxi Coal Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 08/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MIN Long Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
3 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Shaanxi Coal Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 11/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DUAN Xiaochang Mgmt For Abstain Against
as
Supervisor
________________________________________________________________________________
Shan Dong Dong-E E-Jiao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000423 CINS Y7689C109 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Related Party Mgmt For For For
Transactions
8 Investment in Wealth Mgmt For For For
Management
Products
9 Elect WU Jun Mgmt For For For
10 Elect LI Guohui Mgmt For For For
11 Elect FENG Yi as Mgmt For Against Against
Supervisor
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Shandong Gold Mine Co
Ticker Security ID: Meeting Date Meeting Status
CINS Y76831109 06/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Board Mgmt For For For
Authorization for
Major Asset
Restructuring
2 Extension of the Mgmt For For For
Deadline for
Commitment
Fulfillment
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 04/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Social Responsibility Mgmt For For For
Report
9 Annual Investment Plan Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Appointment of Auditor Mgmt For For For
12 Appointment of Mgmt For For For
Internal Control
Auditor
13 Financial Service Mgmt For Abstain Against
Agreement
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 05/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Xiaoping as Mgmt For Against Against
Supervisor
2 Amendments to Articles Mgmt For For For
3 Elect LI Guohong Mgmt For For For
4 Elect WANG Peiyue Mgmt For For For
5 Elect WANG Xiaoling Mgmt For For For
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 09/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Shandong Hi-speed Company Limited
Ticker Security ID: Meeting Date Meeting Status
600350 CINS Y767AH108 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Resolution Mgmt For For For
Report
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Elect WANG Xiufeng as Mgmt For For For
Director
10 Elect MENG Jie as Mgmt For For For
Director
________________________________________________________________________________
Shandong Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
600022 CINS Y7677W109 06/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 XU Youfang Mgmt For For For
2 LUO Dengwu Mgmt For For For
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Mgmt For For For
Management System for
Connected Transaction
8 AMENDMENTS TO WORK Mgmt For For For
SYSTEM FOR
INDEPENDENT
DIRECTORS
9 Investment in Wealth Mgmt For For For
Management Products
with Raised
Funds
10 Investment in Wealth Mgmt For For For
Management Products
with Idle
capital
11 Elect CHEN Yubing Mgmt For For For
12 Elect PANG Shengdong Mgmt For For For
13 Elect PAN Shilei Mgmt For For For
14 Elect DAI Xiaohu Mgmt For For For
15 Elect QIU Junqi Mgmt For For For
16 Elect LI Juan Mgmt For For For
17 Elect XU Junmin Mgmt For For For
18 Elect SHI Jian Mgmt For For For
19 Elect XUE Haibo Mgmt For For For
20 Elect LI Zhiqing Mgmt For Against Against
21 Elect KANG Feng Mgmt For For For
________________________________________________________________________________
Shanghai Bailian Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600827 CINS Y7682E110 06/13/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Related Party Mgmt For For For
Transactions
8 Asset Swap Mgmt For For For
________________________________________________________________________________
Shanghai Chengtou Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600649 CINS Y7689R106 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
6 Approval of Line of Mgmt For For For
Credit
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
10 Elect GAO Chao Mgmt For For For
________________________________________________________________________________
Shanghai Chengtou Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600649 CINS Y7689R106 09/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Major Mgmt For For For
Asset
Restructuring
2 Transaction Overview Mgmt For For For
3 Merger Target Mgmt For For For
4 Merger Methodology Mgmt For For For
5 Share Swap Type and Mgmt For For For
Par
Value
6 Share Swap Target Mgmt For For For
7 Share Swap Price and Mgmt For For For
Ratio
8 Youngsun First Cash Mgmt For For For
Option
9 Chengtou First Cash Mgmt For For For
Option
10 Share Swap Amount Mgmt For For For
11 Implementation of Mgmt For For For
Share
Swap
12 Listing of Share Swap Mgmt For For For
Issued
Shares
13 Disposal Method of Mgmt For For For
Fractional
Shares
14 Youngsun Limited Right Mgmt For For For
Share
Disposal
15 Use of Raised Funds Mgmt For For For
16 Arrangements for Mgmt For For For
Dividends
Allocation
17 Creditor Protection Mgmt For For For
for
Merger
18 Arrangements for Mgmt For For For
Transitional
Period
19 Asset Settlement Mgmt For For For
20 Employee Arrangements Mgmt For For For
21 Liability for Breach Mgmt For For For
of
Contract
22 Effective Date and Mgmt For For For
Completion Date of
Merger
23 Spin-off Method Mgmt For For For
24 Spin-off: Basic Mgmt For For For
Principals
25 Spin-off: Plan for Mgmt For For For
Division
26 Spin-off: Asset Mgmt For For For
Placement
Arrangements
27 Spin-off: Chengtou's Mgmt For For For
Second Cash
Option
28 Spin-off: Mgmt For For For
Implementation
29 Spin-off: Follow-up Mgmt For For For
Arrangements for
Implementation
30 Spin-off: Listing Mgmt For For For
Arrangements
31 Spin-off: Disposal Mgmt For For For
Method for Fractional
Shares
32 Spin-off: Disposal of Mgmt For For For
Restricted
Shares
33 Spin-off: Undertaking Mgmt For For For
and Inheritance of
Assets, Liabilities
and
Business
34 Spin-off: Employee Mgmt For For For
Arrangements
35 Spin-off: Protection Mgmt For For For
for
Creditors
36 Spin-off: Arrangements Mgmt For For For
for Transitional
Period
37 Spin-off: Lock-up Mgmt For For For
Period
Arrangements
38 Spin-off: Stock Mgmt For For For
Allocation
39 Spin-off: Transaction Mgmt For For For
Conditions
40 Spin-off: Conditions Mgmt For For For
for
Implementation
41 Validity Period Mgmt For For For
42 Transaction Report and Mgmt For For For
Summary
43 Conditional Agreements Mgmt For For For
44 Constitution of Mgmt For For For
Related Party
Transaction
45 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
46 Completeness and Mgmt For For For
Compliance in
Transaction
Procedures and
Validity of Submitted
Legal
Documents
47 Asset Restructuring Mgmt For For For
Financial
Report
48 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of Merger
Appraisal
Report
49 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Spin-off Appraisal
Report
50 Eligibility for Mgmt For For For
Spin-off
51 Board Authorization to Mgmt For For For
Implement Major Asset
Restructuring
52 Waiver of Tender Offer Mgmt For For For
by Substantial
Shareholder
________________________________________________________________________________
Shanghai Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600170 CINS Y7680W104 04/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Authority to Give Mgmt For For For
Guarantees
9 2016 Investment Plan Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Daily Related Party Mgmt For For For
Transaction Agreement
with Shanghai
Construction (Group)
Corporation
12 Amendments to Articles Mgmt For For For
13 Transfer of Investment Mgmt For For For
Project and Related
Party
Transactions
14 Adoption of Employee Mgmt For For For
Stock Purchase
Plan
15 Eligibility of Private Mgmt For For For
Placement
16 Share Type and Par Mgmt For For For
Value
17 Size of Issuance Mgmt For For For
18 Issuing Method Mgmt For For For
19 Target Subscribers and Mgmt For For For
Subscription
Method
20 Pricing Benchmark Date Mgmt For For For
and Issuing
Price
21 Lock-up Period Mgmt For For For
22 Listing Place Mgmt For For For
23 Use of Proceeds Mgmt For For For
24 Distribution Mgmt For For For
Arrangement for
Profits
25 Validity Resolution Mgmt For For For
26 Feasibility Report on Mgmt For For For
Use of
Proceeds
27 Preliminary Plan of Mgmt For For For
Private
Placement
28 Conditional Mgmt For For For
Subscription
Agreement with
Changjiang Pension
Insurance Co.,
Ltd.
29 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
30 Report on Deposit and Mgmt For For For
Use of Raised
Funds
31 Shareholder Returns Mgmt For For For
Plan
32 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase
Plan
33 Board Authorization to Mgmt For For For
Implement Private
Placement
34 Approval of Dilution Mgmt For For For
Measures and
Commitments for
Private
Placement
35 Approval of Mgmt For For For
Self-inspection
Report and
Commitments on Real
Estate
Business
36 Elect ZHOU Ping as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Shanghai Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600170 CINS Y7680W104 06/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to 2016 Mgmt For For For
Investment
Plan
2 Elect XU Zheng Mgmt For For For
3 Elect HANG Yingwei Mgmt For For For
4 Elect ZHANG Lixin Mgmt For For For
5 Elect LIU Hongzhong Mgmt For For For
6 Elect DING Xiaowen Mgmt For For For
7 Elect WU Nianzu Mgmt For For For
8 Elect HU Yiming Mgmt For For For
9 Elect LIANG Weibin Mgmt For For For
10 Elect ZHOU Ping Mgmt For For For
11 Elect HE Shilin Mgmt For Against Against
12 Elect LIU Guangling Mgmt For Against Against
________________________________________________________________________________
Shanghai Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600170 CINS Y7680W104 09/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
2 Elect HE Shilin as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 01/18/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance for Mgmt For For For
Aquisition:
Parties
2 Share Issuance for Mgmt For For For
Aquisition:
Transaction
Subjects
3 Share Issuance for Mgmt For For For
Aquisition: Basis of
Pricing and
Transaction
Price
4 Share Issuance for Mgmt For For For
Aquisition:
Arrangement for
Profit or
Loss
5 Share Issuance for Mgmt For For For
Aquisition:
Procedures for
Transfer of Ownership
and Liability For
Breach of
Contract
6 Share Issuance for Mgmt For For For
Aquisition: Class and
Nominal Value of
Shares
7 Share Issuance for Mgmt For For For
Aquisition: Target
Subscribers
8 Share Issuance for Mgmt For For For
Aquisition: Method of
Issuance and
Subscription of
Shares
9 Share Issuance for Mgmt For For For
Aquisition: Pricing
Principles
10 Share Issuance for Mgmt For For For
Aquisition: Number of
Shares
11 Share Issuance for Mgmt For For For
Aquisition: Lock-up
Period
12 Share Issuance for Mgmt For For For
Aquisition: Listing
Place
13 Share Issuance for Mgmt For For For
Aquisition:
Arrangement for
Undistributed
Retained
Earnings
14 Share Issuance for Mgmt For For For
Aquisition: Validity
of the
Resolution
15 Shares for Auxiliary Mgmt For For For
Funds: Class and
Nominal
Value
16 Shares for Auxiliary Mgmt For For For
Funds: Target
Subscribers and
Method of
Subscription
17 Shares for Auxiliary Mgmt For For For
Funds: Issue
Price
18 Shares for Auxiliary Mgmt For For For
Funds: Number of
Shares
19 Shares for Auxiliary Mgmt For For For
Funds: Use of
Proceeds
20 Shares for Auxiliary Mgmt For For For
Funds: Lock-up Period
Arrangement
21 Shares for Auxiliary Mgmt For For For
Funds: Stock Exchange
For the Proposed
Listing
22 Shares for Auxiliary Mgmt For For For
Funds Raising:
Validity of
Resolution
23 Report for Asset Swap Mgmt For For For
and Issuance of
Shares
24 Asset Swap and Mgmt For For For
Issuance of Shares
for Acquisition of
Asset
Agreement
25 Share Subscription Mgmt For For For
Agreement
26 Ratification of Board Mgmt For For For
Acts
27 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 01/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance for Mgmt For For For
Aquisition:
Parties
2 Share Issuance for Mgmt For For For
Aquisition:
Transaction
Subjects
3 Share Issuance for Mgmt For For For
Aquisition: Basis of
Pricing and
Transaction
Price
4 Share Issuance for Mgmt For For For
Aquisition:
Arrangement for
Profit or
Loss
5 Share Issuance for Mgmt For For For
Aquisition:
Procedures for
Transfer of Ownership
and Liability For
Breach of
Contract
6 Share Issuance for Mgmt For For For
Aquisition: Class and
Nominal Value of
Shares
7 Share Issuance for Mgmt For For For
Aquisition: Target
Subscribers
8 Share Issuance for Mgmt For For For
Aquisition: Method of
Issuance and
Subscription of
Shares
9 Share Issuance for Mgmt For For For
Aquisition: Pricing
Principles
10 Share Issuance for Mgmt For For For
Aquisition: Number of
Shares
11 Share Issuance for Mgmt For For For
Aquisition: Lock-up
Period
12 Share Issuance for Mgmt For For For
Aquisition: Listing
Place
13 Share Issuance for Mgmt For For For
Aquisition:
Arrangement for
Undistributed
Retained
Earnings
14 Share Issuance for Mgmt For For For
Aquisition: Validity
of the
Resolution
15 Shares for Auxiliary Mgmt For For For
Funds: Class and
Nominal
Value
16 Shares for Auxiliary Mgmt For For For
Funds: Target
Subscribers and
Method of
Subscription
17 Shares for Auxiliary Mgmt For For For
Funds: Issue
Price
18 Shares for Auxiliary Mgmt For For For
Funds: Number of
Shares
19 Shares for Auxiliary Mgmt For For For
Funds: Use of
Proceeds
20 Shares for Auxiliary Mgmt For For For
Funds: Lock-up Period
Arrangement
21 Shares for Auxiliary Mgmt For For For
Funds: Stock Exchange
For the Proposed
Listing
22 Shares for Auxiliary Mgmt For For For
Funds Raising:
Validity of
Resolution
23 Report for Asset Swap Mgmt For For For
and Issuance of
Shares
24 Asset Swap and Mgmt For For For
Issuance of Shares
for Acquisition of
Asset
Agreement
25 Share Subscription Mgmt For For For
Agreement
26 Ratification of Board Mgmt For For For
Acts
27 Report on Deposit and Mgmt For For For
Use of Raised
Funds
28 Connected Transaction Mgmt For For For
Involving Asset Swap
and Issuance of Share
For Acquisition Of
Assets
29 Independence of Mgmt For For For
Appraisal
Firm
30 Accounts and Reports Mgmt For For For
In Respect of the
Transaction
31 Authorization of Legal Mgmt For For For
Formalities Regarding
the Asset Swap and
Acquisition
32 Compliance With Clause Mgmt For For For
4 In Respect of the
Transaction
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Liability Insurance Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantee to Shanghai
Electric Wind Power
Equipment
11 Authority to Give Mgmt For For For
Guarantee to Shanghai
Electric Wind
Energy
12 Authority to Give Mgmt For For For
Guarantee to SEC-KSB
Nuclear Pumps &
Valves
13 Provision of Mgmt For For For
Electronic Bankers
Acceptances by
Shanghai Electric
Group Finance to
Subsidiaries of
Shanghai Electric
(Group)
Corp.
14 Elect LI Jianjin Mgmt For For For
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 09/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Debt-to-Equity Mgmt For For For
Conversion of an
Indirect
Affiliate
________________________________________________________________________________
Shanghai Electric Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600021 CINS Y7T829116 06/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For Against Against
Transactions
7 Authority to Give Mgmt For For For
Guarantees
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Capital Increase in a Mgmt For For For
Joint
Venture
11 Bond Capital of China Mgmt For For For
Power Investment
Corporation
12 Authority to Issue Mgmt For For For
Private Placement
Notes
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Electric Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600021 CINS Y7T829116 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Financing
Bills
2 Authority to Give Mgmt For For For
Guarantees
3 Elect WANG Jiangong Mgmt For For For
4 Elect WANG Jintao Mgmt For For For
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 04/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Impact and Measures Mgmt For For For
For Dilution of
Current
Returns
2 Undertakings of Mgmt For For For
Remedial
Measures
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 06/07/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Estimates of Ongoing Mgmt For For For
Related Party
Transactions
8 Appraisal Results and Mgmt For For For
Directors'
Fees
9 Appraisal Program for Mgmt For For For
2016
10 Approval of Entrusted Mgmt For For For
Loans
11 Authority to Give Mgmt For For For
Guarantees
12 Approval of Line of Mgmt For For For
Credit
13 Approval to Dispose of Mgmt For For For
Listed Shares and
Securities
14 Adjustments to Mgmt For For For
Directors'
Allowances
15 Amendments to Mgmt For For For
Procedural Rules of
the
Board
16 Size and method of Mgmt For For For
issuance
17 Bond Rate Mgmt For For For
18 Maturity Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Investors and Placing Mgmt For For For
Arrangements
21 Guarantee Mgmt For For For
22 Credit Standing Mgmt For For For
23 Underwriting Mgmt For For For
24 Listing Mgmt For For For
25 Validity Mgmt For For For
26 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
27 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
28 Extension of Effective Mgmt For For For
Period for Non-Public
Issuance
29 Extension of Effective Mgmt For For For
Period for the
Authorization of the
Non-Public
Issuance
30 Elect CHEN Qiyu Mgmt For Against Against
31 Elect YAO Fang Mgmt For For For
32 Elect GUO Guangchang Mgmt For For For
33 Elect WANG Qunbin Mgmt For Against Against
34 Elect Lan Kang Mgmt For For For
35 Elect John MA Mgmt For Against Against
Changzheng
36 Elect WANG Can Mgmt For For For
37 Elect CHEN Qiyu Mgmt For Against Against
38 Elect JIANG Xian Mgmt For For For
39 Elect Kelvin WONG Tin Mgmt For Against Against
Yau
40 Elect Danny WAI Shiu Mgmt For For For
Kwan
41 Elect CAO Genxing as Mgmt For For For
Supervisor
42 Elect GUAN Yimin as Mgmt For For For
supervisor
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 11/16/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan Participants and Mgmt For For For
Scope
2 Stock Source and Amount Mgmt For For For
3 Results of Granting Mgmt For For For
4 Validity Period, Mgmt For For For
Granting Date,
Lock-up Period,
Unlocking Date and
Other Related
Restrictions
5 Grant Price and Mgmt For For For
Determination
Method
6 Conditions for Mgmt For For For
Granting and
Unlocking
7 Methods and Procedures Mgmt For For For
for Plan
Adjustment
8 Accounting Treatment Mgmt For For For
9 Procedures for Mgmt For For For
Granting and
Unlocking
10 Rights and Obligations Mgmt For For For
for the Company and
Plan
Participants
11 Alteration and Mgmt For For For
Termination of
Plan
12 Principals for Mgmt For For For
Repurchase and
Cancellation of
Restricted
Stocks
13 Constitution of Mgmt For For For
Administrative
Measures: Management
Measures for the
Implementation and
Appraisal of the
Employee Restricted
Share
Plan
14 Board Authorization to Mgmt For For For
Implement the
Employee Restricted
Share
Plan
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 11/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan Participants and Mgmt For For For
Scope
2 Stock Source and Amount Mgmt For For For
3 Results of Granting Mgmt For For For
4 Validity Period, Mgmt For For For
Granting Date,
Lock-up Period,
Unlocking Date and
Other Related
Restrictions
5 Grant Price and Mgmt For For For
Determination
Method
6 Conditions for Mgmt For For For
Granting and
Unlocking
7 Methods and Procedures Mgmt For For For
for Plan
Adjustment
8 Accounting Treatment Mgmt For For For
9 Procedures for Mgmt For For For
Granting and
Unlocking
10 Rights and Obligations Mgmt For For For
for the Company and
Plan
Participants
11 Alteration and Mgmt For For For
Termination of
Plan
12 Principals for Mgmt For For For
Repurchase and
Cancellation of
Restricted
Stocks
13 Constitution of Mgmt For For For
Administrative
Measures: Management
Measures for the
Implementation and
Appraisal of the
Employee Restricted
Share
Plan
14 Board Authorization to Mgmt For For For
Implement the
Employee Restricted
Share
Plan
15 Authority to Give Mgmt For For For
Guarantees
16 Approval to Offer Loans Mgmt For Against Against
17 Approval of Line of Mgmt For For For
Credit
18 Eligibility for Mgmt For For For
Corporate Bond
Issuance
19 Issuance Volume and Mgmt For For For
Method
20 Interest Rate and Mgmt For For For
Determination
Method
21 Bond Duration, Method Mgmt For For For
of Payment, Interest
and Other
Arrangements
22 Purpose of Raised Funds Mgmt For For For
23 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
24 Guarantee Mgmt For For For
25 Redemption and Resale Mgmt For For For
Provisions
26 Credit and Guarantee Mgmt For For For
Measures for Debt
Repayment
27 Underwriting Method Mgmt For For For
28 Listing Arrangement Mgmt For For For
29 Valid Period of the Mgmt For For For
Resolution
30 Board Authorization to Mgmt For For For
Implement Corporate
Bond Registration and
Issuance
________________________________________________________________________________
Shanghai International Airport Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600009 CINS Y7682X100 06/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Appointment of Mgmt For For For
Internal Control
Auditor
7 Elect JIA Ruijun Mgmt For For For
8 Elect YUAN Shunzhou Mgmt For For For
9 Elect WANG Xu Mgmt For For For
10 Elect YU Zhou Mgmt For For For
11 Elect YANG Peng Mgmt For For For
12 Elect HUANG Zhenglin Mgmt For For For
13 Elect CHEN Derong Mgmt For For For
14 Elect YANG Yuluo Mgmt For For For
15 Elect HE Wanpeng Mgmt For For For
16 Elect SHEN Shujun Mgmt For Against Against
17 Elect SHEN Xiaoling Mgmt For Against Against
18 Elect LIU Shaojie Mgmt For For For
________________________________________________________________________________
Shanghai International Airport Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600009 CINS Y7682X100 11/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CAO Wenjian Mgmt For For For
2 LIU Xiangming Mgmt For For For
3 WANG Bin Mgmt For For For
4 Elect YANG Yuluo as Mgmt For For For
Independent
Director
5 Elect SHEN Shujun Mgmt For Against Against
6 Elect SHEN Xiaoling Mgmt For For For
7 Elect LIU Shaojie Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Authority to Issue Mgmt For For For
Debt
Instruments
7 Annual Report Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Elect BAI Jingtao as Mgmt For Against Against
Director
10 Elect LU Shengzhou as Mgmt For Against Against
Supervisor
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 09/25/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Yifan as Mgmt For For For
Independent
Director
________________________________________________________________________________
Shanghai Jahwa United Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600315 CINS Y7685E109 08/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Equity Stake Mgmt For For For
________________________________________________________________________________
Shanghai Jahwa United Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600315 CINS Y7685E109 12/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect XIE Wenjian Mgmt For For For
3 Elect LIU Dong Mgmt For For For
4 Elect DENG Minghui Mgmt For For For
5 Elect HAN Min Mgmt For For For
6 Elect FU Dingsheng Mgmt For For For
7 Elect HUANG Yuchang Mgmt For For For
8 Elect SUN Dajian Mgmt For For For
9 Elect LI Xinhui Mgmt For Against Against
10 Elect ZHENG Li Mgmt For For For
________________________________________________________________________________
Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
900932 CINS Y7686Q101 05/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 2016 Financial Budget Mgmt For For For
7 2016 Budget for Mgmt For For For
Investment
Projects
8 2016 Financing Plan Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Acceptance of Loans Mgmt For For For
11 Eligibility to Issue Mgmt For For For
Corporate
Bonds
12 Authority to Issue Mgmt For For For
Corporate
Bonds
13 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
14 Appointment of Auditor Mgmt For For For
15 Directors' and Mgmt For For For
Supervisors'
Remuneration
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
900932 CINS Y7686Q101 06/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YAN Xuehai Mgmt For For For
________________________________________________________________________________
Shanghai Oriental Pearl Media Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600637 CINS Y0875J103 05/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Management System for
External
Guarantees
10 Authority to Give Mgmt For For For
Guarantees
11 Elect ZHANG Wei Mgmt For For For
________________________________________________________________________________
Shanghai Oriental Pearl Media Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600637 CINS Y0875J103 12/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Company Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Authority to Give Mgmt For For For
Guarantees
4 Appointment of Mgmt For For For
Auditor, Internal
Control Auditor and
Authority to Set
Fees
5 Elect CHEN Yuren Mgmt For Against Against
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S116 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2016 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Financial Services Mgmt For Against Against
Agreement and Annual
Caps
10 Jiangxi Nanhua Mgmt For For For
Medicines Framework
Agreement
11 Implementation Rules Mgmt For For For
of the Cumulative
Voting
System
12 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For For For
Debt
Instruments
14 Amendments to Articles Mgmt For For For
15 Elect ZHOU Jie Mgmt For For For
16 Elect CHO Man Mgmt For For For
17 Elect LI Yongzhong Mgmt For For For
18 Elect SHEN Bo Mgmt For For For
19 Elect LI An Mgmt For For For
20 Elect WAN Kam To Mgmt For Against Against
21 Elect Edward Tse CHO Mgmt For For For
Che
22 Elect CAI Jiangnan Mgmt For For For
23 Elect HONG Liang Mgmt For For For
24 Elect XU Youli Mgmt For Against Against
25 Elect XIN Keng Mgmt For For For
________________________________________________________________________________
Shanghai Pudong Development Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600000 CINS Y7689F102 04/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Elect SHAO Yaliang Mgmt For For For
7 Elect GU Jianzhong Mgmt For For For
8 Elect SHA Yuejia Mgmt For Against Against
9 Elect ZHU Min Mgmt For Against Against
10 Elect DONG Xiuming Mgmt For Against Against
11 Elect HUA Renchang Mgmt For For For
12 Elect WANG Zhe Mgmt For For For
13 Elect TIAN Suning Mgmt For For For
14 Elect QIAO Wenjun Mgmt For For For
15 Elect ZHANG Ming Mgmt For For For
16 Elect YUAN Zhigang Mgmt For For For
17 Elect JI Xiaohui Mgmt For For For
18 Elect LIU Xinyi Mgmt For For For
19 Elect JIANG Mingsheng Mgmt For For For
20 Elect PAN Weidong Mgmt For For For
21 Elect LU Yong Mgmt For For For
22 Elect CHEN Bichang Mgmt For For For
23 Elect LI Qingfeng Mgmt For For For
24 Elect SUN Jianping Mgmt For For For
25 Elect ZHAO Jiusu Mgmt For For For
26 Elect CHEN Shimin Mgmt For For For
27 Management Measures Mgmt For Abstain Against
for Reduction of
Non-performing
Loan
28 Authority to Issue Mgmt For Abstain Against
Financial
Bonds
29 Eligibility for Mgmt For For For
Private
Placement
30 Share Type and Par Mgmt For For For
Value
31 Issue Method Mgmt For For For
32 Target Subscribers and Mgmt For For For
Subscription
Method
33 Issue Price and Mgmt For For For
Pricing
Principle
34 Size of Issuance Mgmt For For For
35 Amount and Use of Mgmt For For For
Proceeds
36 Lock-up Period Mgmt For For For
37 Listing Market Mgmt For For For
38 Arrangement for Mgmt For For For
Undistributed
Profits
39 Validity of Resolution Mgmt For For For
40 Preliminary Plan for Mgmt For For For
Private
Placement
41 Related Party Mgmt For For For
Transactions for
Private
Placement
42 Feasibility Report on Mgmt For For For
Use of
Proceeds
43 Report on Deposit and Mgmt For For For
Use of Raised
Funds
44 Signing Conditional Mgmt For For For
Share Purchase
Agreement
45 Board Authorization to Mgmt For For For
Implement Private
Placement
46 Measures for Diluted Mgmt For For For
Returns for Private
Placement
47 Commitments of Mgmt For For For
Directors and
Management for
Dilution
Measures
48 Shareholder Returns Mgmt For For For
Plan
49 Approval of Mgmt For For For
Medium-term capital
investment plan from
2016 to
2018
50 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Pudong Development Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600000 CINS Y7689F102 07/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Acquisition by
Stock
2 Counter Parties Mgmt For For For
3 Target Assets Mgmt For For For
4 Transaction Price Mgmt For For For
5 Consideration Payment Mgmt For For For
6 Arrangements for Mgmt For For For
Undistributed
Profits
7 Attributable Mgmt For For For
Arrangements for
Profit and Losses
during
Transaction Period
8 Regarding Mgmt For For For
Qualification of
Assets Acquisition as
Related
Party Transactions
9 Regarding Mgmt For For For
Qualification of
Assets Acquisition as
Non-major Asset
Restructuring
10 Regarding Mgmt For For For
Qualification of
Assets Acquisition as
Non-reverse
Merger
11 Share Type and Par Mgmt For For For
Value
12 Method of Issuance Mgmt For For For
13 Target Subscriber Mgmt For For For
14 Offering Price Mgmt For For For
15 Size of Issuance Mgmt For For For
16 Lock-up Period Mgmt For For For
17 Listing Place Mgmt For For For
18 Validity Period Mgmt For For For
19 Approval of Draft and Mgmt For For For
Summary of Report on
Assets
Acquisition by Stock
20 Regarding Mgmt For For For
Qualification of
Assets Acquisition as
Related Party
Transaction
21 Approval to Sign Mgmt For For For
Conditional Assets
Acquisition
Agreement
22 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
23 Explanations on Mgmt For For For
Pricing and
Fairness
24 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
25 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
26 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of
Major
Assets Restructuring
of Listed
Companies
27 Compliance with Mgmt For For For
Applicable
Administrative
Measures Regarding
Implementation
Procedures
28 Board Authorization to Mgmt For For For
Implement Assets
Acquisition by
Stock
________________________________________________________________________________
Shanghai Pudong Development Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600000 CINS Y7689F102 07/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Acquisition by
Stock
2 Counter Parties Mgmt For For For
3 Target Assets Mgmt For For For
4 Transaction Price Mgmt For For For
5 Consideration Payment Mgmt For For For
6 Arrangements for Mgmt For For For
Undistributed
Profits
7 Attributable Mgmt For For For
Arrangements for
Profit and Losses
during
Transaction Period
8 Regarding Mgmt For For For
Qualification of
Assets Acquisition as
Related
Party Transactions
9 Regarding Mgmt For For For
Qualification of
Assets Acquisition as
Non-major Asset
Restructuring
10 Regarding Mgmt For For For
Qualification of
Assets Acquisition as
Non-reverse
Merger
11 Share Type and Par Mgmt For For For
Value
12 Method of Issuance Mgmt For For For
13 Target Subscriber Mgmt For For For
14 Offering Price Mgmt For For For
15 Size of Issuance Mgmt For For For
16 Lock-up Period Mgmt For For For
17 Listing Place Mgmt For For For
18 Validity Period Mgmt For For For
19 Approval of Draft and Mgmt For For For
Summary of Report on
Assets
Acquisition by Stock
20 Regarding Mgmt For For For
Qualification of
Assets Acquisition as
Related Party
Transaction
21 Approval to Sign Mgmt For For For
Conditional Assets
Acquisition
Agreement
22 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
23 Explanations on Mgmt For For For
Pricing and
Fairness
24 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
25 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
26 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of
Major
Assets Restructuring
of Listed
Companies
27 Compliance with Mgmt For For For
Applicable
Administrative
Measures Regarding
Implementation
Procedures
28 Board Authorization to Mgmt For For For
Implement Assets
Acquisition by
Stock
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 02/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 UPWARD ADJUSTMENT OF Mgmt For For For
INVESTMENT QUOTA AND
INVESTMENT
PERIOD
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 04/06/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Elect ZHENG Yuewen Mgmt For For For
10 Elect Kieu Hoang Mgmt For For For
11 Elect CHEN Jie Mgmt For For For
12 Elect XU Jun Mgmt For For For
13 Elect Tommy Trong Hoang Mgmt For Against Against
14 Elect XUE Lei Mgmt For Against Against
15 Elect ZHOU Zhiping Mgmt For Against Against
16 Elect TAN Jinsong Mgmt For For For
17 Elect LI Rao Mgmt For For For
18 Elect Binh Hoang Mgmt For Against Against
19 Increase in Registered Mgmt For For For
Capital
20 Amendments to Articles Mgmt For For For
21 Approval of Borrowing Mgmt For Against Against
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 07/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Investment
Projects
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 09/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai Tunnel Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600820 CINS Y7692K106 05/23/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Board Authorization Mgmt For For For
for Related Party
Transactions
7 Investment in Mgmt For For For
Hangshaotai Highway
Project (Taizhou
Part)
________________________________________________________________________________
Shanghai Waigaoqiao Free Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600648 CINS Y7688F111 06/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Borrowing, Mgmt For Against Against
Guarantees, Entrusted
Loans and
Lending
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
8 Directors' Fees Mgmt For For For
9 Related Party Mgmt For Against Against
Transactions
10 Supplemental Agreement Mgmt For For For
for Pre-ordering
Residential
Houses
11 Amendments to Articles Mgmt For For For
and Procedural
Rules
12 Board Authorization Mgmt For For For
for Land
Reserve
13 Elect PENG Wangjue Mgmt For For For
14 Elect SONG Yao Mgmt For For For
15 Elect ZONG Shu Mgmt For For For
________________________________________________________________________________
Shanghai Waigaoqiao Free Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600648 CINS Y7688F111 09/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Projects Mgmt For For For
Invested by Raised
Funds
3 Elect LIU Hong Mgmt For For For
4 Elect LIU Ying Mgmt For For For
________________________________________________________________________________
Shanghai Waigaoqiao Free Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600648 CINS Y7688F111 11/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Financing
Bills
2 Authority to Issue Mgmt For For For
Ultra Short-term
Financing
Bills
3 Eligibility for Mgmt For For For
Corporate Bond
Issuance
4 Size of Issuance Mgmt For For For
5 Par Value and Issuance Mgmt For For For
Price
6 Bond Type and Maturity Mgmt For For For
7 Interest Rate Mgmt For For For
8 Guarantee Provision Mgmt For For For
9 Arrangements for Mgmt For For For
Redemption and Put
Provisions
10 Use of Proceeds Mgmt For For For
11 Method of Issuance Mgmt For For For
12 Issuance Targets and Mgmt For For For
Placement to
Shareholders
13 Listing Market Mgmt For For For
14 Company's Credit Mgmt For For For
Condition and
Repayment Guarantee
Measures
15 Validity Period Mgmt For For For
16 Establishment of Mgmt For For For
Special Account for
Raised
Funds
17 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Shanghai Zhangjiang Hi-tech Park Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600895 CINS Y7699D105 03/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XI Yongping as Mgmt For For For
Director
2 Approval of Share Mgmt For For For
Transfer and
Assignment of
Creditor's
Rights
________________________________________________________________________________
Shanghai Zhangjiang Hi-tech Park Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600895 CINS Y7699D105 04/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financing and Funds Mgmt For For For
Management in
2016
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
8 Plan for Debt Mgmt For For For
Financing
Instruments
9 Elect CHEN Zhijun Mgmt For Against Against
10 Elect XU Junxue Mgmt For For For
________________________________________________________________________________
Shanghai Zhangjiang Hi-tech Park Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600895 CINS Y7699D105 12/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Public Mgmt For For For
Offering of Corporate
Bonds
3 Issuance Size Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Bond Duration and Type Mgmt For For For
6 Interest Rate Mgmt For For For
7 Guarantee Arrangement Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Issuance Method Mgmt For For For
10 Subscribers and Mgmt For For For
Arrangement for
Placement to
Shareholders
11 Underwriting Method Mgmt For For For
12 Listing Exchange Mgmt For For For
13 Company's Credit Mgmt For For For
Condition and
Safeguard Measures
for Debt
Repayment
14 Validity Period for Mgmt For For For
the
Resolution
15 Authorization for Mgmt For For For
Board of Directors to
Implement Corporate
Bond
Issuance
16 Transfer of Equity Mgmt For For For
Stake
________________________________________________________________________________
Shanxi Lu'an Environmental Energy Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601699 CINS Y7699U107 05/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Authority to Issue Mgmt For For For
Corporate
Bonds
9 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
Issuance
10 Authority to Give Mgmt For For For
Guarantees
11 Appointment of Auditor Mgmt For For For
12 Internal Control Mgmt For For For
Self-Assessment
Report
13 INTERNAL CONTROL AUDIT Mgmt For For For
REPORT
14 2015 Social Mgmt For For For
Responsibility
Report
15 Elect YOU Hao Mgmt For For For
16 Elect ZHAO Lixin Mgmt For For For
________________________________________________________________________________
Shanxi Lu'an Environmental Energy Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601699 CINS Y7699U107 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Youzeng Mgmt For For For
2 Elect TANG Junhua Mgmt For For For
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 05/13/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Executives' Mgmt For For For
Remuneration
7 Related Party Mgmt For For For
Transactions with
Shanxi Guoxin
Investment Group Co.,
Ltd., Shanxi
Financial Investment
Holding Co., Ltd.,
and its Affiliated
Entities
8 Related Party Mgmt For For For
Transactions with
Taiyuan Iron and
Steel (Group) Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Shanxi International
Electricity Group
Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Directors' ,
Supervisors, and
Executives'
Affiliated
Entities
11 Related Party Mgmt For For For
Transactions with
Deutsche Bank Co.,
Ltd.
12 Appointment of Auditor Mgmt For Against Against
13 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 05/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate
Bonds
2 Size of Issuance and Mgmt For For For
Par
Value
3 Target of Subscription Mgmt For For For
and Treatment of the
Company's
Shareholders
4 Method of Issuance Mgmt For For For
5 Term of Bond Mgmt For For For
6 Issue Price and Mgmt For For For
Interest
Rates
7 Use of Proceeds Mgmt For For For
8 Listing Market Mgmt For For For
9 Underwriting Method Mgmt For For For
10 Guarantee Clause Mgmt For For For
11 Validity of Resoluton Mgmt For For For
12 Repayment Guarantee Mgmt For For For
Measure
13 Scope of Authorization Mgmt For For For
14 Eligibility for Mgmt For For For
Short-term Corporate
Bonds
15 Size of Issuance Mgmt For For For
16 Target of Subscription Mgmt For For For
and Treatment of the
Company's
Shareholders
17 Method of Issuance Mgmt For For For
18 Term of Bond Mgmt For For For
19 Interest Rates Mgmt For For For
20 Use of Prceeds Mgmt For For For
21 Listing Market Mgmt For For For
22 Underwriting Method Mgmt For For For
23 Guarantee Clause Mgmt For For For
24 Validity of Resolution Mgmt For For For
25 Repayment Guarantee Mgmt For For For
Measure
26 Scope of Authorization Mgmt For For For
27 Eligibility for Mgmt For For For
Short-term Financing
Bills
28 Size of Issuance Mgmt For For For
29 Term of Financing Bill Mgmt For For For
30 Interest Rates or Mgmt For For For
Issue
Price
31 Use of Proceeds Mgmt For For For
32 Validity of Resolution Mgmt For For For
33 Issuance Market Mgmt For For For
34 Scope of Authorization Mgmt For For For
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 10/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Size of Issuance Mgmt For For For
4 Method and Date of Mgmt For For For
Issuance
5 Target Subscribers and Mgmt For For For
Subscription
Method
6 Pricing Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Arrangements for Mgmt For For For
Dividends
Allocation
11 Validity Period Mgmt For For For
12 Amendment to Mgmt For For For
Preliminary Plan for
Private
Placement
13 Amendment to Mgmt For For For
Feasibility Report on
Use of
Proceeds
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Shanxi Taigang Stainless Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000825 CINS Y8481S102 05/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Management Plan Mgmt For For For
7 Fixed Asset Investment Mgmt For For For
Financial
Budget
8 Appointment of Auditor Mgmt For For For
9 Appointment of Mgmt For For For
Internal Control
Auditor
10 Related Party Mgmt For For For
Transactions
11 Financial Derivatives Mgmt For For For
Hedging
12 Commercial Bill Pledge Mgmt For For For
Business
________________________________________________________________________________
Shanxi Taigang Stainless Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000825 CINS Y8481S102 07/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Jianbing Mgmt For For For
2 Elect XIE Li Mgmt For For For
________________________________________________________________________________
Shanxi Taigang Stainless Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000825 CINS Y8481S102 12/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For Against Against
Transactions with
Taiyuan Iron and
Steel Group Finance
Co.,
Ltd.
2 Related Party Mgmt For For For
Transactions with
Taiyuan Iron and
Steel Tianjin
Financial Leasing
Co.,
Ltd.
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions:
2015
7 Related Party Mgmt For For For
Transactions:
2016
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
10 Amendments to Articles Mgmt For For For
11 Shareholder Returns Mgmt For For For
Plan
12 Elect CAO Shenggen as Mgmt For For For
Independent
Director
________________________________________________________________________________
Shenergy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600642 CINS Y7T046109 05/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget in Mgmt For For For
2016
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
8 Directors' Fees Mgmt For For For
9 Elect FAN Jianlin Mgmt For For For
10 Elect LIU Hao Mgmt For For For
________________________________________________________________________________
Shenergy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600642 CINS Y7T046109 12/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Elect ZHU Zongyao as Mgmt For For For
Director
________________________________________________________________________________
Shenzhen Agricultural Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000061 CINS Y7741H104 04/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Equity Mgmt For For For
Transfer Projects
Publicly Listed
Conditions
2 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
3 Joint Venture (Limited Mgmt For Against Against
Partnership)
________________________________________________________________________________
Shenzhen Agricultural Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000061 CINS Y7741H104 05/23/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Adjustment to Guangxi Mgmt For For For
Higerteen Investment
Project and Use of
Raised
Funds
4 Report on Deposit and Mgmt For For For
Use of Raised Funds
in
2015
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Annual Report Mgmt For For For
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shenzhen Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 04/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Annual Report Mgmt For For For
5 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
6 Approval of Borrowing Mgmt For For For
7 Approval of Investment Mgmt For For For
in Shenzhen Eastern
Environmental Power
Station
________________________________________________________________________________
Shenzhen Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 06/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XIONG Peijin as Mgmt For For For
Director
________________________________________________________________________________
Shenzhen Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 09/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term Notes and
Short-term Financing
Bills
2 Approval to Mgmt For For For
Participate in
Establishment of
Industry Investment
Fund
________________________________________________________________________________
Shenzhen Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 10/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of CPT Mgmt For For For
Wyndham Holdings Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 08/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 09/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for Bank
Loans
2 Authority to Give Mgmt For For For
Guarantees for
Overseas
Loans
________________________________________________________________________________
Shenzhen Infogem Technologies Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300085 CINS Y7744Q101 06/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Par Value and Share Mgmt For For For
Type
3 Issuing Method Mgmt For For For
4 Pricing Mgmt For For For
5 Target Investors Mgmt For For For
6 Size of Issuance Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Undistributed Mgmt For For For
Accumulated
Profits
11 Validity Period of Mgmt For For For
Resolution
12 Preliminary Report of Mgmt For For For
Private
Placement
13 Research Report on Mgmt For For For
Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
17 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
18 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 05/09/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Investment in Wealth Mgmt For For For
Management Products
with Idle
Capital
9 Investment in Wealth Mgmt For For For
Management Products
with Raised
Funds
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Management System for
External
Guarantees
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 10/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Modification of the Mgmt For For For
Company's Registered
Address and
Amendments to
Articles
3 Amendments to Work Mgmt For Abstain Against
System for
Independent
Directors
4 Amendments to Mgmt For Abstain Against
Management System:
Information
Disclosure
________________________________________________________________________________
Shenzhen Kingdom Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 06/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Purchase
Plan
2 Constitution of Mgmt For For For
Procedural Rules for
the Employee Stock
Purchase
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase
Plan
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 02/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Decision System for
External
Investment
3 Elect GAO Weimin as Mgmt For For For
Independent
Director
4 Dilution Measures for Mgmt For For For
Returns for Private
Placement
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 05/10/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Internal Control Mgmt For For For
Self-Assessment
Report
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Amendments to Articles Mgmt For Abstain Against
10 Authority to Give Mgmt For For For
Guarantees
11 Approval of Notes Pool Mgmt For For For
Services
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 05/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
2 Report on Deposit and Mgmt For For For
Use of Raised
Funds
3 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 09/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 09/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit and Providing
Guarantee
2 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 11/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights - Private
Placement
3 Feasibility Report on Mgmt For For For
Use of
Proceeds
4 Plan For Private Mgmt For For For
Placement
5 Board Authorization to Mgmt For For For
Implement Private
Placement
6 Shareholder Returns Mgmt For For For
Plan
7 Aprpoval of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 12/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7742V102 05/23/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 General Credit Mgmt For For For
Financing for 2016
and
2017
6 Entrusted Loans Mgmt For For For
7 Authority to Give Mgmt For Against Against
Guarantees
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7742V102 07/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Self-inspection report Mgmt For For For
on Real Estate
Business
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7742V102 09/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DUAN Xianian Mgmt For For For
2 Elect WANG Xiaowen Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
4 Restricted Stock Mgmt For For For
Incentive
Plan
5 Amendment to Mgmt For Abstain Against
Procedural Rules for
the Restricted Stock
Incentive
Plan
6 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7742V102 11/06/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Absorption of Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7742V102 12/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Par Value and Issuance Mgmt For For For
Size
3 Duration Mgmt For For For
4 Interest Rate and Mgmt For For For
Repayment
5 Method of Issuance Mgmt For For For
6 Guarantee Mgmt For For For
7 Redemption Or Resale Mgmt For For For
Provisions
8 Use of Proceeds Mgmt For For For
9 Issuance Targets and Mgmt For For For
Arrangement For
Placement to
Shareholders
10 Underwriting Method Mgmt For For For
and Listing
Arrangement
11 Guarantees Measures Mgmt For For For
and Credit
Arrangement
12 Validity Period of Mgmt For For For
Resolution
13 Board Authorization to Mgmt For For For
Implement Debt
Issuance
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 04/15/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Zhongjin Lingnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 02/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Lixin Mgmt For For For
2 Elect LIU Fanglai Mgmt For For For
________________________________________________________________________________
Shenzhen Zhongjin Lingnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 04/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Approval of Line of Mgmt For For For
Credit
8 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
9 Amendments to Articles Mgmt For For For
10 Elect QI Siyin as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Shenzhen Zhongjin Lingnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 06/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Target of Issuance and Mgmt For For For
Method of
Subscription
5 Pricing Principle Mgmt For For For
6 Size of Issuance Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Arrangement for Mgmt For For For
Undistributed
Profits
10 Validity of Resolution Mgmt For For For
11 Listing Market Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Shareholder Returns Mgmt For For For
Plan
17 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
18 Self-Inspection Report Mgmt For For For
on Real Estate
Business
19 Commitments of Mgmt For For For
Management on Real
Estate
Business
________________________________________________________________________________
Shenzhen Zhongjin Lingnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 07/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Shenghui Mgmt For For For
2 Elect QIU Guanzhou Mgmt For For For
3 Elect NIU Hong Mgmt For Against Against
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 03/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
2 Investment in Mgmt For For For
Securities and Wealth
Management
Products
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Procedural
Rules:Management
Policy for External
Investment
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 03/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder and Board
Meetings
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement
2 Extension of Validity Mgmt For For For
Period for Board
Authorization to
Implement Private
Placement
________________________________________________________________________________
Sichuan Changhong Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600839 CINS Y7931Y107 10/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Issue Mgmt For For For
Short-term Financing
Bills
3 Related Party Mgmt For For For
Transactions
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 04/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report and Its Mgmt For For For
Summary
5 Headquarter Financing Mgmt For Abstain Against
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 08/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SUN Zhixiang Mgmt For For For
2 Repurchase Method and Mgmt For For For
Use of Repurchased
Shares
3 Repurchase Price and Mgmt For For For
Pricing
Principles
4 Share Type, Size and Mgmt For For For
Portion
5 Source and Amount of Mgmt For For For
Capital
6 Repurchase Period Mgmt For For For
7 Validity Period Mgmt For For For
8 Board Authorization Mgmt For For For
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 01/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO Yunpei Mgmt For Against Against
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 04/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Issue Mgmt For For For
Debt Financing
Instruments
10 Allocation of Mgmt For For For
Profits/Dividends
11 Investment in Mgmt For For For
Construction of
Industrial
Park
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 09/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose Mgmt For For For
2 Repurchase Method and Mgmt For For For
Use of Repurchased
Shares
3 Shareholding Change Mgmt For For For
4 Repurchase Price and Mgmt For For For
Pricing
Principles
5 Share Type, Size and Mgmt For For For
Proportion
6 Amount and Source of Mgmt For For For
Capital
7 Repurchase Period Mgmt For For For
8 Board Authorization to Mgmt For For For
Repurchase
Shares
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 10/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Verification of the Mgmt For For For
Usage of Repurchased
Shares
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 04/13/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions with the
de facto Controller
and its
Affiliates
8 Related Party Mgmt For For For
Transactions with
Tsinghua Holdings
Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Joint
Ventures
10 Related Party Mgmt For For For
Transactions with
Affiliates of
Directors,
Supervisors and
Senior
Management
11 Report on Deposit and Mgmt For For For
Use of Raised
Funds
12 Amendments to Mgmt For Abstain Against
Management Systems
for Related Party
Transactions
13 Approval of Adjusted Mgmt For For For
Preliminary Plan for
Private
Placement
14 Measures for Diluted Mgmt For For For
Earnings due to
Private
Placement
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 05/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
(Slate)
2 Election of Mgmt For Against Against
Supervisors
(Slate)
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 07/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Target Subscribers and Mgmt For For For
Subscription
Method
5 Size of Issuance Mgmt For For For
6 Pricing Mgmt For For For
7 Amount and Use of Mgmt For For For
Proceeds
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Arrangements for Mgmt For For For
Dividends
Allocation
11 Validity Period Mgmt For For For
12 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Raised
Funds
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Return Dilution Mgmt For For For
Measures for Private
Placement
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 07/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Target Subscribers and Mgmt For For For
Subscription
Method
5 Size of Issuance Mgmt For For For
6 Pricing Mgmt For For For
7 Amount and Use of Mgmt For For For
Proceeds
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Arrangements for Mgmt For For For
Dividends
Allocation
11 Validity Period Mgmt For For For
12 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Raised
Funds
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Return Dilution Mgmt For For For
Measures for Private
Placement
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Mgmt For For For
Auditors' Fees for
Fiscal Year
2015
2 Elect ZHANG Weihong as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 11/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement of
Shares
2 Stock Class and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Subscribers and Method Mgmt For For For
of
Subscription
5 Size of Issuance Mgmt For For For
6 Issuance Price and Mgmt For For For
Pricing
Principals
7 Amount and Use of Mgmt For For For
Proceeds
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Arrangements for Mgmt For For For
Dividends
Allocation
11 Validity Period Mgmt For For For
12 Revision of Mgmt For For For
Preliminary Plan for
Private
Placement
13 Revision Feasibility Mgmt For For For
Report on Use of
Proceeds
14 Revision Report on Mgmt For Abstain Against
Deposit and Use of
Raised
Funds
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Revision of Measures Mgmt For For For
for Diluted
Returns
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373114 06/15/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
of Association and
Rules of Procedure
for Board of
Directors'
Meeting
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 03/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z109 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Investment Quota of Mgmt For For For
Securities
Proprietary
Business
8 Appointment of Auditor Mgmt For For For
9 Elect FAN Li Mgmt For For For
10 Elect ZHU Jian Mgmt For For For
11 Elect SONG Zizhou Mgmt For For For
12 Elect QIAN Xiaohong Mgmt For Against Against
13 Elect ZHU Jiangen Mgmt For Against Against
14 Elect ZHANG Tong Mgmt For For For
15 Elect JIN Dehuan Mgmt For For For
16 Elect PEI Ping Mgmt For For For
17 Elect HAN Xiaomei Mgmt For For For
18 Elect HUANG Zuyan Mgmt For For For
19 Elect YUAN Weijing Mgmt For Against Against
20 Elect TANG Ye Mgmt For Against Against
21 Elect LI Meiying Mgmt For For For
22 Elect MA Xiao Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z109 07/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Par Value and Share Mgmt For For For
Type
3 Issuing Method Mgmt For For For
4 Target Subscribers and Mgmt For For For
Subscription
Method
5 Size of Issuance Mgmt For For For
6 Issuing Price and Mgmt For For For
Pricing
Principles
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Distribution Mgmt For For For
Arrangements for
Accumulated
Profits
11 Valid Period of Mgmt For For For
Resolution
12 Preliminary Plan of Mgmt For For For
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Raised
Funds
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Measures for Diluted Mgmt For For For
Returns
17 Establishment of a Mgmt For For For
Research
Subsidiary
18 Board Authorization Mgmt For Abstain Against
for Issuance of
Short-term Financing
Bills
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z109 09/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Authority to Issue Mgmt For For For
Subordinated
Bonds
4 Shareholder Returns Mgmt For For For
Plan
5 Elect YUAN Weijing as Mgmt For Against Against
Supervisor
6 Elect ZHU Jian Mgmt For For For
7 Elect ZHU Jiangen Mgmt For For For
8 Eligibility for Mgmt For For For
Private
Placement
9 Approval of Mgmt For For For
Adjustments to
Private
Placement
10 Approval of Mgmt For For For
Adjustments to
Preliminary Plan of
Private
Placement
11 Approval of Mgmt For For For
Adjustments to Use of
Proceeds
12 Approval of Mgmt For For For
Adjustments to
Measures for Diluted
Returns
13 Board Authorization to Mgmt For For For
Implement Private
Placement
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z109 11/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Adjustment to Private Mgmt For For For
Placement
Plan
3 Adjustment to Private Mgmt For For For
Placement Preliminary
Plan
4 Adjustment to Mgmt For For For
Feasibility Report on
Use of
Proceeds
5 Adjustment to Measures Mgmt For For For
for Dilution of
Immediate
Returns
6 Board Authorization to Mgmt For For For
Implement Private
Placement
7 Establishment of Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 02/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Hunan
Sangdun New Energy
Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to Bozhou
Clean Energy Power
Co.,
Ltd.
3 Elect ZHOU Qi as Mgmt For For For
Independent
Director
________________________________________________________________________________
Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 08/05/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions with
Kangbo Huayuan New
Energy Co.,
Ltd.
2 Related Party Mgmt For For For
Transactions with
Beijing Guozhong
Biological Technology
Co.,
Ltd.
3 Approval of Line of Mgmt For For For
Credit from Bank of
China
4 Approval of Line of Mgmt For For For
Credit from
Agricultural Bank of
China
5 Approval of Line of Mgmt For For For
Credit from China
Minsheng
Ban
6 Authority to Issue Mgmt For For For
Short-term Financing
Bills
7 Authority to Issue Mgmt For For For
Medium-term
Notes
8 Authority to Issue Mgmt For For For
Ultra Short-term
Commercial
Paper
9 Authority to Issue Mgmt For For For
Perpetual
Bonds
________________________________________________________________________________
Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 10/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Modification of Mgmt For For For
Company
Name
3 Amendments to Articles Mgmt For For For
4 Elect WANG Shugui Mgmt For For For
5 Elect CAO Da Mgmt For For For
6 Elect YUAN Wei Mgmt For For For
7 Elect HAN Yong Mgmt For For For
8 Elect LIU Jinhai as Mgmt For For For
Independent
Director
9 Elect SHAO Li as Mgmt For Against Against
Supervisor
10 Authorization for Mgmt For For For
Board Implementation
of the Amendment to
Articles
11 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y1584M106 01/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Abstain Against
Corporate Debt
Financing
Instruments
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y1584M106 03/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIAO Qingxuan Mgmt For For For
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y1584M106 03/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Transactions with Mgmt For For For
Chongqing Yufu Asset
Operation Management
Group Co.,
Ltd.
6 Transactions with Mgmt For For For
China Jianyin
Investment Ltd. and
Its Affiliated
Companies
7 Transactions with Mgmt For For For
Chongqing Jiangbeizui
Cbd Investment Group
Co., Ltd. And Its
Affiliated
Company
8 Transactions with Mgmt For For For
Chongqing Urban
Construction
Investment Group Co.,
Ltd. And Its
Affiliated
Company
9 Transactions with Mgmt For For For
Chongqing Expressway
Group Co., Ltd. And
Its Affiliated
Company
10 Transactions with Mgmt For For For
Chongqing
International Trust
Co., Ltd., and Other
Companies
11 Other Transactions Mgmt For For For
12 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y1584M106 07/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Raise the Mgmt For For For
Company's Proprietary
Equity Securities and
Equity Derivatives to
Net Capital
Ratio
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y1584M106 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Authority to Adjust Mgmt For For For
Auditor's
Fees
3 Amendments to Articles Mgmt For For For
4 Adjustment to Mgmt For For For
Authorization for
Securities and
Security Derivative
Transactions
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y1584M106 11/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Participate in
Development
Project
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 03/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Par Value And Size of Mgmt For For For
Issuance
3 Target of Mgmt For For For
Subscription/Subscribe
rs
4 Term and Type of Bond Mgmt For For For
5 Interest Rate Mgmt For For For
6 Method of Guarantee Mgmt For For For
7 Redemption or Resale Mgmt For For For
Provisions
8 Use of Proceeds Mgmt For For For
9 Special Account for Mgmt For For For
Raised
Funds
10 Company's Credit and Mgmt For For For
Repayment Guarantee
Measure
11 Underwriting and Mgmt For For For
Listing of the
Bonds
12 Validty of Resolution Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Bond
Issuance
14 Amendments to Articles Mgmt For For For
15 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 05/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Directors' and Mgmt For For For
Executives'
Compensation
7 Supervisors' Mgmt For For For
Compensation
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For Against Against
Guarantees
10 Appointment of Auditor Mgmt For Against Against
and Internal
Auditor
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 08/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Volume of Issuance Mgmt For For For
6 Pricing Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Purpose of Raised Funds Mgmt For For For
9 Arrangements for Mgmt For For For
Dividends
Allocation
10 Validity Period Mgmt For For For
11 Preliminary Plan of Mgmt For For For
Private
Placement
12 Feasibility Report on Mgmt For For For
Use of
Proceeds
13 Report on Deposit and Mgmt For For For
Use of Raised
Funds
14 Board Authorization to Mgmt For For For
Implement Private
Placement
15 Amendments to Articles Mgmt For Abstain Against
16 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 09/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Interim Mgmt For For For
Stock
Dividend
2 Amendments to Articles Mgmt For For For
due to Stock
Dividend
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 04/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Investment in Wealth Mgmt For For For
Management
Products
9 Related Party Mgmt For For For
Transactions with
PPTV
10 Related Party Mgmt For For For
Transactions
regarding Trademark
Transfer and
Licensing
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Investment in Wealth Mgmt For For For
Management Products
by Using Idle
Funds
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Introduction of Mgmt For For For
Strategic Investor
for
Subsidiaries
2 Staff Shareholder Mgmt For For For
Partnership
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Second Period Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization To Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 09/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Business Mgmt For For For
Cooperation Framework
Agreement
2 Eligibility for Mgmt For Against Against
Private
Placement
3 Stock Type and Par Mgmt For Against Against
Value
4 Issuance Method Mgmt For Against Against
5 Issuance Targets and Mgmt For Against Against
Subscription
Method
6 Benchmark Date Mgmt For Against Against
7 Pricing Mgmt For Against Against
8 Size of Issuance Mgmt For Against Against
9 Lock-up Period Mgmt For Against Against
10 Listing Place Mgmt For Against Against
11 Use of Raised Funds Mgmt For Against Against
12 Arrangements for Mgmt For Against Against
Dividends
Allocation
13 Validity Period Mgmt For Against Against
14 Connected Transactions Mgmt For Against Against
Relating to Private
Placement
15 Conditional Share Mgmt For Against Against
Subscription
Agreements with
Taobao (China) Co.,
Ltd.
16 Conditional Share Mgmt For Against Against
Subscription
Agreements with
Anxin-Suning
Zhongcheng Second
Asset Management
Plan
17 Preliminary Plan for Mgmt For Against Against
Private
Placement
18 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
19 Report on Deposit and Mgmt For For For
Use of Raised
Funds
20 Board Authorization to Mgmt For Against Against
Implement Private
Placement
21 Investment in Share Mgmt For For For
Issuane of Alibaba
Group Holding
Limited
22 Modification of Second Mgmt For For For
Phase of Employee
Stock Ownership
Plan
23 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 04/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect NI Lin Mgmt For For For
2 Elect YANG Zhen Mgmt For For For
3 Elect YAN Duolin Mgmt For For For
4 Elect ZHU Ming Mgmt For For For
5 Elect WANG Hanlin Mgmt For For For
6 Elect CAO Liming Mgmt For For For
7 Elect YIN Xin Mgmt For For For
8 Elect WAN Jieqiu Mgmt For For For
9 Elect YU Xuehua Mgmt For For For
10 Independent Directors' Mgmt For For For
Fees
11 Elect WANG Anli Mgmt For Against Against
12 Elect QIAN Ping Mgmt For For For
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Increase in Registered Mgmt For For For
Capital
7 Amendments to Articles Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Approval of Banknotes Mgmt For For For
Pool
11 Transfer and Mgmt For For For
Repurchase of
Financial
Assets
12 Investment in Wealth Mgmt For For For
Management
Products
13 Appointment of Auditor Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 07/03/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Constitution of Mgmt For For For
Management System
for Employee Stock
Ownership
Plan
3 Eligibility for Mgmt For For For
Private
Placement
4 Share Type and Par Mgmt For For For
Value
5 Offering Method Mgmt For For For
6 Target Subscribers and Mgmt For For For
Subscription
Method
7 Size of Issuance Mgmt For For For
8 Offering Price and Mgmt For For For
Benchmark
Date
9 Lock-up Period Mgmt For For For
10 Listing Market Mgmt For For For
11 Use of Proceeds Mgmt For For For
12 Arrangements for Mgmt For For For
Undistributed
Profit
13 Valid Period of Mgmt For For For
Resolution
14 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
15 Feasibility Report on Mgmt For For For
Use of
Proceeds
16 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
17 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
18 Approval of Mgmt For For For
Conditional Share
Subscription
Agreement
19 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Shareholder Returns Mgmt For For For
Plan
22 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
23 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 10/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Constitution of Mgmt For For For
Procedural Rules for
the Employee Stock
Ownership
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
4 Amendments to Articles Mgmt For For For
5 Transfer and Purchase Mgmt For For For
of Financial
Assets
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 11/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
3 Authority to Give Mgmt For For For
Guarantees for Lines
of
Credit
4 Authority to Give Mgmt For For For
Guarantees for
Company
________________________________________________________________________________
Tasly Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600535 CINS Y88318103 04/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Change in Company Name Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Merger with Tianjin Mgmt For For For
Tasly Sants
Pharmaceutical Co.,
Ltd.
12 Merger with Tianjin Mgmt For For For
Jinshi New Energy
Co,.
Ltd.
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 04/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Budget Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For Against Against
Guarantees
7 Appointment of Auditor Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 06/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-Term Commercial
Papers
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 07/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Repurchase Plan Mgmt For For For
(2015-2017)
2 Method and Use of Mgmt For For For
shares
3 Repurchase Price Mgmt For For For
4 Source of Capital Mgmt For For For
5 Share Type, Size and Mgmt For For For
Percentage
6 Repurchase Period Mgmt For For For
7 Validity Period Mgmt For For For
8 Board Authorization to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 08/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Amendments to Articles Mgmt For For For
3 Elect HE Zhuohui as Mgmt For Against Against
Supervisor
4 Elect WU Shihong Mgmt For For For
5 Elect LIU Bin Mgmt For For For
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 11/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Corporate Bond
Issuance
3 Size of Issuance Mgmt For For For
4 Maturity Mgmt For For For
5 Interest Rate and Mgmt For For For
Repayment
6 Purpose of Raised Funds Mgmt For For For
7 Issuance Targets Mgmt For For For
8 Method of Issuance Mgmt For For For
9 Guarantee Method Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Listing Market Mgmt For For For
12 Validity Period Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
14 Authority to Issue Mgmt For For For
Enterprise
Bond
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Annual Report and Its Mgmt For For For
Summary
7 Appointment of Auditor Mgmt For For For
8 Hedging and Forward Mgmt For For For
Foreign Exchange
Business
9 Related Party Mgmt For For For
Transactions with
TBEA Group Co.,
Ltd.
10 Authority to Issue Mgmt For For For
Mid-Term
Notes
11 Authority to Issue Mgmt For For For
Short-Term Financial
Bills
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 07/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to 2014 Mgmt For For For
Annual Dividend
Plan
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 07/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to 2014 Mgmt For For For
Annual Dividend
Plan
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 07/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Injection and Mgmt For For For
Project
Investment
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 07/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Injection and Mgmt For For For
Project
Investment
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 09/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Xin Mgmt For Against Against
2 Elect YE Jun Mgmt For For For
3 Elect HUANG Hanjie Mgmt For For For
4 Elect HU SHUJUN Mgmt For For For
5 Elect LI Bianqu Mgmt For Against Against
6 Elect GUO Junxiang Mgmt For Against Against
7 Elect DU Beiwei Mgmt For For For
8 Elect DONG Jingzhen Mgmt For For For
9 Elect CHANG Qing Mgmt For For For
10 Elect QIAN Aimin Mgmt For Against Against
11 Elect HU Benyuan Mgmt For Against Against
12 Elect ZHANG Aiqin Mgmt For Against Against
13 Elect BU Xiaoxia Mgmt For Against Against
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 11/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Long-term Callable
Bonds
2 Eligibility for Mgmt For For For
Corporate Bond
Issuance
3 Size of Issuance Mgmt For For For
4 Face Value Mgmt For For For
5 Bond Term Mgmt For For For
6 Interest Rate Mgmt For For For
7 Repayment Method Mgmt For For For
8 Option to Raise Coupon Mgmt For For For
Rate
9 Call Option Mgmt For For For
10 Collateral Mgmt For For For
11 Issuance Method Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Guarantee Measure Mgmt For For For
14 Listing and Mgmt For For For
Distribution of
Issued
Bonds
15 Validity of Resolution Mgmt For For For
16 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6587L104 02/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Hong Mgmt For For For
Kong
Subsidiary
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6587L104 03/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6587L104 06/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type Mgmt For For For
2 Size of Issuance Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Maturity Mgmt For For For
5 Interest Rates Mgmt For For For
6 Interest Payment Term Mgmt For For For
and
Method
7 Conversion Period Mgmt For For For
8 Determination and Mgmt For For For
Adjustment of
Conversion
Price
9 Downward Adjustment to Mgmt For For For
Conversion
Price
10 Determination of Size Mgmt For For For
for Converted
Shares
11 Redemption Clauses Mgmt For For For
12 Resale Clauses Mgmt For For For
13 Attribution of Related Mgmt For For For
Dividends for Years
of
Conversion
14 Subscribers and Method Mgmt For For For
of
Issuance
15 Placement Arrangements Mgmt For For For
for
Shareholders
16 Bondholders and Mgmt For For For
Bondholder
Meetings
17 Use of Proceeds Mgmt For For For
18 Matters of Guarantees Mgmt For For For
19 Deposit Account for Mgmt For For For
Raised
Funds
20 Validity of Resolution Mgmt For For For
21 Preliminary Plan of Mgmt For For For
Bond
Issuance
22 Feasibility Report on Mgmt For For For
Use of
Proceeds
23 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
24 Approval of Dilution Mgmt For For For
Measures for
Issuance
25 Board Authorization to Mgmt For For For
Issue
Bonds
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6587L104 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Debt Issuer Mgmt For Abstain Against
2 Type of Debt Mgmt For Abstain Against
3 Size of Debt Mgmt For Abstain Against
4 Maturity Mgmt For Abstain Against
5 Method of Debt Mgmt For Abstain Against
Financing
6 Interest Rate Mgmt For Abstain Against
7 Guarantee Arrangements Mgmt For Abstain Against
8 Use of Proceeds Mgmt For Abstain Against
9 Listing Mgmt For Abstain Against
10 Safeguard Measures for Mgmt For Abstain Against
Debt
Repayment
11 Validity Period of Mgmt For Abstain Against
Resolution
12 Board Authorization to Mgmt For Abstain Against
Implement Debt
Issuance
13 Amendments to Articles Mgmt For For For
14 Extension of Validity Mgmt For For For
Period For Rights
Issue
15 Extension of Board Mgmt For For For
Authorization to
Implement Rights
Issue
________________________________________________________________________________
Tian Di Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600582 CINS Y8817K104 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Bonus Share Issuance Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tianjin Port Company Limited
Ticker Security ID: Meeting Date Meeting Status
600717 CINS Y8829Y100 04/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Annual Report Summary Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Independent Directors' Mgmt For For For
Fees
11 Elect LU Wei Mgmt For For For
12 Elect ZHAO Yanhu Mgmt For Against Against
13 Elect ZHAO Mingkui Mgmt For For For
14 Elect LI Quanyong Mgmt For For For
15 Elect ZHANG Zengxin Mgmt For For For
16 Elect SUN Bin Mgmt For For For
17 Elect ZHANG Xuan Mgmt For For For
18 Elect GUO Yaoli Mgmt For For For
19 Elect WANG Cunjie Mgmt For Against Against
20 Elect YAO Zhigang Mgmt For For For
21 Elect WANG Jian Mgmt For Against Against
________________________________________________________________________________
Tianjin Port Company Limited
Ticker Security ID: Meeting Date Meeting Status
600717 CINS Y8829Y100 08/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Li Wei as Mgmt For For For
Director
________________________________________________________________________________
Tianjin Port Company Limited
Ticker Security ID: Meeting Date Meeting Status
600717 CINS Y8829Y100 12/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LU Wei as Mgmt For For For
Director
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 02/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Fund
Management
2 Authority to Give Mgmt For For For
Guarantees to Hua Xia
Juguang (Inner
Mongolia)
Photovoltaic Power
Co., Ltd. and Central
Europe Tianjin
International Silicon
Materials Co.,
Ltd.
3 Appoint SHEN Haoping Mgmt For For For
as
Chairman
4 Authority to Give Mgmt For For For
Guarantees to Tianjin
Central European
International Silicon
Materials Co., Ltd.;
Inner Mongolia
Central PV Material
Co., Ltd.; Tianjin
Central Financial
Leasing Co., Ltd. and
Central Hong Kong
Holdings
Limited
5 Amendments to Articles Mgmt For For For
6 Approval of 2016 Mgmt For For For
Financing
7 Authority to Give Mgmt For For For
Guarantees to
Dongfang Huansheng
Co.,
Ltd.
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 06/08/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Treatment of the Mgmt For For For
Company's
Shareholders
4 Par Value and Issue Mgmt For For For
Price
5 Term of Bonds Mgmt For For For
6 Interest Rates Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Issue Method Mgmt For For For
9 Target of Subscription Mgmt For For For
10 Guarantee Method Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Bond Listing Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
Issuance
14 Eligibility for Mgmt For For For
Private Placement of
Corporate
Bonds
15 Size of Issuance Mgmt For For For
16 Treatment of the Mgmt For For For
Company's
Shareholders
17 Par Value and Issue Mgmt For For For
Price
18 Term of Bonds Mgmt For For For
19 Interest Rates Mgmt For For For
20 Use of Proceeds Mgmt For For For
21 Issue Method Mgmt For For For
22 Target of Subscription Mgmt For For For
23 Guarantee Method Mgmt For For For
24 Validity of Resolution Mgmt For For For
25 Transfer of Bonds Mgmt For For For
26 Board Authorization to Mgmt For For For
Implement Private
Placement of
Corporate
Bonds
27 Related Party Mgmt For For For
Transactions
Regarding
Guarantee
28 Directors' Report Mgmt For For For
29 Supervisors' Report Mgmt For For For
30 Accounts and Reports Mgmt For For For
31 Allocation of Mgmt For For For
Profits/Dividends
32 Annual Report Mgmt For For For
33 Report on Deposit and Mgmt For For For
Use of Raised
Funds
34 Appointment of Auditor Mgmt For For For
35 2016 Routine Related Mgmt For For For
Party
Transactions
36 Elect ZHOU Hong Mgmt For For For
37 Elect ZHANG Xiongwei Mgmt For For For
38 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 08/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2015 Related Party Mgmt For For For
Transactions
2 Establishment of Joint Mgmt For Abstain Against
Ventures
3 Establishment of Mgmt For For For
Subsidiary
4 Increase in Authorized Mgmt For For For
Capital of Inner
Mongolia Crystal Ring
Electronic Materials
Co.,
Ltd.
5 Amendments to Articles Mgmt For For For
6 Approval of Related Mgmt For For For
Party Transactions
with Zhonghuan
Electronic and
Information (Group)
Co.,Ltd
7 Authority to Give Mgmt For For For
Guarantees
8 Capital Increase in Mgmt For For For
Huanou Co.,
Ltd.
________________________________________________________________________________
Tonghua Dongbao Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 01/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SHI Wei Mgmt For For For
2 ELECT WANG Yanming Mgmt For For For
________________________________________________________________________________
Tonghua Dongbao Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 01/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve of Revised Mgmt For For For
Private Placement
Plan
2 Self-inspection Report Mgmt For For For
on Real Estate
Business
3 Commitments from Mgmt For For For
Shareholders,
Directors,
Supervisors and
Executives on Real
Estate
Business
4 Measurements for Mgmt For For For
Diluted Current
Returns due to
Private
Placement
________________________________________________________________________________
Tonghua Dongbao Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 05/13/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tonghua Dongbao Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 08/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Subscription Mgmt For For For
Agreement with
Bionime
Corp.
2 Absorption of Mgmt For For For
Wholly-owned
Subsidiary
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tonghua Dongbao Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 10/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Registred Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Tonghua Dongbao Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 11/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Pricing Mgmt For For For
5 Issuance Targets and Mgmt For For For
Subscription
Method
6 Size of Issuance Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Arrangement for Mgmt For For For
Undistributed
Profits
9 Listing Market Mgmt For For For
10 Use of Proceeds Mgmt For For For
11 Validity Period Mgmt For For For
12 Private Placement Mgmt For For For
Preliminary
Plan
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Related Party Mgmt For For For
Transactions for
Private
Placement
15 Conditional Share Mgmt For For For
Subscription and
Supplementary
Agreements
16 Measures for Diluted Mgmt For For For
Returns
17 Confirmation of Mgmt For For For
Appointment of
Evaluation
Firm
18 2015 to 2017 Mgmt For For For
Shareholder Returns
Plan
19 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Fund
Management
System
20 Establishment of Mgmt For For For
Special Account for
Funds Raised from
Private
Placement
21 Additional Mgmt For For For
Supplementary
Agreements for
Private
Placement
22 Audit Report and Asset Mgmt For For For
Evaluation Report
Regarding Private
Placement Fund
Investment
Projects
23 Application for Bank Mgmt For For For
Loans
24 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 01/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Share Type and Par Mgmt For For For
Value
3 Issuing Method and Mgmt For For For
Period
4 Target Subscribers Mgmt For For For
5 Issuing Price and Mgmt For For For
Pricing
6 Size of Issuance Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Distribution Mgmt For For For
Arrangements for
Accumulated
Profits
11 Validity Period of Mgmt For For For
Resolution
12 Approval of Mgmt For For For
Preliminary Report of
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
15 Subscription Mgmt For For For
Agreements with
Target
Subscribers
16 Approval of Asset Mgmt For For For
Management Agreement
for Employee Stock
Purchase
Plan
17 Report on Deposit and Mgmt For For For
Use of Raised
Funds
18 Employee Stock Mgmt For For For
Purchase
Plan
19 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase
Plan
20 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 03/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Measures for Diluted Mgmt For For For
Immediate Returns for
Private
Placement
2 Commitments from Mgmt For For For
Directors and
Executives for
Diluted Return
Measures
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Approval Line of Credit Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
7 Related Party Mgmt For Against Against
Transactions
8 Related Party Mgmt For Against Against
Transactions with
Tongling Nonferrous
Metals Group Finance
Co.,
Ltd.
9 Elect WANG Li Mgmt For For For
10 Elect LIU Fanglai Mgmt For For For
11 Annual Report Mgmt For For For
12 Deposit risk assessment Mgmt For For For
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 05/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 06/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Foreign Exchange Trade Mgmt For For For
Business
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 09/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 09/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan for Postponement Mgmt For For For
of Trading
Resumption
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 12/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Peijin Mgmt For For For
2 Elect WANG Chang Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Establishment of Mgmt For For For
Shareholder Return
Plan
________________________________________________________________________________
Tsinghua Tongfang Co. Limited
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 05/11/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Authority to Set Fees Mgmt For For For
10 Approval of Mgmt For For For
Comprehensive Line of
Credit
11 Approval of Including Mgmt For For For
Relevant Subsidiaries
Into the Group's
Comprehensive Line of
Credit
12 Approval of Including Mgmt For For For
Relevant Subsidiaries
with Liability Ratios
Above
70%
13 Authority to Give Mgmt For For For
Guarantees for
Subsidiaries
14 Authority to Authorize Mgmt For For For
Chairman to Implement
Guarantees
15 Amendments to Articles Mgmt For For For
16 Elect ZHOU Liye Mgmt For For For
17 Elect HUANG Yu Mgmt For For For
18 Elect FAN Xin Mgmt For For For
19 Elect TONG Libin Mgmt For For For
20 Elect HE Jia Mgmt For For For
21 Elect YANG Li Mgmt For For For
22 Elect ZUO Xiaolei Mgmt For For For
23 Elect ZHANG Wenjuan Mgmt For Against Against
24 Elect SUN Juan Mgmt For For For
25 Elect LIU Gang Mgmt For For For
________________________________________________________________________________
Tsinghua Tongfang Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 02/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Acquisition Mgmt For Abstain Against
2 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Tsinghua Tongfang Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 09/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Commercial
Paper
2 Elect LONG Dawei Mgmt For For For
3 Elect LEI Lin Mgmt For For For
________________________________________________________________________________
Tsinghua Tongfang Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 11/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture of Mgmt For For For
Interest in Guoxin to
Ziguang Group Co.,
Ltd
2 Elect HUANG Yu as Mgmt For For For
Director
________________________________________________________________________________
Tsingtao Brewery Company Limited
Ticker Security ID: Meeting Date Meeting Status
0168 CINS Y8997D110 02/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YU Zeng Biao Mgmt For For For
________________________________________________________________________________
Tsingtao Brewery Company Limited
Ticker Security ID: Meeting Date Meeting Status
0168 CINS Y8997D110 06/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
7 Elect FAN Wei as Mgmt For For For
Director
8 Elect KITAGAWA Ryoichi Mgmt For Against Against
as
Supervisor
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tsingtao Brewery Company Limited
Ticker Security ID: Meeting Date Meeting Status
0168 CINS Y8997D110 12/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Elect LI Gang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
8 Amendments to Articles Mgmt For For For
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For Against Against
Guarantees
11 Shareholder Returns Mgmt For For For
Plan
12 Elect Yang Lei as Mgmt For Against Against
supervisor
13 Acquisition of Two Mgmt For For For
Companies by a
Subsidiary
Company
14 Capital Increase in Mgmt For For For
Joint
Venture
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 05/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For Against Against
Private
Placement
3 Share Type and Par Mgmt For Against Against
Value
4 Issue Method and Issue Mgmt For Against Against
Date
5 Benchmark Date Mgmt For Against Against
6 Size of Issuance Mgmt For Against Against
7 Target Subscriber and Mgmt For Against Against
Subscription
Method
8 Lock-up Period Mgmt For Against Against
9 Amount and Use of Mgmt For Against Against
Proceeds
10 Arrangement for Mgmt For Against Against
Undistributed
Profits
11 Validity of Resolution Mgmt For Against Against
12 Listing Market Mgmt For Against Against
13 Amendment to Private Mgmt For Against Against
Placement
Plan
14 Amendment to Mgmt For Against Against
Preliminary Plan for
Private
Placement
15 Approval of Signing Mgmt For Against Against
Conditional Shares
Subscription
Agreements with
Zhuhai Qidi
Investment Management
Co.,
Ltd.
16 Approval of Signing Mgmt For Against Against
Conditional Shares
Subscription
Agreements with
Zhuhai Qidi Lvyuan
Capital Management
Co.,
Ltd.
17 Approval of Signing Mgmt For Against Against
Conditional Shares
Subscription
Agreements with
Xizang qingkong Asset
Management Co.,
Ltd.
18 Approval of Signing Mgmt For Against Against
Conditional Shares
Subscription
Agreements with
Nantong Jinxinhaohai
Investment
Center
19 Approval of Signing Mgmt For Against Against
Conditional Shares
Subscription
Agreements with Qidi
Jinkong Investment
Co.,
Ltd.
20 Approval of Signing Mgmt For Against Against
Conditional Shares
Subscription
Agreements with
Xizang Sangde
Investment Holding
Co.,
Ltd.
21 Approval of Signing Mgmt For Against Against
Conditional Shares
Subscription
Agreements with
Harvest Fund
Management Co.,
Ltd.
22 Approval of Signing Mgmt For Against Against
Conditional Shares
Subscription
Agreements with China
Universal Asset
Management Co.,
Ltd.
23 Approval of Signing Mgmt For Against Against
Conditional Shares
Subscription
Agreements with
Bangxin Asset
Management Co.,
Ltd.
24 Approval of Signing Mgmt For Against Against
Supplement Agreement
with Zhuhai Qidi
Investment Management
Co.,
Ltd.
25 Approval of Supplement Mgmt For Against Against
Agreement of
Conditional Shares
Subscription
Agreements
26 Approval of Signing Mgmt For Against Against
Supplement Agreement
with Zhuhai Qidi
Lvyuan Capital
Management Co.,
Ltd.
27 Approval of Signing Mgmt For Against Against
Supplement Agreement
with Xizang qingkong
Asset Management Co.,
Ltd.
28 Approval of Signing Mgmt For Against Against
Supplement Agreement
with Nantong
Jinxinhaohai
Investment
Center
29 Approval of Signing Mgmt For Against Against
Supplement Agreement
with Qidi Jinkong
Investment Co.,
Ltd.
30 Approval of Signing Mgmt For Against Against
Supplement Agreement
with Xizang Sangde
Investment Holding
Co.,
Ltd.
31 Approval of Signing Mgmt For Against Against
Supplement Agreement
with Harvest Fund
Management Co.,
Ltd.
32 Approval of Signing Mgmt For Against Against
Supplement Agreement
with China Universal
Asset Management Co.,
Ltd.
33 Approval of Signing Mgmt For Against Against
Supplement Agreement
with Bangxin Asset
Management Co., Ltd.
34 Approval of Signing Mgmt For Against Against
Supplement Agreement
with Soochow
Securities Co.,
Ltd.
35 Related Party Mgmt For Against Against
Transactions Due to
Private
Placement
36 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
37 Report on Deposit and Mgmt For For For
Use of Raised
Funds
38 Measures for Diluted Mgmt For Against Against
Earnings Due to
Private
Placement
39 Approval of Mgmt For Against Against
Commitments of
Controlling
Shareholders, De
Facto Controllers,
Directors and
Management for
Dilution
Measures
40 Waiver of Tender Offer Mgmt For Against Against
Requirement
41 Board Authorization to Mgmt For Against Against
Implement Private
Placement
42 Employee Stock Mgmt For Against Against
Ownership
Plan
43 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Universal Scientific Industrial (Shanghai) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601231 CINS Y92776106 04/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For Abstain Against
Credit
7 Investment in Mgmt For For For
Derivatives
8 Appointment of Auditor Mgmt For For For
9 Appointment of Mgmt For For For
Internal Control
Auditor
10 Ratification of 2015 Mgmt For For For
Related Party
Transactions
11 2016 Related Party Mgmt For For For
Transactions
12 Authority to Issue Mgmt For For For
Medium-term
Notes
13 Eligibity for Issuance Mgmt For For For
of Corporate
Bonds
14 Authority to Issue Mgmt For For For
Corporate
Bonds
15 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
16 Elect CHEN Yichang Mgmt For For For
17 Elect Andrew Robert Mgmt For Against Against
Tang as
Supervisor
________________________________________________________________________________
Universal Scientific Industrial (Shanghai) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601231 CINS Y92776106 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan Objective Mgmt For For For
2 Plan Participants Mgmt For For For
3 Source and Number of Mgmt For For For
Shares
4 Results of Stock Mgmt For For For
Distribution
5 Validity Period, Grant Mgmt For For For
Date, Waiting Period,
Vesting Date,
Exercise Date and
Lock-up
Period
6 Exercise Price Mgmt For For For
7 Conditions for Mgmt For For For
Granting and
Exercising
8 Methods for Plan Mgmt For For For
Adjustment
9 Accounting Treatment Mgmt For For For
10 Procedures for Grant Mgmt For For For
and
Excercise
11 Rights and Obligations Mgmt For For For
for the Company and
Participants
12 Treatment for Unusual Mgmt For For For
Circumstances
13 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for Stock Purchase
Plan
Implementation
14 Board Authorization to Mgmt For For For
Implement Stock
Purchase
Plan
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
WANDA CINEMA LINE CO. LTD
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 01/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHAO Xiao Mgmt For For For
________________________________________________________________________________
WANDA CINEMA LINE CO. LTD
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 04/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Appointment of Auditor Mgmt For Against Against
9 Related Party Mgmt For For For
Transactions
10 Investment Plan Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Related Party Mgmt For For For
Transactions
3 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 08/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Rationale and Purpose Mgmt For For For
2 Scope of Participants Mgmt For For For
3 Source and Size of Mgmt For For For
Stock
Options
4 Allocation of Stock Mgmt For For For
Options
5 Valid Period of Plan, Mgmt For For For
Grant Date, Waiting
Period,
Exercise Date and
Lock-up
Period
6 Exercise Price and Mgmt For For For
Determination
7 Conditions and Terms Mgmt For For For
for Grant and
Exercise
8 Plan Adjustment Mgmt For For For
Methods and
Procedures
9 Accounting Treatment Mgmt For For For
10 Grant and Exercise Mgmt For For For
Procedures
11 Rights and Obligations Mgmt For For For
of the Company
and
Participants
12 Changes and Mgmt For For For
Termination of
Incentive
Plan
13 Establishment of Mgmt For For For
Administrative
Measures for
2015
Stock Option Incentive
Plan
14 Board Authorization to Mgmt For For For
Implement 2015 Stock
Option
Incentive Plan
________________________________________________________________________________
Wangsu Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 03/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Range of Participants Mgmt For For For
3 Source and Size of Mgmt For For For
Shares
4 Results of Distribution Mgmt For For For
5 Validity, Grant Date, Mgmt For For For
Waiting Period,
Vesting Date, and
Lock-up
Period
6 Exercise Price or Mgmt For For For
Method of Determining
Exercise
Price
7 Conditions for Mgmt For For For
Granting and
Exercising
Rights
8 Plan's Adjustment Mgmt For For For
Method and
Procedure
9 Accounting Treatment Mgmt For For For
10 Plan Implementation Mgmt For For For
and Exercising
Procedures
11 Participants' Rights Mgmt For For For
and
Obligations
12 Arrangements for Mgmt For For For
Unusual
Situations
13 Establishment of Mgmt For For For
Assessment Measures
for Performance
Assessment and
Management
14 Board Authorization to Mgmt For For For
Implement Stock
Options
Plan
________________________________________________________________________________
Wangsu Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 04/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Amendments to Articles Mgmt For For For
8 Increase of Idle Fund Mgmt For For For
Investment in Wealth
Management
Products
9 Increase of Raised Mgmt For For For
Fund Investment in
Wealth Management
Products
________________________________________________________________________________
Wangsu Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 11/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification to Mgmt For For For
Employee Stock
Ownership
Plan
________________________________________________________________________________
Wangsu Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 12/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capital Increase Mgmt For Abstain Against
3 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
4 Continued Use of Idle Mgmt For For For
Funds for Investment
in Wealth Management
Products
5 Continued Use of Idle Mgmt For For For
Funds to Implement
Cash
Management
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 02/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super & Short-term
Commercial
Paper
2 Elect SUN Xiao as Mgmt For Against Against
Supervisor
3 Elect BAO Yongjian Mgmt For For For
4 Elect ZHANG Xiaorong Mgmt For For For
5 Elect ZHANG Wanbin Mgmt For For For
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 03/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Approval of Investment Mgmt For Abstain Against
Plan
4 Annual Report and Mgmt For For For
Summary
5 Directors' Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Appointment of Auditor Mgmt For For For
9 Routine Related Party Mgmt For For For
Transactions
10 Authority to Give Mgmt For Against Against
Guarantees
11 Supervisors' Report Mgmt For For For
12 Eligibility for Mgmt For For For
Private
Placement
13 Private Placement Plan Mgmt For For For
14 Preliminary Plan of Mgmt For For For
Private
Placement
15 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
16 Board Authorization to Mgmt For For For
Implement Private
Placement
17 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
18 Regulatory Agencies' Mgmt For For For
Actions Towards the
Company
19 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 06/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Measures for Diluted Mgmt For For For
Returns
2 Commitments from Mgmt For For For
Executives and
Directors for
Diluted
Return Measures
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Corporate
Bonds
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wanxiang Doneed Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600371 CINS Y9505H106 03/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Abstain Against
2 Annual Report and Mgmt For Abstain Against
Summary
3 Supervisors' Report Mgmt For Abstain Against
4 Accounts and Reports Mgmt For Abstain Against
5 Allocation of Mgmt For Abstain Against
Profits/Dividends
6 Related Party Mgmt For Abstain Against
Transactions
7 Financial Service Mgmt For Abstain Against
Framework
8 Authority to Give Mgmt For Abstain Against
Guarantees
9 Appointment of Auditor Mgmt For Abstain Against
and Internal Control
Auditior
10 Authority to Issue Mgmt For Abstain Against
Super and Short-term
Commercial
Paper
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Wanxiang Qianchao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000559 CINS Y9505H106 06/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LU Guanqiu Mgmt For For For
2 Elect ZHANG Shouguo Mgmt For For For
3 Elect GUAN Dayuan Mgmt For For For
4 Elect LI Pingyi Mgmt For For For
5 Elect PAN Wenbiao Mgmt For For For
6 Elect GU Fuxiang Mgmt For For For
7 Elect BAO Jiming Mgmt For For For
8 Elect FU Liqun Mgmt For For For
9 Elect WU Chongguo Mgmt For For For
10 Elect ZHOU Shuxiang Mgmt For Against Against
11 Elect ZHANG Jixi Mgmt For For For
12 Elect ZHAO Lingwei Mgmt For Against Against
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wasu Media Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000156 CINS Y9532N100 04/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YIN Lei Mgmt For For For
________________________________________________________________________________
Wasu Media Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000156 CINS Y9532N100 06/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Approval of Line of Mgmt For For For
Credit
9 Related Party Mgmt For For For
Transactions
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wasu Media Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000156 CINS Y9532N100 07/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase and Mgmt For For For
Share Expansion in a
Company
2 Approval of Medium and Mgmt For Against Against
Long-term Development
Plan
________________________________________________________________________________
Wasu Media Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000156 CINS Y9532N100 09/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect WANG Jianer Mgmt For For For
3 Elect LI Yiqing Mgmt For For For
4 Elect SHEN Linhua Mgmt For For For
5 Elect FENG Zhongming Mgmt For For For
6 Elect ZHOU Hong Mgmt For For For
7 Elect SHAO Xiaofeng Mgmt For For For
8 Elect ZHANG Hongping Mgmt For For For
9 Elect LAI Tao Mgmt For For For
10 Elect WU Xiaoli Mgmt For For For
11 Elect CAO Huan Mgmt For For For
12 Elect DONG Ansheng Mgmt For For For
13 Elect XU Qian Mgmt For For For
14 Elect NIE Runcheng Mgmt For For For
15 Elect WU Jie Mgmt For Against Against
16 Elect TANG Jianjun Mgmt For For For
17 Elect ZHANG Lei Mgmt For Against Against
________________________________________________________________________________
Wasu Media Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000156 CINS Y9532N100 12/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Qing as Mgmt For For For
Director
2 Elect LAI Tao as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Weichai Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 06/07/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Final Financial Report Mgmt For For For
6 2016 Financial Budget Mgmt For For For
Report
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Allocation of Interim Mgmt For For For
Dividends
10 2015 Profit Mgmt For For For
Distribution
Plan
11 Amendments to Audit Mgmt For For For
Committee Terms of
Reference
12 Related Party Mgmt For For For
Transaction with
Shantui Engineering
Machinery Co.,
Ltd.
13 New Financial Services Mgmt For Against Against
Agreement and Annual
Caps
14 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Weichai Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 08/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Bond and Give
Guarantees
________________________________________________________________________________
Weichai Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 11/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Supplemental Agreement Mgmt For For For
to Fast Transmission
Sale
Agreement
2 Supplemental Agreement Mgmt For For For
to Fast Transmission
Purchase
Agreement
________________________________________________________________________________
Weifu High-Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000581 CINS Y95338110 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Weifu High-Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000581 CINS Y95338110 08/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Pricing Mgmt For For For
2 Repurchased Share Mgmt For For For
Type, Amount and
Percentage
3 Total Amount and Mgmt For For For
Source of
Funds
4 Repurchase Period Mgmt For For For
5 Repurchase Method Mgmt For For For
6 Valid Period Mgmt For For For
7 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Western Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601168 CINS Y9535G102 08/05/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Corporate
Bonds
2 Elect ZHANG Yongli as Mgmt For For For
Director
________________________________________________________________________________
Western Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601168 CINS Y9535G102 08/05/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Corporate
Bonds
2 Elect ZHANG Yongli as Mgmt For For For
Director
________________________________________________________________________________
Western Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601168 CINS Y9535G102 09/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Wujun as Mgmt For Against Against
Supervisor
2 Elect FAN Jianming as Mgmt For For For
Director
3 Elect KANG Yanyong as Mgmt For For For
Director
________________________________________________________________________________
Western Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601168 CINS Y9535G102 10/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Yibang Mgmt For For For
2 Elect LUO Jinren Mgmt For For For
3 Increase Registered Mgmt For For For
Capital of
Subsidiary
4 Constitution of Mgmt For For For
Procedural Rules:
Director Fund
Management
________________________________________________________________________________
Western Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601168 CINS Y9535G102 11/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transaction Regarding
Capital Increase in
Subsidiary
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 01/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Related Mgmt For For For
Party Transaction
Forecast
2 Leasing of Real Estate Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 05/11/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
6 Capital Increase in a Mgmt For For For
Wholly-owned
Subsidiary
7 Investment Scale and Mgmt For For For
Maximum Amount of
Losses of Securities
Proprietary
Business
8 Appointment of Auditor Mgmt For For For
9 Extension of Mgmt For For For
Authorization Period
of Short-term
Financing
Bills
10 Eligibility for Share Mgmt For For For
Issuance w/
Preemptive
Rights
11 Share Type and Par Mgmt For For For
Value
12 Issue Method Mgmt For For For
13 Basis, Ratio and Size Mgmt For For For
of
Issuance
14 Pricing Principle and Mgmt For For For
Price
15 Target Subscriber Mgmt For For For
16 Arrangement for Mgmt For For For
Undistributed
Profits
17 Issue Date Mgmt For For For
18 Underwriting Method Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Validity of Resolution Mgmt For For For
21 Special Account for Mgmt For For For
Raised
Funds
22 Feasibility Report on Mgmt For For For
Use of
Proceeds
23 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
24 Board Authorization to Mgmt For For For
Implement Share
Issuance
25 Shareholder Returns Mgmt For For For
Plan
26 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 05/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DUAN Yalin as Mgmt For For For
Independent
Director
2 Elect DENG Ying Mgmt For For For
3 Elect QIU Zhe Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 07/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size of Issuance Mgmt For For For
2 Bond Type and Maturity Mgmt For For For
3 Interest Rate and Mgmt For For For
Determination
Method
4 Use of Proceeds Mgmt For For For
5 Listing Market Mgmt For For For
6 Validity Period Mgmt For For For
7 Repayment Guarantee Mgmt For For For
Measures
8 Authorization Matters Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 09/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt Instrument:
Certificates of
Deposit
2 Authority to Give Mgmt For For For
Guarantees
3 Capital Increase in a Mgmt For For For
Wholly-owned
Subsidiary
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 09/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Annual Mgmt For For For
Cap and Loss Limit of
Proprietary
Investment
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 01/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Receive Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 02/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For Against Against
Guarantees to Huaxing
Power Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjia Gangshazhou
Power Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjia Ganghuaxing
Power Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Lingshi Silve Source
Coal Co.,
Ltd.
6 Authority for Huaxing Mgmt For Against Against
Power Co., Ltd. to
Give Guarantees to
Zhangjia Shazhou
Power Co.,
Ltd.
7 Authority for Huaxing Mgmt For Against Against
Power Co., Ltd. to
Give Guarantees to
Zhangjia Ganghuaxing
Power Co.,
Ltd.
8 Authority for Zhangjia Mgmt For Against Against
Ganghuaxing Power
Co., Ltd. to Give
Guarantees to
Zhangjia Shazhou
Power Co.,
Ltd.
9 Authority for Shanxi Mgmt For Against Against
Kangwei Group Co.,
Ltd. to Give
Guarantees to Shanxi
Kangwei Group
Mengzigu Coal
Industry Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 03/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For Against Against
Guarantees to Huaxing
Power Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Yuzhong
Energy Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Shazhou
Power Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Lingshi
Huayingtianxingjiguang
Coal Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Lingshi
Huayingtianxingbogou
Coal Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees for
Huaxing Power Co.,
Ltd. to Zhengzhou
Yuzhong Energy Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees for
Huaxing Power Co.,
Ltd to Zhangjiagang
Shazhou Power Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees for
Huaxing Power Co.,
Ltd to Zhangjiagang
Huaxing Power Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees for
Zhangjiagang Shazhou
Power Co., Ltd. to
Zhangjiagang Huaxing
Power Co.,
Ltd.
11 Authority to Issue Mgmt For For For
Short-term Financing
Bills
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 05/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Establishment of Joint Mgmt For For For
Venture Investment
Fund
3 Approval of Investment Mgmt For For For
in Equity
Fund
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees to Huaxing
Power Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to Huaxi
Energy Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Kangwei Group Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Shazhou
Power Co.,
Ltd
14 Authority to Give Mgmt For Against Against
Guarantees to Huaxing
Power Co., Ltd. to
Zhangjiagang Huaxing
Power Co.,
Ltd
15 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Shazhou
Power Co., Ltd to
Zhangjiagang Huaxing
Power Co.,
Ltd
16 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Kangwei Co., Ltd. to
Shanxi Kangwei
Nanshan Coal Industry
Co,.
Ltd
17 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Lingshi Huaying Sunyi
Coal Industry Group
Co., Ltd. to Shanxi
Lingshi Huaying
Tianxing Baigou Coal
Industry Group Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Lingshi Huaying
Tianxing Baigou Coal
Industry Co., Ltd to
Shanxi LInigshi
Huaying Tainxing
Jiguang Coal Industry
Co.,
Ltd
19 Annual Report Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 06/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds to Pay Off
Debts
2 Authority to Receive Mgmt For For For
Guarantees from
Huaxing Power Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to Huaxi
Mining Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Yuzhong
Energy Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Lingshi Yinyuan
Xingqing Coal Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 06/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
2 Capital Increase in Mgmt For For For
Subsidiary
3 Authority to Give RMB Mgmt For Against Against
400 millions in
Guarantees
4 Authority to Give RMB Mgmt For Against Against
150 millions in
Guarantees
5 Authority to Give RMB Mgmt For Against Against
100 millions in
Guarantees
6 Authority to Give RMB Mgmt For Against Against
300 millions in
Guarantees
7 Authority to Give RMB Mgmt For Against Against
50 millions in
Guarantees
8 Authority to Give RMB Mgmt For Against Against
1.35 billion in
Guarantees
9 Authority to Give RMB Mgmt For Against Against
200 millions
Guarantees
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 07/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Line of Mgmt For For For
Credit
3 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Kangwei Group Co.,
Ltd
4 Authority to Give Mgmt For Against Against
Guarantees to Huaying
Shanxi Energy
Investments Co.,
Ltd.
5 Amendments to Articles Mgmt For For For
6 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
7 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 08/05/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantee to
Zhengzhou Yuzhong
Energy Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantee to Lingshi
Yintuan Coal
Development Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantee to Shanxi
Lingshi Huating
Fengjia Coal Industry
Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to
Koulongda Energy Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Ruyang
Sanjili New Energy
Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Ji New Power Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 08/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Share Type and Par Mgmt For Against Against
Value
3 Offering Method and Mgmt For Against Against
Offering
Period
4 Target Subscribers and Mgmt For Against Against
Subscription
Method
5 Size of Issuance Mgmt For Against Against
6 Offering Price and Mgmt For Against Against
Pricing
Principles
7 Use of Proceeds Mgmt For Against Against
8 Lock-up Period Mgmt For Against Against
9 Listing Place Mgmt For Against Against
10 Dividend Arrangements Mgmt For Against Against
for Undistributed
Profits
11 Validity Period of Mgmt For Against Against
Resolution
12 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
13 Preliminary Plan for Mgmt For Against Against
Private
Placement
14 Board Authorization to Mgmt For Against Against
Implement Private
Placement
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Elect CHANG Ning as Mgmt For Against Against
Supervisor
17 Authority to Give Mgmt For Against Against
Guarantees to Huaxi
Mining Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Kangwei Group Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to Huaxing
Power Co.,
Ltd.
20 Approval of Huaxing Mgmt For Against Against
Power Co., Ltd. to
Give Guarantees to
Zhengzhou Yuzhong
Energy
LLC
21 Approval of Huaxing Mgmt For Against Against
Power Co., Ltd. to
Give Guarantees to
Zhangjiagang Huaxing
Power Co.,
Ltd.
22 Approval of Mgmt For Against Against
Zhangjiagang Sandbank
Power Co., Ltd. to
Give Guarantees to
Zhangjiagang Huaxing
Power Co.,
Ltd.
23 Approval of Mgmt For Against Against
Zhangjiagang Huaxing
Power Co., Ltd. to
Give Guarantees to
Zhangjiagang Sandbank
Power Co.,
Ltd.
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 09/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit from
Industrial
Bank
2 Approval of Line of Mgmt For For For
Credit from Tico
Trust Corporation
Limited
3 Approval of Receiving Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees to Huaxi
Mining Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Ling
Shi Yinyuan Coal Char
Development Co.,
Ltd.
6 Authority for Huaxing Mgmt For Against Against
Power Co., Ltd. to
Give Guarantees to
Zhangjiagang Shazhou
Power Co.,
Ltd.
7 Authority for Huaxing Mgmt For Against Against
Power Co., Ltd. to
Give Guarantees
Zhangjiagang Huaxing
Power Co.,
Ltd.
8 Authority for Huaxing Mgmt For Against Against
Power Co., Ltd. to
Give Guarantees to
Zhengzhou Yuzhong
Energy
LLC
9 Authority for Mgmt For Against Against
Zhangjiagang Shazhou
Power Co., Ltd. to
Give Guarantees to
Zhangjiagang Huaxing
Power Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 10/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Huaying
Petrochemical Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Huaying
Huizhou Dayawan
Petrochemical Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Lingshi Huaying
Jintaiyuan Coal
Industry Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Shazhou
Power Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Zhang
Jiafang Huaxing Power
Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Yuzhong
Energy Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to Zha
Najiagang Shazhou
Power Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 10/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement
Issuance
2 Private Placement Mgmt For For For
3 Type and Par Value Mgmt For For For
4 Method and Date of Mgmt For For For
Issuance
5 Size of Issuance Mgmt For For For
6 Pricing Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Arrangements for Mgmt For For For
Undistributed
Profits
11 Validity Period Mgmt For For For
12 Feasibility Report on Mgmt For For For
Use of
Proceeds
13 Preliminary Plan for Mgmt For For For
Private
Placement
14 Board Authorization to Mgmt For For For
Implement Private
Placement
15 Authority to Give Mgmt For Against Against
Guarantees
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 11/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantee to
Zhengzhou Yuzhong
Energy Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantee to Zhangjia
Sandbar Power Company
Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantee to Zhangjia
Ganghuaxing Electric
Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Secondary Guarantee
to Zhengzhou Yuzhong
Energy Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Secondary Guarantee
to Zhangjia
Ganghuaxing Electric
Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Subsidiary Mgmt For For For
Participation in
Equity
Bidding
3 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Yuzhong
Energy Co.,
Ltd.
4 Authority for the Mgmt For Against Against
Provision of
Guarantees by Huaxing
Power AG Zhengzhou
Yuzhong Energy Co.,
Ltd.
5 Authority for the Mgmt For Against Against
Provision of
Guarantees by
Zhengzhou Yuzhong
Energy Co.,
Ltd.
6 Eligibility for Mgmt For For For
Corporate Bond
Issuance
7 Size of Issuance Mgmt For For For
8 Method of Issuance Mgmt For For For
9 Par Value and Issuance Mgmt For For For
Price
10 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
11 Maturity Mgmt For For For
12 Interest Rate and Mgmt For For For
Determination
Method
13 Time-frame and Method Mgmt For For For
for Paying Principal
and
Interest
14 Use of Proceeds Mgmt For For For
15 Underwriting Method Mgmt For For For
16 Guarantee Method Mgmt For For For
17 Listing Market Mgmt For For For
18 Company's Credit and Mgmt For For For
Guarantee Measures
for Debt
Repayment
19 Validity Period Mgmt For For For
20 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Wuhan Iron and Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
600005 CINS Y97164100 06/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Related Party Mgmt For Against Against
Transactions
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Authority to Issue Mgmt For For For
Debt
Instruments
11 Establishment of Mgmt For For For
Investment and
Financing
Businesses
________________________________________________________________________________
Wuhan Iron and Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
600005 CINS Y97164100 12/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Amendments to Articles Mgmt For For For
3 Elect MA Guoqiang Mgmt For For For
4 Elect HU Wangming Mgmt For For For
5 Elect ZOU Jixin Mgmt For For For
6 Elect ZHU Yonghong Mgmt For For For
7 Elect LIU Qiang Mgmt For For For
8 Elect ZHANG Jichang Mgmt For For For
9 Elect QI Huajin Mgmt For For For
10 Elect ZHANG Kehua Mgmt For For For
11 Elect ZHANG Jie Mgmt For For For
12 Elect ZHANG Xiang Mgmt For For For
13 Elect WU Hanfen Mgmt For Against Against
14 Elect ZHAO Yunzhi Mgmt For Against Against
________________________________________________________________________________
Wuliangye Yibin Company Limited
Ticker Security ID: Meeting Date Meeting Status
000858 CINS Y9718N106 06/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Supplementary Mgmt For Against Against
Financial Service
Agreement
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisor
Meetings
10 Elect ZHOU Yousu Mgmt For For For
11 Eligibility for Mgmt For For For
Private
Placement
12 Type and Par Value Mgmt For For For
13 Size Mgmt For For For
14 Method of Issuance Mgmt For For For
15 Issuance Targets and Mgmt For For For
Subscription
Method
16 Issue Price and Mgmt For For For
Pricing
Method
17 Lock-up Period Mgmt For For For
18 Arrangement For Mgmt For For For
Accumulated Retained
Profits
19 Listing Place Mgmt For For For
20 Validity Period Mgmt For For For
21 Use of Proceeds Mgmt For For For
22 Preliminary Plan for Mgmt For For For
Private
Placement
23 Adoption of Employee Mgmt For For For
Stock Purchase
Plan
24 Feasibility Report on Mgmt For For For
Use of
Proceeds
25 Report on Deposit and Mgmt For For For
Use of Raised
Funds
26 Share Subscription Mgmt For For For
Agreements
27 Related Party Mgmt For For For
Transactions
28 Shareholder Returns Mgmt For For For
Plan
29 Amendments to Articles Mgmt For For For
30 Amendments to Proceed Mgmt For Abstain Against
Management
Measures
31 Board Authorization to Mgmt For For For
Implement Private
Placement
32 Board Authorization to Mgmt For For For
Implement Employee
Ownership
Plan
33 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 04/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Purchase of Mgmt For For For
Materials/Products
6 Sale of Mgmt For For For
Materials/Products
7 Rental/Lease of Mgmt For For For
Property, Equipment
and
Products
8 Trademark Licensing Mgmt For For For
9 Joint Technology Mgmt For For For
Development
10 Provision/Receipt of Mgmt For For For
Services and
Labor
11 Entrusted Operation Mgmt For For For
12 Implementation of Mgmt For For For
Performance
Commitment
13 Annual Report Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Amendments to Mgmt For Abstain Against
Compensation System
for Senior
Management
16 Authority to Give Mgmt For Against Against
Guarantees for
Mortgage
Business
17 Authority to Give Mgmt For Against Against
Guarantees for
Financing Lease
Business
18 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 07/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase Method Mgmt For For For
2 Repurchase Price and Mgmt For For For
Pricing
Principals
3 Source of Capital Mgmt For For For
4 Share Types, Size of Mgmt For For For
Shares and
Percentage
5 Implementation Period Mgmt For For For
6 Board Authorization Mgmt For For For
7 Validity Period of Mgmt For For For
Resolution
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 08/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Issuer Mgmt For For For
3 Size of Issuance and Mgmt For For For
Tranches
4 Maturity Mgmt For For For
5 Interest Rate Mgmt For For For
6 Guarantee Arrangements Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Issuance Targets and Mgmt For For For
Arrangements for
Placement to
Shareholders
9 Listing Market Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Validity Period Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
13 Authority to Issue Mgmt For For For
Commercial
Paper
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 12/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of 75% Equity Mgmt For For For
Interest
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Xiamen C&D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 05/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Shareholder Returns Mgmt For For For
Plan
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Directors' Mgmt For For For
Fees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Investment in Wealth Mgmt For For For
Management
Products
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 WU Xiaomin Mgmt For For For
12 HUANG Wenzhou Mgmt For For For
13 ZHANG Yongfeng Mgmt For For For
14 YE Yanliu Mgmt For For For
15 ZHENG Yongda Mgmt For For For
16 LIN Mao Mgmt For For For
17 LIU Feng Mgmt For For For
18 DU Xingqiang Mgmt For For For
19 DAI Yiyi Mgmt For For For
20 LIN Fang Mgmt For Against Against
21 ZOU Shaorong Mgmt For For For
________________________________________________________________________________
Xiamen C&D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 11/03/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Spin-off
2 Plan Outline Mgmt For For For
3 Plan of Division: Mgmt For For For
Basic
Principle
4 Plan of Division: Asset Mgmt For For For
5 Plan of Division: Mgmt For For For
Liability
6 Plan of Division: Mgmt For For For
Equity
7 Continuing Party Mgmt For For For
and Shareholding
Structure
8 Arrangement of Mgmt For For For
Employees
9 Undertaking and Mgmt For For For
Inheritance of
Assets, Liabilities
and
Businesses
10 Creditor Protection: Mgmt For For For
Notice and
Announcement to
Creditors
11 Creditor Protection: Mgmt For For For
Convening Creditors
Meeting
12 Arrangement for Mgmt For For For
Transitional
Period
13 Closing Confirmation Mgmt For For For
14 Purchase Claim for Mgmt For For For
Dissenting
Shareholders
15 Follow-up Arrangement Mgmt For For For
after Spin-off
Implementation
16 Listing Market Mgmt For For For
17 Treatment of Mgmt For For For
Restricted
Shares
18 Lock-up Period Mgmt For For For
19 Effective Conditions Mgmt For For For
for
Spin-off
20 Validity of Resolution Mgmt For For For
21 Approval of Mgmt For For For
Preliminary Plan of
Spin-off
22 Regarding Spin-off Not Mgmt For For For
Qualified as Related
Party
Transactions
23 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of
Major
Assets Restructuring
of Listed
Companies
24 Board Authorization Mgmt For For For
for Implementing
Spin-off
25 Ratification of Audit Mgmt For For For
Reports and Pro Forma
Financial
Reports
26 Compliance with Mgmt For For For
Securities Law, Stock
Listing Rule and
Other Relevant Laws
and
Regulations
27 Authority to Give Mgmt For Against Against
Guarantees
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Resolution Mgmt For For For
and Financial Budget
Report
4 Annual Report and Mgmt For For For
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Appointment of Auditor Mgmt For For For
8 Report on Fund Storage Mgmt For For For
and
Usage
9 Elect SHANGGEN Mgmt For For For
Yingxiong as
Director
10 Elect HONG Maochun as Mgmt For For For
Independent
Director
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 09/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Acquisition Mgmt For For For
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 02/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase Method and Mgmt For For For
Purpose
2 Pricing Mgmt For For For
3 Share Type, Volume and Mgmt For For For
Percentage
4 Source of Capital Mgmt For For For
5 Repurchase Period Mgmt For For For
6 Board Authorization Mgmt For For For
7 Validity Period Mgmt For For For
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 03/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Assets Mgmt For For For
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 05/09/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Shareholder Returns Mgmt For For For
Plan
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
9 Authority to Give Mgmt For Against Against
Guarantees between
the Company and Meidu
Energy Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees between
the Company and
Zhejiang Xinhu Group
Co.,
Ltd.
11 Appointment of Auditor Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 07/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For Against Against
Stock Ownership
Plan
2 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 07/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For Against Against
Stock Ownership
Plan
2 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 08/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Offering of Corporate
Bonds
2 Size of Issuance and Mgmt For For For
Issuing
Method
3 Maturity Mgmt For For For
4 Interest Rate Mgmt For For For
5 Guarantee Arrangements Mgmt For For For
6 Redemption and Mgmt For For For
Repurchase
Terms
7 Use of Proceeds Mgmt For For For
8 Target Subscribers and Mgmt For For For
Allocation
Arrangements to
Existing
Shareholders
9 Listing Place Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Valid Period of Mgmt For For For
Resolution
12 Board Authorization Mgmt For For For
13 Eligibility for Mgmt For For For
Private Placement of
Corporate
Bonds
14 Size of Issuance and Mgmt For For For
Issuing
Method
15 Maturity Mgmt For For For
16 Interest Rate Mgmt For For For
17 Guarantee Arrangements Mgmt For For For
18 Redemption and Mgmt For For For
Repurchase
Terms
19 Use of Proceeds Mgmt For For For
20 Target Subscribers and Mgmt For For For
Allocation
Arrangements to
Existing
Shareholders
21 Listing Place Mgmt For For For
22 Repayment Guarantee Mgmt For For For
Measures
23 Valid Period of Mgmt For For For
Resolution
24 Board Authorization Mgmt For For For
25 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 10/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment Agreement Mgmt For Abstain Against
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 11/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIN Junbo Mgmt For Against Against
2 Elect ZHAO Weiqing Mgmt For Against Against
3 Elect YE Zhengmeng Mgmt For For For
4 Elect FANG Huang Mgmt For For For
5 Elect WANG Xiaomei Mgmt For Against Against
6 Elect JIN Xuejun Mgmt For Against Against
7 Elect WANG Zexia Mgmt For Against Against
8 Elect XU Yongguang Mgmt For For For
9 Elect HUANG Licheng Mgmt For Against Against
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 12/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Oversea Asset Mgmt For For For
Management
Contract
2 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 12/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan Participants and Mgmt For For For
Scope of
Plan
2 Source, Number and Mgmt For For For
Distribution of
Stocks
3 Waiting Period, Mgmt For For For
Vesting Date, and
Lock-up
Period
4 Method of Determining Mgmt For For For
the Exercise Price
for Stock
Options
5 Participants and Mgmt For For For
Exercising
Arrangements
6 Methods and Procedures Mgmt For For For
for Plan
Adjustment
7 Accounting Treatment Mgmt For For For
8 Procedures for Plan Mgmt For For For
Implementation and
Granting and
Exercising
Options
9 Rights and Obligations Mgmt For For For
for the Company and
Plan
Participants
10 Treatment Under Mgmt For For For
Special
Circumstances
11 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Measures
for Stock Purchase
Plan
12 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase
Plan
13 Adjustment to 2015 Mgmt For Against Against
Guarantee
Quota
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For Abstain Against
Guarantees (Letter of
Guarantee)
9 Authority to Give Mgmt For Abstain Against
Guarantees
10 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
11 Joint Establishment of Mgmt For For For
Wind Power Industry
Fund with CIF
(Beijing) Investment
Fund Management Co.,
Ltd.
12 Participation in Mgmt For For For
Formation of Asset
Management Company
and Fund as Limited
Partner
13 Signing of Cooperation Mgmt For For For
Agreement of Risk
Sharing
System
14 Participation in Mgmt For For For
Establishing Tianrun
Dongfang Clean Energy
Fund (Limited
Partnership) by
Beijing Tianrun New
Energy Investment
Co.,
Ltd.
15 Report on Use of Mgmt For For For
Proceeds
16 Elect WU Gang Mgmt For Against Against
17 Elect WANG Haibo Mgmt For For For
18 Elect CAO Zhigang Mgmt For For For
19 Elect YU Shengjun Mgmt For Against Against
20 Elect ZHAO Guoqing Mgmt For For For
21 Elect FENG Wei Mgmt For For For
22 Elect YANG Xiaosheng Mgmt For For For
23 Elect LUO Zhenbang Mgmt For For For
24 Elect Christopher F. Mgmt For For For
Lee
25 Elect WANG Mengqiu as Mgmt For Against Against
Supervisor
26 Elect WANG Shiwei as Mgmt For For For
Supervisor
27 Elect LUO Jun as Mgmt For Against Against
Supervisor
28 Directors' Fees Mgmt For For For
29 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 01/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Registration and Issue Mgmt For For For
of Medium-term
Notes
3 Participation in Mgmt For For For
Private Placement of
Sinoma Science &
Technology Co.,
Ltd.
4 Continuing Connected Mgmt For For For
Transactions
5 Product Sales Mgmt For For For
Framework
Agreement
6 Elect ZHAO GUOQING Mgmt For For For
________________________________________________________________________________
Xinxing Ductile Iron Pipes Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000778 CINS Y9722X108 01/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Issuance Targets and Mgmt For For For
Arrangement for
Shareholder
Placement
4 Bond Type and Bond Mgmt For For For
Duration
5 Interest Rate and Mgmt For For For
Determination
Method
6 Guarantee Method Mgmt For For For
7 Issuance Method Mgmt For For For
8 Use of Raised Funds Mgmt For For For
9 Listing Arrangement Mgmt For For For
10 Validity Period Mgmt For For For
11 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
12 Authority to Issue Mgmt For For For
Perpetual
Bonds
________________________________________________________________________________
Xinxing Ductile Iron Pipes Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000778 CINS Y9722X108 03/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
2 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
3 Election of ZHANG Libo Mgmt For For For
as Independent
Director
4 Authority to Issue Mgmt For For For
Super and Short Term
Debt
Instruments
________________________________________________________________________________
Xinxing Ductile Iron Pipes Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000778 CINS Y9722X108 04/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Issuing Mgmt For For For
Price of Private
Placement
2 Adjustments to Plan of Mgmt For For For
Private
Placement
________________________________________________________________________________
Xinxing Ductile Iron Pipes Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000778 CINS Y9722X108 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Xinxing Ductile Iron Pipes Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000778 CINS Y9722X108 09/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Financing
Bills
2 Approval of Subsidiary Mgmt For For For
to Issue Medium-term
Notes
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Xinxing Ductile Iron Pipes Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000778 CINS Y9722X108 12/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance and Mgmt For For For
Issuance
Targets
4 Issuance Price and Mgmt For For For
Pricing
Principal
5 Size of Issuance Mgmt For For For
6 Subscription Method Mgmt For For For
7 Arrangement for Mgmt For For For
Accumulated Retained
Profits
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Validity Period of Mgmt For For For
Resolution
11 Purpose of Raised Funds Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Conditional Share and Mgmt For For For
Supplementary
Agreements Related to
Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
17 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Xizang Haisco Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002653 CINS Y9726U100 07/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Joint Mgmt For For For
Venture
3 Capital Injection into Mgmt For For For
Wholly-owned
Subsidiary
4 Change of Company Name Mgmt For For For
and Business
Scope
5 Approval of Haisco Mgmt For For For
Holdings
Limited
________________________________________________________________________________
Xizang Haisco Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002653 CINS Y9726U100 07/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For Against Against
Repurchase
Shares
3 Approve to Increase Mgmt For For For
Repurchase
Price
4 Elect WANG Xuemin Mgmt For For For
________________________________________________________________________________
Xizang Haisco Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002653 CINS Y9726U100 11/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of Business Mgmt For For For
Scope
________________________________________________________________________________
XJ Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000400 CINS Y9722U104 05/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
6 2016 Related Party Mgmt For For For
Transactions
7 2015 Related Party Mgmt For For For
Transactions
8 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Yang Quan Coal Industry (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600348 CINS Y7703G102 07/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Entrusted Mgmt For For For
Loans
________________________________________________________________________________
Yang Quan Coal Industry (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600348 CINS Y7703G102 07/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Entrusted Mgmt For For For
Loans
________________________________________________________________________________
Yang Quan Coal Industry (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600348 CINS Y7703G102 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Shareholder Returns Mgmt For For For
Plan
3 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
Yang Quan Coal Industry (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600348 CINS Y7703G102 12/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Approval of Entrusted Mgmt For For For
Loans
3 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Yantai Jereh Oilfield Services Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002353 CINS Y9729Z106 01/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Paper
2 Authority to Issue Mgmt For For For
Medium-term
Note
________________________________________________________________________________
Yantai Jereh Oilfield Services Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002353 CINS Y9729Z106 05/06/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Approval for Line of Mgmt For For For
Credit
7 Approval of Foreign Mgmt For For For
Exchange Hedging
Business
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Replenish Working Mgmt For For For
Capital with Idle
Funds
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 06/03/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Liability Insurance Mgmt For For For
8 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
9 Equity Transfer Mgmt For For For
Agreement
10 Provision of Credit Mgmt For For For
Facility Services and
Approval of Annual
Caps
11 Wanfu Mining Right Mgmt For For For
Transfer
Agreement
12 Capital Injection Mgmt For For For
13 Authority to Reduce Mgmt For For For
Registered Share
Capital
14 Authority to Issue Mgmt For For For
Debt
Instruments
15 Size and Method Mgmt For For For
16 Par Value and Issue Mgmt For For For
Price
17 Coupon Rate Mgmt For For For
18 Maturity Period, Mgmt For For For
Method
of
Principal Repayment
and Interest
Payment
19 Use of Proceeds Mgmt For For For
20 Investors and Placing Mgmt For For For
Arrangement
21 Guarantee Mgmt For For For
22 Right of Late Payment Mgmt For For For
23 Underwriting Mgmt For For For
24 Listing Arrangement Mgmt For For For
25 Authorization Mgmt For For For
26 Validity Mgmt For For For
27 Authority to Give Mgmt For For For
Guarantees
28 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
29 Authority to Mgmt For For For
Repurchase H
Shares
30 Elect LI Wei Mgmt For For For
31 Elect ZHAO Qingchun Mgmt For For For
32 Elect GUO Dechun Mgmt For For For
33 Elect QI Anbang Mgmt For For For
34 Elect MENG Qingjian as Mgmt For Against Against
Supervisor
35 Elect XUE Zhongyong as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 06/03/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yingkou Port Liability Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600317 CINS Y8103G106 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Continue to Lease Mgmt For For For
Assets from
Substantial
Shareholder
9 Financial Service Mgmt For For For
Agreement with
Yingkou Port Finance
Co.,
Ltd.
________________________________________________________________________________
Yingkou Port Liability Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600317 CINS Y8103G106 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Performance on Mgmt For For For
Commitment
Matters
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 02/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Measures for Diluted Mgmt For For For
Returns
2 Commitments from Mgmt For For For
Executives and
Directors for Diluted
Return
Measures
3 Revised Private Mgmt For For For
Placement
Plan
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2015 Related Party Mgmt For For For
Transactions
Regarding Property
Leasing with Fujian
Xuanhui Real Estate
Development Co., Ltd.
and ZHANG
Xuansong
7 2015 Related Party Mgmt For For For
Transactions with
Beijing Friendship
messenger commerce
Co.,
Ltd.
8 2015 Related Party Mgmt For For For
Transactions with
Sichuan Yongchuang
Yaohui Supply Chain
Management Co.,
Ltd.
9 2015 Related Party Mgmt For For For
Transactions with
Zhongbai Chain
Warehouse Supermarket
Co.,
Ltd.
10 2015 Related Party Mgmt For For For
Transactions with
Lianhua Supermarket
Holdings Co.,
Ltd.
11 2015 Related Party Mgmt For For For
Transactions
Regarding Sales of
Products with
Shanghai Shangshu
Yonghui Fresh Food
Co.,
Ltd.
12 2015 Related Party Mgmt For For For
Transactions
Regarding Provision
of Services with
Shanghai Shangshu
Yonghui Fresh Food
Co.,
Ltd.
13 Related Party Mgmt For For For
Transactions
Regarding Sales of
Products with Fujian
Xuanhui Real Estate
Development Co.,
Ltd.
14 2015 Related Party Mgmt For For For
Transactions with
Mannings
Supermarket
15 Related Party Mgmt For For For
Transactions
Regarding Property
Leasing with Fujian
Xuanhui Real Estate
Co., Ltd. and ZHANG
Xuansong
16 2016 Related Party Mgmt For For For
Transactions with
Beijing Friendship
messenger commerce
Co.,
Ltd.
17 2016 Related Party Mgmt For For For
Transactions with
Sichuan Yongchuang
Yaohui Supply Chain
Management Co.,
Ltd.
18 2016 Related Party Mgmt For For For
Transactions
Regarding Sales of
Products with Fujian
Xuanhui Real Estate
Development Co.,
Ltd.
19 2016 Related Party Mgmt For For For
Transactions with
Shanghai Shangshu
Yonghui Fresh Food
Co.,
Ltd.
20 2016 Related Party Mgmt For For For
Transactions with
Zhongbai Chain
Warehouse Supermarket
Co.,
Ltd.
21 2016 Related Party Mgmt For For For
Transactions with
Lianhua Supermarket
Holdings Co.,
Ltd.
22 2016 Related Party Mgmt For For For
Transactions with
Beijing Jingdong
Century Trading Co.,
Ltd.
23 2016 Related Party Mgmt For For For
Transactions with The
Dairy Farm Company,
Limited
24 Approval of Line of Mgmt For For For
Credit
25 Directors' and Mgmt For For For
Supervisors'
Fees
26 Appointment of Auditor Mgmt For For For
27 Elect XU Ping Mgmt For For For
28 Investment in Wealth Mgmt For For For
Management
Products
29 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 09/25/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Type and Par Value Mgmt For For For
3 Issuance Method Mgmt For For For
4 Pricing Principle and Mgmt For For For
Issuing
Price
5 Size of Issuance and Mgmt For For For
Subscription
Method
6 Subscribers Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Treatment of Mgmt For For For
Undistributed
Profits
11 Validity of Resolution Mgmt For For For
12 Approval of Mgmt For For For
Conditional
Subscription
Agreements
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Preliminary Plan of Mgmt For For For
Private
Placement
15 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
16 Related Party Mgmt For For For
Transaction Involved
in Private
Placement
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 Amendments to Articles Mgmt For For For
19 Shareholder Returns Mgmt For For For
Plan
20 Directors' Report Mgmt For For For
21 Supervisors' Report Mgmt For For For
22 Independent Directors' Mgmt For For For
Fees
23 Elect ZHANG Xuansong Mgmt For For For
24 Elect ZHANG Xuanning Mgmt For Against Against
25 Elect ZHENG Wenbao Mgmt For For For
26 Elect YE Xingzhen Mgmt For For For
27 Elect Adam Phillip Mgmt For Against Against
Charles
Keswick
28 Elect Graham Denis Mgmt For For For
Allan
29 Elect SHEN Haoyu Mgmt For For For
30 Elect ZHOU Guoliang Mgmt For For For
31 Elect WANG Jin Mgmt For For For
32 Elect FANG Qing Mgmt For For For
33 Elect LIU Xiaopeng Mgmt For For For
34 Elect LIN Zhenming Mgmt For Against Against
35 Elect XIONG Houfu Mgmt For For For
36 Elect ZHAO Tongwen Mgmt For Against Against
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 04/08/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Increase of Registered Mgmt For For For
Capital
11 Amendments to Articles Mgmt For For For
12 Authority to Give Mgmt For For For
Guarantees to Yonyou
Software Hong Kong
Co.,
Ltd
13 Authority to Give Mgmt For For For
Guarantees to Yonyou
Nanchang Industry
Base Development Co.,
Ltd
________________________________________________________________________________
Youngor Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600177 CINS Y9858M108 05/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Related Party Mgmt For For For
Transactions: Loans,
Deposit and Wealth
Management
8 Investment in Wealth Mgmt For For For
Management
Products
9 Management Mgmt For For For
Authorization to Bid
Lands
10 Continue to Purchase Mgmt For For For
Stocks in CITIC
Limited
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
13 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Youngor Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600177 CINS Y9858M108 08/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subscription to Shares Mgmt For For For
Issued by CITIC
Limited
2 Board Authorization to Mgmt For For For
Invest in CITIC
Limited
3 Major Assets Mgmt For For For
Acquisition Report on
Share Subscription in
CITIC
Limited
4 Eligibility for Major Mgmt For For For
Asset
Acquisition
5 Other Matters Involved Mgmt For Against Against
in Major Asset
Acquisition
6 Regarding Whether the Mgmt For For For
Company's Stock Price
Volatility Reaches
Criteria of
Laws
7 Management Mgmt For For For
Authorization to
Implement Major
Assets
Acquisition
________________________________________________________________________________
Youngor Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600177 CINS Y9858M108 08/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subscription to Shares Mgmt For For For
Issued by CITIC
Limited
2 Board Authorization to Mgmt For For For
Invest in CITIC
Limited
3 Major Assets Mgmt For For For
Acquisition Report on
Share Subscription in
CITIC
Limited
4 Eligibility for Major Mgmt For For For
Asset
Acquisition
5 Other Matters Involved Mgmt For Against Against
in Major Asset
Acquisition
6 Regarding Whether the Mgmt For For For
Company's Stock Price
Volatility Reaches
Criteria of
Laws
7 Management Mgmt For For For
Authorization to
Implement Major
Assets
Acquisition
________________________________________________________________________________
Youngor Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600177 CINS Y9858M108 12/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Authority to Adjust Mgmt For For For
Conditions for
Private
Placement
3 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
4 Feasibility Report on Mgmt For For For
Use of
Proceeds
5 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Yunnan Baiyao Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 03/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LU Jin Mgmt For For For
________________________________________________________________________________
Yunnan Baiyao Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2016 Financial Budget Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Yunnan Baiyao Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 11/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect WANG Minghui Mgmt For Against Against
3 Elect CHEN Dexian Mgmt For For For
4 Elect LI Shuangyou Mgmt For For For
5 Elect YANG Changhong Mgmt For For For
6 Elect YIN Pinyao Mgmt For For For
7 Elect LU Hongdong Mgmt For For For
8 Elect YANG Yong Mgmt For For For
9 Elect WANG Huacheng Mgmt For For For
10 Elect WANG Fanghua Mgmt For For For
11 Elect LIN Ruichao Mgmt For For For
12 Elect TANG Yunbo Mgmt For Against Against
13 Elect ZHAO Yihong Mgmt For For For
14 Elect CHENG Xiaobing Mgmt For Against Against
________________________________________________________________________________
Yunnan Chihong Zinc & Germanium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600497 CINS Y9881B103 09/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in a Mgmt For For For
Subsidiary and
Related Party
Transactions
________________________________________________________________________________
Yunnan Copper Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000878 CINS Y9879P106 08/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Guichao Mgmt For For For
________________________________________________________________________________
Yunnan Copper Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000878 CINS Y9879P106 09/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Service Mgmt For Against Against
Agreements with
Aluminum Finance Co.,
Ltd.
3 Approval of Borrowing Mgmt For For For
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Zhejiang China Commodities City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600415 CINS Y98916102 04/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Resolution Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Debt
Instruments
9 Elect ZHAO Wenge Mgmt For For For
________________________________________________________________________________
Zhejiang China Commodities City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600415 CINS Y98916102 08/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Convertible Corporate
Bond
Issuance
2 Type of Security Mgmt For For For
3 Size of Issuance Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Period and Interest Mgmt For For For
Payment
Methods
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment to
Conversion
Price
10 Downward Adjustment Mgmt For For For
Clause for Conversion
Price
11 Determination Method Mgmt For For For
for Conversion
Amount
12 Redemption Clause Mgmt For For For
13 Resale Clause Mgmt For For For
14 Attribution of Mgmt For For For
Dividends for
Conversion
Period
15 Issuance Targets and Mgmt For For For
Issuance
Method
16 Arrangement for Mgmt For For For
Placement to
Shareholders
17 Rules Regarding Bond Mgmt For For For
Entrusted Management
and Bondholders
Meetings
18 Use of Proceeds Mgmt For For For
19 Guarantee Matters Mgmt For For For
20 Validity Period Mgmt For For For
21 Mandate Matters for Mgmt For For For
Issuance
22 Preliminary Plan for Mgmt For For For
Convertible Corporate
Bond
Issuance
23 Feasibility Report on Mgmt For For For
Use of
Proceeds
24 Board Authorization to Mgmt For For For
Implement Convertible
Corporate Bond
Issuance
25 Amendments to Mgmt For Abstain Against
Administrative Rules:
Raised Fund
Management
26 Measures for Diluted Mgmt For For For
Returns
27 Self-examination Mgmt For For For
Report Regarding Land
Investment
28 Amendments to Articles Mgmt For For For
29 Directors' and Mgmt For For For
Supervisors'
Fees
30 Elect ZHANG Zhiming as Mgmt For For For
Independent
Director
31 Elect CHEN Chunmei Mgmt For Against Against
32 Elect WEI Jing Mgmt For Against Against
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 03/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors and Mgmt For For For
Supervisors'
Fees
7 Appointment of Auditor Mgmt For Against Against
8 Amendaments of Funds Mgmt For For For
Raising
9 Forward foreign Mgmt For For For
exchange
transactions
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For For For
Guarantees
12 Related Party Mgmt For For For
Transactions
13 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 08/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Establishment of Mgmt For For For
Company with
Controlling
Shareholder
2 Employee Stock Mgmt For For For
Ownership Plan Phase
2
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
4 Election of SONG Ke as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 09/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation in Stock Mgmt For For For
Expansion of Hangzhou
Tecomore Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 10/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture: Mgmt For For For
Establishment of
Zhejiang Huashi
Zhixin Technology
Co.,
Ltd.
2 Joint Venture: Mgmt For For For
Establishment of
Hangzhou Huateng
Network Technology
Co.,
Ltd.
3 Joint Venture: Mgmt For For For
Establishment of
Zhejiang Zhuohang
Technology Co.,
Ltd.
________________________________________________________________________________
Zhejiang Daily Media Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600633 CINS Y9896U104 04/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Issuance Method Mgmt For For For
4 Target Subscribers Mgmt For For For
5 Pricing Benchmark, Mgmt For For For
Issue Price and
Pricing
Principle
6 Size of Issuance and Mgmt For For For
Subscription
Method
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Fund Raising Amount Mgmt For For For
and Use of
Proceeds
10 Arrangement for Mgmt For For For
undistributed
Profits
11 Validity of Resolution Mgmt For For For
12 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of Proceeds
(Revised
Draft)
14 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
15 Creating a Special Mgmt For For For
Bank Account for
Raised
Funds
16 Risk Warning and Mgmt For For For
Precautions for
Possible Dilution Due
to Private Placement
(Revised
Draft)
17 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
18 Sign Contingent Mgmt For For For
Agreements with
Counterparties
19 Regarding the Mgmt For For For
Company's Transaction
Constituting Related
Party
Transactions
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Establishment of Joint Mgmt For For For
Venture
22 Elect HU Xiaoming Mgmt For For For
________________________________________________________________________________
Zhejiang Daily Media Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600633 CINS Y9896U104 04/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Related Party Mgmt For For For
Transactions
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Daily Media Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600633 CINS Y9896U104 09/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Joint Mgmt For For For
Venture
2 Regarding Third Mgmt For For For
Postponement of Stock
Trading
Resumption
________________________________________________________________________________
Zhejiang Daily Media Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600633 CINS Y9896U104 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Yan Mgmt For For For
________________________________________________________________________________
Zhejiang Daily Media Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600633 CINS Y9896U104 11/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Shareholding
Decrease
________________________________________________________________________________
Zhejiang Daily Media Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600633 CINS Y9896U104 12/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HUANG Dongliang Mgmt For For For
as
Director
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
4 2015- 2017 Shareholder Mgmt For For For
Returns
Plan
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 02/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FU Meicheng Mgmt For For For
2 Elect ZHAO Yifang Mgmt For For For
3 Elect Jin Qian Mgmt For For For
4 Elect WU Fan Mgmt For For For
5 Elect SHEN Menghui Mgmt For For For
6 Elect CHENG Huifang Mgmt For For For
7 Elect WANG Chuan Mgmt For For For
8 Elect SHEN Lanying Mgmt For For For
9 Elect SHENTU Xindong Mgmt For Against Against
10 Independent Directors' Mgmt For For For
Fees
11 Amendments to Articles Mgmt For For For
12 Approval of Line of Mgmt For For For
Credit
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 04/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Auditor's report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 06/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Targets of Mgmt For For For
Subscription and
Placement
Arrangements for
Shareholders
4 Method of Issuance Mgmt For For For
5 Type and Maturity Mgmt For For For
6 Interest Rates and Its Mgmt For For For
Determination
7 Use of Proceeds Mgmt For For For
8 Guarantee Arrangement Mgmt For For For
9 Repayment Guarantee Mgmt For For For
Measures
10 Listing Market Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Bond
Issuance
13 Transfer of Assets Mgmt For For For
14 Increase in Capital Mgmt For For For
and Amendments to
Articles
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 11/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Extend Mgmt For For For
Validity Period of
Resolution for
Private
Placement
2 Approval to Extend Mgmt For For For
Board Authorization
for Private Placement
Implementation
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 01/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cooperation Agreement Mgmt For For For
for Area
Redevelopment
Project
2 Entrusted Mgmt For For For
Expropriation
Agreement for Area
Redevelopment
Project
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 04/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
2 Authority to Issue Mgmt For Abstain Against
Medium-term
Notes
3 Elect RUAN Weixiang Mgmt For For For
4 Elect RUAN Xingxiang Mgmt For For For
5 Elect LUO Bin Mgmt For For For
6 Elect XU Yalin Mgmt For For For
7 Elect YAO Jianfang Mgmt For For For
8 Elect ZHOU Zhengnan Mgmt For For For
9 Elect QUAN Ze Mgmt For For For
10 Elect LIANG Yongming Mgmt For For For
11 Elect XU Jinfa Mgmt For For For
12 Elect RUAN Xiaoyun Mgmt For Against Against
13 Elect YANG Hui Mgmt For For For
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 05/11/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 Appointment of Auditor Mgmt For For For
10 Financial Services Mgmt For For For
Agreement
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Offering of Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Maturity Mgmt For For For
4 Coupon Rate and Mgmt For For For
Determination
5 Offering Method Mgmt For For For
6 Issuing Target Mgmt For For For
7 Guarantee Arrangement Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Listing Place Mgmt For For For
10 Validity of Resolution Mgmt For For For
11 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
Issuance
12 Board Authorization to Mgmt For For For
Take Repayment
Measures
________________________________________________________________________________
Zhejiang NHU Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 07/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Zhejiang Yasha Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002375 CINS Y9893W103 01/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For Against Against
Stock Purchase
Plan
2 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Purchase
Plan
3 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Zhejiang Yasha Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002375 CINS Y9893W103 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors', Mgmt For For For
Supervisors' and
Executives'
Compensation
7 Related Party Mgmt For For For
Transactions
8 Approval of Line of Mgmt For For For
Credit
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Replenish Working Mgmt For For For
Capital with Suplus
Funds
12 Elect DING Haifu Mgmt For For For
13 Elect WANG Wenguang Mgmt For For For
14 Elect DING Xinxin Mgmt For For For
15 Elect ZHANG Wei Mgmt For For For
16 Elect WU Qingyi Mgmt For For For
17 Elect DING Zecheng Mgmt For For For
18 Elect DAI Yijun Mgmt For For For
19 Elect LI Bingren Mgmt For For For
20 Elect GU Yunchang Mgmt For For For
21 Elect WANG Xiangyao Mgmt For For For
22 Elect WANG Li Mgmt For For For
23 Independenet Mgmt For For For
Directors'
Fees
24 Elect WANG Zhen as Mgmt For Against Against
Supervisor
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Yasha Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002375 CINS Y9893W103 08/03/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
to Comply with
Increase in
Registered Capital
from Equity Incentive
Plan
2 Amendments to Articles Mgmt For For For
to Comply with
Increase in
Registered Capital
from Profit
Distribution
3 Employee Stock Mgmt For For For
Ownership Plan Phase
2
4 Establishment of Mgmt For For For
Administrative
Measures for Employee
Stock Ownership Plan
Phase
2
5 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Zhejiang Zheneng Electric Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600023 CINS Y9897X107 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Financial Resolution Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Annual Report Mgmt For For For
9 Routine Related Party Mgmt For For For
Transactions
10 Services Agreement Mgmt For For For
with Zhejiang Energy
Group Co., Ltd., Coal
and Transport
Branch
11 Services Agreement Mgmt For For For
with Zhejiang Energy
Group Co., Ltd.,
SciTech and Service
Industry
Branch
12 Services Agreement Mgmt For For For
with Zhejiang Energy
Group Co., Ltd.,
Natural Gas and Oil
Branch
13 Services Agreement Mgmt For For For
with Zhejiang Energy
Group Co., Ltd.,
Renewable Energy
Branch
14 Financial Services Mgmt For For For
Agreement with
Zhejiang Energy Group
Finance Co.,
Ltd.
15 Services Agreement Mgmt For For For
with Zhejiang Energy
Group Co., Ltd.,
Xinjiang
Branch
________________________________________________________________________________
Zhengzhou Yutong Bus Company Limited
Ticker Security ID: Meeting Date Meeting Status
600066 CINS Y98913109 04/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to set
fees
9 Establishment of Mgmt For Abstain Against
Procedural
Rules
10 Authority to Give Mgmt For For For
Guarantees:
Repurchase
Liability
11 Authority to Give Mgmt For For For
Guarantees to
Subsidiary
12 Investment in Wealth Mgmt For For For
Management
Products
13 Intra-company Mgmt For For For
Agreements on Related
Party
Transactions
14 Amendments to Articles Mgmt For For For
15 Amendments to Mgmt For Abstain Against
Procedural Rules of
Shareholder
Meetings
________________________________________________________________________________
Zhongjin Gold Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600489 CINS Y9890R107 05/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Independent Directors' Mgmt For For For
Report
8 Report on Deposit and Mgmt For For For
Use of Raised
Funds
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees to Song
County Gold Cow
LLC.
11 Authority to Give Mgmt For For For
Guarantees to Ling
Yuan Ri Xing Mining
Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees to Hebei
Yu Er Yan Gold Mining
LLC.
13 Authority to Give Mgmt For For For
Guarantees to
Zhongjin Song County
Song Yuan Gold Smelt
LLC
14 Authority to Give Mgmt For For For
Guarantees to China
Gold Group Jia Pi Gou
Mining Co.,
Ltd.
15 Authority to Give Mgmt For For For
Guarantees to Anwei
Peace Mining Co.,
Ltd.
16 Authority to Issue Mgmt For Abstain Against
Short-term Financing
Bills
17 Board Authorization to Mgmt For Abstain Against
Implement Short-term
Financing
Bills
18 Extension of Validity Mgmt For For For
Period of Resolution
for Share
Allocation
________________________________________________________________________________
Zhongjin Gold Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600489 CINS Y9890R107 07/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
2 Shareholder Returns Mgmt For For For
Plan
3 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Zhongjin Gold Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600489 CINS Y9890R107 07/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
2 Shareholder Returns Mgmt For For For
Plan
3 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Zhongtian Urban Development Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 02/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
and Internal Control
Auditor
7 Authority to Give Mgmt For Against Against
Guarantees and
Mandate to Chairman
for
Implementation
8 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
9 Eligibility for Mgmt For For For
Corporate Bond
Issuance
10 Authority to Issue Mgmt For For For
Corporate
Bonds
11 Par Value and Issue Mgmt For For For
Price
12 Issuance Method and Mgmt For For For
Subscribers
13 Equity Transfer Method Mgmt For For For
14 Duration and Type Mgmt For For For
15 Interest Rate Mgmt For For For
16 Method of Guarantees Mgmt For For For
17 Use of Proceeds Mgmt For For For
18 Repayment Guarantee Mgmt For For For
Measures
19 Validity Period of Mgmt For For For
Resolution
20 Board Authorization to Mgmt For For For
Issue
Bonds
21 Termination of Private Mgmt For For For
Placement of
Preferred
Stocks
22 Increase in Investments Mgmt For For For
23 Authority to Issue Mgmt For For For
Private Placement
Notes
24 Authority to Issue Mgmt For For For
Medium-term
Notes
25 Increase Investments Mgmt For For For
in
Subsidiary
________________________________________________________________________________
Zhongtian Urban Development Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 05/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Stock Type and Par Mgmt For Against Against
Value
3 Size of Issuance Mgmt For Against Against
4 Issuance Method and Mgmt For Against Against
Date
5 Target of Issuance and Mgmt For Against Against
Subscription
Method
6 Price Benchmark and Mgmt For Against Against
Issue
Price
7 Lock-up Period Mgmt For Against Against
8 Listing Market Mgmt For Against Against
9 Use of Proceeds Mgmt For Against Against
10 The accumulated Mgmt For Against Against
undistributed
profit
11 Validity of Resolution Mgmt For Against Against
12 Preliminary Plan of Mgmt For Against Against
Private Placement
13 Report on Deposit and Mgmt For For For
Use of Previously
Raised Funds
14 Feasibility Report on Mgmt For Against Against
Use of Proceeds
15 Related Party Mgmt For Against Against
Transactions Involved
in Private
Placement
16 Amendments to Mgmt For Against Against
Management System for
Connected Transaction
17 Board Authorization to Mgmt For Against Against
Private Placement
Plan
18 Shareholders Return Mgmt For For For
Plan
19 Waiver of Tender Offer Mgmt For Against Against
Requirement
20 Self-inspection Report Mgmt For For For
on Real Estate
Investment
21 Commitments to the Mgmt For For For
Self-Inspection
Report
22 Diluted Current Returns Mgmt For Against Against
23 Commitments to Mgmt For Against Against
Implement Measures
for
Returns
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 01/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Satisfaction of Mgmt For For For
Conditions for
Non-public Issuance
of A
shares
3 Share Type and Par Mgmt For For For
Value
4 Issuance Method and Mgmt For For For
Period
5 Issuance Targets and Mgmt For For For
Method of
Subscription
6 Subscription Price and Mgmt For For For
Pricing
Principles
7 Number of Shares To Be Mgmt For For For
Issued
8 Lock-up Period Mgmt For For For
9 Use of Proceeds Raised Mgmt For For For
10 Arrangement of Mgmt For For For
Accumulated
Undistributed
Profits
11 Listing Mgmt For For For
12 Validity Period of Mgmt For For For
Resolutions
13 Plan for Non-public Mgmt For For For
Issuance of A
Shares
14 Feasibility Report on Mgmt For For For
Use of Proceeds
Raised in Non-public
Issuance of A
Shares
15 Dilutive Impact of Mgmt For For For
Non-public Issuance
of A
Shares
16 Ratification of Board Mgmt For For For
Acts
17 Zhuoxin Investments' Mgmt For For For
Purchase of Gold and
Silver Bullion from
BNL
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 01/11/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subscription Price and Mgmt For For For
Pricing
Principles
2 Number of Shares To Be Mgmt For For For
Issued
3 Use of Proceeds Raised Mgmt For For For
4 Validity Period of Mgmt For For For
Resolutions
5 Plan for Non-public Mgmt For For For
Issuance of A
Shares
6 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 06/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Completion of Share Mgmt For For For
Repurchase
2 Amendments to Articles Mgmt For For For
3 Authority to Issue Mgmt For For For
Debt
Financing
4 Authority to Give Mgmt For For For
Guarantees
5 Provision of Mgmt For For For
Counter-Guarantee
6 Directors' Report Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Supervisors' Report Mgmt For For For
9 Financial Report Mgmt For For For
10 Annual Report Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Directors' and Mgmt For For For
Supervisors'
Fees
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Elect ZHU Guang Mgmt For For For
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 08/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Shareholder Returns Mgmt For For For
Plan for
2015-2017
3 Eligibility for Mgmt For For For
Non-public Issuance
of A
Shares
4 Class and Nominal Value Mgmt For For For
5 Methods and Time Mgmt For For For
6 Issuing Objects and Mgmt For For For
Methods
7 Subscription Price and Mgmt For For For
Pricing
Principles
8 Number of Shares Mgmt For For For
9 Lock-up Period Mgmt For For For
10 Use of Proceed Mgmt For For For
11 Accumulated Mgmt For For For
Distributable
Profits
12 Listing Place Mgmt For For For
13 Validity Period Mgmt For For For
14 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
15 Feasibility Report on Mgmt For For For
the Use of
Proceeds
16 Regarding Report on Mgmt For For For
Deposit and Use of
Raised
Funds
17 Dilutive Impact of Mgmt For For For
Non-public Issuance
of A
Shares
18 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
19 Absorption of a Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 08/18/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Nominal Value Mgmt For For For
2 Methods and Time Mgmt For For For
3 Issuing Objects and Mgmt For For For
Methods
4 Subscription Price and Mgmt For For For
Pricing
Principles
5 Number of Shares Mgmt For For For
6 Lock-up Period Mgmt For For For
7 Use of Proceed Mgmt For For For
8 Accumulated Mgmt For For For
Distributable
Profits
9 Listing Place Mgmt For For For
10 Validity Period Mgmt For For For
11 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
12 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 12/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compliance For Public Mgmt For For For
Issuance of Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Face Value and Issuing Mgmt For For For
Price
4 Maturity Mgmt For For For
5 Coupon Rate and Mgmt For For For
Determination
Methods
6 Method of Issuance Mgmt For For For
7 Target Investors Mgmt For For For
8 Placing Arrangement Mgmt For For For
For
Shareholders
9 Provisions On Mgmt For For For
Redemption or
Repurchase
10 Guarantee Measures Mgmt For For For
11 Measures for Repayment Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Listing of Corporate Mgmt For For For
Bonds
Issued
14 Validity Period Of Mgmt For For For
Resolution
15 Board Authorization To Mgmt For For For
Issue Corporate
Bonds
16 Provision of Mgmt For For For
Counter-Guarantee
17 Self Inspection Report Mgmt For For For
on Real Estate
Business
18 Undertaking Letter Mgmt For For For
Regarding Real Estate
Business By
Directors,
Supervisors and
Senior
Management
19 Undertaking Letter Mgmt For For For
Regarding Real Estate
Business By
Controlling
Shareholder
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 06/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report of A Shares Mgmt For For For
6 Report of H Shares Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Mgmt For For For
Domestic and Internal
Control
Auditor
9 Appointment of Mgmt For For For
International
Auditor
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Application for Mgmt For For For
Banking Credit
Line
12 Financing Limit for Mgmt For For For
Zoomlion Finance and
Leasing (China) Co.,
Ltd.
13 Authority to Give Mgmt For For For
Guarantees
14 Authority to Give Mgmt For For For
Guarantees for
Zoomlion Heavy
Machinery (Bozhou)
Co.,
Ltd.
15 Authority to Give Mgmt For For For
Counter-Guarantees
for Zoomlion Heavy
Machinery Co.,
Ltd.
16 Approval of Investment Mgmt For For For
and Financial
Management
17 Approval of Financial Mgmt For For For
Derivatives
Business
18 Elect YANG Changbo Mgmt For For For
19 Offer Size Mgmt For Against Against
20 Term of Issue Mgmt For Against Against
21 Interest Rate Mgmt For Against Against
22 Use of Proceeds Mgmt For Against Against
23 Term of Validity Mgmt For Against Against
24 Authorization of Legal Mgmt For Against Against
Formalities
25 Authority to Issue Mgmt For Against Against
Super Short-Term
Notes
26 Compliance with Mgmt For Against Against
Policies, Laws and
Regulations
27 Offer Size Mgmt For Against Against
28 Placing to the Mgmt For Against Against
Shareholders
29 Nominal Value and Mgmt For Against Against
Issue
Price
30 Types and Term Mgmt For Against Against
31 Interest Rate Mgmt For Against Against
32 Method of Guarantee Mgmt For Against Against
33 Target of the Proposed Mgmt For Against Against
Issue
34 Clauses of Redemption Mgmt For Against Against
or
Repurchase
35 Use of Proceeds Mgmt For Against Against
36 Effective Period Mgmt For Against Against
37 Listing of the Bond Mgmt For Against Against
38 Protective Measures on Mgmt For Against Against
Repayment
39 Ratification of Board Mgmt For Against Against
Acts - Bonds
Issue
40 Authority to Mgmt For For For
Repurchase H
Shares
41 Amendments to Articles Mgmt For For For
42 Purpose Mgmt For For For
43 Use of Repurchase Mgmt For For For
44 Method Mgmt For For For
45 Price Range Mgmt For For For
46 Type, Amount and Mgmt For For For
Quantity
47 Implementation Period Mgmt For For For
48 Source of Fund Mgmt For For For
49 Effective Period Mgmt For For For
50 Authorization Mgmt For For For
51 Plan to Repurchase A Mgmt For For For
Shares
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 06/29/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
3 Amendments to Articles Mgmt For For For
4 Purpose Mgmt For For For
5 Use of Repurchase Mgmt For For For
6 Method Mgmt For For For
7 Price Range Mgmt For For For
8 Type, Amount and Mgmt For For For
Quantity
9 Implementation Mgmt For For For
10 Source of Funds Mgmt For For For
11 Effective Period Mgmt For For For
12 Authorization Mgmt For For For
13 Plan to Repurchase A Mgmt For For For
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 03/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect SHI Lirong Mgmt For For For
3 Elect ZHANG Jianheng Mgmt For Against Against
4 Elect LUAN Jubao Mgmt For For For
5 Elect WANG Yawen Mgmt For For For
6 Elect TIAN Dongfang Mgmt For Against Against
7 Elect ZHAN Yichao Mgmt For Against Against
8 Elect YIN Yimin Mgmt For Against Against
9 Elect ZHAO Xianming Mgmt For For For
10 Elect WEI Zaisheng Mgmt For For For
11 Elect Richard ZHANG Mgmt For For For
Xike
12 Elect CHEN Shaohua Mgmt For For For
13 Elect LU Hongbing Mgmt For For For
14 Elect TENG BingSheng Mgmt For For For
15 Elect ZHU Wuxiang Mgmt For Against Against
16 Elect XU Weiyan Mgmt For Against Against
17 Elect WANG Junfeng Mgmt For Against Against
18 Authority to Give Mgmt For For For
Guarantees
19 Investment in ZTE Mgmt For For For
Changsha Base
Project
20 Investment in ZTE Mgmt For For For
Guangzhou Research
Institute
Project
21 Amendments to Articles Mgmt For For For
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 06/02/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Presidents' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Application to Bank of Mgmt For For For
China
Limited
8 Application to China Mgmt For For For
Development Bank
Corporation
9 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
10 Appointment of Hong Mgmt For For For
Kong Auditor and
Authority to Set
Fees
11 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
12 Application for Mgmt For For For
Investment Limits in
Derivative
Products
13 Authority to Give Mgmt For For For
Guarantees
14 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 11/25/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Yawen Mgmt For For For
2 Elect TIAN Dongfang Mgmt For For For
3 Elect LUAN Jubao Mgmt For For For
4 Elect ZHAN Yichao Mgmt For For For
5 Elect ZHAO Xianming Mgmt For For For
6 Continuing Connected Mgmt For For For
Transaction:
2016-2018 Purchase
Framework
Agreement
7 Continuing Connected Mgmt For For For
Transaction:
2016-2018 Financial
Service
Agreement
Fund Name : VanEck Vectors ChinaAMC SME-Chinext ETF
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 02/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonds Type Mgmt For For For
2 Size of Issuance Mgmt For For For
3 Face Value and Issuing Mgmt For For For
Price
4 Bond Terms and Maturity Mgmt For For For
5 Coupon Rate Mgmt For For For
6 Interest Payment Mgmt For For For
Method and
Period
7 Conversion Period Mgmt For For For
8 Conversion Price and Mgmt For For For
Determination
9 Provisions for Mgmt For For For
Downward Price
Adjustment
10 Conversion Size Mgmt For For For
11 Dividend Allocation Mgmt For For For
after
Conversion
12 Redemption Clauses Mgmt For For For
13 Buy-back Clauses Mgmt For For For
14 Offering Method and Mgmt For For For
Target
Investors
15 Allocation Arrangment Mgmt For For For
to Existing
Shareholders
16 Bondholders' Meetings Mgmt For For For
17 Use of Proceeds Mgmt For For For
18 Guarantees Mgmt For For For
19 Valid Period of Mgmt For For For
Resolution
20 Approval of Long-term Mgmt For For For
Capital Planning
(2016-2018)
21 Feasibility Report on Mgmt For For For
Use of
Proceeds
22 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
23 Measures to Counteract Mgmt For For For
Diluted Current
Returns
24 Board Authorization to Mgmt For For For
Issue Convertible
Bonds
25 Establishment of Mgmt For For For
Consumer Finance
Company
26 Elect FENG Peijiong Mgmt For For For
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Report of Related Mgmt For For For
Party Transactions
Implementation in
2015 and Arrangements
for
2016
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Report on Deposit and Mgmt For For For
Use of Raised
Funds
9 Eligibility for Mgmt For For For
Private Placement of
Preferred
Shares
10 Stock Type and Size of Mgmt For For For
Issuance
11 Issuance Method Mgmt For For For
12 Subscribers Mgmt For For For
13 Par Value and Issue Mgmt For For For
Price
14 Duration Mgmt For For For
15 Interest Pricing Mgmt For For For
Principle
16 Participation of Mgmt For For For
Shareholders and
Dividends
Arrangements
17 Conditional Redemption Mgmt For For For
Clause
18 Mandatory Conversion Mgmt For For For
Terms
19 Restrictions on Voting Mgmt For For For
Right
20 Recovery on Voting Mgmt For For For
Right
21 Liquidation Repayment Mgmt For For For
Settlement and
Method
22 Grading Arrangements Mgmt For For For
23 Guarantee Arrangements Mgmt For For For
24 Transfer Arrangements Mgmt For For For
25 Use of Proceeds Mgmt For For For
26 Validity of Resolution Mgmt For For For
27 Board Authority to Mgmt For For For
Implement Preferred
Stock
28 Identification Mgmt For For For
Arrangements for
Diluted Current
Earnings
29 Authority to Issue Mgmt For For For
Subordinated
Debentures
30 Authority to Issue Mgmt For For For
Green Financial
Bonds
31 Approval of Mgmt For For For
Establishment of
Legal Direct
Bank
32 Approval of Capital Mgmt For For For
Increase of Yongying
Finance Leasing Co.,
Ltd.
33 Supervisors' Report Mgmt For For For
34 Supervisors' 2015 Mgmt For For For
Summary and 2016 Work
Plan
35 Supervisors' Mgmt For For For
Performance
Evaluation
Report
36 Directors' Performance Mgmt For For For
Evaluation
Report
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Joint Mgmt For Against Against
Venture
2 Approval to Establish Mgmt For For For
a Wholly-owned
Subsidiary
3 Approval to Conduct Mgmt For For For
Credit Assets
Securitization
Business
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 03/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Mgmt For For For
Minority Stake in Two
Firms
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 04/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Authorization of Mgmt For For For
Chairman of the
Board
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 06/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-term
Financing
Bills
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 08/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Lizhong Mgmt For For For
2 Elect JI Weiguo as Mgmt For Against Against
Supervisor
3 Change Technology Mgmt For For For
Center as a
Wholly-owned
Subsidiary
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 11/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Hedging Mgmt For For For
Business
2 Investment in Wealth Mgmt For For For
Management
Products
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition - Mgmt For For For
Joint
Venture
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Directors', Mgmt For For For
Supervisors' and
Senior Management
Remuneration
9 Elect HOU Jun Mgmt For For For
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 06/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt Against Abstain N/A
Transaction Regarding
External
Investment
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 07/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 08/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Chantian Mgmt For For For
2 Elect LI Xiaoping Mgmt For For For
3 Elect LI Delai Mgmt For For For
4 Elect SHAO Xiaofeng Mgmt For For For
5 Elect WANG Jian Mgmt For For For
6 Elect CHEN Shaofeng Mgmt For For For
7 Elect WANG Xuechun Mgmt For For For
8 Elect GONG Lei Mgmt For For For
9 Elect YUAN Ruowei Mgmt For For For
10 Elect ZHANG Hang Mgmt For Against Against
11 Related Party Mgmt For For For
Transactions
12 Eligibility to Issue Mgmt For For For
Corporate
Bonds
13 Size of Issuance Mgmt For For For
14 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
15 Method of Issuance Mgmt For For For
16 Bond Duration Mgmt For For For
17 Interest Rate Mgmt For For For
18 Purpose of Raised Funds Mgmt For For For
19 Guarantee Clauses Mgmt For For For
20 Listing Place Mgmt For For For
21 Underwriting Method Mgmt For For For
22 Valid Period of Mgmt For For For
Resolution
23 Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
24 Guarantee Measures for Mgmt For For For
Debt
Repayment
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 03/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Share Mgmt For For For
Issuance Price
Adjustment
Mechanism
2 Adjustment to Share Mgmt For For For
Issuance Size and
Price
3 Approval of Line of Mgmt For For For
Credit
4 Authority to Issue Mgmt For For For
Short-term Financing
Bills
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Company Name Mgmt For For For
2 Amendments to Mgmt For For For
Articles: Name of
Company
3 Annual Report Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Financial Statements Mgmt For For For
7 Financial Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Amendments to Mgmt For For For
Articles: Registered
Capital
10 Appointment of Auditor Mgmt For Against Against
11 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
12 Related Party Mgmt For For For
Transactions
13 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 08/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Transfer Mgmt For For For
Agreement for
Beneficial Right of
Trust
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Acquisition
2 Transaction Mgmt For For For
Counterparty
3 Target Asset Mgmt For For For
4 Price and Pricing Basis Mgmt For For For
5 Source of Funds Mgmt For For For
6 Arrangements for Mgmt For For For
Consideration
7 Settlement Mgmt For For For
8 Arrangements for Mgmt For For For
Dividends
Allocation
9 Business Commitment Mgmt For For For
Compensation
10 Confirmation Mgmt For For For
Transaction Does Not
Constitute Related
Party
Transaction
11 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
12 Acquisition Report and Mgmt For For For
Summary
13 Conditional Agreement Mgmt For For For
Regarding Equity
Stake
Transfer
14 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
15 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
16 Statement Regarding Mgmt For For For
Compliance and
Completeness of Legal
Proceedings Relating
to the
Acquisition
17 Statement Regarding Mgmt For For For
Stock Price
Fluctuations
18 Board Authorization to Mgmt For For For
Implement Major Asset
Restructuring
19 Eligibility for Mgmt For For For
Corporate Bond
Issuance
20 Size of Issuance Mgmt For For For
21 Par Value and Issuance Mgmt For For For
Price
22 Issuance Targets Mgmt For For For
23 Bond Type and Bond Mgmt For For For
Duration
24 Interest Rate Mgmt For For For
25 Guarantee Method Mgmt For For For
26 Method of Issuance Mgmt For For For
27 Purpose of Raised Funds Mgmt For For For
28 Setup of Special Mgmt For For For
Account for Raised
Funds
29 Repayment Guarantee Mgmt For For For
Measures
30 Trading and Mgmt For For For
Circulation of Bonds
to be
Issued
31 Validity Period Mgmt For For For
32 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 12/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Acquisition by Stock
and Cash and Raising
Matching
Fund
2 Overview Mgmt For For For
3 Acquisition of Assets: Mgmt For For For
Target
Assets
4 Acquisition of Assets: Mgmt For For For
Valuation of Target
Assets
5 Acquisition of Assets: Mgmt For For For
Payment
Method
6 Acquisition of Assets: Mgmt For For For
Schedule for Cash
Payment
7 Acquisition of Assets: Mgmt For For For
Stock Issuance
Method
8 Acquisition of Assets: Mgmt For For For
Stock Type and Par
Value
9 Acquisition of Assets: Mgmt For For For
Target of Issuance
and Subscription
Method
10 Acquisition of Assets: Mgmt For For For
Issue Price and
Pricing
Principle
11 Acquisition of Assets: Mgmt For For For
Size of
Issuance
12 Acquisition of Assets: Mgmt For For For
Lock-up
Period
13 Acquisition of Assets: Mgmt For For For
Treatment of
Undistributed
Profits
14 Acquisition of Assets: Mgmt For For For
Ownership Transfer of
Target
Assets
15 Acquisition of Assets: Mgmt For For For
Profit and Loss
during Transaction
Period
16 Acquisition of Assets: Mgmt For For For
Listing
Market
17 Acquisition of Assets: Mgmt For For For
Validity of
Resolution
18 Raising Fund: Stock Mgmt For For For
Type and Par
Value
19 Raising Fund: Target Mgmt For For For
of Issuance and
Subscription
Method
20 Raising Fund: Pricing Mgmt For For For
Benchmark Date and
Issue
Price
21 Raising Fund: Issue Mgmt For For For
Price Adjustment
System
22 Raising Fund: Amount Mgmt For For For
of Fund to be
Raised
23 Raising Fund: Size of Mgmt For For For
Issuance
24 Raising Fund: Use of Mgmt For For For
Proceeds
25 Raising Fund: Lock-up Mgmt For For For
Period
26 Raising Fund: Listing Mgmt For For For
Arrangement
27 Raising Fund: Validity Mgmt For For For
of
Resolution
28 Transaction Not Mgmt For For For
Constituting Major
Asset Restructure,
Backdoor Listing or
Related Party
Transactions
29 Approval of Mgmt For For For
Preliminary Plan for
Asset Acquisition and
Raising Matching
Fund
30 Approval to Sign Mgmt For For For
Agreement with
Shareholders of
Zhongshan
Environmental
Protection Industry
Co., Ltd. regarding
Asset Acquisition by
Stock and
Cash
31 Approval to Sign Share Mgmt For For For
Pledge
Agreement
32 Approval to Sign Mgmt For For For
Execution Deposit
Agreement
33 Approval to Sign Mgmt For For For
Contingent Agreements
with Shareholders of
Shanghai Liyuan Water
Treatment Technology
Co.,
Ltd.
34 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
35 Regarding Eligibility Mgmt For For For
for Relevant
Conditions to
Implement Asset
Acquisition by Stock
and Cash and Raising
Matching
Fund
36 Completeness and Mgmt For For For
Compliance in Legal
Procedure and
Validity of Legal
Documents
37 Ratification of Mgmt For For For
Relevant
Reports
38 Independence of Mgmt For For For
Appraiser,
Rationality of
Assumptions,
Relevance of
Valuation and
Fairness of Pricing
Method
39 Regarding the Mgmt For For For
Company's Share Price
Variation Reaching
the Standard in
Article 5 of
Provisions on Issues
of Listed Companies'
Information
Disclosure and
Notification of
Relevant
Actions
40 Board Authorization to Mgmt For For For
Implement the
Transaction and
Related
Matters
41 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions with
Yunan Water
Investment Co.,
Ltd.
7 Related Party Mgmt For For For
Transactions with
Nanjing City
Construction Water
Co.,
Ltd.
8 Related Party Mgmt For For For
Transactions with
Neimenggu Dongyuan
Water Investment and
Technology
Development Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Xinjiang Originwater
Environment Resources
Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Guangdong Haiyuan
Environment
Technology Co.,
Ltd.
11 Related Party Mgmt For For For
Transactions with
Wuhan Sanzhen Co.,
Ltd.
12 Related Party Mgmt For For For
Transactions with
Shanxi Taigang
Originwater
Environment
Technology Co.,
Ltd.
13 Related Party Mgmt For For For
Transactions with
Qingdao Water
Investment
Originwater
Technology
Development Co.,
Ltd.
14 Related Party Mgmt For For For
Transactions with
Beijing Originwater
Boda Water Investment
Co.,
Ltd.
15 Related Party Mgmt For For For
Transactions with
Jilin Originwater
Water Investment and
Technology Co.,
Ltd.
16 Related Party Mgmt For For For
Transactions with
Wuhan Water
Investment and
Environment
Technology Co.,
Ltd.
17 Related Party Mgmt For For For
Transactions with
Guizhou Originwater
Environment
Technology Co.,
Ltd.
18 Related Party Mgmt For For For
Transactions Feng
County Fengshui Water
Investment Co.,
Ltd.
19 Related Party Mgmt For For For
Transactions with
Neimenggu Chunyuan
Environment
Technology Co.,
Ltd.
20 Related Party Mgmt For For For
Transactions with
Fujian Zhangfa
Originwater Water
Investment and
Technology Co.,
Ltd.
21 Related Party Mgmt For For For
Transactions with
Xiantao Water
Investment and
Environment
Technology Co.,
Ltd.
22 Related Party Mgmt For For For
Transactions with
Huaihua City Water
Investment and
Environment
Development Co.,
Ltd.
23 Related Party Mgmt For For For
Transactions with
Tianjin Baoxing Water
Construction
Management Co.,
Ltd.
24 Related Party Mgmt For For For
Transactions with
Xinjiang Kunlun
Xinshuiyuan Water
Technology Co.,
Ltd.
25 Employee Stock Options Mgmt For For For
Plan and Restricted
Shares Plan (Draft)
and Its
Summary
26 Establishment of Mgmt For For For
Administrative
Measures for Employee
Stock Options Plan
and Restricted Share
Incentive
Plan
27 Board Authorization Mgmt For For For
for Employee Stock
Options Plan and
Restricted Share
Incentive
Plan
28 Appointment of Auditor Mgmt For For For
29 Authority to Give Mgmt For For For
Guarantees to
Xinjiang Originwater
Environment Resources
Co.,
Ltd.
30 Authority to Give Mgmt For For For
Guarantees to
Originwater Boda
Water Investment Co.,
Ltd.
31 Authority to Give Mgmt For For For
Guarantees to
Shawankefa Reclaimed
Water Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 11/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Acquisition of
Asset
2 Counterparty Mgmt For Against Against
3 Pricing and Valuation Mgmt For Against Against
4 Payment Method Mgmt For Against Against
5 Type and Par Value of Mgmt For Against Against
Stocks
6 Subscribers and Mgmt For Against Against
Subscription
Method
7 Benchmark Date and Mgmt For Against Against
Issue
Price
8 Size of Issuance Mgmt For Against Against
9 Lock-up Period Mgmt For Against Against
10 Listing Market Mgmt For Against Against
11 Treatment of Mgmt For Against Against
Undistributed
Profits
12 Profit and Loss of Mgmt For Against Against
Transaction
Period
13 Obligation and Mgmt For Against Against
Responsibility of
Agreement
14 Indemnification Plan Mgmt For Against Against
15 Validity of Resolution Mgmt For Against Against
16 Transaction's Not Mgmt For Against Against
Constituting Related
Party
Transactions
17 Approval of Mgmt For Against Against
Preliminary Plan of
Acquisition
18 Approval to Sign Mgmt For Against Against
Contingent Agreement
on Acquisition
Transaction with
Counterparty
19 Ratification of Mgmt For Against Against
Relevant
Reports
20 Compliance with Mgmt For Against Against
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
21 Compliance with Mgmt For Against Against
Article 11 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
22 Compliance with Mgmt For Against Against
Article 43 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
23 Compliance of Legal Mgmt For Against Against
Procedures and
Validity of Legal
Documents
24 Independence of Mgmt For Against Against
Appraiser,
Rationality of
Valuation
Assumptions,
Relevance of
Valuation Method and
Fairness of
Pricing
25 Board Authorization to Mgmt For Against Against
Implement Acquisition
Transaction
26 Authority to Give Mgmt For For For
Guarantees for Urumqi
Scientific
Development
Industrial Water
Treatment Co.,
Ltd.
27 Authority to Give Mgmt For For For
Guarantees for Wuxi
Liyangmo Scientific
Development Co.,
Ltd.
28 Approval to Amend Mgmt For For For
Private Placement
Investment
Projects
29 Amendments to Articles Mgmt For For For
30 Elect HE Jinlei Mgmt For For For
31 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Beijing Sanju Environmental Protection & New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 08/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Factoring Mgmt For For For
Business for Accounts
Receivables
2 Subsidiary Undertaking Mgmt For For For
of After-sale
Leaseback Financing
Business
3 Authority to Give Mgmt For Against Against
Guarantee to Shenyang
Sanju Catalyst Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantee to Daqing
Sanju Catalyst Co.,
Ltd.
5 Approval of Line of Mgmt For For For
Credit
6 Adjustment of Mgmt For For For
Investment in
Subsidiary's
Project
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 04/06/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
8 Project Investment Mgmt For For For
Increase
9 Authority to Give Mgmt For For For
Guarantees to
Shenyang Sanju Kaite
Catalyst Co.,
Ltd.
10 Authority to Give Mgmt For For For
Guarantees to Daqing
Sanju Energy
Purification Co.,
Ltd.
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 05/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Constitution of Mgmt For For For
Management System for
External
Donation
3 Approval of Line of Mgmt For For For
Credit
4 Authority to Issue Mgmt For For For
Debt
Instruments
5 Authority to Give Mgmt For For For
Guarantees for
ShenYang Sanju Kaite
Catalyst Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees for
Beijing Sanju
Chuangjie Science &
Technology
Development Co.,
Ltd.
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 10/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
through Factoring of
Account
Receivables
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 11/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for
Shenyang Sanju Kaite
Catalyst Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees for
Beijing Sanju
Chuangjie Technology
Development Co.,
Ltd.
3 Eligibility for Mgmt For For For
Corporate Bond
Issuance
4 Size of Issuance Mgmt For For For
5 Target of Issuance and Mgmt For For For
Subscription to
Current
Shareholders
6 Issuance Method Mgmt For For For
7 Type and Term of Bond Mgmt For For For
8 Interest Rate Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Guarantee Provision Mgmt For For For
11 Repayment Guarantee Mgmt For For For
Measure
12 Listing Market Mgmt For For For
13 Validity of Resolution Mgmt For For For
14 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Basis for Determining Mgmt For For For
Plan Participants and
Scope
2 Source and Number of Mgmt For For For
Underlying
Stocks
3 Results of Stock Mgmt For For For
Options Distributed
to Plan
Participants
4 Validity Period, Mgmt For For For
Granting Date,
Lock-up Period,
Unlocking Date and
Non-tradeable Period
for
Plan
5 Grant Price and Mgmt For For For
Determination
Method
6 Conditions for Mgmt For For For
Granting and
Unlocking
7 Methods and Procedures Mgmt For For For
for Plan
Adjustments
8 Accounting Treatment Mgmt For For For
for Restricted
Stocks
9 Principals for Mgmt For For For
Repurchase and
Cancellation of
Stocks
10 Granting of Rights and Mgmt For For For
Interests of
Restricted Shares and
Unlocking
Procedures
11 Rights and Obligations Mgmt For For For
for the Company and
Plan
Participants
12 Alteration, Mgmt For For For
Termination and Other
Matters for the
Plan
13 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures for
Restricted Shares
Plan
14 Board Authorization to Mgmt For For For
Implement Restricted
Shares
Plan
15 Authorization for the Mgmt For For For
Inclusion of LIN Ke
as Plan
Participant
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 02/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Listing of a Mgmt For For For
Subsidiary on
National Equities
Exchange and
Quotations
2 Investment in Wealth Mgmt For For For
Management
Products
3 Board Authorization to Mgmt For For For
Handle the Listing of
Subsidiary
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 04/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 10/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement
2 Extension of Board Mgmt For For For
Authorization
Validity Period for
Private Placement
Implementation
________________________________________________________________________________
Beijing SL Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002038 CINS Y0773L119 05/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Investment in Wealth Mgmt For For For
Management
Products
9 Approval of Entrusted Mgmt For For For
Loans
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing SPC Environment Protection Tech Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002573 CINS Y0773P102 03/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Postponement of Mgmt For For For
Trading Resumption
for Private
Placement
________________________________________________________________________________
Beijing SPC Environment Protection Tech Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002573 CINS Y0773P102 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Mgmt For For For
Summary
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Employee Stock Mgmt For For For
Ownership
Plan
8 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
9 Eligibility to Issue Mgmt For For For
Green
Bonds
10 Authority to Issue Mgmt For For For
Green
Bonds
11 Board Authorization to Mgmt For For For
Issue Green
Bonds
12 Approval of Financial Mgmt For For For
Leasing
Business
13 Approval of Credit Mgmt For For For
Business
14 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing SPC Environment Protection Tech Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002573 CINS Y0773P102 06/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation in Mgmt For Against Against
Equity
Bidding
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 01/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture Mgmt For For For
2 Modification of Mgmt For For For
Company's Registered
Capital
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 02/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Paper
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Indemnification Plan Mgmt For For For
for Performance
Commitment
8 Board Authorization to Mgmt For For For
Implement
Indemnification Plan
for Performance
Commitment
9 Approval of Line of Mgmt For For For
Credit Application
and Provision of
Guarantees
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 05/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect WANG Ning Mgmt For For For
3 Elect LI Li Mgmt For For For
4 Elect HUANG Songlang Mgmt For For For
5 Elect ZHAI Yibing Mgmt For For For
6 Elect XU Siping Mgmt For For For
7 Elect WANG Cheng Mgmt For For For
8 Elect LUO Jianbei Mgmt For For For
9 Elect LIU Tiemin Mgmt For For For
10 Elect WANG Xuechun Mgmt For For For
11 Elect SHEN Yang Mgmt For For For
12 Elect LI Guanggang Mgmt For For For
13 Elect DING Yanchao Mgmt For Against Against
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 06/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of the Mgmt For For For
Company's Registered
Capital
2 Change of Business Mgmt For For For
Scope
3 Change of Disclosure Mgmt For For For
of the
Company
4 Amendments to Articles Mgmt For For For
5 Directors', Mgmt For For For
Superisors' and
Senior Managements'
Fees
6 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 07/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 07/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Constitution of Mgmt For Abstain Against
Administrative
Measures for Employee
Stock Ownership
Plan
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 08/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal of Equity Mgmt For For For
Stake in Longtu
Game
2 Equity Transfer Mgmt For For For
Agreements
3 Increase in Authorized Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Venustech Inc.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 01/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition - Mgmt For For For
Asset
Transfer
2 Merger/Acquisition - Mgmt For For For
Joint
Venture
________________________________________________________________________________
Beijing Venustech Inc.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 02/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Venustech Inc.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 05/09/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Investment in Wealth Mgmt For For For
Management
Products
10 Amendments to Articles Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Venustech Inc.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 06/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising
2 Regarding the Assets Mgmt For For For
Acquisition
Constituting Related
Party
Transactions
3 Transaction Overview: Mgmt For For For
Transaction Method,
Underlying Assets And
Transaction
Counterparts
4 Transaction Overview: Mgmt For For For
Pricing Basis,
Transaction
Consideration And
Payment
Method
5 Transaction Overview: Mgmt For For For
Attribution Of The
Profits And Losses Of
Underlying Asset
During The
Transitional
Period
6 Transaction Overview: Mgmt For For For
Auxiliary Funds
Raising
7 Share Offering: Stock Mgmt For For For
Type And Par
Value
8 Share Offering: Method Mgmt For For For
of
Issuance
9 Share Offering: Mgmt For For For
Issuance Targets And
Subscription
Method
10 Share Offering: Mgmt For For For
Pricing Base Date And
Issuing
Price
11 Share Offering: Size Mgmt For For For
of
Issuance
12 Share Offering: Mgmt For For For
Listing
Market
13 Share Offering: Mgmt For For For
Lock-Up
Period
14 Share Offering: Mgmt For For For
Disposal Scheme For
Undistributed
Profits
15 Share Offering: Profit Mgmt For For For
Forecast
Compensation
16 Auxiliary Funds Mgmt For For For
Raising: Stock Type
And Par
Value
17 Auxiliary Funds Mgmt For For For
Raising: Issue
Price
18 Auxiliary Funds Mgmt For For For
Raising: Size of
Issuance
19 Auxiliary Funds Mgmt For For For
Raising: Issuance
Targets And
Subscription
Size
20 Auxiliary Funds Mgmt For For For
Raising: Use of
Proceeds
21 Auxiliary Funds Mgmt For For For
Raising: Listing
Market
22 Auxiliary Funds Mgmt For For For
Raising: Lock-Up
Period
23 Auxiliary Funds Mgmt For For For
Raising: Disposal
Scheme For
Undistributed
Profits
24 Validity of Resolutions Mgmt For For For
25 Draft Report on Assets Mgmt For For For
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising
26 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
27 Signing of Profit Mgmt For For For
Forecast Compensation
Agreement
28 Signing of Conditional Mgmt For For For
Agreement On Share
Subscription
29 Audit Report, Mgmt For For For
Evaluation Report,
Profit Forecast Audit
Report And Financial
Statements Related
With Assets
Acquisition
30 Independence, Mgmt For For For
Objectiveness and
Fairness of
Evaluation
31 Compliance of Asset Mgmt For For For
Acquisition with
Relevant Laws and
Regulations
32 Regarding the Assets Mgmt For For For
Acquisition Not
Diluting Immediate
Returns
33 Board Authorization to Mgmt For For For
Implement Assets
Acquisition
34 The 2nd Phase of Mgmt For For For
Employee Stock
Purcahse
Plan
35 Signing of Assets Mgmt For For For
Management Agreement
with Huatai
Securities (Shanghai)
Asset Management Co.,
Ltd.
36 Board Authorization to Mgmt For For For
Implement Employee
Stock Purcahse
Plan
________________________________________________________________________________
Beijing Water Business Doctor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300055 CINS Y07760104 02/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect WANG Piaoyang Mgmt For For For
3 Elect GAO Qunshan Mgmt For For For
4 Elect LI Xufu Mgmt For For For
5 Elect DU Zhengxiu Mgmt For For For
6 Elect YANG Jun Mgmt For For For
7 Elect LIU Rongjun Mgmt For For For
8 Elect LI Qun Mgmt For For For
9 Elect SU Guojian Mgmt For Against Against
10 Elect YANG Shuai Mgmt For For For
________________________________________________________________________________
Beijing Water Business Doctor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300055 CINS Y07760104 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Water Business Doctor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300055 CINS Y07760104 07/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Approval of Entrusted Mgmt For For For
Loans
________________________________________________________________________________
Beingmate Baby and Child Food Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002570 CINS Y988BE106 04/11/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For For For
Guarantees
9 Appointment of Auditor Mgmt For For For
10 Relocation of a Mgmt For For For
Subsidiary
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beingmate Baby and Child Food Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002570 CINS Y988BE106 11/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Beingmate Baby and Child Food Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002570 CINS Y988BE106 11/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Unincorporated Joint Mgmt For For For
Venture
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 03/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Options
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Options
Plan
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report and Its Mgmt For For For
Summary
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
9 Election of Directors Mgmt For For For
(Slate)
10 Amendments to Employee Mgmt For For For
Restricted Shares
Plan
11 Share Compensation Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement of
Repurchase
Shares
13 Amendments to Articles Mgmt For For For
14 Approval of Line of Mgmt For Abstain Against
Credit
15 Amendment of Line of Mgmt For Abstain Against
Credit Limit
Amount
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 08/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Capital Mgmt For For For
Injection in
Subsidiary
3 Approval to Extend Mgmt For For For
Validity Period for
Public Offering of
Convertible Corporate
Bonds
4 Approval of Line of Mgmt For For For
Credit
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 10/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size of Issuance Mgmt For For For
3 Target of Issuance Mgmt For For For
4 Term and Maturity Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Interest Rate Mgmt For For For
7 Issuance Method Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Guarantee Provision Mgmt For For For
10 Payment of Principal Mgmt For For For
and
Interest
11 Listing Schedule Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Restructuring
2 Overall Scheme Mgmt For For For
3 Target Assets Mgmt For For For
4 Pricing Mgmt For For For
5 Cash Payment for Mgmt For For For
Transaction
6 Stock Payment for Mgmt For For For
Transaction
7 Stock Type and Par Mgmt For For For
Value
8 Issuance Methods and Mgmt For For For
Targets
9 Pricing Basis, Mgmt For For For
Benchmark Date and
Issuance
Price
10 Adjustment to Issuance Mgmt For For For
Price
11 Basis for Selecting Mgmt For For For
Market Reference
Price
12 Size of Issuance Mgmt For For For
13 Lock-up Period Mgmt For For For
14 Performance Commitment Mgmt For For For
and Compensation
Measures
15 Arrangement for Profit Mgmt For For For
and Losses During
Transitional
Period
16 Contractual Mgmt For For For
Obligations and
Liability for Asset
Transfer
17 Listing Market Mgmt For For For
18 Arrangement for Profit Mgmt For For For
Distribution of
Target
19 Arrangement for Profit Mgmt For For For
Distribution of the
Company
20 Auxiliary Fund: Stock Mgmt For For For
Type and Par
Value
21 Auxiliary Fund: Mgmt For For For
Issuance Targets and
Method
22 Auxiliary Fund: Mgmt For For For
Pricing Basis,
Benchmark Date, and
Issuance
Price
23 Auxiliary Fund: Size Mgmt For For For
of
Issuance
24 Auxiliary Fund: Use of Mgmt For For For
Raised
Funds
25 Auxiliary Fund: Mgmt For For For
Lock-up
Period
26 Auxiliary Fund: Mgmt For For For
Listing
Market
27 Auxiliary Fund: Mgmt For For For
Arrangements for
Undistributed
Profits
28 Auxiliary Fund: Mgmt For For For
Validity
Period
29 Eligibility for Asset Mgmt For For For
Purchase via Share
Issuance
30 Related Party Mgmt For For For
Transactions involved
in Asset
Restructuring
31 Conditional Agreements Mgmt For For For
Involved in Asset
Restructuring
32 Conditional Profit Mgmt For For For
Forecast Compensation
Agreement
33 Conditional Share Mgmt For For For
Subscription
Agrements
34 Asset Restructuring Mgmt For For For
Constitution of
Related Party
Transaction
35 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
36 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
37 Measures for Diluted Mgmt For For For
Returns
38 Statement on the Mgmt For For For
Compliance and
Completeness of Legal
Documents and
Proceedings
39 Board Authorization to Mgmt For For For
Implement Asset
Restructuring
40 Board Authorization to Mgmt For For For
Handle Matters
Relating to
Performance
Compensation, Share
Repurchase and Share
Cancellation
________________________________________________________________________________
By-Health Company Limited
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 01/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For For For
Independent
Directors
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
By-Health Company Limited
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 03/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Special Report on Mgmt For For For
Storage and Use of
Raised
Funds
9 Special Audit Mgmt For For For
Statement on Fund
Occupation by
Controlling
Shareholder and Other
Related
Parties
10 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
11 Directors' Fees Mgmt For For For
12 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
By-Health Company Limited
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 07/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 06/06/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Provision of Guarantee Mgmt For Against Against
by the
Group
8 Guarantees to External Mgmt For Against Against
Company in Respect of
Sales of New Energy
Vehicles, New Energy
Forklifts and
New
Technological Products
9 Estimated Caps of Mgmt For For For
Continuing Connected
Transactions
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights of BYD
Electronic
(International)
Company
Limited
12 Amendments to Articles Mgmt For For For
13 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 07/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Non-Public Issuance
of A
Shares
2 Class of Share and Mgmt For For For
Nominal
Value
3 Method of Issue Mgmt For For For
4 Target Subscribers and Mgmt For For For
Method of
Subscription
5 Price Determination Mgmt For For For
Date and Basis of
Determination of
Issue
Price
6 Issue Size Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Amount and Use of Mgmt For For For
Proceeds
9 Arrangement of Mgmt For For For
Undeclared
Distributable
Accumulated
Profits
10 Validity Period Mgmt For For For
11 Place of Listing Mgmt For For For
12 Approval of Mgmt For For For
Preliminary Plan of
Non-Public
Issuance
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Amendments to Articles Mgmt For For For
15 Shareholder Return Mgmt For For For
Plan
2015-2017
16 Board Authorization to Mgmt For For For
Implement the
Non-Public
Issuance
17 Report on Use of Mgmt For For For
Proceeds from
Previous
Fundraising
18 Amendments to Mgmt For Abstain Against
Management Policy for
Funds
Raised
19 Amendments to Mgmt For Abstain Against
Procedural Rules of
Shareholders'
Meeting
________________________________________________________________________________
Chengdu Santai Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002312 CINS Y1309L102 01/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
Chengdu Santai Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002312 CINS Y1309L102 02/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Chengdu Santai Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002312 CINS Y1309L102 03/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Postponement of Mgmt For For For
Trading
Resumption
________________________________________________________________________________
Chengdu Santai Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002312 CINS Y1309L102 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Chengdu Santai Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002312 CINS Y1309L102 07/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Yantai Mgmt For For For
Weian Information
Technology Co.,
Ltd.
3 Adoption of Employee Mgmt For Against Against
Stock Ownership
Plan
4 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
5 Elect BU Jian Mgmt For For For
6 Elect CHEN Yanming Mgmt For For For
7 Elect JIA Yong Mgmt For For For
8 Elect XIA Yuzhu Mgmt For For For
9 Elect ZHANG Qiaoyun Mgmt For For For
10 Elect LI Xiaoyi Mgmt For For For
11 Elect MA Yongqiang Mgmt For For For
12 Elect CHEN Hongmin Mgmt For For For
13 Elect WU Yue Mgmt For For For
14 Elect HE Dan Mgmt For For For
15 Elect HAO Jingxia Mgmt For Against Against
16 Elect ZUO Xiaolei Mgmt For Against Against
________________________________________________________________________________
Chengdu Santai Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002312 CINS Y1309L102 08/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Borrowing Mgmt For For For
from
Shareholders
3 Amendments to Articles Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Chengdu Santai Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002312 CINS Y1309L102 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Hong Mgmt For For For
2 Elect LUO Hong Mgmt For For For
3 Establishment of Mgmt For For For
Procedural Rules for
Foreign Investment
Management
System
________________________________________________________________________________
ChenZhou Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002155 CINS Y1328M107 09/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Returns Mgmt For For For
Plan
2 Amendments to Articles Mgmt For For For
3 Elect LIU Yuqiang Mgmt For For For
________________________________________________________________________________
China Aviation Optical-Electrical Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 04/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
6 Annual Report Mgmt For For For
7 Financial Budget Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Approval of Entrusted Mgmt For For For
Loan
________________________________________________________________________________
China Camc Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002051 CINS Y14250107 06/03/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
11 Elect LUO Yan Mgmt For For For
12 Elect LUO Jiamang Mgmt For For For
13 Elect ZHAO Lizhi Mgmt For For For
14 Elect ZHANG Fusheng Mgmt For For For
15 Elect GE Changyin Mgmt For For For
16 Elect WANG Decheng Mgmt For For For
17 Elect LI Guoqiang Mgmt For For For
18 Elect SHI Hui Mgmt For Against Against
19 Elect WANG Guoxing Mgmt For Against Against
20 Elect HUANG Cui Mgmt For For For
________________________________________________________________________________
China Camc Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002051 CINS Y14250107 12/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Decheng Mgmt For For For
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 01/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cooperation Mgmt For For For
Construction
Agreement with
Guizhou Kaili
Municipal
Government
2 Elect WANG Jian as Mgmt For For For
Director
3 Elect HUANG Liang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 04/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Stock Mgmt For For For
Option Incentive
Plan
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Financial Budget Mgmt For For For
10 Capital Increase of Mgmt For For For
Guangzhou Harmony
Medical
Technology Co., Ltd.
11 Restructuring and Mgmt For For For
Listing for Guangzhou
Tiancheng Medical
Technology Co.,
Ltd.
12 Capital Increase of Mgmt For For For
Guangzhou Tiancheng
Medical
Technology Co., Ltd.
13 Restructuring and Mgmt For For For
Listing for Foshan Yu
Xuan Gong Technology
Development Co.,
Ltd.
14 Investment in Wealth Mgmt For For For
Management
Products
15 Amendments to Articles Mgmt For For For
16 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 05/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HE Yunshao Mgmt For For For
2 Elect ZHOU Xinyu Mgmt For For For
3 Elect CHENG Gang Mgmt For For For
4 Elect WU Cuiling Mgmt For For For
5 Elect LU Kaixuan Mgmt For For For
6 Elect SUN Xiao Mgmt For For For
7 Elect HU Zhiyong Mgmt For For For
8 Elect XU Aimin Mgmt For For For
9 Elect DING Zhenhua Mgmt For For For
10 Elect ZHAO Jinhong Mgmt For For For
11 Elect HUANG Liqiang Mgmt For Against Against
12 Elect HUANG Liang Mgmt For Against Against
13 Capital Increase in a Mgmt For For For
Joint
Venture
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 06/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a Mgmt For For For
Subsidiary Listing on
New Three
Board
2 Capital Increase in Mgmt For For For
Joint
Venture
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 07/03/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Transfer, Mgmt For For For
Capital Increase and
Related Party
Transaction
2 Approval of Joint Mgmt For For For
Venture
3 Approve Investment by Mgmt For For For
Employees in a
Subsidiary
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 08/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Joint Mgmt For For For
Venture
2 Approval of Subsidiary Mgmt For For For
New-three Board
Listing
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
3 Shareholder Returns Mgmt For For For
Plan
4 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase of a Mgmt For For For
Wholly-owned
Subsidiary
2 Capital Increase in a Mgmt For For For
Controlled
Subsidiary
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 12/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Controlling
Subsidiary's Private
Share
Issuance
2 Approval to Amend the Mgmt For For For
Private Share
Issuance Method to
Market
Making
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 03/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Postpone Mgmt For For For
the Resumption of
Stock
Trading
2 Elect LUAN Dalong Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
East Money Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 04/08/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
6 Amendments to Articles Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Elect ZHU Yuchen Mgmt For For For
9 Elect CHEN Kai Mgmt For For For
10 Elect YAN Jie Mgmt For For For
________________________________________________________________________________
Elec-Tech International Company Limited
Ticker Security ID: Meeting Date Meeting Status
002005 CINS Y2272B113 01/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Stock Type and Par Mgmt For Against Against
Value
3 Method of Issuance Mgmt For Against Against
4 Issuance Targets and Mgmt For Against Against
Subscription
Method
5 Issuance Volume Mgmt For Against Against
6 Pricing Benchmark Date Mgmt For Against Against
and Issuance
Price
7 Lock-up Period Mgmt For Against Against
8 Listing Market Mgmt For Against Against
9 Use of Raised Funds Mgmt For Against Against
10 Arrangement for Mgmt For Against Against
Undistributed
Profits
11 Validity Period Mgmt For Against Against
12 Preliminary Plan for Mgmt For Against Against
Private
Placement
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 Board Authorization to Mgmt For Against Against
Implement Private
Placement
________________________________________________________________________________
Elec-Tech International Company Limited
Ticker Security ID: Meeting Date Meeting Status
002005 CINS Y2272B113 02/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Measures for Diluted Mgmt For For For
Returns
2 Directors and Mgmt For For For
Executives
Committement to
Implement Measures
for Diluted
Returns
________________________________________________________________________________
Elec-Tech International Company Limited
Ticker Security ID: Meeting Date Meeting Status
002005 CINS Y2272B113 04/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect SU Qingwei Mgmt For For For
3 Withdrawal of Private Mgmt For For For
Placement
Application
________________________________________________________________________________
Elec-Tech International Company Limited
Ticker Security ID: Meeting Date Meeting Status
002005 CINS Y2272B113 05/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuance Method Mgmt For Against Against
4 Target of Issuance and Mgmt For Against Against
Subscription
Method
5 Size of Issuance Mgmt For Against Against
6 Issue Price and Mgmt For Against Against
Benchmark
Date
7 Lock-up Period Mgmt For Against Against
8 Listing Market Mgmt For Against Against
9 Use of Proceeds Mgmt For Against Against
10 Arrangement for Mgmt For Against Against
Undistributed
Profits
11 Validity of Resolution Mgmt For Against Against
12 Preliminary Plan of Mgmt For Against Against
Private
Placement
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
15 Board Authorization to Mgmt For Against Against
Implement Private
Placement
16 Dilution Remedial Mgmt For Against Against
Measures for Share
Issuance
17 Commitments of Mgmt For Against Against
Management to
Implement Dilution
Remedial
Measures
________________________________________________________________________________
Elec-Tech International Company Limited
Ticker Security ID: Meeting Date Meeting Status
002005 CINS Y2272B113 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For Against Against
Credit and Guarantees
for
Subsidiaries
8 Approval of Foreign Mgmt For For For
Exchange Hedging
Business
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Elec-Tech International Company Limited
Ticker Security ID: Meeting Date Meeting Status
002005 CINS Y2272B113 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
Elec-Tech International Company Limited
Ticker Security ID: Meeting Date Meeting Status
002005 CINS Y2272B113 12/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility to Issue Mgmt For For For
Corporate
Bonds
2 Issuance Volume Mgmt For For For
3 Bond Duration Mgmt For For For
4 Interest Rate and Mgmt For For For
Determination
Method
5 Issuance Method Mgmt For For For
6 Arrangement for Mgmt For For For
Placement to
Shareholders
7 Use of Proceeds Mgmt For For For
8 Listing Market Mgmt For For For
9 Repayment Guarantee Mgmt For For For
Measures
10 Validity Period Mgmt For For For
11 Board Authorization to Mgmt For For For
Implement Public
Corporate Bond
Issuance
12 Size of Issuance Mgmt For For For
13 Maturity Mgmt For For For
14 Interest Rate and Mgmt For For For
Determination
Method
15 Issuance Method Mgmt For For For
16 Arrangement for Mgmt For For For
Placement to
Shareholders
17 Use of Proceeds Mgmt For For For
18 Transfer of Bonds to Mgmt For For For
be
Issued
19 Repayment Guarantee Mgmt For For For
Measures
20 Validity Period Mgmt For For For
21 Board Authorization to Mgmt For For For
Implement Private
Corporate Bond
Issuance
________________________________________________________________________________
Elec-Tech International Company Limited
Ticker Security ID: Meeting Date Meeting Status
002005 CINS Y2272B113 12/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase of a Mgmt For For For
Wholly-owned
Subsidiary
2 Disposal of Equity Mgmt For For For
Stake
3 2016-2018 Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 01/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Microfinance Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Yiyatong
Ruihui Supply Chain
Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Yiyatong
Shenniu Supply Chain
Management Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Eternal Asia Supply
Chain Deep Management
Co.,
Ltd.
5 Overseas Subsidiaries Mgmt For For For
Application for Line
of
Credit
6 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal
Supply Chain Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 02/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal Asia
Supply China
Management
Company
2 Authority to Give Mgmt For Against Against
Guarantees to Jiangxi
Ruitai Heng Wang
Supply Chain
Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to Jiangxi
Sheng You Shi Supply
Chain Management Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Jiangxi
Yu Yang Supply Chain
Management Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to
Nanchang Aotu Supply
Chain Management Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to
Shangrao Yixin Supply
Chain management Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to
Shandong Yintong
Supply Chain
Management Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Guangxi
Kegui Trading Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Yi Lan Yun Trading
Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Shendu Eternal Asia
Supply Chain
Management
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to Hubei
Shendu Eternal Asia
Supply Chain
Management Co.,
Ltd.
12 Authority to Provide Mgmt For Against Against
Letter of Guarantees
For Bank Loan for
Wholly-owned
Subsidiary
I
13 Authority to Provide Mgmt For Against Against
Letter of Guarantees
For Bank Loan for
Wholly-owned
Subsidiary
II
14 Authority to Give Mgmt For Against Against
Guarantees For
Subsidiary's Loan
Asset Repurchase
Rights
15 Approval of Borrowing Mgmt For For For
With Wholly-owned
Subsidiary As
Collateral
16 Guarantees For O2O Mgmt For Against Against
Financial Cooperation
with China
Construction
Bank
17 Guarantees For O2O Mgmt For Against Against
Financial Cooperation
with Bank of
China
18 Guarantees For O2O Mgmt For Against Against
Financial Cooperation
with Shenzhen
WeBank
19 Establishment of Hefei Mgmt For For For
Jinyan Food Co.,
Ltd.
20 Establishment of Mgmt For For For
Lanzhou Establishment
of Lanzhou Jinlong
Eternal Asia Supply
Chain Co.,
Ltd.
21 Establishment of Mgmt For For For
Zhuhai Eternal Asia
Shendu Supply Chain
Management Co.,
Ltd.
22 Establishment of Mgmt For For For
Zhengzhou Ri Ri Tong
Supply Chain
Management Co.,
Ltd.
23 Establishment of Wuhan Mgmt For For For
Guan Hai Supply Chain
Management Co.,
Ltd.
24 Establishment of Wuhan Mgmt For For For
Yi Chu Tong Supply
Chain Management Co.,
Ltd.
25 Establishment of Mgmt For For For
Zhuzhou Jin Chao
Supply Chain
Management Co.,
Ltd.
26 Establishment of Mgmt For For For
Suzhou Yihua Supply
Chain Management Co.,
Ltd.
27 Establishment of Mgmt For For For
Jiangsu Min Hua
Shendu Supply Chain
Management Co.,
Ltd.
28 Establishment of Mgmt For For For
Yangzhou Hanjiang
Peng Cheng Department
Store Co.,
Ltd.
29 Establishment of Mgmt For For For
Shandong Yichuan
Supply Chain
Management Co.,
Ltd.
30 Establishment of Mgmt For For For
Shandong Yi Kun
Supply Chain
Management Co.,
Ltd.
31 Establishment of Mgmt For For For
Lishantou Eternal
Asia Supply Chain
Management Co.,
Ltd.
32 Establishment of Mgmt For For For
Guangzhou Zhen Yuan
Tong Trading Co.,
Ltd.
33 Establishment of Mgmt For For For
Mianyang Yilian
Shitong Supply Chain
Management Co.,
Ltd.
34 Establishment of Mgmt For For For
Guangyuan Shiyi
Supply Chain
Management Co.,
Ltd.
35 Establishment of Mgmt For For For
Xinjiang ChengShou
Supply Chain
Management Co.,
Ltd.
36 Establishment of Mgmt For For For
Guizhou Shengyi
Mingjun Shendu Supply
Chain Management Co.,
Ltd.
37 Establishment of Mgmt For For For
Guizhou Shengyichun
Shendu Supply Chain
Management Co.,
Ltd.
38 Establishment of Mgmt For For For
Zhejiang Delai Supply
Chain Management Co.,
Ltd.
39 Establishment of Mgmt For For For
Wenzhou Hele Baiyi
Supply Chain
Management Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 02/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Increase in Subsidiary Mgmt For For For
Investment
3 Authority to Give Mgmt For Against Against
Guarantees to Wuhan
Hongyan Great Supply
Chain Management Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Wuhan
Tak Yan Supply Chain
Management Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 03/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Bengbu Yi Zhou Supply
Chain Management Co.,
Ltd.
2 Establishment of Mgmt For For For
Fujian Bocx Trading
Co.,Ltd.
3 Establishment of Mgmt For For For
Fuzhou Eternal Asia
Logistics Co.,
Ltd.
4 Establishment of Nanan Mgmt For For For
City Yahua Supply
Chain Management Co.,
Ltd.
5 Establishment of Mgmt For For For
Zhaoqing Xin Ze Cheng
Supply Chain
Management Co.,
Ltd.
6 Establishment of Mgmt For For For
Guangdong Yun Tong
Supply Chain
Management Co.,
Ltd.
7 Establishment of Mgmt For For For
Heyuan City Jin
Yingtong Wine Co.,
Ltd.
8 Establishment of Mgmt For For For
Shenyang Heng Yi Xin
Trading Co.,
Ltd.
9 Establishment of Shan Mgmt For For For
Xi Eternal Asia
Shendu Logistics Co.,
Ltd.
10 Establishment of Mgmt For For For
Shanghai Eternal Asia
Supply Chain
Management Co.,
Ltd.
11 Establishment of Mgmt For For For
Wenshan Yi Zhong
Supply Chain
Management Co.,
Ltd.
12 Establishment of Mgmt For For For
Chongqing Jingdian
Ming Jiu Wine Co.,
Ltd.
13 Investment Increase in Mgmt For For For
Wholly-owned
Subsidiary
14 Authority to Give Mgmt For Against Against
Guarantees to Yi Ma
Food Co.,
Ltd.
15 Authority to Receive Mgmt For For For
Guarantees from
Eternal International
(HK)
Ltd.
16 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal Asia
Supply Chain
Management Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal Asia
Rui Hui Supply Chain
Management Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to Luoyang
Yi Hui Supply Chain
Management Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen YuShang
Microfinance Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 03/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal Asia
Supply Chain Co.,
Ltd.
2 Approval of China Mgmt For For For
Construction Bank
Line of
Credit
3 Approval of Mgmt For For For
Agricultural Bank of
China Line of
Credit
4 Authority to Give Mgmt For Against Against
Guarantees to
Borrowers Under a
Strategic Cooperation
with Bank of
Beijing
5 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Papers
6 Board Authorization to Mgmt For For For
Issue Commercial
Papers
7 Establishment of Henan Mgmt For For For
Yi Zhan Tong Shendu
Logistics Co.,
Ltd.
8 Investment in Mgmt For For For
Zhumadian Jingu
Trading Co.,
Ltd.
9 Investment in Xiamen Mgmt For For For
Zhong Lianbao Tian
Trading Co.,
Ltd.
10 Establishment of Mgmt For For For
Changchun Yisheng
Supply Chain Co.,
Ltd.
11 Establishment of Mgmt For For For
Baoding Huamei Tong
Li Supply Chain
Management Co.,
Ltd.
12 Establishment of Mgmt For For For
Nantong Silver Moon
Supply Chain
Management Co.,
Ltd.
13 Establishment of Mgmt For For For
Beijing Yi Fu Kang
Bao Trading Co.,
Ltd.
14 Establishment of Mgmt For For For
Zhongshan Eternal
Asia Weiye Shendu
Supply Chain
Management Co.,
Ltd.
15 Establishment of Mgmt For For For
Xiamen Bai Ao Trading
Co.,
Ltd.
16 Investment in and Mgmt For For For
Establishment of
Zhengzhou Xin Yi
Xiang Trading Co.,
Ltd.
17 Investment Increase in Mgmt For For For
Wholly-owned
Subsidiary, Shanghai
Shenyi Supply Chain
Management Co.,
Ltd.
18 Investment Increase in Mgmt For For For
Wholly-owned
Subsidiary, Tianjin
Eternal Asia
Enterprise Management
Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 04/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal
Asia Supply Chain
Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Eternal Asia (S)
Pte.
Ltd
3 Authority to Receive Mgmt For For For
Guarantees for a
Loan
Application
4 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Eastbourne Will
Supply Chain
Management Co.,
Ltd.
5 Authority to Receive Mgmt For For For
Guarantees for Trust
Financing
6 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Free
Trade Zone
International Trade
Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to
Guangzhou Yue Miao
Supply Chain
Management Co., Ltd.
and Hainan Morihiro
Shendu Supply Chain
Management Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Hunan
Xin Zhi Zu Supply
Chain Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal Asia
Longchuan Supply
Chain Management Co.,
Ltd.
10 Authority to Issue Mgmt For For For
Bonds
11 Establishment of Hunan Mgmt For For For
Yi Ya Tong Jinhe
Business Management
Co.,
Ltd.
12 Establishment of Mgmt For For For
Liuyang Xin Zhicheng
Supply Chain
Management Co.,
Ltd.
13 Establishment of Mgmt For For For
Guangzhou Yi Zhan
Tong Shendu Logistics
Co.,
Ltd.
14 Establishment of Mgmt For For For
Dongguan He Xing
Supply Chain Co.,
Ltd.
15 Establishment of Mgmt For For For
Suzhou Hao Jing Lai
Trading Co.,
Ltd.
16 Establishment of Mgmt For For For
Shanghai Jin Tai
Supply Chain
Management Co.,
Ltd.
17 Establishment of Mgmt For For For
Jiangxi Eternal Asia
Biao Bang Industrial
Co.,
Ltd.
18 Establishment of Mgmt For For For
Beijing Ding Sheng Yi
Tong E-commerce Co.,
Ltd.
19 Establishment of Mgmt For For For
Shenzhen Yi He Ying
Tong Industrial Co.,
Ltd.
20 Investment in Anyang Mgmt For For For
Jie Hui Trading Co.,
Ltd.
21 Investment in Linzhou Mgmt For For For
Xinglong Trading Co.,
Ltd.
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 04/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For Against Against
Private
Placement
3 Stock Type and Par Mgmt For Against Against
Value
4 Issuance Method and Mgmt For Against Against
Date
5 Benchmark Date Mgmt For Against Against
6 Issue Price and Mgmt For Against Against
Pricing
Principle
7 Size of Issuance Mgmt For Against Against
8 Target of Issuance Mgmt For Against Against
9 Lock-up Period Mgmt For Against Against
10 Listing Market Mgmt For Against Against
11 Use of Proceeds Mgmt For Against Against
12 Arrangement for Mgmt For Against Against
Undistributed
Profits
13 Validity of Resolution Mgmt For Against Against
14 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
15 Preliminary Plan of Mgmt For Against Against
Private
Placement
16 Board Authorization to Mgmt For Against Against
Implement Private
Placement
17 Dilution Remedial Mgmt For Against Against
Measures for Share
Issuance
18 Commitments of Mgmt For Against Against
Management to
Implement Dilution
Remedial
Measures
19 Related Party Mgmt For Against Against
Transactions of
Private
Placement
20 Private Placement Mgmt For Against Against
Transaction
Agreement
21 Approval to Exempt a Mgmt For Against Against
De Facto Controller
From Tender
Offer
22 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries in
Shanxi
Province
23 Authority to Give Mgmt For Against Against
Guarantees to Ningbo
Chun Lung Supply
Chain Management Co.,
Ltd.
24 Authority to Give Mgmt For Against Against
Guarantees to Dalian
Wanda Supply Chain
Management Co.,
Ltd.
25 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Yi Shengtong Supply
Chain Co.,
Ltd.
26 Authority to Give Mgmt For Against Against
Guarantees to Jilin
Eternal Asia Ji Nuo
Er Supply Chain Co.,
Ltd.
27 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Asia (S) Pte.
Ltd
28 Establishment of Mgmt For For For
Huaihua Xin Yi
Trading Co.,
Ltd.
29 Establishment of Mgmt For For For
Jiangxi Yi Zhantong
Shedu Logistics Co.,
Ltd.
30 Establishment of Mgmt For For For
Sanming Zhongyun
Trading Co.,
Ltd.
31 Establishment of Mgmt For For For
Xinjiang Eternal Asia
Jia Le Supply Chain
Management Co.,
Ltd.
32 Establishment of Mgmt For For For
Ningbo Jia Yile
Electric Co.,
Ltd.
33 Establishment of Mgmt For For For
Yunnan Yi Yue Shendu
Logistics Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Financial Derivative Mgmt For For For
Transactions
8 Investment in Wealth Mgmt For For For
Management
Products
9 Appointment of Auditor Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 05/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yu Shang
Microfinance Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to Ganzhou
Yu Shang Microfinance
Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Seven
Subsidiaries
5 Authority to Give Mgmt For Against Against
Guarantees to
Guangzhou Yi Yue
Wines Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Zhuopin
Trading Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to
Heilongjiang
Shengxinhe Shendu
Supply Chain
Management Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Eternal Asia Supply
Chain Management Co.,
Ltd.
9 Investment in Beijing Mgmt For For For
Zhuoyou Yunzhi
Technology Co.,
Ltd.
10 Investment in Eternal Mgmt For For For
International (HK)
Co.,
Ltd.
11 Establishment of Mgmt For For For
Xiamen Xingli Huidou
Trading Co.,
Ltd.
12 Establishment of Mgmt For For For
Guizhou Tianji
Zhanfei Commerce Co.,
Ltd.
13 Establishment of Mgmt For For For
Haerbin Eternal Asia
Sanxing Shendu Supply
Chain Management Co.,
Ltd.
14 Investment in Mgmt For For For
Lianyungang Hong
Yujia Trading Co.,
Ltd.
15 Establishment of Wuhan Mgmt For For For
Jin Teng Sheng
Trading Co.,
Ltd.
16 Establishment of Inner Mgmt For For For
Mongolia Xinsheng
Trading Co.,
Ltd.
17 Establishment of Henan Mgmt For For For
Yicheng Yuan Trading
Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 06/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Ganzhou
Yushang Microfinance
Co.,
Ltd
2 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Microfinance Co.,
Ltd
3 Authority to Give Mgmt For Against Against
Guarantees to Qingdao
Yi-Tong Zhonghe
Jingmao Development
Co.,
Ltd
4 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Jinyan Food Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Anqing
Yida Shendu Supply
Chain Management Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Asia Distribution (S)
Pte.
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to
Zhumadian Huatongyuan
Supply Chain
Management Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Yi Sheng tong Supply
Chain Co.,
Ltd.
9 Amendments to Line of Mgmt For For For
Credit
10 Establishment of Yulin Mgmt For For For
Yiyun Supply Chain
Management Co.,
Ltd.
11 Establishment of Mgmt For For For
Datong Eternal Asia
Yi Jiu Supply Chain
Management Co., Ltd.
12 Establishment of Mgmt For For For
Guangdong Eternal
Asia Kang-Ti
Enterprise Management
Co.,
Ltd.
13 Establishment of Mgmt For For For
Lishui Eternal Asia
Yang Guang Supply
Chain Management Co.,
Ltd.
14 Establishment of Mgmt For For For
Jinhua Eternal Asia
Fuyuan Supply Chain
Management Co.,
Ltd.
15 Establishment of Mgmt For For For
Shanghai Qing Han
Trade Co.,
Ltd.
16 Establishment of Mgmt For For For
Shanghai Eternal Asia
Hee Bao Supply Chain
Management Co.,
Ltd.
17 Establishment of Mgmt For For For
Chenzhou Yongxiang
Xinsheng Supply Chain
Co.,
Ltd.
18 Establishment of Mgmt For For For
Guangxi You Cheng
Heye Supply Chain
Management Co.,
Ltd.
19 Establishment of Henan Mgmt For For For
Eternal Asia Commerce
Co.,
Ltd.
20 Establishment of Hebei Mgmt For For For
Jia Peng Industrial
Co.,
Ltd.
21 Establishment of Mgmt For For For
Chengdu Gaofu Trading
Co.,
Ltd.
22 Establishment of Mgmt For For For
Chengdu Gao-Lok
Industrial Co.,
Ltd.
23 Establishment of Jiang Mgmt For For For
Su Yinjia Supply
Chain Management Co.,
Ltd.
24 Increase in Investment Mgmt For For For
in Chongqing Eternal
Asia Shendu Supply
Chain Management Co.,
Ltd.
25 Investment in Shangqiu Mgmt For For For
Chengtong Trading
Co.,
Ltd.
26 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing Yi Fei
Liquor Marketing Co.,
Ltd
27 Authority to Give Mgmt For Against Against
Guarantees to
Heilongjiang Eternal
Asia Wanbang Supply
Chain Management Co.,
Ltd.
28 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Eternal Asia
Shendu Supply Chain
Management Co., Ltd.
29 Authority to Give Mgmt For Against Against
Guarantees to Xiamen
Xinglian Huidou
Industrial Co.,
Ltd.
30 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Yi He
Kangdawei Shendu
Supply Chain
Management Co.,
Ltd.
31 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Eternal Asia Shendu
Supply Chain
Management Co., Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 06/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Ghohui Mgmt For For For
2 Elect CHEN WEIMIN Mgmt For For For
3 Elect FENG JUNHONG Mgmt For For For
4 Elect LI ZHENG Mgmt For For For
5 Elect LI LUOLI Mgmt For For For
6 Elect ZHANG SHUNHE Mgmt For For For
7 Elect ZHANG XIANG Mgmt For For For
8 Elect ZHANG Yumin Mgmt For For For
9 Elect HUANG WEIQUN Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Supervisors' Fees Mgmt For For For
12 Authority to Give Mgmt For Against Against
Guarantees to Anqing
Yida Shendu Supply
Chain Management Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to Wuhu Yi
Jia Shendu Supply
Chain Management Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Yi-Run Supply Chain
Management Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to Luoyang
Yi Hui Supply Chain
Management Co.,
Ltd.
16 Authority to Give Mgmt For Against Against
Guarantees to
Xinxiang Yi Fung
Supply Chain
Management Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees to Shang
Qiu Tianyi Supply
Chain Management Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to
Zhumadian Huatongyuan
Supply Chain
Management Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to
Pingdingshan Chengyi
Supply Chain
Management Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Feng He
Tong Supply Chain
Management Co.,
Ltd.
21 Authority to Give Mgmt For Against Against
Guarantees to Nanyang
Chaoran Yitong
Supply Chain
Management Co.,
Ltd.
22 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Yi Si Te Wei Er
Supply Chain
Management Co.,
Ltd.
23 Authority to Give Mgmt For Against Against
Guarantees to
Guangzhou Yi Yue
Wines Co.,
Ltd.
24 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai External
Asia Longchuan Supply
Chain Management Co.,
Ltd.
25 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Feng He
Tong Supply Chain
Management Co.,
Ltd.
26 Investment in a Company Mgmt For For For
27 Increase in Capital Mgmt For For For
and Amendments to
Articles
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Wholly-owned
Subsidiary Jiangxi
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
Establishing Jiangxi
Ruitai Heng Wang
Supply Chain
Management Co.,
Ltd.
2 Approval of Mgmt For For For
Wholly-owned
Subsidiary Jiangxi
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
Establishing Jiangxi
Ruitai Heng Wang
Supply Chain
Management Co.,
Ltd.
3 Approval of Mgmt For For For
Establishment of
Guangzhou Eternal
Asia Wines Co.,
Ltd.
4 Approval of Mgmt For For For
Wholly-owned
Subsidiary Hubei
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
Establishing Wuhan
Good Partners Deep
Supply Chain
Management Co.,
Ltd.
5 Approval of Mgmt For For For
Wholly-owned
Subsidiary Shanxi
Eternal Asia Deep
Supply Co., Ltd.
Establishing Shanxi
Eternal Asia Lanyun
Trading Co.,
Ltd.
6 Approval of Mgmt For For For
Wholly-owned
Subsidiary Changsha
Eternal Asia Supply
Chain Co., Ltd.
Establishing Changde
Xinde Hope Supply
Chain Co.,
Ltd.
7 Approval of Mgmt For For For
Wholly-owned
Subsidiary Shenzhen
City Eternal Asia
Logistics Co., Ltd.
Establishing
Shandong Yizhan Deep
Logistics Co.,
Ltd.
8 Approval of the Mgmt For For For
Company's
Establishing Shenzhen
Eternal Asia Yida
Education Services
Co.,
Ltd.
9 Approval of Mgmt For For For
Wholly-owned
Subsidiary Beijing
Eternal Supply Chain
Management Co., Ltd.
Establishing Hebei
Yitong US Supply
Chain Management Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal Asia
Supply Chain
Management Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Microfinance Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Changsha Xinzhu
Eternal Asia Deep
Supply Chain
Management Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to
Changsha Xinzhu
Eternal Asia Deep
Supply Chain
Management Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees for
Financing Applied for
through Merchants
Bank Hefei Ninguo
Road
Branch
15 Authority to Give Mgmt For Against Against
Guarantees for
Financing Applied for
through Bank of China
Hefei Special
Technology
Development Area
Branch
16 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yimei Supply Chain
Management Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees to
Lianyungang Burson
Supply Chain
Management Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to Hunan
Xin Family Supply
Chain Co.,
Ltd.
19 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
20 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 08/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Commercial Paper and
Medium-term
Notes
2 Board Authorization to Mgmt For For For
Implement Issuance of
Commercial Paper and
Medium-Term
Notes
3 Approval of Mgmt For For For
Establishment of
Company by
Wholly-owned
Subsidiary in
Shaanxi
4 Approval of Mgmt For For For
Establishment of
Company by
Wholly-owned
Subsidiary in
Beijing
5 Approval of Mgmt For For For
Establishment of
Company by
Wholly-owned
Subsidiary in
Xiamen
6 Approval of Mgmt For For For
Establishment of
Company by
Wholly-owned
Subsidiary in
Guangxi
7 Approval of Mgmt For For For
Establishment of
Company by
Wholly-owned
Subsidiary in
Hengyang
8 Approval of Mgmt For For For
Establishment of
Company by
Wholly-owned
Subsidiary in
Shenyang
9 Approval of Mgmt For For For
Establishment of
Company by
Wholly-owned
Subsidiary in
Shanghai
10 Approval of Mgmt For For For
Establishment of
Company by
Wholly-owned
Subsidiary in
Leshan
11 Approval of Mgmt For For For
Establishment of
Company by
Wholly-owned
Subsidiary in
Hangzhou
12 Approval of Mgmt For For For
Establishment of
Company by
Wholly-owned
Subsidiary in
Wenzhou
13 Approval of Mgmt For For For
Establishment of
Wholly-owned
Subsidiary by the
Company
14 Approval of Mgmt For For For
Establishment of
Wholly-owned
Subsidiary by
Subsidiary in
Quanzhou
15 Approval of Mgmt For For For
Establishment of
Wholly-owned
Subsidiary by
Subsidiary in
Zhuzhou
16 Approval of Mgmt For For For
Establishment of
Wholly-owned
Subsidiary by
Subsidiary in
Hunan
17 Approval of Mgmt For For For
Establishment of
Wholly-owned
Subsidiary by
Subsidiary in
Yueyang
18 Approval of Mgmt For For For
Establishment of
Company by Subsidiary
in
Jiangsu
19 Approval of Mgmt For For For
Establishment of
Wholly-owned
Subsidiary Shenzhen
Yi Ya-Electronic
Commerce Co., Ltd.
20 Approval of Mgmt For For For
Establishment of
Wholly-owned
Subsidiary Qianhai
Shenzhen Yu Suppliers
Factoring Co.,
Ltd.
21 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yu
Microfinance
Limited
22 Authority to Give Mgmt For Against Against
Guarantees to Sichuan
Jia Heng Food Co.,
Ltd.
23 Authority to Give Mgmt For Against Against
Guarantees to Yiyang
gold Connaught Supply
Chain Co.,
Ltd.
24 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing Yue Fei
Liquor Marketing
Co.
25 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Yi Ya-Supply
Chain Management
Co.
26 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yiming
Technology Co.,
Ltd.
27 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Nengda Co.,
Ltd.
28 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Eternal
Supply Chain Co.,
Ltd.
29 Approval of Adjustment Mgmt For For For
of Line of
Credit
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 09/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CAPITAL INCREASE IN A Mgmt For For For
WHOLLY-OWNED
SUBSIDIARY
2 Approval of Joint Mgmt For For For
Venture: Shenzhen
Eternal Asia College
Service Co.,
Ltd.
3 Approval of Joint Mgmt For For For
Venture: Nanyang
Chaoran Eternal Asia
Supply Chain
Management Co.,
Ltd.
4 Approval of Joint Mgmt For For For
Venture: Eternal Asia
International
Cosmetic (Hebei) Co.,
Ltd.
5 Approval of Joint Mgmt For For For
Venture: Guangzhou
Yuan Tuan Cheng
Trading Co.,
Ltd.
6 Approval of Joint Mgmt For For For
Venture: Handan
Tianrun Supply Chain
Management Co.,
Ltd.
7 : Approval of Joint Mgmt For For For
Venture: Zhengzhou
Eternal Asia Tong
Xiang Long Supply
Chain Management Co.,
Ltd.
8 Approval of Joint Mgmt For For For
Venture: Henan Yima
Food Co.,
Ltd.
9 Approval of Joint Mgmt For For For
Venture: Heilongjiang
Eternal Asia Supply
Chain Management Co.,
Ltd.
10 Approval of Joint Mgmt For For For
Venture: Chenzhou
Eternal Asia Tong Bai
Fu Supply Chain Co.,
Ltd.
11 Approval of Joint Mgmt For For For
Venture: Lianyungang
Eternal Asia Supply
Chain Management Co.,
Ltd.
12 Approval of Joint Mgmt For For For
Venture: Shangrao
Yixintong Supply
Chain Management Co.,
Ltd
13 Approval of Joint Mgmt For For For
Venture: Dalian
Wangda Supply Chain
Management Co.,
Ltd.
14 Approval of Joint Mgmt For For For
Venture: Taiyuan
Jibaijia Business
Co.,
Ltd.
15 Approval of Joint Mgmt For For For
Venture: Shanghai
Zhuomao Trading Co.,
Ltd.
16 Approval of Joint Mgmt For For For
Venture: Huizhou
Eternal Asia Liying
Supply Chain
Management Co.,
Ltd.
17 Approval of Joint Mgmt For For For
Venture: Heyuan
Eternal Asia Taida
Supply Chain
Management Co.,
Ltd.
18 Approval of Joint Mgmt For For For
Venture: Guizhou
Jinyi Supply Chain
Management Co.,
Ltd.
19 Approval of Joint Mgmt For For For
Venture: Chongqing
Yizhantong Logistics
Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 24
Million
21 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB
141,333,200
22 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 130
Million
23 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 20
Million
24 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 20
Million from Ping An
Bank
25 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 10
Million
26 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 10
Million from
Zhongyuan
Bank
27 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 30
Million
28 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 20
Million from Ping An
Bank by Pingdingshan
ChengYin Supply Chain
Management Co.,
Ltd.
29 Authority to Give Mgmt For Against Against
Guarantees for Link
of Credit of RMB 5
Million
30 Authority to Give Mgmt For Against Against
Guarantees for Link
of Credit of RMB 10
Million by Xinxiang
Yifeng Supply Chain
Management Co.,
Ltd.
31 Authority to Give Mgmt For Against Against
Guarantees for Link
of Credit of RMB 15
Million
32 Authority to Give Mgmt For Against Against
Guarantees for Link
of Credit of RMB 10
Million by Luoyang
Yihui Supply Chain
Management Co.,
Ltd.
33 Authority to Give Mgmt For Against Against
Guarantees for Link
of Credit of RMB 10
Million by Shangqiu
Tianyi Supply Chain
Management Co.,
Ltd.
34 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 10
Million from Ping An
Bank by Shangqiu
Tianyi Supply Chain
Management Co.,
Ltd.
35 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 20
Million by Zhumadian
Huatongyuan Supply
Chain Management Co.,
Ltd.
36 Authority to Give Mgmt For Against Against
Guarantees for Bank
Guarantee Letter of
RMB 25
Million
37 Authority to Give Mgmt For Against Against
Guarantees for Bank
Guarantee Letter of
RMB 6
Million
38 Authority to Give Mgmt For Against Against
Guarantees for Bank
Loan of RMB 20
Million
39 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 20
Million from Shaoxing
Bank
40 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 100
Million
41 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit of RMB 30
Million
42 Authority to Give Mgmt For Against Against
Guarantees for Bank
Guarantee Letter of
RMB 9
Million
43 Adjustment of of Line Mgmt For For For
of
Credit
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 10/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Xiamen Mgmt For For For
Xinglian Guidu
Industry Investing in
the Establishment of
Quanzhou Xinglian
Huidu Trade Co.,
Ltd.
2 Approval of Fujian Mgmt For For For
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
Establishment of
Fuzhou Weihuang
Supply Chain
Management Co.,
Ltd.
3 Approval of Chongqing Mgmt For For For
Hele Life Supermarket
Co., Ltd.
Establishment of
Guangzhou Hele Life
Supply Chain Co.,
Ltd.
4 Approval of Guangxi Mgmt For For For
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
Establishment of
Guangxi Yijia Herun
Trade Co.,
Ltd.
5 Approval of Mgmt For For For
Heilongjiang Eternal
Asia Deep Supply
Chain Management Co.,
Ltd. Establishment of
Hegang Puqingyuan
Deep Supply Chain
Management Co.,
Ltd.
6 Approval of Changsha Mgmt For For For
Eternal Asia Supply
Chain Management Co.,
Ltd. Establishment of
Huaihua Xinxinghuo
Supply Chain Co.,
Ltd.
7 Approval of Jiangsu Mgmt For For For
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
Establishment of
Jiangsu Eternal Asia
Yizhuang Deep Supply
Chain Management Co.,
Ltd.
8 Approval of Jiangsu Mgmt For For For
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
Establishment of
Zhangjiagang Free
Trade Zone Shenjie
International Trade
Co.,
Ltd.
9 Approval of Liaoning Mgmt For For For
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
Establishment of
Shenyang Huibang
Supply Chain
Management Co.,
Ltd.
10 Approval of Liaoning Mgmt For For For
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
Establishment of
Fuxin Eternal Asia
Jiufu Supply Chain
Management Co.,
Ltd.
11 Approval of Shanxi Mgmt For For For
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
Establishment of
Shanxi Eternal Asia
Yunchang Supply Chain
Management Co.,
Ltd.
12 Approval of Shanxi Mgmt For For For
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
Establishment of
Xinjiang Zhongyatong
Supply Chain
Management Co.,
Ltd.
13 Approval of Shanghai Mgmt For For For
Shenyi Supply Chain
Management Co., Ltd.
Establishment of
Shanghai Eternal Asia
Songli Supply Chain
Management Co.,
Ltd.
14 Approval of Yunnan Mgmt For For For
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
Establishment of
Yunnan Eternal Asia
Xiongyue Trade Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Joyo Data
Technology Co.,
Ltd.
16 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
and Other
Subsidiaries
17 Authority to Give Mgmt For Against Against
Guarantees to Zhoukou
Shijin Supply Chain
Management Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal
Runxue Supply Chain
Management Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal Asia
Tuohong Supply Chain
Management Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal Asia
Jiuhong Supply Chain
Management Co.,
Ltd.
21 Authority to Give Mgmt For Against Against
Guarantees to Hunan
Xinzhizu Supply Chain
Co.,
Ltd.
22 Authority to Give Mgmt For Against Against
Guarantees to
Overseas
Subsidiaries
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 11/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Third Quarter Report Mgmt For For For
2 Authority to Guarantee Mgmt For Against Against
Subsidiary's Asset
Transfer
3 Authority to Give Mgmt For Against Against
Guarantees to Tianjin
Jiashi Commercial
Trade Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Hunan
Xinzhizu Supply Chain
Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to
Shijiazhuang Eternal
Jinwansheng Supply
Chain Management Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Hebei
Gengchang Supply
Chain Management Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Eternal Supply Chain
Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Eternal Supply Chain
Management Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Eternal Supply Chain
Management Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal
Supply Chain Co.,
Ltd.
11 Establishment of Gansu Mgmt For For For
Eternal Deep Supply
Chain Management Co.,
Ltd. by Shenzhen
Eternal Deep Supply
Chain Management Co.,
Ltd.
12 Establishment of Inner Mgmt For For For
Mongolia Eternal Deep
Supply Chain
Management Co., Ltd.
by Shenzhen Eternal
Deep Supply Chain
Management Co.,
Ltd.
13 Establishment of Mgmt For For For
Ningxia Eternal Deep
Supply Chain
Management Co., Ltd.
by Shenzhen Eternal
Deep Supply Chain
Management Co.,
Ltd.
14 Establishment of Mgmt For For For
Xinjiang Eternal Deep
Supply Chain
Management Co., Ltd.
by Shenzhen Eternal
Deep Supply Chain
Management Co.,
Ltd.
15 Establishment of Mgmt For For For
Yunnan Eternal Lerye
Electronics Sales
Co., Ltd. by Yunnan
Eternal Xiongyue
Commercial Trade Co.,
Ltd.
16 Establishment of Mgmt For For For
Jiangsu Eternal
Jinrun Supply Chain
Management Co., Ltd.
by Zhangjiagang Free
Trade Zone Shenjie
International Trade
Co.,
Ltd.
17 Establishment of Joint Mgmt For For For
Venture by Eternal
International Beauty
Co.,
Ltd.
18 Establishment of Joint Mgmt For For For
Venture by Eternal
International Beauty
Co.,
Ltd.
19 Establishment of Joint Mgmt For For For
Venture by Eternal
International Beauty
Co.,
Ltd.
20 Establishment of Joint Mgmt For For For
Venture by Eternal
International Beauty
Co.,
Ltd.
21 Establishment of Joint Mgmt For For For
Venture by Shenzhen
Eternal Deep Supply
Chain Management Co.,
Ltd.
22 Establishment of Joint Mgmt For For For
Venture by Guangxi
Eternal Deep Supply
Chain Management Co.,
Ltd.
23 Establishment of Joint Mgmt For For For
Venture by
Heilongjiang Eternal
Deep Supply Chain
Management Co.,
Ltd.
24 Establishment of Joint Mgmt For For For
Venture by Fujian
Eternal Deep Supply
Chain Management Co.,
Ltd.
25 Establishment of Joint Mgmt For For For
Venture by Fujian
Eternal Deep Supply
Chain Management Co.,
Ltd.
26 Establishment of Joint Mgmt For For For
Venture by Changsha
Eternal Supply Chain
Co.,
Ltd.
27 Establishment of Joint Mgmt For For For
Venture by Jiangsu
Eternal Deep Supply
Chain Management Co.,
Ltd.
28 Establishment of Joint Mgmt For For For
Venture by Jiangsu
Eternal Deep Supply
Chain Management Co.,
Ltd.
29 Establishment of Joint Mgmt For For For
Venture by Jiangxi
Eternal Deep Supply
Chain Management Co.,
Ltd.
30 Establishment of Fuxin Mgmt For For For
Qingpi Supply Chain
Management Co., Ltd.
by Fuxin Eternal
Jiufu Supply Chain
Management Co.,
Ltd.
31 Establishment of Joint Mgmt For For For
Venture by Shenzhen
Eternal Logistics
Co.,
Ltd.
32 Establishment of Joint Mgmt For For For
Venture by Tianjin
Eternal Enterprise
Management Co.,
Ltd.
33 Establishment of Joint Mgmt For For For
Venture by Zhejiang
Eternal Deep Supply
Chain Management Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 11/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary's Credit
Rights
Transfer
2 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary's Credit
Rights Transfer to
Shenzhen Jinfuzi
Capital Management
Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary's
Application For
Entrusted
Loan
4 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary's Release
of Financial
Information
5 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary's Credit
Rights to Shenzhen
Hongta Asset
Management Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to
Transfer and
Repurchase Small Loan
Assets of a
Subsidiary
7 Authority to Give Mgmt For Against Against
Guarantees to Ganzhou
Yu Shang
Micro-finance
Limited
8 Authority to Give Mgmt For Against Against
Guarantees to Wuhan
Da Hong Yan Supply
Chain
Management
9 Authority to Give Mgmt For Against Against
Guarantees to
Shandong
Branch
10 Authority to Give Mgmt For Against Against
Guarantees to
Shandong Yi Mei Tang
Supply Chain
Management Co.
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to Guizhou
Eternal Asia Supply
Chain Management Co.
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Eternal Asia Supply
Chain Management Co.
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to Henan
Eternal Asia Supply
Chain Management Co.
Ltd.
14 Amendments to Articles Mgmt For For For
- Business
Scope
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 12/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Suzhou Yilian Deep
Supply Chain
Management Co.,
Ltd.
2 Establishment of Mgmt For For For
Wholly-owned
subsidiary Anqing
Shuangteng Trade Co.,
Ltd.
3 Establishment of Mgmt For For For
Beijing Yitong
Hexiang Trade Co.,
Ltd.
4 Establishment of Mgmt For For For
Liuzhou Youcheng
Supply Chain
Management Co.,
Ltd.
5 Establishment of Mgmt For For For
Guangdong Yitianli
Deep Supply Chain
Management Co.,
Ltd.
6 Establishment of Mgmt For For For
Guangdong Zunze Deep
Supply Chain
Management Co.,
Ltd.
7 Establishment of Mgmt For For For
Hainan Eternal Asia
Lianshun Supply Chain
Management Co.,
Ltd.
8 Establishment of Mgmt For For For
Luoyang Luobaiyitong
Supply Chain
Management Co.,
Ltd.
9 Establishment of Mgmt For For For
Mudanjiang Yongjiang
Deep Supply Chain
Management Co.,
Ltd.
10 Establishment of Mgmt For For For
Wholly-owned
Subsidiary Jilin
Eternal Asia Deep
Supply Chain
Management Co.,
Ltd.
11 Establishment of Mgmt For For For
Changsha Xinliaoyuan
Supply Chain Co.,
Ltd.
12 Establishment of Mgmt For For For
Suzhou Jieyayitong
Supply Chain
Management Co.,
Ltd.
13 Establishment of Mgmt For For For
Shandong Yidaxintong
Supply Chain
Management Co.,
Ltd.
14 Establishment of Mgmt For For For
Xinjiang Jiaheng
Supply Chain
Management Co.,
Ltd.
15 Establishment of Yiwu Mgmt For For For
Junmeng Supply Chain
Management Co.,
Ltd.
16 Establishment of Mgmt For For For
Ningbo Yicheng Supply
Chain Management Co.,
Ltd.
17 Establishment of Mgmt For For For
Chongqing Gaole Trade
Development Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 12/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size of Issuance Mgmt For For For
3 Bond Type and Bond Mgmt For For For
Duration
4 Interest Rate and Mgmt For For For
Payment
Method
5 Use of Proceeds Mgmt For For For
6 Method of Issuance Mgmt For For For
7 Guarantee Arrangements Mgmt For For For
8 Arrangement for Mgmt For For For
Placement to
Shareholders
9 Method of Bond Transfer Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Validity Period Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement to
Corporate Bond
Issuance
13 Investment in Mgmt For For For
Wholly-owned
Subsidiary
14 Authority to Give Mgmt For Against Against
Guarantees to Hunan
Xin Family Supply
Chain Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Yiyatong
Supply Chain Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 12/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Using Idle Mgmt For For For
Funds to Replenish
Working
Capital
2 Authority to Give Mgmt For Against Against
Guarantees for
Qingdao Yitong
Zhonghe Economic
Trade Development
Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees for
Chongqing Yifei
Liquor Marketing Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Establishment of Wuhu Mgmt For For For
Yurun Supply Chain
Management Co.,
Ltd.
3 Establishment of Mgmt For For For
Beijing YiTong Qin
Lihua Commerce Co.,
Ltd.
4 Establishment of Mgmt For For For
Fujian Tianying Trade
Co.,
Ltd.
5 Establishment of Mgmt For For For
Fuzhou Renalt
Electric Co.,
Ltd.
6 Establishment of Meiyi Mgmt For For For
Electronics Co.,
Ltd.
7 Establishment of Hunan Mgmt For For For
Ya-Indus
International Beauty
Co.,
Ltd.
8 Establishment of Mgmt For For For
Handan Shian Long
Supple Chain Co.,
Ltd.
9 Establishment of Mgmt For For For
Anyang Guangcheng
Supply Chain
Management Co.,
Ltd.
10 Establishment of Wuhan Mgmt For For For
Rongcheng Supple
Chain Management Co.,
Ltd.
11 Establishment of Hunan Mgmt For For For
Yimita Supply Chain
Management Co.,
Ltd.
12 Establishment of Mgmt For For For
Changchun
Qiazhenquhua Supplie
Chain Co.,
Ltd.
13 Establishment of Mgmt For For For
Nanjing Taiya
Tongwang Long Supply
Chain Management Co.,
Ltd.
14 Establishment of Mgmt For For For
Nantong Xinzhi
Dongsheng Supply
Chain Management Co.,
Ltd.
15 Establishment of Mgmt For For For
Yangzhou Henglong
Supply Chain
Management Co.,
Ltd.
16 Establishment of Mgmt For For For
Jiangxi Yangan Trade
Co.,
Ltd.
17 Establishment of Mgmt For For For
Panjin Yijinjiacheng
Deep Supply Chain
Management Co.,
Ltd.
18 Establishment of Yunan Mgmt For For For
Yilian Deep Supply
Chain Management Co.,
Ltd.
19 Establishment of Mgmt For For For
Chongqing Supply
Chain Management Co.,
Ltd.
20 Establishment of Mgmt For For For
Shandong Jinlianjia
Trade Co.,
Ltd.
21 Establishment of Mgmt For For For
Eimeishan Ciyu
Jiashun Trade Co.,
Ltd.
22 Establishment of Mgmt For For For
Lishaoxing Jishi
Network Technology
Co.,
Ltd.
23 Approval of Real Mgmt For For For
Estate
Investment
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 01/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Fund
Management
4 Investment in Waste Mgmt For For For
Tire Recycling
Project
5 Investment in Mgmt For For For
Automobile Recycling
Project
6 Subsidiary's Mgmt For For For
Investment in
Nickel-cobalt-aluminum
Battery Raw Materials
Project
7 Subsidiary's Mgmt For For For
Investment in
Nickel-cobalt-manganes
e Lithium Battery Raw
Materials
Project
8 Subsidiary's Mgmt For For For
Investment in
Nickel-cobalt-manganes
e (NCA) Raw Materials
Project
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 03/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Xu Kaihua Mgmt For For For
2 WANG Min Mgmt For For For
3 ZHANG Yang Mgmt For For For
4 CHEN Xingti Mgmt For For For
5 LI Yingzhao Mgmt For For For
6 WU Shujie Mgmt For For For
7 LI Quanhui Mgmt For Against Against
8 FAN Hongjie Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 05/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Green Mgmt For For For
Bond
Issuance
2 Name of Bond Mgmt For For For
3 Size of Issuance Mgmt For For For
4 Term of Bond Mgmt For For For
5 Coupon Rate Adjustment Mgmt For For For
or Recall
Clause
6 Par Value and Issue Mgmt For For For
Price
7 Method of Issuance Mgmt For For For
8 Target of Subscription Mgmt For For For
9 Repayment Method Mgmt For For For
10 Use of Proceeds Mgmt For For For
11 Underwriting Method Mgmt For For For
12 Credit Arrangement Mgmt For For For
13 Eligibility for Mgmt For For For
Corporate Bond
Issuance
14 Size of Issuance Mgmt For For For
15 Par Value and Issue Mgmt For For For
Price
16 Rules of Placement Mgmt For For For
17 Target of Subscription Mgmt For For For
18 Term of Bond and Mgmt For For For
Interest
Rates
19 Repayment Method Mgmt For For For
20 Method of Issuance Mgmt For For For
21 Guarantee Arrangement Mgmt For For For
22 Redemption Clause Mgmt For For For
23 Use of Proceeds Mgmt For For For
24 Underwriting Method Mgmt For For For
25 Listing Market Mgmt For For For
26 Validity of Resolution Mgmt For For For
27 Board Authorization to Mgmt For For For
Issue
Bonds
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 2016 BANK CREDIT PLAN Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 09/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit of RMB 1,039
Million
2 Approval of Line of Mgmt For For For
Credit of RMB 1,070
Million
________________________________________________________________________________
Glodon Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 04/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Board Authorization to Mgmt For For For
Modify Business Scope
and Registered
Address
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Glodon Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 07/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Management System for
Venture
Investment
2 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Glodon Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 10/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for the Mgmt For For For
Issuance of Corporate
Bonds
2 Authority to Issue Mgmt For For For
Corporate
Bonds
3 Size and Method Mgmt For For For
4 Placement to Company Mgmt For For For
Shareholders
5 Coupon Rate and Mgmt For For For
Determination
Method
6 Issuance Targets Mgmt For For For
7 Guarantees Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Listing Market Mgmt For For For
10 Safeguard Measures for Mgmt For For For
Debt
Repayment
11 Validity Period Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
13 Shareholder Returns Mgmt For For For
Plan
14 Amendments to Articles Mgmt For For For
15 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 02/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DUAN Huilu Mgmt For For For
2 Replenish Working Mgmt For For For
Capital Temporarily
with Idle
Funds
3 Replenish Working Mgmt For For For
Capital Permanently
with Idle
Funds
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 05/13/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Adjustments to Mgmt For For For
Registered Capital
and Business
Scope
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Short-term Commercial
Paper
12 Authority to Give Mgmt For For For
Guarantees
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 09/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
GRG Banking Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002152 CINS Y2889S103 02/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
GRG Banking Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002152 CINS Y2889S103 04/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report and Its Mgmt For For For
Summary
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Authority to Give Mgmt For For For
Guarantees
9 Amendments to Articles Mgmt For For For
10 Increase Venture Mgmt For For For
Capital Investment by
using Self Owned
Capital
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GRG Banking Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002152 CINS Y2889S103 10/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Issue Mgmt For For For
Price and Size of
Shares and Capital
for Private
Placement
2 Amendment to Mgmt For For For
Preliminary Plan for
Private
Placement
3 Amendment to Mgmt For For For
Feasibility Report on
Use of Proceeds from
Private
Placement
4 Amendment to Employee Mgmt For For For
Stock Ownership Plan
to Reflect the Change
in Private Placement
Plan
5 Supplementary Mgmt For For For
Agreements on
Contingent
Subscription
Agreement of Private
Placement with
Guangzhou Radio Group
Co.,
Ltd.
6 Supplementary Mgmt For For For
Agreements on
Contingent
Subscription
Agreement of Private
Placement with
Guangzhou Securities
Co.,
Ltd.
________________________________________________________________________________
Guangdong Advertising Company Limited
Ticker Security ID: Meeting Date Meeting Status
002400 CINS Y2924R102 03/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Adjustment to Private Mgmt For For For
Placement
Plan
3 Size of Inssuance Mgmt For For For
4 Benchmark Date and Mgmt For For For
Issuance
Price
5 Validity of Resolution Mgmt For For For
6 Adjustment to Mgmt For For For
Preliminary Plan of
Private
Placement
7 Measures for Diluted Mgmt For For For
Current Earnings due
to Private
Placement
8 Board Authorization to Mgmt For For For
Implement Private
Placement
9 Authority to Issue Mgmt For For For
Short-term Financing
Bills
10 Approval of Borrowing Mgmt For Against Against
________________________________________________________________________________
Guangdong Advertising Company Limited
Ticker Security ID: Meeting Date Meeting Status
002400 CINS Y2924R102 04/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 2015 Transactions with Mgmt For For For
Guangdong Extensive
Hakuhodo Advertising
Co.,
Ltd.
10 Transactions with Mgmt For For For
Guangdong
Guang-generation Saia
Hakuhodo Advertising
Co.,
Ltd.
11 2015 Transactions with Mgmt For For For
Hefei Television
Advertising Co.,
Ltd.
12 2015 Transactions with Mgmt For For For
Nanjing Radio and
Television
Advertising Media
Co.,
Ltd.
13 2015 Transactions with Mgmt For For For
Wuhan Television
Advertising Media
Co.,
Ltd.
14 2015 Transactions with Mgmt For For For
Zhaoqing City
Guangdong New
Kingsway Real Estate
Development Co.,
Ltd.
15 2015 Transactions with Mgmt For For For
Guangdong Foreign
Trade Development
Co.,
Ltd.
16 2015 Transactions with Mgmt For For For
Guangdong Guangxin
Trade Development
Co.,
Ltd.
17 2016 Transactions with Mgmt For For For
Guangdong Extensive
Hakuhodo Advertising
Co.,
Ltd.
18 2016 Transactions with Mgmt For For For
Guangdong
Guang-generation Saia
Hakuhodo Advertising
Co.,
Ltd.
19 Amendments to Articles Mgmt For Against Against
20 Amendments to Mgmt For Against Against
Procedural Rules:
Board
Meetings
21 Elect HUANG Shengmin Mgmt For For For
as Independent
Director
22 Adoption of Employee Mgmt For For For
Stock Options
Plan
23 Board Authorization Mgmt For For For
for Stock Option
Plan
________________________________________________________________________________
Guangdong Advertising Company Limited
Ticker Security ID: Meeting Date Meeting Status
002400 CINS Y2924R102 10/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Option Mgmt For For For
Plan
2 Constitution of Mgmt For For For
Procedural Rules for
the Management of the
Employee Stock Option
Plan
3 Board Authorization to Mgmt For For For
Implement the
Employee Stock Option
Plan
4 Acquisition of Mgmt For For For
Shanghai Jinta Media
Co.,
Ltd.
5 Audit Reports Relating Mgmt For For For
to Acquisition of
Guangzhou Xianfeng
(Qingdao) Advertising
Co.,
Ltd.
6 Audit Reports Relating Mgmt For For For
to the Acquisition of
Guangzhou Blue Door
Digital Marketing
Consultants Co.,
Ltd.
7 Audit Reports Relating Mgmt For For For
to the Acquisition of
Shanghai Jinta Media
Co.,
Ltd.
8 Eligibility for Mgmt For For For
Private
Placement
9 Preliminary Plan for Mgmt For For For
Private
Placement
10 Stock Type and Par Mgmt For For For
Value
11 Method and Date of Mgmt For For For
Issuance
12 Issuance Targets and Mgmt For For For
Subscription
Method
13 Size of Issuance Mgmt For For For
14 Pricing Mgmt For For For
15 Lock-up Period Mgmt For For For
16 Arrangements for Mgmt For For For
Dividends
Allocation
17 Listing Market Mgmt For For For
18 Use of Proceeds Mgmt For For For
19 Validity Period Mgmt For For For
20 Report on Deposit and Mgmt For For For
Use of Raised
Funds
21 Feasibility Report on Mgmt For For For
Use of
Proceeds
22 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Guangdong Alpha Animation and Culture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 02/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangdong Alpha Animation and Culture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 04/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Guangdong Alpha Animation and Culture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 04/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Share Type and Par Mgmt For For For
Value
3 Issue Method and Issue Mgmt For For For
Date
4 Pricing Principle and Mgmt For For For
Issue
Price
5 Amount of Proceeds and Mgmt For For For
Size of
Issuance
6 Target Subscriber and Mgmt For For For
Subscription
Method
7 Lock-up Period Mgmt For For For
8 Arrangement for Mgmt For For For
Undistributed
Profits
9 Listing Market Mgmt For For For
10 Use of Proceeds Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Report on Deposit and Mgmt For For For
Use of Raised
Funds
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Measures for Diluted Mgmt For For For
Returns for Private
Placement
17 Commitments of Mgmt For For For
Controlling
Shareholders, De
Facto Controllers,
Directors and
Executives for
Dilution
Measures
________________________________________________________________________________
Guangdong Alpha Animation and Culture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 10/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Acquisition of Assets
by Stock and Cash and
Raising Auxiliary
Funds
2 Transaction Mgmt For For For
Counterparty
3 Target Mgmt For For For
4 Transaction Price and Mgmt For For For
Premium
5 Payment Method Mgmt For For For
6 Cash Payment Schedule Mgmt For For For
7 Stock Issuance for Mgmt For For For
Asset Acquisition:
Issuance
Method
8 Stock Issuance for Mgmt For For For
Asset Acquisition:
Subscribers
9 Stock Issuance for Mgmt For For For
Asset Acquisition:
Stock Type and Par
Value
10 Stock Issuance for Mgmt For For For
Asset Acquisition:
Issue Price and
Pricing
Principle
11 Stock Issuance for Mgmt For For For
Asset Acquisition:
Size of
Issuance
12 Stock Issuance for Mgmt For For For
Asset Acquisition:
Adjustments on Size
and Price of
Issuance
13 Stock Issuance for Mgmt For For For
Asset Acquisition:
Listing
Market
14 Stock Issuance for Mgmt For For For
Asset Acquisition:
Closing of Target
Asset and Stock
Issuance
15 Stock Issuance for Mgmt For For For
Asset Acquisition:
Lock-up
Period
16 Attribution of Profit Mgmt For For For
and Losses of Target
during Transaction
Period
17 Stock Issuance for Mgmt For For For
Asset Acquisition:
Allocation
Arrangement of
Undistributed
Profits
18 Stock Issuance for Mgmt For For For
Asset Acquisition:
Preemptive
Rights
19 Share Issuance for Mgmt For For For
Fund Raising:
Subscribers
20 Share Issuance for Mgmt For For For
Fund Raising:
Issuance
Method
21 Share Issuance for Mgmt For For For
Fund Raising: Stock
Type and Par
Value
22 Share Issuance for Mgmt For For For
Fund Raising: Issue
Price and Pricing
Principle
23 Share Issuance for Mgmt For For For
Fund Raising: Size of
Issuance
24 Share Issuance for Mgmt For For For
Fund Raising:
Adjustment on Size
and Price of
Issuance
25 Share Issuance for Mgmt For For For
Fund Raising: Lock-up
Period
26 Share Issuance for Mgmt For For For
Fund Raising: Use of
Proceeds
27 Share Issuance for Mgmt For For For
Fund Raising: Listing
Market
28 Share Issuance for Mgmt For For For
Fund Raising:
Allocation
Arrangement of
Undistributed
Profits
29 Validity of Resolution Mgmt For For For
30 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
31 Approval of Mgmt For For For
Preliminary Plan for
Acquisition of Assets
by Stock and Cash and
Auxiliary
Fundraising
32 Regarding the Mgmt For For For
Transaction Not
Constituting Related
Party
Transactions
33 Approval to Sign Mgmt For For For
Agreements with
Shareholders of
Beijing April Star
Network Technology
Co., Ltd. regarding
Acquisition
34 Compliance with Mgmt For For For
Article 43 Section 2
of Provisions on
Issues of Management
of Major Assets
Restructuring of
Listed
Companies
35 Special Report on Mgmt For For For
Asset Acquisition's
Validity, Compliance
and
Completeness
36 Ratification of Audit Mgmt For For For
Report, Assessment
Report and Valuation
Report Regarding the
Transaction
37 Regarding Independence Mgmt For For For
of Appraiser,
Rationality of
Assumptions,
Relevance of
Valuation and
Fairness of Pricing
Method
38 Board Authorization to Mgmt For For For
Implement Acquisition
and
Fundraising
39 Capital Increase to a Mgmt For For For
Wholly Owned
Subsidiary
40 Regarding Hedging Mgmt For For For
Limit on Foreign
Currency
41 Regarding Company Mgmt For For For
Subsidiary's
Investment
42 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangdong Guangzhou Daily Media Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002181 CINS Y2924K123 05/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Removal of Director Mgmt For For For
ZHAO
Wenhua
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangdong Guangzhou Daily Media Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002181 CINS Y2924K123 07/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHONG Huaqiang Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Investment in Wealth Mgmt For For For
Management
Products
4 Amendments to Internal Mgmt For Abstain Against
Control System for
Investment in
Securities
________________________________________________________________________________
Guangdong Haid Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002311 CINS Y29255109 08/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Launching of Forward Mgmt For For For
Foreign Exchange
Business
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Forward Foreign
Exchange
5 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Guangdong Haid Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002311 CINS Y29255109 11/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LU Chengping Mgmt For For For
2 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
Guangdong Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS ADPV31382 02/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Usage of Excess Raised Mgmt For For For
Funds
________________________________________________________________________________
Guangdong Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 04/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Issuance Method Mgmt For For For
4 Target of Issuance and Mgmt For For For
Subscription
Method
5 Issue Price and Mgmt For For For
Pricing
Principle
6 Size of Issuance Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Amount and Use of Mgmt For For For
Proceeds
9 Listing Market Mgmt For For For
10 Arrangement for Mgmt For For For
Undistributed
Profits
11 Validity of Resolution Mgmt For For For
12 Related Party Mgmt For For For
Transactions for
Private
Placement
13 Preliminary Plan of Mgmt For For For
Private
Placement
14 Demonstration Analysis Mgmt For For For
Report on Private
Placement
Plan
15 Feasibility Report on Mgmt For For For
Deposit and Use of
Raised
Funds
16 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
17 Signing of Share Mgmt For For For
Subscription
Contract
18 Board Authorization Mgmt For For For
for Private
Placement
19 Measures for Diluted Mgmt For For For
Returns due to
Private
Placement
20 Employee Stock Mgmt For Against Against
Purchase
Plan
21 Board Authorization Mgmt For Against Against
for Employee Stock
Purchase
Plan
22 Entrusted Investment Mgmt For For For
in Wealth Management
Products
23 Use of Idle Funds and Mgmt For For For
Raised
Funds
24 Authority to Give Mgmt For For For
Guarantees
25 2015 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Guangdong Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 05/09/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Storage and Mgmt For For For
Use of Raised
Funds
8 Internal Control Mgmt For For For
Self-Evaluation
Report
9 Appointment of Auditor Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Approval of External Mgmt For For For
Donation
12 Approval of Donation Mgmt For For For
to a
Charity
13 Directors' and Mgmt For For For
Supervisors'
Fees
14 Amendments to Articles Mgmt For For For
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Increase Investment Mgmt For For For
Quota of Low-Risk
Wealth Management
Products
9 Approval to Purchase Mgmt For For For
Wealth Management
Products
10 Investment in Research Mgmt For For For
Building
Construction
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 09/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Change of Registered Mgmt For For For
Capital Upon Stock
Dividends
3 Amendments to Articles Mgmt For For For
Upon Stock
Dividends
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 12/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subsidiary's Listing Mgmt For For For
on National Equities
Exchange
Board
________________________________________________________________________________
Guizhou Bailing Group Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002424 CINS Y2945M108 04/14/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Amendments to Articles Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guizhou Bailing Group Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002424 CINS Y2945M108 06/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZOU Haifeng Mgmt For For For
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 04/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Xinjian as Mgmt For For For
Director
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Shenzhen Investment Mgmt For For For
Holding
7 China Resources Szitic Mgmt For For For
Trust Co.,
Ltd.
8 Yunnan Hongta Group Mgmt For For For
Co.,
Ltd.
9 Penghua Fund Management Mgmt For For For
10 Other Related Parties Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 2016 Proprietary Mgmt For For For
Investment
Amount
14 Validity Extension Mgmt For For For
15 Board Authorization Mgmt For For For
Extension
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 11/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Debt Financing
Tools
2 Authorization for the Mgmt For For For
Company to Launch
Creditors Right
Securitization
Business
3 Expansion of the Mgmt For For For
Company's Business
Scope
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 11/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Shuangyou Mgmt For For For
________________________________________________________________________________
Haining China Leather Market Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002344 CINS Y2982V102 06/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Directors' Fees Mgmt For For For
10 New Agreement on Share Mgmt For For For
Transfer
11 Adjustment of Prize Mgmt For For For
and Size of Share
Issuance
12 Eligibility for Mgmt For For For
Private
Placement
13 Private Placement Mgmt For For For
14 Approval of Dilution Mgmt For For For
Measures for Share
Issuance and
Commitments
15 Approval of Joint Mgmt For For For
Venture
16 Related Party Mgmt For For For
Transaction Involved
in Establishment of
Joint
Venture
________________________________________________________________________________
Haining China Leather Market Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002344 CINS Y2982V102 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Original Private
Placement
Scheme
2 Termination Agreements Mgmt For For For
for Share
Subscription
3 Stock Type and Par Mgmt For For For
Value
4 Method of Issuance Mgmt For For For
5 Issuance Targets Mgmt For For For
6 Pricing Benchmark Mgmt For For For
Date, Pricing Method,
and Issuance
Price
7 Size of Issuance Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Arrangement for Mgmt For For For
Undistributed
Profits
11 Validity Period Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Eligibility for Mgmt For For For
Private
Placement
14 Preliminary Plan for Mgmt For For For
Private
Placement
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Feasibility Report on Mgmt For For For
Use of
Proceeds
17 Termination of Mgmt For For For
Connected
Transactions Involved
in the Original
Private
Placement
18 Board Authorization to Mgmt For For For
Implement Private
Placement
19 Real Estate Mgmt For For For
Self-Inspection
Report
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 05/09/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Removal of Director Mgmt For For For
ZHANG
Peng
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 10/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Issue Mgmt For For For
Price and Pricing
Principle
2 Adjustment to Size of Mgmt For For For
Issuance
3 Adjustment to Mgmt For For For
Preliminary Plan for
Private
Placement
4 Adjustment to Mgmt For For For
Feasibility Report on
Use of Proceeds from
Private
Placement
________________________________________________________________________________
Hand Enterprise Solutions Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300170 CINS Y3001F102 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hand Enterprise Solutions Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300170 CINS Y3001F102 09/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan Participants Mgmt For For For
2 Stock Source, Type and Mgmt For For For
Amount
3 Distribution Conditions Mgmt For For For
4 Validity Period, Grant Mgmt For For For
Date, and Lock-up
Period
5 Grant Price Mgmt For For For
6 Unlocking Conditions Mgmt For For For
7 Plan Adjustments Mgmt For For For
8 Equity Incentive Mgmt For For For
Granting
9 Duties of Plan Mgmt For For For
Participants
10 Modification and Mgmt For For For
Termination of
Plan
11 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
12 Constitution of Mgmt For For For
Appraisal Rules for
the Implementation of
2015 Restricted Stock
Inventive
Plan
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 01/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size of Issuance Mgmt For For For
2 Method of Issuance Mgmt For For For
3 Currency Mgmt For For For
4 Issuance Quota Mgmt For For For
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Issuance Targets Mgmt For For For
8 Listing Place Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Guarantee and Credit Mgmt For For For
Arrangements
11 Validity Period Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Bond
Issuance
13 Approval of Line of Mgmt For For For
Credit
14 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Authority to Give Mgmt For For For
Guarantees
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 10/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Lines of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For Against Against
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
5 Amendments to Mgmt For Abstain Against
Management System:
Raised
Funds
6 Amendments to Mgmt For Abstain Against
Management System:
Related Party
Transactions
7 Amendments to Mgmt For Abstain Against
Procedural Rules:
Independent
Directors
8 Amendments to Mgmt For Abstain Against
Management System:
Authorizations
9 Constitution of Mgmt For For For
Administrative
Measures: Key
Employee
Co-investment
10 Modification of the Mgmt For For For
Company's Registered
Address
________________________________________________________________________________
Harbin Gloria Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002437 CINS Y30688108 11/05/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Management Rules for
External
Investment
________________________________________________________________________________
Harbin Gloria Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002437 CINS Y30688108 11/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Stock Type and Par Mgmt For Against Against
Value
3 Method and Date of Mgmt For Against Against
Issuance
4 Pricing Mgmt For Against Against
5 Amount of Raised Funds Mgmt For Against Against
6 Size of Issuance Mgmt For Against Against
7 Issuance Targets and Mgmt For Against Against
Subscription
Method
8 Lock-up Period Mgmt For Against Against
9 Listing Market Mgmt For Against Against
10 Use of Raised Funds Mgmt For Against Against
11 Arrangements for Mgmt For Against Against
Undistributed
Profits
12 Validity Period Mgmt For Against Against
13 Preliminary Plan for Mgmt For Against Against
Private
Placement
14 Guangzhou City Mgmt For Against Against
Huacheng Biological
Technology Co., Ltd.
Workshop
Expansion
15 Aonuo (China) Mgmt For Against Against
Pharmaceuticals
Comprehensive
Workshop
16 Gloria Harbin Mgmt For Against Against
Pharmaceutical Co.,
Ltd. Marketing Center
Construction
17 Harbin Yuheng Mgmt For Against Against
Pharmaceutical Co.,
Ltd Construction
Project
18 Replenishing Working Mgmt For Against Against
Capital
19 Report on Deposit and Mgmt For For For
Use of Raised
Funds
20 Zhuhai Xuri Longchang Mgmt For Against Against
Investment
Partnership
21 Zhuhai Hengyi Dachang Mgmt For Against Against
Investment
Partnership
22 Zhuhai Zunya Jinxiu Mgmt For Against Against
Investment
Partnership
23 Ningbo Xuri Jiujia Mgmt For Against Against
Equity Investment
Partnership
24 Ningbo Baijiu Mgmt For Against Against
Changqing Investment
Management Co.,
Ltd.
25 Secondary Agreement Mgmt For Against Against
with Ningbo Baijiu
Changqing Investment
Management Co.,
Ltd.
26 Ningbo Huadeng Mgmt For Against Against
Zhonghui Investment
Co.,
Ltd.
27 CHEN Peijin Mgmt For Against Against
28 MAO Zihua and CHEN Hao Mgmt For Against Against
29 GU Yongmei Mgmt For Against Against
30 Private Placement Mgmt For Against Against
Related Party
Transactions
31 Board Authorization to Mgmt For Against Against
Implement Private
Placement
________________________________________________________________________________
Harbin Gloria Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002437 CINS Y30688108 12/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Joint Mgmt For For For
Capital by Wholly
Owned Subsidiary with
Tianjin Hengzhi
Enterprise Management
Consulting
Partnership
2 Asset Acquisition by Mgmt For For For
Cash
3 Approval of Mgmt For For For
Preliminary Plan for
Asset Acquisition by
Cash
4 Ratification of Mgmt For For For
Relevant
Reports
________________________________________________________________________________
Hengbao Company Limited
Ticker Security ID: Meeting Date Meeting Status
002104 CINS Y4439V107 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Modification of Mgmt For For For
Company's Registered
Capital
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hengbao Company Limited
Ticker Security ID: Meeting Date Meeting Status
002104 CINS Y4439V107 06/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
2 Extension of Board Mgmt For For For
Authorization to
Implement Private
Placement
________________________________________________________________________________
Hengbao Company Limited
Ticker Security ID: Meeting Date Meeting Status
002104 CINS Y4439V107 06/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect QIAN Yunbao Mgmt For For For
3 Elect ZHANG Dongyang Mgmt For For For
4 Elect GAO Qiang Mgmt For For For
5 Elect ZHAO Changjian Mgmt For For For
6 Elect CAO Zhixin Mgmt For For For
7 Elect GAO Shan Mgmt For For For
8 Elect YUE Xiufeng Mgmt For For For
9 Elect WANG Xiaorui Mgmt For For For
10 Elect SUN Lijuan Mgmt For For For
11 Elect JIANG Xiaoping Mgmt For Against Against
12 Elect ZHU Jinshan Mgmt For For For
________________________________________________________________________________
Hengkang Medical Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002219 CINS Y2682E103 05/11/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Audit Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hengkang Medical Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002219 CINS Y2682E103 07/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Hengkang Medical Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002219 CINS Y2682E103 08/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XIE Hai Mgmt For For For
________________________________________________________________________________
Hengkang Medical Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002219 CINS Y2682E103 09/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Dividends from Mgmt For For For
Capital
Reserve
2 Board Authorization to Mgmt For For For
Amend Articles due to
Stock
Dividends
________________________________________________________________________________
Hengkang Medical Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002219 CINS Y2682E103 11/05/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Continued Mgmt For For For
Trading
Suspension
________________________________________________________________________________
Hengkang Medical Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002219 CINS Y2682E103 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for the Mgmt For For For
Issuance of Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Method of Issuance Mgmt For For For
4 Interest Rate Mgmt For For For
5 Maturity Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Adjustment of Coupon Mgmt For For For
Rate
8 Resale Option Mgmt For For For
9 Guarantee Method Mgmt For For For
10 Listing Market Mgmt For For For
11 Validity Period Mgmt For For For
12 Underwriting Method Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Hengkang Medical Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002219 CINS Y2682E103 12/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Modification of Mgmt For For For
Implementation Method
of
Investment
3 Elect QUE Wenbin Mgmt For For For
4 Elect ZHOU Xianmin Mgmt For For For
5 Elect TANG Can Mgmt For For For
6 Elect XIE Hai Mgmt For For For
7 Elect GUO Leiming Mgmt For For For
8 Elect WANG Liancheng Mgmt For For For
9 Elect ZHANG Xuemei Mgmt For For For
10 Elect CHENG Huamei Mgmt For Against Against
11 Elect ZHAO Yangsheng Mgmt For For For
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 02/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 04/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Investment in Wealth Mgmt For For For
Management
Products
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
10 Elect AN Kang Mgmt For For For
11 Elect FAN Bei Mgmt For For For
12 Elect WANG Qiping Mgmt For For For
13 Elect AN Ying Mgmt For For For
14 Elect SU Zhiguo Mgmt For For For
15 Elect ZHANG Jingang Mgmt For Against Against
16 Elect TIAN Lijun Mgmt For For For
17 Elect HAO Changmei Mgmt For For For
18 Elect ZHANG Zhaofei Mgmt For Against Against
________________________________________________________________________________
Huapont Life Science Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002004 CINS Y15896114 02/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Huapont Life Science Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002004 CINS Y15896114 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report and Its Mgmt For For For
Summary
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Approve to List a Mgmt For For For
Wholly-owned
Subsidiary on NEEQ
for Public
Transfer
________________________________________________________________________________
Huapont Life Science Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002004 CINS Y15896114 12/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Mgmt For For For
Subsidiary's Capital
Through Private
Placement
2 Connected Transaction Mgmt For For For
Regarding Increase In
Subsidiary's
Capital
3 Authority to Issue Mgmt For For For
Medium Term
Notes
________________________________________________________________________________
Huapont-Nutrichem Company Limited
Ticker Security ID: Meeting Date Meeting Status
002004 CINS Y15896114 08/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participants Mgmt For For For
2 Source, Size and Mgmt For For For
Allocation of
Options
3 Validity Period of Mgmt For For For
Plan, Grant Date,
Waiting Period,
Exercise Period and
Transfer
Restrictions
4 Exercise Price and Mgmt For For For
Determination
5 Grant and Exercise Mgmt For For For
Conditions
6 Plan Adjustment Method Mgmt For For For
and
Procedure
7 Accounting Treatment Mgmt For For For
8 Implement, Granting Mgmt For For For
and Unlocking
Procedures
9 Rights and Obligations Mgmt For For For
of the Company and
Participants
10 Contingency Measures Mgmt For For For
11 Establishment of Mgmt For For For
Administrative
Measures for Employee
Equity Compensation
Plan
12 Board Authorization to Mgmt For For For
Implement Employee
Equity Compensation
Plan
13 Company Name Change Mgmt For For For
14 Amendments to Articles Mgmt For For For
- Change in Company
Name
15 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 01/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 02/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Holding of Mgmt For Abstain Against
Beijing Huayi
Brothers Chuangxing
Entertainment
Technology Co.,
Ltd.
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/13/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For Against Against
8 Elect YE Ning Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Authority to Issue Mgmt For For For
Super & Short-term
Commercial
Paper
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Fuye as Mgmt For For For
Director
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 10/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 11/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Capital Increase in Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 12/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Zhejiang Mgmt For For For
Dongyang Merhah Media
Holdings Co.,
Ltd.
2 Investment in Beijing Mgmt For For For
Hero Huwu Technology
Co.,
Ltd.
3 Approval of Line of Mgmt For For For
Credit for Huayi
Brothers Theater
Investment Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees to Huayi
Brothers Theater
Investment Co.,
Ltd.
5 Approval of Line of Mgmt For For For
Credit for Beijing
Huayi Brothers
Entertainment
Investment Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees to Beijing
Huayi Brothers
Entertainment
Investment Co.,
Ltd.
7 Approval of Company's Mgmt For For For
Line of
Credit
8 Authority to Issue Mgmt For For For
Commercial
Paper
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Share Mgmt For Against Against
Purchasing
________________________________________________________________________________
Hunan Friendship & Apollo Commercial Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002277 CINS Y98594107 09/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Real Estate Mgmt For For For
Self-Inspection
Report and
Undertakings by
Directors,
Supervisors, Senior
Management,
Substantial
Shareholders and the
De Facto
Controller
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hunan Friendship and Apollo Commercial Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002277 CINS Y98594107 11/06/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Benchmark Date Mgmt For Against Against
3 Issue Price and Mgmt For Against Against
Pricing
Principle
4 Issue Size and Mgmt For Against Against
Subscription
Method
5 Approval of Mgmt For Against Against
Preliminary Plan of
Private
Placement
6 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
7 Approval to Sign Mgmt For Against Against
Contingent
Subscription
Agreement with
Controlling
Shareholder
8 Transaction's Mgmt For Against Against
Constitution of
Related Party
Transaction
9 Board Authorization to Mgmt For Against Against
Implement Private
Placement
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 04/07/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Annual Report and Mgmt For For For
Summary
9 Change in Use of Mgmt For For For
Proceeds to Acquire
Equity
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 05/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Acquisition by Share
Issuance, Cash, and
Auxiliary Funds
Raising
2 Stock Type And Par Mgmt For For For
Value
3 Issuance Method Mgmt For For For
4 Targets Subscribers Mgmt For For For
And Subscription
Method: Share
Issuance for Asset
Acquisition
5 Targets Subscribers Mgmt For For For
And Subscription
Method: Share
Issuance for
Auxiliary Funds
Raising
6 Pricing Principle And Mgmt For For For
Issuing Price: Share
Issuance for Asset
Acquisition
7 Pricing Principle And Mgmt For For For
Issuing Price: Share
Issuance for
Auxiliary Funds
Raising
8 Size of Issuance: Mgmt For For For
Share Issuance for
Asset
Acquisition
9 Size of Issuance: Mgmt For For For
Share Issuance for
Auxiliary Funds
Raising
10 Lock-Up Period For Mgmt For For For
Share
Issuance
11 Lock-Up Period For Mgmt For For For
Counterparty
12 Lock-Up Period For Mgmt For For For
Shares to be Issued
For Auxiliary Fund
Raising
13 Listing Market Mgmt For For For
14 Use of Proceeds Mgmt For For For
15 Arrangement of Profits Mgmt For For For
and Losses During The
Transition
16 Contractual Obligation Mgmt For For For
of Handling the
Transfer of Ownership
of Related
Assets
17 Liability For Breach Mgmt For For For
of
Contract
18 Arrangement for Mgmt For For For
Undistributed
Profits
19 Validity of Resolution Mgmt For For For
20 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
21 Compliance with Mgmt For For For
Article 43 of
Provisions on
Management Measures
of Listed Companies'
Major Assets
Restructuring
22 Report on Assets Mgmt For For For
Acquisition by Share
Issuance, Cash, and
Auxiliary Funds
Raising
23 Signing Assets Mgmt For For For
Acquisition
Agreements
24 Signing Profit Mgmt For For For
Compensation
Agreements
25 Signing Share Mgmt For For For
Subscription
Agreements
26 Regarding the Mgmt For For For
Company's Transaction
Not Constituting
Related Party
Transactions
27 Regarding the Mgmt For For For
Company's Transaction
Not Diluting
Immediate
Returns
28 Board Authorization to Mgmt For For For
Implement the Asset
Acquisition
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 08/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 08/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 01/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Independent Directors' Mgmt For For For
Fees
3 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Paper
4 Authority to Issue Mgmt For For For
Private Placement
Notes
5 Elect ZHONG Yu Mgmt For For For
6 Elect XU Shu Mgmt For For For
7 Elect WANG Yu Mgmt For For For
8 Elect LIU Jingsong Mgmt For For For
9 Elect SUI Guojun Mgmt For For For
10 Elect DAN Runze Mgmt For For For
11 Elect SU Zhongfeng Mgmt For For For
12 Elect ZHANG Yanhong Mgmt For Against Against
13 Elect WU Yan Mgmt For For For
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 01/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Measures for Diluted Mgmt For For For
Returns for Private
Placement
2 Director and Senior Mgmt For For For
Executive Commitments
for Filing Measures
for Diluted
Returns
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 05/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Domestic Corporate
Bonds
2 Overall Plan on Mgmt For Against Against
Overseas Debt
Financing
3 Authority to Give Mgmt For Against Against
Guarantees
4 Approval of Price Mgmt For Against Against
Adjustment Mechanism
of Private
Placement
5 Amendments to Mgmt For Against Against
Preliminary Plan of
Private
Placement
6 Related Party Mgmt For Against Against
Transactions Involved
in Private
Placement
7 Conditional Mgmt For Against Against
Supplemental
Agreement on Share
Subscripition
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Directors, Supervisors Mgmt For For For
and Management'
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised Funds
in
2015
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
10 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 07/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Size of Mgmt For For For
Issuance
2 Adjustment to Target Mgmt For For For
Subscribers
3 Adjustment to Amount Mgmt For For For
and Use of Raised
Funds
4 Amendment to Private Mgmt For For For
Placement Preliminary
Plan
5 Amendment to Mgmt For For For
Feasibility Report
for Use of
Proceeds
6 Termination of Mgmt For For For
Conditional Share
Subscription
Agreement with Kangde
Investment Group Co.,
Ltd.
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 07/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Stock
Ownership
Plan
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 11/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement
2 Board Authorization to Mgmt For For For
Implement Validity
Period
Extension
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Eligibility for Mgmt For For For
Private
Placement
4 Stock Type and Par Mgmt For For For
Value
5 Method and Date of Mgmt For For For
Issuance
6 Issuance Price and Mgmt For For For
Pricing
Principal
7 Size of Issuance Mgmt For For For
8 Issuance Targets and Mgmt For For For
Subscription
Method
9 Use of Proceeds Mgmt For For For
10 Lock-up Period Mgmt For For For
11 Listing Market Mgmt For For For
12 Arrangement for Mgmt For For For
Undistributed
Profits
13 Validity Period Mgmt For For For
14 Preliminary Plan for Mgmt For For For
Private
Placement
15 Feasibility Report on Mgmt For For For
Use of
Proceeds
16 Related Party Mgmt For For For
Transactions Involved
in the Private
Placement
17 Conditional Share Mgmt For For For
Subscription
Agreements
18 Report on Deposit and Mgmt For Abstain Against
Use of Raised
Funds
19 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Adjustments to Mgmt For For For
Investment in Wealth
Management
Products
8 Change of Business Mgmt For Abstain Against
Scope and Amendments
to
Articles
9 Elect TANG Jian Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report and Its Mgmt For For For
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 08/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement
Issuance
2 Stock Type and Par Mgmt For For For
Value
3 Method and Period of Mgmt For For For
Issuance
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Size of Issuance Mgmt For For For
6 Pricing Mgmt For For For
7 Lock-Up Period Mgmt For For For
8 Listing Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Arrangements for Mgmt For For For
Dividends
Allocation
11 Validity Period Mgmt For For For
12 Report on Use of Mgmt For For For
Raised
Funds
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Preliminary Plan of Mgmt For For For
Private
Placement
15 Related Party Mgmt For Against Against
Transactions: Private
Placement
16 Adoption of Employee Mgmt For Against Against
Stock Ownership
Plan
17 Amendments to Mgmt For Abstain Against
Procedural Rules:
Employee Stock
Ownership Plan
Management
System
18 Amendments to Articles Mgmt For Abstain Against
19 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Fund
Management
System
20 Employee Stock Mgmt For Against Against
Ownership Plan
Conditional
Subscription
Agreement
21 Board Authorization to Mgmt For For For
Implement Private
Placement
22 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 12/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Adjust Mgmt For For For
Validity of
Resolution for
Approved Private
Placement
2 Approval to Adjust the Mgmt For For For
Board Authorization
to Implement Approved
Private
Placement
________________________________________________________________________________
Jilin Liyuan Precision Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002501 CINS Y444BF107 03/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Stock Type and Par Mgmt For Against Against
Value
3 Method and Date of Mgmt For Against Against
Issuance
4 Size of Issuance Mgmt For Against Against
5 Benchmark Date, Issue Mgmt For Against Against
Price and Pricing
Principle
6 Target of Issuance and Mgmt For Against Against
Subscription
Method
7 Lock-up Period Mgmt For Against Against
8 Listing Market Mgmt For Against Against
9 Use of Proceeds Mgmt For Against Against
10 Treatment of Mgmt For Against Against
Undistributed
Profits
11 Validity of Resolution Mgmt For Against Against
12 Preliminary Plan for Mgmt For Against Against
Private
Placement
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
15 Board Authorization to Mgmt For Against Against
Implement Private
Placement
16 Amendments to Articles Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Measures for Diluted Mgmt For Against Against
Returns for Private
Placement
________________________________________________________________________________
Jilin Liyuan Precision Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002501 CINS Y444BF107 04/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Share Type and Par Mgmt For Against Against
Value
3 Issue method and Issue Mgmt For Against Against
Date
4 Target Subscriber and Mgmt For Against Against
Subscription
Method
5 Benchmark Date, Mgmt For Against Against
Pricing Principle and
Issue
Price
6 Size of Issuance Mgmt For Against Against
7 Lock-up Period Mgmt For Against Against
8 Listing Market Mgmt For Against Against
9 Amount and Use of Mgmt For Against Against
Proceeds
10 Arrangement for Mgmt For Against Against
Undistributed
Profits
11 Validity of Resolution Mgmt For Against Against
12 Approval of Mgmt For Against Against
Preliminary Plan for
Private
Placement
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 Board Authorization to Mgmt For Against Against
Implement Private
Placement
15 Measures for Diluted Mgmt For Against Against
Current
Earnings
________________________________________________________________________________
Jilin Liyuan Precision Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002501 CINS Y444BF107 04/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Jilin Liyuan Precision Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002501 CINS Y444BF107 10/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Mgmt For For For
Private Placement
Plan
________________________________________________________________________________
Jilin Liyuan Precision Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002501 CINS Y444BF107 11/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
2 Type and Size of Mgmt For For For
Issuance
3 Time and Method of Mgmt For For For
Issuance
4 Maturity Mgmt For For For
5 Use of Raised Funds Mgmt For For For
6 Costs of Issuance Mgmt For For For
7 Validity Period Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Debt
Instrument
Issuance
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 04/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Appointment of Auditor Mgmt For For For
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Investment in Wealth Mgmt For For For
Management Products
with idle
capital
12 Change of Registered Mgmt For Abstain Against
Capital and
Amendments to
Articles
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 04/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 06/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Directors' and Mgmt For For For
Executives'
Fees
10 Authority to Give Mgmt For For For
Guarantees
11 Approval of Forward Mgmt For For For
Foreign Exchange
Settlement
Business
12 Termination of Mgmt For For For
Employee Stock
Options
Plan
13 Elect YAO Yulun Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 03/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement of
Shares
2 Stock Class and Par Mgmt For For For
Value
3 Issuance Method Mgmt For For For
4 Subscribers and Method Mgmt For For For
of
Subscription
5 Size of Issuance Mgmt For For For
6 Issuance Price and Mgmt For For For
Pricing
Methods
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Arrangement for Mgmt For For For
Undistributed
Profits
10 Listing Market Mgmt For For For
11 Validity Period Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Demonstration Analysis Mgmt For For For
Report for Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Evaluation and Audit Mgmt For For For
Report for Private
Placement
17 Independence of Mgmt For For For
Appraiser,
Rationality of
Assumptions,
Relevance of
Valuation and
Fairness of
Evaluation
Methods
18 Conditional Agreements Mgmt For For For
for Share
Transfer
19 Board Authorization to Mgmt For For For
Implement Private
Placement
20 Approval of Dilution Mgmt For For For
Measures and
Management
Commitments for
Private
Placement
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 04/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Report on Deposit and Mgmt For Abstain Against
Use of Raised
Funds
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 09/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
3 Amendments to Mgmt For For For
Administrative
Measures for External
Investment
4 Authority to Issue Mgmt For For For
Medium-term
Notes
5 Authority to Issue Mgmt For For For
Ultra Short-term
Financing
Bills
6 Equity Acquisition Mgmt For For For
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 11/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement
2 Board Authorization to Mgmt For For For
Implement Validity
Period
Extension
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 01/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compliance of Asset Mgmt For For For
Purchase with the
Relevant Laws and
Regulations
2 Transaction Scheme Mgmt For For For
3 Transaction Mgmt For For For
Counterparties
4 Underlying Assets Mgmt For For For
5 Transaction Price and Mgmt For For For
Pricing
Principals
6 Method of Payment Mgmt For For For
7 Term of Payment Mgmt For For For
8 Contractual Mgmt For For For
Obligations Resulting
from Ownership
Transfer
9 Validity Period Mgmt For For For
10 Approval of Asset Mgmt For For For
Purchase Not
Constituting a
Related Party
Transaction
11 Approval of Asset Mgmt For For For
Purchase Report Draft
and
Summary
12 Signing of Stock Mgmt For For For
Subscription
Agreements
13 Completeness and Mgmt For For For
Compliance in Legal
Procedure and
Validity of Legal
Documents
14 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
15 Compliance with Mgmt For For For
Article 11 of the
Management Rules for
Material Asset
Restructuring
16 Approval of Evaluation Mgmt For For For
Reports Related to
Major Asset
Purchase
17 Statement on Mgmt For For For
Accounting Policy
Differences
18 Board Authorization to Mgmt For For For
Implement Asset
Purchase
19 Board Authorization to Mgmt For For For
Purchase Liability
Insurance
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 03/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Modification of Auditor Mgmt For For For
3 Approval of Extension Mgmt For For For
of Trading
Resumption
4 Approval of Extension Mgmt For For For
of Equity Extension
Plan Third Exercise
Period
5 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 04/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Auditors' Report Mgmt For For For
8 Appointment of Auditor Mgmt For Against Against
9 Ratification of 2015 Mgmt For For For
Related Party
Transactions
10 2016 Related Party Mgmt For For For
Transactions
11 Directors' Fees Mgmt For For For
12 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 06/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
2 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 10/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Beijing Mgmt For Abstain Against
Yisibo Network
Technology Co.,
Ltd.
2 Approval of Borrowing Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Participants Mgmt For For For
5 Source, Quantity and Mgmt For For For
Allotment of
Stocks
6 Validity Period, Grant Mgmt For For For
Date, Vesting Period,
Exercise Date and
Lock-up
Period
7 Exercise Price Mgmt For For For
8 Vesting and Exercising Mgmt For For For
Requirements
9 Adjustment Methods and Mgmt For For For
Procedures
10 Accounting Treatment Mgmt For For For
11 Implementation, Grant Mgmt For For For
and Exercise
Procedures
12 Obligations and Rights Mgmt For For For
for the Company and
Plan
Participants
13 Measures for Changes Mgmt For For For
in Company and Plan
Participants
14 Constitution of Mgmt For For For
Procedural Rules:
Third Tranche of
Stock Option
Plan
15 Board Authorization to Mgmt For For For
Implement Stock
Option
Plan
16 Elect JIA Yueting Mgmt For For For
17 Elect HAN Fangming Mgmt For For For
18 Elect LIU Hong Mgmt For For For
19 Elect ZHU Ning Mgmt For For For
20 Elect CAO Bin Mgmt For For For
21 Elect TIAN Bingxin Mgmt For Against Against
22 Elect JI Xiaoqing Mgmt For For For
________________________________________________________________________________
Lianhe Chemical Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002250 CINS Y5257D103 02/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
2 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
3 Revised Private Mgmt For For For
Placement
Plan
________________________________________________________________________________
Lianhe Chemical Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002250 CINS Y5257D103 03/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Share Type and Par Mgmt For For For
value
3 Issuance Method and Mgmt For For For
Issuance
Date
4 Benchmark Date, Mgmt For For For
Pricing Principle and
Issuance
Price
5 Size of Issuance Mgmt For For For
6 Target Subscribers and Mgmt For For For
Subscription
Method
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Arrangement for Mgmt For For For
Undistributed
Profits
10 Amount and Use of Mgmt For For For
Proceeds
11 Validity of Resolution Mgmt For For For
12 Approval of Adjustment Mgmt For For For
to Preliminary Plan
of Private
Placement
13 Measures for Diluted Mgmt For For For
Current Earnings due
to Private
Placement
14 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Lianhe Chemical Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002250 CINS Y5257D103 03/15/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report and Mgmt For For For
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees to Import
and Export
Corporation
8 Authority to Give Mgmt For For For
Guarantees to JIANGSU
LIANHUA Co.,
Ltd.
9 Authority to Give Mgmt For For For
Guarantees to Dezhou
Lianhua Co.,
Ltd.
10 Amendments to Articles Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lianhe Chemical Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002250 CINS Y5257D103 12/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Par Value and Type Mgmt For For For
3 Issuance Method and Mgmt For For For
Period
4 Pricing Benchmark Date Mgmt For For For
and Pricing
Principles
5 Size of Issuance Mgmt For For For
6 Targeted Investors and Mgmt For For For
Method of
Subscription
7 Lock-Up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Arrangements of Mgmt For For For
Undistributed Profits
Prior to Share
Issuance
10 Use of Proceeds Mgmt For For For
11 Validity Period of Mgmt For For For
Resolution
12 Pre-Plan of Private Mgmt For For For
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Establishment of Mgmt For For For
Special Account for
Raised
Funds
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Shareholder Returns Mgmt For For For
Plan
17 Report on Deposit and Mgmt For For For
Use of Raised
Funds
18 Dilution Remedial Mgmt For For For
Measures for Share
Issuance
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 03/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Preliminary Plan for
Private
Placement
2 Measures for Diluted Mgmt For For For
Returns
3 Commitments from Mgmt For For For
Directors and
Executives for
Diluted Return
Measures
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 09/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 10/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Restricted Mgmt For For For
Shares
Plan
2 Establishment of Mgmt For For For
Management System for
Assessment Procedure
of Employee
Restricted Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Issuance Method Mgmt For For For
4 Target of Issuance and Mgmt For For For
subscription
Method
5 Size of Issuance Mgmt For For For
6 Issue Price and Mgmt For For For
Pricing
Principle
7 Use of Proceeds Mgmt For For For
8 Lock-up Period and Mgmt For For For
Listing
Market
9 Treatment of Mgmt For For For
Undistributed
Profits
10 Validity of Resolution Mgmt For For For
11 Preliminary Plan for Mgmt For For For
Private
Placement
12 Feasibility Report on Mgmt For For For
Use of
Proceeds
13 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
14 Board Authorization to Mgmt For For For
Implement Private
Placement
15 Amendments to Mgmt For Abstain Against
Procedural Rules:
Internal Control
System
16 Authority to Issue Mgmt For For For
Short-term Corporate
Bonds
17 Authority to Extend Mgmt For For For
the Term of
Guarantees
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mesnac Company Limited
Ticker Security ID: Meeting Date Meeting Status
002073 CINS Y7162X117 04/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Issue Price and Method Mgmt For For For
of
Pricing
3 Size of Issuance Mgmt For For For
4 Use of Proceeds Mgmt For For For
5 Approval of Mgmt For For For
Adjustments to
Preliminary Plan for
Private
Placement
6 Board Authorization to Mgmt For For For
Implement Private
Placement
7 Approval of Measures Mgmt For For For
for Diluted Return
due to Private
Placement
8 Commitments to Mgmt For For For
Measures for Diluted
Return
________________________________________________________________________________
Mesnac Company Limited
Ticker Security ID: Meeting Date Meeting Status
002073 CINS Y7162X117 05/13/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Measures for Diluted Mgmt For For For
Returns Due to
Private
Placement
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Management System for
Connected
Transaction
10 2016 Buyback Mgmt For Against Against
Guarantees for
Sales
11 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of
Agricultural Bank of
China and Provision
of
Guarantees
12 Approval of Line of Mgmt For Against Against
Credit Application to
to Qingdao Branch of
Bank of
Communications and
Provision of
Guarantees
13 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of
China Construction
Bank and Provision of
Guarantees
14 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of
Shanghai Pudong
Development Bank and
Provision of
Guarantees
15 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of
China Everbright Bank
and Provision of
Guarantees
16 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of
Industrial and
Commercial Bank of
China and Provision
of
Guarantees
17 Approval of Line of Mgmt For Against Against
Credit Application to
Shandong Branch of
Bank of China and
Provision of
Guarantees
18 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of
China Minsheng Bank
and Provision of
Guarantees
19 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of
China Merchants Bank
and Provision of
Guarantees
20 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of
Industrial Bank and
Provision of
Guarantees
21 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of
Bank of Qingdao and
Provision of
Guarantees
22 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of
China CITIC Bank and
Provision of
Guarantees
23 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of Hua
Xia Bank and
Provision of
Guarantees
24 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of
HSBC Bank and
Provision of
Guarantees
25 Approval of Line of Mgmt For Against Against
Credit Application to
Qingdao Branch of
Postal Savings Bank
Of China and
Provision of
Guarantees
26 Approval of Line of Mgmt For Against Against
Credit Application to
Shanghai Branch of
KBC Bank and
Provision of
Guarantees
27 Approval of Financing Mgmt For Against Against
for Overseas
Subsidiaries and
Provision of
Guarantees
28 Authority to Give Mgmt For Against Against
Guarantees to Qingdao
Branch of China
Development Bank for
Subsidiaries
29 Elect YUAN Zhongxue Mgmt For For For
30 Elect ZHANG Junfeng Mgmt For For For
31 Elect SONG Bo Mgmt For For For
32 Elect LU Lina Mgmt For For For
33 Elect XU Chunhua Mgmt For For For
34 Elect RONG Jian Mgmt For For For
35 Elect ZHANG Yanxia Mgmt For For For
36 Elect XUE Hongli Mgmt For For For
37 Elect SUN Zhihui Mgmt For For For
________________________________________________________________________________
Mesnac Company Limited
Ticker Security ID: Meeting Date Meeting Status
002073 CINS Y7162X117 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Bond Mgmt For For For
Issuance
2 Size of Issuance Mgmt For For For
3 Shareholders Placing Mgmt For For For
Arrangements
4 Issuance Type and Mgmt For For For
Maturity
5 Use of Proceeds Mgmt For For For
6 Method of Issuance Mgmt For For For
7 Coupon Rate Mgmt For For For
8 Guarantees Arrangement Mgmt For For For
9 Listing of Bond Mgmt For For For
10 Validity Period of Mgmt For For For
Resolution
11 Repayment Guarantee Mgmt For For For
Measures
12 Board Authorization to Mgmt For For For
Implement Bond
Issuance
13 Authority to Give Mgmt For For For
Guarantees
I
14 Authority to Give Mgmt For For For
Guarantees
II
15 Authority to Give Mgmt For For For
Guarantees
III
________________________________________________________________________________
Mesnac Company Limited
Ticker Security ID: Meeting Date Meeting Status
002073 CINS Y7162X117 11/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Mesnac Company Limited
Ticker Security ID: Meeting Date Meeting Status
002073 CINS Y7162X117 12/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Share Type and Par Mgmt For For For
Value
3 Issuance Method and Mgmt For For For
Period
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issuance Price and Mgmt For For For
Pricing
Principles
6 Issuance Size Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Arrangement for Mgmt For For For
Accumulated Retained
Profits
10 Listing Market Mgmt For For For
11 Valid Period of Mgmt For For For
Resolution
12 Pre-Plan for Private Mgmt For For For
Placement
13 Report on Deposit and Mgmt For For For
Use of Raised
Funds
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Dilution Remedial Mgmt For For For
Measures for Share
Issuance
16 Board Authorization to Mgmt For For For
Implement Private
Placement
17 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
________________________________________________________________________________
Nationz Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
300077 CINS Y6206N101 03/23/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Elect LIU Bin as Mgmt For For For
Independent
Director
8 Elect HUANG Qiaoling Mgmt For For For
as
Supervisor
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Navinfo Company Limited
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 06/07/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For Abstain Against
8 Eligibility for Mgmt For For For
Related Party
Transaction regarding
Assets
Acquisition
9 Introduction Mgmt For For For
10 Assets Acquisition: Mgmt For For For
Transaction
Counterparty
11 Assets Acquisition: Mgmt For For For
Target
Asset
12 Assets Acquisition: Mgmt For For For
Transaction Price and
Pricing
Principle
13 Assets Acquisition: Mgmt For For For
Payment
Method
14 Assets Acquisition: Mgmt For For For
Stock Type and Par
Value
15 Assets Acquisition: Mgmt For For For
Target Subscriber and
Method of
Issuance
16 Assets Acquisition: Mgmt For For For
Benchmark Date and
Issue
Price
17 Assets Acquisition: Mgmt For For For
Issuance
Size
18 Assets Acquisition: Mgmt For For For
Lock-up
Period
19 Assets Acquisition: Mgmt For For For
Listing
Market
20 Assets Acquisition: Mgmt For For For
Treatment of
Undistributed
Profits
21 Assets Acquisition: Mgmt For For For
Profit Attributable
Between
Self-Assessment
Benchmark Date and
Transaction
Date
22 Fund Raising: Amount Mgmt For For For
23 Fund Raising: Stock Mgmt For For For
Type and Par
Value
24 Fund Raising: Method Mgmt For For For
of
Issuance
25 Fund Raising: Target Mgmt For For For
Subscriber and
Subscription
Method
26 Fund Raising: Mgmt For For For
Benchmark Date and
Issue
Price
27 Fund Raising: Size of Mgmt For For For
Issuance
28 Fund Raising: Lock-up Mgmt For For For
Period
29 Fund Raising: Use of Mgmt For For For
Proceeds
30 Fund Raising: Mgmt For For For
Treatment of
Undistributed
Profits
31 Fund Raising: Listing Mgmt For For For
Market
32 Fund Raising: Validity Mgmt For For For
of
Resolution
33 Regarding the Mgmt For For For
Company's Transaction
Constituting Related
Party
Transactions
34 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
35 Compliance with Mgmt For For For
Article 11 of
Management Measures
of Listed Companies'
Major Assets
Restructuring
36 Compliance with Mgmt For For For
Article 43 of
Management Measures
of Listed Companies'
Major Assets
Restructuring
37 Approval of Assets Mgmt For For For
Acquisition by Stock
and Auxiliary Funds
Raising Report and
Its
Summary
38 Intra-company Profit Mgmt For For For
Compensation
Agreements
39 Intra-company Share Mgmt For For For
Subscription
Agreement
40 Ratification of Mgmt For For For
Relevant
Reports
41 Independence of Mgmt For For For
Appraiser,
Rationality of
Assumptions,
Relevance of
Valuation and
Fairness of Pricing
Method
42 Completeness and Mgmt For For For
Compliance in Legal
Procedural and
Validity of Legal
Documents
43 Board Authorization of Mgmt For For For
Implement Auxiliary
Fund
Raising
44 Establishment of Mgmt For For For
Procedural Rules of
Employee Stock
Purchase
Plan
45 Employee Stock Mgmt For For For
Purchase Plan and Its
Summary
46 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase
Plan
47 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
48 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
49 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Navinfo Company Limited
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 07/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan Participants and Mgmt For For For
Scope
2 Source, Number and Mgmt For For For
Distribution of
Restricted
Stocks
3 Validity Period, Mgmt For For For
Granting Date,
Lock-up Period,
Unlocking Date, and
Non-tradable
Period
4 Grant Price and Mgmt For For For
Determination
Method
5 Granting and Unlocking Mgmt For For For
Conditions
6 Method and Procedures Mgmt For For For
for Plan
Adjustment
7 Accounting Treatment Mgmt For For For
8 Procedures for the Mgmt For For For
Implementation,
Granting and
Unlocking Related to
Plan
9 Rights and Obligations Mgmt For For For
for the Company and
Plan
Participants
10 Procedures for Special Mgmt For For For
Circumstances
11 Principals for Mgmt For For For
Repurchase and
Cancellation of
Restricted
Stocks
12 Management Measures Mgmt For For For
for Implementation
and Appraisal for
Restricted Shares
Plan
13 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
14 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Ningbo Huaxiang Electronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002048 CINS Y62983104 02/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve to Continue Mgmt For For For
Stock Trading
Suspension for Major
Asset Restructuring
Planning
2 Amendments to Articles Mgmt For For For
3 Capital Investment in Mgmt For For For
Wholly-owned
Subsidiary
4 Shareholder Returns Mgmt For Abstain Against
Plan
________________________________________________________________________________
Ningbo Huaxiang Electronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002048 CINS Y62983104 04/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compliance of Asset Mgmt For For For
Acquisition by Stock,
Auxiliary Funds
Raising and Related
Party Transaction
with the Relevent
Laws and
Regulations
3 Asset Acquisition by Mgmt For For For
Stock, Auxiliary
Funds Raising and
Related Party
Transaction
4 Summary of the Plan Mgmt For For For
5 Asset Acquisition by Mgmt For For For
Stock: Target
Assets
6 Asset Acquisition by Mgmt For For For
Stock: Stock Type and
Par
Value
7 Asset Acquisition by Mgmt For For For
Stock: Issuance
Method and Issuing
Target
8 Asset Acquisition by Mgmt For For For
Stock: Target Asset
Price
9 Asset Acquisition by Mgmt For For For
Stock: Issue Price
and Pricing
Principle
10 Asset Acquisition by Mgmt For For For
Stock: Price
Adjustment
Mechanism
11 Asset Acquisition by Mgmt For For For
Stock: Size of
Issuance
12 Asset Acquisition by Mgmt For For For
Stock: Profit and
Loss during the
period
13 Asset Acquisition by Mgmt For For For
Stock: Lock-up
Period
14 Asset Acquisition by Mgmt For For For
Stock: Arrangement
for Undistributed
Profits
15 Asset Acquisition by Mgmt For For For
Stock: Listing
Market
16 Asset Acquisition by Mgmt For For For
Stock: Validity of
Resolution
17 Auxiliary Funds Mgmt For For For
Raising: Stock Type
and Par
Value
18 Auxiliary Funds Mgmt For For For
Raising: Issuance
Method
19 Auxiliary Funds Mgmt For For For
Raising: Target
Subscribers
20 Auxiliary Funds Mgmt For For For
Raising: Issue Price
and Pricing
Principle
21 Auxiliary Funds Mgmt For For For
Raising: Amount and
Size of
Issuance
22 Auxiliary Funds Mgmt For For For
Raising: Use of
Proceeds
23 Auxiliary Funds Mgmt For For For
Raising: Lock-up
Period
24 Auxiliary Funds Mgmt For For For
Raising: Arrangement
for Undistributed
Profits
25 Auxiliary Funds Mgmt For For For
Raising: Listing
Market
26 Auxiliary Funds Mgmt For For For
Raising: Validity of
Resolution
27 Auxiliary Funds Mgmt For For For
Raising: Eligibility
of Independent
Financial
Consultant
28 Regarding the Mgmt For For For
Company's Transaction
Constituting Related
Party
Transactions
29 Approval of Agreement Mgmt For For For
of the Assets
Phurchase by Stock
and Profit
Indemificaition
Agreement
30 Ratification of Mgmt For For For
Auditing Reports and
Appraisal
Reports
31 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
32 Compliance with Clause Mgmt For For For
2 of Article 43 in
Management Measures
on Major Assets
Restructuring
33 Preliminary Plan and Mgmt For For For
its
Summary
34 Waiver of Tender Offer Mgmt For For For
Requirement for ZHOU
Xiaofeng and his
Persons Acting in
Concert
35 Board Authorization to Mgmt For For For
Implement Asset
Acquisition
36 Regarding the Mgmt For For For
Company's Share Price
Variation Not
Reaching the Standard
in Article 5 of
Provisions on Issues
of Listed Companies'
Information
Disclosure and
Notification of
Relevant
Actions
37 Measures for Diluted Mgmt For For For
Immediate Returns due
to the
Restructuring
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ningbo Huaxiang Electronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002048 CINS Y62983104 11/06/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
ORG Packaging Company Limited
Ticker Security ID: Meeting Date Meeting Status
002701 CINS Y6S74V102 04/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Routine Related Party Mgmt For For For
Transactions
7 Approval of Line of Mgmt For For For
Credit
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
ORG Packaging Company Limited
Ticker Security ID: Meeting Date Meeting Status
002701 CINS Y6S74V102 05/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Share Type and Par Mgmt For For For
Value
3 Issue Method Mgmt For For For
4 Size of Issuance and Mgmt For For For
Subscription
Method
5 Target Subscriber Mgmt For For For
6 Issue Price and Mgmt For For For
Pricing
Principle
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Arrangement for Mgmt For For For
Undistributed
Profits
11 Validity of Resolution Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
15 Approval of Mgmt For For For
Conditional Share
Subscription
Agreement
16 Board Authorization to Mgmt For For For
Implement Private
Placement
17 Related Party Mgmt For For For
Transactions Due to
Private
Placement
18 Waiver of Tender Offer Mgmt For For For
Requirement
19 Approval of Dilution Mgmt For For For
Measures for Private
Placement
20 Amendments to Articles Mgmt For For For
21 Change of Company's Mgmt For For For
Form
22 Elect SHAN Zhemin Mgmt For For For
________________________________________________________________________________
ORG Packaging Company Limited
Ticker Security ID: Meeting Date Meeting Status
002701 CINS Y6S74V102 07/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Issuance Volume and Mgmt For For For
Subscription
Method
5 Target Subscribers Mgmt For For For
6 Pricing Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Amount and Use of Mgmt For For For
Proceeds
10 Arrangements for Mgmt For For For
Dividends
Allocation
11 Valid Period of Mgmt For For For
Resolution
12 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Raised
Funds
15 Approval of Share Mgmt For For For
Subscription
Agreements
16 Board Authorization to Mgmt For For For
Implement Private
Placement
17 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
18 Exemption of Tender Mgmt For For For
Offer
19 Shareholder Returns Mgmt For For For
Plan
20 Amendments to Articles Mgmt For For For
21 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Fund
Management
System
________________________________________________________________________________
ORG Packaging Company Limited
Ticker Security ID: Meeting Date Meeting Status
002701 CINS Y6S74V102 11/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size of Issuance Mgmt For For For
3 Method of Issuance Mgmt For For For
4 Target of Issuance and Mgmt For For For
Arrangement for
Shareholders
5 Interest Rate Mgmt For For For
6 Type and Term of Bond Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Collateral Plan Mgmt For For For
9 Underwriting Method Mgmt For For For
10 Listing Market Mgmt For For For
11 Guarantee Measures Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ORG Packaging Company Limited
Ticker Security ID: Meeting Date Meeting Status
002701 CINS Y6S74V102 11/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Partial Mgmt For Abstain Against
Equity
Stake
________________________________________________________________________________
ORG Packaging Company Limited
Ticker Security ID: Meeting Date Meeting Status
002701 CINS Y6S74V102 12/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Size of Mgmt For For For
Issuance and
Subscription
Method
2 Adjustment to Use of Mgmt For For For
Proceeds
3 Approval of Adjustment Mgmt For For For
to Preliminary Plan
of Private
Placement
4 Approval of Adjustment Mgmt For For For
to Feasibility Report
on Use of
Proceeds
5 Approval of Mgmt For For For
Supplementary
Agreement to
Contingent
Subscription
Agreements for
Private
Placement
6 Related Party Mgmt For For For
Transactions
Regarding Private
Placement
7 Waiver of Tender Offer Mgmt For For For
Requirement
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 02/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Public Mgmt For For For
Offer of Corporate
Bonds
3 Size of Issuance Mgmt For For For
4 Placing Arrangement to Mgmt For For For
Shareholders
5 Bond Type and Maturity Mgmt For For For
6 Coupon Rate and Mgmt For For For
Interest Payment
Method
7 Offering Method Mgmt For For For
8 Target Investors Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Rating Enhance Measures Mgmt For For For
11 Repayment Guarantee Mgmt For For For
Measures
12 Underwriting Method Mgmt For For For
13 Listing Market Mgmt For For For
14 Validity Period Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
16 Investment in Shenzhen Mgmt For For For
Tianji Venture
Capital
Enterprises
17 Approve Company Mgmt For For For
Auditor to Conduct
Asset Impairment
Test
18 Amendments to Articles Mgmt For For For
19 Investment in Shenzhen Mgmt For For For
Guojin Tianhui
Venture Capital
Enterprises
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 03/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of Use of Mgmt For For For
Proceeds and Asset
Aquisition
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 03/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 04/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YAO Wenzhe Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 05/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Approve Repurchase of Mgmt For For For
Shares from Liu
Zhijun and Others
with Write-off
related
Shares
8 Board Authorization to Mgmt For For For
Implement Matters
Related to the
Repurchase
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 08/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture Mgmt For For For
2 Elect HU Bin Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 08/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Acquisition through
Share Issuance, Cash
and Auxiliary Fund
Raising
2 Acquisition through Mgmt For For For
Share Issuance, Cash
and Auxiliary Fund
Raising
3 Acquisition of Beijing Mgmt For For For
Tianma Shikong
Internet Technology
Co.,
Ltd.
4 Consideration and Mgmt For For For
Pricing Principals
for Beijing Tianma
Shikong Internet
Technology Co.,
Ltd.
5 Consideration Payment Mgmt For For For
Method for Beijing
Tianma Shikong
Internet Technology
Co.,
Ltd.
6 Payment Period for Mgmt For For For
Beijing Tianma
Shikong Internet
Technology Co.,
Ltd.
7 Performance Mgmt For For For
Commitments and
Indemnity Agreements
for Beijing Tianma
Shikong Internet
Technology Co.,
Ltd.
8 Reward Consideration Mgmt For For For
for Beijing Tianma
Shikong Internet
Technology Co.,
Ltd.
9 Contractual Mgmt For For For
Obligations for
Beijing Tianma
Shikong Internet
Technology Co.,
Ltd.
10 Attribution of Profit Mgmt For For For
and Loss During
Transition
Period
11 Acquisition of Mgmt For For For
Shangyou Information
Technology (Shanghai)
Co.,
Ltd.
12 Consideration and Mgmt For For For
Pricing Principals
for Shangyou
Information
Technology (Shanghai)
Co.,
Ltd.
13 Consideration Payment Mgmt For For For
Method for Shangyou
Information
Technology (Shanghai)
Co.,
Ltd.
14 Payment Period for Mgmt For For For
Shangyou Information
Technology (Shanghai)
Co.,
Ltd.
15 Performance Mgmt For For For
Commitments and
Indemnity Agreements
for Shangyou
Information
Technology (Shanghai)
Co.,
Ltd.
16 Contractual Mgmt For For For
Obligations for
Shangyou Information
Technology (Shanghai)
Co.,
Ltd.
17 Attribution of Profit Mgmt For For For
and Loss During
Transition for
Shangyou Information
Technology (Shanghai)
Co.,
Ltd.
18 Plan for Stock Mgmt For For For
Issuance for
Consideration:
Issuance
Method
19 Plan for Stock Mgmt For For For
Issuance for
Consideration: Stock
Type and Par
Value
20 Plan for Stock Mgmt For For For
Issuance for
Consideration:
Pricing
21 Plan for Stock Mgmt For For For
Issuance for
Consideration:
Subscription Amount
for Beijing
Tianma
22 Plan for Stock Mgmt For For For
Issuance for
Consideration:
Subscription Amount
for Shangyou
Information
23 Plan for Stock Mgmt For For For
Issuance for
Consideration:
Lock-up Period for
Beijing
Tianma
24 Plan for Stock Mgmt For For For
Issuance for
Consideration:
Lock-up Period for
Shangyou
Information
25 Plan for Stock Mgmt For For For
Issuance for
Consideration:
Arrangements for
Dividends
Allocation
26 Plan for Stock Mgmt For For For
Issuance for
Consideration:
Listing
Market
27 Plan for Stock Mgmt For For For
Issuance for
Consideration:
Validity
Period
28 Plan for Stock Mgmt For For For
Issuance for
Auxiliary Fund:
Issuance
Method
29 Plan for Stock Mgmt For For For
Issuance for
Auxiliary Fund: Stock
Type and Par
Value
30 Plan for Stock Mgmt For For For
Issuance for
Auxiliary Fund:
Issuance Targets and
Subscription
Method
31 Plan for Stock Mgmt For For For
Issuance for
Auxiliary Fund:
Pricing
32 Plan for Stock Mgmt For For For
Issuance for
Auxiliary Fund:
Amount of Raised
Funds
33 Plan for Stock Mgmt For For For
Issuance for
Auxiliary Fund:
Volume of
Issuance
34 Plan for Stock Mgmt For For For
Issuance for
Auxiliary Fund:
Purpose of Raised
Funds
35 Plan for Stock Mgmt For For For
Issuance for
Auxiliary Fund:
Lock-up
Period
36 Plan for Stock Mgmt For For For
Issuance for
Auxiliary Fund:
Arrangements for
Dividends
Allocation
37 Plan for Stock Mgmt For For For
Issuance for
Auxiliary Fund:
Listing
Market
38 Plan for Stock Mgmt For For For
Issuance for
Auxiliary Fund:
Validity
Period
39 Acquisition through Mgmt For For For
Share Issuance, Cash
and Auxiliary Fund
Raising Report and
Summary
40 Supplementary Mgmt For For For
Agreements with the
Shareholders of
Beijing Tianma
Shikong Internet
Technology Co.,
Ltd.
41 Supplementary Mgmt For For For
Agreements with the
Shareholders of
Shangyou Information
Technology (Shanghai)
Co.,
Ltd.
42 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
43 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
44 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
45 Board Authorization to Mgmt For For For
Implement Acquisition
through Share
Issuance, Cash and
Auxiliary Fund
Raising
46 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 01/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Merger/Acquisition - Mgmt For Abstain Against
Capital Increase in
Sizhong Internet
Beijing Network
Technology Co.,
Ltd.
3 Merger/Acquisition - Mgmt For Abstain Against
Capital Increase in
Hebei Xingcheng
Investment Co.,
Ltd.
4 Merger/Acquisition - Mgmt For Abstain Against
Asset
Transfer
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 02/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Bank Mgmt For For For
Loan
Guarantees
2 Authority to Give Mgmt For For For
Financing
Guarantees
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 03/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Lingshui Junsheng
Real Estate
Development Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Hebei
Risesun Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 04/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Abstain Against
Asset-Based Financing
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report and Mgmt For For For
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 Accounts and Reports Mgmt For For For
7 Financial Budget Report Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
and Inner Control
Audit
Firm
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 06/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Chengdu
Risesun Huafu
Property Co.,
Ltd
2 Authority to Give Mgmt For For For
Guarantees to Ling
Shui Junsheng Real
Estate Development
Co.,
Ltd
3 Authority to Give Mgmt For For For
Guarantees to
Langfang Ruisheng
Investment Co.,
Ltd
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 07/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for
Shangdong Rongsheng
Fuxiang Real Estate
Development Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees for
Nanjing Huaou Shundou
Real Estate Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees for
Bangbu Rongshengjia
Real Estate
Development Co.,
Ltd.
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/20/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size of Issuance Mgmt For For For
2 Type and Maturity Mgmt For For For
3 Coupon Rate and Mgmt For For For
Interest
Payment
4 Use of Proceeds Mgmt For For For
5 Offering Method and Mgmt For For For
Target
Investors
6 Guarantee Measures Mgmt For For For
7 Allocation Mgmt For For For
Arrangements to
Existing
Shareholders
8 Transfer Method Mgmt For For For
9 Repayment Guarantee Mgmt For For For
Measures
10 Validity Period of Mgmt For For For
Resolution
11 Board Authorization to Mgmt For For For
Implement Private
Placement of
Corporate
Bonds
12 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 09/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantee to Xianghe
Manley Industrial
Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantee to Xuzhou
Rongkai Real Estate
Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantee to Jinan
Rongshang Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 10/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size of Issuance Mgmt For For For
2 Bond Type and Maturity Mgmt For For For
3 Interest Rate and Mgmt For For For
Payment
Method
4 Use of Raised Funds Mgmt For For For
5 Issuance Targets and Mgmt For For For
Method
6 Guarantee Arrangements Mgmt For For For
7 Arrangement for Mgmt For For For
Placement to
Shareholders
8 Listing and Transfer Mgmt For For For
Method
9 Repayment Guarantees Mgmt For For For
Measures
10 Validity Period Mgmt For For For
11 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
12 Authority to Give Mgmt For For For
Guarantees
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Mgmt For For For
Management System for
Connected Transaction
8 AMENDMENTS TO WORK Mgmt For For For
SYSTEM FOR
INDEPENDENT
DIRECTORS
9 Investment in Wealth Mgmt For For For
Management Products
with Raised
Funds
10 Investment in Wealth Mgmt For For For
Management Products
with Idle
capital
11 Elect CHEN Yubing Mgmt For For For
12 Elect PANG Shengdong Mgmt For For For
13 Elect PAN Shilei Mgmt For For For
14 Elect DAI Xiaohu Mgmt For For For
15 Elect QIU Junqi Mgmt For For For
16 Elect LI Juan Mgmt For For For
17 Elect XU Junmin Mgmt For For For
18 Elect SHI Jian Mgmt For For For
19 Elect XUE Haibo Mgmt For For For
20 Elect LI Zhiqing Mgmt For Against Against
21 Elect KANG Feng Mgmt For For For
________________________________________________________________________________
Shanghai Kehua Bioengineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002022 CINS Y7684L104 06/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai Kingstar Winning Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 07/03/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Type and Par Mgmt For For For
Value
2 Method of Issuance and Mgmt For For For
Target
Subscribers
3 Size of Issuance Mgmt For For For
4 Offering Price and Mgmt For For For
Determination
5 Subscription Method Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Arrangements for Mgmt For For For
Undistributed
Profit
9 Listing Market Mgmt For For For
10 Validity Period Mgmt For For For
11 Eligibility for Mgmt For For For
Private
Placement
12 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
13 Approval of Mgmt For For For
Demonstration
Analysis Report for
Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
16 Termination of Share Mgmt For For For
Subscription
Agreements with ZHOU
Wei
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Shanghai Kingstar Winning Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 12/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase of Mgmt For Abstain Against
Shanghai Yaoshiquan
Cloud Health
Technology
Development Co.,
Ltd.
2 Conditional Agreements Mgmt For Abstain Against
Regarding Capital
Increase
3 Modification of Mgmt For For For
Company Name and
Business
Scope
4 Amendments to Articles Mgmt For For For
5 Modification of Stock Mgmt For For For
Abbreviation
6 Board Authorization to Mgmt For For For
Implement
Modifications
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 02/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 UPWARD ADJUSTMENT OF Mgmt For For For
INVESTMENT QUOTA AND
INVESTMENT
PERIOD
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 04/06/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Elect ZHENG Yuewen Mgmt For For For
10 Elect Kieu Hoang Mgmt For For For
11 Elect CHEN Jie Mgmt For For For
12 Elect XU Jun Mgmt For For For
13 Elect Tommy Trong Hoang Mgmt For Against Against
14 Elect XUE Lei Mgmt For Against Against
15 Elect ZHOU Zhiping Mgmt For Against Against
16 Elect TAN Jinsong Mgmt For For For
17 Elect LI Rao Mgmt For For For
18 Elect Binh Hoang Mgmt For Against Against
19 Increase in Registered Mgmt For For For
Capital
20 Amendments to Articles Mgmt For For For
21 Approval of Borrowing Mgmt For Against Against
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 07/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Investment
Projects
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 09/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 05/13/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Executives' Mgmt For For For
Remuneration
7 Related Party Mgmt For For For
Transactions with
Shanxi Guoxin
Investment Group Co.,
Ltd., Shanxi
Financial Investment
Holding Co., Ltd.,
and its Affiliated
Entities
8 Related Party Mgmt For For For
Transactions with
Taiyuan Iron and
Steel (Group) Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Shanxi International
Electricity Group
Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Directors' ,
Supervisors, and
Executives'
Affiliated
Entities
11 Related Party Mgmt For For For
Transactions with
Deutsche Bank Co.,
Ltd.
12 Appointment of Auditor Mgmt For Against Against
13 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 05/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate
Bonds
2 Size of Issuance and Mgmt For For For
Par
Value
3 Target of Subscription Mgmt For For For
and Treatment of the
Company's
Shareholders
4 Method of Issuance Mgmt For For For
5 Term of Bond Mgmt For For For
6 Issue Price and Mgmt For For For
Interest
Rates
7 Use of Proceeds Mgmt For For For
8 Listing Market Mgmt For For For
9 Underwriting Method Mgmt For For For
10 Guarantee Clause Mgmt For For For
11 Validity of Resoluton Mgmt For For For
12 Repayment Guarantee Mgmt For For For
Measure
13 Scope of Authorization Mgmt For For For
14 Eligibility for Mgmt For For For
Short-term Corporate
Bonds
15 Size of Issuance Mgmt For For For
16 Target of Subscription Mgmt For For For
and Treatment of the
Company's
Shareholders
17 Method of Issuance Mgmt For For For
18 Term of Bond Mgmt For For For
19 Interest Rates Mgmt For For For
20 Use of Prceeds Mgmt For For For
21 Listing Market Mgmt For For For
22 Underwriting Method Mgmt For For For
23 Guarantee Clause Mgmt For For For
24 Validity of Resolution Mgmt For For For
25 Repayment Guarantee Mgmt For For For
Measure
26 Scope of Authorization Mgmt For For For
27 Eligibility for Mgmt For For For
Short-term Financing
Bills
28 Size of Issuance Mgmt For For For
29 Term of Financing Bill Mgmt For For For
30 Interest Rates or Mgmt For For For
Issue
Price
31 Use of Proceeds Mgmt For For For
32 Validity of Resolution Mgmt For For For
33 Issuance Market Mgmt For For For
34 Scope of Authorization Mgmt For For For
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 10/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Size of Issuance Mgmt For For For
4 Method and Date of Mgmt For For For
Issuance
5 Target Subscribers and Mgmt For For For
Subscription
Method
6 Pricing Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Arrangements for Mgmt For For For
Dividends
Allocation
11 Validity Period Mgmt For For For
12 Amendment to Mgmt For For For
Preliminary Plan for
Private
Placement
13 Amendment to Mgmt For For For
Feasibility Report on
Use of
Proceeds
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 12/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 08/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 09/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for Bank
Loans
2 Authority to Give Mgmt For For For
Guarantees for
Overseas
Loans
________________________________________________________________________________
Shenzhen Infogem Technologies Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300085 CINS Y7744Q101 03/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Measures for Diluted Mgmt For For For
Returns due to
Private
Placement
2 Commitments from Mgmt For For For
Directors and
Executives for
Diluted Return
Measures
________________________________________________________________________________
Shenzhen Infogem Technologies Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300085 CINS Y7744Q101 05/04/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Shenzhen Infogem Technologies Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300085 CINS Y7744Q101 05/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Withdrawn of Private Mgmt For For For
Placement
Application
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Infogem Technologies Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300085 CINS Y7744Q101 06/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Par Value and Share Mgmt For For For
Type
3 Issuing Method Mgmt For For For
4 Pricing Mgmt For For For
5 Target Investors Mgmt For For For
6 Size of Issuance Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Undistributed Mgmt For For For
Accumulated
Profits
11 Validity Period of Mgmt For For For
Resolution
12 Preliminary Report of Mgmt For For For
Private
Placement
13 Research Report on Mgmt For For For
Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
17 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
18 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 05/09/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Investment in Wealth Mgmt For For For
Management Products
with Idle
Capital
9 Investment in Wealth Mgmt For For For
Management Products
with Raised
Funds
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Management System for
External
Guarantees
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 10/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Modification of the Mgmt For For For
Company's Registered
Address and
Amendments to
Articles
3 Amendments to Work Mgmt For Abstain Against
System for
Independent
Directors
4 Amendments to Mgmt For Abstain Against
Management System:
Information
Disclosure
________________________________________________________________________________
Shenzhen Jinjia Color Printing Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002191 CINS Y7743D101 03/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of the Mgmt For For For
Company's Strategic
Development Plan for
Next Five Years from
2016 to
2020
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Jinjia Color Printing Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002191 CINS Y7743D101 05/09/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shenzhen MTC Company Limited
Ticker Security ID: Meeting Date Meeting Status
002429 CINS Y7744S107 07/06/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Size of Issuance Mgmt For For For
5 Target Subscribers and Mgmt For For For
Subscription
Method
6 Pricing Mgmt For For For
7 Amount and Use of Mgmt For For For
Proceeds
8 Arrangements for Mgmt For For For
Dividends
Allocation
9 Lock-up Period Mgmt For For For
10 Listing Market Mgmt For For For
11 Valid Period of Mgmt For For For
Resolution
12 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on the Deposit Mgmt For For For
and Use of Raised
Funds
15 Approval of Share Mgmt For For For
Subscription
Agreements with
Shanghai Oriental
Pearl Media Co.,
Ltd.
16 Approval of Share Mgmt For For For
Subscription
Agreements with
Shanghai Media and
Entertainment Group
Co.,
Ltd.
17 Approval of Share Mgmt For For For
Subscription
Agreements with
Qingdao Haier Co.,
Ltd.
18 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Shenzhen MTC Company Limited
Ticker Security ID: Meeting Date Meeting Status
002429 CINS Y7744S107 07/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Preliminary Plan for Mgmt For For For
Term I of Employee
Stock Ownership
Plan
3 Board Authorization to Mgmt For For For
Employee Stock
Ownership
Plan
4 Capital Injection in Mgmt For For For
Wholly-owned
Subsidiaries
5 Elect WEN Ting Mgmt For Against Against
________________________________________________________________________________
Shenzhen MTC Company Limited
Ticker Security ID: Meeting Date Meeting Status
002429 CINS Y7744S107 09/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Issuance Volume Mgmt For For For
5 Issuance Targets and Mgmt For For For
Subscription
Method
6 Offering Price and Mgmt For For For
Benchmark
Date
7 Use of Proceeds Mgmt For For For
8 Arrangements for Mgmt For For For
Dividends
Allocation
9 Lock-up Period Mgmt For For For
10 Listing Market Mgmt For For For
11 Validity Period Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Subscription Agreement Mgmt For For For
with Shanghai
Oriental Pearl Media
Co.,
Ltd.
15 Subscription Agreement Mgmt For For For
with Shanghai Media
Group
Ltd.
16 Subscription Agreement Mgmt For For For
with Qingdao Haier
Co.,
Ltd.
17 Subscription Agreement Mgmt For For For
with Beijing Gome
Consulting Co.,
Ltd.
18 Board Authorization to Mgmt For For For
Implement Private
Placement
19 Restructure and Mgmt For For For
Listing of a
Subsidiary on
National Equities
Exchange and
Quotations
20 Purpose of Surplus Mgmt For For For
Capital from
Investment
Projects
________________________________________________________________________________
Shenzhen MTC Company Limited
Ticker Security ID: Meeting Date Meeting Status
002429 CINS Y7744S107 10/13/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Mgmt For For For
Address
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
4 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisor
Meetings
5 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
6 Amendments to Mgmt For Abstain Against
Administrative
Measures for Related
Party
Transactions
7 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Shenzhen MTC Company Limited
Ticker Security ID: Meeting Date Meeting Status
002429 CINS Y7744S107 11/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Share Mgmt For For For
Subscription
Agreements with
Shanghai Media &
Entertainment Group
Limited
2 Type and Face Value Mgmt For For For
3 Issuance Method and Mgmt For For For
Period
4 Issuance Size and Scope Mgmt For For For
5 Target Subscribers and Mgmt For For For
Subscription
Method
6 Benchmark Date and Mgmt For For For
Issuance
Price
7 Use of Proceeds Mgmt For For For
8 Arrangements for Mgmt For For For
Undistributed
Profits
9 Lock-up Period Mgmt For For For
10 Listing Market Mgmt For For For
11 Validity Period Mgmt For For For
12 Adjusted Private Mgmt For For For
Placement Preliminary
Plan
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Share Subscription Mgmt For For For
Agreements with
Shanghai Oriental
Pearl Media Co.,
Ltd
15 Conditional Agreements Mgmt For For For
with Shanghai
Oriental Pearl Media
Co.,
Ltd
________________________________________________________________________________
Shenzhen MTC Company Limited
Ticker Security ID: Meeting Date Meeting Status
002429 CINS Y7744S107 12/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 02/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Decision System for
External
Investment
3 Elect GAO Weimin as Mgmt For For For
Independent
Director
4 Dilution Measures for Mgmt For For For
Returns for Private
Placement
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 05/10/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Internal Control Mgmt For For For
Self-Assessment
Report
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Amendments to Articles Mgmt For Abstain Against
10 Authority to Give Mgmt For For For
Guarantees
11 Approval of Notes Pool Mgmt For For For
Services
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 05/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
2 Report on Deposit and Mgmt For For For
Use of Raised
Funds
3 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 09/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 09/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit and Providing
Guarantee
2 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 11/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights - Private
Placement
3 Feasibility Report on Mgmt For For For
Use of
Proceeds
4 Plan For Private Mgmt For For For
Placement
5 Board Authorization to Mgmt For For For
Implement Private
Placement
6 Shareholder Returns Mgmt For For For
Plan
7 Aprpoval of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 12/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 04/15/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Tatfook Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300134 CINS Y77452103 01/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Raised Fund
Management
System
________________________________________________________________________________
Shenzhen Tatfook Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300134 CINS Y77452103 04/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SUN Shangchuan Mgmt For For For
2 Elect TONG Endong Mgmt For For For
3 Elect LIU Yunjie Mgmt For For For
4 Elect LU Binhuan Mgmt For Against Against
5 Elect LIU Erkui Mgmt For For For
6 Elect MENG Wenli as Mgmt For Against Against
Supervisor
7 Annual Report Mgmt For For For
8 Directors' Report Mgmt For For For
9 Supervisors' Report Mgmt For For For
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Report on Deposit and Mgmt For For For
Use of Raised
Funds
13 Approval of Line of Mgmt For For For
Credit
14 Directors' Fees and Mgmt For For For
Remuneration
15 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Shenzhen Tatfook Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300134 CINS Y77452103 05/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shenzhen Tatfook Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300134 CINS Y77452103 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size and Usage of Mgmt For For For
Raised
Funds
2 Size of Issuance Mgmt For For For
3 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Shenzhen Tatfook Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300134 CINS Y77452103 10/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Postponement of Mgmt For For For
Trading Resumption
Due to Major Asset
Restructuring
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 03/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
2 Investment in Mgmt For For For
Securities and Wealth
Management
Products
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Procedural
Rules:Management
Policy for External
Investment
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 03/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder and Board
Meetings
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement
2 Extension of Validity Mgmt For For For
Period for Board
Authorization to
Implement Private
Placement
________________________________________________________________________________
Sichuan Chengfei Integration Technology Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002190 CINS Y79254119 01/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Sichuan Chengfei Integration Technology Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002190 CINS Y79254119 04/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Zongshun Mgmt For For For
3 Elect NI Yongfeng Mgmt For For For
4 Elect SUN Yukui Mgmt For For For
5 Elect ZHOU Huanming Mgmt For For For
6 Elect SHI Xiaoqing Mgmt For For For
7 Elect GU Rongfang as Mgmt For For For
Supervisor
8 Elect AN Jinyao as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Sichuan Chengfei Integration Technology Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002190 CINS Y79254119 05/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 2016 INVESTMENT PLAN Mgmt For For For
7 2016 Financial Budget Mgmt For For For
8 2016 Scale of Financing Mgmt For Against Against
9 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Sichuan Chengfei Integration Technology Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002190 CINS Y79254119 09/01/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Renewal of Financial Mgmt For Against Against
Service
Agreement
2 Approval of Mgmt For For For
Subsidiary's
Investment
Project
________________________________________________________________________________
Sichuan Chengfei Integration Technology Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002190 CINS Y79254119 10/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture Mgmt For For For
2 Renewal of Financial Mgmt For Against Against
Services
Agreement
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 01/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO Yunpei Mgmt For Against Against
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 04/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Issue Mgmt For For For
Debt Financing
Instruments
10 Allocation of Mgmt For For For
Profits/Dividends
11 Investment in Mgmt For For For
Construction of
Industrial
Park
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 09/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose Mgmt For For For
2 Repurchase Method and Mgmt For For For
Use of Repurchased
Shares
3 Shareholding Change Mgmt For For For
4 Repurchase Price and Mgmt For For For
Pricing
Principles
5 Share Type, Size and Mgmt For For For
Proportion
6 Amount and Source of Mgmt For For For
Capital
7 Repurchase Period Mgmt For For For
8 Board Authorization to Mgmt For For For
Repurchase
Shares
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 10/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Verification of the Mgmt For For For
Usage of Repurchased
Shares
________________________________________________________________________________
Sinodata Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002657 CINS Y7762H108 03/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management Products
with Idle
Proceeds
2 Investment in Wealth Mgmt For For For
Management Products
with Excess Raised
Funds
3 Capital Transfer for Mgmt For For For
Project
Investment
________________________________________________________________________________
Sinodata Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002657 CINS Y7762H108 05/05/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Change of Business Mgmt For For For
Scope
7 Amendments to Articles Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Replenish Working Mgmt For For For
Capital with Surplus
Funds
10 Independent Directors' Mgmt For For For
Fees
11 Board Chairman's Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 03/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 08/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2015 Semi-annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Authority to Declare Mgmt For For For
Interim
Dividends
4 Elect LIU Yan Mgmt For For For
5 Elect LAN Ke Mgmt For For For
6 Replenish Working Mgmt For For For
Capital with Idle
Funds for ShiLin
Project
7 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
Sumavision Technologies Company Limited
Ticker Security ID: Meeting Date Meeting Status
300079 CINS Y81861109 05/10/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
8 Directors' and Mgmt For For For
Supervisors'
Fees
________________________________________________________________________________
Sumavision Technologies Company Limited
Ticker Security ID: Meeting Date Meeting Status
300079 CINS Y81861109 07/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Sumavision Technologies Company Limited
Ticker Security ID: Meeting Date Meeting Status
300079 CINS Y81861109 09/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Dividend/Bonus Mgmt For For For
Share
Issuance
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 04/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Investment in Wealth Mgmt For For For
Management
Products
9 Related Party Mgmt For For For
Transactions with
PPTV
10 Related Party Mgmt For For For
Transactions
regarding Trademark
Transfer and
Licensing
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Investment in Wealth Mgmt For For For
Management Products
by Using Idle
Funds
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Introduction of Mgmt For For For
Strategic Investor
for
Subsidiaries
2 Staff Shareholder Mgmt For For For
Partnership
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Second Period Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization To Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 09/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Business Mgmt For For For
Cooperation Framework
Agreement
2 Eligibility for Mgmt For Against Against
Private
Placement
3 Stock Type and Par Mgmt For Against Against
Value
4 Issuance Method Mgmt For Against Against
5 Issuance Targets and Mgmt For Against Against
Subscription
Method
6 Benchmark Date Mgmt For Against Against
7 Pricing Mgmt For Against Against
8 Size of Issuance Mgmt For Against Against
9 Lock-up Period Mgmt For Against Against
10 Listing Place Mgmt For Against Against
11 Use of Raised Funds Mgmt For Against Against
12 Arrangements for Mgmt For Against Against
Dividends
Allocation
13 Validity Period Mgmt For Against Against
14 Connected Transactions Mgmt For Against Against
Relating to Private
Placement
15 Conditional Share Mgmt For Against Against
Subscription
Agreements with
Taobao (China) Co.,
Ltd.
16 Conditional Share Mgmt For Against Against
Subscription
Agreements with
Anxin-Suning
Zhongcheng Second
Asset Management
Plan
17 Preliminary Plan for Mgmt For Against Against
Private
Placement
18 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
19 Report on Deposit and Mgmt For For For
Use of Raised
Funds
20 Board Authorization to Mgmt For Against Against
Implement Private
Placement
21 Investment in Share Mgmt For For For
Issuane of Alibaba
Group Holding
Limited
22 Modification of Second Mgmt For For For
Phase of Employee
Stock Ownership
Plan
23 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 11/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 04/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect NI Lin Mgmt For For For
2 Elect YANG Zhen Mgmt For For For
3 Elect YAN Duolin Mgmt For For For
4 Elect ZHU Ming Mgmt For For For
5 Elect WANG Hanlin Mgmt For For For
6 Elect CAO Liming Mgmt For For For
7 Elect YIN Xin Mgmt For For For
8 Elect WAN Jieqiu Mgmt For For For
9 Elect YU Xuehua Mgmt For For For
10 Independent Directors' Mgmt For For For
Fees
11 Elect WANG Anli Mgmt For Against Against
12 Elect QIAN Ping Mgmt For For For
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Increase in Registered Mgmt For For For
Capital
7 Amendments to Articles Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Approval of Banknotes Mgmt For For For
Pool
11 Transfer and Mgmt For For For
Repurchase of
Financial
Assets
12 Investment in Wealth Mgmt For For For
Management
Products
13 Appointment of Auditor Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 10/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Constitution of Mgmt For For For
Procedural Rules for
the Employee Stock
Ownership
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
4 Amendments to Articles Mgmt For For For
5 Transfer and Purchase Mgmt For For For
of Financial
Assets
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 11/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
3 Authority to Give Mgmt For For For
Guarantees for Lines
of
Credit
4 Authority to Give Mgmt For For For
Guarantees for
Company
________________________________________________________________________________
Tianjin Chasesun Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300026 CINS Y88081107 01/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Registered Mgmt For For For
Capital
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tianjin Chasesun Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300026 CINS Y88081107 07/14/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Acquisition by
Stock
2 Regarding Mgmt For For For
Qualification of
Assets Acquisition as
Related
Party Transaction
3 Counter Parties, Mgmt For For For
Transaction Method
and
Target
4 Transaction Price Mgmt For For For
5 Target Subscribers and Mgmt For For For
Issuing
Method
6 Stock Type and Par Mgmt For For For
Value
7 Issuance Pricing Mgmt For For For
8 Size of Issuance Mgmt For For For
9 Lock-up Period Mgmt For For For
10 Attributable Mgmt For For For
Arrangements for
Profit and Losses
during
Transaction Period
11 Transfer of Ownership Mgmt For For For
of Underlying
Assets
12 Liability for Breach Mgmt For For For
of
Contract
13 Listing Market Mgmt For For For
14 Validity Period Mgmt For For For
15 Report on Related Mgmt For For For
Party Transactions
Associated with Asset
Purchase
16 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
17 Compliance with Mgmt For For For
Article 43 of
Provisions on Issues
of Major Assets
Restructuring of
Listed
Companies
18 Approval of Asset Mgmt For For For
Acquisition
Agreement,
Supplemental
Agreement of Asset
Acquisition and
Performance
Commitment
Agreement
19 Audit and Appriasal Mgmt For For For
Reports for Asset
Aquisition
20 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions,
Method and Pricing of
Appraisal
Report
21 Compliance with Mgmt For For For
Applicable
Administrative
Measures Regarding
Implementation
Procedures
22 Board Authorization to Mgmt For For For
Implement Asset
Aquisition
23 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 02/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Fund
Management
2 Authority to Give Mgmt For For For
Guarantees to Hua Xia
Juguang (Inner
Mongolia)
Photovoltaic Power
Co., Ltd. and Central
Europe Tianjin
International Silicon
Materials Co.,
Ltd.
3 Appoint SHEN Haoping Mgmt For For For
as
Chairman
4 Authority to Give Mgmt For For For
Guarantees to Tianjin
Central European
International Silicon
Materials Co., Ltd.;
Inner Mongolia
Central PV Material
Co., Ltd.; Tianjin
Central Financial
Leasing Co., Ltd. and
Central Hong Kong
Holdings
Limited
5 Amendments to Articles Mgmt For For For
6 Approval of 2016 Mgmt For For For
Financing
7 Authority to Give Mgmt For For For
Guarantees to
Dongfang Huansheng
Co.,
Ltd.
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 06/08/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Treatment of the Mgmt For For For
Company's
Shareholders
4 Par Value and Issue Mgmt For For For
Price
5 Term of Bonds Mgmt For For For
6 Interest Rates Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Issue Method Mgmt For For For
9 Target of Subscription Mgmt For For For
10 Guarantee Method Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Bond Listing Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
Issuance
14 Eligibility for Mgmt For For For
Private Placement of
Corporate
Bonds
15 Size of Issuance Mgmt For For For
16 Treatment of the Mgmt For For For
Company's
Shareholders
17 Par Value and Issue Mgmt For For For
Price
18 Term of Bonds Mgmt For For For
19 Interest Rates Mgmt For For For
20 Use of Proceeds Mgmt For For For
21 Issue Method Mgmt For For For
22 Target of Subscription Mgmt For For For
23 Guarantee Method Mgmt For For For
24 Validity of Resolution Mgmt For For For
25 Transfer of Bonds Mgmt For For For
26 Board Authorization to Mgmt For For For
Implement Private
Placement of
Corporate
Bonds
27 Related Party Mgmt For For For
Transactions
Regarding
Guarantee
28 Directors' Report Mgmt For For For
29 Supervisors' Report Mgmt For For For
30 Accounts and Reports Mgmt For For For
31 Allocation of Mgmt For For For
Profits/Dividends
32 Annual Report Mgmt For For For
33 Report on Deposit and Mgmt For For For
Use of Raised
Funds
34 Appointment of Auditor Mgmt For For For
35 2016 Routine Related Mgmt For For For
Party
Transactions
36 Elect ZHOU Hong Mgmt For For For
37 Elect ZHANG Xiongwei Mgmt For For For
38 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 08/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2015 Related Party Mgmt For For For
Transactions
2 Establishment of Joint Mgmt For Abstain Against
Ventures
3 Establishment of Mgmt For For For
Subsidiary
4 Increase in Authorized Mgmt For For For
Capital of Inner
Mongolia Crystal Ring
Electronic Materials
Co.,
Ltd.
5 Amendments to Articles Mgmt For For For
6 Approval of Related Mgmt For For For
Party Transactions
with Zhonghuan
Electronic and
Information (Group)
Co.,Ltd
7 Authority to Give Mgmt For For For
Guarantees
8 Capital Increase in Mgmt For For For
Huanou Co.,
Ltd.
________________________________________________________________________________
Tongfang Guoxin Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 04/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
- Change in Company
Name
2 Amendments to Articles Mgmt For For For
3 Elect REN Zhijun Mgmt For For For
4 Withdrawal of 2015 Mgmt For For For
Private Placement
Application
________________________________________________________________________________
Tongfang Guoxin Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 05/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Elect GAO Qiquan Mgmt For For For
9 Elect ZHENG Bo as Mgmt For Against Against
Supervisor
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
12 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Board
Meetings
13 Financial Service Mgmt For Against Against
Agreement
________________________________________________________________________________
Tongfang Guoxin Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 11/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHAO Weiguo Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
WANDA CINEMA LINE CO. LTD
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 04/26/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Appointment of Auditor Mgmt For Against Against
9 Related Party Mgmt For For For
Transactions
10 Investment Plan Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 07/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Related Party Mgmt For For For
Transactions
3 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 08/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Rationale and Purpose Mgmt For For For
2 Scope of Participants Mgmt For For For
3 Source and Size of Mgmt For For For
Stock
Options
4 Allocation of Stock Mgmt For For For
Options
5 Valid Period of Plan, Mgmt For For For
Grant Date, Waiting
Period,
Exercise Date and
Lock-up
Period
6 Exercise Price and Mgmt For For For
Determination
7 Conditions and Terms Mgmt For For For
for Grant and
Exercise
8 Plan Adjustment Mgmt For For For
Methods and
Procedures
9 Accounting Treatment Mgmt For For For
10 Grant and Exercise Mgmt For For For
Procedures
11 Rights and Obligations Mgmt For For For
of the Company
and
Participants
12 Changes and Mgmt For For For
Termination of
Incentive
Plan
13 Establishment of Mgmt For For For
Administrative
Measures for
2015
Stock Option Incentive
Plan
14 Board Authorization to Mgmt For For For
Implement 2015 Stock
Option
Incentive Plan
________________________________________________________________________________
Wangsu Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 03/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Range of Participants Mgmt For For For
3 Source and Size of Mgmt For For For
Shares
4 Results of Distribution Mgmt For For For
5 Validity, Grant Date, Mgmt For For For
Waiting Period,
Vesting Date, and
Lock-up
Period
6 Exercise Price or Mgmt For For For
Method of Determining
Exercise
Price
7 Conditions for Mgmt For For For
Granting and
Exercising
Rights
8 Plan's Adjustment Mgmt For For For
Method and
Procedure
9 Accounting Treatment Mgmt For For For
10 Plan Implementation Mgmt For For For
and Exercising
Procedures
11 Participants' Rights Mgmt For For For
and
Obligations
12 Arrangements for Mgmt For For For
Unusual
Situations
13 Establishment of Mgmt For For For
Assessment Measures
for Performance
Assessment and
Management
14 Board Authorization to Mgmt For For For
Implement Stock
Options
Plan
________________________________________________________________________________
Wangsu Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 04/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Amendments to Articles Mgmt For For For
8 Increase of Idle Fund Mgmt For For For
Investment in Wealth
Management
Products
9 Increase of Raised Mgmt For For For
Fund Investment in
Wealth Management
Products
________________________________________________________________________________
Wangsu Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 11/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification to Mgmt For For For
Employee Stock
Ownership
Plan
________________________________________________________________________________
Wangsu Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 12/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capital Increase Mgmt For Abstain Against
3 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
4 Continued Use of Idle Mgmt For For For
Funds for Investment
in Wealth Management
Products
5 Continued Use of Idle Mgmt For For For
Funds to Implement
Cash
Management
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 01/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Related Mgmt For For For
Party Transaction
Forecast
2 Leasing of Real Estate Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 05/11/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
6 Capital Increase in a Mgmt For For For
Wholly-owned
Subsidiary
7 Investment Scale and Mgmt For For For
Maximum Amount of
Losses of Securities
Proprietary
Business
8 Appointment of Auditor Mgmt For For For
9 Extension of Mgmt For For For
Authorization Period
of Short-term
Financing
Bills
10 Eligibility for Share Mgmt For For For
Issuance w/
Preemptive
Rights
11 Share Type and Par Mgmt For For For
Value
12 Issue Method Mgmt For For For
13 Basis, Ratio and Size Mgmt For For For
of
Issuance
14 Pricing Principle and Mgmt For For For
Price
15 Target Subscriber Mgmt For For For
16 Arrangement for Mgmt For For For
Undistributed
Profits
17 Issue Date Mgmt For For For
18 Underwriting Method Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Validity of Resolution Mgmt For For For
21 Special Account for Mgmt For For For
Raised
Funds
22 Feasibility Report on Mgmt For For For
Use of
Proceeds
23 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
24 Board Authorization to Mgmt For For For
Implement Share
Issuance
25 Shareholder Returns Mgmt For For For
Plan
26 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 05/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DUAN Yalin as Mgmt For For For
Independent
Director
2 Elect DENG Ying Mgmt For For For
3 Elect QIU Zhe Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 07/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size of Issuance Mgmt For For For
2 Bond Type and Maturity Mgmt For For For
3 Interest Rate and Mgmt For For For
Determination
Method
4 Use of Proceeds Mgmt For For For
5 Listing Market Mgmt For For For
6 Validity Period Mgmt For For For
7 Repayment Guarantee Mgmt For For For
Measures
8 Authorization Matters Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 09/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt Instrument:
Certificates of
Deposit
2 Authority to Give Mgmt For For For
Guarantees
3 Capital Increase in a Mgmt For For For
Wholly-owned
Subsidiary
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 09/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Annual Mgmt For For For
Cap and Loss Limit of
Proprietary
Investment
________________________________________________________________________________
Winning Health Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 04/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
10 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
11 Line of Credit and Mgmt For For For
Associated
Guarantees
12 Introduction of Mgmt For For For
Strategic Investor
for Subsidiary and
Waiver of Capital
Increase
Rights
________________________________________________________________________________
Winning Health Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 06/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For Abstain Against
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 01/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Waiver of Equity Stake Mgmt For For For
Purchasing
Right
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 02/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Purchase Plan
III
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase Plan
III
3 Authority to Give Mgmt For For For
Guarantees
4 Termination of Mgmt For For For
Employee Stock
Purchase Plan
II
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 07/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 07/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 08/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 10/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Withdrawal of Mgmt For For For
Application for
Private
Placement
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 12/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For Abstain Against
Guarantees (Letter of
Guarantee)
9 Authority to Give Mgmt For Abstain Against
Guarantees
10 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
11 Joint Establishment of Mgmt For For For
Wind Power Industry
Fund with CIF
(Beijing) Investment
Fund Management Co.,
Ltd.
12 Participation in Mgmt For For For
Formation of Asset
Management Company
and Fund as Limited
Partner
13 Signing of Cooperation Mgmt For For For
Agreement of Risk
Sharing
System
14 Participation in Mgmt For For For
Establishing Tianrun
Dongfang Clean Energy
Fund (Limited
Partnership) by
Beijing Tianrun New
Energy Investment
Co.,
Ltd.
15 Report on Use of Mgmt For For For
Proceeds
16 Elect WU Gang Mgmt For Against Against
17 Elect WANG Haibo Mgmt For For For
18 Elect CAO Zhigang Mgmt For For For
19 Elect YU Shengjun Mgmt For Against Against
20 Elect ZHAO Guoqing Mgmt For For For
21 Elect FENG Wei Mgmt For For For
22 Elect YANG Xiaosheng Mgmt For For For
23 Elect LUO Zhenbang Mgmt For For For
24 Elect Christopher F. Mgmt For For For
Lee
25 Elect WANG Mengqiu as Mgmt For Against Against
Supervisor
26 Elect WANG Shiwei as Mgmt For For For
Supervisor
27 Elect LUO Jun as Mgmt For Against Against
Supervisor
28 Directors' Fees Mgmt For For For
29 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 01/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Registration and Issue Mgmt For For For
of Medium-term
Notes
3 Participation in Mgmt For For For
Private Placement of
Sinoma Science &
Technology Co.,
Ltd.
4 Continuing Connected Mgmt For For For
Transactions
5 Product Sales Mgmt For For For
Framework
Agreement
6 Elect ZHAO GUOQING Mgmt For For For
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 02/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from China
Development
Bank
2 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from
Industrial and
Commercial Bank of
China
3 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from
Agricultural Bank of
China
4 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from Bank of
China
5 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from China
Construction
Bank
6 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from Bank of
Communications
7 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from
Industrial
Bank
8 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from Hua Xia
Bank
9 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from China
Merchants
Bank
10 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from China
Everbright
Bank
11 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from China
Guangfa
Bank
12 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from The
Export-Import Bank of
China
13 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from Postal
Savings Bank of
China
14 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from China
CITIC
Bank
15 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical for Line of
Credit from Bank of
Beijing
16 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Huatai Heavy
Chemical for Line of
Credit from Bank of
Communications
17 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Huatai Heavy
Chemical for Line of
Credit from
Industrial
Bank
18 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Huatai Heavy
Chemical for Line of
Credit from China
Merchants
Bank
19 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Huatai Heavy
Chemical for Line of
Credit from
Industrial and
Commercial Bank of
China
20 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Huatai Heavy
Chemical for Line of
Credit from Hua Xia
Bank
21 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Huatai Heavy
Chemical for Line of
Credit from China
CITIC
Bank
22 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Mining Co., Ltd. for
Line of Credit from
from China CITIC
Bank
23 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Mining Co., Ltd. for
Line of Credit from
Industrial
Bank
24 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical Fukang
Energy Limited for
Line of Credit from
Industrial
Bank
25 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical Fukang
Energy Limited for
Line of Credit from
China Merchants
Bank
26 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Chemical Fukang
Energy Limited for
Line of Credit from
China CITIC
Bank
27 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Import and Export
Trade Co., Ltd. for
Line of Credit From
Bank of
China
28 Xinjiang Zhongtai Mgmt For Against Against
Import and Export
Trade Co., Ltd. for
Line of Credit From
Hua Xia
Bank
29 Authority to Give Mgmt For Against Against
Guarantees To
Zhongtai
International
Development (Hong
Kong) for Line of
Credit From Bank of
Communications
30 Authority to Give Mgmt For Against Against
Guarantees To
Zhongtai
International
Development (Hong
Kong) From
Agricultural Bank of
China
31 Authority to Give Mgmt For Against Against
Guarantees to Beijing
ZhongTai Qi
Li
International Trade
Co.,
Ltd.
32 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Financial Leasing
Co.,
Ltd.
33 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Zhongtai
Financial Leasing
Co., Ltd. For Line of
Credits from China
Merchants
Bank
34 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Fulida Fiber
Co., Ltd. For Line of
Credits from China
CITIC
Bank
35 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Fulida Fiber
Co., Ltd. For Line of
Credits from China
Construction
Bank
36 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Fulida Fiber
Co., Ltd. For Line of
Credits from
Industrial
Bank
37 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Fulida Fiber
Co., Ltd. For Line of
Credits from
Agricultural Bank of
China
38 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Fulida Fiber
Co., Ltd. For Line of
Credits from The
Export-Import Bank of
China
39 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Fulida Fiber
Co., Ltd. For Line of
Credits from Hua Xia
bank
40 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Fulida Fiber
Co., Ltd. For Line of
Credits from China
Merchants
Bank
41 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Fulida Fiber
Co., Ltd. For Line of
Credits from
Agricultural
Development Bank of
China
42 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Fulida Fiber
Co., Ltd. For Line of
Credits from Bank of
Communications
43 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Fulida Fiber
Co., Ltd. For Line of
Credits from China
Guangfa
Bank
44 Approval of Acceptance Mgmt For For For
Bills
45 Approval to Offer Mgmt For Abstain Against
Financial Aid of RMB
1
Billion
46 Approval to Offer Mgmt For Abstain Against
Financial Aid of RMB
220
Million
47 Approval to Offer Mgmt For Abstain Against
Financial Aid of RMB
35
million
48 Approval to Offer Mgmt For Abstain Against
Financial Aid of RMB
36
million
49 Approval to Offer Mgmt For Abstain Against
Financial Aid of RMB
50
million
50 Approval to Offer Mgmt For Abstain Against
Financial Aid of RMB
34
million
51 Fixed Assets Losses of Mgmt For For For
the
Company
52 Authority to Give Mgmt For Against Against
Guarantees For
Investment
Project
53 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 03/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Financing
Billis
2 Approval of Financial Mgmt For For For
Aid
3 Measures for Diluted Mgmt For For For
Current
Earnings
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 04/12/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For Against Against
8 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 05/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
2 For Xinjiang Fulida Mgmt For Against Against
Fiber Co.,
Ltd.
3 For Bazhou Jinfute Mgmt For Against Against
Yarn Co.,
Ltd.
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 07/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Project Mgmt For For For
Construction
2 Authority for Credit Mgmt For For For
Application to China
Export-Import
Bank
3 Authority for Credit Mgmt For For For
Application to Urumqi
branch of Bank of
East
Asia
4 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary's Credit
Application to the
China Import and
Export Bank Xinjiang
Branch
5 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary's Credit
Application to the
Industrial and
Commercial Bank of
China
6 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary's Credit
Application to
Agricultural Bank of
China Hong Kong
Branch
7 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary's Credit
Application to The
Bank of East
Asia
8 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary's Credit
Application to Bank
of China Hong Kong
Branch
9 Authority to Give Mgmt For Against Against
Guarantees for
Issuance of Debt
Instruments by
Xinjiang Fulida Co.,
Ltd.
10 Approval of Financial Mgmt For For For
Aid
11 Authority to Issue Mgmt For For For
Perpetual
Bonds
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 08/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment Mgmt For Abstain Against
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Issue Mgmt For For For
Long-term and
Medium-term
Notes
4 Amendments to Mgmt For Abstain Against
Administrative
Measures for
Disclosures
5 Provision of Financial Mgmt For For For
Aid
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 08/26/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Establishment of Mgmt For For For
Xinjiang Zhongtai
Electric Power Co.,
Ltd.
3 Establishment of Mgmt For For For
Khorgas Zhongtai
Financial Leasing
Co.,
Ltd.
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 09/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Approval to Offer Mgmt For For For
Financial
Aid
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 11/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Postponement of Mgmt For For For
Trading
Resumption
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 11/19/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Financial Mgmt For For For
Aid
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 12/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Purchase Via Share
Offering and
Auxiliary Fund
Raising
2 Transaction Plan and Mgmt For For For
Method
3 Transaction Mgmt For For For
Counterpart and
Target
Assets
4 Transaction Price Mgmt For For For
5 Transaction Method Mgmt For For For
6 Payment Period Mgmt For For For
7 Issuance Method and Mgmt For For For
Targets
8 Stock Type and Par Mgmt For For For
Value
9 Pricing Principal and Mgmt For For For
Issuance
Price
10 Size of Issuance Mgmt For For For
11 Lock-up Period Mgmt For For For
12 Listing Market Mgmt For For For
13 Attribution of Profits Mgmt For For For
and Losses during
Transitional
Period
14 Auxiliary Fund: Mgmt For For For
Issuance Targets and
Method
15 Auxiliary Fund: Mgmt For For For
Pricing Benchmark
Date, Basis and
Issuance
Price
16 Auxiliary Fund: Size Mgmt For For For
of
Issuance
17 Auxiliary Fund: Mgmt For For For
Lock-up
Period
18 Auxiliary Fund: Use of Mgmt For For For
Raised
Funds
19 Auxiliary Fund: Mgmt For For For
Accumulated Retained
Profit Arrangement
Scheme
20 Auxiliary Fund: Mgmt For For For
Validity
Period
21 Asset Purchase Mgmt For For For
Constitution of
Connected
Transaction
22 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
23 Compliance with Mgmt For For For
Article 43 Clause 2
of Provisions on
Issues of Listed
Companies' Major
Assets
Restructuring
24 Report on Connected Mgmt For For For
Transactions Involved
in Asset Purchase and
its
Summary
25 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
26 Conditional Agreements Mgmt For For For
for Asset
Purchase
27 Supplementary Mgmt For For For
Agreements for Asset
Purchase
28 Signing of Asset Mgmt For For For
Purchase Related
Agreements with
Zhongtai Group Co.,
Ltd.
29 Signing of Asset Mgmt For For For
Purchase Related
Agreements with
Xinjiang Zhongtai
Chemical Co.,
Ltd.
30 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
31 Statement Regarding Mgmt For For For
the Compliance and
Completeness of
Submitted Legal
Documents
32 Report on Deposit and Mgmt For For For
Use of Raised
Funds
33 Board Authorization to Mgmt For For For
Implement Asset
Purchase
34 CAPITAL INCREASE IN A Mgmt For For For
SUBSIDIARY
35 Approval of Line of Mgmt For For For
Credit
36 Transactions with Mgmt For For For
Urumqi Central Peng
Limited
37 Transactions with Mgmt For For For
Xinjiang New Energy
Metallurgical and
Chemical
Corporation
38 Transactions with Mgmt For For For
Xinjiang Lantian
Petrochemical
Logistics Co.,
Ltd.
39 Transactions with Mgmt For For For
Xinjiang Zhongtai
Group Engineering
Co.,
Ltd.
40 Transactions with Mgmt For For For
Xinjiang Railway
Zhong Tai Logistics
Company
Limited
41 Transactions with Mgmt For For For
Xinjiang Zhongtai
(Group) Co., Ltd.
Company
42 Real Estate Leasing Mgmt For For For
Agreement
________________________________________________________________________________
Xizang Haisco Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002653 CINS Y9726U100 04/15/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Annual Report Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Allocation of Profits Mgmt For For For
and
dividends
6 Supervisors' Report Mgmt For For For
7 Change of Company Mgmt For For For
Address and
Amendments to
Articles
8 Investment in Mgmt For For For
Principal-Protected
Wealth Management
Products
9 Investment in Mgmt For For For
Fixed-income Wealth
Management
Products
________________________________________________________________________________
Xizang Haisco Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002653 CINS Y9726U100 06/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Modification of Mgmt For For For
Business
Scope
3 Amendments to Articles Mgmt For For For
4 Authority to Give Mgmt For For For
Guarantees
5 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
Xizang Haisco Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002653 CINS Y9726U100 07/16/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Joint Mgmt For For For
Venture
3 Capital Injection into Mgmt For For For
Wholly-owned
Subsidiary
4 Change of Company Name Mgmt For For For
and Business
Scope
5 Approval of Haisco Mgmt For For For
Holdings
Limited
________________________________________________________________________________
Xizang Haisco Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002653 CINS Y9726U100 07/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For Against Against
Repurchase
Shares
3 Approve to Increase Mgmt For For For
Repurchase
Price
4 Elect WANG Xuemin Mgmt For For For
________________________________________________________________________________
Xizang Haisco Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002653 CINS Y9726U100 11/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of Business Mgmt For For For
Scope
________________________________________________________________________________
Yantai Jereh Oilfield Services Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002353 CINS Y9729Z106 01/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Paper
2 Authority to Issue Mgmt For For For
Medium-term
Note
________________________________________________________________________________
Yantai Jereh Oilfield Services Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002353 CINS Y9729Z106 05/06/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Approval for Line of Mgmt For For For
Credit
7 Approval of Foreign Mgmt For For For
Exchange Hedging
Business
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Replenish Working Mgmt For For For
Capital with Idle
Funds
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
YGsoft Inc.
Ticker Security ID: Meeting Date Meeting Status
002063 CINS Y29316109 01/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
2 Elect LI Sheng as Mgmt For For For
Independent
Director
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
YGsoft Inc.
Ticker Security ID: Meeting Date Meeting Status
002063 CINS Y29316109 05/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Elect XIANG Wanhong as Mgmt For For For
Director
________________________________________________________________________________
Zhangzidao Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002069 CINS Y1967F108 08/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan Participants and Mgmt For For For
Scope
2 Source and Size of Mgmt For For For
Distribution
3 Results of Distribution Mgmt For For For
4 Validity Period, Grant Mgmt For For For
Date, Vesting Date,
and Lock-up
Period
5 Exercise Price Mgmt For For For
6 Conditions for Mgmt For For For
Granting and
Exercising
Options
7 Accounting Treatment Mgmt For For For
and Impact on Company
Performance
8 Procedures for Plan Mgmt For For For
Adjustment
9 Procedures for Mgmt For For For
Granting and
Exercising
10 Rights and Obligations Mgmt For For For
for Company and Plan
Participants
11 Adjustment, Mgmt For For For
Termination and Other
Matters
12 Implementation and Mgmt For For For
Appraisal Management
Measures for the
Stock Option
Plan
13 Board Authorization to Mgmt For For For
Implement Stock
Option
Plan
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhefu Holding Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002266 CINS Y988AR108 05/19/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees for Line
of
Credit
8 Elect HE Da'an Mgmt For For For
________________________________________________________________________________
Zhefu Holding Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002266 CINS Y988AR108 09/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
I
2 Amendments to Articles Mgmt For For For
II
3 Eligibility for Mgmt For Against Against
Issuance of Corporate
Bonds
4 Size of Issuance Mgmt For Against Against
5 Maturity Mgmt For Against Against
6 Coupon Rate and Mgmt For Against Against
Determination
7 Offering Method Mgmt For Against Against
8 Allocation to Existing Mgmt For Against Against
Shareholders
9 Use of Proceeds Mgmt For Against Against
10 Guarantee Arrangements Mgmt For Against Against
11 Listing Place Mgmt For Against Against
12 Payment Guarantee Mgmt For Against Against
Measures
13 Validity Period of Mgmt For Against Against
Resolution
14 Board Authorization to Mgmt For Against Against
Implement Corporate
Bonds
Issuance
15 Authority to Issue Mgmt For Against Against
Debt Instruments via
Private
Placement
________________________________________________________________________________
Zhefu Holding Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002266 CINS Y988AR108 12/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Transfer Mgmt For For For
Agreement
2 Acquisition of Equity Mgmt For For For
Stake
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 03/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors and Mgmt For For For
Supervisors'
Fees
7 Appointment of Auditor Mgmt For Against Against
8 Amendaments of Funds Mgmt For For For
Raising
9 Forward foreign Mgmt For For For
exchange
transactions
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For For For
Guarantees
12 Related Party Mgmt For For For
Transactions
13 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 08/07/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Establishment of Mgmt For For For
Company with
Controlling
Shareholder
2 Employee Stock Mgmt For For For
Ownership Plan Phase
2
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
4 Election of SONG Ke as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 09/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation in Stock Mgmt For For For
Expansion of Hangzhou
Tecomore Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 10/15/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture: Mgmt For For For
Establishment of
Zhejiang Huashi
Zhixin Technology
Co.,
Ltd.
2 Joint Venture: Mgmt For For For
Establishment of
Hangzhou Huateng
Network Technology
Co.,
Ltd.
3 Joint Venture: Mgmt For For For
Establishment of
Zhejiang Zhuohang
Technology Co.,
Ltd.
________________________________________________________________________________
Zhejiang Dian Diagnostics Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 01/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Valid Mgmt For For For
Period of Non-Public
Share
offering
3 Extension Of Validity Mgmt For For For
Period of Board
Authorization
4 Amendments to Articles Mgmt For For For
5 Strategic Acquisition Mgmt For Abstain Against
6 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Dian Diagnostics Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 04/22/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees and Mgmt For For For
Senior Management's
Remuneration
9 Supervisors' Mgmt For For For
Remuneration
10 Approval of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
11 Related Party Mgmt For For For
Transactions
12 Amendments to Articles Mgmt For For For
13 Authority to Issue Mgmt For For For
Medium-term
Note
14 Board Authorization to Mgmt For For For
Implement Medium-term
Note
15 Authority to Issue Mgmt For For For
Super & Short-term
Commercial
Paper
16 Board Authorization to Mgmt For For For
Implement Super &
Short-term Commercial
Paper
________________________________________________________________________________
Zhejiang Dian Diagnostics Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 05/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Type and Term of Bonds Mgmt For For For
5 Interest Rates Mgmt For For For
6 Guarantee Arrangement Mgmt For For For
7 Redemption or Resale Mgmt For For For
Provisions
8 Use of Proceeds Mgmt For For For
9 Special Account for Mgmt For For For
Raised
Funds
10 Method of Issuance Mgmt For For For
11 Subscriber and Mgmt For For For
Treatment of the
Company's
Shareholders
12 Listing Market Mgmt For For For
13 Creditworthiness and Mgmt For For For
Repayment Guarantee
Measure
14 Validity of Resolution Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement Bonds
Issuance
________________________________________________________________________________
Zhejiang Dun'an Artificial Environment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002011 CINS Y9889T106 08/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Dun'an Artificial Environment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002011 CINS Y9889T106 10/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the Mgmt For For For
Validity Period of
Private
Placement
2 Amendment to the Board Mgmt For For For
Authorization for
Private
Placement
3 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 02/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FU Meicheng Mgmt For For For
2 Elect ZHAO Yifang Mgmt For For For
3 Elect Jin Qian Mgmt For For For
4 Elect WU Fan Mgmt For For For
5 Elect SHEN Menghui Mgmt For For For
6 Elect CHENG Huifang Mgmt For For For
7 Elect WANG Chuan Mgmt For For For
8 Elect SHEN Lanying Mgmt For For For
9 Elect SHENTU Xindong Mgmt For Against Against
10 Independent Directors' Mgmt For For For
Fees
11 Amendments to Articles Mgmt For For For
12 Approval of Line of Mgmt For For For
Credit
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 04/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Auditor's report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 06/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Targets of Mgmt For For For
Subscription and
Placement
Arrangements for
Shareholders
4 Method of Issuance Mgmt For For For
5 Type and Maturity Mgmt For For For
6 Interest Rates and Its Mgmt For For For
Determination
7 Use of Proceeds Mgmt For For For
8 Guarantee Arrangement Mgmt For For For
9 Repayment Guarantee Mgmt For For For
Measures
10 Listing Market Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Bond
Issuance
13 Transfer of Assets Mgmt For For For
14 Increase in Capital Mgmt For For For
and Amendments to
Articles
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 11/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Extend Mgmt For For For
Validity Period of
Resolution for
Private
Placement
2 Approval to Extend Mgmt For For For
Board Authorization
for Private Placement
Implementation
________________________________________________________________________________
Zhejiang NHU Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 05/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect CHEN Xuecao as Mgmt For Against Against
Supervisor
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang NHU Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 07/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Zhejiang Wanma Cable Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002276 CINS Y9893H106 03/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
2 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
________________________________________________________________________________
Zhejiang Wanma Cable Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002276 CINS Y9893H106 04/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Size of Issuance Mgmt For For For
5 Issuance Targets Mgmt For For For
6 Lock-up Period Mgmt For For For
7 Issuance Price and Mgmt For For For
Benchmark
Date
8 Listing Market Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Allocation of Mgmt For For For
Undistributed
Profits
11 Validity of Resolution Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Private
Placement
13 Preliminary Plan for Mgmt For For For
Private Placement
Issuance
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Measures for Diluted Mgmt For For For
Immediate
Returns
16 Commitments of Mgmt For For For
Management for
Dilution Remedial
Measures
17 Withdrawal of 2015 Mgmt For For For
Application for
Private
Placement
________________________________________________________________________________
Zhejiang Wanma Cable Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002276 CINS Y9893H106 05/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Mandate for Power Mgmt For For For
Limit of 2016 Bank
Financing
8 Authority to Give Mgmt For For For
Guarantees
9 Appointment of Auditor Mgmt For For For
10 Cash Management with Mgmt For For For
Idle
Funds
11 Report for Previously Mgmt For For For
Raised
Funds
12 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Fund
Management
System
13 Constitution of Mgmt For Abstain Against
Procedural Rules:
Management System for
Power Limit of Major
Events
________________________________________________________________________________
Zhejiang Yasha Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002375 CINS Y9893W103 01/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For Against Against
Stock Purchase
Plan
2 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Purchase
Plan
3 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Zhejiang Yasha Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002375 CINS Y9893W103 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors', Mgmt For For For
Supervisors' and
Executives'
Compensation
7 Related Party Mgmt For For For
Transactions
8 Approval of Line of Mgmt For For For
Credit
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Replenish Working Mgmt For For For
Capital with Suplus
Funds
12 Elect DING Haifu Mgmt For For For
13 Elect WANG Wenguang Mgmt For For For
14 Elect DING Xinxin Mgmt For For For
15 Elect ZHANG Wei Mgmt For For For
16 Elect WU Qingyi Mgmt For For For
17 Elect DING Zecheng Mgmt For For For
18 Elect DAI Yijun Mgmt For For For
19 Elect LI Bingren Mgmt For For For
20 Elect GU Yunchang Mgmt For For For
21 Elect WANG Xiangyao Mgmt For For For
22 Elect WANG Li Mgmt For For For
23 Independenet Mgmt For For For
Directors'
Fees
24 Elect WANG Zhen as Mgmt For Against Against
Supervisor
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Yasha Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002375 CINS Y9893W103 08/03/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
to Comply with
Increase in
Registered Capital
from Equity Incentive
Plan
2 Amendments to Articles Mgmt For For For
to Comply with
Increase in
Registered Capital
from Profit
Distribution
3 Employee Stock Mgmt For For For
Ownership Plan Phase
2
4 Establishment of Mgmt For For For
Administrative
Measures for Employee
Stock Ownership Plan
Phase
2
5 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 01/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of Business Mgmt For For For
Scope
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 03/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Modification of the Mgmt For For For
Impementation Body of
the Project Invested
with Raised
Funds
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 04/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Abandonment of Mgmt For For For
Preemptive Purchasing
Rights for Equity in
a
Subsidiary
2 Elect ZHONG Suming as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 06/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 08/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Increase in Authorized Mgmt For For For
Capital
3 Expansion of Business Mgmt For For For
Scope
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
6 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 09/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Authority to Give Mgmt For For For
Guarantees to Zhuhai
Hengyuan Financial
Leasing
3 Authority to Give Mgmt For For For
Guarantees to Zhuhai
Hejia Taiji Medical
Equipment
Engineering
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 10/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cede of Preemptive Mgmt For For For
Rights in Capital
Increase of a
Subsidiary
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 11/11/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Zoneco Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002069 CINS Y1967F108 09/02/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Eligibility for Mgmt For For For
Private
Placement
3 Share Type and Par Mgmt For For For
Value
4 Offering Method Mgmt For For For
5 Size of Issuance, Mgmt For For For
Target Investors and
Subscription
Method
6 Offering Price and Mgmt For For For
Pricing
Principles
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Dividend Arrangements Mgmt For For For
for Undistributed
Profits
11 Valid Period of Mgmt For For For
Resolution
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Subscription Agreement Mgmt For For For
with Pingan Da Hua
Fund Management
Ltd.
14 Subscription Agreement Mgmt For For For
with Shenzhen Huai
Zhen Asset Management
Ltd.
15 Subscription Agreement Mgmt For For For
with Shanghai Long
Hua Hui Investment
Management
Ltd.
16 Subscription Agreement Mgmt For For For
with Hangzhou Hua
Hong Hu Tai
Investment Management
Partnership (Limited
Partnership)
17 Subscription Agreement Mgmt For For For
with Hangzhou Hua
Hong He Tai
Investment Management
Partnership (Limited
Partnership)
18 Subscription Agreement Mgmt For For For
with Shanghai Fu
Cheng Hai Fu Tong
Asset Management
Ltd.
19 Feasibility Report on Mgmt For For For
Use of
Proceeds
20 Board Authorization to Mgmt For For For
Implement Private
Placement
Fund Name : VanEck Vectors Coal ETF
________________________________________________________________________________
Aurizon Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AZJ CINS Q0695Q104 11/12/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John D. Cooper Mgmt For For For
3 Re-elect Karen Field Mgmt For For For
4 Elect Samantha Lewis Mgmt For For For
5 Elect Timothy M. Poole Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Lance
Hockridge)
7 REMUNERATION REPORT Mgmt For For For
________________________________________________________________________________
Bogdanka PDA SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 02/23/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Changes in Supervisory Mgmt For Abstain Against
Board
Composition
7 Transaction of Other Mgmt For Against Against
Business
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bogdanka PDA SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 04/12/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Amendments to Articles Mgmt For Against Against
7 Transaction of Other Mgmt For Against Against
Business
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bogdanka PDA SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 06/22/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
8 Presentation of Motion Mgmt For For For
Regarding Coverage of
Loss
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Financial Statements Mgmt For For For
11 Management Board Report Mgmt For For For
12 Financial Statements Mgmt For For For
(Consolidated)
13 Management Board Mgmt For For For
Report
(Consolidated)
14 Ratification of Mgmt For For For
Management Board
Acts
15 Supervisory Board Mgmt For For For
Report
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Coverage of Loss Mgmt For For For
18 Transaction of Other Mgmt For Against Against
Business
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bogdanka PDA SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 10/15/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Amendments to Articles Mgmt For Against Against
7 Transaction of Other Mgmt For Against Against
Business
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bogdanka PDA SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 11/16/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Supervisory Board Mgmt For Abstain Against
Members'
Fees
7 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
8 Transaction of Other Mgmt For Against Against
Business
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 06/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Revised Annual Caps of Mgmt For For For
Connected
Transactions
10 Amendments to Mgmt For For For
Articles: Scope of
Business
11 Amendments to Mgmt For For For
Articles: Audit
Committee
12 Authority to Issue Mgmt For For For
Debt
Instruments
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 10/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantee to
Zhongtian Synergetic
Energy
4 Authority to Give Mgmt For For For
Joint Liability
Guarantee
5 Fees of Directors and Mgmt For For For
Supervisors
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Final Mgmt For For For
Dividend
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Mutual Coal Supply Mgmt For For For
Agreement
10 Mutual Supplies and Mgmt For For For
Services
Agreement
11 Financial Services Mgmt For For For
Agreement
12 Elect DI Dong Mgmt For For For
13 Elect ZHAO Jibin Mgmt For For For
14 Elect ZHOU Dayu as Mgmt For Against Against
Supervisor
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cloud Peak Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CLD CUSIP 18911Q102 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick Condon Mgmt For For For
2 Elect William F. Owens Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2009 Mgmt For For For
Long Term Incentive
Plan
6 Re-approval of the Mgmt For For For
2009 Long Term
Incentive Plan for
the Purposes of
Section
162(m)
7 Declassification of Mgmt For For For
the
Board
________________________________________________________________________________
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nicholas J. Mgmt For For For
Deluliis
1.2 Elect Alvin R. Mgmt For For For
Carpenter
1.3 Elect William E. Davis Mgmt For For For
1.4 Elect Maureen Mgmt For For For
Lally-Green
1.5 Elect Gregory A. Lanham Mgmt For For For
1.6 Elect Bernard Lanigan, Mgmt For For For
Jr.
1.7 Elect John T. Mills Mgmt For For For
1.8 Elect Joseph P. Platt Mgmt For For For
1.9 Elect William P. Powell Mgmt For For For
1.10 Elect Edwin S. Mgmt For For For
Robertson
1.11 Elect William N. Mgmt For For For
Thorndike,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Equity Incentive
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/26/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Monhla W. Hlahla Mgmt For For For
2 Elect Saleh Mayet Mgmt For For For
3 Elect Mxolisi Mgojo Mgmt For For For
4 Re-elect Vincent Mgmt For For For
Mntambo
5 Re-elect Fazel Randera Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Constantinus
Fauconnier)
7 Elect of Audit Mgmt For For For
Committee Member
(Vuyisa
Nkonyeni)
8 Elect Audit Committee Mgmt For For For
Member (Jeffrey van
Rooyen)
9 Elect Social and Mgmt For For For
Ethics Committee
Member (Salukazi
Dakile-Hlongwane)
10 Elect Social and Mgmt For For For
Ethics Committee
Member (Constatinus
Fauconnier)
11 Elect Social and Mgmt For For For
Ethics Committee
Member (Fazel
Randera)
12 Approve Remuneration Mgmt For For For
Policy
13 Amendment to the 2006 Mgmt For For For
Long-Term Incentive
Plan
14 Amendment to the 2006 Mgmt For For For
Deferred Bonus
Plan
15 Appointment of Auditor Mgmt For For For
16 Authorisation of Legal Mgmt For For For
Formalities
17 Approve NEDs' Fees Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Approve Financial Mgmt For For For
Assistance (Section
44)
20 Approve Financial Mgmt For For For
Assistance (Section
45)
________________________________________________________________________________
FreightCar America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAIL CUSIP 357023100 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Gehl Mgmt For For For
1.2 Elect Andrew B. Schmitt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOY CUSIP 481165108 03/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward L. Doheny Mgmt For For For
II
1.2 Elect Steven L. Gerard Mgmt For Withhold Against
1.3 Elect Mark J. Gliebe Mgmt For For For
1.4 Elect John T. Gremp Mgmt For Withhold Against
1.5 Elect John N. Hanson Mgmt For Withhold Against
1.6 Elect Gale E. Klappa Mgmt For Withhold Against
1.7 Elect Richard B. Loynd Mgmt For Withhold Against
1.8 Elect P. Eric Siegert Mgmt For Withhold Against
1.9 Elect James H. Tate Mgmt For Withhold Against
2 Approval of the 2016 Mgmt For For For
Omnibus Incentive
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
________________________________________________________________________________
National United Resources Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
0254 CINS Y1500P126 04/25/2016 Voted
Meeting Type Country of Trade
Ordinary Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Renewal of Authority Mgmt For For For
to Issue Shares w/o
Preemptive
Rights
________________________________________________________________________________
National United Resources Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
0254 CINS Y1500P126 06/29/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LI Hui Mgmt For For For
5 Elect TIAN Songlin Mgmt For For For
6 Elect YANG Liu Mgmt For For For
7 Elect ZHANG Tianmin Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
New Hope Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
NHC CINS Q66635105 11/19/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Re-elect Robert D. Mgmt For Against Against
Millner
4 Re-elect William H. Mgmt For For For
Grant
5 Elect Shane Stephan Mgmt For For For
6 Elect Todd Barlow Mgmt For Against Against
7 Equity Grant (MD/CEO Mgmt For For For
Shane
Stephan)
________________________________________________________________________________
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 09/16/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Stock Split Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/18/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
(Slate)
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 08/13/2015 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 08/13/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Indo Tambangraya Megah Tbk
Ticker Security ID: Meeting Date Meeting Status
ITMG CINS Y71244100 03/28/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
profits/dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For For For
and Commissioners
(Slate)
6 Use of IPO Proceeds Mgmt For For For
________________________________________________________________________________
Raspadskaya Oao
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 05/20/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Elena V. Gordeeva Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Amendments to Articles Mgmt For Abstain Against
6 Directors' Fees Mgmt For Abstain Against
7 Board Size Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Ilya M. Lifshits Mgmt For Abstain Against
10 Elect Olga A. Mgmt For Abstain Against
Pokrovskaja
11 Elect John Terry Mgmt For For For
Robinson
12 Elect Sergey S. Mgmt For Abstain Against
Stepanov
13 Elect Eric Stoyle Mgmt For For For
14 Elect Pavel S. Tatyanin Mgmt For Abstain Against
15 Elect Alexander V. Mgmt For Abstain Against
Frolov
________________________________________________________________________________
Semirara Mining and Power Corporation
Ticker Security ID: Meeting Date Meeting Status
SCC CINS Y7628G112 05/02/2016 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call to Order and Mgmt For For For
Proof of
Notice
3 CERTIFICATION OF QUORUM Mgmt For For For
4 Meeting Minutes Mgmt For For For
5 Management's Report Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
8 Elect Isidro A. Mgmt For For For
Consunji
9 Elect Victor A. Mgmt For Against Against
Consunji
10 Elect Jorge A. Consunji Mgmt For For For
11 Elect Herbert M. Mgmt For For For
Consunji
12 Elect Cesar A. Mgmt For For For
Buenaventura
13 Elect Cristina C. Mgmt For For For
Gotianun
14 Elect Edwina C. Laperal Mgmt For Against Against
15 Elect Josefa Consuelo Mgmt For Against Against
C.
Reyes
16 Elect George G. San Mgmt For For For
Pedro
17 Elect Victor C. Mgmt For For For
Macalincag
18 Elect Rogelio M. Murga Mgmt For Against Against
19 ADJOURNMENT Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shougang Fushan Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
0639 CINS Y7760F104 06/29/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Tony LEUNG Shun Mgmt For For For
Sang
6 Elect KEE Wah Sze Mgmt For For For
7 Elect CHOI Wai Yin Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
SunCoke Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew D. Africk Mgmt For For For
2 Elect Robert A. Peiser Mgmt For For For
3 Elect John W. Rowe Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tambang Batubara Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 04/14/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Release of Post-Mining Mgmt For For For
Land to the City
Government of
Sawahlunto
7 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
Teck Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TCK CUSIP 878742204 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mayank M. Ashar Mgmt For For For
1.2 Elect Quan Chong Mgmt For For For
1.3 Elect Jack L. Cockwell Mgmt For For For
1.4 Elect Laura L. Mgmt For For For
Dottori-Attanasio
1.5 Elect Edward C. Dowling Mgmt For For For
1.6 Elect Eiichi Fukuda Mgmt For For For
1.7 Elect Norman B. Keevil Mgmt For For For
1.8 Elect Norman B. Keevil Mgmt For For For
III
1.9 Elect Takeshi Kubota Mgmt For For For
1.10 Elect Donald R. Lindsay Mgmt For For For
1.11 Elect Tracey L. McVicar Mgmt For For For
1.12 Elect Kenneth W. Mgmt For For For
Pickering
1.13 Elect Warren S.R. Mgmt For For For
Seyffert
1.14 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/25/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Westshore Terminals Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
WTE CINS 96145A200 06/21/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect William W. Mgmt For For For
Stinson
3 Elect M. Dallas H. Ross Mgmt For Against Against
4 Elect Gordon Gibson Mgmt For For For
5 Elect Michael J. Mgmt For Against Against
Korenberg
6 Elect Brian Canfield Mgmt For For For
7 Elect Doug Souter Mgmt For For For
8 Elect Glen Clark Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Whitehaven Coal Limited
Ticker Security ID: Meeting Date Meeting Status
WHC CINS Q97664108 10/30/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For Against Against
3 Equity Grant (MD/CEO Mgmt For For For
Paul
Flynn)
4 Elect Julie Beeby Mgmt For For For
5 Re-elect John C. Conde Mgmt For For For
6 Re-elect Tony Haggarty Mgmt For For For
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CUSIP 984846105 06/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Liability Insurance Mgmt For For For
7 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
8 Equity Transfer Mgmt For For For
Agreement
9 Provision of Credit Mgmt For For For
Facility Services and
Approval of Annual
Caps
10 Wanfu Mining Right Mgmt For For For
Transfer
Agreement
11 Capital Injection Mgmt For For For
12 Authority to Reduce Mgmt For For For
Registered Share
Capital
13 Authority to Issue Mgmt For For For
Debt
Instruments
14 Authority to Give Mgmt For For For
Guarantees
15 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase H
Shares
17 Elect LI Wei Mgmt For For For
18 Elect ZHAO Qingchun Mgmt For For For
19 Elect GUO Dechun Mgmt For For For
20 Elect QI Anbang Mgmt For For For
21 Elect MENG Qingjian as Mgmt For Against Against
Supervisor
22 Elect XUE Zhongyong as Mgmt For Against Against
Supervisor
23 Authority to Mgmt For For For
Repurchase H
Shares
Fund Name : VanEck Vectors Egypt Index ETF
________________________________________________________________________________
Amer Group Holding
Ticker Security ID: Meeting Date Meeting Status
AMER CINS M0989W100 03/12/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Dividends Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
10 Charitable Donations Mgmt For TNA N/A
11 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Amer Group Holding
Ticker Security ID: Meeting Date Meeting Status
AMER CINS M0989W100 07/16/2015 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Presentation of Reports Mgmt For TNA N/A
3 Authorization of Legal Mgmt For TNA N/A
Formalities (Internal
Restructuring)
4 Amendments to Articles Mgmt For TNA N/A
5 Netting Contracts Mgmt For TNA N/A
6 Authorization of Legal Mgmt For TNA N/A
Formalities (Listing
on
EGX)
________________________________________________________________________________
Arab Cotton Ginning
Ticker Security ID: Meeting Date Meeting Status
ACGC CINS M1359H103 09/30/2015 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Directors' Fees Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Charitable Donations Mgmt For TNA N/A
10 Related Party Mgmt For TNA N/A
Transactions
________________________________________________________________________________
Arabian Food Industries Co
Ticker Security ID: Meeting Date Meeting Status
DOMT CINS M1376L103 06/23/2016 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Global Depository
Receipts
3 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/11/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Josef El-Raghy Mgmt For For For
6 Elect Andrew M. Pardey Mgmt For For For
7 Elect Trevor Schultz Mgmt For For For
8 Elect Gordon E. Haslam Mgmt For For For
9 Elect Mark R. Arnesen Mgmt For For For
10 Elect Mark Bankes Mgmt For For For
11 Elect Kevin M. Mgmt For For For
Tomlinson
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/07/2016 Voted
Meeting Type Country of Trade
Mix Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Directors'
Report
2 Presentation of Mgmt For For For
Auditor's
Report
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For Abstain Against
Profits/Dividends;
Employee
Profit-Sharing
Plan
5 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
6 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
7 Charitable Donations Mgmt For For For
8 Presentation of Mgmt For For For
Information on
Committee Members'
Fees
9 Changes in Board Mgmt For For For
Composition
10 Stock Option Plan Mgmt For Abstain Against
11 Amendments to Articles Mgmt For Against Against
12 Authority to Issue Mgmt For For For
Bonds and
Subordinated
Loans
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/21/2016 Voted
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For Abstain Against
Ownership
Plan
2 Amendments to Articles Mgmt For Against Against
3 Authority to Issue Mgmt For For For
Bonds or Subordinated
Loans
________________________________________________________________________________
Edita Food Industries
Ticker Security ID: Meeting Date Meeting Status
EFID CINS 28106T209 03/30/2016 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends;
Bonus Share
Issuance
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Netting Contracts Mgmt For TNA N/A
7 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 04/19/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts; Changes in
Board
Composition
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 11/01/2015 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Cancellation of Mgmt For TNA N/A
Shares; Authority to
Reduce Share
Capital
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 11/16/2015 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Cancellation of Mgmt For TNA N/A
Shares; Authority to
Reduce Share
Capital
4 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 03/15/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
10 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Egyptian for Tourism Resorts
Ticker Security ID: Meeting Date Meeting Status
EGTS CINS M31415108 04/21/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Presentation of Mgmt For TNA N/A
Information
Concerning Financial
Corrective
Measures
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Changes to Board Mgmt For TNA N/A
Composition
8 Netting Contracts Mgmt For TNA N/A
9 Directors' Fees Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Elsewedy Electric Company SAE
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 04/05/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Related Party Mgmt For TNA N/A
Transactions
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
11 Board Meetings Minutes Mgmt For TNA N/A
________________________________________________________________________________
Elswedy Electric Company SAE
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 01/12/2016 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Property Sale Mgmt For TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Elswedy Electric Company SAE
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 01/12/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
________________________________________________________________________________
Emaar Misr for Development SAE
Ticker Security ID: Meeting Date Meeting Status
EMFD CINS M4R30T109 03/30/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Emaar Misr for Development SAE
Ticker Security ID: Meeting Date Meeting Status
EMFD CINS M4R30T109 12/28/2015 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Ezz Steel Co SAE
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 04/20/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditor's
Report
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Netting Contracts Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Ezz Steel Co SAE
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 04/20/2016 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Related Party Mgmt For TNA N/A
Transactions
________________________________________________________________________________
Ezz Steel Co SAE
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 07/01/2015 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Election of Directors Mgmt For TNA N/A
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Related Party Mgmt For TNA N/A
Transactions
10 Charitable Donations Mgmt For TNA N/A
11 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS 37953P202 03/31/2016 Voted
Meeting Type Country of Trade
Mix Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Changes to the Board Mgmt For Abstain Against
6 Ratification of Board Mgmt For For For
Acts
7 Directors' Fees Mgmt For Abstain Against
8 Charitable Donations Mgmt For Abstain Against
9 Related Party Mgmt For Abstain Against
Transactions
10 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 06/18/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Approve 2016-2017 Mgmt For TNA N/A
Budget
3 Review Projects Under Mgmt For TNA N/A
Implementation
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 06/18/2016 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Approve Transfer of Mgmt For TNA N/A
Public Administration
Building from Capital
Assets to Floating
Assets
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 10/31/2015 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Performance Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Employee Bonus Mgmt For TNA N/A
7 Charitable Donations Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Elect Chairman of the Mgmt For TNA N/A
Board
10 Settling the Dispute Mgmt For TNA N/A
with Magic Dreams
Company
11 Cancellation of Bank Mgmt For TNA N/A
Guarantee
12 Authority to Establish Mgmt For TNA N/A
Subsidiaries
________________________________________________________________________________
Integrated Diagnostics Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
IDHC CINS G4836Q107 05/09/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Anthony Tudor Mgmt For For For
St.
John
3 Elect Hend El-Sherbini Mgmt For For For
4 Elect Richard Henry Mgmt For For For
Phillips
5 Elect Ahmed Adel Aly Mgmt For For For
Badreldin
6 Elect James Patrick Mgmt For For For
Nolan
7 Elect Dan Johan Wilmar Mgmt For For For
Olsson
8 Elect Hussein Hassan Mgmt For For For
Choucri
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Allocation of Mgmt For For For
Profits/Dividends
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Juhayna Food Industries
Ticker Security ID: Meeting Date Meeting Status
JUFO CINS M62324104 02/10/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Madinet Nasr for Housing and Development
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 12/14/2015 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bonus Share Issuance Mgmt For TNA N/A
3 Loss of Company Asset Mgmt For TNA N/A
________________________________________________________________________________
Madinet Nasr for Housing and Development
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 12/14/2015 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
3 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Medinet Nasr for Housing and Development
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 04/05/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends;
Bonus Share
Issuance
6 Charitable Donations Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Directors' Fees Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Elect Ahmed El Hitamy Mgmt For TNA N/A
________________________________________________________________________________
Medinet Nasr for Housing and Development
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 04/05/2016 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Increase Mgmt For TNA N/A
Share Capital for
Bonus Share
Issuance
3 Amendments to Articles Mgmt For TNA N/A
4 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Orascom Telecom Media and Technology Holding S.A.E.
Ticker Security ID: Meeting Date Meeting Status
OTMT CINS M7525Q109 05/15/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Election of Directors Mgmt For TNA N/A
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Adopt Board Decisions Mgmt For TNA N/A
10 Related Party Mgmt For TNA N/A
Transactions
11 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 03/13/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends;
Bonus Share
Issuance
6 Ratification of Board Mgmt For TNA N/A
Acts; Election of
Directors
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 03/13/2016 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Related Party Mgmt For TNA N/A
Transactions
3 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 11/29/2015 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Employees' Bonus Mgmt For TNA N/A
3 Related Party Mgmt For TNA N/A
Transactions
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 11/29/2015 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Petroceltic International plc
Ticker Security ID: Meeting Date Meeting Status
PCI CINS G7028H140 07/24/2015 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Thomas Hickey Mgmt For For For
3 Elect Robert F.M. Adair Mgmt For For For
4 Elect Alan J. Parsley Mgmt For For For
5 Elect Ian Craig Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Amendments to Mgmt For For For
Memorandum (Companies
Act
2014)
10 Amendments to Articles Mgmt For For For
(Companies Act
2014)
________________________________________________________________________________
Petroceltic International plc
Ticker Security ID: Meeting Date Meeting Status
PCI CINS G7028H140 09/07/2015 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Memorandum
2 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
Petroceltic International plc
Ticker Security ID: Meeting Date Meeting Status
PCI CINS G7028H140 09/07/2015 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr Against Against For
Regarding Approval
for Asset
Sales
________________________________________________________________________________
Pioneers Holding Company
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 03/31/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Directors' Fees Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Charitable Donations Mgmt For TNA N/A
10 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Pioneers Holding Company
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 05/07/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bonus Share Issuance Mgmt For TNA N/A
________________________________________________________________________________
Pioneers Holding Company
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 05/07/2016 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
3 Amendments to Articles Mgmt For TNA N/A
4 Share Option Scheme Mgmt For TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Porto Group
Ticker Security ID: Meeting Date Meeting Status
PORT CINS M7S55E104 03/12/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Profit and Loss Account Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
10 Charitable Donations Mgmt For TNA N/A
11 Netting Contracts Mgmt For TNA N/A
12 Non-Voting Meeting Note N/A N/A TNA N/A
13 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Qalaa Holdings S.A.E.
Ticker Security ID: Meeting Date Meeting Status
CCAP CINS M24810117 05/30/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Changes to Board Mgmt For TNA N/A
Composition
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Sidi Kerir Petrochemicals Company
Ticker Security ID: Meeting Date Meeting Status
SKPC CINS M8411S100 03/30/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Directors'
Report
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
________________________________________________________________________________
Sixth of October Development & Investment
Ticker Security ID: Meeting Date Meeting Status
OCDI CINS M84139100 09/03/2015 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Cancellation of Mgmt For TNA N/A
Employee Stock Option
Plan
________________________________________________________________________________
Sixth of October Development and Investment
Ticker Security ID: Meeting Date Meeting Status
OCDI CINS M84139100 01/20/2016 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Employee Incentive Plan Mgmt For TNA N/A
________________________________________________________________________________
Sixth of October Development and Investment
Ticker Security ID: Meeting Date Meeting Status
OCDI CINS M84139100 04/04/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Netting Contracts Mgmt For TNA N/A
7 Directors' Fees Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Changes to the Board Mgmt For TNA N/A
________________________________________________________________________________
Talaat Moustafa Group (TMG) Holding
Ticker Security ID: Meeting Date Meeting Status
TMGH CINS M8763H108 03/26/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements; Mgmt For TNA N/A
Allocation of
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
10 Related Party Mgmt For TNA N/A
Transactions
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/23/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Directors' Report Mgmt For TNA N/A
4 Auditor's Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Changes to the Board Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
10 Directors' Fees Mgmt For TNA N/A
11 Related Party Mgmt For TNA N/A
Transactions
12 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Transfer of
Reserves
13 Allocation of Mgmt For TNA N/A
Profits/Dividends
14 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/30/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Changes to the Board Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
9 Directors' Fees Mgmt For TNA N/A
10 Related Party Mgmt For TNA N/A
Transactions
11 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Transfer of
Reserves
12 Allocation of Mgmt For TNA N/A
Profits/Dividends
13 Election of Directors Mgmt For TNA N/A
14 Resolution of Disputes Mgmt For TNA N/A
with Certain
Parties
15 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 08/11/2015 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 08/11/2015 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Changes to Board Mgmt For TNA N/A
Composition
3 Election of Directors Mgmt For TNA N/A
4 Board Transactions Mgmt For TNA N/A
________________________________________________________________________________
TransGlobe Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
TGL CINS 893662106 05/12/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert G. Mgmt For For For
Jennings
4 Elect Ross G. Clarkson Mgmt For For For
5 Elect Geoffrey C. Chase Mgmt For For For
6 Elect David B. Cook Mgmt For Against Against
7 Elect Fred J. Dyment Mgmt For For For
8 Elect Lloyd W. Herrick Mgmt For For For
9 Elect Bob (G.R.) Mgmt For For For
MacDougall
10 Elect Susan M. Mgmt For For For
MacKenzie
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the New Mgmt For Against Against
Stock Option
Plan
Fund Name : VanEck Vectors Emerging Markets High Yield Bond ETF
________________________________________________________________________________
Brunswick Rail Finance Limited
Ticker Security ID: Meeting Date Meeting Status
N/A CINS G16395AA6 03/16/2016 Take No Action
Meeting Type Country of Trade
Bond Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Bondholder Proposal Mgmt For TNA N/A
________________________________________________________________________________
Metinvest B.V.
Ticker Security ID: Meeting Date Meeting Status
METINVEST CINS 591555AB3 01/27/2016 Take No Action
Meeting Type Country of Trade
Bond Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 By an order dated Mgmt For TNA N/A
13/01/2016 the high
court of England and
Wales has ordered the
scheme meeting be
convened for the
purpose of
considering and, if
thought fit,
approving the
scheme
________________________________________________________________________________
Shortline Plc
Ticker Security ID: Meeting Date Meeting Status
N/A CINS 825262AA6 02/17/2016 Take No Action
Meeting Type Country of Trade
Bond United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bondholder Proposal Mgmt For TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
Fund Name : VanEck Vectors Environmental Services ETF
________________________________________________________________________________
ABM Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
ABM CUSIP 000957100 03/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Luther S. Helms Mgmt For For For
1.2 Elect Sudhakar Kesavan Mgmt For For For
1.3 Elect Lauralee E. Mgmt For For For
Martin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Calgon Carbon Corporation
Ticker Security ID: Meeting Date Meeting Status
CCC CUSIP 129603106 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Rich Alexander Mgmt For For For
1.2 Elect Louis S. Massimo Mgmt For For For
1.3 Elect Donald C. Templin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cantel Medical Corp.
Ticker Security ID: Meeting Date Meeting Status
CMN CUSIP 138098108 01/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles M. Diker Mgmt For For For
2 Elect Alan R. Batkin Mgmt For For For
3 Elect Ann E. Berman Mgmt For For For
4 Elect Joseph M. Cohen Mgmt For For For
5 Elect Mark N. Diker Mgmt For For For
6 Elect Laura L. Forese Mgmt For For For
7 Elect George L. Mgmt For For For
Fotiades
8 Elect Andrew A. Mgmt For For For
Krakauer
9 Elect Bruce Slovin Mgmt For For For
10 2016 Equity Incentive Mgmt For For For
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ceco Environmental Corp.
Ticker Security ID: Meeting Date Meeting Status
CECE CUSIP 125141101 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason DeZwirek Mgmt For For For
1.2 Elect Eric Goldberg Mgmt For Withhold Against
1.3 Elect Jeffrey Lang Mgmt For For For
1.4 Elect Claudio A. Mgmt For Withhold Against
Mannarino
1.5 Elect Jonathan Pollack Mgmt For Withhold Against
1.6 Elect Seth Rudin Mgmt For For For
1.7 Elect Valerie G. Sachs Mgmt For For For
1.8 Elect Dennis Sadlowski Mgmt For For For
1.9 Elect Donald A. Wright Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ceco Environmental Corp.
Ticker Security ID: Meeting Date Meeting Status
CECE CUSIP 125141101 09/02/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Clarcor Inc.
Ticker Security ID: Meeting Date Meeting Status
CLC CUSIP 179895107 03/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Mgmt For For For
Burgstahler
1.2 Elect Christopher L. Mgmt For For For
Conway
1.3 Elect Paul Donovan Mgmt For Withhold Against
1.4 Elect Thomas W. Mgmt For For For
Giacomini
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clean Harbors, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLH CUSIP 184496107 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrea Robertson Mgmt For For For
1.2 Elect James M. Rutledge Mgmt For For For
1.3 Elect Lauren C. States Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For Withhold Against
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Stephen J. Jones Mgmt For For For
1.7 Elect Anthony J. Mgmt For For For
Orlando
1.8 Elect Robert S. Mgmt For For For
Silberman
1.9 Elect Jean Smith Mgmt For For For
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Darling Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect D. Eugene Ewing Mgmt For For For
3 Elect Dirk Kloosterboer Mgmt For For For
4 Elect Mary R. Korby Mgmt For For For
5 Elect Cynthia Pharr Lee Mgmt For For For
6 Elect Charles Macaluso Mgmt For For For
7 Elect Gary W. Mize Mgmt For For For
8 Elect Justinus J.G.M. Mgmt For For For
Sanders
9 Elect Michael Urbut Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Donaldson Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCI CUSIP 257651109 12/22/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew Cecere Mgmt For For For
1.2 Elect William M. Cook Mgmt For For For
1.3 Elect James J. Owens Mgmt For For For
1.4 Elect Trudy A. Rautio Mgmt For For For
2 Amendment to the 2010 Mgmt For For For
Master Stock
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Layne Christensen Company
Ticker Security ID: Meeting Date Meeting Status
LAYN CUSIP 521050104 06/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A.B. Brown Mgmt For For For
1.2 Elect Michael J. Caliel Mgmt For For For
1.3 Elect J. Samuel Butler Mgmt For For For
1.4 Elect Nelson Obus Mgmt For For For
1.5 Elect Robert Gilmore Mgmt For For For
1.6 Elect John T. Nesser Mgmt For For For
III
1.7 Elect Alan P. Krusi Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the Mgmt For Against Against
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Anderson Mgmt For For For
1.2 Elect Anthony J. Best Mgmt For For For
1.3 Elect G. Stephen Finley Mgmt For For For
1.4 Elect Paul L. Howes Mgmt For For For
1.5 Elect Roderick A. Mgmt For For For
Larson
1.6 Elect James W. Mgmt For For For
McFarland
1.7 Elect Gary L. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For For For
Employee Equity
Incentive
Plan
4 Amendment to Provide Mgmt For For For
for Removal of
Directors Without
Cause
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Progressive Waste Solutions Ltd.
Ticker Security ID: Meeting Date Meeting Status
BIN CUSIP 74339G101 05/26/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Merger Mgmt For For For
2 Share Consolidation Mgmt For For For
3 Approval of the 2016 Mgmt For For For
Incentive Award
Plan
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5.1 Elect John T. Dillon Mgmt For For For
5.2 Elect James J. Forese Mgmt For For For
5.3 Elect Larry S. Hughes Mgmt For For For
5.4 Elect Jeffrey L. Keefer Mgmt For For For
5.5 Elect Douglas W. Knight Mgmt For For For
5.6 Elect Susan Lee Mgmt For For For
5.7 Elect Daniel R. Mgmt For For For
Milliard
________________________________________________________________________________
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ramon A. Mgmt For For For
Rodriguez
2 Elect Tomago Collins Mgmt For For For
3 Elect James W. Mgmt For For For
Crownover
4 Elect Ann E. Dunwoody Mgmt For For For
5 Elect William J. Flynn Mgmt For For For
6 Elect Manuel Kadre Mgmt For For For
7 Elect Michael Larson Mgmt For For For
8 Elect W. Lee Nutter Mgmt For For For
9 Elect Donald W. Slager Mgmt For For For
10 Elect John M. Trani Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to Bylaws to Mgmt For For For
Implement Proxy
Access
14 Adoption of Exclusive Mgmt For Against Against
Forum
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael W. Mgmt For For For
Sutherlin
1.2 Elect David L. Jahnke Mgmt For For For
1.3 Elect William D. Mgmt For For For
Larsson
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark C. Miller Mgmt For For For
2 Elect Jack W. Schuler Mgmt For For For
3 Elect Charles A. Alutto Mgmt For For For
4 Elect Lynn D. Bleil Mgmt For For For
5 Elect Thomas D. Brown Mgmt For For For
6 Elect Thomas F. Chen Mgmt For For For
7 Elect Rod F. Dammeyer Mgmt For For For
8 Elect William K. Hall Mgmt For For For
9 Elect John Patience Mgmt For For For
10 Elect Mike S. Mgmt For For For
Zafirovski
11 Canadian Employee Mgmt For For For
Stock Purchase
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chairman
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
STERIS Corporation
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP 859152100 08/27/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard C. Mgmt For For For
Breeden
1.2 Elect Cynthia Feldmann Mgmt For For For
1.3 Elect Jacqueline B. Mgmt For For For
Kosecoff
1.4 Elect David B. Lewis Mgmt For For For
1.5 Elect Kevin M. McMullen Mgmt For For For
1.6 Elect Walter M Mgmt For For For
Rosebrough,
Jr.
1.7 Elect Mohsen M. Sohi Mgmt For For For
1.8 Elect John P. Wareham Mgmt For For For
1.9 Elect Loyal W. Wilson Mgmt For For For
1.10 Elect Michael B. Wood Mgmt For For For
2 Approval of Incentive Mgmt For For For
Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
STERIS Corporation
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP 859152100 10/02/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William F. Austen Mgmt For For For
1.2 Elect H. Chris Mgmt For For For
Killingstad
1.3 Elect David Windley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tenneco, Inc.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 880349105 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas C. Freyman Mgmt For For For
2 Elect Dennis J. Letham Mgmt For For For
3 Elect James S. Metcalf Mgmt For For For
4 Elect Roger B. Porter Mgmt For For For
5 Elect David B. Price, Mgmt For For For
Jr.
6 Elect Gregg M. Sherrill Mgmt For For For
7 Elect Paul T. Stecko Mgmt For For For
8 Elect Jane L. Warner Mgmt For For For
9 Elect Roger J. Wood Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tetra Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTEK CUSIP 88162G103 03/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan L. Batrack Mgmt For For For
1.2 Elect Hugh M. Grant Mgmt For For For
1.3 Elect Patrick C. Haden Mgmt For For For
1.4 Elect J. Christopher Mgmt For For For
Lewis
1.5 Elect Kimberly E. Mgmt For For For
Ritrievi
1.6 Elect Albert E. Smith Mgmt For For For
1.7 Elect J. Kenneth Mgmt For For For
Thompson
1.8 Elect Richard H. Truly Mgmt For For For
1.9 Elect Kristen M. Volpi Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
US Ecology Inc.
Ticker Security ID: Meeting Date Meeting Status
ECOL CUSIP 91732J102 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joe F. Colvin Mgmt For For For
2 Elect Katina Dorton Mgmt For For For
3 Elect Jeffrey R. Feeler Mgmt For For For
4 Elect Daniel Fox Mgmt For For For
5 Elect Stephen A. Romano Mgmt For For For
6 Elect John T. Sahlberg Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Waste Connections, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCN CUSIP 941053100 05/26/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Mgmt For For For
Merger/Acquisition
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradbury H. Mgmt For For For
Anderson
2 Elect Frank M. Clark, Mgmt For For For
Jr.
3 Elect Andres R. Gluski Mgmt For For For
4 Elect Patrick W. Gross Mgmt For For For
5 Elect Victoria M. Holt Mgmt For For For
6 Elect Kathleen M. Mgmt For For For
Mazzarella
7 Elect John C. Pope Mgmt For For For
8 Elect W. Robert Reum Mgmt For For For
9 Elect David P. Steiner Mgmt For For For
10 Elect Thomas H. Mgmt For For For
Weidemeyer
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
Fund Name : VanEck Vectors Gaming ETF
________________________________________________________________________________
Amaya Inc.
Ticker Security ID: Meeting Date Meeting Status
AYA CUSIP 02314M108 06/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Divyesh Gadhia Mgmt For For For
1.2 Elect Harlan W. Goodson Mgmt For For For
1.3 Elect Aubrey Zidenberg Mgmt For For For
1.4 Elect Wesley Clark Mgmt For For For
1.5 Elect Alfred F. Mgmt For For For
Hurley,
Jr.
1.6 Elect Paul McFeeters Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Aristocrat Leisure Limited
Ticker Security ID: Meeting Date Meeting Status
ALL CINS Q0521T108 02/24/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Ian Blackburne Mgmt For For For
3 Re-elect Stephen Morro Mgmt For For For
4 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
5 Equity Grant (MD/CEO Mgmt For For For
Jamie
Odell)
6 REMUNERATION REPORT Mgmt For For For
________________________________________________________________________________
Berjaya Sports Toto Berhad
Ticker Security ID: Meeting Date Meeting Status
BJTOTO CINS Y0849N107 10/15/2015 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect CHEAH Tek Kuang Mgmt For Against Against
3 Elect Freddie PANG Mgmt For Against Against
Hock
Cheng
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Related Party Mgmt For For For
Transactions
7 Authority to Mgmt For For For
Repurchase
Shares
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Betfair Group PLC
Ticker Security ID: Meeting Date Meeting Status
BET CINS G12240118 09/09/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Gerald Corbett Mgmt For For For
5 Elect Breon Corcoran Mgmt For For For
6 Elect Alexander Gersh Mgmt For For For
7 Elect Ian Dyson Mgmt For For For
8 Elect Peter Jackson Mgmt For For For
9 Elect Zillah Mgmt For For For
Byng-Maddick
10 Elect Leo M. Quinn Mgmt For For For
11 Elect Peter Rigby Mgmt For For For
12 Elect Mark Brooker Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at
14
Days
________________________________________________________________________________
Betfair Group PLC
Ticker Security ID: Meeting Date Meeting Status
BET CINS G12240118 12/21/2015 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
________________________________________________________________________________
Betfair Group PLC
Ticker Security ID: Meeting Date Meeting Status
BET CINS G12240118 12/21/2015 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Merger-Related
Formalities
________________________________________________________________________________
Betsson AB
Ticker Security ID: Meeting Date Meeting Status
BETS'B CINS W1556U229 05/12/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Amendments to Articles Mgmt For Against Against
Regarding Share
Limits and Auditor
Term
Length
16 Board Size Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors; Mgmt For For For
Appointment of
Auditor
19 Nomination Committee Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Warrant Plan Mgmt For For For
22 Stock Option Plan Mgmt For For For
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Pursuant to
LTIP
24 Authority to Mgmt For For For
Repurchase Shares
Pursuant to
LTIP
25 Stock Split Mgmt For For For
26 Authority to Reduce Mgmt For For For
Share
Capital
27 Bonus Share Issuance Mgmt For For For
28 Authority to Mgmt For For For
Repurchase Shares and
Issue Treasury
Shares
29 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
30 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Boyd Gaming Corporation
Ticker Security ID: Meeting Date Meeting Status
BYD CUSIP 103304101 04/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Bailey Mgmt For For For
1.2 Elect Robert L. Mgmt For Withhold Against
Boughner
1.3 Elect William R. Boyd Mgmt For Withhold Against
1.4 Elect William S. Boyd Mgmt For For For
1.5 Elect Richard E. Mgmt For For For
Flaherty
1.6 Elect Marianne Boyd Mgmt For For For
Johnson
1.7 Elect Keith E. Smith Mgmt For For For
1.8 Elect Christine J. Mgmt For For For
Spadafor
1.9 Elect Peter M. Thomas Mgmt For For For
1.10 Elect Paul W. Whetsell Mgmt For For For
1.11 Elect Veronica J. Mgmt For For For
Wilson
2 Ratification of Auditor Mgmt For For For
3 Re-approval of the Mgmt For For For
2000 Executive
Management Incentive
Plan for the Purposes
of Section
162(m)
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Bwin.party Digital Entertainment Plc
Ticker Security ID: Meeting Date Meeting Status
BPTY CINS X0829R103 12/15/2015 Voted
Meeting Type Country of Trade
Court Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bwin.party Digital Entertainment Plc
Ticker Security ID: Meeting Date Meeting Status
BPTY CINS X0829R103 12/15/2015 Voted
Meeting Type Country of Trade
Ordinary Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Related Mgmt For For For
Formalities
________________________________________________________________________________
Churchill Downs Incorporated
Ticker Security ID: Meeting Date Meeting Status
CHDN CUSIP 171484108 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ulysses L. Mgmt For For For
Bridgeman,
Jr.
1.2 Elect William C. Mgmt For For For
Carstanjen
1.3 Elect Richard L. Mgmt For For For
Duchossois
1.4 Elect R. Alex Rankin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2016 Mgmt For For For
Omnibus Stock
Incentive
Plan
4 Amendment to the 2000 Mgmt For For For
Employee Stock
Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Crown Resorts Limited
Ticker Security ID: Meeting Date Meeting Status
CWN CINS Q3014T106 10/21/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Demetriou Mgmt For For For
2 Elect Robert John Mgmt For For For
Rankin
3 Re-elect Benjamin A. Mgmt For For For
Brazil
4 Re-elect Michael R. Mgmt For For For
Johnston
5 Re-elect Harold C. Mgmt For For For
Mitchell
6 REMUNERATION REPORT Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Echo Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
EGP CINS Q3383N102 11/04/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Elect Sally A.M. Pitkin Mgmt For For For
4 Elect Greg Hayes Mgmt For For For
5 Re-elect Katie Lahey Mgmt For For For
6 Grant of Performance Mgmt For For For
Rights
(MD/CEO)
7 Change in Company Name Mgmt For For For
________________________________________________________________________________
Galaxy Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
0027 CINS Y2679D118 05/10/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Joseph CHEE Ying Mgmt For For For
Keung
5 Elect James R. Ancell Mgmt For Against Against
6 Elect Charles CHEUNG Mgmt For For For
Wai
Bun
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Gaming And Leisure Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 03/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Acquisition
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Gaming And Leisure Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter M. Carlino Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Genting Malaysia Berhad
Ticker Security ID: Meeting Date Meeting Status
GENM CINS Y2698A103 06/01/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect LIM Keong Hui Mgmt For Against Against
4 Elect KOH Hong Sun Mgmt For For For
5 Elect Mohammed Hanif Mgmt For For For
bin
Omar
6 Elect Alwi Jantan Mgmt For Against Against
7 Elect Clifford Francis Mgmt For For For
Herbert
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Genting Malaysia Berhad
Ticker Security ID: Meeting Date Meeting Status
GENM CINS Y2698A103 06/01/2016 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Disposal Mandate Mgmt For For For
________________________________________________________________________________
Genting Malaysia Berhad
Ticker Security ID: Meeting Date Meeting Status
GENM CINS Y2698A103 07/02/2015 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
________________________________________________________________________________
Genting Singapore PLC
Ticker Security ID: Meeting Date Meeting Status
G13 CINS G3825Q102 04/21/2016 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect KOH Seow Chuan Mgmt For For For
3 Elect TAN Hee Teck Mgmt For Against Against
4 Directors' Fees for FY Mgmt For For For
2015
5 Directors' Fees for FY Mgmt For For For
2016
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Related Party Mgmt For For For
Transactions
9 Authority to Mgmt For For For
Repurchase
Shares
10 Amendment to the Rules Mgmt For Against Against
of the Genting
Singapore Performance
Share
Scheme
11 Extension of the Mgmt For Against Against
Duration of the
Genting Singapore
Performance Share
Scheme
12 Participation of Lim Mgmt For Against Against
Kok Thay in the
Performance Share
Scheme
13 Grant of Awards to Lim Mgmt For For For
Kok
Thay
________________________________________________________________________________
Greek Organisation Of Football Prognostics S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 04/25/2016 Take No Action
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Ratification of Board Mgmt For TNA N/A
and Auditor's
Acts
5 Directors' Fees FY 2015 Mgmt For TNA N/A
6 Directors' Fees FY 2016 Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
8 Board Transactions Mgmt For TNA N/A
9 Related Party Mgmt For TNA N/A
Transactions
(Hellenic Lotteries
S.A - Trademark
1)
10 Related Party Mgmt For TNA N/A
Transactions
(Hellenic Lotteries
S.A - Trademark
2)
11 Corporate Guarantee to Mgmt For TNA N/A
Bond Loan with
Hellenic Lotteries
S.A.
12 Corporate Guarantee to Mgmt For TNA N/A
Bond Loan with Horse
Races
S.A.
13 Letter of Guarantee Mgmt For TNA N/A
with Hellenic
Lotteries S.A.
(Issued by Piraeus
Bank)
14 Letter of Guarantee Mgmt For TNA N/A
with Hellenic
Lotteries S.A.
(Issued by Alpha
Bank)
15 Letter of Guarantee Mgmt For TNA N/A
with Cash Collateral
(Horse Races
S.A.)
16 Letter of Guarantee Mgmt For TNA N/A
with Horse Races S.A.
(Hellenic Republic
Asset Development
Fund)
17 Letter of Guarantee Mgmt For TNA N/A
with Horse Races S.A.
(ODIE)
18 Letter of Guarantee Mgmt For TNA N/A
with Horse Races S.A.
(Ernst &
Young)
19 Long-Term Incentive Mgmt For TNA N/A
Scheme
________________________________________________________________________________
Greek Organisation Of Football Prognostics S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 06/21/2016 Take No Action
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
(Change of
Address)
4 Increase in Board Mgmt For TNA N/A
Size; Elect Damian
Cope
5 Related Party Mgmt For TNA N/A
Transactions (Terms
of Employment of
Kamil
Ziegler)
6 Related Party Mgmt For TNA N/A
Transactions (Terms
of Employment of
Michal
Houst)
7 Ratification of Mgmt For TNA N/A
Employment
Agreement
8 Dividends from Mgmt For TNA N/A
Retained
Earnings
________________________________________________________________________________
GVC Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
GVC CINS G427A6103 05/24/2016 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Richard Cooper Mgmt For For For
4 Elect Peter Isola Mgmt For Against Against
5 Elect Stephen Morana Mgmt For For For
6 Elect Norbert Mgmt For For For
Teufelberger
7 Increase in Authorised Mgmt For For For
Share
Capital
8 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Amendments to Articles Mgmt For For For
(Authorised Share
Capital)
11 Amendments to Articles Mgmt For For For
(Pre-Emptive
Rights)
12 Increase in NEDs' Fee Mgmt For For For
Cap
________________________________________________________________________________
GVC Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
GVC CINS G427A6103 06/29/2016 Voted
Meeting Type Country of Trade
Special ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
International Game Technology PLC
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP G4863A108 06/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Director's Mgmt For For For
Remuneration Report
(Advisory)
3 Director's Mgmt For For For
Remuneration Policy
(Binding)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Authorization of Mgmt For For For
Political
Donations
________________________________________________________________________________
International Game Technology PLC
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP G4863A108 07/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Authority to Mgmt For Against Against
Repurchase
Shares
________________________________________________________________________________
International Game Technology PLC
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP G4863A108 07/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Authority to Mgmt For Against Against
Repurchase
Shares
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 03/30/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect CHOI Gwang Guk Mgmt For For For
5 Elect OH Won Jong Mgmt For For For
6 Elect YOON Seong Bo Mgmt For For For
7 Elect HAN Seung Ho Mgmt For For For
8 Elect KIM Sang Il Mgmt For For For
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Ladbrokes Plc
Ticker Security ID: Meeting Date Meeting Status
LAD CINS G5337D107 05/05/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Jim Mullen Mgmt For For For
5 Elect Mark Pain Mgmt For For For
6 Elect John M. Kelly Mgmt For For For
7 Elect Christine Hodgson Mgmt For For For
8 Elect Sly Bailey Mgmt For For For
9 Elect David R. Martin Mgmt For For For
10 Elect Richard Moross Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ladbrokes Plc
Ticker Security ID: Meeting Date Meeting Status
LAD CINS G5337D107 11/24/2015 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
4 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
________________________________________________________________________________
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 06/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sheldon G. Mgmt For For For
Adelson
1.2 Elect Irwin Chafetz Mgmt For For For
1.3 Elect Robert G. Mgmt For For For
Goldstein
1.4 Elect Charles A. Mgmt For Withhold Against
Koppelman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Magnum Berhad
Ticker Security ID: Meeting Date Meeting Status
MAGNUM CINS Y61831106 06/08/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect WONG Puan Wah Mgmt For For For
3 Elect Lawrence LIM Mgmt For Against Against
Swee
Lin
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Retention of WONG Puan Mgmt For For For
Wah as Independent
Director
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase
Shares
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Melco Crown Entertainment Limited
Ticker Security ID: Meeting Date Meeting Status
MPEL CUSIP 585464100 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Melco Crown Entertainment Limited
Ticker Security ID: Meeting Date Meeting Status
MPEL CUSIP 585464100 06/17/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Melco International Development
Ticker Security ID: Meeting Date Meeting Status
0200 CINS Y59683188 06/13/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Clarence CHUNG Mgmt For For For
Yuk
Man
6 Elect Edward CHOW Mgmt For For For
Kwong
Fai
7 Elect Daniel SHAM Sui Mgmt For For For
Leung
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Melco International Development
Ticker Security ID: Meeting Date Meeting Status
0200 CINS Y59683188 06/13/2016 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to 2008 Mgmt For For For
Stock Incentive Plan
of Company Subsidiary
EGT
4 Grant of Replacement Mgmt For Against Against
Stock Options to
CHUNG Yuk
Man
________________________________________________________________________________
MGM China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2282 CINS G60744102 05/25/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect James Joseph Mgmt For For For
Murren
6 Elect Grant R. Bowie Mgmt For For For
7 Elect Daniel J. Mgmt For Against Against
D'Arrigo
8 Elect Peter WONG Man Mgmt For Against Against
Kong
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MGM Resorts International
Ticker Security ID: Meeting Date Meeting Status
MGM CUSIP 552953101 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Baldwin Mgmt For For For
1.2 Elect William A. Bible Mgmt For For For
1.3 Elect Mary Chris Gay Mgmt For For For
1.4 Elect William W. Mgmt For For For
Grounds
1.5 Elect Alexis M. Herman Mgmt For For For
1.6 Elect Roland Hernandez Mgmt For For For
1.7 Elect Anthony Mandekic Mgmt For For For
1.8 Elect Rose E. Mgmt For For For
McKinney-James
1.9 Elect James J. Murren Mgmt For For For
1.10 Elect Gregory M. Mgmt For For For
Spierkel
1.11 Elect Daniel J. Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Reapproval of the Mgmt For For For
Annual Incentive Plan
for Executives for
reasons of 162(m)
deductions
________________________________________________________________________________
Net Entertainment NE AB
Ticker Security ID: Meeting Date Meeting Status
NET'B CINS W5938J224 04/21/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size Mgmt For For For
16 Directors and Mgmt For For For
Auditors'
Fees
17 Election of Directors Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Nomination Committee Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Stock Split Mgmt For For For
22 Reduction of Share Mgmt For For For
Capital and
Redemption of
Shares
23 Bonus Issue Mgmt For For For
24 Long-Term Incentive Mgmt For For For
Program
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Paddy Power Betfair Plc
Ticker Security ID: Meeting Date Meeting Status
PPB CINS G68673113 05/18/2016 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Zillah Mgmt For For For
Byng-Thorne
4 Elect Breon Corcoran Mgmt For For For
5 Elect Ian Dyson Mgmt For For For
6 Elect Alex Gersh Mgmt For For For
7 Elect Peter Jackson Mgmt For For For
8 Elect Peter Rigby Mgmt For For For
9 Elect Gary McGann Mgmt For For For
10 Elect Michael A. Cawley Mgmt For For For
11 Elect Danuta Gray Mgmt For For For
12 Elect Stewart Kenny Mgmt For For For
13 Elect Padraig O Mgmt For Against Against
Riordain
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of
Treasury Shares
________________________________________________________________________________
Paddy Power plc
Ticker Security ID: Meeting Date Meeting Status
PAP CINS G68673113 12/21/2015 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase in Authorised Mgmt For For For
Share
Capital
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
5 Change in Company Name Mgmt For For For
6 Amendments to Mgmt For For For
Memorandum
(Authorised Share
Capital)
7 Amendments to Articles Mgmt For For For
(Authorised Share
Capital)
8 Executive Compensatory Mgmt For Against Against
Arrangements
9 Reduction in Share Mgmt For For For
Premium
Account
10 Authority to Mgmt For For For
Repurchase
Shares
11 Increase in NEDs' Fee Mgmt For For For
Cap
12 Amendments to Articles Mgmt For For For
13 Long Term Incentive Mgmt For For For
Plan
14 Medium Term Incentive Mgmt For For For
Plan
15 Deferred Share Mgmt For For For
Incentive
Plan
16 Remuneration Policy Mgmt For For For
(Advisory-- Non-UK
Issuer)
17 Amendments to Mgmt For For For
Sharesave
Scheme
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paradise Company Limited
Ticker Security ID: Meeting Date Meeting Status
034230 CINS Y6727J100 03/25/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect JEONG Yeon Su Mgmt For For For
3 Elect CHOI Young Il Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara Z. Mgmt For Withhold Against
Shattuck
Kohn
1.2 Elect Ronald J. Naples Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pinnacle Entertainment Inc.
Ticker Security ID: Meeting Date Meeting Status
PNK CUSIP 723456109 03/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Playtech Limited
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 07/28/2015 Voted
Meeting Type Country of Trade
Ordinary ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Playtech Plc
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 05/18/2016 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Paul Hewitt Mgmt For For For
6 Elect John Jackson Mgmt For For For
7 Elect Andrew Thomas Mgmt For For For
8 Elect Alan Jackson Mgmt For For For
9 Elect Ron Hoffman Mgmt For For For
10 Elect Mor Weizer Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Playtech Plc
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 08/19/2015 Voted
Meeting Type Country of Trade
Ordinary ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Sands China Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS G7800X107 02/19/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Mgmt For Against Against
Equity Award
Plan
________________________________________________________________________________
Sands China Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS G7800X107 05/27/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WONG Ying Wai Mgmt For Against Against
6 Elect Robert Glen Mgmt For For For
Goldstein
7 Elect Charles Daniel Mgmt For For For
Forman
8 Elect Steven Zygmunt Mgmt For For For
Strasser
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sankyo Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6417 CINS J67844100 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hideyuki Busujima Mgmt For Against Against
4 Elect Kimihisa Tsutsui Mgmt For For For
5 Elect Ichiroh Tomiyama Mgmt For For For
6 Elect Taroh Kitani Mgmt For For For
7 Elect Takashi Miura Mgmt For For For
________________________________________________________________________________
Sega Sammy Holdings
Ticker Security ID: Meeting Date Meeting Status
6460 CINS J7028D104 06/17/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
3 Elect Hajime Satomi Mgmt For For For
4 Elect Naoya Tsurumi Mgmt For For For
5 Elect Kohichi Fukuzawa Mgmt For For For
6 Elect Haruki Satomi Mgmt For For For
7 Elect Hideki Okamura Mgmt For For For
8 Elect Yuji Iwanaga Mgmt For For For
9 Elect Takeshi Natsuno Mgmt For Against Against
10 Elect Kohhei Katsukawa Mgmt For For For
11 Elect Shigeru Aoki as Mgmt For Against Against
Statutory
Auditor
12 Elect Takayoshi Mgmt For For For
Matsuzawa as
Alternate Statutory
Auditor
13 Equity Compensation Mgmt For For For
Plan
________________________________________________________________________________
SJM Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
880 CINS Y8076V106 06/16/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect NG Chi Sing Mgmt For For For
6 Elect Henry CHENG Kar Mgmt For Against Against
Shun
7 Elect CHAU Tak Hay Mgmt For For For
8 Elect David LAN Hong Mgmt For For For
Tsung
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Grant Mgmt For Against Against
Options under Share
Option
Scheme
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Skycity Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
SKC CINS Q8513Z115 11/13/2015 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Tsiang Mgmt For For For
2 Re-elect Richard Mgmt For For For
Didsbury
3 Authorise Board to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Tabcorp Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TAH CINS Q8815D101 10/29/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Elmer Funke Mgmt For For For
Kupper
3 Re-elect Steven Gregg Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
David Attenborough -
Performance
Rights)
6 Equity Grant (MD/CEO Mgmt For For For
David Attenborough -
Additional
Performance Rights
and
Shares)
________________________________________________________________________________
Tatts Group Limited
Ticker Security ID: Meeting Date Meeting Status
TTS CINS Q8852J102 10/30/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Re-elect Harry Boon Mgmt For For For
4 Re-elect Lyndsey Mgmt For For For
Cattermole
5 Equity Grant (MD/CEO Mgmt For Against Against
Robbie
Cooke)
________________________________________________________________________________
Tsogo Sun Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TSH CINS S32244113 10/14/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Marcel A. Mgmt For Abstain Against
Golding
4 Re-elect V. Elias Mgmt For For For
Mphande
5 Re-elect Jabu G. Ngcobo Mgmt For For For
6 Elect Audit and Risk Mgmt For Against Against
Committee Member (Rex
Tomlinson)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Busi
Mabuza)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Jabu
Ngcobo)
9 APPROVE REMUNERATION Mgmt For Against Against
POLICY
10 Approve NEDs' Fees Mgmt For For For
11 Authority to Mgmt For For For
Repurchase
Shares
12 Approve Financial Mgmt For For For
Assistance (Section
45)
13 Approve Financial Mgmt For For For
Assistance (Sections
41, 42, 44 and
45)
________________________________________________________________________________
Unibet Group plc
Ticker Security ID: Meeting Date Meeting Status
UNIB CINS X9415A119 05/17/2016 Voted
Meeting Type Country of Trade
Annual Malta
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Board Size Mgmt For For For
8 Directors' Fees Mgmt For Against Against
9 Elect Kristofer Arwin Mgmt For For For
10 Elect Sophia Bendz Mgmt For For For
11 Elect Peter Boggs Mgmt For For For
12 Elect Nigel Cooper Mgmt For For For
13 Elect Peter Friis Mgmt For Against Against
14 Elect Therese Hillman Mgmt For For For
15 Elect Stefan Lundborg Mgmt For For For
16 Elect Anders Strom Mgmt For Against Against
17 Elect Anders Strom as Mgmt For Against Against
Chairman
18 Nomination Commitee Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
William Hill plc
Ticker Security ID: Meeting Date Meeting Status
WMH CINS G9645P117 05/11/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Philip Bowcock Mgmt For For For
5 Elect Gareth Davis Mgmt For For For
6 Elect James R. Mgmt For For For
Henderson
7 Elect Sir Roy Gardner Mgmt For For For
8 Elect Georgina Harvey Mgmt For For For
9 Elect Ashley Highfield Mgmt For For For
10 Elect David S. Lowden Mgmt For For For
11 Elect Imelda Walsh Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authorisation of Mgmt For For For
Political
Donations
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Wynn Macau Limited
Ticker Security ID: Meeting Date Meeting Status
1128 CINS G98149100 05/25/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Gamal Mohammed Mgmt For For For
Abdelaziz
5 Elect Bruce P. Mgmt For For For
Rockowitz
6 Elect Jeffrey LAM Kin Mgmt For For For
Fung
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Authority to Issue Mgmt For Against Against
Shares Under the
Employee Ownership
Scheme
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 04/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ray R. Irani Mgmt For Withhold Against
1.2 Elect Alvin V. Mgmt For Withhold Against
Shoemaker
1.3 Elect Stephen A. Wynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
Fund Name : VanEck Vectors Generic Drugs ETF
________________________________________________________________________________
3SBIO Inc
Ticker Security ID: Meeting Date Meeting Status
01530 CINS G8875G102 06/28/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
3SBio Inc.
Ticker Security ID: Meeting Date Meeting Status
01530 CINS G8875G102 06/28/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LOU Jing Mgmt For For For
5 Elect TAN Bo Mgmt For For For
6 Elect SU Dongmei Mgmt For For For
7 Elect LIU Dong Mgmt For For For
8 Elect LV Dong Mgmt For For For
9 Elect PU Tianruo Mgmt For For For
10 Elect David Ross Mgmt For For For
Parkinson
11 Elect MA Jun Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Albemarle Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Vote on Mgmt For For For
Executive
Compensation
2.1 Elect Jim W. Nokes Mgmt For For For
2.2 Elect William H. Mgmt For For For
Hernandez
2.3 Elect Luther C. Kissam Mgmt For For For
IV
2.4 Elect Douglas L. Maine Mgmt For For For
2.5 Elect J. Kent Masters Mgmt For For For
2.6 Elect James J. O'Brien Mgmt For For For
2.7 Elect Barry W. Perry Mgmt For For For
2.8 Elect John Sherman Jr. Mgmt For For For
2.9 Elect Gerald A. Steiner Mgmt For For For
2.10 Elect Harriett Tee Mgmt For For For
Taggart
2.11 Elect Alejandro Wolff Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alkermes plc
Ticker Security ID: Meeting Date Meeting Status
ALKS CUSIP G01767105 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David W. Anstice Mgmt For For For
2 Elect Robert A. Breyer Mgmt For For For
3 Elect Wendy L. Dixon Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
6 Amendment to the 2011 Mgmt For For For
Stock Option and
Incentive
Plan
7 Authority to Issue Mgmt For For For
Shares with or
without Preemptive
Rights
8 Amendments to Articles Mgmt For For For
Regarding Irish
Companies Act
2014
9 Amendments to Mgmt For For For
Memorandum Regarding
Irish Companies Act
2014
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nesli Basgoz Mgmt For For For
1.2 Elect Paul M. Bisaro Mgmt For For For
1.3 Elect James H. Bloem Mgmt For For For
1.4 Elect Christopher W. Mgmt For For For
Bodine
1.5 Elect Christopher J. Mgmt For For For
Coughlin
1.6 Elect Michael R. Mgmt For For For
Gallagher
1.7 Elect Catherine M. Mgmt For For For
Klema
1.8 Elect Peter J. Mgmt For For For
McDonnell
1.9 Elect Patrick J. Mgmt For For For
O'Sullivan
1.10 Elect Brenton L. Mgmt For For For
Saunders
1.11 Elect Ronald R. Taylor Mgmt For For For
1.12 Elect Fred G. Weiss Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
4 Amendment to the Mgmt For For For
Memorandum of
Association to Make
Certain
Administrative
Amendments
5 Amendment to the Mgmt For For For
Articles of
Association to make
Certain
Administrative
Amendments
6 Provide for a Mgmt For For For
Plurality Voting
Standard in the Event
of a Contested
Election
7 Sole Authority of Mgmt For For For
Board to Determine
Board
Size
8 Reduction of Company Mgmt For For For
Capital
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Almirall S.A.
Ticker Security ID: Meeting Date Meeting Status
ALM CINS E0459H111 01/22/2016 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition (Poli Mgmt For For For
Group Holding
S.r.l.)
4 Authorization of Legal Mgmt For For For
Formalities
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Almirall, S.A.
Ticker Security ID: Meeting Date Meeting Status
ALM CINS E0459H111 05/06/2016 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
(Individual)
4 Accounts and Reports Mgmt For For For
(Consolidated)
5 Ratification of Board Mgmt For For For
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration Report Mgmt For Against Against
8 Board Size Mgmt For For For
9 Elect Seth Orlow Mgmt For For For
10 Elect David Endicott Mgmt For For For
11 Authorisation of Legal Mgmt For For For
Formalities
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Baxalta Incorporated
Ticker Security ID: Meeting Date Meeting Status
BXLT CUSIP 07177M103 05/27/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Biocon
Ticker Security ID: Meeting Date Meeting Status
CINS Y0905C102 06/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Arun S Mgmt For For For
Chandavarkar
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect M. Damodaran Mgmt For For For
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Amend and Mgmt For Against Against
Issue Shares under
the Biocon Employee
Stock Option
Plan
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cambrex Corporation
Ticker Security ID: Meeting Date Meeting Status
CBM CUSIP 132011107 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rosina B. Dixon Mgmt For For For
2 Elect Claes Glassell Mgmt For For For
3 Elect Louis J. Mgmt For For For
Grabowsky
4 Elect Kathryn R. Mgmt For For For
Harrigan
5 Elect Leon J. Hendrix, Mgmt For For For
Jr.
6 Elect Ilan Kaufthal Mgmt For For For
7 Elect Steven M. Klosk Mgmt For For For
8 Elect Peter G. Tombros Mgmt For For For
9 Elect Shlomo Yanai Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Foster Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Stephen D. Chubb Mgmt For For For
4 Elect Deborah T. Mgmt For For For
Kochevar
5 Elect George E. Massaro Mgmt For For For
6 Elect George M. Milne, Mgmt For Against Against
Jr.
7 Elect C. Richard Reese Mgmt For For For
8 Elect Craig B. Thompson Mgmt For For For
9 Elect Richard F. Mgmt For For For
Wallman
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2016 Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cosmo Pharmaceuticals S.p.A.
Ticker Security ID: Meeting Date Meeting Status
COPN CINS L2005E107 05/12/2016 Take No Action
Meeting Type Country of Trade
Mix Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For TNA N/A
and Auditor's
Reports
2 Consolidated Accounts Mgmt For TNA N/A
and
Reports
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Ratification of Mgmt For TNA N/A
Auditor's
Acts
7 Election of Directors Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
9 Changes in Corporate Mgmt For TNA N/A
Governance
Structure
10 Cross-Border Merger Mgmt For TNA N/A
11 Directors' Fees Mgmt For TNA N/A
12 Appointment of Mgmt For TNA N/A
Auditor; Authority to
Issue Reports in
English
________________________________________________________________________________
CSPC Pharmaceutical Group Limited
Ticker Security ID: Meeting Date Meeting Status
1093 CINS Y1837N109 05/30/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LU Jianmin Mgmt For For For
6 Elect WANG Zhenguo Mgmt For For For
7 Elect WANG Jinxu Mgmt For Against Against
8 Elect WANG Bo Mgmt For For For
9 Elect Leonard CHAN Siu Mgmt For For For
Keung
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Authority to Grant Mgmt For Against Against
Options Under Share
Option
Scheme
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CUSIP 256135203 04/02/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Endo International plc
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP G30401106 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger H. Kimmel Mgmt For For For
2 Elect Rajiv De Silva Mgmt For For For
3 Elect Shane M. Cooke Mgmt For For For
4 Elect Arthur J. Higgins Mgmt For For For
5 Elect Nancy J. Hutson Mgmt For For For
6 Elect Michael Hyatt Mgmt For For For
7 Elect William P. Mgmt For For For
Montague
8 Elect Jill D. Smith Mgmt For For For
9 Elect William F. Mgmt For For For
Spengler
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Technical Amendments Mgmt For For For
to the Company's
Memorandum of
Association
13 Amendments to the Mgmt For For For
Company's Articles
of
Association
14 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
15 Elect Douglas S. Ingram Mgmt For For For
16 Elect Todd B. Sisitsky Mgmt For For For
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P106 03/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Validity Mgmt For For For
Period of Non-Public
Issue of A
Shares
3 Extension of Board Mgmt For For For
Authorization
Regarding A Share
Issuance
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P106 03/10/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Validity Mgmt For For For
Period of Non-Public
Issue of A
Shares
3 Extension of Board Mgmt For For For
Authorization
Regarding A Share
Issuance
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P106 06/23/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget Report Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Application for Bank Mgmt For For For
Loans
12 Approval of Entrusted Mgmt For Abstain Against
Loans
13 Continuing Connected Mgmt For For For
Transactions for
2016
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
16 Amendments to Rules of Mgmt For Abstain Against
Procedures of the
General
Meeting
17 Amendments to the Mgmt For Abstain Against
Rules of Procedures
for the Board
Meeting
18 Amendments to the Mgmt For Abstain Against
Rules of Procedures
for Supervisory
Committee
19 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Halozyme Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
HALO CUSIP 40637H109 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey W. Mgmt For For For
Henderson
1.2 Elect Connie L. Matsui Mgmt For For For
1.3 Elect Helen I. Torley Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2011 Mgmt For Against Against
Stock
Plan
5 Approval of the Mgmt For For For
Executive Incentive
Plan
________________________________________________________________________________
Hikma Pharmaceuticals Plc
Ticker Security ID: Meeting Date Meeting Status
HIK CINS G4576K104 02/19/2016 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Issuance of Mgmt For For For
Consideration
Shares
3 Authority to Mgmt For For For
Repurchase Shares
from
Boehringer
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hikma Pharmaceuticals Plc
Ticker Security ID: Meeting Date Meeting Status
HIK CINS G4576K104 05/12/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Jochen Gann Mgmt For For For
6 Elect John Castellani Mgmt For For For
7 Elect Said Darwazah Mgmt For For For
8 Elect Mazen Darwazah Mgmt For For For
9 Elect Robert Pickering Mgmt For For For
10 Elect Ali Al-Husry Mgmt For For For
11 Elect Michael Ashton Mgmt For For For
12 Elect Ronald Goode Mgmt For For For
13 Elect Pat Butler Mgmt For For For
14 Elect Pamela J. Kirby Mgmt For For For
15 Remuneration Report Mgmt For For For
(Advisory)
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Hisamitsu Pharmaceutical
Ticker Security ID: Meeting Date Meeting Status
4530 CINS J20076121 05/26/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Hirotaka Nakatomi Mgmt For Against Against
3 Elect Kazuhide Nakatomi Mgmt For For For
4 Elect Kohsuke Sugiyama Mgmt For For For
5 Elect Tetsuo Akiyama Mgmt For For For
6 Elect Naruhito Higo Mgmt For For For
7 Elect Toshiaki Tsuruda Mgmt For For For
8 Elect Shinichiroh Takao Mgmt For For For
9 Elect Kyu Saitoh Mgmt For For For
10 Elect Nobuo Tsutsumi Mgmt For For For
11 Elect Shinichi Murayama Mgmt For For For
12 Elect Isao Ichikawa Mgmt For For For
13 Elect Teijiroh Furukawa Mgmt For For For
14 Elect Nobuyuki Nakatomi Mgmt For Against Against
15 Elect Munehiko Hirano Mgmt For Against Against
16 Elect Keinosuke Ono Mgmt For For For
17 Approval of Mgmt For For For
Disposition and
Aquisition of
Treasury Share
through Third Party
Allotment
________________________________________________________________________________
Horizon Pharma plc
Ticker Security ID: Meeting Date Meeting Status
HZNP CUSIP G4617B105 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Grey Mgmt For Against Against
2 Elect Jeff Himawan Mgmt For Against Against
3 Elect Ronald Pauli Mgmt For Against Against
4 Technical Amendments Mgmt For For For
to Memorandum of
Association
5 Technical Amendments Mgmt For For For
to Articles of
Association
6 Authority to Mgmt For For For
Repurchase Overseas
Market
Shares
7 Approval of the 2014 Mgmt For Against Against
Equity Incentive
Plan
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Impax Laboratories Inc.
Ticker Security ID: Meeting Date Meeting Status
IPXL CUSIP 45256B101 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie Z. Benet Mgmt For For For
2 Elect Robert L. Burr Mgmt For For For
3 Elect Allen Chao Mgmt For For For
4 Elect Mary K. Mgmt For For For
Pendergast
5 Elect Peter R. Terreri Mgmt For For For
6 Elect Janet S. Vergis Mgmt For For For
7 Elect G. Frederick Mgmt For For For
Wilkinson
8 Amendment to the 2002 Mgmt For For For
Equity Incentive
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
INC Research Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
INCR CUSIP 45329R109 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Breckon Mgmt For For For
2 Elect David F. Mgmt For Against Against
Burgstahler
3 Elect Terry Woodward Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Approval of the 2016 Mgmt For For For
Employee Stock
Purchase
Plan
7 Amendment to the 2014 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Insys Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
INSY CUSIP 45824V209 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick P. Mgmt For Withhold Against
Fourteau
1.2 Elect John N. Kapoor Mgmt For For For
1.3 Elect Theodore H. Mgmt For For For
Stanley
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 05/31/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Kissei Pharmaceuticals Company Limited
Ticker Security ID: Meeting Date Meeting Status
4547 CINS J33652108 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Mutsuo Kanzawa Mgmt For Against Against
3 Elect Masaki Morozumi Mgmt For For For
4 Elect Hiroe Satoh Mgmt For For For
5 Elect Masayuki Isaji Mgmt For For For
6 Elect Keiji Fukushima Mgmt For For For
7 Elect Yoshio Furihata Mgmt For For For
8 Elect Yasuo Takehana Mgmt For For For
9 Elect Kenji Soh Mgmt For For For
10 Elect Tetsu Takayama Mgmt For For For
11 Elect Hiroshi Kusama Mgmt For For For
12 Elect Eiichi Matsushita Mgmt For For For
13 Elect Shinji Kikuchi Mgmt For For For
14 Elect Shigetaka Shimizu Mgmt For For For
15 Elect Minoru Nomura Mgmt For For For
16 Elect Hidetoshi Kanai Mgmt For Against Against
17 Elect Hiroshi Ueno Mgmt For For For
18 Elect Akio Kubota @ Mgmt For For For
Akio Miyazawa as
Alternate Statutory
Auditor
19 Bonus Mgmt For Against Against
________________________________________________________________________________
Ligand Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
LGND CUSIP 53220K504 05/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason M. Aryeh Mgmt For Withhold Against
1.2 Elect Todd C. Davis Mgmt For For For
1.3 Elect John L. Higgins Mgmt For For For
1.4 Elect John W. Kozarich Mgmt For For For
1.5 Elect John L. LaMattina Mgmt For For For
1.6 Elect Sunil Patel Mgmt For For For
1.7 Elect Stephen L. Sabba Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lonza Group AG
Ticker Security ID: Meeting Date Meeting Status
LONN CINS H50524133 04/22/2016 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Elect Patrick Aebischer Mgmt For TNA N/A
7 Elect Werner J. Bauer Mgmt For TNA N/A
8 Elect Thomas Ebeling Mgmt For TNA N/A
9 Elect Jean-Daniel Mgmt For TNA N/A
Gerber
10 Elect Barbara M. Mgmt For TNA N/A
Richmond
11 Elect Margot Scheltema Mgmt For TNA N/A
12 Elect Rolf Soiron Mgmt For TNA N/A
13 Elect Jurgen B. Mgmt For TNA N/A
Steinemann
14 Elect Antonio Trius Mgmt For TNA N/A
15 Elect Christoph Mader Mgmt For TNA N/A
16 Elect Rolf Soiron as Mgmt For TNA N/A
Chairman
17 Elect Thomas Ebeling Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
18 Elect Jean-Daniel Mgmt For TNA N/A
Gerber as Nominating
and Compensation
Committee
Member
19 Elect Christoph Mader Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
20 Elect Jurgen Mgmt For TNA N/A
Steinemann as
Nominating and
Compensation
Committee
Member
21 Appointment of Auditor Mgmt For TNA N/A
22 Appointment of Mgmt For TNA N/A
Independent
Proxy
23 Board Compensation Mgmt For TNA N/A
24 Executive Compensation Mgmt For TNA N/A
(Fixed)
25 Executive Compensation Mgmt For TNA N/A
(Variable
Short-Term)
26 Executive Compensation Mgmt For TNA N/A
(Variable
Long-Term)
27 Transaction of Other Mgmt For TNA N/A
Business
________________________________________________________________________________
Luye Pharma Group Limited
Ticker Security ID: Meeting Date Meeting Status
2186 CINS G57007109 06/08/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LIU Dian Bo Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Meda AB
Ticker Security ID: Meeting Date Meeting Status
MEDA-A CINS W5612K109 04/14/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Board Size Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors; Mgmt For Against Against
Appointment of
Auditor
19 Elect Martin Svalstedt Mgmt For Against Against
as
Chairman
20 Nomination Committee Mgmt For For For
21 Remuneration Guidelines Mgmt For For For
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Mgmt For For For
Repurchase
Shares
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Mochida Pharmaceutical
Ticker Security ID: Meeting Date Meeting Status
4534 CINS J46152104 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Naoyuki Mochida Mgmt For Against Against
4 Elect Makoto Aoki Mgmt For For For
5 Elect Yohichi Kohno Mgmt For For For
6 Elect Keiichi Sagisaka Mgmt For For For
7 Elect Chu Sakata Mgmt For For For
8 Elect Akira Karasawa Mgmt For For For
9 Elect Hiroshi Nakamura Mgmt For For For
10 Elect Junichi Sakaki Mgmt For For For
11 Elect Kiyoshi Mizuguchi Mgmt For For For
12 Elect Tomoo Kugisawa Mgmt For For For
13 Elect Hirokuni Sogawa Mgmt For For For
14 Elect Kyohsuke Wagai Mgmt For For For
as Statutory
Auditor
15 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 06/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Wendy Cameron Mgmt For Against Against
3 Elect Robert J. Mgmt For For For
Cindrich
4 Elect Robert J. Coury Mgmt For For For
5 Elect JoEllen Lyons Mgmt For For For
Dillon
6 Elect Neil F. Dimick Mgmt For For For
7 Elect Melina Higgins Mgmt For For For
8 Elect Douglas J. Leech Mgmt For Against Against
9 Elect Rajiv Malik Mgmt For For For
10 Elect Joseph C. Maroon Mgmt For For For
11 Elect Mark Parrish Mgmt For Against Against
12 Elect Rodney L. Piatt Mgmt For For For
13 Elect Randall L. Mgmt For For For
Vanderveen
14 Adoption of the Dutch Mgmt For For For
Annual
Accounts
15 Ratification of Auditor Mgmt For For For
16 Appointment of Auditor Mgmt For For For
for the Dutch Annual
Accounts
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Re-Approval of 2003 Mgmt For Against Against
Long-Term Incentive
Plan
19 Authorization for Mgmt For Against Against
Board to Acquire
Ordinary and
Preferred
Shares
________________________________________________________________________________
Nektar Therapeutics
Ticker Security ID: Meeting Date Meeting Status
NKTR CUSIP 640268108 06/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Scott Greer Mgmt For For For
2 Elect Christopher A. Mgmt For For For
Kuebler
3 Elect Lutz Lingnau Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nichi-Iko Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
4541 CINS J49614100 06/17/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yuichi Tamura Mgmt For Against Against
5 Elect Toshinori Mgmt For For For
Kongohji
6 Elect Shukoh Urayama Mgmt For For For
7 Elect Kenji Akane Mgmt For For For
8 Elect Taizan Kawakami Mgmt For For For
9 Elect Takahiro Mgmt For For For
Yoshikawa
10 Elect Noboru Inasaka Mgmt For For For
11 Elect Shigeo Takagi Mgmt For For For
12 Elect Hideki Sakai Mgmt For For For
13 Equity Compensation Mgmt For For For
Plan for Directors of
the
Company
14 Equity Compensation Mgmt For For For
Plan for Executive
Officers and
Employees of the
Company and Directors
and Employees of
Subsidiaries
________________________________________________________________________________
Obi Pharma Inc.
Ticker Security ID: Meeting Date Meeting Status
4174 CINS Y64270104 06/27/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
7 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
8 Amendments to Mgmt For For For
Procedural Rules:
Election of
Directors
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Elect FENG Chen-Yu Mgmt For For For
11 Elect CHANG Chung-Ming Mgmt For For For
12 Elect WANG Tai-Chang Mgmt For For For
13 Elect Director No.4 Mgmt For Abstain Against
14 Elect Director No.5 Mgmt For Abstain Against
15 Elect Director No.6 Mgmt For Abstain Against
16 Elect Director No.7 Mgmt For Abstain Against
17 Elect Director No.8 Mgmt For Abstain Against
18 Elect Director No.9 Mgmt For Abstain Against
19 Non-compete Mgmt For Against Against
Restrictions to
Directors
20 EXTRAORDINARY MOTIONS Mgmt Abstain Against N/A
________________________________________________________________________________
Opko Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
OPK CUSIP 68375N103 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip Frost Mgmt For For For
1.2 Elect Jane H. Hsiao Mgmt For For For
1.3 Elect Steven D. Rubin Mgmt For For For
1.4 Elect Robert Baron Mgmt For Withhold Against
1.5 Elect Thomas E. Beier Mgmt For For For
1.6 Elect Dmitry Kolosov Mgmt For Withhold Against
1.7 Elect Richard A. Lerner Mgmt For Withhold Against
1.8 Elect John A. Paganelli Mgmt For For For
1.9 Elect Richard C. Mgmt For Withhold Against
Pfenniger
1.10 Elect Alice Lin-Tsing Mgmt For For For
Yu
2 Approval of the 2016 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Orion Oyj
Ticker Security ID: Meeting Date Meeting Status
ORNBV CINS X6002Y112 03/22/2016 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Treasury
Shares
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pacira Pharmaceuticals Inc.
Ticker Security ID: Meeting Date Meeting Status
PCRX CUSIP 695127100 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Hastings Mgmt For For For
1.2 Elect John P. Mgmt For For For
Longenecker
1.3 Elect Andreas Wicki Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2011 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laurie Brlas Mgmt For For For
2 Elect Gary M. Cohen Mgmt For For For
3 Elect Marc Coucke Mgmt For For For
4 Elect Ellen R. Hoffing Mgmt For For For
5 Elect Michael J. Mgmt For For For
Jandernoa
6 Elect Gary K. Kunkle, Mgmt For For For
Jr.
7 Elect Herman Morris, Mgmt For For For
Jr.
8 Elect Donal O'Connor Mgmt For For For
9 Elect Joseph C. Papa Mgmt For For For
10 Elect Shlomo Yanai Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Authority to Mgmt For For For
Repurchase
Shares
14 Price Range for Mgmt For For For
Reissuance of
Treasury
Shares
________________________________________________________________________________
PRA Health Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRAH CUSIP 69354M108 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ali J. Satvat Mgmt For For For
1.2 Elect Jeffrey T. Barber Mgmt For For For
1.3 Elect Linda S. Grais Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quintiles Transnational Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
Q CUSIP 74876Y101 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack M. Greenberg Mgmt For For For
1.2 Elect Thomas H. Pike Mgmt For For For
1.3 Elect Annie H. Lo Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Richter Gedeon Vegyeszeti Gyar Rt.
Ticker Security ID: Meeting Date Meeting Status
RICHTER CINS X3124S107 04/26/2016 Take No Action
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Voting Method Mgmt For TNA N/A
6 Recording Device for Mgmt For TNA N/A
Meeting
7 Election of Presiding Mgmt For TNA N/A
Chairman, Individuals
to
Keep
Minutes and Counting
Commission
8 Auditor's Report Mgmt For TNA N/A
(Consolidated)
9 Auditor's Report Mgmt For TNA N/A
10 Dividend Mgmt For TNA N/A
11 Allocation of Profits Mgmt For TNA N/A
to
Reserves
12 Draft Annual Report Mgmt For TNA N/A
13 Corporate Governance Mgmt For TNA N/A
Report
14 Amendments to Articles Mgmt For TNA N/A
15 Amendments to Articles Mgmt For TNA N/A
(Auditor's
Term)
16 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
17 Directors' Report on Mgmt For TNA N/A
Acquired Treasury
Shares
18 Authority to Mgmt For TNA N/A
Repurchase
Shares
19 Elect Gabor Culacsi Mgmt For TNA N/A
20 Elect Csaba Lantos Mgmt For TNA N/A
21 Elect Christopher W. Mgmt For TNA N/A
Long
22 Elect Norbert Szivek Mgmt For TNA N/A
23 Directors' Fees Mgmt For TNA N/A
24 Shareholder Proposal ShrHoldr For TNA N/A
Regarding Directors'
Reward
25 Supervisory Board Fees Mgmt For TNA N/A
26 Appointment of Auditor Mgmt For TNA N/A
27 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
________________________________________________________________________________
Sawai Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
4555 CINS J69811107 06/24/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiroyuki Sawai Mgmt For For For
4 Elect Mitsuo Sawai Mgmt For For For
5 Elect Takashi Iwasa Mgmt For For For
6 Elect Minoru Kodama Mgmt For For For
7 Elect Kenzoh Sawai Mgmt For For For
8 Elect Shinichi Tokuyama Mgmt For For For
9 Elect Hidefumi Sugao Mgmt For For For
10 Elect Naomi Tohdoh Mgmt For For For
11 Elect Hidetsugu Mgmt For Against Against
Matsunaga
12 Elect Takekiyo Sawai Mgmt For For For
13 Elect Takanobu Tomohiro Mgmt For For For
________________________________________________________________________________
ScinoPharm Taiwan Limited
Ticker Security ID: Meeting Date Meeting Status
1789 CINS Y7540Z107 06/27/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
6 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
7 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
8 Non-compete Mgmt For For For
Restrictions for
Director WNAG
Guo-Xi
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 04/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Impact and Measures Mgmt For For For
For Dilution of
Current
Returns
3 Undertakings of Mgmt For For For
Remedial
Measures
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 06/07/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Estimates of Ongoing Mgmt For For For
Related Party
Transactions
8 Appraisal Results and Mgmt For For For
Directors'
Fees
9 Appraisal Program for Mgmt For For For
2016
10 Approval of Entrusted Mgmt For For For
Loans
11 Authority to Give Mgmt For For For
Guarantees
12 Approval of Line of Mgmt For For For
Credit
13 Approval to Dispose of Mgmt For For For
Listed Shares and
Securities
14 Adjustments to Mgmt For For For
Directors'
Allowances
15 Amendments to Mgmt For For For
Procedural Rules of
the
Board
16 Size and method of Mgmt For For For
issuance
17 Bond Rate Mgmt For For For
18 Maturity Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Investors and Placing Mgmt For For For
Arrangements
21 Guarantee Mgmt For For For
22 Credit Standing Mgmt For For For
23 Underwriting Mgmt For For For
24 Listing Mgmt For For For
25 Validity Mgmt For For For
26 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
27 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
28 Extension of Effective Mgmt For For For
Period for Non-Public
Issuance
29 Extension of Effective Mgmt For For For
Period for the
Authorization of the
Non-Public
Issuance
30 Elect CHEN Qiyu Mgmt For Against Against
31 Elect YAO Fang Mgmt For For For
32 Elect GUO Guangchang Mgmt For For For
33 Elect WANG Qunbin Mgmt For Against Against
34 Elect Lan Kang Mgmt For For For
35 Elect John MA Mgmt For Against Against
Changzheng
36 Elect WANG Can Mgmt For For For
37 Elect CAO Huimin Mgmt For For For
38 Elect JIANG Xian Mgmt For For For
39 Elect Kelvin WONG Tin Mgmt For Against Against
Yau
40 Elect Danny WAI Shiu Mgmt For For For
Kwan
41 Elect CAO Genxing as Mgmt For For For
Supervisor
42 Elect GUAN Yimin as Mgmt For For For
supervisor
43 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S108 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 2016 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
10 Financial Services Mgmt For Against Against
Agreement and Annual
Caps
11 Jiangxi Nanhua Mgmt For For For
Medicines Framework
Agreement
12 Implementation Rules Mgmt For For For
of the Cumulative
Voting
System
13 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For For For
Debt
Instruments
15 Amendments to Articles Mgmt For For For
16 Elect ZHOU Jie Mgmt For For For
17 Elect CHO Man Mgmt For For For
18 Elect LI Yongzhong Mgmt For For For
19 Elect SHEN Bo Mgmt For For For
20 Elect LI An Mgmt For For For
21 Elect WAN Kam To Mgmt For Against Against
22 Elect Edward Tse CHO Mgmt For For For
Che
23 Elect CAI Jiangnan Mgmt For For For
24 Elect HONG Liang Mgmt For For For
25 Elect XU Youli Mgmt For Against Against
26 Elect XIN Keng Mgmt For For For
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sino Biopharmaceutical Limited
Ticker Security ID: Meeting Date Meeting Status
1177 CINS G8167W138 06/15/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect TSE Theresa Y Y Mgmt For Against Against
6 Elect XU Xiaoyang Mgmt For For For
7 Elect TSE Hsin Mgmt For For For
8 Elect LU Zhengfei Mgmt For For For
9 Elect LI Dakui Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 03/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect ZHUO Fumin Mgmt For Against Against
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 06/16/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees
11 Elect WU Yijian Mgmt For For For
12 Authority to Issue Mgmt For For For
Debt Financing
Instruments
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
15 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
________________________________________________________________________________
Strides Shasun Limited
Ticker Security ID: Meeting Date Meeting Status
STAR CINS Y8175G117 06/27/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Disposal Mgmt For Against Against
________________________________________________________________________________
Taisho Pharmaceutical Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
4581 CINS J79885109 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 04/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yitzhak Peterburg Mgmt For For For
2 Elect Arie S. Mgmt For For For
Belldegrun
3 Elect Amir Elstein Mgmt For For For
4 Amendment of Mgmt For Against Against
Compensation
Policy
5 Declaration of Mgmt N/A Against N/A
Material
Interest
6 Salary Increase of CEO Mgmt For For For
7 Amendment of CEO's Mgmt For For For
Bonus
Scheme
8 Amendment of CEO's Mgmt For For For
Annual Equity
Grants
9 Amendment of 2015 Mgmt For For For
Long-Term
Equity-Based
Incentive
Plan
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Torrent Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
TORRENTPH CINS Y8896L148 04/29/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securitie
w/o Preemptive
Rights
3 Authority to Issue Mgmt For For For
Non-Convertible
Debentures on Private
Placement
________________________________________________________________________________
UCB SA
Ticker Security ID: Meeting Date Meeting Status
UCB CINS B93562120 04/28/2016 Take No Action
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
7 Remuneration Report Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Ratification of Mgmt For TNA N/A
Auditor's
Acts
10 Elect Harriet Edelman Mgmt For TNA N/A
to the Board of
Directors
11 Ratify Independence of Mgmt For TNA N/A
Harriet
Edelman
12 Elect Charles Antoine Mgmt For TNA N/A
Janssen to the Board
of
Directors
13 Elect Ulf Wiinberg to Mgmt For TNA N/A
the Board of
Directors
14 Ratify Independence of Mgmt For TNA N/A
Ulf
Wiinberg
15 Elect Pierre Gurdjian Mgmt For TNA N/A
to the Board of
Directors
16 Ratify Independence of Mgmt For TNA N/A
Pierre
Gurdjian
17 Adoption of Mgmt For TNA N/A
Performance Stock
Plan
18 Change of Control Mgmt For TNA N/A
Clause (EMTN
Program)
19 Change of Control Mgmt For TNA N/A
Clause (EIB Loan
Facility)
20 Non-Voting Agenda Item N/A N/A TNA N/A
21 Increase in Authorized Mgmt For TNA N/A
Capital
22 Authority to Mgmt For TNA N/A
Repurchase
Shares
23 Amendments to Articles Mgmt For TNA N/A
24 Non-Voting Meeting Note N/A N/A TNA N/A
25 Non-Voting Meeting Note N/A N/A TNA N/A
Fund Name : VanEck Vectors Global Alternative Energy ETF
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shawn Qu Mgmt For For For
1.2 Elect Robert McDermott Mgmt For For For
1.3 Elect Lars-Eric Mgmt For For For
Johansson
1.4 Elect Harry E. Ruda Mgmt For For For
1.5 Elect Andrew Wong Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China High Speed Transmission Equipment Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
658 CINS G2112D105 06/17/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Yongdao Mgmt For Against Against
6 Elect LIAO Enrong Mgmt For For For
7 Elect GOU Jianhui Mgmt For For For
8 Elect WANG Zhangbing Mgmt For For For
9 Elect ZHOU Zhijin Mgmt For For For
10 Elect HU Jichun Mgmt For For For
11 Elect JIANG Xihe Mgmt For Against Against
12 Elect ZHU Junsheng Mgmt For For For
13 Elect CHEN Shimin Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Final Financial Mgmt For For For
Accounts
6 Allocation of Mgmt For For For
Profits/Dividends
7 2016 Financial Budget Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
10 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
11 Registration and Issue Mgmt For For For
of Debt
Instruments
12 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 07/09/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect QIAO Baoping Mgmt For Against Against
3 Elect WANG Baole Mgmt For For For
4 Elect SHAO Guoyong Mgmt For Against Against
5 Elect CHEN Jingdong Mgmt For For For
6 Elect LI Enyi Mgmt For For For
7 Elect HUANG Qun Mgmt For For For
8 Elect ZHANG Songyi Mgmt For For For
9 Elect MENG Yan Mgmt For For For
10 Elect HAN Dechang Mgmt For For For
11 Elect XIE Changjun as Mgmt For For For
Supervisor
12 Elect YU Yongping as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For Withhold Against
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Stephen J. Jones Mgmt For For For
1.7 Elect Anthony J. Mgmt For For For
Orlando
1.8 Elect Robert S. Mgmt For For For
Silberman
1.9 Elect Jean Smith Mgmt For For For
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/27/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles M. Mgmt For For For
Swoboda
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Robert A. Ingram Mgmt For Withhold Against
1.4 Elect C. Howard Nye Mgmt For For For
1.5 Elect Franco Plastina Mgmt For For For
1.6 Elect John B. Replogle Mgmt For For For
1.7 Elect Robert L. Tillman Mgmt For For For
1.8 Elect Thomas H. Werner Mgmt For For For
1.9 Elect Anne C. Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 05/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For For For
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Michael J. Mgmt For For For
Critelli
5 Elect Alexander M. Mgmt For For For
Cutler
6 Elect Richard H. Fearon Mgmt For Against Against
7 Elect Charles E. Golden Mgmt For For For
8 Elect Linda A. Hill Mgmt For For For
9 Elect Arthur E. Johnson Mgmt For For For
10 Elect Ned C. Lautenbach Mgmt For For For
11 Elect Deborah L. McCoy Mgmt For For For
12 Elect Gregory R. Page Mgmt For For For
13 Elect Sandra Pianalto Mgmt For For For
14 Elect Gerald B. Smith Mgmt For For For
15 Approving Certain Mgmt For For For
Administrative
Amendments to
Articles of
Association
16 Approving Certain Mgmt For For For
Administrative
Amendments to the
Memorandum of
Association
17 Amendment to Articles Mgmt For For For
Clarifying Board
Size
18 Ratification of Auditor Mgmt For For For
19 Advisory Vote on Mgmt For For For
Executive
Compensation
20 Authority to Mgmt For For For
Repurchase Overseas
Market
Shares
________________________________________________________________________________
EDP Renovaveis SA
Ticker Security ID: Meeting Date Meeting Status
EDPR CINS E3847K101 04/14/2016 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Management and Mgmt For For For
Corporate Governance
Reports
4 Ratification of Board Mgmt For For For
Acts
5 Ratify Co-Option of Mgmt For For For
Miguel Dias
Amaro
6 Elect Francisco Seixas Mgmt For For For
da
Costa
7 Remuneration Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authorisation of Legal Mgmt For For For
Formalities
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enel Green Power S.p.A.
Ticker Security ID: Meeting Date Meeting Status
EGPW CINS T3679C106 01/11/2016 Take No Action
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Elect Francesca Romana Mgmt For TNA N/A
Napolitano
4 Demerger Mgmt For TNA N/A
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hwan-yoon F. Mgmt For For For
Chung
2 Elect Arthur T. Mgmt For For For
Katsaros
3 Elect Robert Magnus Mgmt For For For
4 Amendment to the Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect James A. Hughes Mgmt For For For
6 Elect Craig Kennedy Mgmt For For For
7 Elect James F. Nolan Mgmt For For For
8 Elect William J. Post Mgmt For For For
9 Elect J. Thomas Presby Mgmt For For For
10 Elect Paul H. Stebbins Mgmt For Against Against
11 Elect Michael T. Mgmt For For For
Sweeney
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gamesa Corporacion Tecnologica, S.A.
Ticker Security ID: Meeting Date Meeting Status
GAM CINS E54667113 06/21/2016 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Management Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Co-option and Mgmt For For For
Elect Gema Gongora
Bachiller
7 Elect Ignacio Martin Mgmt For For For
San
Vicente
8 Elect Sonsoles Rubio Mgmt For For For
Reinoso
9 Authorisation of Legal Mgmt For For For
Formalities
10 Remuneration Report Mgmt For For For
________________________________________________________________________________
GCL Poly-Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 05/25/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHU Gongshan Mgmt For Against Against
5 Elect JI Jun Mgmt For For For
6 Elect JIANG Wenwu Mgmt For For For
7 Elect ZHENG Xiongjiu Mgmt For For For
8 Elect Raymond HO Chung Mgmt For For For
Tai
9 Elect Francis WONG Man Mgmt For For For
Chung
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Increase in Authorized Mgmt For For For
Capital
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GCL Poly-Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 11/26/2015 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Divestiture (Non-Solar Mgmt For For For
Power Generation
Business)
4 Amendment to Deed of Mgmt For For For
Non-Competition
5 Elect SHEN Wenzhong Mgmt For For For
6 Refreshment of Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
Green Plains Inc.
Ticker Security ID: Meeting Date Meeting Status
GPRE CUSIP 393222104 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Crowley Mgmt For Withhold Against
1.2 Elect Gene Edwards Mgmt For For For
1.3 Elect Gordon Glade Mgmt For For For
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Toshiyuki Nakai Mgmt For Against Against
4 Elect Michiya Kadota Mgmt For For For
5 Elect Kohichi Iioka Mgmt For For For
6 Elect Kiyoshi Itoh Mgmt For For For
7 Elect Takahito Namura Mgmt For For For
8 Elect Toshitaka Kodama Mgmt For For For
9 Elect Yoshio Yamada Mgmt For For For
10 Elect Ikuo Ishimaru Mgmt For For For
11 Elect Hirohiko Ejiri Mgmt For For For
12 Elect Seiji Nakamura Mgmt For For For
13 Elect Tsuguto Moriwaki Mgmt For For For
14 Elect Shiroh Hayashi Mgmt For For For
15 Elect Kenjiroh Mgmt For For For
Kobayashi
16 Elect Yoshihiro Tsuji Mgmt For For For
as Alternate
Statutory
Auditor
17 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Nibe Industrier AB
Ticker Security ID: Meeting Date Meeting Status
NIBE'B CINS W57113115 05/12/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
CEO
Acts
15 Board Size Mgmt For For For
16 Number of Auditors Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For Against Against
19 Appointment of Auditor Mgmt For For For
20 Stock Split; Mgmt For For For
Amendments to
Articles
21 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
22 Remuneration Guidelines Mgmt For Against Against
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Nordex SE
Ticker Security ID: Meeting Date Meeting Status
NDX1 CINS D5736K135 05/10/2016 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Elect Connie Hedegaard Mgmt For TNA N/A
8 Elect Jan Klatten Mgmt For TNA N/A
9 Elect Juan Muro-Lara Mgmt For TNA N/A
Girod
10 Elect Rafael Mateo Mgmt For TNA N/A
Alcala
11 Elect Martin Rey Mgmt For TNA N/A
12 Elect Wolfgang Ziebart Mgmt For TNA N/A
13 Increase in Authorised Mgmt For TNA N/A
Capital
14 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
15 Cancellation of Mgmt For TNA N/A
Conditional Capital
II
16 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Power Integrations, Inc.
Ticker Security ID: Meeting Date Meeting Status
POWI CUSIP 739276103 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Balu Balakrishnan Mgmt For For For
1.2 Elect Alan D. Bickell Mgmt For For For
1.3 Elect Nicholas E. Mgmt For For For
Brathwaite
1.4 Elect William L. George Mgmt For For For
1.5 Elect Balakrishnan S. Mgmt For For For
Iyer
1.6 Elect E. Floyd Kvamme Mgmt For For For
1.7 Elect Steven J. Sharp Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2016 Mgmt For For For
Incentive Award
Plan
4 Amendment to 1997 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SMA Solar Technology AG
Ticker Security ID: Meeting Date Meeting Status
S92 CINS D7008K108 05/31/2016 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratify Roland Grebe Mgmt For TNA N/A
7 Ratify Martin Kinne Mgmt For TNA N/A
8 Ratify Jurgen Reinert Mgmt For TNA N/A
9 Ratify Lydia Sommer Mgmt For TNA N/A
10 Ratify Pierre-Pascal Mgmt For TNA N/A
Urbon
11 Ratify Roland Bent Mgmt For TNA N/A
12 Ratify Gunther Cramer Mgmt For TNA N/A
13 Ratify Oliver Dietzel Mgmt For TNA N/A
14 Ratify Peter Drews Mgmt For TNA N/A
15 Ratify Erik Ehrentraut Mgmt For TNA N/A
16 Ratify Kim Fausing Mgmt For TNA N/A
17 Ratify Gunther Hackl Mgmt For TNA N/A
18 Ratify Johannes Hade Mgmt For TNA N/A
19 Ratify Heike Haigis Mgmt For TNA N/A
20 Ratify Winfried Mgmt For TNA N/A
Hoffmann
21 Ratify Joachim Mgmt For TNA N/A
Schlosser
22 Ratify Yvonne Siebert Mgmt For TNA N/A
23 Ratify Matthias Victor Mgmt For TNA N/A
24 Ratify Hans-Dieter Mgmt For TNA N/A
Werner
25 Ratify Reiner Mgmt For TNA N/A
Wettlaufer
26 Ratify Mirko Zeidler Mgmt For TNA N/A
27 Appointment of Auditor Mgmt For TNA N/A
28 Authority to Mgmt For TNA N/A
Repurchase
Shares
________________________________________________________________________________
SolarCity Corporation
Ticker Security ID: Meeting Date Meeting Status
SCTY CUSIP 83416T100 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lyndon R. Rive Mgmt For For For
1.2 Elect John H.N. Fisher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approve Non-Employee Mgmt For Against Against
Director Compensation
Program
4 Approve Amended and Mgmt For Against Against
Restated 2012 Equity
Compensation
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernard Clement Mgmt For For For
1.2 Elect Denis Giorno Mgmt For For For
1.3 Elect Catherine Lesjak Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tesla Motors Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 05/31/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brad W. Buss Mgmt For For For
2 Elect Ira Ehrenpreis Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Veeco Instruments Inc.
Ticker Security ID: Meeting Date Meeting Status
VECO CUSIP 922417100 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Peeler Mgmt For For For
1.2 Elect Thomas M. St. Mgmt For For For
Dennis
2 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
3 Re-approval of the Mgmt For For For
Management Bonus
Plan
4 2016 Employee Stock Mgmt For For For
Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/13/2016 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vestas Wind Systems A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 03/30/2016 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Bert Nordberg Mgmt For For For
9 Elect Carsten Bjerg Mgmt For For For
10 Elect Eija Pitkanen Mgmt For For For
11 Elect Henrik Andersen Mgmt For For For
12 Elect Henry Stenson Mgmt For For For
13 Elect Lars Josefsson Mgmt For For For
14 Elect Lykke Friis Mgmt For For For
15 Elect Torben Mgmt For For For
Ballegaard
Sorensen
16 Directors' Fees for Mgmt For For For
2015
17 Directors' Fees for Mgmt For For For
2016
18 Appointment of Auditor Mgmt For Abstain Against
19 Authority to Reduce Mgmt For For For
Share
Capital
20 Authority to Mgmt For For For
Repurchase
Shares
21 Amendment to Articles Mgmt For For For
Regarding Report
Language
22 Amendment to Mgmt For For For
Compensation
Guidelines
23 Authority to Carry Out Mgmt For For For
Formalities
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Annual Report Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For Abstain Against
Guarantees (Letter of
Guarantee)
10 Authority to Give Mgmt For Abstain Against
Guarantees
11 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
12 Joint Establishment of Mgmt For For For
Wind Power Industry
Fund with CIF
(Beijing) Investment
Fund Management Co.,
Ltd.
13 Participation in Mgmt For For For
Formation of Asset
Management Company
and Fund as Limited
Partner
14 Signing of Cooperation Mgmt For For For
Agreement of Risk
Sharing
System
15 Participation in Mgmt For For For
Establishing Tianrun
Dongfang Clean Energy
Fund (Limited
Partnership) by
Beijing Tianrun New
Energy Investment
Co.,
Ltd.
16 Report on Use of Mgmt For For For
Proceeds
17 Elect WU Gang Mgmt For Against Against
18 Elect WANG Haibo Mgmt For For For
19 Elect CAO Zhigang Mgmt For For For
20 Elect YU Shengjun Mgmt For Against Against
21 Elect ZHAO Guoqing Mgmt For For For
22 Elect FENG Wei Mgmt For For For
23 Elect YANG Xiaosheng Mgmt For For For
24 Elect LUO Zhenbang Mgmt For For For
25 Elect Christopher F. Mgmt For For For
Lee
26 Elect WANG Mengqiu as Mgmt For Against Against
Supervisor
27 Elect WANG Shiwei as Mgmt For For For
Supervisor
28 Elect LUO Jun as Mgmt For Against Against
Supervisor
29 Directors' Fees Mgmt For For For
30 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 01/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Registration and Issue Mgmt For For For
of Medium-term
Notes
4 Participation in Mgmt For For For
Private Placement of
Sinoma Science &
Technology Co.,
Ltd.
5 Continuing Connected Mgmt For For For
Transactions
6 Product Sales Mgmt For For For
Framework
Agreement
7 Elect ZHAO GUOQING Mgmt For For For
Fund Name : VanEck Vectors Global Spin-Off ETF
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H.L. Mgmt For For For
Burnside
1.2 Elect Brett J. Hart Mgmt For For For
1.3 Elect Edward J. Rapp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Approval of Mgmt For For For
Performance Goals
Under the Performance
Incentive
Plan
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Take-Back
Programs for Unused
Medicines
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Aker Solutions ASA
Ticker Security ID: Meeting Date Meeting Status
AKSO CINS R0138P118 04/07/2016 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Agenda Mgmt For TNA N/A
3 Minutes Mgmt For TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Remuneration Mgmt For TNA N/A
Guidelines
(advisory)
8 Incentive Guidelines Mgmt For TNA N/A
(binding)
9 Directors' Fees Mgmt For TNA N/A
10 Nomination Committee Mgmt For TNA N/A
Fees
11 Election of Directors Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
13 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
14 Authority to Mgmt For TNA N/A
Repurchase
Shares
15 Authority to Mgmt For TNA N/A
Repurchase Shares
Pursuant to
LTIP
16 Authority to Mgmt For TNA N/A
Repurchase Shares for
Cancellation
17 Non-Voting Meeting Note N/A N/A TNA N/A
18 Non-Voting Meeting Note N/A N/A TNA N/A
19 Non-Voting Meeting Note N/A N/A TNA N/A
20 Non-Voting Meeting Note N/A N/A TNA N/A
21 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Alent Plc
Ticker Security ID: Meeting Date Meeting Status
ALNT CINS G0R24A111 09/09/2015 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alent Plc
Ticker Security ID: Meeting Date Meeting Status
ALNT CINS G0R24A111 09/09/2015 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Merger-Related
Formalities
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alexander and Baldwin Inc.
Ticker Security ID: Meeting Date Meeting Status
ALEX CUSIP 014491104 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher J. Mgmt For For For
Benjamin
1.2 Elect Robert S. Mgmt For Withhold Against
Harrison
1.3 Elect Michele K. Saito Mgmt For For For
1.4 Elect Eric K. Yeaman Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allegion plc
Ticker Security ID: Meeting Date Meeting Status
ALLE CUSIP G0176J109 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Chesser
2 Elect Carla Cico Mgmt For For For
3 Elect Kirk S. Hachigian Mgmt For For For
4 Elect David D. Petratis Mgmt For For For
5 Elect Dean I. Schaffer Mgmt For For For
6 Elect Martin E. Welch Mgmt For For For
III
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Amendments to Mgmt For For For
Memorandum (Companies
Act
2014)
10 Amendments to Articles Mgmt For For For
(Companies Act
2014)
11 Plurality Voting Mgmt For For For
Standard for
Contested
Elections
12 Board Authority to Mgmt For For For
Determine Board
Size
________________________________________________________________________________
Altisource Residential Corp.
Ticker Security ID: Meeting Date Meeting Status
RESI CUSIP 02153W100 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David B. Reiner Mgmt For Withhold Against
1.2 Elect Michael A. Mgmt For For For
Eruzione
1.3 Elect Robert J. Mgmt For Withhold Against
Fitzpatrick
1.4 Elect George G. Ellison Mgmt For For For
1.5 Elect William P. Wall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2016 Mgmt For For For
Equity Incenetive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
AMC Networks Inc.
Ticker Security ID: Meeting Date Meeting Status
AMCX CUSIP 00164V103 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan F. Mgmt For For For
Miller
1.2 Elect Leonard Tow Mgmt For For For
1.3 Elect David E. Van Mgmt For For For
Zandt
1.4 Elect Carl E. Vogel Mgmt For For For
1.5 Elect Robert C. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2016 Mgmt For For For
Employee Stock
Plan
4 Approval of the 2016 Mgmt For For For
Executive Cash
Incentive
Plan
________________________________________________________________________________
Autoneum Holding AG
Ticker Security ID: Meeting Date Meeting Status
AUTN CINS H04165108 03/30/2016 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Elect Hans-Peter Mgmt For TNA N/A
Schwald
6 Elect Rainer Schmuckle Mgmt For TNA N/A
7 Elect Michael Pieper Mgmt For TNA N/A
8 Elect This E. Schneider Mgmt For TNA N/A
9 Elect Peter Spuhler Mgmt For TNA N/A
10 Elect Ferdinand Stutz Mgmt For TNA N/A
11 Elect Hans-Peter Mgmt For TNA N/A
Schwald as
Chairman
12 Elect This E. Mgmt For TNA N/A
Schneider as
Compensation
Committee
Member
13 Elect Hans-Peter Mgmt For TNA N/A
Schwald as
Compensation
Committee
Member
14 Elect Ferdinand Stutz Mgmt For TNA N/A
as Compensation
Committee
Member
15 Appointment of Auditor Mgmt For TNA N/A
16 Appointment of Mgmt For TNA N/A
Independent
Proxy
17 Remuneration Report Mgmt For TNA N/A
18 Board Compensation Mgmt For TNA N/A
19 Executive Compensation Mgmt For TNA N/A
________________________________________________________________________________
Babcock and Wilcox Enterprises Inc.
Ticker Security ID: Meeting Date Meeting Status
BW CUSIP 05614L100 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia Dubin Mgmt For Withhold Against
1.2 Elect Brian K. Mgmt For Withhold Against
Ferraioli
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2015 Mgmt For For For
Long-Term Incentive
Plan
6 Approval of the Mgmt For For For
Executive Incentive
Compensation
Plan
________________________________________________________________________________
Baxalta Incorporated
Ticker Security ID: Meeting Date Meeting Status
BXLT CUSIP 07177M103 05/27/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Cable One, Inc.
Ticker Security ID: Meeting Date Meeting Status
CABO CUSIP 12685J105 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brad D. Brian Mgmt For Against Against
2 Elect Katharine Mgmt For For For
Weymouth
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
California Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
CRC CUSIP 13057Q107 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald L. Havner Mgmt For For For
Jr.
2 Elect Harold M. Korell Mgmt For For For
3 Elect Robert V. Sinnott Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
7 2014 Employee Stock Mgmt For For For
Purchase
Plan
8 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Care Capital Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCP CUSIP 141624106 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Crocker, Mgmt For For For
II
2 Elect John S. Gates, Mgmt For For For
Jr.
3 Elect Ronald G. Geary Mgmt For For For
4 Elect Raymond J. Lewis Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Malehorn
6 Elect Dale Anne Reiss Mgmt For For For
7 Elect John L. Workman Mgmt For For For
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CareTrust REIT Inc
Ticker Security ID: Meeting Date Meeting Status
CTRE CUSIP 14174T107 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jon D. Kline Mgmt For For For
1.2 Elect David G. Lindahl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Caverion Corporation OYJ
Ticker Security ID: Meeting Date Meeting Status
CAV1V CINS X09586102 03/21/2016 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and Management
Acts
12 Board Size Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CDK Global Inc.
Ticker Security ID: Meeting Date Meeting Status
CDK CUSIP 12508E101 11/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen J. Anenen Mgmt For For For
2 Elect Leslie A. Brun Mgmt For For For
3 Elect Willie A. Deese Mgmt For For For
4 Elect Amy J. Hillman Mgmt For Against Against
5 Elect Brian P. Mgmt For For For
MacDonald
6 Elect Stephen A. Miles Mgmt For For For
7 Elect Robert E. Radway Mgmt For For For
8 Elect Frank S. Sowinski Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 2014 Omnibus Award Plan Mgmt For For For
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chemours Co
Ticker Security ID: Meeting Date Meeting Status
CC CUSIP 163851108 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley J. Bell Mgmt For For For
2 Elect Mary B. Cranston Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Retention of Mgmt Against Against For
Classified
Board
________________________________________________________________________________
Cheung Kong Property Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2103F101 05/13/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Ka-Shing Mgmt For For For
6 Elect KAM Hing Lam Mgmt For For For
7 Elect Edmond IP Tak Mgmt For For For
Chuen
8 Elect Davy CHUNG Sun Mgmt For For For
Keung
9 Elect Justin CHIU Kwok Mgmt For For For
Hung
10 Elect JP CHOW Wai Kam Mgmt For For For
11 Elect Ezra PAU Yee Wan Mgmt For For For
12 Elect Grace WOO Chia Mgmt For For For
Ching
13 Elect Henry CHEONG Mgmt For For For
Ying
Chew
14 Elect Albert CHOW Nin Mgmt For For For
Mow
15 Elect Katherine HUNG Mgmt For For For
Siu
Lin
16 Elect Simon Murray Mgmt For For For
17 Elect Anthony YEH Yuan Mgmt For For For
Chang
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Directors' Fees Mgmt For For For
20 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Issue Mgmt For Against Against
Repurchased
Shares
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Chorus Limited
Ticker Security ID: Meeting Date Meeting Status
CNU CINS Q6634X100 10/27/2015 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Jonathan Mgmt For For For
Hartley
2 Re-elect Prudence Mgmt For For For
Flacks
3 Elect Patrick Strange Mgmt For For For
4 Elect Murray Jordan Mgmt For For For
5 Authorise Board to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Colony Starwood Homes
Ticker Security ID: Meeting Date Meeting Status
SFR CUSIP 19625X102 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Mgmt For Withhold Against
Barrack,
Jr.
1.2 Elect Barry S. Mgmt For For For
Sternlicht
1.3 Elect Robert T. Best Mgmt For For For
1.4 Elect Thomas M. Bowers Mgmt For For For
1.5 Elect Richard D. Mgmt For For For
Bronson
1.6 Elect Justin T. Chang Mgmt For For For
1.7 Elect Michael D. Mgmt For For For
Fascitelli
1.8 Elect Jeffrey E. Kelter Mgmt For For For
1.9 Elect Thomas W. Knapp Mgmt For For For
1.10 Elect Richard Saltzman Mgmt For For For
1.11 Elect John L Steffens Mgmt For For For
1.12 Elect J. Ronald Mgmt For Withhold Against
Terwilliger
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Columbia Pipeline Group
Ticker Security ID: Meeting Date Meeting Status
CPGX CUSIP 198280109 06/22/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Communications Sales & Leasing Inc
Ticker Security ID: Meeting Date Meeting Status
CSAL CUSIP 20341J104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jennifer S. Mgmt For For For
Banner
2 Elect Francis X. Frantz Mgmt For For For
3 Elect Kenneth A. Mgmt For For For
Gunderman
4 Elect David L. Solomon Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Concentric AB
Ticker Security ID: Meeting Date Meeting Status
COIC CINS W2406H103 04/06/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Board Size; Number of Mgmt For For For
Auditors
15 Directors and Mgmt For For For
Auditors'
Fees
16 Election of Directors Mgmt For For For
and Appointment of
Auditor
17 Remuneration Guidelines Mgmt For For For
18 Reduction of Share Mgmt For For For
Capital and Bonus
Share
Issuance
19 Long-term Incentive Mgmt For For For
Programme
20 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Issue Mgmt For For For
Treasury
Shares
23 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to LTIP
2016
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CST Brands Inc
Ticker Security ID: Meeting Date Meeting Status
CST CUSIP 12646R105 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ruben M. Escobedo Mgmt For For For
2 Elect Thomas Dickson Mgmt For For For
3 Elect Denise Incandela Mgmt For For For
4 Elect Alan Schoenbaum Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Employee Stock Mgmt For For For
Purchase
Plan
7 Non-Employee Director Mgmt For For For
Compensation
Policy
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Distribuidora Internacional de Alimentacion SA
Ticker Security ID: Meeting Date Meeting Status
DIA CINS E3685C104 04/21/2016 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Elect Ana Maria Llopis Mgmt For For For
Rivas
6 Elect Ricardo Curras Mgmt For For For
de don
Pablos
7 Elect Julian Diaz Mgmt For For For
Gonzalez
8 Elect Rosalia Portela Mgmt For For For
de
Pablo
9 Ratify and Elect Juan Mgmt For For For
Maria Nin
Genova
10 Ratify and Elect Mgmt For For For
Angela Lesley
Spindler
11 Amendments to Articles Mgmt For For For
2 and
3
12 Amendments to Article Mgmt For For For
19
13 Amendments to Article Mgmt For For For
34
14 Amendments to Article Mgmt For For For
41
15 Amendments to Article Mgmt For For For
44
16 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
17 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
18 Authority to Issue Mgmt For For For
Debt
Instruments
19 Long Term Incentive Mgmt For For For
Plan
2016-2018
20 Authority to Issue Mgmt For For For
Shares for Directors
Fees
21 Authorisation of Legal Mgmt For For For
Formalities
22 Remuneration Report Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Echo Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
EGP CINS Q3383N102 11/04/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Elect Sally A.M. Pitkin Mgmt For For For
4 Elect Greg Hayes Mgmt For For For
5 Re-elect Katie Lahey Mgmt For For For
6 Grant of Performance Mgmt For For For
Rights
(MD/CEO)
7 Change in Company Name Mgmt For For For
________________________________________________________________________________
Energizer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29272W109 02/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Patrick Mgmt For For For
Mulcahy
2 Elect Alan R. Hoskins Mgmt For For For
3 Elect Kevin J. Hunt Mgmt For For For
4 Elect Patrick J. Moore Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Approval of the Equity Mgmt For For For
Incentive
Plan
9 Approval of the Mgmt For For For
Executive Officer
Bonus
Plan
________________________________________________________________________________
Engility Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
EGL CUSIP 29286C107 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William G. Tobin Mgmt For For For
1.2 Elect Darryll J. Pines Mgmt For For For
1.3 Elect David M. Kerko Mgmt For For For
1.4 Elect Steven A. Denning Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to 2012 Long Mgmt For For For
Term Performance
Plan
5 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Fiesta Restaurant Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRGI CUSIP 31660B101 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy P. Taft Mgmt For For For
1.2 Elect Stacey Rauch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fortune Brands Home and Security, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBHS CUSIP 34964C106 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan S. Kilsby Mgmt For For For
2 Elect Christopher J. Mgmt For For For
Klein
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Four Corners Property Trust Inc
Ticker Security ID: Meeting Date Meeting Status
FCPT CUSIP 35086T109 06/16/2016 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Mgmt For N/A N/A
Lenehan
2 Elect Douglas B. Hansen Mgmt For N/A N/A
3 Elect John S. Moody Mgmt For N/A N/A
4 Elect Marran H. Ogilvie Mgmt For N/A N/A
5 Elect Paul E. Szurek Mgmt For N/A N/A
6 Ratification of Auditor Mgmt For N/A N/A
7 Approval of Material Mgmt For N/A N/A
Terms of 2015 Omnibus
Incentive Plan for
162(m)
Compliance
________________________________________________________________________________
FTD Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
FTD CUSIP 30281V108 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert S. Apatoff Mgmt For For For
1.2 Elect Robert Berglass Mgmt For For For
1.3 Elect Sue Ann R. Mgmt For For For
Hamilton
1.4 Elect Christopher W. Mgmt For For For
Shean
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Gaming And Leisure Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 03/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Acquisition
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Gaming And Leisure Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter M. Carlino Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Gannett Co Inc
Ticker Security ID: Meeting Date Meeting Status
GCI CUSIP 36473H104 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John E. Cody Mgmt For For For
2 Elect Stephen W. Coll Mgmt For For For
3 Elect Robert J. Dickey Mgmt For For For
4 Elect Donald E. Mgmt For For For
Felsinger
5 Elect Lila Ibrahim Mgmt For For For
6 Elect Lawrence S. Mgmt For For For
Kramer
7 Elect John Jeffry Louis Mgmt For For For
8 Elect Tony A. Prophet Mgmt For For For
9 Elect Debra A. Sandler Mgmt For For For
10 Elect Chloe R. Sladden Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 2015 Omnibus Incentive Mgmt For For For
Compensation
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Groupe Fnac SA
Ticker Security ID: Meeting Date Meeting Status
FNAC CINS F4604M107 05/24/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Private Placement Mgmt For For For
(Vivendi
SA)
4 Limitation of Mgmt For For For
Preemptive Rights in
Favour of Vivendi
SA
5 Amendments to Articles Mgmt For For For
Regarding Share
Capital
6 Employee Stock Mgmt For For For
Purchase
Plan
7 Elect Stephane Roussel Mgmt For For For
to the Board of
Directors
8 Elect Simon Gilham to Mgmt For For For
the Board of
Directors
9 Authorisation of Legal Mgmt For For For
Formalities
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Groupe Fnac SA
Ticker Security ID: Meeting Date Meeting Status
FNAC CINS F4604M107 06/17/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Non-Tax Deductible Mgmt For For For
Expenses
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For Against Against
Transactions
10 Elect Patricia Mgmt For For For
Barbizet to the Board
of
Directors
11 Elect Alexandre Mgmt For For For
Bompard to the Board
of
Directors
12 Elect Antoine Mgmt For Against Against
Gosset-Grainville to
the Board of
Directors
13 Elect Jacques Veyrat Mgmt For For For
to the Board of
Directors
14 Remuneration Report of Mgmt For For For
Alexandre Bompard,
CEO
15 Authority to Mgmt For For For
Repurchase
Shares
16 Darty Offer Mgmt For For For
17 Authority to Grant Mgmt For Against Against
Stock
Options
18 Authority to Issue Mgmt For Against Against
Restricted
Shares
19 Employee Stock Mgmt For For For
Purchase
Plan
20 Ratification of the Mgmt For Against Against
Co-optation of Marie
Cheval to the Board
of
Directors
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Halyard Health Inc
Ticker Security ID: Meeting Date Meeting Status
HYH CUSIP 40650V100 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Byrnes Mgmt For For For
2 Elect Maria Sainz Mgmt For For For
3 Elect Julie A. Shimer, Mgmt For For For
Ph.D
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the Mgmt For For For
Equity Participation
Plan
________________________________________________________________________________
Hewlett Packard Enterprise Company
Ticker Security ID: Meeting Date Meeting Status
HPE CUSIP 42824C109 03/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Ammann Mgmt For For For
2 Elect Marc L. Mgmt For For For
Andreessen
3 Elect Michael J. Mgmt For For For
Angelakis
4 Elect Leslie A. Brun Mgmt For For For
5 Elect Pamela L. Carter Mgmt For For For
6 Elect Klaus Kleinfeld Mgmt For For For
7 Elect Raymond J. Lane Mgmt For For For
8 Elect Ann M. Livermore Mgmt For For For
9 Elect Raymond E. Ozzie Mgmt For For For
10 Elect Gary M. Reiner Mgmt For For For
11 Elect Patricia F. Russo Mgmt For For For
12 Elect Lip-Bu Tan Mgmt For Against Against
13 Elect Margaret C. Mgmt For For For
Whitman
14 Elect Mary Agnes Mgmt For For For
Wilderotter
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Huntington Ingalls Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
HII CUSIP 446413106 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas B. Fargo Mgmt For For For
1.2 Elect John K. Welch Mgmt For For For
1.3 Elect Stephen R. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hyster-Yale Materials Handling Inc.
Ticker Security ID: Meeting Date Meeting Status
HY CUSIP 449172105 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. C. Butler, Jr. Mgmt For For For
1.2 Elect Carolyn Corvi Mgmt For For For
1.3 Elect John P. Jumper Mgmt For For For
1.4 Elect Dennis W. LaBarre Mgmt For For For
1.5 Elect Joesph F Loughrey Mgmt For For For
1.6 Elect Alfred M. Mgmt For For For
Rankin,
Jr.
1.7 Elect Claiborne R. Mgmt For For For
Rankin
1.8 Elect John M. Stropki, Mgmt For For For
Jr.
1.9 Elect Britton T. Taplin Mgmt For For For
1.10 Elect Eugene Wong Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Indivior Plc
Ticker Security ID: Meeting Date Meeting Status
INDV CINS G4766E108 05/11/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Howard H. Pien Mgmt For For For
4 Elect Shaun Thaxter Mgmt For For For
5 Elect Cary J. Claiborne Mgmt For For For
6 Elect Rupert Bondy Mgmt For For For
7 Elect Yvonne Mgmt For For For
Greenstreet
8 Elect A. Thomas Mgmt For For For
McLellan
9 Elect Lorna Parker Mgmt For For For
10 Elect Daniel J. Phelan Mgmt For For For
11 Elect Christian S. Mgmt For For For
Schade
12 Elect Daniel Tasse Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
20 U.S. Employee Stock Mgmt For For For
Purchase
Plan
________________________________________________________________________________
Keysight Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
KEYS CUSIP 49338L103 03/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James G. Cullen Mgmt For For For
2 Elect Jean M. Halloran Mgmt For For For
3 Elect Mark B. Templeton Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
KLX Inc
Ticker Security ID: Meeting Date Meeting Status
KLXI CUSIP 482539103 08/26/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amin J. Khoury Mgmt For For For
1.2 Elect John T. Collins Mgmt For For For
1.3 Elect Peter V. Del Mgmt For For For
Presto
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Approval of the Mgmt For For For
Performance Goals and
Grant Limitations of
the Long-Term
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Knowles Corp
Ticker Security ID: Meeting Date Meeting Status
KN CUSIP 49926D109 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean-Pierre M. Mgmt For For For
Ergas
1.2 Elect Hermann Eul Mgmt For For For
1.3 Elect Donald Macleod Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Approval of the 2016 Mgmt For For For
Equity and Cash
Incentive
Plan
________________________________________________________________________________
Lands' End, Inc.
Ticker Security ID: Meeting Date Meeting Status
LE CUSIP 51509F105 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Galvin Mgmt For For For
1.2 Elect Elizabeth Darst Mgmt For For For
Leykum
1.3 Elect Josephine Linden Mgmt For For For
1.4 Elect Federica Mgmt For For For
Marchionni
1.5 Elect John T. McClain Mgmt For For For
1.6 Elect Jignesh Patel Mgmt For For For
1.7 Elect Jonah Staw Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Liberty Broadband Corp.
Ticker Security ID: Meeting Date Meeting Status
LBRDA CUSIP 530307107 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory B. Maffei Mgmt For For For
1.2 Elect Richard R. Green Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Liberty Broadband Corp.
Ticker Security ID: Meeting Date Meeting Status
LBRDA CUSIP 530307107 09/23/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Liberty TripAdvisor Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
LTRPA CUSIP 531465102 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry E. Romrell Mgmt For Withhold Against
1.2 Elect J. David Wargo Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mallinckrodt plc
Ticker Security ID: Meeting Date Meeting Status
MNK CUSIP G5785G107 03/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Melvin D. Booth Mgmt For For For
2 Elect David R. Carlucci Mgmt For For For
3 Elect J. Martin Carroll Mgmt For For For
4 Elect Diane H. Gulyas Mgmt For For For
5 Elect Nancy S. Lurker Mgmt For For For
6 Elect JoAnn A. Reed Mgmt For For For
7 Elect Angus C. Russell Mgmt For For For
8 Elect Virgil D. Mgmt For For For
Thompson
9 Elect Mark C. Trudeau Mgmt For For For
10 Elect Kneeland C. Mgmt For For For
Youngblood
11 Elect Joseph A. Mgmt For For For
Zaccagnino
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2016 Mgmt For For For
Employee Stock
Purchase
Plan
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Determine Mgmt For For For
Reissue Price for
Treasury
Shares
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect B. Evan Bayh III Mgmt For For For
1.2 Elect Charles E. Bunch Mgmt For Withhold Against
1.3 Elect Frank M Semple Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety and
Environmental
Incidents
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Marriott Vacations Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
VAC CUSIP 57164Y107 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond L. Mgmt For For For
Gellein,
Jr.
1.2 Elect Thomas J. Mgmt For For For
Hutchison
III
1.3 Elect Dianna F. Morgan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Murphy USA Inc
Ticker Security ID: Meeting Date Meeting Status
MUSA CUSIP 626755102 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Madison Murphy Mgmt For For For
1.2 Elect Andrew Clyde Mgmt For For For
1.3 Elect Christoph Keller Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Navient Corporation
Ticker Security ID: Meeting Date Meeting Status
NAVI CUSIP 63938C108 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John K. Adams, Mgmt For For For
Jr.
2 Elect Anne Torre Bates Mgmt For For For
3 Elect Anna Escobedo Mgmt For For For
Cabral
4 Elect William M. Mgmt For For For
Diefenderfer
III
5 Elect Diane Suitt Mgmt For For For
Gilleland
6 Elect Katherine A. Mgmt For For For
Lehman
7 Elect Linda A. Mills Mgmt For For For
8 Elect Barry A. Munitz Mgmt For For For
9 Elect John F. Remondi Mgmt For For For
10 Elect Jane J. Thompson Mgmt For For For
11 Elect Laura S. Unger Mgmt For For For
12 Elect Barry L. Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
New Media Investment Group Inc
Ticker Security ID: Meeting Date Meeting Status
NEWM CUSIP 64704V106 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Theodore P. Mgmt For For For
Janulis
1.2 Elect Michael E. Reed Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
New Residential Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
NRZ CUSIP 64828T201 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas L. Jacobs Mgmt For Against Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Senior Investment Group Inc
Ticker Security ID: Meeting Date Meeting Status
SNR CUSIP 648691103 06/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan Givens Mgmt For For For
1.2 Elect Michael Malone Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NOW Inc.
Ticker Security ID: Meeting Date Meeting Status
DNOW CUSIP 67011P100 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Frazier Mgmt For For For
2 Elect J. Wayne Richards Mgmt For For For
3 Elect Robert Workman Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
One Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
OGS CUSIP 68235P108 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierce H. Norton Mgmt For For For
II
2 Elect Eduardo A. Mgmt For For For
Rodriguez
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Orora Limited
Ticker Security ID: Meeting Date Meeting Status
ORA CINS Q7142U109 10/15/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Chris I. Mgmt For For For
Roberts
3 Re-elect John Pizzey Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Nigel
Garrard)
5 REMUNERATION REPORT Mgmt For For For
6 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Osram Licht AG
Ticker Security ID: Meeting Date Meeting Status
OSR CINS D5963B113 02/16/2016 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
for Fiscal Year
2015/2016
9 Appointment of Auditor Mgmt For TNA N/A
for Interim Reports
for First Half of
Fiscal Year
2015/2016
10 Appointment of Auditor Mgmt For TNA N/A
for Additional
Interim Reports for
Fiscal Year 2015/2016
and First Quarter of
Fiscal Year
2016/2017
________________________________________________________________________________
Paypal Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PYPL CUSIP 70450Y103 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wences Casares Mgmt For For For
2 Elect Jonathan Mgmt For For For
Christodoro
3 Elect John J. Donahoe Mgmt For For For
4 Elect David Dorman Mgmt For For For
5 Elect Gail J. McGovern Mgmt For For For
6 Elect David M. Moffett Mgmt For For For
7 Elect Pierre M. Omidyar Mgmt For For For
8 Elect Daniel H. Mgmt For For For
Schulman
9 Elect Frank D. Yeary Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to the 2015 Mgmt For Against Against
Equity Incentive
Award
Plan
13 Amendment to the Mgmt For For For
Employee Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg C. Garland Mgmt For For For
2 Elect John E. Lowe Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Post Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
POST CUSIP 737446104 01/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory L. Curl Mgmt For For For
1.2 Elect David P. Skarie Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 2016 Long-Term Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Prothena Corporation plc
Ticker Security ID: Meeting Date Meeting Status
PRTA CUSIP G72800108 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard T. Mgmt For For For
Collier
2 Elect K. Anders O. Mgmt For For For
Harfstrand
3 Elect Christopher S. Mgmt For For For
Henney
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Amendment to the 2012 Mgmt For For For
Long Term Incentive
Plan
8 Amendments to Mgmt For For For
Memorandum of
Association
9 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Science Applications International Corporation
Ticker Security ID: Meeting Date Meeting Status
SAIC CUSIP 808625107 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Bedingfield
2 Elect Deborah B. Dunie Mgmt For For For
3 Elect Thomas F. Frist, Mgmt For For For
III
4 Elect John J. Hamre Mgmt For For For
5 Elect Timothy J. Mgmt For For For
Mayopoulos
6 Elect Anthony J. Moraco Mgmt For For For
7 Elect Donna S. Morea Mgmt For For For
8 Elect Edward J. Mgmt For For For
Sanderson,
Jr.
9 Elect Steven R. Shane Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
South32 Limited
Ticker Security ID: Meeting Date Meeting Status
S32 CINS Q86668102 11/18/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Xolani Mkhwanazi Mgmt For For For
3 Re-elect David Crawford Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (CEO Mgmt For For For
Graham
Kerr)
7 Approve Termination Mgmt For For For
Benefits
________________________________________________________________________________
SPX FLOW Inc
Ticker Security ID: Meeting Date Meeting Status
FLOW CUSIP 78469X107 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne K. Altman Mgmt For For For
2 Elect Patrick D. Mgmt For Against Against
Campbell
3 Elect Marcus Michael Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Re-Approval of the Mgmt For For For
Stock Compensation
Plan for 162(m)
Deductibility
7 Re-Approval of the Mgmt For For For
Executive Annual
Bonus Plan for 162(m)
Deductibility
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Starwood Waypoint Residential Trust
Ticker Security ID: Meeting Date Meeting Status
SWAY CUSIP 85571W109 12/17/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition / Mgmt For For For
Management
Internalization
2 Reverse Merger Mgmt For For For
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Starz
Ticker Security ID: Meeting Date Meeting Status
STRZA CUSIP 85571Q102 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory B. Maffei Mgmt For Withhold Against
1.2 Elect Irving Azoff Mgmt For For For
1.3 Elect Susan Lyne Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2016 Omnibus Incentive Mgmt For For For
Plan
________________________________________________________________________________
The ADT Corporation
Ticker Security ID: Meeting Date Meeting Status
ADT CUSIP 00101J106 03/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Colligan Mgmt For For For
2 Elect Richard Daly Mgmt For For For
3 Elect Timothy Donahue Mgmt For For For
4 Elect Robert Dutkowsky Mgmt For For For
5 Elect Bruce Gordon Mgmt For Against Against
6 Elect Naren Gursahaney Mgmt For For For
7 Elect Bridgette Heller Mgmt For For For
8 Elect Kathleen Hyle Mgmt For For For
9 Elect Christopher Hylen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The ADT Corporation
Ticker Security ID: Meeting Date Meeting Status
ADT CUSIP 00101J106 04/22/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Theravance Biopharma Inc
Ticker Security ID: Meeting Date Meeting Status
TBPH CUSIP G8807B106 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rick E. Mgmt For For For
Winningham
2 Elect Robert V. Mgmt For Against Against
Gunderson,
Jr.
3 Elect Susan M. Mgmt For For For
Molineaux
4 Elect Donal O'Connor Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Approval of the Mgmt For Against Against
Performance Incentive
Plan
________________________________________________________________________________
Time Inc
Ticker Security ID: Meeting Date Meeting Status
TIME CUSIP 887228104 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph A. Ripp Mgmt For For For
2 Elect David A. Bell Mgmt For For For
3 Elect John M. Fahey, Mgmt For For For
Jr.
4 Elect Manuel A. Mgmt For For For
Fernandez
5 Elect Dennis J. Mgmt For For For
FitzSimons
6 Elect Betsy D. Holden Mgmt For For For
7 Elect Kay Koplovitz Mgmt For For For
8 Elect J. Randall Mgmt For For For
MacDonald
9 Elect Ronald S. Rolfe Mgmt For For For
10 Elect Howard Stringer Mgmt For For For
11 Elect Michael P. Mgmt For For For
Zeisser
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2016 Mgmt For For For
Omnibus Incentive
Compensation
Plan
________________________________________________________________________________
TopBuild Corp
Ticker Security ID: Meeting Date Meeting Status
BLD CUSIP 89055F103 05/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis W. Archer Mgmt For For For
1.2 Elect Alec C. Covington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approve 2015 Long Term Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Treasury Wine Estates Limited
Ticker Security ID: Meeting Date Meeting Status
TWE CINS Q9194S107 11/12/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Ed Chan Mgmt For For For
3 Re-elect Michael Cheek Mgmt For For For
4 Re-elect Garry A. Mgmt For For For
Hounsell
5 REMUNERATION REPORT Mgmt For For For
6 Approve Share Cellar Mgmt For For For
Plan
7 Equity Grant (MD/CEO Mgmt For For For
Michael
Clarke)
________________________________________________________________________________
Urban Edge Properties
Ticker Security ID: Meeting Date Meeting Status
UE CUSIP 91704F104 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven H. Mgmt For For For
Grapstein
1.2 Elect Amy B. Lane Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Valmet Oyj
Ticker Security ID: Meeting Date Meeting Status
VALMT CINS X96478114 03/22/2016 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vista Outdoor Inc.
Ticker Security ID: Meeting Date Meeting Status
VSTO CUSIP 928377100 08/11/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Callahan Mgmt For For For
1.2 Elect Gary L. McArthur Mgmt For For For
1.3 Elect Robert M. Tarola Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WPX Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
WPX CUSIP 98212B103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Carrig Mgmt For For For
2 Elect William R. Mgmt For For For
Granberry
3 Elect Kelt Kindick Mgmt For For For
4 Elect Karl F. Kurz Mgmt For For For
5 Elect Henry E. Lentz Mgmt For For For
6 Elect William G. Lowrie Mgmt For For For
7 Elect Kimberly S. Lubel Mgmt For For For
8 Elect David F. Work Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Monitoring and
Managing Methane
Emissions
________________________________________________________________________________
Xenia Hotels & Resorts Inc
Ticker Security ID: Meeting Date Meeting Status
XHR CUSIP 984017103 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey H. Mgmt For For For
Donahue
1.2 Elect John H. Mgmt For For For
Alschuler,
Jr.
1.3 Elect Keith E. Bass Mgmt For For For
1.4 Elect Thomas M. Mgmt For For For
Gartland
1.5 Elect Beverly K. Goulet Mgmt For For For
1.6 Elect Mary E. McCormick Mgmt For For For
1.7 Elect Dennis D. Oklak Mgmt For For For
1.8 Elect Marcel Verbaas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Xylem Inc.
Ticker Security ID: Meeting Date Meeting Status
XYL CUSIP 98419M100 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Curtis J. Mgmt For For For
Crawford
2 Elect Robert F. Friel Mgmt For For For
3 Elect Surya N. Mgmt For For For
Mohapatra
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors Gold Miners ETF
________________________________________________________________________________
Agnico-Eagle Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Robert J. Gemmell Mgmt For For For
1.5 Elect Mel Leiderman Mgmt For For For
1.6 Elect Deborah A. Mgmt For For For
McCombe
1.7 Elect James D. Nasso Mgmt For For For
1.8 Elect Sean Riley Mgmt For For For
1.9 Elect J. Merfyn Roberts Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
1.11 Elect Howard R. Mgmt For For For
Stockford
1.12 Elect Pertti Mgmt For For For
Voutilainen
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alacer Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ASR CINS 010679108 05/25/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rodney P. Antal Mgmt For For For
3 Elect Thomas R. Bates, Mgmt For For For
Jr.
4 Elect Edward C. Mgmt For For For
Dowling,
Jr.
5 Elect Richard P. Graff Mgmt For For For
6 Elect Anna Kolonchina Mgmt For For For
7 Elect Alan P. Krusi Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/13/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark J. Daniel Mgmt For For For
1.2 Elect Patrick D. Downey Mgmt For For For
1.3 Elect David Fleck Mgmt For For For
1.4 Elect David Gower Mgmt For For For
1.5 Elect Claire Kennedy Mgmt For For For
1.6 Elect John A. McCluskey Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For For For
1.9 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
4 Shareholder Rights Plan Mgmt For For For
5 Amendment to Bylaws Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Rhidwaan Mgmt For For For
Gasant
2 Re-elect Michael J. Mgmt For For For
Kirkwood
3 Re-elect Srinivasan Mgmt For For For
Venkatakrishnan
4 Re-elect David Hodgson Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Wiseman
Nkuhlu)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael
Kirkwood)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney
Ruston)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Albert
Garner)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
12 General Authority to Mgmt For For For
Issue
Shares
13 Approve Amendment to Mgmt For For For
Share Incentive
Schemes
14 Approve Amendment to Mgmt For For For
Long Term Incentive
Plan
15 Approve Remuneration Mgmt For For For
Policy
16 Approve NEDs' Fees Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Authority to Mgmt For For For
Repurchase
Shares
19 Approve Financial Mgmt For For For
Assistance
20 Authority to Create Mgmt For For For
New Class of
Preference
Shares
21 Amendments to Mgmt For For For
Memorandum
22 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Clive T. Johnson Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For Withhold Against
2.4 Elect Barry D. Rayment Mgmt For For For
2.5 Elect Jerry R. Korpan Mgmt For For For
2.6 Elect Bongani Mtshisi Mgmt For For For
2.7 Elect Kevin Bullock Mgmt For Withhold Against
2.8 Elect George Johnson Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gustavo A. Mgmt For For For
Cisneros
1.2 Elect Graham G. Clow Mgmt For Withhold Against
1.3 Elect Gary A. Doer Mgmt For For For
1.4 Elect J. Michael Evans Mgmt For For For
1.5 Elect Kelvin P. M. Mgmt For For For
Dushinky
1.6 Elect Brian L. Mgmt For For For
Greenspun
1.7 Elect J. Brett Harvey Mgmt For For For
1.8 Elect Nancy H.O. Mgmt For For For
Lockhart
1.9 Elect Dambisa Moyo Mgmt For For For
1.10 Elect Anthony Munk Mgmt For For For
1.11 Elect J. Robert S. Mgmt For For For
Prichard
1.12 Elect Steven J. Shapiro Mgmt For For For
1.13 Elect John L. Thornton Mgmt For For For
1.14 Elect Ernie L. Thrasher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/11/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Josef El-Raghy Mgmt For For For
6 Elect Andrew M. Pardey Mgmt For For For
7 Elect Trevor Schultz Mgmt For For For
8 Elect Gordon E. Haslam Mgmt For For For
9 Elect Mark R. Arnesen Mgmt For For For
10 Elect Mark Bankes Mgmt For For For
11 Elect Kevin M. Mgmt For For For
Tomlinson
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/17/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard Connor Mgmt For For For
3 Elect Raphael Girard Mgmt For For For
4 Elect Eduard Kubatov Mgmt For For For
5 Elect Nurlan Kyshtobaev Mgmt For For For
6 Elect Stephen A. Lang Mgmt For For For
7 Elect Michael Parrett Mgmt For For For
8 Elect Scott G. Perry Mgmt For For For
9 Elect Sheryl K. Mgmt For For For
Pressler
10 Elect Terry V. Rogers Mgmt For For For
11 Elect Bektur Sagynov Mgmt For For For
12 Elect Bruce V. Walter Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Compania de Minas Buenaventura S.A.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Amendment to General Mgmt For Abstain Against
Meeting
Regulations
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 05/05/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Lisa Colnett Mgmt For For For
3 Elect Edward C. Mgmt For For For
Dowling,
Jr.
4 Elect Robert E. Doyle Mgmt For For For
5 Elect Andre Falzon Mgmt For For For
6 Elect Ingrid J. Hibbard Mgmt For For For
7 Elect J. Michael Kenyon Mgmt For For For
8 Elect Paul Martin Mgmt For For For
9 Elect Alex G. Morrison Mgmt For For For
10 Elect Jonathan A. Mgmt For For For
Rubenstein
11 Elect Graham Wozniak Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Amendment of the Mgmt For For For
Restricted Share Unit
Plan
14 Amended and Restated Mgmt For For For
Share Option
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eldorado Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902103 05/25/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross Cory Mgmt For For For
1.2 Elect Pamela M. Gibson Mgmt For For For
1.3 Elect Robert Gilmore Mgmt For For For
1.4 Elect Geoffrey A. Mgmt For For For
Handley
1.5 Elect Michael A. Price Mgmt For For For
1.6 Elect Steven P. Reid Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Rubenstein
1.8 Elect John Webster Mgmt For For For
1.9 Elect Paul N. Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Reduction of State Mgmt For For For
Capital
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 07/30/2015 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Shares to Mgmt For For For
La Mancha for
Acquisition
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/25/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Graham R. Mgmt For For For
Freestone
4 Elect Naguib Sawiris Mgmt For For For
5 Elect Sebastien de Mgmt For For For
Montessus
6 Increase in NEDs' Fee Mgmt For For For
Cap
7 Equity Grant Mgmt For For For
(Executive Chairman
Jake
Klein)
8 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrie
Conway)
9 Approve Financial Mgmt For For For
Assistance (Cowal Pty
Limited)
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Ramon Davila Mgmt For For For
2.3 Elect Robert A. Mgmt For For For
McCallum
2.4 Elect Douglas Penrose Mgmt For For For
2.5 Elect Tony Pezzotti Mgmt For For For
2.6 Elect David Shaw Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 09/25/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance for Mgmt For For For
Acquisition
________________________________________________________________________________
Franco-Nevada Corporation
Ticker Security ID: Meeting Date Meeting Status
FNV CUSIP 351858105 05/04/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pierre Lassonde Mgmt For For For
1.2 Elect David Harquail Mgmt For For For
1.3 Elect Thomas Albanese Mgmt For For For
1.4 Elect Derek W. Evans Mgmt For For For
1.5 Elect Graham Mgmt For For For
Farquharson
1.6 Elect Catherine Farrow Mgmt For For For
1.7 Elect Louis P. Gignac Mgmt For For For
1.8 Elect Randall Oliphant Mgmt For Withhold Against
1.9 Elect David R. Peterson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
G-Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
1051 CINS G4111M102 03/08/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Disposal Mgmt For Against Against
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Steven P. Reid Mgmt For For For
3 Re-elect Gayle M. Mgmt For For For
Wilson
4 Re-elect David N. Mgmt For For For
Murray
5 Re-elect Donald M.J. Mgmt For For For
Ncube
6 Re-elect Alan R. Hill Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Members (Gayle
Wilson)
8 Elect Audit Committee Mgmt For For For
Member (Richard
Menell)
9 Elect Audit Committee Mgmt For For For
Members (Donald
Ncube)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance (Section
44 and
45)
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Amendments to Mgmt For For For
the 2012 Share
Plan
16 Approve Financial Mgmt For For For
Assistance
(Directors and/or
Prescribed
Officers)
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 04/28/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beverley A. Mgmt For For For
Briscoe
1.2 Elect Peter J. Dey Mgmt For For For
1.3 Elect Margot A. Mgmt For For For
Franssen
1.4 Elect David Garofalo Mgmt For For For
1.5 Elect Clement A. Mgmt For For For
Pelletier
1.6 Elect P. Randy Reifel Mgmt For For For
1.7 Elect Ian W. Telfer Mgmt For For For
1.8 Elect Blanca Trevino Mgmt For For For
1.9 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ted Crumley Mgmt For For For
1.2 Elect Terry V. Rogers Mgmt For For For
1.3 Elect Charles B. Mgmt For Withhold Against
Stanley
2 Elimination of Mgmt For For For
Supermajority
Requirement
3 Amendment to Permit Mgmt For For For
Shareholders to Call
a Special
Meeting
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald Charter Mgmt For For For
1.3 Elect Sybil Veenman Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Stephen J.J. Mgmt For For For
Letwin
1.6 Elect Mahendra Naik Mgmt For For For
1.7 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Atkinson Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect John M. H. Huxley Mgmt For For For
1.4 Elect Ave G. Lethbridge Mgmt For For For
1.5 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.6 Elect John E. Oliver Mgmt For For For
1.7 Elect Kelly J. Osborne Mgmt For For For
1.8 Elect Una M. Power Mgmt For For For
1.9 Elect J. Paul Rollinson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kirkland Lake Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
KGI CINS 49740P106 06/13/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect George O. Ogilvie Mgmt For For For
3 Elect Eric S. Sprott Mgmt For For For
4 Elect Barry R. Cooper Mgmt For For For
5 Elect Pamela J. Klessig Mgmt For For For
6 Elect Jeffrey S. Parr Mgmt For For For
7 Elect Barry P. Olson Mgmt For For For
8 Elect Dawn P. Whittaker Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CUSIP 644535106 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect David Emerson Mgmt For For For
2.2 Elect James M. Estey Mgmt For For For
2.3 Elect Robert Gallagher Mgmt For For For
2.4 Elect Vahan Kololian Mgmt For For For
2.5 Elect Martyn Konig Mgmt For For For
2.6 Elect Randall Oliphant Mgmt For For For
2.7 Elect Ian W Pearce Mgmt For For For
2.8 Elect Kay G. Priestly Mgmt For For For
2.9 Elect Raymond W. Mgmt For For For
Threlkeld
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 10/29/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Xiaoling Liu Mgmt For For For
3 Elect Roger Higgins Mgmt For For For
4 Re-elect Gerard M. Bond Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Sandeep
Biswas)
6 Equity Grant (Finance Mgmt For For For
Director/CFO Gerard
Bond)
7 Remuneration Report Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Board Spill Resolution Mgmt Against Against For
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Vincent A. Mgmt For For For
Calarco
5 Elect Joseph A. Mgmt For For For
Carrabba
6 Elect Noreen Doyle Mgmt For For For
7 Elect Gary J. Goldberg Mgmt For For For
8 Elect Veronica M. Hagen Mgmt For For For
9 Elect Jane Nelson Mgmt For For For
10 Elect Julio M. Quintana Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/30/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Christopher Mgmt For For For
K.
Rowe
4 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS C6796P114 06/09/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James E. Askew Mgmt For For For
3 Elect Jose P. Leviste Mgmt For For For
Jr.
4 Elect Geoffrey W. Raby Mgmt For For For
5 Elect J. Denham Shale Mgmt For For For
6 Elect Michael F. Wilkes Mgmt For For For
7 Elect William H. Mgmt For For For
Myckatyn
8 Elect Paul B. Sweeney Mgmt For For For
9 Elect Diane R. Garrett Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Directors' Fees Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS C6796P114 09/28/2015 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Share Issuance for Mgmt For For For
Acquisition
________________________________________________________________________________
Osisko Gold Royalties Limited
Ticker Security ID: Meeting Date Meeting Status
OR CINS 68827L101 05/04/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Francoise Mgmt For For For
Bertrand
3 Elect Victor H. Bradley Mgmt For For For
4 Elect John Burzynski Mgmt For For For
5 Elect Christopher C. Mgmt For For For
Curfman
6 Elect Joanne Ferstman Mgmt For For For
7 Elect Andre Gaumond Mgmt For Against Against
8 Elect Pierre Labbe Mgmt For For For
9 Elect Charles E. Page Mgmt For Against Against
10 Elect Sean Roosen Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP 697900108 05/11/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Ross J. Beaty Mgmt For For For
2.2 Elect Michael Steinmann Mgmt For For For
2.3 Elect Michael L. Mgmt For For For
Carroll
2.4 Elect C. Noel Dunn Mgmt For For For
2.5 Elect Neil de Gelder Mgmt For For For
2.6 Elect David C. Press Mgmt For For For
2.7 Elect Walter T. Mgmt For For For
Segsworth
2.8 Elect Gillian D. Mgmt For For For
Winckler
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory--Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Norborne P. Mgmt For For For
Cole,
Jr.
8 Elect Christopher Mgmt For For For
Coleman
9 Elect Kadri Dagdelen Mgmt For For For
10 Elect Jamil Kassum Mgmt For For For
11 Elect Jeanine Mabunda Mgmt For For For
Lioko
12 Elect Andrew Quinn Mgmt For For For
13 Elect Graham Mgmt For For For
Shuttleworth
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Share Grants (NEDs) Mgmt For For For
18 Share Grants (Senior Mgmt For For For
Independent
Director)
19 Share Grants (Chairman) Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/11/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gordon Bogden Mgmt For For For
2 Elect Tony Jensen Mgmt For For For
3 Elect Jamie C. Sokalsky Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 2015 Omnibus Long-Term Mgmt For For For
Incentive
Plan
________________________________________________________________________________
SEMAFO Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/12/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Terence F. Bowles Mgmt For For For
3 Elect Benoit Desormeaux Mgmt For For For
4 Elect Flore Konan Mgmt For For For
5 Elect Jean Lamarre Mgmt For For For
6 Elect John LeBoutillier Mgmt For For For
7 Elect Gilles Masson Mgmt For For For
8 Elect Lawrence I. Mgmt For For For
McBrearty
9 Elect Tertius Zongo Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Advisory Resolution on Mgmt For For For
Approach to Executive
Compensation
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 01/18/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval for the Mgmt For For For
allotment and issue
of Sibanye
Shares,
including in
particular but not
limited to the
Consideration Shares,
as
required
by and in terms of
section 41(3) of the
Companies
Act
2 Rustenburg Acquisition Mgmt For For For
3 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve NEDs' Fees Mgmt For For For
2 Approve Financial Mgmt For For For
Assistance
3 Amendment to Memorandum Mgmt For For For
4 Authority to Mgmt For For For
Repurchase
Shares
5 Appointment of Auditor Mgmt For For For
6 Re-elect Barry E. Mgmt For For For
Davison
7 Re-elect Neal J. Mgmt For For For
Froneman
8 Re-elect Nkosemntu G. Mgmt For For For
Nika
9 Re-elect Susan C. van Mgmt For For For
der
Merwe
10 Elect Jiyu Yuan Mgmt For For For
11 Elect Audit Committee Mgmt For For For
Member (Keith A.
Rayner)
12 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
13 Elect Audit Committee Mgmt For For For
Member (Nkosemntu G.
Nika)
14 Elect Audit Committee Mgmt For For For
Member (Susan C. van
der
Merwe)
15 General Authority to Mgmt For For For
Issue
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Remuneration Mgmt For For For
Policy
________________________________________________________________________________
Silver Wheaton Corp.
Ticker Security ID: Meeting Date Meeting Status
SLW CUSIP 828336107 05/25/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence I. Bell Mgmt For For For
1.2 Elect George L. Brack Mgmt For For For
1.3 Elect John A. Brough Mgmt For For For
1.4 Elect R. Peter Gillin Mgmt For Withhold Against
1.5 Elect Chantal Gosselin Mgmt For For For
1.6 Elect Douglas M. Holtby Mgmt For For For
1.7 Elect Eduardo Luna Mgmt For For For
1.8 Elect Wade Nesmith Mgmt For For For
1.9 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 873868103 03/31/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 873868103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tanya M. Mgmt For For For
Jakusconek
1.2 Elect Drago G. Kisic Mgmt For For For
1.3 Elect C. Kevin McArthur Mgmt For For For
1.4 Elect Alan C. Moon Mgmt For For For
1.5 Elect A. Dan Rovig Mgmt For For For
1.6 Elect Paul B. Sweeney Mgmt For For For
1.7 Elect James S. Voorhees Mgmt For For For
1.8 Elect Kenneth F. Mgmt For For For
Williamson
1.9 Elect Klaus Zeitler Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Alexander J. Mgmt For For For
Davidson
1.4 Elect Richard P. Graff Mgmt For For For
1.5 Elect Nigel Lees Mgmt For For For
1.6 Elect Peter J. Marrone Mgmt For For For
1.7 Elect Patrick J. Mars Mgmt For For For
1.8 Elect Carl L. Renzoni Mgmt For For For
1.9 Elect Jane Sadowsky Mgmt For For For
1.10 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 02/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WENG Zhanbin Mgmt For For For
3 Elect LI Xiuchen Mgmt For For For
4 Elect CONG Jianmao Mgmt For Against Against
5 Elect LIANG Xinjun Mgmt For For For
6 Elect LI Shousheng Mgmt For For For
7 Elect XU Xiaoliang Mgmt For Against Against
8 Elect GAO Min Mgmt For For For
9 Elect CHEN Jinrong Mgmt For For For
10 Elect Jojo CHOY Sze Mgmt For For For
Chung
11 Elect WEI Junhao Mgmt For For For
12 Elect SHEN Shifu Mgmt For For For
13 Elect WANG Xiaojie Mgmt For Against Against
14 Elect JIN Ting Mgmt For For For
15 Directors' and Mgmt For For For
Supervisors'
Fees
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/08/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/08/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 09/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Group Financial Mgmt For Against Against
Services
Agreement
4 Parent Group Financial Mgmt For Against Against
Services
Agreement
5 Removal of Domestic Mgmt For For For
Auditor
6 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 01/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Satisfaction of Mgmt For For For
Conditions for
Non-public Issuance
of A
shares
4 Share Type and Par Mgmt For For For
Value
5 Issuance Method and Mgmt For For For
Period
6 Issuance Targets and Mgmt For For For
Method of
Subscription
7 Subscription Price and Mgmt For For For
Pricing
Principles
8 Number of Shares To Be Mgmt For For For
Issued
9 Lock-up Period Mgmt For For For
10 Use of Proceeds Raised Mgmt For For For
11 Arrangement of Mgmt For For For
Accumulated
Undistributed
Profits
12 Listing Mgmt For For For
13 Validity Period of Mgmt For For For
Resolutions
14 Plan for Non-public Mgmt For For For
Issuance of A
Shares
15 Feasibility Report on Mgmt For For For
Use of Proceeds
Raised in Non-public
Issuance of A
Shares
16 Dilutive Impact of Mgmt For For For
Non-public Issuance
of A
Shares
17 Ratification of Board Mgmt For For For
Acts
18 Zhuoxin Investments' Mgmt For For For
Purchase of Gold and
Silver Bullion from
BNL
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 01/11/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Share Type and Par Mgmt For For For
Value
4 Issuance Method and Mgmt For For For
Period
5 Issuance Targets and Mgmt For For For
Method of
Subscription
6 Subscription Price and Mgmt For For For
Pricing
Principles
7 Number of Shares To Be Mgmt For For For
Issued
8 Lock-up Period Mgmt For For For
9 Use of Proceeds Raised Mgmt For For For
10 Arrangement of Mgmt For For For
Accumulated
Undistributed
Profits
11 Listing Mgmt For For For
12 Validity Period of Mgmt For For For
Resolutions
13 Plan for Non-public Mgmt For For For
Issuance of A
Shares
14 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 06/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Completion of Share Mgmt For For For
Repurchase
3 Amendments to Articles Mgmt For For For
4 Authority to Issue Mgmt For For For
Debt
Financing
5 Authority to Give Mgmt For For For
Guarantees
6 Provision of Mgmt For For For
Counter-Guarantee
7 Directors' Report Mgmt For For For
8 Independent Directors' Mgmt For For For
Report
9 Supervisors' Report Mgmt For For For
10 Financial Report Mgmt For For For
11 Annual Report Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Directors' and Mgmt For For For
Supervisors'
Fees
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Elect ZHU Guang Mgmt For For For
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 08/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Shareholder Returns Mgmt For For For
Plan for
2015-2017
4 Eligibility for Mgmt For For For
Non-public Issuance
of A
Shares
5 Class and Nominal Value Mgmt For For For
6 Methods and Time Mgmt For For For
7 Issuing Objects and Mgmt For For For
Methods
8 Subscription Price and Mgmt For For For
Pricing
Principles
9 Number of Shares Mgmt For For For
10 Lock-up Period Mgmt For For For
11 Use of Proceed Mgmt For For For
12 Accumulated Mgmt For For For
Distributable
Profits
13 Listing Place Mgmt For For For
14 Validity Period Mgmt For For For
15 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
16 Feasibility Report on Mgmt For For For
the Use of
Proceeds
17 Regarding Report on Mgmt For For For
Deposit and Use of
Raised
Funds
18 Dilutive Impact of Mgmt For For For
Non-public Issuance
of A
Shares
19 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
20 Absorption of a Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 08/18/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class and Nominal Value Mgmt For For For
3 Methods and Time Mgmt For For For
4 Issuing Objects and Mgmt For For For
Methods
5 Subscription Price and Mgmt For For For
Pricing
Principles
6 Number of Shares Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Use of Proceed Mgmt For For For
9 Accumulated Mgmt For For For
Distributable
Profits
10 Listing Place Mgmt For For For
11 Validity Period Mgmt For For For
12 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
13 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 12/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compliance For Public Mgmt For For For
Issuance of Corporate
Bonds
3 Size of Issuance Mgmt For For For
4 Face Value and Issuing Mgmt For For For
Price
5 Maturity Mgmt For For For
6 Coupon Rate and Mgmt For For For
Determination
Methods
7 Method of Issuance Mgmt For For For
8 Target Investors Mgmt For For For
9 Placing Arrangement Mgmt For For For
For
Shareholders
10 Provisions On Mgmt For For For
Redemption or
Repurchase
11 Guarantee Measures Mgmt For For For
12 Measures for Repayment Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Listing of Corporate Mgmt For For For
Bonds
Issued
15 Validity Period Of Mgmt For For For
Resolution
16 Board Authorization To Mgmt For For For
Issue Corporate
Bonds
17 Provision of Mgmt For For For
Counter-Guarantee
18 Self Inspection Report Mgmt For For For
on Real Estate
Business
19 Undertaking Letter Mgmt For For For
Regarding Real Estate
Business By
Directors,
Supervisors and
Senior
Management
20 Undertaking Letter Mgmt For For For
Regarding Real Estate
Business By
Controlling
Shareholder
Fund Name : VanEck Vectors Gulf States Index ETF
________________________________________________________________________________
Abu Dhabi Commercial Bank PJSC
Ticker Security ID: Meeting Date Meeting Status
ADCB CINS M0152Q104 03/01/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Ratification of Mgmt For TNA N/A
Auditor's
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Election of Directors Mgmt For TNA N/A
11 Board Transactions Mgmt For TNA N/A
12 Authority to Mgmt For TNA N/A
Discontinue Transfer
of Profits to Leagl
Reserves
13 Amendments to Articles Mgmt For TNA N/A
14 Charitable Donations Mgmt For TNA N/A
15 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Agility Public Warehousing Company
Ticker Security ID: Meeting Date Meeting Status
AGLTY CINS M8788D108 05/26/2016 Take No Action
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article 1 Mgmt For TNA N/A
2 Amendments to Article Mgmt For TNA N/A
13
3 Amendments to Article Mgmt For TNA N/A
30
4 Amendments to Article Mgmt For TNA N/A
54
5 Amendments to Article Mgmt For TNA N/A
55
________________________________________________________________________________
Agility Public Warehousing Company
Ticker Security ID: Meeting Date Meeting Status
AGLTY CINS M8788D108 05/26/2016 Take No Action
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Presentation of Report Mgmt For TNA N/A
on
Sanctions
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Secondary Listings Mgmt For TNA N/A
7 Directors' Fees Mgmt For TNA N/A
8 Related Party Mgmt For TNA N/A
Transactions
9 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
10 Authority to Issue Mgmt For TNA N/A
Bonds
11 Ratification of Board Mgmt For TNA N/A
Acts
12 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
13 Election of Directors Mgmt For TNA N/A
14 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Air Arabia PJSC
Ticker Security ID: Meeting Date Meeting Status
AIRA CINS M0367N110 03/13/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
8 Ratification of Mgmt For TNA N/A
Auditor's
Acts
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Amendments to Articles Mgmt For TNA N/A
of
Association
________________________________________________________________________________
Al Salam Bank-Bahrain BSC
Ticker Security ID: Meeting Date Meeting Status
SALAM CINS V01979109 02/29/2016 Voted
Meeting Type Country of Trade
Annual Bahrain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Minutes Mgmt For For For
3 Directors' Report Mgmt For Abstain Against
4 Presentation of Sharia Mgmt For For For
Supervisory Board
Report
5 Presentation of Mgmt For For For
Auditor's
Report
6 Financial Statements Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends;
Directors'
Fees
8 Allocation of Mgmt For For For
Profits/Dividends;
Directors'
Fees
9 Allocation of Mgmt For For For
Profits/Dividends;
Directors'
Fees
10 Presentation of Mgmt For For For
Corporate Governance
Report
11 Ratification of Board Mgmt For For For
Acts
12 Board Size Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Aldar Properties PJSC
Ticker Security ID: Meeting Date Meeting Status
ALDAR CINS M0517N101 03/16/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Ratification of Mgmt For TNA N/A
Auditor's
Acts
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Election of Directors Mgmt For TNA N/A
11 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Arabtec Holding PJSC
Ticker Security ID: Meeting Date Meeting Status
ARTC CINS M1491G104 04/20/2016 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Abstain Against
4 Amendments to Articles Mgmt For Abstain Against
Regarding Corporate
Purpose
5 Directors' Report Mgmt For For For
6 Auditor's Report Mgmt For For For
7 Financial Statements Mgmt For Against Against
8 Ratification of Board Mgmt For Against Against
Acts
9 Ratification of Mgmt For For For
Auditor's
Acts
10 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
11 Board Transactions Mgmt For For For
________________________________________________________________________________
Arabtec Holding PJSC
Ticker Security ID: Meeting Date Meeting Status
ARTC CINS M1491G104 06/01/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Election of Directors Mgmt For TNA N/A
4 Offset of Losses Mgmt For TNA N/A
________________________________________________________________________________
BankMuscat SAOG
Ticker Security ID: Meeting Date Meeting Status
BKMB CINS M1681X107 03/16/2016 Take No Action
Meeting Type Country of Trade
Annual Oman
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Corporate Governance Mgmt For TNA N/A
Report
3 Accounts and Reports Mgmt For TNA N/A
4 Sharia Supervisory Mgmt For TNA N/A
Board
Report
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Bonus Share Issuance Mgmt For TNA N/A
7 Directors' Sitting Fees Mgmt For TNA N/A
8 Directors' Remuneration Mgmt For TNA N/A
9 Presentation of Mgmt For TNA N/A
Related Party
Transactions
10 Related Party Mgmt For TNA N/A
Transactions
11 Election of Sharia Mgmt For TNA N/A
Supervisory Board;
Members' Sitting
Fees
12 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
13 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Barwa Real Estate Company QSC
Ticker Security ID: Meeting Date Meeting Status
BRES CINS M1995R101 03/15/2016 Voted
Meeting Type Country of Trade
Ordinary Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For Abstain Against
4 Auditor's Report Mgmt For For For
5 Sharia Supervisory Mgmt For Abstain Against
Board Report;
Election of Sharia
Supervisory
board
6 Financial Statements Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
9 Corporate Governance Mgmt For Abstain Against
Report
10 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Boubyan Bank KSC
Ticker Security ID: Meeting Date Meeting Status
BOUBYAN CINS M2035S109 03/21/2016 Take No Action
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Presentation of Report Mgmt For TNA N/A
on Financial and
Non-Financial
Sanctions
5 Sharia Supervisory Mgmt For TNA N/A
Board
Report
6 Financial Statements Mgmt For TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Bonus Share Issuance Mgmt For TNA N/A
9 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
10 Directors' Fees Mgmt For TNA N/A
11 Authority to Grant Mgmt For TNA N/A
Loans; Related Party
Transactions
12 Authority to Issue Mgmt For TNA N/A
Sukuk and Islamic
Bonds
13 Ratification of Board Mgmt For TNA N/A
Acts
14 Election of Sharia Mgmt For TNA N/A
Supervisory Board;
Sharia Supervisory
Board Members'
Fees
15 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
16 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Boubyan Bank KSC
Ticker Security ID: Meeting Date Meeting Status
BOUBYAN CINS M2035S109 03/21/2016 Take No Action
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Increase Mgmt For TNA N/A
Share Capital for
Bonus Share
Issuance
2 Amendments to Mgmt For TNA N/A
Articles; Amendments
to Memorandum of
Association
3 Amendments to Article Mgmt For TNA N/A
14
________________________________________________________________________________
Boubyan Petrochemical Co
Ticker Security ID: Meeting Date Meeting Status
BPCC CINS M2033T109 06/14/2016 Take No Action
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Auditors' Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Presentation of Report Mgmt For TNA N/A
on Financial and
Non-Financial Fines
and
Sanctions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Allocation of Profits Mgmt For TNA N/A
to Statutory
Reserves
7 Allocation of Profits Mgmt For TNA N/A
to Voluntary
Reserves
8 Directors' Fees Mgmt For TNA N/A
9 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
10 Authority to Deal with Mgmt For TNA N/A
Fractional
Shares
11 Related Party Mgmt For TNA N/A
Transactions
12 Ratification of Board Mgmt For TNA N/A
Acts
13 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Boubyan Petrochemical Co
Ticker Security ID: Meeting Date Meeting Status
BPCC CINS M2033T109 06/14/2016 Take No Action
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For TNA N/A
Corporate
Purpose
2 Amendments to Article Mgmt For TNA N/A
24
3 Amendments to Article Mgmt For TNA N/A
26
4 Amendments to Article Mgmt For TNA N/A
49
5 Amendments to Article Mgmt For TNA N/A
59
________________________________________________________________________________
Boubyan Petrochemical Co
Ticker Security ID: Meeting Date Meeting Status
BPCC CINS M2033T109 07/15/2015 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Burgan Bank
Ticker Security ID: Meeting Date Meeting Status
BURG CINS M20497109 04/20/2016 Take No Action
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Presentation of Report Mgmt For TNA N/A
on Financial and
Non-Financial
Sanctions
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Profits Mgmt For TNA N/A
to Legal
Reserves
7 Allocation of Profits Mgmt For TNA N/A
to Voluntary
Reserves
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
10 Authority to Issue Mgmt For TNA N/A
Bonds
11 Related Party Mgmt For TNA N/A
Transactions
12 Directors' Fees Mgmt For TNA N/A
13 Authority to Grant Mgmt For TNA N/A
Loans and Give
Guarantees
14 Charitable Donations Mgmt For TNA N/A
15 Ratification of Board Mgmt For TNA N/A
Acts
16 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
17 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Burgan Bank
Ticker Security ID: Meeting Date Meeting Status
BURG CINS M20497109 04/20/2016 Take No Action
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For TNA N/A
Corporate
Purpose
2 Amendments to Article Mgmt For TNA N/A
13
________________________________________________________________________________
Commercial Bank Of Qatar
Ticker Security ID: Meeting Date Meeting Status
CBQK CINS M25354107 03/23/2016 Voted
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Abstain Against
3 Authority to Issue Mgmt For For For
Tier-1 Capital
Instruments
4 Authority to Issue Mgmt For For For
Tier-2 Capital
Instruments
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commercial Bank Of Qatar
Ticker Security ID: Meeting Date Meeting Status
CBQK CINS M25354107 03/23/2016 Voted
Meeting Type Country of Trade
Annual Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Presentation of Mgmt For For For
Directors'
Report
4 Presentation of Mgmt For For For
Auditor's
Report
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For For For
Acts
8 Directors' Fees; Mgmt For Against Against
Remuneration
Policy
9 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Global Certificates
of
Deposit
11 Authority to Issue Mgmt For For For
Global Medium Term
Notes
12 Authority to Issue Mgmt For For For
Euro Medium Term
Notes
13 Presentation of Mgmt For For For
Corporate Governance
Report
________________________________________________________________________________
DAMAC Properties Dubai Co. P.S.C
Ticker Security ID: Meeting Date Meeting Status
DAMAC CINS M0858Z101 04/19/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Directors' Fees Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Ratification of Mgmt For TNA N/A
Auditor's
Acts
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
10 Non-Voting Meeting Note N/A N/A TNA N/A
11 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
DAMAC Properties Dubai Co. P.S.C
Ticker Security ID: Meeting Date Meeting Status
DAMAC CINS M0858Z101 06/29/2016 Take No Action
Meeting Type Country of Trade
Special United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nabil Alyousuf Mgmt For TNA N/A
2 Board Transactions Mgmt For TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
DAMAC Properties Dubai Co. P.S.C
Ticker Security ID: Meeting Date Meeting Status
DAMAC CINS M0858Z101 09/15/2015 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For TNA N/A
2Q2015; Bonus Share
Issuance
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Dana Gas Pjsc
Ticker Security ID: Meeting Date Meeting Status
DANA CINS M27014105 04/23/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
3 Employees Incentive Mgmt For TNA N/A
Shares
Scheme
4 Directors' Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Auditor's Report Mgmt For TNA N/A
7 Directors' Fees Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Ratification of Mgmt For TNA N/A
Auditor's
Acts
11 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
12 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Doha Bank (Q.S.C.)
Ticker Security ID: Meeting Date Meeting Status
DHBK CINS M28186100 03/07/2016 Voted
Meeting Type Country of Trade
Annual Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Mgmt For For For
Directors'
Report
3 Presentation of Mgmt For For For
Corporate Governance
Report
4 Presentation of Mgmt For For For
Auditor's
Report
5 Financial Statements; Mgmt For For For
Allocation of
Profits/Dividends
6 Ratification of Board Mgmt For Against Against
Acts; Directors'
Fees
7 Related Party Mgmt For Abstain Against
Transactions
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Doha Bank (Q.S.C.)
Ticker Security ID: Meeting Date Meeting Status
DHBK CINS M28186100 03/07/2016 Voted
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Abstain Against
of
Association
________________________________________________________________________________
Doha Bank (Q.S.C.)
Ticker Security ID: Meeting Date Meeting Status
DHBK CINS M28186100 05/10/2016 Take No Action
Meeting Type Country of Trade
Ordinary Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Debt Instruments
(Certificate of
Deposits)
3 Authority to Issue Mgmt For TNA N/A
Debt Instruments
(Commercial
Papers)
4 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
DP World Ltd
Ticker Security ID: Meeting Date Meeting Status
DPW CINS M2851K107 04/28/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Elect Ahmed Bin Sulayem Mgmt For TNA N/A
4 Elect Jamal Majid Bin Mgmt For TNA N/A
Thaniah
5 Elect Yuvraj Narayan Mgmt For TNA N/A
6 Elect Deepak S. Parekh Mgmt For TNA N/A
7 Elect Robert B. Woods Mgmt For TNA N/A
8 Elect Mark Russell Mgmt For TNA N/A
9 Elect Abdalla Ghobash Mgmt For TNA N/A
10 Elect Nadya Kamali Mgmt For TNA N/A
11 Elect Mohammed Mgmt For TNA N/A
Al-Suwaidi
12 Appoint Chairman and Mgmt For TNA N/A
CEO
13 Appointment of Auditor Mgmt For TNA N/A
14 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
15 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
16 Authority to Mgmt For TNA N/A
Repurchase
Shares
17 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
18 Cancellation of Shares Mgmt For TNA N/A
________________________________________________________________________________
Dubai Financial Market PJSC
Ticker Security ID: Meeting Date Meeting Status
DFM CINS M28814107 03/09/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Article Mgmt For TNA N/A
of
Association
3 Directors' Report Mgmt For TNA N/A
4 Auditor's Report Mgmt For TNA N/A
5 Sharia and Fatwa Mgmt For TNA N/A
Supervisory Board
Report
6 Financial Statements Mgmt For TNA N/A
7 RELATED PARTY Mgmt For TNA N/A
TRANSACTIONS
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Directors' Fees Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Election of Sharia & Mgmt For TNA N/A
Fatwa Supervisory
Board
Members
12 Ratification of Board Mgmt For TNA N/A
Acts
13 Ratification of Mgmt For TNA N/A
Auditor's
Acts
________________________________________________________________________________
Dubai Investments
Ticker Security ID: Meeting Date Meeting Status
DIC CINS M2888H101 04/13/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Ratification of Mgmt For TNA N/A
Auditor's
Acts
9 Board Transactions Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Dubai Islamic Bank Pjsc
Ticker Security ID: Meeting Date Meeting Status
DIB CINS M2888J107 03/01/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' and Mgmt For TNA N/A
Auditor's
Reports
3 Fatwa and Sharia Mgmt For TNA N/A
Supervisory Board
Report
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Election of Sharia Mgmt For TNA N/A
Supervisory
Board
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Ratification of Mgmt For TNA N/A
Auditor's
Acts
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Directors' Fees Mgmt For TNA N/A
11 Share Capital Increase Mgmt For TNA N/A
12 Issuance of Tier 1 Mgmt For TNA N/A
Capital
Instruments
13 Authority to Issue Mgmt For TNA N/A
Sukuk/Bonds/Capital
Instruments
14 Amendments to Articles Mgmt For TNA N/A
15 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Dubai Parks and Resorts PJSC
Ticker Security ID: Meeting Date Meeting Status
DUBAIPARKS CINS M2888V100 06/23/2016 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Shravan Shroff Mgmt For For For
4 Change in Company Name Mgmt For For For
________________________________________________________________________________
Emaar Malls Group PJSC
Ticker Security ID: Meeting Date Meeting Status
EMAARMALLS CINS M4026J106 04/19/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Ratification of Mgmt For TNA N/A
Auditor's
Acts
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Board Transactions Mgmt For TNA N/A
11 Amendments to Articles Mgmt For TNA N/A
12 Change in Company Name Mgmt For TNA N/A
13 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Emaar Properties PJSC
Ticker Security ID: Meeting Date Meeting Status
EMAAR CINS M4025S107 04/18/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Directors' Fees Mgmt For TNA N/A
6 Ratification of Mgmt For TNA N/A
Board's
Acts
7 Ratification of Mgmt For TNA N/A
Auditor's
Acts
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Board Transactions Mgmt For TNA N/A
10 Amendments to Articles Mgmt For TNA N/A
11 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Emirates Telecommunications Group Co PJSC
Ticker Security ID: Meeting Date Meeting Status
ETISALAT CINS M4040L103 03/27/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statemens Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Ratification of Mgmt For TNA N/A
Auditor's
Acts
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Directors' Fees Mgmt For TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Ezdan Holding Group QSC
Ticker Security ID: Meeting Date Meeting Status
ERES CINS M4146J101 03/27/2016 Take No Action
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
of
Association
________________________________________________________________________________
Ezdan Holding Group QSC
Ticker Security ID: Meeting Date Meeting Status
ERES CINS M4146J101 03/27/2016 Take No Action
Meeting Type Country of Trade
Ordinary Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Chairman's Address; Mgmt For TNA N/A
Presentation of
Directors'
Report
4 Auditor's Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Corporate Governance Mgmt For TNA N/A
Report
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Election of Directors Mgmt For TNA N/A
11 Authority to Issue Mgmt For TNA N/A
Sukuk
12 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
First Gulf Bank pjsc
Ticker Security ID: Meeting Date Meeting Status
FGB CINS M4580N105 03/06/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Directors' Fees Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Ratification of Mgmt For TNA N/A
Auditor's
Acts
8 Election of Directors Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Amendments to Articles Mgmt For TNA N/A
of Association (In
Line with Commercial
Companies Law no. (2)
of
2015)
11 Authority to Issue Mgmt For TNA N/A
Bonds
12 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Gulf Bank of Kuwait
Ticker Security ID: Meeting Date Meeting Status
GBK CINS M5246Y104 03/09/2016 Take No Action
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Report on Financial Mgmt For TNA N/A
and Non-Financial
Fines and
Sanctions
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Authority to Mgmt For TNA N/A
Repurchase
Shares
8 Authority to Issue Mgmt For TNA N/A
Convertible, Regular
and Capital
Subordinated
Bonds
9 Authority to Grant Mgmt For TNA N/A
Loans
10 Related Party Mgmt For TNA N/A
Transactions
11 Ratification of Board Mgmt For TNA N/A
Acts
12 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Gulf Bank of Kuwait
Ticker Security ID: Meeting Date Meeting Status
GBK CINS M5246Y104 03/09/2016 Take No Action
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article 1 Mgmt For TNA N/A
2 Amendments to Article Mgmt For TNA N/A
17
3 Amendments to Article Mgmt For TNA N/A
21
4 Amendments to Article Mgmt For TNA N/A
78
5 Amendments to Article Mgmt For TNA N/A
Regarding Share
Ownership
Rights
6 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Gulf International Services QSC
Ticker Security ID: Meeting Date Meeting Status
GISS CINS M5241L107 03/02/2016 Take No Action
Meeting Type Country of Trade
Annual Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Chairman's Address Mgmt For TNA N/A
4 Directors' Report Mgmt For TNA N/A
5 Auditor's Report Mgmt For TNA N/A
6 Financial Statements Mgmt For TNA N/A
7 Corporate Governance Mgmt For TNA N/A
Report
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Ratification of Board Mgmt For TNA N/A
Acts; Directors'
Fees
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Industries Qatar
Ticker Security ID: Meeting Date Meeting Status
IQCD CINS M56303106 02/24/2016 Voted
Meeting Type Country of Trade
Annual Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Chairman's Address Mgmt For For For
4 Directors' Report Mgmt For Abstain Against
5 Auditor's Report Mgmt For For For
6 Financial Statements Mgmt For For For
7 Corporate Governance Mgmt For Abstain Against
Report
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Board Mgmt For Against Against
Acts; Directors'
Fees
10 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Kuwait Finance House
Ticker Security ID: Meeting Date Meeting Status
KFIN CINS M64176106 03/21/2016 Take No Action
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Directors' Report Mgmt For TNA N/A
4 Auditors' Report Mgmt For TNA N/A
5 Presentation of Fatwa Mgmt For TNA N/A
and Sharia
Supervisory Board
Report
6 Presentation of Report Mgmt For TNA N/A
On Financial and
Non-Financial
Sanctions
7 Financial Statements Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Bonus Share Issuance Mgmt For TNA N/A
10 Directors' Fees Mgmt For TNA N/A
11 Authority to Grant Mgmt For TNA N/A
Loans
12 Authority to Issue Mgmt For TNA N/A
Sukuk
13 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
14 Ratification of Board Mgmt For TNA N/A
Acts
15 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
16 Appoint Fatwa and Mgmt For TNA N/A
Sharia Supervisory
Board and Authority
to Set
Fees
________________________________________________________________________________
Kuwait Finance House
Ticker Security ID: Meeting Date Meeting Status
KFIN CINS M64176106 03/21/2016 Take No Action
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Increase Mgmt For TNA N/A
Share Capital for
Bonus Share
Issuance
2 Amendments to Mgmt For TNA N/A
Articles; Amendments
to Memorandum of
Association
3 Amendments to Article Mgmt For TNA N/A
15 Bis
11
________________________________________________________________________________
Kuwait Projects Company Kscc
Ticker Security ID: Meeting Date Meeting Status
KPROJ CINS M6501U100 03/30/2016 Voted
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For Abstain Against
Transactions
6 Directors' Fees Mgmt For For For
7 Authority to Issue Mgmt For Abstain Against
Bonds
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Charitable Donations Mgmt For For For
10 Stock Option Plan Mgmt For Abstain Against
11 Ratification of Board Mgmt For For For
Acts
12 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Kuwait Projects Company Kscc
Ticker Security ID: Meeting Date Meeting Status
KPROJ CINS M6501U100 03/30/2016 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kuwait Telecommunication Company
Ticker Security ID: Meeting Date Meeting Status
VIVA CINS M6S17J102 03/31/2016 Voted
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Abstain Against
2 Auditor's Report Mgmt For For For
3 Presentation of Sharia Mgmt For For For
Supervisory Board
Report
4 Presentation of Report Mgmt For For For
on
Sanctions
5 Financial Statements Mgmt For For For
6 Allocation of Profits Mgmt For For For
to Statutory
Reserve
7 Allocation of Profits Mgmt For For For
to Voluntary
Reserve
8 Directors' Fees Mgmt For For For
9 Authority to Mgmt For For For
Repurchase
Shares
10 Related Party Mgmt For Abstain Against
Transactions
11 Ratification of Board Mgmt For For For
Acts
12 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
13 Appointment of Sharia Mgmt For Abstain Against
Supervisory Board and
Authority to Set
Fees
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kuwait Telecommunication Company
Ticker Security ID: Meeting Date Meeting Status
VIVA CINS M6S17J102 03/31/2016 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Against Against
Memorandum;
Amendments to
Articles
2 Addition of Articles Mgmt For For For
of
Association
________________________________________________________________________________
Kuwait Telecommunication Company
Ticker Security ID: Meeting Date Meeting Status
VIVA CINS M6S17J102 05/16/2016 Take No Action
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Resignation of Ibrahim Mgmt For TNA N/A
Al-Saleh
3 Election of Director Mgmt For TNA N/A
________________________________________________________________________________
Mabanee Company Sakc
Ticker Security ID: Meeting Date Meeting Status
MABANEE CINS M6416M102 03/30/2016 Voted
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For Abstain Against
3 Auditor's Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Presentation of Report Mgmt For For For
on Financial and
Non-Financial
Sanctions
6 Allocation of Mgmt For For For
Profits/Dividends
7 Bonus Share Issuance Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Allocation of Profits Mgmt For For For
to Legal
Reserves
10 Allocation of Profits Mgmt For For For
to General
Reserves
11 Authority to Mgmt For For For
Repurchase
Shares
12 Related Party Mgmt For Abstain Against
Transactions
13 Ratification of Board Mgmt For For For
Acts
14 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
15 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
Mabanee Company Sakc
Ticker Security ID: Meeting Date Meeting Status
MABANEE CINS M6416M102 03/30/2016 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorise Capital Mgmt For For For
Increase for Bonus
Share
Issuance
2 Amendments to Mgmt For For For
Articles; Amendments
to
Memorandum
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Masraf Al Rayan QSC
Ticker Security ID: Meeting Date Meeting Status
MARK CINS M6850J102 02/23/2016 Take No Action
Meeting Type Country of Trade
Annual Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Presentation of Mgmt For TNA N/A
Directors'
Report
4 Presentation of Sharia Mgmt For TNA N/A
Supervisory Board
Report
5 Auditor's Report Mgmt For TNA N/A
6 Financial Statements Mgmt For TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Corporate Governance Mgmt For TNA N/A
Report
9 Ratification of Board Mgmt For TNA N/A
Acts; Directors'
Fees; Approval of
Regulations on
Directors'
Remuneration
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Masraf Al Rayan QSC
Ticker Security ID: Meeting Date Meeting Status
MARK CINS M6850J102 06/19/2016 Take No Action
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
McDermott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDR CUSIP 580037109 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Bookout Mgmt For For For
III
1.2 Elect Roger A. Brown Mgmt For For For
1.3 Elect David Dickson Mgmt For For For
1.4 Elect Stephen G. Hanks Mgmt For For For
1.5 Elect Erich Kaeser Mgmt For For For
1.6 Elect Gary P. Luquette Mgmt For For For
1.7 Elect William H. Mgmt For For For
Schumann
III
1.8 Elect Mary Mgmt For For For
Shafer-Malicki
1.9 Elect David A. Trice Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 2016 Executive Mgmt For For For
Incentive
Compensation
Plan
5 Approval of the 2016 Mgmt For For For
Long-term Incentive
Plan
________________________________________________________________________________
Mobile Telecommunications Company K.S.C
Ticker Security ID: Meeting Date Meeting Status
ZAIN CINS M7034R101 03/23/2016 Take No Action
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
8 Related Party Mgmt For TNA N/A
Transactions
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
National Bank of Abu Dhabi
Ticker Security ID: Meeting Date Meeting Status
NBAD CINS M7080Z114 03/15/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Directors' Report Mgmt For TNA N/A
4 Auditor's Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Profits Mgmt For TNA N/A
7 Dividends Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Ratification of Mgmt For TNA N/A
Auditor's
Acts
11 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
12 Ratification of Board Mgmt For TNA N/A
Appointments
13 Amendments to Articles Mgmt For TNA N/A
14 Approval of a Medium Mgmt For TNA N/A
Term Notes
Programme
15 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
National Bank of Kuwait
Ticker Security ID: Meeting Date Meeting Status
NBK CINS M7103V108 03/19/2016 Take No Action
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Directors' Report Mgmt For TNA N/A
4 Auditor's Report Mgmt For TNA N/A
5 Presentation of Report Mgmt For TNA N/A
on Financial and
Non-Financial
Sanctions
6 Financial Statements Mgmt For TNA N/A
7 Allocation of Profits Mgmt For TNA N/A
to
Reserves
8 Dividends; Bonus Share Mgmt For TNA N/A
Issuance
9 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
10 Authority to Issue Mgmt For TNA N/A
Bonds
11 Related Party Mgmt For TNA N/A
Transactions
12 Authority to Grant Mgmt For TNA N/A
Loans and Give
Guarantees
13 Ratification of Board Mgmt For TNA N/A
Acts; Directors'
Fees
14 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
15 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
National Bank of Kuwait
Ticker Security ID: Meeting Date Meeting Status
NBK CINS M7103V108 03/19/2016 Take No Action
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
2 Increase in Authorised Mgmt For TNA N/A
Capital; Authority to
Issue Shares w/ or
w/o Preemptive
Rights
3 Amendments to Article 5 Mgmt For TNA N/A
4 Amendments to Article 7 Mgmt For TNA N/A
5 Amendments to Article Mgmt For TNA N/A
22
________________________________________________________________________________
National Industries Group Holdings SAK
Ticker Security ID: Meeting Date Meeting Status
NIND CINS M6416W100 05/01/2016 Take No Action
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Presentation of Report Mgmt For TNA N/A
on Financial and
Non-Financial
Sanctions
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Profits Mgmt For TNA N/A
to Statutory
Reserve
7 Authority to Mgmt For TNA N/A
Discontinue Transfer
of Profits to General
Reserves
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Directors' Fees Mgmt For TNA N/A
10 Related Party Mgmt For TNA N/A
Transactions
11 Authority to Mgmt For TNA N/A
Repurchase
Shares
12 Authority to Issue Mgmt For TNA N/A
Bonds
13 Ratification of Board Mgmt For TNA N/A
Acts
14 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
15 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
National Investments Company Kscc
Ticker Security ID: Meeting Date Meeting Status
NINV CINS M7233C103 08/30/2015 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For Abstain Against
14
________________________________________________________________________________
Oman Telecommunications Company
Ticker Security ID: Meeting Date Meeting Status
OTEL CINS M7524Z100 03/24/2016 Take No Action
Meeting Type Country of Trade
Annual Oman
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Corporate Governance Mgmt For TNA N/A
Report
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Authority to Pay Mgmt For TNA N/A
Interim
Dividend
6 Directors' Sitting Fees Mgmt For TNA N/A
7 Directors' Remuneration Mgmt For TNA N/A
8 Presentation of Mgmt For TNA N/A
Related Party
Transactions
9 Presentation of Mgmt For TNA N/A
Charitable
Donations
10 Charitable Donations Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Ooredoo - Omani Qatari Telecommunications SAOG
Ticker Security ID: Meeting Date Meeting Status
ORDS CINS M7525B102 03/29/2016 Take No Action
Meeting Type Country of Trade
Annual Oman
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Corporate Governance Mgmt For TNA N/A
Report
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Directors' Sitting Fees Mgmt For TNA N/A
6 Directors' Remuneration Mgmt For TNA N/A
7 Presentation of Mgmt For TNA N/A
Related Party
Transactions
8 Presentation of Mgmt For TNA N/A
Charitable
Donations
9 Charitable Donations Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Ooredoo Q.S.C.
Ticker Security ID: Meeting Date Meeting Status
ORDS CINS M8180V102 03/27/2016 Take No Action
Meeting Type Country of Trade
Ordinary Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Corporate Governance
Report
4 Presentation of Mgmt For TNA N/A
Auditor's
Report
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Board Mgmt For TNA N/A
Acts; Directors'
Fees
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Non-Voting Meeting Note N/A N/A TNA N/A
10 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Ooredoo Q.S.C.
Ticker Security ID: Meeting Date Meeting Status
ORDS CINS M8180V102 03/27/2016 Voted
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Amendments to Articles Mgmt For Abstain Against
(In Line with
Commercial Companies
Law No. 11 of
2015)
________________________________________________________________________________
Qatar Fuel Company
Ticker Security ID: Meeting Date Meeting Status
QFLS CINS M8S778117 03/06/2016 Voted
Meeting Type Country of Trade
Ordinary Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Chairman's Address Mgmt For For For
4 Directors' Report Mgmt For Abstain Against
5 Auditor's Report Mgmt For For For
6 Financial Statements Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends;
Bonus Share
Issuance
8 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
9 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
10 Corporate Governance Mgmt For Abstain Against
Report
________________________________________________________________________________
Qatar Fuel Company
Ticker Security ID: Meeting Date Meeting Status
QFLS CINS M8S778117 04/06/2016 Take No Action
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Qatar Fuel Company
Ticker Security ID: Meeting Date Meeting Status
QFLS CINS M8S778117 05/25/2016 Take No Action
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Qatar Gas Transport Company Limited QSC
Ticker Security ID: Meeting Date Meeting Status
QGTS CINS M8178L108 09/02/2015 Take No Action
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Article 6 Mgmt For TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Amendments to Article 8 Mgmt For TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Amendments to Article Mgmt For TNA N/A
15
8 Amendments to Article Mgmt For TNA N/A
27
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Amendments to Article Mgmt For TNA N/A
35
11 Non-Voting Agenda Item N/A N/A TNA N/A
12 Amendments to Article Mgmt For TNA N/A
38
13 Amendments to Article Mgmt For TNA N/A
48
14 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Qatar Gas Transport Company Limited QSC (Nakilat)
Ticker Security ID: Meeting Date Meeting Status
QGTS CINS M8178L108 03/14/2016 Take No Action
Meeting Type Country of Trade
Annual Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Directors' Report Mgmt For TNA N/A
4 Auditor's Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Corporate Governance Mgmt For TNA N/A
Report
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Board Mgmt For TNA N/A
Acts; Directors'
Fees
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Election of Director Mgmt For TNA N/A
11 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Qatar Insurance Company SAQ
Ticker Security ID: Meeting Date Meeting Status
QATI CINS M8179W103 02/21/2016 Take No Action
Meeting Type Country of Trade
Ordinary Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditor's
Report
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends;
Bonus Share
Issuance
6 Ratification of Board Mgmt For TNA N/A
Acts; Directors'
Fees
7 Corporate Governance Mgmt For TNA N/A
Report
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Qatar Insurance Company SAQ
Ticker Security ID: Meeting Date Meeting Status
QATI CINS M8179W103 02/21/2016 Take No Action
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
3 Rights Issue Mgmt For TNA N/A
4 Amendments to Article 6 Mgmt For TNA N/A
5 Amendments to Articles Mgmt For TNA N/A
(In Line with
Companies Law No.
(11) of
2015)
6 Amendment to Par Value Mgmt For TNA N/A
________________________________________________________________________________
Qatar International Islamic Bank QSC
Ticker Security ID: Meeting Date Meeting Status
QIIK CINS M8179X101 02/16/2016 Voted
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Abstain Against
(In Accordance with
Commercial Companies
Law No. 11 of
2015)
4 Amendments to Articles Mgmt For Abstain Against
5 Authorisation of Legal Mgmt For Abstain Against
Formalities (Signing
of Articles of
Association)
________________________________________________________________________________
Qatar International Islamic Bank QSC
Ticker Security ID: Meeting Date Meeting Status
QIIK CINS M8179X101 03/07/2016 Take No Action
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
(In Accordance with
Commercial Companies
Law No. 11 of
2015)
3 Amendments to Articles Mgmt For TNA N/A
4 Authorisation of Legal Mgmt For TNA N/A
Formalities (Signing
of Articles of
Association)
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Qatar International Islamic Bank QSC
Ticker Security ID: Meeting Date Meeting Status
QIIK CINS M8179X101 03/14/2016 Voted
Meeting Type Country of Trade
Ordinary Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For Abstain Against
3 Presentaton of Sharia Mgmt For For For
Supervisory Board
Report
4 Corporate Governance Mgmt For Abstain Against
Report
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
8 Authority to Issue Mgmt For For For
Additional Tier 1
Sukuk
9 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Qatar International Islamic Bank QSC
Ticker Security ID: Meeting Date Meeting Status
QIIK CINS M8179X101 04/19/2016 Voted
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Abstain Against
(In Accordance with
Commercial Companies
Law No. 11 of
2015)
4 Amendments to Articles Mgmt For Abstain Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Qatar Islamic Bank (S.A.Q.)
Ticker Security ID: Meeting Date Meeting Status
QIBK CINS M8179Y109 02/22/2016 Voted
Meeting Type Country of Trade
Annual Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Presentation of Mgmt For For For
Directors'
Report
4 Presentation of Sharia Mgmt For For For
Supervisory Board
Report
5 Presentation of Mgmt For For For
Auditor's
Report
6 Financial Statements Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
9 Presentation of Mgmt For For For
Corporate Governance
Report
10 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Tier 1 Capital
Instruments
________________________________________________________________________________
Qatar National Bank SAQ
Ticker Security ID: Meeting Date Meeting Status
QNBK CINS M81802106 01/31/2016 Voted
Meeting Type Country of Trade
Mix Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Reports Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Dividends; Bonus Share Mgmt For For For
Issuance
6 Allocation of Profits Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
8 Corporate Governance Mgmt For Abstain Against
Report
9 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
10 Election of Directors Mgmt For Abstain Against
11 Amendments to Articles Mgmt For Abstain Against
12 Authority to Issue Mgmt For Abstain Against
Tier 1/Tier 2 Capital
Instruments
13 Authority to Increase Mgmt For For For
Capital for Bonus
Share
Issuance
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Qatar Navigation QSC
Ticker Security ID: Meeting Date Meeting Status
QNNS CINS M81804102 03/16/2016 Take No Action
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Qatar Navigation QSC
Ticker Security ID: Meeting Date Meeting Status
QNNS CINS M81804102 03/16/2016 Take No Action
Meeting Type Country of Trade
Ordinary Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Chairman's Message; Mgmt For TNA N/A
Directors'
Report
4 Auditor's Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Corporate Governance Mgmt For TNA N/A
Report
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Board Mgmt For TNA N/A
Acts; Directors'
Fees
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Renaissance Services
Ticker Security ID: Meeting Date Meeting Status
RNSS CINS M8210J103 07/06/2015 Take No Action
Meeting Type Country of Trade
Special Oman
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For TNA N/A
Repurchase
Convertible
Bonds
2 Authority to Issue Mgmt For TNA N/A
Perpetual Cumulative
Capital
Certificates
________________________________________________________________________________
Samsung Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
028050 CINS Y7472L100 03/30/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For Against Against
Committee Member:KIM
Young
Sae
4 Directors' Fees Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samsung Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
028050 CINS Y7472L100 12/07/2015 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
The Commercial Real Estate Company KSCC
Ticker Security ID: Meeting Date Meeting Status
ALTIJARIA CINS M25735107 03/27/2016 Take No Action
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Presentation of Sharia Mgmt For TNA N/A
Supervision Board
Report
3 Auditor's Report Mgmt For TNA N/A
4 Presentation of Report Mgmt For TNA N/A
on Financial and
Non-Financial
Sanctions
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Allocation of Profits Mgmt For TNA N/A
to Statutory
Reserves
8 Allocation of Profits Mgmt For TNA N/A
to Voluntary
Reserves
9 Directors' Fees Mgmt For TNA N/A
10 Related Party Mgmt For TNA N/A
Transactions
11 Authority to Mgmt For TNA N/A
Repurchase
Shares
12 Ratification of Board Mgmt For TNA N/A
Acts
13 Board Transactions Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
15 Appointment of Sharia Mgmt For TNA N/A
Supervisory
Committee
16 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Union National Bank PJSC
Ticker Security ID: Meeting Date Meeting Status
UNB CINS M9396C102 02/29/2016 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Ratification of Mgmt For TNA N/A
Auditor's
Acts
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Amendments to Articles Mgmt For TNA N/A
(In Line with Federal
Law no. 2/
2015)
________________________________________________________________________________
United Development Company PSC
Ticker Security ID: Meeting Date Meeting Status
UDCD CINS M9405E107 03/08/2016 Take No Action
Meeting Type Country of Trade
Annual Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Presentation of Mgmt For TNA N/A
Directors'
Report
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts; Directors'
Fees
7 Corporate Governance Mgmt For TNA N/A
Report
8 Election of Directors Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
United Development Company PSC
Ticker Security ID: Meeting Date Meeting Status
UDCD CINS M9405E107 05/17/2016 Take No Action
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
(in line with
Commercial Companies
Law no. 11 of
2015)
4 Amendments to Articles Mgmt For TNA N/A
(Regarding Non-Qatari
Ownership)
Fund Name : VanEck Vectors High Income Infrastructure MLP ETF
________________________________________________________________________________
DCP Midstream Partners, LP
Ticker Security ID: Meeting Date Meeting Status
DPM CUSIP 23311P100 04/28/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Long Term Mgmt For Against Against
Incentive
Plan
2 Right to Adjourn Mgmt For Against Against
Meeting
Fund Name : VanEck Vectors High Income MLP ETF
________________________________________________________________________________
Black Stone Minerals L.P.
Ticker Security ID: Meeting Date Meeting Status
BSM CUSIP 09225M101 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William G. Bardel Mgmt For For For
1.2 Elect Cairn M. Barth Mgmt For For For
1.3 Elect Thomas L. Mgmt For For For
Carter,
Jr.
1.4 Elect D. Mark DeWalch Mgmt For For For
1.5 Elect Ricky J. Mgmt For For For
Haeflinger
1.6 Elect Jerry V. Kyle, Mgmt For For For
Jr.
1.7 Elect Michael C. Linn Mgmt For For For
1.8 Elect John H. Longmaid Mgmt For For For
1.9 Elect William N. Mathis Mgmt For For For
1.10 Elect Alexander D. Mgmt For For For
Stuart
1.11 Elect Allison K. Mgmt For For For
Thacker
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gaslog Partners LP
Ticker Security ID: Meeting Date Meeting Status
GLOP CUSIP Y2687W108 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B Mgmt For For For
Allardice,
III
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Transocean Partners LLC
Ticker Security ID: Meeting Date Meeting Status
RIGP CUSIP Y8977Y100 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glyn A. Barker Mgmt For For For
1.2 Elect Michael D. Mgmt For For For
Lynch-Bell
1.3 Elect John K. Plaxton Mgmt For For For
1.4 Elect Norman J. Mgmt For For For
Szydlowski
2 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors India Small-Cap Index ETF
________________________________________________________________________________
Aban Offshore Ltd
Ticker Security ID: Meeting Date Meeting Status
ABAN CINS Y0001N135 09/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
3 Allocation of Mgmt For For For
Profits/Dividends
(Equity
Shares)
4 Elect C. P. Mgmt For For For
Gopalkrishnan
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Subhashini Mgmt For For For
Chandran
7 Elect Deepa Reji Mgmt For Against Against
Abraham
8 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive Rights to
Qualified
Institutional
Buyers
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
ABG Shipyard Limited
Ticker Security ID: Meeting Date Meeting Status
ABGSHIP CINS Y0004G103 09/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
3 Elect Sushil Agarwal Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Ravi R. Nevatia Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt
Instruments
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Amendments to Mgmt For Abstain Against
Executive
Remuneration for Syed
Abdi (Managing
Director)
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Adlabs Entertainment
Ticker Security ID: Meeting Date Meeting Status
ADLABS CINS Y0014J105 09/07/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Manmohan Shetty Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Prashant Purker Mgmt For For For
6 Location of the Mgmt For For For
Register of
Members
7 Revision of Mgmt For For For
Remuneration of Kapil
Bagla (Wholetime
Director & CEO);
Approval of
Remuneration
8 Employee Stock Option Mgmt For Against Against
Plan
2015
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALLBANK CINS Y0031K101 03/30/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 05/04/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 06/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALLBANK CINS Y0031K101 09/30/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to the
Government of
India
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Alok Industries Limited
Ticker Security ID: Meeting Date Meeting Status
ALOKIND CINS Y0090S110 02/20/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Mgmt For For For
Auditors and
Authority to Set
Fees
________________________________________________________________________________
Alok Industries Limited
Ticker Security ID: Meeting Date Meeting Status
ALOKIND CINS Y0090S110 03/14/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For Against Against
Capital
3 Amendments to Articles Mgmt For Against Against
4 Authority to Convert Mgmt For Against Against
Debt and Issue Shares
w/o Preemptive
Rights
________________________________________________________________________________
Amtek Auto Ltd.
Ticker Security ID: Meeting Date Meeting Status
AMTEKAUTO CINS Y0124E137 08/24/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
2 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
________________________________________________________________________________
Amtek Auto Ltd.
Ticker Security ID: Meeting Date Meeting Status
AMTEKAUTO CINS Y0124E137 12/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Deshpal Singh Mgmt For For For
Malik
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Elect Madhu Vij Mgmt For For For
5 Adoption of New Mgmt For Abstain Against
Memorandum of
Association
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Anant Raj Industries Limited
Ticker Security ID: Meeting Date Meeting Status
ANANTRAJ CINS Y01272122 09/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Amit Sarin Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Priya Singh Mgmt For For For
Aggarwal
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Amendment to Borrowing Mgmt For For For
Powers
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Set Cost Mgmt For For For
Auditor's
Fees
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Amendments to Mgmt For For For
Executive
Remuneration for Aman
Sarin (COO -
Operations)
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Amendments to Mgmt For For For
Executive
Remuneration for
Ashim Sarin (COO -
Construction)
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Amendments to Mgmt For For For
Executive
Remuneration for Amar
Sarin (COO - Business
Development)
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Andhra Bank
Ticker Security ID: Meeting Date Meeting Status
ANDHRABANK CINS Y01279119 03/21/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential
Basis
________________________________________________________________________________
Andhra Bank
Ticker Security ID: Meeting Date Meeting Status
ANDHRABANK CINS Y01279119 07/08/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Andhra Bank
Ticker Security ID: Meeting Date Meeting Status
ANDHRABANK CINS Y01279119 09/23/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to the
Government of
India
________________________________________________________________________________
Astra Microwave Products Limited
Ticker Security ID: Meeting Date Meeting Status
ASTRAMIC CINS Y4066G118 07/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Prakash A. Mgmt For For For
Chitrakar
5 Elect Atim Kabra Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Appointment of B. Mgmt For For For
Malla Reddy
(Whole-time
Director); Approve
Remuneration
8 Appointment of Prakash Mgmt For For For
A. Chitrakar
(Whole-time
Director); Approve
Remuneration
9 Appointment of C. Mgmt For For For
Prameelamma
(Whole-time
Director); Approve
Remuneration
10 Amendments to Articles Mgmt For For For
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Atul Auto Limited
Ticker Security ID: Meeting Date Meeting Status
ATULAUTO CINS Y0450K145 08/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jayantibhai J. Mgmt For For For
Chandra
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Margie S. Parikh Mgmt For For For
6 Amendments to Mgmt For For For
Remuneration of
Jayantibhai J Chandra
(Chairman & Managing
Director)
7 Amendments to Mgmt For For For
Remuneration of
Mahendrakumar J Patel
(Executive Director
and
CFO)
8 Appointment of Mr. Mgmt For For For
Niraj J Chandra
(Whole-time
Director); Approval
of
Remueration
9 Adoption of New Mgmt For Abstain Against
Articles
________________________________________________________________________________
Atul Limited
Ticker Security ID: Meeting Date Meeting Status
ATUL CINS Y0450Y111 08/04/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect R.A. Shah Mgmt For Against Against
4 Elect B.N. Mohanan Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect T.R. Gopi Kannan Mgmt For For For
7 Elect M.M. Chitale Mgmt For For For
8 Elect Shubhalakshmi Mgmt For For For
Panse
9 Elect B.R. Arora Mgmt For For For
10 Adoption of New Mgmt For Against Against
Articles
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Bajaj Electricals Limited
Ticker Security ID: Meeting Date Meeting Status
BAJAJELE CINS Y05477164 01/18/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of the Mgmt For For For
Employee Stock Option
Plan
2015
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bajaj Electricals Limited
Ticker Security ID: Meeting Date Meeting Status
BAJAJELE CINS Y05477164 04/06/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Anant Mgmt For For For
Bajaj (Joint Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Bajaj Electricals Limited
Ticker Security ID: Meeting Date Meeting Status
BAJAJELE CINS Y05477164 08/06/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Madhur Bajaj Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bajaj Hindusthan Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 09/14/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Ashok Kumar Gupta Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Kiran Anuj Mgmt For Against Against
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For Against Against
Shares and or/
Convertible
Securities w/o
Preemptive
Rights
________________________________________________________________________________
Balrampur Chini Mills Limited
Ticker Security ID: Meeting Date Meeting Status
BALRAMCHIN CINS Y0548Y149 03/26/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of Location of Mgmt For For For
the Company's
Documentation
________________________________________________________________________________
Balrampur Chini Mills Limited
Ticker Security ID: Meeting Date Meeting Status
BALRAMCHIN CINS Y0548Y149 08/12/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Arvind Krishna Mgmt For Against Against
Saxena
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Novel S. Lavasa Mgmt For For For
5 Adoption of New Mgmt For Against Against
Articles
6 Directors' Commission Mgmt For For For
7 Approval of Minimum Mgmt For For For
Remuneration to
Kishor Shah
(Executive Director
and
CFO)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Approval of Minimum Mgmt For For For
Remuneration to
Arvind Krishna Saxena
(Whole-time
Director)
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BEML Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEML CINS Y0881N114 09/15/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect P. Dwarakanath Mgmt For Against Against
5 Elect C. Balakrishnan Mgmt For For For
6 Elect Suhas Aanad Bhat Mgmt For Against Against
7 Elect N. P. Gupta Mgmt For Against Against
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Elect Kusum Singh Mgmt For Against Against
10 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
11 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
BF Utilities Limited
Ticker Security ID: Meeting Date Meeting Status
BFUTI CINS Y08804125 03/02/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Amit B. Kalyani Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Aarti Sathe Mgmt For For For
5 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
BGR Energy Systems Limited
Ticker Security ID: Meeting Date Meeting Status
BGRENERGY CINS Y08816103 09/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Vellore R. Mgmt For For For
Mahadevan
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Revised Remuneration Mgmt For For For
of V.R. Mahadevan
(Joint Managing
Director)
5 Appointment of V.R. Mgmt For For For
Mahadevan (Joint
Managing Director);
Approval of
Remuneration
6 Adoption of New Mgmt For Abstain Against
Articles
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Bombay Dyeing & Manufacturing Company
Ticker Security ID: Meeting Date Meeting Status
BOMDYEING CINS Y0R6AQ102 07/08/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Disposal Mgmt For Abstain Against
________________________________________________________________________________
Bombay Dyeing & Manufacturing Company
Ticker Security ID: Meeting Date Meeting Status
BOMDYEING CINS Y0R6AQ102 08/06/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ness N. Wadia Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Sheela Bhide Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Waiver of Excess Mgmt For Against Against
Remuneration &
Approve Minimum
Remuneration
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bombay Dyeing and Manufacturing Company
Ticker Security ID: Meeting Date Meeting Status
BOMDYEING CINS Y0R6AQ102 11/08/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Revising and Setting Mgmt For Against Against
of Minimum
Remuneration of
Jehangir N. Wadia
(Managing
Director)
________________________________________________________________________________
Capital First Limited
Ticker Security ID: Meeting Date Meeting Status
FCH CINS Y2687H101 07/20/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vishal Mahadevia Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Brinda Jagirdar Mgmt For For For
6 Elect Dinesh Kanabar Mgmt For For For
7 Elect Narendra Ostawal Mgmt For For For
8 Re-classification of Mgmt For For For
Authorized Share
Capital
9 Non-Executive Mgmt For For For
Directors'
Commission
10 Revision of Mgmt For Against Against
Remuneration of V.
Vaidyanathan
(Chairman and
Managing
Director)
11 Appointment of V. Mgmt For Against Against
Vaidyanathan
(Chairman and
Managing Director);
Approval of
Remuneration
12 Amendment to Borrowing Mgmt For For For
Powers
13 Authority to Issue Mgmt For Abstain Against
Non-Convertible
Debentures
________________________________________________________________________________
Ceat Limited
Ticker Security ID: Meeting Date Meeting Status
CEAT CINS Y1229V149 07/06/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Ceat Limited
Ticker Security ID: Meeting Date Meeting Status
CEAT CINS Y1229V149 08/12/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hari L. Mundra Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Ranjit Pandit Mgmt For For For
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Adoption of New Mgmt For Abstain Against
Articles
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Century Plyboards India Limited
Ticker Security ID: Meeting Date Meeting Status
CENTURYPLY CINS Y1274H102 08/27/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hari Prasad Mgmt For Against Against
Agarwal
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Century Textile & Industries Limited
Ticker Security ID: Meeting Date Meeting Status
CENTURYTEX CINS Y12504125 07/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect B.K. Birla Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Rajashree Birla Mgmt For For For
7 Elect Sohanlal K. Jain Mgmt For For For
8 Adoption of New Mgmt For Against Against
Articles
9 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Chambal Fertilisers & Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
CHAMBAL CINS Y12916139 09/15/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Saroj Kumar Mgmt For Against Against
Poddar
4 Appointment of Mgmt For For For
Statutory Auditors
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditors
6 Elect Aditya Narayan Mgmt For For For
7 Non-Executive Mgmt For For For
Directors'
Commission
8 Appointment of Anil Mgmt For For For
Kapoor (Managing
Director); Approval
of
Remuneration
9 Appointment of Cost Mgmt For For For
Auditor
10 Sale of Birla Textiles Mgmt For For For
Mills
11 Adoption of New Mgmt For Abstain Against
Articles
12 Amendment to the CFCL Mgmt For For For
Employees Stock
Options
Scheme
13 Acquisition of Shares Mgmt For For For
and by Employee
Welfare Trust; Grant
of Loan to Employee
Welfare
Trust
14 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Chambal Fertilisers and Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
CHAMBAL CINS Y12916139 02/06/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture of Mgmt For Against Against
Shipping
Business
________________________________________________________________________________
Chambal Fertilisers and Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
CHAMBAL CINS Y12916139 05/03/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Disposal Mgmt For Abstain Against
________________________________________________________________________________
Cox & Kings India Limited
Ticker Security ID: Meeting Date Meeting Status
COXKINGS CINS Y17730113 09/25/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect A.B.M. Good Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
6 Directors' Commission Mgmt For For For
7 Revision of Mgmt For For For
Remuneration of
Urrshila Kerkar
(Whole-Time
Director)
________________________________________________________________________________
Credit Analysis And Research Ltd
Ticker Security ID: Meeting Date Meeting Status
CARERATING CINS Y1R7BV106 09/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Abstain Against
4 Elect Rajesh Mokashi Mgmt For Against Against
5 Elect Suryakanth Mgmt For Against Against
Balakrishnan
Mainak
6 Appointment of D.R. Mgmt For For For
Dogra (Managing
Director & CEO);
Approval of
Remuneration
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DB Realty Limited
Ticker Security ID: Meeting Date Meeting Status
DBREALTY CINS Y202CY107 01/04/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions and
Corporate
Guarantees
________________________________________________________________________________
DB Realty Limited
Ticker Security ID: Meeting Date Meeting Status
DBREALTY CINS Y202CY107 04/11/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For Against Against
Transactions -
Authority to Give
Guarantees
________________________________________________________________________________
DB Realty Limited
Ticker Security ID: Meeting Date Meeting Status
DBREALTY CINS Y202CY107 08/31/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions -
Project Advances,
Loans etc. From/To
Company
3 Related Party Mgmt For For For
Transactions -
Payment of Leave and
License Fees to
Affiliated Entities
of Vinod Goenka,
Jayvardhan Goenka and
Sunita
Goenka
4 Related Party Mgmt For For For
Transactions - Loan
Facilities
5 Related Party Mgmt For For For
Transactions -
Development
Agreements and
Acquisition of
Properties
6 Related Party Mgmt For For For
Transactions -
Purchase of
Transferable
Development Rights
from Dynamix
Realty
________________________________________________________________________________
DB Realty Limited
Ticker Security ID: Meeting Date Meeting Status
DBREALTY CINS Y202CY107 09/26/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Vinod Goenka Mgmt For For For
4 Elect Salim U. Balwa Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Sunita Goenka Mgmt For For For
7 Elect Omprakash Agrawal Mgmt For For For
________________________________________________________________________________
DCB Bank Limited
Ticker Security ID: Meeting Date Meeting Status
DCB CINS Y2051L134 03/21/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Non-Convertible
Denbentures
3 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
DCB Bank Limited
Ticker Security ID: Meeting Date Meeting Status
DCB CINS Y2051L134 06/01/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
3 Elect Nasser Mukhtar Mgmt For Against Against
Munjee
4 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
5 Ratification of Bonus Mgmt For For For
to Murali M. Natrajan
(Managing Director
and CEO) for Fiscal
Year
2014-15
________________________________________________________________________________
Delta Corp Limited
Ticker Security ID: Meeting Date Meeting Status
DELTACORP CINS Y1869P105 09/25/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ashish K. Kapadia Mgmt For Against Against
4 Appointment of Auditor Mgmt For Abstain Against
5 Elect Vrajesh Udani Mgmt For For For
6 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Den Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 09/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports - Mgmt For For For
Standalone Financial
Statements
2 Accounts and Reports - Mgmt For For For
Consolidated
Financial
Statements
3 Elect Sameer Manchanda Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Sameer Mgmt For Against Against
Manchanda (Chairman
Managing Director);
Approval of
Remuneration
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Dena Bank
Ticker Security ID: Meeting Date Meeting Status
DENABANK CINS Y2030B116 03/23/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential
Basis
________________________________________________________________________________
Dena Bank
Ticker Security ID: Meeting Date Meeting Status
DENABANK CINS Y2030B116 06/28/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Dena Bank
Ticker Security ID: Meeting Date Meeting Status
DENABANK CINS Y2030B116 09/22/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to Government
of
India
________________________________________________________________________________
Dewan Housing Finance Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
DEWANHOUS CINS Y2055V112 02/26/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
________________________________________________________________________________
Dewan Housing Finance Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
DEWANHOUS CINS Y2055V112 07/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Dheeraj R. Mgmt For For For
Wadhawan
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Kapil Mgmt For Against Against
Wadhawan (Chairman
and Managing
Director); Approval
of
Remuneration
7 Elect Vijaya Sampath Mgmt For For For
8 Directors' Commission Mgmt For For For
9 Authority to Issue Mgmt For Against Against
Non-convertible
Debentures
________________________________________________________________________________
Dewan Housing Finance Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
DEWANHOUS CINS Y2055V112 08/29/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Dishman Pharmaceuticals and Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
DISHMAN CINS Y2076D117 04/19/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Amendments to Mgmt For For For
Memorandum
4 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Dishman Pharmaceuticals and Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
DISHMAN CINS Y2076D117 08/14/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Dishman Pharmaceuticals and Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
DISHMAN CINS Y2076D117 09/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Arpit J. Vyas Mgmt For Against Against
4 Appointment of Mgmt For For For
Statutory Auditors
and Authority to Set
Fees
5 Appointment of Mgmt For For For
Deohooti J. Vyas
(Whole-Time
Director); Approval
of
Remuneration
6 Elect Mark C Griffiths Mgmt For Against Against
7 Elect Subir Kumar Das Mgmt For For For
8 Elect Rajendra S. Shah Mgmt For For For
9 Increase in Mgmt For For For
Remuneration of Aditi
J.
Vyas
10 Increase in Mgmt For For For
Remuneration of Mansi
J.
Vyas
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dredging Corporation of India Ltd
Ticker Security ID: Meeting Date Meeting Status
DREDGING CINS Y2107Z111 09/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect S. Charles Mgmt For Against Against
6 Elect Barun Mitra Mgmt For Against Against
7 Elect Rajesh Tripathi Mgmt For For For
8 Elect M. Sankara Rao Mgmt For Against Against
9 Amendment to Borrowing Mgmt For For For
Powers
10 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Eros International Media Limited
Ticker Security ID: Meeting Date Meeting Status
EROSMEDIA CINS Y229A9107 09/03/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Jyoti Deshpande Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Rakesh Sood Mgmt For For For
6 Appointment of Sunil Mgmt For Against Against
Lulla (Executive
Vice-Chairman and
Managing Director);
Approval of
Remuneration
7 Appointment of Jyoti Mgmt For For For
Desphande (Executive
Director); Approval
of
Remuneration
8 Adoption of New Mgmt For Against Against
Articles
9 Directors' Commission Mgmt For For For
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Escorts Limited
Ticker Security ID: Meeting Date Meeting Status
ESCORTS CINS Y2296W127 01/30/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Relocation of Mgmt For For For
Registered Office
________________________________________________________________________________
Escorts Limited
Ticker Security ID: Meeting Date Meeting Status
ESCORTS CINS Y2296W127 09/18/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hardeep Singh Mgmt For Against Against
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
6 Elect Sutanu Behuria Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Girish Behari Mgmt For Against Against
Mathur
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Payment of Mgmt For Against Against
Professional Fees to
Girish Behari
Mathur
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect and Appoint Mgmt For For For
Nitasha Nanda
(Whole-time
Director); Approval
of
Remuneration
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
ESS Dee Aluminium Limited
Ticker Security ID: Meeting Date Meeting Status
ESSDEE CINS Y22997103 09/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Ashis Mgmt For For For
Bhattacharya
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Madan M. Jain Mgmt For For For
6 Elect T.S. Bhattacharya Mgmt For Against Against
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Eveready Industries India Limited
Ticker Security ID: Meeting Date Meeting Status
EVERREADY CINS Y2361Z120 08/21/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Aditya Khaitan Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
6 Amendment to Foreign Mgmt For For For
Investor
Restrictions
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Financial Technologies (India) Limited
Ticker Security ID: Meeting Date Meeting Status
FINTECH CINS Y24945118 08/30/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect and Appoint Mgmt For Against Against
Prashant Desai
(Managing Director
and CEO); Approval of
Remuneration
3 Elect and Appoint Mgmt For For For
Rajendra Mehta
(Whole-time
Director); Approval
of
Remuneration
4 Elect and Appoint Mgmt For For For
Jigish Sonagara
(Whole-time
Director); Approval
of
Remuneration
5 Adoption of New Mgmt For Against Against
Articles
6 Waiver of Excess Mgmt For Against Against
Remuneration (Dewang
Neralla)
7 Waiver of Excess Mgmt For Against Against
Remuneration (Manjay
Shah)
8 Authority to Make Mgmt For For For
Investments and Give
Loans
9 Related Party Mgmt For Against Against
Transactions
10 Directors' Commission Mgmt For For For
________________________________________________________________________________
Finolex Cables Limited
Ticker Security ID: Meeting Date Meeting Status
FINCABLES CINS Y24953146 08/10/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Mahesh Mgmt For Against Against
Viswanathan
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Namita Vikas Mgmt For Against Against
Thapar
7 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
8 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
9 Related Party Mgmt For For For
Transactions with
Corning Finolex
Optical Fibre Private
Limited
________________________________________________________________________________
Firstsource Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
FSL CINS Y25655104 08/03/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Subrata Talukdar Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect V.K. Sharma Mgmt For For For
6 Elect Grace E Koshie Mgmt For For For
7 Elect Pradip Kumar Mgmt For Against Against
Khaitan
________________________________________________________________________________
Firstsource Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
FSL CINS Y25655104 09/23/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Force Motors Limited
Ticker Security ID: Meeting Date Meeting Status
FORCEMOT CINS Y05481117 09/26/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vinay Kothari Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Charitable Donations Mgmt For For For
6 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
7 Elect and Appoint Mgmt For For For
Prashant V. Inamdar
(Executive Director
for Operations);
Approve
Remuneration
8 Acceptance of Deposits Mgmt For Against Against
from Members and the
Public
________________________________________________________________________________
Future Retail Limited
Ticker Security ID: Meeting Date Meeting Status
FRL CINS Y6722V140 07/08/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Future Retail Limited
Ticker Security ID: Meeting Date Meeting Status
FRL CINS Y6722V140 08/26/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vijay Biyani Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Appointment of Kishore Mgmt For For For
Biyani (Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Future Retail Limited
Ticker Security ID: Meeting Date Meeting Status
FRL CINS Y6722V140 11/18/2015 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Future Retail Limited
Ticker Security ID: Meeting Date Meeting Status
FRL CINS Y6722V140 11/18/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Utilization of Mgmt For For For
Securities Premium
Account
3 Change in Company Name Mgmt For For For
4 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Gateway Distriparks Limited
Ticker Security ID: Meeting Date Meeting Status
GTL CINS Y26839103 08/07/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Ishaan Gupta Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gati Limited
Ticker Security ID: Meeting Date Meeting Status
GATI CINS Y26835135 07/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Financial Mgmt For For For
Statements, Board
Reports and Auditor's
Reports
2 Consolidated Financial Mgmt For For For
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sanjeev Jain Mgmt For Against Against
5 Appointment of Mgmt For For For
Statutory
Auditor
6 APPOINTMENT OF BRANCH Mgmt For For For
AUDITORS
7 Elect Sheela Bhide Mgmt For For For
8 Appointment of Mr. Mgmt For For For
Sanjeev Jain (Whole
Time Director and
CFO); Approval of
Remuneration
9 Amendment to Borrowing Mgmt For For For
Powers
10 Authority to Mortgage Mgmt For For For
Assets
11 Adoption of New Mgmt For Abstain Against
Articles
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 08/13/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect K.B. Sankara Rao Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Appointment of Harsha Mgmt For For For
Chigurupati
(Executive Director);
Approval of
Remuneration
7 Adoption of New Mgmt For Against Against
Articles
8 Approve Preferential Mgmt For For For
Issue of
Warrants
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 08/24/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Preferential Mgmt For For For
Issue of Warrants w/o
Preemptive
Rights
________________________________________________________________________________
GVK Power & Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
GVKPIL CINS Y2962K118 08/13/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect G V Sanjay Reddy Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect K. Balarama Reddi Mgmt For For For
6 Elect Santha K. John Mgmt For For For
7 Elect Ch G Krishna Mgmt For For For
Murthy
8 Elect Sundaram Mgmt For For For
Balasubramanian
9 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt
Instruments
________________________________________________________________________________
HCL Infosystems Limited
Ticker Security ID: Meeting Date Meeting Status
HCL-INSYS CINS Y3119E138 01/25/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mortgage Mgmt For For For
Assets
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HCL Infosystems Limited
Ticker Security ID: Meeting Date Meeting Status
HCL-INSYS CINS Y3119E138 11/19/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Nikhil Sinha Mgmt For For For
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Elect Rita Arora Mgmt For For For
________________________________________________________________________________
Himachal Futuristic Communications Ltd
Ticker Security ID: Meeting Date Meeting Status
HFCL CINS Y3196Q145 09/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Standalone Financial Mgmt For For For
Statements
3 Consolidated Financial Mgmt For Against Against
Statements
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Arvind Kharabanda Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Bela Banerjee Mgmt For For For
8 Elect Rajiv Sharma Mgmt For Against Against
9 Appointment of Mgmt For For For
Mahendra Nahata
(Managing Director);
Approval of
Remuneration
10 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Hindustan Construction Company Limited
Ticker Security ID: Meeting Date Meeting Status
HCC CINS Y3213Q136 07/14/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Retirement of D.M. Mgmt For For For
Popat
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Rajas R. Doshi Mgmt For Against Against
6 Elect Anil Chandan Mal Mgmt For Against Against
Singhvi
7 Elect Omkar M. Goswami Mgmt For Against Against
8 Appointment of Shalaka Mgmt For For For
Gulabchand Dhawan
(Whole-time
Director); Approve
Remuneration
9 Adoption of New Mgmt For Abstain Against
Articles
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Sale of Investments by Mgmt For Abstain Against
HCC Concessions
Limited
12 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Bonds w/o
Preemptive
Rights
________________________________________________________________________________
Hitachi Home & Life Solutions (India) Limited
Ticker Security ID: Meeting Date Meeting Status
HITACHIHOM CINS Y3227X119 07/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shinichi Iizuka Mgmt For Against Against
4 Elect Vinay Chauhan Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
7 Elect Indira J. Parikh Mgmt For For For
8 Appointment of Gurmeet Mgmt For Against Against
Singh (Executive
Director); Approval
of
Remuneration
9 Amendments to Managing Mgmt For Against Against
Directors'
Remuneration
________________________________________________________________________________
Housing Development and Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
HDIL CINS Y3722J102 09/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Ashok K. Gupta Mgmt For Abstain Against
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Elect Hazari Lal Mgmt For Abstain Against
5 Elect Sandhya Baliga Mgmt For Abstain Against
6 Elect Sarang Wadhawan Mgmt For Abstain Against
7 Authority to Set Cost Mgmt For Abstain Against
Auditor's
Fees
8 Capital Raising Mgmt For Abstain Against
9 Increase in Authorized Mgmt For Abstain Against
Capital
10 Amendments to Mgmt For Abstain Against
Memorandum
________________________________________________________________________________
IFCI Limited
Ticker Security ID: Meeting Date Meeting Status
IFCI CINS Y8743E123 09/21/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
3 Allocation of Mgmt For For For
Profits/Dividends
(Ordinary
Shares)
4 Elect Kiran Sahdev Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Prof. Arvind Mgmt For For For
Sahay
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
IIFL Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
IIFL CINS Y3914X109 07/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Chandran Mgmt For Against Against
Ratnaswami
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Geeta Mathur Mgmt For For For
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For Against Against
Executive Chairman's
Remuneration
9 Amendments to Managing Mgmt For Against Against
Directors'
Remuneration
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IIFL Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
IIFL CINS Y3914X109 11/28/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Sale of Minority Stake Mgmt For For For
in
Subsidiary
________________________________________________________________________________
Indiabulls Real Estate Limited
Ticker Security ID: Meeting Date Meeting Status
IBREALEST CINS Y3912A101 07/20/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reclassification of Mgmt For For For
Authorised Share
Capital
2 Authority to Issue Mgmt For Abstain Against
Non-Convertible
Debentures
3 Preferential Issuance Mgmt For For For
of Shares and
Warrants
________________________________________________________________________________
Indiabulls Real Estate Limited
Ticker Security ID: Meeting Date Meeting Status
IBREALEST CINS Y3912A101 09/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gurbans Singh Mgmt For For For
3 Elect Ashok Brijmohan Mgmt For For For
Kacker
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Elect and Appoint Mgmt For For For
Vishal Gaurishankar
Damani (Joint
Managing Director);
Approve
Remuneration
6 Provision of Loans Mgmt For Abstain Against
and/or Corporate
Guarantees to
Indiabulls
Infraestate
Limited
7 Authority to Issue Mgmt For Abstain Against
Non-convertible
Debentures/
Bonds
________________________________________________________________________________
Indian Overseas Bank
Ticker Security ID: Meeting Date Meeting Status
IOB CINS Y39282119 03/24/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential
Basis
________________________________________________________________________________
Indian Overseas Bank
Ticker Security ID: Meeting Date Meeting Status
IOB CINS Y39282119 09/23/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to the
Government of
India
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Indraprastha Gas Limited
Ticker Security ID: Meeting Date Meeting Status
IGL CINS Y39881100 09/22/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect M. Ravindran Mgmt For For For
5 Elect I.S. Rao Mgmt For Against Against
6 Elect Gitanjali Gupta Mgmt For For For
Kundra
7 Elect Raghu Nayyar Mgmt For For For
8 Elect Sudha Sharma Mgmt For For For
9 Elect V. Nagarajan Mgmt For Against Against
10 Appointment of V. Mgmt For Against Against
Nagarajan (Director -
Commercial); Approval
of
Remuneration
11 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
12 Related Party Mgmt For For For
Transactions with
GAIL (India)
Limited
________________________________________________________________________________
Intellect Design Arena Ltd
Ticker Security ID: Meeting Date Meeting Status
INTELLECT CINS Y4R932109 07/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect and Appoint Anil Mgmt For For For
Kumar Verma
(Executive Director);
Approve
Remuneration
4 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Intellect Design Arena Ltd
Ticker Security ID: Meeting Date Meeting Status
INTELLECT CINS Y4R932109 11/17/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to the Mgmt For For For
Associate Stock
Option Plan 2011
("ASOP
2011")
3 Amendment to the Mgmt For For For
Intellect Stock
Option Plan 2015
("ISOP
2015")
________________________________________________________________________________
International Paper APPM Ltd.
Ticker Security ID: Meeting Date Meeting Status
APPAPER CINS Y0128P146 08/27/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sheila Pallerna Mgmt For Against Against
Vinczeller
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ann Barbara Mgmt For For For
Wrobleski
5 Adoption of New Mgmt For Against Against
Articles
6 Appointment of Mgmt For Against Against
Rampraveen
Swaminathan (Chairman
and Managing
Director); Approval
of
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Non-Executive Mgmt For For For
Directors'
Commission
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
JAI Corp Limited
Ticker Security ID: Meeting Date Meeting Status
JAICORP CINS Y4252Z136 09/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Standalone Accounts Mgmt For For For
and
Reports
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
(Preference)
5 Allocation of Mgmt For For For
Profits/Dividends
(Equity)
6 Elect Virendra Singh Mgmt For Against Against
Jain
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appoint Vasudeo Mgmt For For For
Shrinivas Pandit
(Whole-Time
Director); Approval
of
Remuneration
9 Elect Aziza A. Mgmt For For For
Chitalwala
10 Rollover of Preference Mgmt For For For
Shares
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
________________________________________________________________________________
Jain Irrigation Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
JAINIRRG CINS Y42531148 09/25/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Sale of Indian Food Mgmt For For For
Business
________________________________________________________________________________
Jain Irrigation Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
JAINIRRG CINS Y42531148 09/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ashok B. Jain Mgmt For Against Against
5 Elect R. Swaminathan Mgmt For Against Against
6 Appointment of Auditor Mgmt For Abstain Against
7 Amendment to Borrowing Mgmt For For For
Powers
8 Appointment of Ashok Mgmt For For For
B. Jain (Executive
Vice Chairman);
Approval of
Remuneration
9 Appointment of Anil B. Mgmt For For For
Jain (Managing
Director & CEO);
Approval of
Remuneration
10 Appointment of Ajit B. Mgmt For For For
Jain (Joint Managing
Director & COO);
Approval of
Remuneration
11 Appointment of Atul B. Mgmt For For For
Jain (Joint Managing
Director & Chief
Marketing Officer);
Approval of
Remuneration
12 Appointment of R. Mgmt For For For
Swaminathan (Director
- Technical);
Approval of
Remuneration
________________________________________________________________________________
Jain Irrigation Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
JISLJALEQS CINS Y42531148 12/03/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
2 Authority to Issue Mgmt For For For
Convertible
Debentures
________________________________________________________________________________
Jaiprakash Associates Limited
Ticker Security ID: Meeting Date Meeting Status
JPASSOCIAT CINS Y42539117 09/25/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger by Absorption Mgmt For For For
________________________________________________________________________________
Jaiprakash Associates Limited
Ticker Security ID: Meeting Date Meeting Status
JPASSOCIAT CINS Y42539117 12/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ranvijay Singh Mgmt For Against Against
3 Elect Pankaj Gaur Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Chandra Prakash Mgmt For For For
Jain
6 Elect Satish C.K. Patne Mgmt For For For
7 Elect Keshav Prasad Rau Mgmt For For For
8 Elect Tilak Raj Kakkar Mgmt For For For
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Appoint Rahul Kumar Mgmt For For For
(Whole-time Director
and CFO); Approve
Remuneration
11 Appoint Manoj Guar Mgmt For Against Against
(Executive Chairman
and CEO); Approve
Remuneration
12 Authority to Issue Mgmt For For For
Non-convertible
Debentures
13 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Jaiprakash Power Ventures Ltd
Ticker Security ID: Meeting Date Meeting Status
JPPOWER CINS Y4253C102 07/29/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Sale of Himachal Baspa Mgmt For For For
Power Company
Limited
3 Relocation of Mgmt For For For
Registered
Office
4 Authority to Make Mgmt For For For
Investments
________________________________________________________________________________
Jaiprakash Power Ventures Ltd
Ticker Security ID: Meeting Date Meeting Status
JPPOWER CINS Y4253C102 09/12/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Manoj Gaur Mgmt For For For
3 Elect Suren Jain Mgmt For For For
4 Elect Praveen Kumar Mgmt For Against Against
Singh
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Elect S. L. Mohan Mgmt For For For
8 Elect Arun Balakrishnan Mgmt For For For
9 Elect K. N. Bhandari Mgmt For For For
10 Elect Atanu Sen Mgmt For For For
11 Elect Keshav Prasad Rau Mgmt For For For
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jaypee Infratech Limited
Ticker Security ID: Meeting Date Meeting Status
JPINFRATEC CINS Y4420D108 08/27/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Standalone Financial Mgmt For For For
Statements
3 Consolidated Financial Mgmt For For For
Statements
4 Elect Rakesh Sharma Mgmt For Against Against
5 Elect Rekha Dixit Mgmt For For For
6 Elect Manoj Gaur Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Rakesh Mgmt For For For
Sharma (Whole-time
Director); Approval
of
Remuneration
9 Elect P. Uma Shankar Mgmt For For For
10 Elect Lalit Bhasin Mgmt For For For
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Related Party Mgmt For For For
Transactions
13 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Jet Airways (India) Limited
Ticker Security ID: Meeting Date Meeting Status
JETAIRWAY CINS Y4440B116 04/22/2016 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Merger Mgmt For For For
________________________________________________________________________________
Jet Airways (India) Limited
Ticker Security ID: Meeting Date Meeting Status
JETAIRWAY CINS Y4440B116 08/14/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect James Hogan Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of Joint Mgmt For For For
Statutory
Auditor
5 Elect Anita N. Goyal Mgmt For Against Against
6 Elect Iftikar M. Kadri Mgmt For For For
7 Elect Aman Mehta Mgmt For Against Against
8 Elect Javed Akhtar Mgmt For Against Against
9 Elect Dinesh Kumar Mgmt For For For
Mittal
10 Appointment of Gaurang Mgmt For For For
Shetty (Whole-Time
Director); Approval
of
Remuneration
________________________________________________________________________________
Jet Airways (India) Limited
Ticker Security ID: Meeting Date Meeting Status
JETAIRWAY CINS Y4440B116 12/29/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Srinivasan Mgmt For For For
Vishvanathan
________________________________________________________________________________
Jindal SAW Limited
Ticker Security ID: Meeting Date Meeting Status
JINDALSAW CINS Y4449A101 04/09/2016 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Jindal SAW Limited
Ticker Security ID: Meeting Date Meeting Status
JINDAL CINS Y4449A101 09/18/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sminu Jindal Mgmt For For For
5 Elect Neeraj Kumar Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Abhiram Tayal Mgmt For For For
8 Appointment of Hawa S. Mgmt For For For
Chaudary (Whole-Time
Director); Approval
of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Adoption of New Mgmt For Against Against
Articles
11 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
12 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities in Foreign
Markets w/o
Preemptive
Rights
________________________________________________________________________________
Jindal SAW Limited
Ticker Security ID: Meeting Date Meeting Status
JINDAL CINS Y4449A101 12/30/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Memorandum of
Association
________________________________________________________________________________
JK Lakshmi Cement Limited
Ticker Security ID: Meeting Date Meeting Status
JKLAKSHMI CINS Y44451154 09/26/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sushil K. Wali Mgmt For Against Against
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Authority to Mortgage Mgmt For For For
Assets
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
JK Tyre & Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
JKTYREIND CINS Y44455197 09/22/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vikrampati Mgmt For Against Against
Singhania
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Appointment of Swaroop Mgmt For For For
Chand Sethi
(Whole-Time
Director); Approval
of
Remuneration
8 Appointment of Arun K. Mgmt For For For
Bajoria (Whole-Time
Director); Approval
of
Remuneration
9 Deposits from Members Mgmt For Against Against
and/or
Public
________________________________________________________________________________
JM Financial Limited
Ticker Security ID: Meeting Date Meeting Status
JMFINAN CINS Y44462110 07/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nimesh Kampani Mgmt For Against Against
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Elect Jagi Mangat Panda Mgmt For For For
6 Authority to Issue Mgmt For For For
Redeemable
Non-Convertible
Debentures
7 Adoption of New Mgmt For Abstain Against
Articles
8 Authority to Make Mgmt For Against Against
Investments, Grant
loans and Give
guarantees for JM
Financial Products
Limited
9 Authority to Make Mgmt For Against Against
Investments, Grant
loans and Give
guarantees for JM
Financial Services
Limited
10 Authority to Make Mgmt For Against Against
Investments, Grant
loans and Give
guarantees for JM
Financial Asset
Management
Limited
11 Authority to Make Mgmt For Against Against
Investments, Grant
loans and Give
guarantees for JM
Financial Credit
Solutions
Limited
12 Authority to Make Mgmt For Against Against
Investments, Grant
loans and Give
guarantees for JM
Financial Asset
Reconstruction
Company Private
Limited
13 Related Party Mgmt For Against Against
Transactions with
Astute
Investments
________________________________________________________________________________
JSW Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
JSWHL CINS Y4447S104 08/22/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Sajjan Jindal Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of K. N. Mgmt For Against Against
Patel (Managing
Director, CEO and
CFO); Approval of
Remuneration
6 Elect Sutapa Banerjee Mgmt For For For
7 Related Party Mgmt For For For
Transaction with JSW
Investments Private
Limited
8 Related Party Mgmt For For For
Transaction with
Realcom Reality
Private
Limited
9 Related Party Mgmt For For For
Transaction with
Reynold Traders
Private
Limited
10 Related Party Mgmt For For For
Transaction with JSW
Techno Projects
Management
Limited
________________________________________________________________________________
JSW Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
JSWHL CINS Y4447S104 10/17/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions with JSW
Investments Private
Limited
3 Related Party Mgmt For For For
Transactions with
Realcom Reality
Private
Limited
4 Related Party Mgmt For For For
Transactions with
Reynold Traders
Private
Limited
5 Related Party Mgmt For For For
Transactions with JSW
Techno Projects
Management
Limited
6 Pledging of Shares on Mgmt For Against Against
Behalf of JSW
Investments Private
Limited and JSW
Techno Projects
Management
Limited
________________________________________________________________________________
Karnataka Bank Limited
Ticker Security ID: Meeting Date Meeting Status
KARNATBNK CINS Y4590V128 07/16/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Mgmt For Abstain Against
Auditors (Statutory
and Branch) and
Authority to Set
Fees
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Banavar A. Mgmt For For For
Prabhakar
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Appointment of P Mgmt For For For
Jayarama Bhat
(MD/CEO); Approval of
Remuneration
8 Increase in Authorized Mgmt For For For
Share
Capital
9 Amendments to Articles Mgmt For For For
(Authorized
Capital)
10 Amendments to Articles Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kaveri Seed Company Limited
Ticker Security ID: Meeting Date Meeting Status
KSCL CINS Y458A4137 09/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect R. Venumanohar Mgmt For Against Against
Rao
4 Elect C. Vamsheedhar Mgmt For Against Against
5 Elect C. Mithun Chand Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Adoption of Articles Mgmt For Abstain Against
________________________________________________________________________________
Kaya Ltd.
Ticker Security ID: Meeting Date Meeting Status
539276 CINS Y4S8B1103 09/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Rajen Mariwala Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Nikhil Khattau Mgmt For For For
6 Elect B. S. Nagesh Mgmt For For For
7 Elect Irfan Mustafa Mgmt For For For
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kesoram Industries Limited
Ticker Security ID: Meeting Date Meeting Status
KESORAMIND CINS Y4752B134 01/30/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
3 Disposal of Spun Pipe Mgmt For For For
and Heavy Chemicals
Businesses
4 Adoption of New Mgmt For For For
Memorandum of
Association
________________________________________________________________________________
Kesoram Industries Limited
Ticker Security ID: Meeting Date Meeting Status
KESORAMIND CINS Y4752B134 03/23/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Authority to Issue Mgmt For For For
Preferred
Shares
________________________________________________________________________________
Kesoram Industries Limited
Ticker Security ID: Meeting Date Meeting Status
KESORAMIND CINS Y4752B134 04/30/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Investment in Cygnet Mgmt For For For
Industries
Limited
3 Transfer of Business Mgmt For For For
Undertaking
________________________________________________________________________________
Kesoram Industries Limited
Ticker Security ID: Meeting Date Meeting Status
KESORAMIND CINS Y4752B134 12/12/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Vinay Sah Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect LEE Seow Chuan Mgmt For For For
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Appoint Kamal Chand Mgmt For For For
Jain (Whole-Time
Director); Approval
of
Remuneration
7 Appoint Amolak Preet Mgmt For For For
Singh (Whole-Time
Director); Approval
of
Remuneration
8 Approve Remuneration Mgmt For For For
to Manjushree Khaitan
(Whole-Time
Director)
9 Divestiture Mgmt For For For
10 Adoption of New Mgmt For Abstain Against
Memorandum of
Association
11 Adoption of New Mgmt For Abstain Against
Articles
________________________________________________________________________________
Kitex Garments Limited
Ticker Security ID: Meeting Date Meeting Status
KITEX CINS Y4807P120 06/10/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sindhu Mgmt For For For
Chandrasekhar
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect C P Philipose Mgmt For For For
________________________________________________________________________________
KPIT Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
KPITCUMM CINS Y4984R147 08/19/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sachin Tikekar Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Anant Jaivant Mgmt For Against Against
Talaulicar
6 Non-Executive Mgmt For For For
Directors'
Commission
7 Adoption of Employee Mgmt For For For
Stock Option
Scheme
8 Extension of Employee Mgmt For For For
Stock Option Scheme
to Employees of
Subsidiaries
9 Acquisition of Equity Mgmt For For For
Shares from Secondary
Market by the
Employees Welfare
Trust
10 Amendment to the Mgmt For For For
Employee Stock Option
Plan
2004
11 Amendment to the Mgmt For For For
Employee Stock Option
Plan
2006
12 Amendment to the Mgmt For For For
Employee Stock Option
Plan
2014
13 Provision of Funds to Mgmt For For For
Employee Stock Option
Trust
14 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Lakshmi Vilas Bank Limited
Ticker Security ID: Meeting Date Meeting Status
LAKSHVILAS CINS Y5155G125 06/10/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect N. Mgmt For For For
Malayalaramamirtham
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditor
6 Appointment of Mgmt For Against Against
Parthasarathi
Mukherjee (Managing
Director and CEO);
Approval of
Remuneration
7 Adoption of New Mgmt For Abstain Against
Articles
8 Increase in Authorized Mgmt For For For
Capital
9 Amendments to Mgmt For For For
Memorandum
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Lakshmi Vilas Bank Limited
Ticker Security ID: Meeting Date Meeting Status
LAKSHVILAS CINS Y5155G125 09/03/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect S.G. Prabhakharan Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor
7 Elect E.V. Sumithasri Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Debt
Securities
________________________________________________________________________________
Lanco Infratech Ltd
Ticker Security ID: Meeting Date Meeting Status
LITL CINS Y5144P111 02/28/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
________________________________________________________________________________
Lanco Infratech Ltd
Ticker Security ID: Meeting Date Meeting Status
LITL CINS Y5144P111 09/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect L. Madhusudhan Mgmt For For For
Rao
3 Elect Sarat C. Manocha Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Ramunni M. Mgmt For For For
Premkumar
6 Elect Yashpal Gupta Mgmt For For For
7 Elect Dariyai Lal Mgmt For For For
Rawal
8 Elect Gurbir Singh Mgmt For For For
Sandhu
9 Elect L. Ramalakshmamma Mgmt For For For
10 Elect Vijoy Kumar Mgmt For For For
11 Elect Pawan Chopra Mgmt For For For
12 Authority to Set Cost Mgmt For For For
Auditor's Fees
(Financial Year
2014-15)
13 Authority to Set Cost Mgmt For For For
Auditor's Fees
(Financial Year
2015-16)
14 Appointment of S. C. Mgmt For For For
Manocha (Deputy
Managing Director);
Approval of
Remuneration
15 Authority to Make Mgmt For For For
Investments
16 Board Size Mgmt For For For
17 Related Party Mgmt For For For
Transactions
18 Corporate Guarantees Mgmt For Against Against
on Behalf of Lanco
Babandh Power
Limited
19 Corporate Guarantees Mgmt For Against Against
on Behalf of Lanco
Vidarbh Thermal Power
Limited
20 Corporate Guarantees Mgmt For Against Against
on Behalf of Lanco
Amarkantak Power
Limited
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Mahanagar Telephone Nigam Limited
Ticker Security ID: Meeting Date Meeting Status
MTNL CINS Y5401F111 09/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Pravin Kumar Mgmt For Against Against
Purwar
3 Elect Sunil Kumar Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Amendment to Borrowing Mgmt For For For
Powers
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
MakeMyTrip Limited
Ticker Security ID: Meeting Date Meeting Status
MMYT CUSIP V5633W109 09/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Accounts and Reports Mgmt For For For
3 Elect Aditya Tim Guleri Mgmt For Against Against
4 Elect Gyaneshwarnath Mgmt For Against Against
Gowrea
5 Elect Ranodeb Roy Mgmt For For For
6 Elect Mohit Kabra Mgmt For Against Against
________________________________________________________________________________
Manappuram Finance Ltd
Ticker Security ID: Meeting Date Meeting Status
MANAPPG CINS Y5759P141 08/06/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect B.N. Raveendra Mgmt For For For
Babu
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Amla Samanta Mgmt For For For
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
7 Directors' Commission Mgmt For For For
8 Ratify Directors' Mgmt For For For
Commission for FY
2014 & FY
2015
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Manappuram Finance Ltd
Ticker Security ID: Meeting Date Meeting Status
MANAPPG CINS Y5759P141 11/27/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Memorandum
3 Appointment of B.N. Mgmt For For For
Raveendra Babu
(Whole-Time
Director); Approval
of
Remuneration
4 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marksans Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
MARKSANS CINS Y57686100 09/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Balwant S. Desai Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Ajay S. Joshi Mgmt For For For
7 Elect Seetharama R. Mgmt For For For
Buddharaju
8 Appointment of Mark Mgmt For Against Against
Saldanha (Managing
Director); Approval
of
Remuneration
9 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
McLeod Russel India Limited
Ticker Security ID: Meeting Date Meeting Status
MCLEOD CINS Y5934T133 08/04/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajeev Takru Mgmt For For For
4 Elect Kamal Kishore Mgmt For For For
Baheti
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Elect Amritanshu Mgmt For Against Against
Khaitan
7 Elect Padam Kumar Mgmt For Against Against
Khaitan
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
McLeod Russel India Limited
Ticker Security ID: Meeting Date Meeting Status
MCLEOD CINS Y5934T133 09/30/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Payment of Minimum Mgmt For Against Against
Remuneration to A.
Khaitan (Managing
Director)
3 Payment of Minimum Mgmt For Against Against
Remuneration to R.
Takru (Whole-Time
Director)
4 Payment of Minimum Mgmt For Against Against
Remuneration to A.
Monem (Whole-Time
Director)
5 Payment of Minimum Mgmt For Against Against
Remuneration to K. K.
Baheti (Whole-Time
Director)
6 Waiver of Excess of Mgmt For Against Against
Remuneration for A.
Khaitan (Managing
Director)
7 Waiver of Excess of Mgmt For Against Against
Remuneration for
Rajeev Takru
(Whole-Time
Director)
8 Waiver of Excess of Mgmt For Against Against
Remuneration for Azam
Monem (Whole-Time
Director)
9 Waiver of Excess of Mgmt For Against Against
Remuneration for K.K.
Baheti (Whole-Time
Director)
________________________________________________________________________________
Monsanto India Limited
Ticker Security ID: Meeting Date Meeting Status
MONSANTO CINS Y6137L117 08/07/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sekhar Natarajan Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect and Appoint Mgmt For Against Against
Shilpa Shridhar
Divekar (Managing
Director); Approval
of
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Related Party Mgmt For For For
Transactions with
Monsanto Company,
USA
9 Related Party Mgmt For For For
Transaction with
Monsanto Company,
USA: Procurement of
Radicle Emergence
Test Imager
Equipment
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Monte Carlo Fashions Ltd.
Ticker Security ID: Meeting Date Meeting Status
MONTECARLO CINS Y6134H101 09/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sandeep Jain Mgmt For For For
5 Elect Dinesh Gogna Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Natco Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
NATCOPHARM CINS Y6211C116 09/26/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vivek Chhachhi Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of V.C. Mgmt For Against Against
Nannapaneni (Chairman
and Managing
Director); Approval
of
Remuneration
7 Appointment of Rajeev Mgmt For For For
Nannapaneni (Vice
Chairman and CEO);
Approval of
Remuneration
8 Increase in Mgmt For For For
Remuneration of
A.K.S. bhujanga Rao
(president (R&D and
Tech)
9 Elect and Appoint Mgmt For Against Against
P.S.R.K. Prasad
(Director and
Executive Vice
President (Corporate
Engineering
Services); Approve
Remuneration
10 Elect and Appoint D. Mgmt For Against Against
Linga Rao (Director
and President
(Technical Affairs);
Approve
Remuneration
11 Elect M.U.R. Naidu Mgmt For For For
12 Authority to Set Cost Mgmt For For For
Auditor's
Fees
13 Sub-division of Equity Mgmt For For For
Shares
14 Amendments to Mgmt For For For
Memorandum of
Association
15 Amendment to Borrowing Mgmt For For For
Powers
16 Authority to Mortgage Mgmt For For For
Assets
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Natco Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
NATCOPHARM CINS Y6211C116 11/28/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
Navkar Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
539332 CINS ADPV30119 02/19/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For Against Against
Transactions with
Nemichand
Mehta
3 Related Party Mgmt For Against Against
Transactions with
Arihant
Industries
________________________________________________________________________________
NCC Ltd
Ticker Security ID: Meeting Date Meeting Status
NAGARCON CINS Y6198W135 08/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect A G K Raju Mgmt For Against Against
4 Elect A S N Raju Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Neeraj Mohan Mgmt For For For
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Authority to Reduce Mgmt For For For
Share
Capital
________________________________________________________________________________
NIIT Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
NIITTECH CINS Y62769107 08/03/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Rajendra S. Pawar Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Holly Jane Morris Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Omaxe Limited
Ticker Security ID: Meeting Date Meeting Status
OMAXE CINS Y64225108 07/24/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acceptance of Deposits Mgmt For Against Against
________________________________________________________________________________
Omaxe Limited
Ticker Security ID: Meeting Date Meeting Status
OMAXE CINS Y64225108 09/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends on
Preferred
Shares
4 Allocation of Mgmt For For For
Profits/Dividends on
Ordinary
Shares
5 Elect Sunil Goel Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Padmaja Ruparel Mgmt For For For
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For For For
Non-Convertible Debt
Instruments
________________________________________________________________________________
Oriental Bank of Commerce
Ticker Security ID: Meeting Date Meeting Status
OBC CINS Y6495G114 03/29/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Oriental Bank of Commerce
Ticker Security ID: Meeting Date Meeting Status
ORIENTBANK CINS Y6495G114 05/02/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Allotment Mgmt For For For
of Shares w/o
Preemptive
Rights
________________________________________________________________________________
Oriental Bank of Commerce
Ticker Security ID: Meeting Date Meeting Status
ORIENTBANK CINS Y6495G114 06/23/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PC Jeweller Limited (PCJ)
Ticker Security ID: Meeting Date Meeting Status
PCJEWELLER CINS Y6S75W109 05/09/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Compulsory
Convertible
Debentures
________________________________________________________________________________
PC Jeweller Limited (PCJ)
Ticker Security ID: Meeting Date Meeting Status
PCJEWELLER CINS Y6S75W109 09/19/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ramesh Kumar Mgmt For For For
Sharma
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Kusum Jain Mgmt For For For
6 Elect Suresh Kumar Jain Mgmt For For For
7 Elect Balram Garg Mgmt For Against Against
8 Increase in Authorized Mgmt For For For
Capital; Amendments
to
Memorandum
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Amendment to Foreign Mgmt For For For
Investor
Restrictions
________________________________________________________________________________
Pipavav Defence and Offshore Engineering Company Ltd
Ticker Security ID: Meeting Date Meeting Status
PIPAVAVYD CINS Y6934A108 02/26/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Promoter Mgmt For For For
Group
3 Change in Company Name Mgmt For For For
4 Adoption of New Mgmt For Against Against
Articles
5 Elect Anil Dhirubhai Mgmt For Against Against
Ambani
6 Elect Amitabh Mgmt For For For
Jhunjhunwala
7 Elect and Appoint H S Mgmt For Against Against
Malhi (Whole
Time-Director and
CEO); Approve
Remuneration
8 Elect Rahul Sarin Mgmt For For For
9 Elect Fali Homi Major Mgmt For For For
10 Elect Ata Hasnain Mgmt For For For
11 Elect Ryna Karani Mgmt For For For
12 Elect Rajendra P. Mgmt For For For
Chitale
13 Amendment to Borrowing Mgmt For For For
Powers
14 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pipavav Defence and Offshore Engineering Company Ltd
Ticker Security ID: Meeting Date Meeting Status
PIPAVAVYD CINS Y6934A108 09/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Nikhil P. Gandhi Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Increase in Authorized Mgmt For For For
Capital
6 Amendment to Foreign Mgmt For For For
Investor
Restrictions
7 Set Foreign Investor Mgmt For For For
Limit under Portfolio
Investment
Scheme
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to Corporate
Debt Restructuring
Lenders
9 Appointment of Bhavesh Mgmt For For For
Gandhi (Executive
Vice-chairman);
Approval of
Remuneration
________________________________________________________________________________
Polaris Consulting & Services Limited
Ticker Security ID: Meeting Date Meeting Status
POLARIS CINS Y70587111 05/18/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Krishan A. Mgmt For For For
Canekeratne
3 Elect Jayaraman Mgmt For For For
Ramachandran
4 Elect Sunil Bowry Mgmt For For For
5 Elect Hari R. Mahadevu Mgmt For For For
6 Elect Arvind Sharma Mgmt For For For
7 Elect and Appoint Rama Mgmt For For For
Sivaraman (Whole-time
Director); Approval
of
Remuneration
8 Elect Anuranjan K. Mgmt For For For
Kalia
9 Change in Promoter Mgmt For For For
Group
________________________________________________________________________________
Polaris Consulting and Services Limited
Ticker Security ID: Meeting Date Meeting Status
POLARIS CINS Y70587111 10/23/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Mgmt For Against Against
Theodore Roosevelt
Malloch
(Non-executive
Director) to a Place
of Profit with a
Subsidiary; Approve
Remuneration
3 Appointment of Mgmt For Against Against
Jonathan Eric Beyman
(Non-executive
Director) to a Place
of Profit with a
Subsidiary; Approve
Remuneration
4 Amendments to the Mgmt For For For
Associate Stock
Option Plan 2011
("ASOP
2011")
5 Amendments to the Mgmt For For For
Associate Stock
Option Plan 2015
("ASOP
2015")
________________________________________________________________________________
Polaris Consulting and Services Limited
Ticker Security ID: Meeting Date Meeting Status
POLARIS CINS Y70587111 12/29/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to the Mgmt For Against Against
Associate Stock
Option Plan
2003
3 Amendment to the Mgmt For Against Against
Associate Stock
Option Plan
2004
4 Amendment to the Mgmt For Against Against
Associate Stock
Option Plan
2011
5 Amendment to the Mgmt For Against Against
Associate Stock
Option Plan
2015
________________________________________________________________________________
Praj Industries Limited
Ticker Security ID: Meeting Date Meeting Status
PRAJIND CINS Y70770139 08/06/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Gajanan Mgmt For Against Against
Jagannath
Nabar
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Daljit L. Mgmt For For For
Mirchandani
7 Extension of Term of Mgmt For Against Against
Appointment of Pramod
Chaudhari (Executive
Chairman); Approval
of
Remuneration
8 Appointment of Gajanan Mgmt For For For
Nabar (CEO and
Managing Director);
Approval of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
PTC India Financial Services Limited
Ticker Security ID: Meeting Date Meeting Status
PFS CINS Y711AW103 09/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Pawan Singh Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Ashok Mgmt For For For
Haldia (Managing
Director &
CEO)
6 Elect Ajit Kumar Mgmt For For For
7 Elect R. Nagarajan Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
________________________________________________________________________________
PTC India Limited
Ticker Security ID: Meeting Date Meeting Status
PTC CINS Y7043E106 09/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Hemant Bhargava Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Elect Anil Kumar Mgmt For Against Against
Agarwal
7 Appointment of Ajit Mgmt For For For
Kumar (Whole-time
director); Approval
of
Remuneration
8 Appointment of Ajun Mgmt For For For
Kumar (Whole-time
director); Approval
of
Remuneration
9 Appointment of Rajib Mgmt For For For
Kumar Mishra
(Whole-time
director); Approval
of
Remuneration
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PVR Ltd.
Ticker Security ID: Meeting Date Meeting Status
PVR CINS Y71626108 02/26/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
PVR Ltd.
Ticker Security ID: Meeting Date Meeting Status
PVR CINS Y71626108 02/27/2016 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Amalgamation Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PVR Ltd.
Ticker Security ID: Meeting Date Meeting Status
PVR CINS Y71626108 04/02/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Waiver of Excess Mgmt For For For
Managerial
Remuneration for Ajay
Bijli (Chairman and
Managing
Director)
3 Waiver of Excess Mgmt For For For
Managerial
Remuneration for
Sanjeev Kumar (Joint
Managing
Director)
________________________________________________________________________________
PVR Ltd.
Ticker Security ID: Meeting Date Meeting Status
PVR CINS Y71626108 07/10/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allotment of Equity Mgmt For For For
Shares - Plenty CI
Fund I
Limited
3 Allotment of Equity Mgmt For For For
Shares - Multiples
Private Equity Fund
II
LLP
4 Allotment of Equity Mgmt For For For
Shares - Plenty
Private Equity Fund I
Limited
5 Approval of Mgmt For Against Against
Remuneration of Ajay
Bijli (Chairman and
managing
director)
6 Approval of Mgmt For Against Against
Remuneration of
Sanjeev Kumar (Joint
Managing
Director)
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PVR Ltd.
Ticker Security ID: Meeting Date Meeting Status
PVR CINS Y71626108 09/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vincha Mgmt For Against Against
Poolvaraluk
4 Elect Renuka Ramnath Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures on Private
Placement
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Radico Khaitan Limited
Ticker Security ID: Meeting Date Meeting Status
RADICO CINS Y7174A147 09/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Abhishek Khaitan Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rallis India Limited
Ticker Security ID: Meeting Date Meeting Status
RALLIS CINS Y7181S131 06/24/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ramakrishnan Mgmt For For For
Mukundan
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Elect Bhaskar Bhat Mgmt For Against Against
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Rashtriya Chemicals Fertilizers Limited
Ticker Security ID: Meeting Date Meeting Status
RCF CINS Y7197K114 08/27/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Elect Sham Lal Goyal Mgmt For Against Against
6 Elect C. M. T. Britto Mgmt For Against Against
7 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
________________________________________________________________________________
Raymond Limited
Ticker Security ID: Meeting Date Meeting Status
RAYMOND CINS Y72123147 06/07/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nawaz Gautam Mgmt For Against Against
Singhania
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Redington (India) Ltd.
Ticker Security ID: Meeting Date Meeting Status
REDINGTON CINS Y72020111 08/03/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Financial Mgmt For For For
Statements
2 Consolidated Financial Mgmt For For For
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect N. Srinivasan Mgmt For Against Against
5 Elect R. Jayachandran Mgmt For For For
6 Elect Ramanathan Mgmt For For For
Srinivasan
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Elect Suchitra Mgmt For For For
Rajagopalan
9 Appointment of M. Mgmt For For For
Raghunandan
(Whole-time
Director); Approval
of
Remuneration
10 Appointment of Branch Mgmt For For For
Auditor
11 Directors' Commission Mgmt For For For
________________________________________________________________________________
Reliance Industrial Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
RIIL CINS Y7256Q119 09/09/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mahesh K. Kamdar Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Bhama Mgmt For For For
Krishnamurthy
6 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Repco Home Finance Limited
Ticker Security ID: Meeting Date Meeting Status
REPCOHOME CINS Y7S54C114 03/21/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Repco Home Finance Limited
Ticker Security ID: Meeting Date Meeting Status
REPCOHOME CINS Y7S54C114 06/16/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of R. Mgmt For For For
Varadarajan (Managing
Director); Approval
of Remuneration from
October 1 to December
31,
2015
3 Appointment of R. Mgmt For For For
Varadarajan (Managing
Director); Approval
of Remuneration from
January 1, 2016, to
December 31,
2018
________________________________________________________________________________
Repco Home Finance Limited
Ticker Security ID: Meeting Date Meeting Status
REPCOHOME CINS Y7S54C114 09/12/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect B. Anand Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Sanjeevanee Kutty Mgmt For For For
7 Elect L. Munishwar Mgmt For For For
Ganesan
8 Elect Dilip Kumar Mgmt For For For
9 Authority to Mortgage Mgmt For For For
Assets
10 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures and
Commercial
Papers
11 Related Party Mgmt For For For
Transactions with
Repco
Bank
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Repco Home Finance Limited
Ticker Security ID: Meeting Date Meeting Status
REPCOHOME CINS Y7S54C114 12/26/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mortgage Mgmt For For For
Assets
3 Related Party Mgmt For For For
Transactions with
Repco
Bank
________________________________________________________________________________
Rolta India Limited
Ticker Security ID: Meeting Date Meeting Status
ROLTA CINS Y7324A112 05/07/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of M Raiji Mgmt For For For
& Co. as Joint
Statutory
Auditor
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rolta India Limited
Ticker Security ID: Meeting Date Meeting Status
ROLTA CINS Y7324A112 09/26/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Hiranya Ashar Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Appointment of Hiranya Mgmt For For For
Ashar (Joint Managing
Director and Group
CFO); Approval of
Remuneration
7 Authority to Issue Mgmt For Against Against
Shares and
Convertible
Securities w/o
Preemptive
Rights
________________________________________________________________________________
Rolta India Limited
Ticker Security ID: Meeting Date Meeting Status
ROLTA CINS Y7324A112 10/06/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mortgage Mgmt For For For
Assets
3 Transfer of Defence Mgmt For For For
Business
________________________________________________________________________________
Sharda Cropchem
Ticker Security ID: Meeting Date Meeting Status
SHARDACROP CINS Y7T01D107 09/18/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports: Mgmt For For For
Standalone Financial
Statements
2 Accounts and Reports: Mgmt For For For
Consolidated
Financial
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Manish R. Bubna Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Shree Renuka Sugars Limited
Ticker Security ID: Meeting Date Meeting Status
RENUKA CINS Y775A1106 09/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Vijendra Singh Mgmt For For For
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Elect Robert Walter Mgmt For For For
Taylor
5 Elect Ashit Mallick Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Jean-luc Bohbot Mgmt For Against Against
8 Elect Atul Chaturvedi Mgmt For Against Against
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Sintex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEX CINS Y8064D142 08/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Amit D. Patel Mgmt For Against Against
5 Elect Arun P Patel Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
8 Amendment to Borrowing Mgmt For For For
Powers
9 Authority to Mortgage Mgmt For For For
Assets
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Appointment of Mgmt For For For
Satyanarayan B.
Dangayach (Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
SKS Microfinance Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKSMICRO CINS Y8084Y100 06/06/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Company Name Mgmt For For For
________________________________________________________________________________
SKS Microfinance Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKSMICRO CINS Y8084Y100 09/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Paresh Patel Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Punita Kumar Mgmt For For For
Sinha
6 Directors' Commission Mgmt For For For
7 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
________________________________________________________________________________
Snowman Logistics Ltd
Ticker Security ID: Meeting Date Meeting Status
SNOWMAN CINS Y8075K101 04/05/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Location of Mgmt For For For
Registered
Office
________________________________________________________________________________
Snowman Logistics Ltd
Ticker Security ID: Meeting Date Meeting Status
SNOWMAN CINS Y8075K101 08/05/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Gopinath Pillai Mgmt For For For
5 Elect Prem K. Gupta Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Chitra Gouri Lal Mgmt For For For
8 Elect Tomoyuki Masuda Mgmt For For For
________________________________________________________________________________
Sobha Limited
Ticker Security ID: Meeting Date Meeting Status
SOBHA CINS Y806AJ100 07/15/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ravi Menon Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Punita Kumar Mgmt For For For
Sinha
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures on Private
Placements
________________________________________________________________________________
South Indian Bank Limited
Ticker Security ID: Meeting Date Meeting Status
SOUTHINDBA CINS Y8089N141 07/15/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Cheryan Varkey Mgmt For For For
6 Elect Ranjana S. Mgmt For For For
Salgaocar
7 Elect Parayil George Mgmt For For For
John
Tharakan
8 Appointment of Branch Mgmt For For For
Auditor
9 Approval of Revised Mgmt For For For
Remuneration of
Amitabha Guha
(Part-Time
Non-Executive
Chairman)
10 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt
Instruments w/o
Preemptive
Rights
11 Amendments to Employee Mgmt For For For
Stock Option
Scheme
12 Amendment to Borrowing Mgmt For For For
Powers
13 Authority to Issue Mgmt For For For
Non-Convertible Debt
Instruments
________________________________________________________________________________
Spicejet Limited
Ticker Security ID: Meeting Date Meeting Status
SPICEJET CINS Y81178108 10/05/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For Against Against
Articles
3 Change in Location of Mgmt For For For
Registered Change in
Location of
Registered
Office
4 Appointment of Ajay Mgmt For For For
Singh (Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Spicejet Limited
Ticker Security ID: Meeting Date Meeting Status
SPICEJET CINS Y81178108 12/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Ajay Singh Mgmt For For For
4 Elect Shiwani Singh Mgmt For For For
5 Elect R Sasiprabhu Mgmt For For For
6 Authority to Make Mgmt For For For
Investments
7 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Srei Infrastructure Finance Limited
Ticker Security ID: Meeting Date Meeting Status
SREINFRA CINS Y8133H116 08/01/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sunil Kanoria Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Appoint Hemant Kanoria Mgmt For Against Against
(Chairman & Managing
Director); Approve
Remuneration
7 Elect Tamali Sengupta Mgmt For For For
8 Elect T.C.A. Mgmt For For For
Ranganathan
9 Related Party Mgmt For For For
Transactions with
Sahaj e-Village
Limited
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
State Trading Corporation of India Limited
Ticker Security ID: Meeting Date Meeting Status
STCI CINS Y81628110 09/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Rajiv Chopra Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Ajay Kumar Bhalla Mgmt For Against Against
6 Elect Jitendra Kumar Mgmt For Against Against
Dadoo
________________________________________________________________________________
Sterlite Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
STRTECH CINS Y8170C137 03/28/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Sterlite Technologies Mgmt For Against Against
Limited Employee
Stock Appreciation
Rights 2016 ("ESAR
2016")
Scheme
3 Extend ESAR 2016 to Mgmt For Against Against
Subsidiaries
4 Sterlite Technologies Mgmt For Against Against
Employee Stock Option
Plan 2016 ("ESOP
2016")
5 Extend ESOP 2016 to Mgmt For Against Against
Subsidiaries
________________________________________________________________________________
Sterlite Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
STRTECH CINS Y8170C137 07/28/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Relocation of Mgmt For For For
Registered
Office
________________________________________________________________________________
Sterlite Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
STRTECH CINS Y8170C137 08/04/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Pravin Agarwal Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Accounts and Reports Mgmt For For For
for FY
2013-14
7 Elect Avaantika Kakkar Mgmt For For For
8 Appointment of Pravin Mgmt For For For
Agarwal (Executive
Vice Chairman);
Approval of
Remuneration
9 Appointment of Anand Mgmt For For For
Agarwal (Whole-Time
Director); Approval
of
Remuneration
10 Directors' Commission Mgmt For For For
11 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
12 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
13 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
14 Adoption of New Mgmt For Against Against
Articles
15 Related Party Mgmt For For For
Transactions with
Vedanta
Limited
16 Related Party Mgmt For For For
Transactions with
Sterlite Power Grid
Ventures
Limited
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sterlite Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
STRTECH CINS Y8170C137 12/15/2015 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture/Spin-off Mgmt For For For
________________________________________________________________________________
Suven Life Sciences
Ticker Security ID: Meeting Date Meeting Status
SUVEN CINS Y8317Y133 08/14/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Venkateswarlu Mgmt For Against Against
Jasti
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Syndicate Bank Limited
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 03/28/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential
Basis
________________________________________________________________________________
Syndicate Bank Limited
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 04/30/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential
Basis
________________________________________________________________________________
Syndicate Bank Limited
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 06/24/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Tata Elxsi Limited
Ticker Security ID: Meeting Date Meeting Status
TATAELXSI CINS Y8560N107 07/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect N.G. Subramaniam Mgmt For Against Against
5 Elect G. Katragadda Mgmt For Against Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tata Sponge Iron Limited
Ticker Security ID: Meeting Date Meeting Status
TATASPONGE CINS Y4175L115 08/21/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Digambar Mgmt For For For
Pandurang
Deshpande
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Omar Nath Mohanty Mgmt For For For
7 Elect Krishnava S. Dutt Mgmt For For For
8 Elect Prakash C. Parakh Mgmt For For For
9 Elect Meena Lall Mgmt For For For
10 Elect Sanjay Kumar Mgmt For For For
Pattnaik
11 Appointment of Sanjay Mgmt For For For
K. Pattnaik
(Executive Director);
Approval of
Remuneration
12 Related Party Mgmt For For For
Transactions
13 Authority to Mortgage Mgmt For For For
Assets
14 Directors' Commission Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Texmaco Rail & Engineering Ltd
Ticker Security ID: Meeting Date Meeting Status
TREL CINS Y85848102 07/13/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
________________________________________________________________________________
Texmaco Rail & Engineering Ltd
Ticker Security ID: Meeting Date Meeting Status
TREL CINS Y85848102 07/14/2015 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
________________________________________________________________________________
Texmaco Rail & Engineering Ltd
Ticker Security ID: Meeting Date Meeting Status
TREL CINS Y85848102 09/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect D.H. Kela Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
6 Appointment of S.K. Mgmt For Against Against
Poddar (Executive
Chairman); Approval
of
Remuneration
7 Elect and Appoint A.K. Mgmt For Against Against
Vijay (Executive
Director); Approve
Remuneration
8 Elect Mridula Mgmt For For For
Jhunjhunwala
9 Elect Sabyasachi Hajara Mgmt For For For
10 Related Party Mgmt For For For
Transactions with
Kalindee Rail Nirman
(Engineers)
Limited
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Waiver of Excess Mgmt For For For
Remuneration for
Executives
13 Amendments to Articles Mgmt For For For
(Board
Size)
________________________________________________________________________________
The India Cements Limited
Ticker Security ID: Meeting Date Meeting Status
INDCM CINS Y39167153 12/07/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Elect Chitra Srinivasan Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Basavaraju Mgmt For Against Against
6 Elect PL Subrmanian Mgmt For For For
7 Appointment of Rupa Mgmt For For For
Gurunath (Whole-Time
Director); Approval
of
Remuneration
8 Authority to Mortgage Mgmt For For For
Assets
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Charitable Donations Mgmt For For For
________________________________________________________________________________
The Shipping Corporation of India Ltd.
Ticker Security ID: Meeting Date Meeting Status
SCI CINS Y7757H113 02/22/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
The Shipping Corporation of India Ltd.
Ticker Security ID: Meeting Date Meeting Status
SCI CINS Y7757H113 09/22/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect B.B. Sinha Mgmt For Against Against
3 Elect Sarveen Narula Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Kelath Devadas Mgmt For Against Against
6 Elect H.K. Joshi Mgmt For Against Against
________________________________________________________________________________
Timken India Limited
Ticker Security ID: Meeting Date Meeting Status
TIMKEN CINS Y8840Y105 08/12/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect R. Ramesh Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Rupa Mahanty Mgmt For For For
6 Elect Ajay K. Das Mgmt For For For
7 Amendments to Terms of Mgmt For For For
Appointment of Sanjay
Koul (Chairman &
Managing
Director)
8 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
9 Related Party Mgmt For For For
Transactions with The
Timken
Company
10 Related Party Mgmt For For For
Transactions with The
Timken
Corporation
11 Related Party Mgmt For For For
Transactions with
Timken Engineering &
Research India Pvt.
Ltd.
________________________________________________________________________________
Titagarh Wagons Limited
Ticker Security ID: Meeting Date Meeting Status
TWL CINS Y8841L136 02/14/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
Titagarh Wagons Limited
Ticker Security ID: Meeting Date Meeting Status
TWL CINS Y8841L136 02/15/2016 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
Titagarh Wagons Limited
Ticker Security ID: Meeting Date Meeting Status
TWL CINS Y8841L136 09/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect J P Chowdhary Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of J P Mgmt For For For
Chowdury (Executive
Chairman); Approval
of
Remuneration
7 Appointment of Umesh Mgmt For For For
Chowdury (Managing
Director and
Executive Vice
Chairman); Approval
of
Remuneration
8 Non-Executive Mgmt For For For
Directors'
Commission
9 Payment and/or Mgmt For Against Against
Reimbursement of
Professional Fees to
Directors
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TTK Prestige Limited
Ticker Security ID: Meeting Date Meeting Status
TTKPRES CINS Y89993110 07/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect K. Shankaran Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
TV18 Broadcast Ltd
Ticker Security ID: Meeting Date Meeting Status
IBN18 CINS Y2714T110 09/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Raghav Bahl Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Manoj Mohanka Mgmt For Against Against
6 Elect Rohit Bansal Mgmt For Against Against
7 Elect Adil Zainulbhai Mgmt For For For
8 Appointment of Kshipra Mgmt For For For
Jatana (Manager);
Approval of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
TV18 Broadcast Ltd
Ticker Security ID: Meeting Date Meeting Status
IBN18 CINS Y2714T110 09/28/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Location of Mgmt For For For
Registered
Office
3 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
4 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
UCO Bank Limited
Ticker Security ID: Meeting Date Meeting Status
UCO CINS Y9035A100 05/07/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
UCO Bank Limited
Ticker Security ID: Meeting Date Meeting Status
UCOBANK CINS Y9035A100 06/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Unitech Limited
Ticker Security ID: Meeting Date Meeting Status
UNITECH CINS Y9164M149 09/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Sanjay Chandra Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Sunil Rekhi Mgmt For For For
5 Elect Chanderkant Jain Mgmt For For For
6 Authority to Set Cost Mgmt For For For
Auditor's Fees 2014 -
2015
7 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration 2015 -
2016
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
VA Tech Wabag Limited
Ticker Security ID: Meeting Date Meeting Status
WABAG CINS Y9356W111 07/27/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajiv Mittal Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Appointment of Rajiv Mgmt For For For
Mittal (Managing
Director); Approval
of
Remuneration
6 Elect Malay Mukherjee Mgmt For For For
7 Elect S Varadarajan Mgmt For For For
8 Amendment to Borrowing Mgmt For For For
Powers
9 Authority to Mortgage Mgmt For For For
Assets
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Vakrangee Limited
Ticker Security ID: Meeting Date Meeting Status
VAKRANG CINS Y9316P107 12/18/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Memorandum
3 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Vakrangee Ltd
Ticker Security ID: Meeting Date Meeting Status
VAKRANG CINS Y9316P107 09/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dinesh Nandwana Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Avinash Chandra Mgmt For For For
Vyas
6 Elect Sujata Mgmt For For For
Chattopadhyay
7 Appointment of Mgmt For For For
Nishikant
Hayatnagarkar
(Whole-Time);
Approval of
Remuneration
________________________________________________________________________________
VIP Industries Limited
Ticker Security ID: Meeting Date Meeting Status
VIPIND CINS Y9377U136 07/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Confirmation of Mgmt For For For
Interim
Dividend
3 Allocation of Final Mgmt For For For
Dividend
4 Elect Dilip Gopikisan Mgmt For Against Against
Piramal
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Amit Jatia Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
VRL Logistics
Ticker Security ID: Meeting Date Meeting Status
VRLLOG CINS Y9380Z106 08/08/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Ashok Mgmt For For For
Shivayogappa
Shettar
6 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 08/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Balkrishan Goenka Mgmt For Against Against
5 Elect Utsav Baijal Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Elect Atul M. Desai Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Wonderla Holidays Limited
Ticker Security ID: Meeting Date Meeting Status
WONDERLA CINS Y73508106 08/12/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Priya Sarah Mgmt For Against Against
Cheeran
Joseph
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Amendment to Borrowing Mgmt For For For
Powers
7 Authority to Mortgage Mgmt For For For
Assets
8 Authority to Make Mgmt For For For
Investments
Fund Name : VanEck Vectors Indonesia Index ETF
________________________________________________________________________________
Aneka Tambang
Ticker Security ID: Meeting Date Meeting Status
ANTM CINS Y7116R158 10/07/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
2 Amendments to Articles Mgmt For For For
3 Approval to Ministry Mgmt For For For
of State-Owned
Enterprises'
Regulations
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/11/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Rights Issue Mgmt For Against Against
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/11/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Astra International Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N172 04/27/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Commissioners
(Slate); Setting of
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Astra International Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N172 11/16/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Bank Danamon Indonesia
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 04/28/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Implementation of new Mgmt For For For
accounting
standards
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Elect Adnan Qayum Khan Mgmt For For For
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 05/19/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 10/26/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or
Commissioners
2 Change in Audit Mgmt For Against Against
Committee
________________________________________________________________________________
Ciputra Development
Ticker Security ID: Meeting Date Meeting Status
CTRA CINS Y7121J134 01/14/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kodradi as Mgmt For For For
Commissioner
________________________________________________________________________________
Ciputra Development
Ticker Security ID: Meeting Date Meeting Status
CTRA CINS Y7121J134 06/15/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Ciputra Development
Ticker Security ID: Meeting Date Meeting Status
CTRA CINS Y7121J134 09/08/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
First Pacific Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0142 CINS G34804107 06/06/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Manuel V. Mgmt For Against Against
Pangilinan
7 Elect Edward CHEN Kwan Mgmt For Against Against
Yiu
8 Elect Margaret LEUNG Mgmt For Against Against
Ko May
Yee
9 Elect Philip FAN Yan Mgmt For Against Against
Hok
10 Elect Madeleine LEE Mgmt For For For
Suh
Shin
11 Elect Tedy Djuhar Mgmt For Against Against
12 Directors' Fees Mgmt For For For
13 Authority to Appoint Mgmt For For For
Additional
Directors
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
17 Reduction in Share Mgmt For For For
Premium
Account
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
First Pacific Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0142 CINS G34804107 06/28/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reduction in Share Mgmt For For For
Premium
Account
________________________________________________________________________________
First Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EB5 CINS Y2560F107 04/27/2016 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LIM Ming Seong Mgmt For For For
4 Elect TENG Cheong Kwee Mgmt For For For
5 Elect NG Shin Ein Mgmt For For For
6 Elect ONG Beng Kee Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
G-Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
1051 CINS G4111M102 03/08/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Disposal Mgmt For Against Against
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/21/2016 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Frankle (Djafar) Mgmt For For For
Widjaja
5 Elect Rafael Buhay Mgmt For For For
Concepcion,
Jr.
6 Elect HONG Pian Tee Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Gudang Garam
Ticker Security ID: Meeting Date Meeting Status
GGRM CINS Y7121F165 06/21/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Indocement Tunggal Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 05/10/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Mgmt For Against Against
Commissioners and
Directors
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Indocement Tunggal Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 12/04/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Troy Dartojo Mgmt For For For
Soputro
2 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Indofood CBP Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
ICBP CINS Y71260106 06/03/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Antonius Mgmt For For For
Prijohandojo
Kristanto as
Commissioner
5 Commissioners' and Mgmt For For For
Directors'
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Indofood CBP Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
ICBP CINS Y71260106 06/03/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Indofood Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
INDF CINS Y7128X128 06/03/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Christopher H. Mgmt For For For
Young
5 Commissioners' and Mgmt For For For
Directors'
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Jardine Cycle and Carriage Ltd.
Ticker Security ID: Meeting Date Meeting Status
C07 CINS Y43703100 04/28/2016 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Anthony Mgmt For Against Against
Nightingale
5 Elect CHANG See Hiang Mgmt For Against Against
6 Elect Hassan Abas Mgmt For For For
7 Elect Michael KOK Pak Mgmt For For For
Kuan
8 Elect Adrian Teng Mgmt For For For
9 Authorization for BOON Mgmt For Against Against
Yoon Chiang to
Continue as
Director
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Related Party Mgmt For For For
Transactions
14 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 05/31/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 11/10/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Johanes Berchman Mgmt For Against Against
Apik
Ibrahim
________________________________________________________________________________
Lippo Malls Indonesia Retail Trust
Ticker Security ID: Meeting Date Meeting Status
D5IU CINS Y5309Y113 04/22/2016 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Lippo Malls Indonesia Retail Trust
Ticker Security ID: Meeting Date Meeting Status
D5IU CINS Y5309Y113 12/07/2015 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Put Option Extension Mgmt For For For
________________________________________________________________________________
Media Nusantara Citra Tbk
Ticker Security ID: Meeting Date Meeting Status
MNCN CINS Y71280104 05/02/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Media Nusantara Citra Tbk
Ticker Security ID: Meeting Date Meeting Status
MNCN CINS Y71280104 05/02/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of new shares Mgmt For Against Against
in line with Employee
and Management Stock
Ownership
Program
3 Amendment of Mgmt For For For
Contribution to the
DANAPERA Pensiun
Fund
________________________________________________________________________________
Media Nusantara Citra Tbk
Ticker Security ID: Meeting Date Meeting Status
MNCN CINS Y71280104 07/27/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mitra Keluarga Karyasehat Terbuka
Ticker Security ID: Meeting Date Meeting Status
MIKA CINS Y603AT109 05/27/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Use of Proceeds from Mgmt For For For
Initial Public
Offering
4 Election of Mgmt For For For
Commissioner and
Director
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
MNC Investama Tbk
Ticker Security ID: Meeting Date Meeting Status
BHIT CINS Y7122Y122 07/27/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
Pakuwon Jati Terbuka
Ticker Security ID: Meeting Date Meeting Status
PWON CINS Y712CA107 06/27/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For Against Against
Commissioners and
Directors
(Slate)
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/18/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
(Slate)
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Alam Sutera Realty Tbk
Ticker Security ID: Meeting Date Meeting Status
ASRI CINS Y7126F103 01/15/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
(Slate)
________________________________________________________________________________
PT Bank Central Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
BBCA CINS Y7123P138 04/07/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Allocation of Interim Mgmt For For For
Dividends for Fiscal
Year
2016
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 03/21/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Amend Pension Funds Mgmt For For For
6 Management and Mgmt For Against Against
Employee Stock Option
Plan
(MESOP)
7 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 12/18/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
2 Approval to Ministry Mgmt For For For
of State-Owned
Enterprises'
Regulations
________________________________________________________________________________
PT Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 01/12/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 03/10/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Approval of Management Mgmt For Against Against
and Employee Stock
Ownership
Program
6 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 11/09/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
2 Implementation of Mgmt For For For
Regulations on the
Partnership and
Community Development
Program
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 03/23/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Management and Mgmt For Against Against
Employee Stock
Ownership
Program
6 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 08/12/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 12/14/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of PT Mgmt For Against Against
Asuransi Jiwa Bringin
Jiwa
Sejahtera
3 Implementation of Mgmt For For For
Ministry of State
Owned Enterprises
Regulations
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 08/13/2015 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 08/13/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 06/15/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Global Mediacom Tbk
Ticker Security ID: Meeting Date Meeting Status
BMTR CINS Y7119T144 07/27/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 07/07/2015 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Use of LPO Proceeds Mgmt For For For
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 07/07/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
3 Amendments to Articles Mgmt For Against Against
4 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 11/16/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Indosat Terbuka
Ticker Security ID: Meeting Date Meeting Status
ISAT CINS Y7127S120 10/07/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
(Slate)
________________________________________________________________________________
PT Jasa Marga (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
JSMR CINS Y71285103 03/30/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Implementation of Mgmt For For For
Ministry of
State-Owned
Enterprises
Regulations
7 Use of Proceeds from Mgmt For For For
IPO and Jasa Marga
Bonds
8 Election of Directors Mgmt For Against Against
and/or
Commissioners
________________________________________________________________________________
PT Lippo Karawaci Terbuka
Ticker Security ID: Meeting Date Meeting Status
LPKR CINS Y7129W186 03/24/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
(Slate); Approval of
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
PT Matahari Department Store Tbk
Ticker Security ID: Meeting Date Meeting Status
LPPF CINS Y7139L105 05/26/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate); Approval of
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Pembangunan Perumahan (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PTPP CINS Y7131Q102 04/29/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Approval to Ministry Mgmt For For For
of State-Owned
Enterprises'
Regulations
7 Use of Proceeds from Mgmt For For For
IPO and
Bonds
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Perusahaan Gas Negara (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PGAS CINS Y7136Y118 04/08/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Summarecon Agung Tbk
Ticker Security ID: Meeting Date Meeting Status
SMRA CINS Y8198G144 06/23/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Use of Proceeds from Mgmt For For For
Public
Offering
________________________________________________________________________________
PT Summarecon Agung Tbk
Ticker Security ID: Meeting Date Meeting Status
SMRA CINS Y8198G144 06/23/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
PT Telekomunikasi Indonesia
Ticker Security ID: Meeting Date Meeting Status
TLKM CUSIP 715684106 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Implementation of Mgmt For For For
Regulations
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For Against Against
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Authority to Board of Mgmt For Against Against
Commissioners to
Use/Divert Treasury
Stocks Resulting from
Share Buy Back
IV
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Vale Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
INCO CINS Y7150Y101 04/01/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board of Director's Mgmt For For For
Report
2 Board of Mgmt For For For
Commissioners'
Report
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Directors Mgmt For Against Against
(Slate)
6 Election of Mgmt For Against Against
Commissioners
(Slate)
7 Commissioners' Fees Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
PT Vale Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
INCO CINS Y7150Y101 09/30/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For Against Against
Commissioners
________________________________________________________________________________
PT Waskita Karya Persero Terbuka
Ticker Security ID: Meeting Date Meeting Status
WSKT CINS Y714AE107 03/29/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Management and Mgmt For For For
Employee Stock Option
Plan
6 Authority to Give Mgmt For Against Against
Guarantees
7 Ratification of Mgmt For For For
Regulations for the
Partnership and
Community Development
Program
8 Use of Proceeds from Mgmt For For For
Rights Issue and
Bonds
9 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Wijaya Karya (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
WIKA CINS Y7148V102 04/28/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For Against Against
Commissioners'
Fees
6 Approval of Material Mgmt For For For
Transaction
7 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
Semen Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
SMGR CINS Y7142G168 05/13/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on the Mgmt For For For
Partnership and
Community Development
Program for
2015
3 Implementation of Mgmt For For For
State Regulation on
the Partnership and
Community Development
Program
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For Against Against
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
Tambang Batubara Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 04/14/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Release of Post-Mining Mgmt For For For
Land to the City
Government of
Sawahlunto
7 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
Tower Bersama Infrastructure Tbk
Ticker Security ID: Meeting Date Meeting Status
TBIG CINS Y71372109 05/11/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 06/14/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Approval of the
Allocation of
Profits/Dividends
2 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
3 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 06/14/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 12/15/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willy Saelan Mgmt For For For
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/25/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 03/10/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Yessie D. Mgmt For For For
Yosetya as
Director
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 03/10/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/ Mgmt For For For
Preemptive Rights
(Rights
Issue)
2 Approve Implementation Mgmt For For For
of Long Term
Incentive Program
2010-2015 (Grant Date
VI)
3 Adoption of Long Term Mgmt For For For
Incentive Program
2016-2020
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 05/26/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of Mgmt For For For
Director Ongki
Kurniawan
Fund Name : VanEck Vectors Indonesia Small-Cap ETF
________________________________________________________________________________
Adhi Karya Persero Tbk
Ticker Security ID: Meeting Date Meeting Status
ADHI CINS Y7115S108 04/08/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Auditor's
Fees
5 Partnership and Mgmt For For For
Community Development
Program
6 Use of Proceeds from Mgmt For For For
Limited Public
Offering
I
7 Authority to Issue Mgmt For Against Against
Dwiwarna
Shares
8 Amendments to Articles Mgmt For Against Against
9 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Adhi Karya Persero Tbk
Ticker Security ID: Meeting Date Meeting Status
ADHI CINS Y7115S108 09/22/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
3 Approval to Ministry Mgmt For For For
of State-Owned
Enterprises'
Regulations
4 Allocate Funds to Mgmt For For For
Funds Partnership and
Development
Program
5 Amendments to Articles Mgmt For For For
6 Election of Directors Mgmt For Against Against
and/or Comissioners
(Slate)
________________________________________________________________________________
Berau Coal Energy
Ticker Security ID: Meeting Date Meeting Status
BRAU CINS Y711AQ106 08/19/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For Against Against
Commissioners and
Directors
(Slate)
________________________________________________________________________________
Berau Coal Energy
Ticker Security ID: Meeting Date Meeting Status
BRAU CINS Y711AQ106 10/21/2015 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Dispensation for Delay Mgmt For For For
of Annual General
Meeting
2 Accounts and Reports Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Commisioners' Fees Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Report on Use of Mgmt For For For
Proceeds
7 Change of Use of Mgmt For Against Against
Proceeds
8 Amendments to Articles Mgmt For Against Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ciputra Property Terbuka
Ticker Security ID: Meeting Date Meeting Status
CTRP CINS Y711AB109 09/08/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Elnusa Terbuka
Ticker Security ID: Meeting Date Meeting Status
ELSA CINS Y71242104 04/28/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Tolingul Anwar Mgmt For For For
as
Director
________________________________________________________________________________
Enviro Energy International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
8182 CINS G31566121 03/03/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
________________________________________________________________________________
Enviro Energy International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1102 CINS G31566121 06/03/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Paul SUEN Cho Mgmt For For For
Hung
5 Elect ZHANG Yuanqing Mgmt For For For
6 Elect LAI Ming Wai Mgmt For For For
7 Elect ZHU Lijia Mgmt For For For
8 Elect David TSOI Mgmt For Against Against
9 Elect CHIANG Bun Mgmt For For For
10 Elect Christine LEUNG Mgmt For For For
Pik
Har
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Erajaya Swasembada
Ticker Security ID: Meeting Date Meeting Status
ERAA CINS Y712AZ104 06/09/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Eureka Prima Jakarta Tbk
Ticker Security ID: Meeting Date Meeting Status
LCGP CINS Y71254109 06/29/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Election of Mgmt For Against Against
Commissioners
(Slate)
________________________________________________________________________________
Geo Energy Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RE4 CINS Y2692B107 04/28/2016 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect TUNG Kum Hon Mgmt For For For
3 Elect Dhamma Surya Mgmt For Against Against
4 Elect ONG Beng Chey Mgmt For For For
5 Elect James Beeland Mgmt For For For
Rogers
Jr
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Japan Drilling Company Limited
Ticker Security ID: Meeting Date Meeting Status
1606 CINS J27198100 06/21/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Yuichiroh Mgmt For Against Against
Ichikawa
4 Elect Kenzoh Yamada Mgmt For For For
5 Elect Michiharu Mgmt For For For
Ureshino
6 Elect Toshio Harada Mgmt For For For
7 Elect Yohichi Onoe Mgmt For For For
8 Elect Yasuroh Yasui Mgmt For For For
9 Elect Takanori Hioki Mgmt For For For
10 Elect Shigeru Mitsuya Mgmt For For For
11 Elect Junichi Matsumoto Mgmt For For For
12 Elect Masaharu Sano Mgmt For For For
13 Elect Kenji Yamada Mgmt For For For
14 Elect Hiraku Sawamura Mgmt For For For
15 Elect Motofumi Hyohdoh Mgmt For Against Against
16 Elect Kenji Sakurai Mgmt For For For
17 Elect Hideto Takahashi Mgmt For Against Against
18 Elect Akio Minawa Mgmt For Against Against
________________________________________________________________________________
Lippo Cikarang Terbuka
Ticker Security ID: Meeting Date Meeting Status
LPCK CINS Y7130J117 03/23/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Multipolar Terbuka
Ticker Security ID: Meeting Date Meeting Status
MLPL CINS Y7132F162 05/04/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
Nirvana Development Tbk
Ticker Security ID: Meeting Date Meeting Status
CINS Y71334109 06/30/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
2 Increase in Authorized Mgmt For Against Against
Capital
3 Pledge Assets for Loans Mgmt For Against Against
________________________________________________________________________________
Nirvana Development Tbk
Ticker Security ID: Meeting Date Meeting Status
CINS Y71334109 06/30/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
3 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Bekasi Fajar Industrial Estate Tbk
Ticker Security ID: Meeting Date Meeting Status
BEST CINS Y711C5100 06/02/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Report on the Use of Mgmt For For For
Proceeds from Public
Offering
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 08/13/2015 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 08/13/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Garuda Metalindo Tbk
Ticker Security ID: Meeting Date Meeting Status
BOLT CINS Y713A1107 05/12/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
PT Intiland Development Tbk
Ticker Security ID: Meeting Date Meeting Status
DILD CINS Y7122T149 06/27/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
3 Election of Mgmt For For For
Commissioners and
Directors
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Delegation of Duties Mgmt For For For
of
Directors
________________________________________________________________________________
PT Kawasan Industri Jababeka Tbk
Ticker Security ID: Meeting Date Meeting Status
KIJA CINS Y7128U157 05/27/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Modernland Realty Tbk
Ticker Security ID: Meeting Date Meeting Status
MDLN CINS Y6075Z128 06/17/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
PT Nirvana Development Tbk
Ticker Security ID: Meeting Date Meeting Status
NIRO CINS Y71334109 03/21/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors Mgmt For Against Against
3 Sale of Subsidiaries Mgmt For Against Against
________________________________________________________________________________
PT Nirvana Development Tbk
Ticker Security ID: Meeting Date Meeting Status
NIRO CINS Y71334109 10/28/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and
Commissioners
________________________________________________________________________________
PT Simagold Inti Perkasa Tbk
Ticker Security ID: Meeting Date Meeting Status
TMPI CINS Y7117Y103 06/27/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' and Mgmt For For For
Commissioners'
report
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Simagold Inti Perkasa Tbk
Ticker Security ID: Meeting Date Meeting Status
TMPI CINS Y7117Y103 06/27/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sekawan Intipratama Terbuka
Ticker Security ID: Meeting Date Meeting Status
SIAP CINS Y71361102 01/20/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Resignation of Mgmt For For For
Directors
________________________________________________________________________________
Sentul City TBK
Ticker Security ID: Meeting Date Meeting Status
BKSL CINS Y7135Q165 06/28/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Sentul City TBK
Ticker Security ID: Meeting Date Meeting Status
BKSL CINS Y7135Q165 12/17/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/ Mgmt For Against Against
Preemptive Rights
(Rights
Issue)
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
Sigmagold Inti Perkasa Tbk
Ticker Security ID: Meeting Date Meeting Status
TMPI CINS Y7117Y103 12/16/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Sitara Propertindo
Ticker Security ID: Meeting Date Meeting Status
TARA CINS Y7145B109 03/30/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
Sitara Propertindo
Ticker Security ID: Meeting Date Meeting Status
TARA CINS Y7145B109 06/27/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Use of Proceeds from Mgmt For For For
Initial Public
Offering
________________________________________________________________________________
Sitara Propertindo
Ticker Security ID: Meeting Date Meeting Status
TARA CINS Y7145B109 06/27/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Increase in Authorized Mgmt For Against Against
Capital
3 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
Soechi Lines Terbuka
Ticker Security ID: Meeting Date Meeting Status
SOCI CINS Y7139V103 06/21/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Use of Proceeds from Mgmt For For For
IPO
________________________________________________________________________________
Sri Rejeki Isman
Ticker Security ID: Meeting Date Meeting Status
SRIL CINS Y714AG102 05/18/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Surya Semesta Internusa
Ticker Security ID: Meeting Date Meeting Status
SSIA CINS Y7147Y131 01/05/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For Against Against
Commissioners
(Slate)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Surya Semesta Internusa
Ticker Security ID: Meeting Date Meeting Status
SSIA CINS Y7147Y131 06/01/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Johannes Mgmt For For For
Suriadjaja
________________________________________________________________________________
Tiga Pilar Sejahtera Food Terbuka
Ticker Security ID: Meeting Date Meeting Status
AISA CINS Y7140X122 03/24/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Tiga Pilar Sejahtera Food Terbuka
Ticker Security ID: Meeting Date Meeting Status
AISA CINS Y7140X122 06/23/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Discharge of Liability Mgmt For For For
________________________________________________________________________________
Tiga Pilar Sejahtera Food Terbuka
Ticker Security ID: Meeting Date Meeting Status
AISA CINS Y7140X122 06/23/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Pledge Mgmt For Against Against
Company Assets and/or
Give Guarantees on
Behalf of
Subsidiaries
________________________________________________________________________________
Tiga Pilar Sejahtera Food Terbuka
Ticker Security ID: Meeting Date Meeting Status
AISA CINS Y7140X122 07/07/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Loan Agreement Mgmt For For For
________________________________________________________________________________
Tiga Pilar Sejahtera Food Terbuka
Ticker Security ID: Meeting Date Meeting Status
AISA CINS Y7140X122 12/03/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
Fund Name : VanEck Vectors International High Yield Bond ETF
________________________________________________________________________________
Abengoa S.A.
Ticker Security ID: Meeting Date Meeting Status
ABG CINS E0002VAB0 03/28/2016 Take No Action
Meeting Type Country of Trade
Bond Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Bondholder Proposal Mgmt N/A TNA N/A
Fund Name : VanEck Vectors Israel ETF
_______________________________________________________________________________
888 Holdings plc
Ticker Security ID: Meeting Date Meeting Status
888 CINS X19526106 05/09/2016 Voted
Meeting Type Country of Trade
Annual Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
4 Elect Brian Mattingley Mgmt For For For
5 Elect Itai Frieberger Mgmt For For For
6 Elect Aviad Kobrine Mgmt For For For
7 Elect Ron McMillan Mgmt For For For
8 Elect Amos Pickel Mgmt For For For
9 Elect Ron McMillan Mgmt For For For
(Independent
Shareholders
Only)
10 Elect Amos Pickel Mgmt For For For
(Independent
Shareholders
Only)
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Final Dividend Mgmt For For For
14 Special Dividend Mgmt For For For
15 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
888 Holdings plc
Ticker Security ID: Meeting Date Meeting Status
888 CINS X19526106 09/29/2015 Voted
Meeting Type Country of Trade
Ordinary Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Long-Term Incentive Mgmt For Abstain Against
Plan
3 Increase in Authorized Mgmt For Abstain Against
Capital
4 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 10/12/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2014 Mgmt For For For
Financial
Statements
3 Elect Avraham Mgmt For For For
Novogrocki
4 Elect Avinadav Mgmt For For For
Grinshpon
5 Elect Menashe Sagiv Mgmt For For For
6 Elect David Blumberg Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Africa-Israel Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AFIL CINS M02005102 01/05/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Terms of Mgmt For For For
Daughter of
Controlling
Shareholder
3 Indemnification of Mgmt For For For
Daughter of
Controlling
Shareholder
4 Liability Insurance of Mgmt For For For
Directors/Officers
________________________________________________________________________________
Africa-Israel Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AFIL CINS M02005102 08/20/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Giora Offer Mgmt For For For
3 Elect Naomi Ben-Ami Mgmt For For For
________________________________________________________________________________
Africa-Israel Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AFIL CINS M02005102 10/19/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Lev Leviev Mgmt For For For
4 Elect Avinadav Mgmt For For For
Grinshpon
5 Elect Shmuel Shkedi Mgmt For For For
6 Elect Shlomo Borochov Mgmt For For For
7 Elect Eitan Raff Mgmt For For For
8 Appointment of Auditors Mgmt For For For
________________________________________________________________________________
Alcobra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ADHD CUSIP M2239P109 07/13/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Howard B. Rosen Mgmt For For For
3 Elect Yaron Daniely Mgmt For For For
4 Elect Ben Yosef Mgmt For For For
5 Elect Aharon Schwartz Mgmt For For For
6 Elect Daniel E. Geffken Mgmt For For For
7 Elect Joao Siffert and Mgmt For For For
Approval of
Remuneration
8 Amendment to the Mgmt For For For
Compensation
Policy
9 Amendment to the 2010 Mgmt For For For
Incentive Option
Plan
10 Grants of Options to Mgmt For Against Against
Dr.
Daniely
11 Grants of Options to Mgmt For For For
Director
Yosef
________________________________________________________________________________
Allot Communications Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALLT CUSIP M0854Q105 09/09/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rami Hadar Mgmt For For For
2 Elect Yigal Jacoby Mgmt For Against Against
3 Elect Nurit Benjamini Mgmt For For For
4 Bonus Plan of CEO for Mgmt For For For
2016-2018
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Alon USA Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALJ CUSIP 020520102 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ezra Uzi Yemin Mgmt For For For
1.2 Elect Ilan Cohen Mgmt For For For
1.3 Elect Assaf Ginzburg Mgmt For For For
1.4 Elect Frederec Green Mgmt For For For
1.5 Elect Ron W. Haddock Mgmt For For For
1.6 Elect William J. Kacal Mgmt For For For
1.7 Elect Zalman Segal Mgmt For For For
1.8 Elect Mark D. Smith Mgmt For For For
1.9 Elect Avigal Soreq Mgmt For For For
1.10 Elect Franklin R. Mgmt For For For
Wheeler
1.11 Elect David Wiessman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alony-Hetz Properties and Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
ALHE CINS M0867F104 03/31/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yarom Ariav Mgmt For For For
2 Stock Options Grants Mgmt For Against Against
of
Directors
3 Stock Options Grant of Mgmt For Against Against
Adva
Sharvit
4 Amendment of Mgmt For Against Against
Chairman's
Compensation
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alony-Hetz Properties and Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
ALHE CINS M0867F104 10/20/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Aviram Wertheim Mgmt For For For
5 Elect Nathan Hetz Mgmt For For For
6 Elect Adva Sharvit Mgmt For For For
7 Elect Aaron Nahumi Mgmt For For For
8 Elect Gittit Guberman Mgmt For For For
9 Amendments to Articles Mgmt For Against Against
(Liability
Exemption)
10 Adoption of New Mgmt For Against Against
Compensation
Policy
11 Liability Exemption of Mgmt For Against Against
Directors/Officers
12 Liability Exemption of Mgmt For Against Against
Directors/Officers
(Controlling
Shareholders)
13 Indemnity Limit of Mgmt For For For
Directors/Officers
14 Indemnity Limit of Mgmt For For For
Directors/Officers
(Controlling
Shareholders)
15 Management Agreement Mgmt For Against Against
of
CEO
________________________________________________________________________________
Alrov Properties & Lodging Limited
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 06/09/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Special Bonus of CEO Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alrov Properties and Lodging Limited
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 02/14/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renewal of Chairman's Mgmt For For For
Terms (Controlling
Shareholder)
3 Elect Yocheved Dvir Mgmt For For For
4 Elect Oranit Kravitz Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alrov Properties and Lodging Limited
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 05/10/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Special Bonus of CEO Mgmt For Against Against
3 Elect Ronnie Bar-On Mgmt For For For
________________________________________________________________________________
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 02/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Minicucci
2 Elect Adrian Gardner Mgmt For For For
3 Elect John T. McLennan Mgmt For For For
4 Elect Simon Olswang Mgmt For For For
5 Elect Zohar Zisapel Mgmt For For For
6 Elect Julian A. Brodsky Mgmt For For For
7 Elect Clayton M. Mgmt For Against Against
Christensen
8 Elect Eli Gelman Mgmt For For For
9 Elect James S. Kahan Mgmt For For For
10 Elect Richard T.C. Mgmt For For For
LeFave
11 Elect Giora Yaron Mgmt For For For
12 Increase in Dividend Mgmt For For For
13 Accounts and Reports Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Amot Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AMOT CINS M1035R103 04/21/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2014 and Mgmt For For For
2015 Financial
Statements
3 Appointment of Auditor Mgmt For For For
4 Elect Nathan Hetz Mgmt For For For
5 Elect Aviram Wertheim Mgmt For For For
6 Elect Moti Barzilay Mgmt For For For
7 Elect Amir Amar Mgmt For For For
8 Elect Eyal Gabbai Mgmt For For For
9 Elect Yechiel Gutman Mgmt For For For
10 Elect Benjamin Gantz Mgmt For For For
11 Management Services Mgmt For For For
Agreement with
Controlling
Shareholder
________________________________________________________________________________
Amot Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AMOT CINS M1035R103 08/18/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For Against Against
Compensation
Policy
3 Elect Gad Penini Mgmt For For For
4 Elect Nira Dror Mgmt For For For
5 Annual Stock Option Mgmt For Against Against
Grants of
Directors
6 Stock Option Grants of Mgmt For Against Against
Directors for
2015
________________________________________________________________________________
Attunity Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATTU CUSIP M15332121 12/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shimon Alon Mgmt For For For
1.2 Elect Dov Biran Mgmt For For For
1.3 Elect Dan Falk Mgmt For Withhold Against
1.4 Elect Ron Zuckerman Mgmt For For For
2 Approval of CEO's Bonus Mgmt For For For
3 Indemnification of Mgmt For For For
Directors/Officers
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
AudioCodes Ltd.
Ticker Security ID: Meeting Date Meeting Status
AUDC CUSIP M15342104 10/07/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Doron Nevo Mgmt For For For
2 Stock Option Grant of Mgmt For For For
Doron
Nevo
3 Elect Shabtai Mgmt For For For
Adlersberg
4 Elect Stanley Stern Mgmt For For For
5 Stock Option Grant of Mgmt For For For
Stanley
Stern
6 Amendment to Mgmt For For For
Compensation Terms of
Zehava
Simon
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Bank Hapoalim
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 02/18/2016 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Oded Eran Mgmt For For For
5 Elect Reuven Krupik Mgmt For For For
6 Amendments to Articles Mgmt For Against Against
(Liability
Exemption)
7 Amendments to Articles Mgmt For For For
(Director
Compensation)
8 Amendment to Mgmt For Against Against
Compensation Policy
(Liability
Exemption)
9 Liability Exemption of Mgmt For Against Against
Directors &
Officers
10 Indemnification of Mgmt For For For
Directors & Officers
(Controlling
Shareholders)
________________________________________________________________________________
Bank Hapoalim
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 03/16/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ido Stern Mgmt For For For
3 Elect Amnon Dick Mgmt For For For
________________________________________________________________________________
Bank Leumi le-Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUMI CINS M16043107 07/08/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Articles Mgmt For Against Against
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Shmuel Ben-Zvi Mgmt For For For
7 Elect Ohad Marani Mgmt For N/A N/A
8 Elect Assaf Razin Mgmt For For For
9 Elect Yedidia Stern Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Yechiel Borohoff Mgmt N/A Abstain N/A
12 Elect Tamar Gottlieb Mgmt N/A For N/A
13 Elect Haim Samet Mgmt N/A For N/A
14 Duties and Disclosure Mgmt For For For
Requirements of
Officers
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 03/10/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2014 Mgmt For For For
Financial
Statements
3 Appointment of Auditors Mgmt For For For
4 Elect Segi Eitan Mgmt For For For
5 Elect Arnon Rabinovitz Mgmt For For For
6 Elect Alejandro Mgmt For For For
Gustavo
Elsztain
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 04/04/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Indemnification of Mgmt For For For
Directors & Officers
(Controlling
Shareholders)
3 Liability Insurance of Mgmt For For For
Directors & Officers
(Controlling
Shareholders)
4 Reimbursement of Mgmt For For For
Chairman's
Expenses
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 05/05/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Replacement of Auditor Mgmt For For For
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 01/14/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mordechai Keret Mgmt For For For
3 Elect Tali Simon Mgmt For For For
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 03/02/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 CEO Bonus Scheme for Mgmt For For For
2016
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 05/03/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Amendments to Articles Mgmt For For For
4 Liability Exemption of Mgmt For Against Against
Directors &
Officers
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Dividends Mgmt For For For
7 Elect Shaul Elovitch Mgmt For For For
8 Elect Or Elovitch Mgmt For For For
9 Elect Orna Elovitch Mgmt For For For
Peled
10 Elect Amikam Shorer Mgmt For For For
11 Elect Eldad Ben Moshe Mgmt For For For
12 Elect Joshua Rosenzweig Mgmt For For For
13 Elect Rami Nomkin Mgmt For For For
14 Discussion of 2015 Mgmt For For For
Financial
Statements
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 09/21/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 10/19/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Purchase of Set Top Mgmt For For For
Boxes from Affiliated
Company
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 12/08/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment of Mgmt For For For
Purchasing Agreement
between Pelephone and
Eurocom Cellular
Communications
Ltd.
________________________________________________________________________________
Bezeq The Israeli Telecomunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS M2012Q100 06/30/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Services Mgmt For For For
Agreement with
Controlling
Shareholder
________________________________________________________________________________
Big Shopping Centers Limited
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 10/07/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Service Mgmt For For For
Agreement with
Chairman (Controlling
Shareholder)
3 Compensation Policy Mgmt For Against Against
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Yehuda Naftali Mgmt For Against Against
7 Elect Ron Naftali Mgmt For Against Against
8 Elect Eitan Bar Zeev Mgmt For For For
9 Elect Shimon Gal Mgmt For For For
10 Elect Yosef Friebroon Mgmt For For For
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 05/17/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For Against Against
Compensation
Policy
3 Salary Increase of CEO Mgmt For Against Against
4 Bonus Plan of CEO Mgmt For Against Against
5 Stock Options and Mgmt For For For
Restricted Stock
Grants of
CEO
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 12/23/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment of Rental Mgmt For For For
Agreements with
Sister
Company
3 Elect Meir Sahar Mgmt For For For
4 Elect Yehuda Segev Mgmt For For For
________________________________________________________________________________
Brainsway Ltd
Ticker Security ID: Meeting Date Meeting Status
BRIN CINS M2043H103 11/23/2015 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yiftach Roth Mgmt For For For
3 Elect Guy Ezekiel Mgmt For Against Against
4 Elect Yaacov Michlin Mgmt For Against Against
5 Stock Options Grant of Mgmt For Against Against
Yaacov
Michlin
6 Amendment of Mgmt For For For
Chairman's
Agreement
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Caesarstone Sdot-Yam Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSTE CUSIP M20598104 02/24/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Terms of Mgmt For For For
Chairman
________________________________________________________________________________
Caesarstone Sdot-Yam Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSTE CUSIP M20598104 07/30/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Services Agreement Mgmt For For For
with Controlling
Shareholder
2 Declaration of Mgmt N/A Against N/A
Material
Interest
3 Manpower Agreement Mgmt For Against Against
with Controlling
Shareholder
4 Declaration of Mgmt N/A Against N/A
Material
Interest
5 Interim Compensation Mgmt For For For
Terms of Deputy
CEO
6 Declaration of Mgmt N/A Against N/A
Material
Interest
7 Amendment to Mgmt For For For
Compensation Policy
(Board
Meetings)
8 Declaration of Mgmt N/A Against N/A
Material
Interest
9 Amendment to Mgmt For For For
Compensation Policy
(Liability
Insurance)
10 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
Caesarstone Sdot-Yam Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSTE CUSIP M20598104 09/17/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Option Grant of Mgmt For Against Against
CEO
2 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
Caesarstone Sdot-Yam Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSTE CUSIP M20598104 12/03/2015 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Moshe Ronen Mgmt N/A N/A N/A
2 Elect Shachar Degani Mgmt N/A N/A N/A
3 Elect Amichai Beer Mgmt N/A N/A N/A
4 Elect Amit Ben Zvi Mgmt N/A N/A N/A
5 Elect Ronald Kaplan Mgmt N/A N/A N/A
6 Elect Yonathan Melamed Mgmt N/A N/A N/A
7 Elect Ofer Tsimchi Mgmt N/A N/A N/A
8 Elect Yitzhak Sharir Mgmt N/A N/A N/A
9 Elect Amnon Dick Mgmt N/A N/A N/A
10 Approval of Chairman Mgmt N/A N/A N/A
Compensation
11 Directors' Fees Mgmt N/A N/A N/A
12 Company Name Change Mgmt N/A N/A N/A
13 Amendment to the Mgmt N/A N/A N/A
Incentive
Compensation
Plan
14 Appointment of Auditor Mgmt N/A N/A N/A
and Authority to Set
Fees
________________________________________________________________________________
Caesarstone Sdot-Yam Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSTE CUSIP M20598104 12/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Moshe Ronen Mgmt For For For
2 Elect Shachar Degani Mgmt For For For
3 Elect Amichai Beer Mgmt For For For
4 Elect Amit Ben Zvi Mgmt For For For
5 Elect Ronald Kaplan Mgmt For For For
6 Elect Yonathan Melamed Mgmt For For For
7 Elect Ofer Tsimchi Mgmt For For For
8 Elect Yitzhak Sharir Mgmt Against Against For
9 Elect Amnon Dick Mgmt Against Against For
10 Approval of Chairman Mgmt For Against Against
Compensation
11 Directors' Fees Mgmt For For For
12 Company Name Change Mgmt For For For
13 Amendment to the Mgmt For Against Against
Incentive
Compensation
Plan
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Cellcom Israel Limited
Ticker Security ID: Meeting Date Meeting Status
CEL CINS M2196U109 05/17/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shlomo Waxe Mgmt For For For
3 Elect Ephraim Kunda Mgmt For For For
4 Elect Ronit Baytel Mgmt For For For
5 Elect Joseph Barnea Mgmt For For For
6 Appointment of Joint Mgmt For For For
Auditors
7 Discussion of 2015 Mgmt For For For
Financial
Statements
________________________________________________________________________________
Cellcom Israel Limited
Ticker Security ID: Meeting Date Meeting Status
CEL CINS M2196U109 10/07/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shlomo Waxe Mgmt For Against Against
3 Elect Ephraim Kunda Mgmt For For For
4 Stock Option Grant of Mgmt For Against Against
CEO
5 Renewal of Management Mgmt For For For
Services Agreement
with Controlling
Shareholder
6 Appointment of Auditor Mgmt For For For
7 Discussion of 2014 Mgmt For For For
Financial
Statements
________________________________________________________________________________
Ceragon Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
CRNT CUSIP M22013102 08/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zohar Zisapel Mgmt For For For
and Grant Stock
Options
2 Elect Yael Langer and Mgmt For For For
Grant Stock
Options
3 Elect Shlomo Liran and Mgmt For For For
Grant Fees and Stock
Options
4 Elect Yair Orgler and Mgmt For Against Against
Grant Stock
Options
5 Elect Avi Patir and Mgmt For For For
Grant Stock
Options
6 Amendments to Mgmt For For For
Compensation
Policy
7 Equity Grant and Bonus Mgmt For For For
of CEO for
2015
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
CEVA, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEVA CUSIP 157210105 05/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eliyahu Ayalon Mgmt For For For
1.2 Elect Zvi Limon Mgmt For For For
1.3 Elect Bruce A. Mann Mgmt For Withhold Against
1.4 Elect Peter McManamon Mgmt For For For
1.5 Elect Sven-Christer Mgmt For For For
Nilsson
1.6 Elect Louis Silver Mgmt For For For
1.7 Elect Gideon Wertheizer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Check Point Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
CHKP CUSIP M22465104 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gil Shwed Mgmt For For For
2 Elect Marius Nacht Mgmt For For For
3 Elect Jerry Ungerman Mgmt For For For
4 Elect Dan Propper Mgmt For For For
5 Elect David Rubner Mgmt For Abstain Against
6 Elect Tal Shavit Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Compensation of CEO Mgmt For Against Against
9 Compensation Policy Mgmt For Against Against
10 Declaration of Mgmt N/A Against N/A
Material
Interest
11 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
Chiasma Inc
Ticker Security ID: Meeting Date Meeting Status
CHMA CUSIP 16706W102 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Mgmt For For For
Leuchtenberger
1.2 Elect David M. Stack Mgmt For Withhold Against
1.3 Elect John A. Scarlett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2447P107 05/26/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Chairman
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2447P107 12/13/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yaacov Dior Mgmt For For For
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2447P107 12/31/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Auditor Mgmt For For For
5 Elect Dani Naveh Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Varda Alshech Mgmt For For For
8 Elect Avraham Bason Mgmt For For For
9 Elect Meir Mishel Mgmt For For For
Menachem
10 Elect Hana Mazal Mgmt For N/A N/A
Margaliot
11 Elect Avraham Knobel Mgmt For N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Compugen Limited
Ticker Security ID: Meeting Date Meeting Status
CGEN CUSIP M25722105 04/20/2016 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ruth Arnon Mgmt For N/A N/A
2 Elect Anat Cohen-Dayag Mgmt For N/A N/A
3 Elect Martin S. Gerstel Mgmt For N/A N/A
4 Elect Dov Hershberg Mgmt For N/A N/A
5 Elect Yair Aharonowitz Mgmt For N/A N/A
6 Elect Arie Ovadia Mgmt For N/A N/A
7 Elect Joshua Shemer Mgmt For N/A N/A
8 Declaration of Mgmt N/A N/A N/A
Material
Interest
9 Equity Award of CEO Mgmt For N/A N/A
10 Equity Award of Active Mgmt For N/A N/A
Chairman
11 Appointment of Auditor Mgmt For N/A N/A
________________________________________________________________________________
Compugen Limited
Ticker Security ID: Meeting Date Meeting Status
CGEN CUSIP M25722105 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ruth Arnon Mgmt For For For
2 Elect Anat Cohen-Dayag Mgmt For For For
3 Elect Martin S. Gerstel Mgmt For For For
4 Elect Dov Hershberg Mgmt For For For
5 Salary Increase of CEO Mgmt For Against Against
6 Car and Travel Mgmt For For For
Expenses of
CEO
7 Salary Increase of Mgmt For For For
Chairman
8 Equity Awards of CEO Mgmt For For For
9 Equity Awards of Mgmt For For For
Chairman
10 Acceleration of Mgmt For Against Against
Vesting of Equity
Awards of
Chairman
11 Amendments to Mgmt For Against Against
Compensation
Policy
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
CyberArk Software
Ticker Security ID: Meeting Date Meeting Status
CYBR CUSIP M2682V108 06/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raphael Kesten Mgmt For For For
2 Elect Amnon Shoshani Mgmt For For For
3 Appoint Ehud Mokady as Mgmt For For For
Chairman
4 Declaration of Mgmt N/A Against N/A
Material
Interest
5 Approval of an annual Mgmt For Against Against
grant of options and
RSUs to the president
and
CEO
6 Declaration of Mgmt N/A Against N/A
Material
Interest
7 Annual Grant of Mgmt For Against Against
Options/RSUs to
Directors other than
the President and
CEO
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Delek Automotive Systems
Ticker Security ID: Meeting Date Meeting Status
DLEA CINS M2756V109 05/03/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Service Terms of Mgmt For For For
Controlling
Shareholder
________________________________________________________________________________
Delek Automotive Systems
Ticker Security ID: Meeting Date Meeting Status
DLEA CINS M2756V109 07/06/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Delek Energy Systems Ltd (Delek Energy)
Ticker Security ID: Meeting Date Meeting Status
DLEN CINS M2775P109 02/18/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zeev Ganot Mgmt For For For
________________________________________________________________________________
Delek Energy Systems Ltd (Delek Energy)
Ticker Security ID: Meeting Date Meeting Status
DLEN CINS M2775P109 12/23/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 01/06/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reimburse Expenses of Mgmt For For For
Controlling
Shareholder
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 08/25/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Service Agreement of Mgmt For For For
Gideon
Tadmor
________________________________________________________________________________
Delek US Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
DK CUSIP 246647101 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ezra Uzi Yemin Mgmt For For For
1.2 Elect William J. Mgmt For For For
Finnerty
1.3 Elect Carlos E. Jorda Mgmt For For For
1.4 Elect Charles H. Mgmt For For For
Leonard
1.5 Elect Gary M. Sullivan Mgmt For For For
1.6 Elect Shlomo Zohar Mgmt For For For
2 Approval of the 2016 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Delta Galil Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
DELT CINS M2778B107 01/20/2016 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Noam Lautman Mgmt For For For
3 Elect Isaac Dabah Mgmt For For For
4 Elect Izhak Weinstock Mgmt For For For
5 Elect Gideon Chitayat Mgmt For For For
6 Elect Israel Baum Mgmt For Against Against
7 Elect Tzipora Carmon Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Amendment of Mgmt For For For
Compensation
Policy
11 Employment Terms of Mgmt For For For
CEO (Controlling
Shareholder)
________________________________________________________________________________
Delta Galil Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
DELT CINS M2778B107 10/21/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shaul Ben-Zeev Mgmt For For For
3 Amendment of Mgmt For For For
Compensation of a
Director
________________________________________________________________________________
Delta Galil Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
DELT CINS M2778B107 12/03/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yehezkel Dovrat Mgmt For For For
________________________________________________________________________________
Discount Investment Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
DISI CINS M28072102 08/02/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Discount Investment Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
DISI CINS M28072102 12/10/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment of Mgmt For For For
Compensation
Policy
3 Employment Terms of CEO Mgmt For Against Against
________________________________________________________________________________
DSP Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DSPG CUSIP 23332B106 06/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ofer Elyakim Mgmt For For For
1.2 Elect Tom Lacey Mgmt For For For
1.3 Elect Gabi Seligsohn Mgmt For For For
1.4 Elect Yair Seroussi Mgmt For For For
1.5 Elect Norman Taffe Mgmt For For For
1.6 Elect Patrick Tanguy Mgmt For For For
1.7 Elect Kenneth H. Traub Mgmt For For For
2 Elimination of Mgmt For For For
Supermajority Voting
Requirement for
Removal of Directors
Without
Cause
3 Adoption of Exclusive Mgmt For Against Against
Forum
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 04/28/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Salary Increase of the Mgmt For Against Against
CEO
3 Amendment of CEO's Mgmt For For For
Deferred
Compensation
4 Special Bonus of Mgmt For Against Against
Step-Son of
Controlling
Shareholder
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 03/08/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of CEO Mgmt For For For
3 Elect Yehoshua Gleitman Mgmt For For For
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 09/24/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rina Baum Mgmt For For For
3 Elect Yoram Ben-Zeev Mgmt For For For
4 Elect David Federmann Mgmt For For For
5 Elect Michael Federmann Mgmt For For For
6 Elect Yigal Ne'eman Mgmt For For For
7 Elect Dov Ninveh Mgmt For For For
8 Elect Yuli Tamir Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 12/23/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors &
Officers
________________________________________________________________________________
Enzymotec Ltd
Ticker Security ID: Meeting Date Meeting Status
ENZY CUSIP M4059L101 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Imanuel Wasserman Mgmt For For For
2 Elect Nir Belzer Mgmt For For For
3 Elect Tamar D. Howson Mgmt For For For
and Approval of
Compensation
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Evogene Limited
Ticker Security ID: Meeting Date Meeting Status
EVGN CINS M4119S104 03/15/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to the 2013 Mgmt For For For
Share Option Plan for
Overseas
Employees
________________________________________________________________________________
EZchip Semiconductor Ltd.
Ticker Security ID: Meeting Date Meeting Status
EZCH CINS M4146Y108 01/19/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EZchip Semiconductor Ltd.
Ticker Security ID: Meeting Date Meeting Status
EZCH CINS M4146Y108 11/12/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For Against Against
4 Elect Benny Hanigal Mgmt For For For
5 Elect Eli Fruchter Mgmt For For For
6 Elect Ran Giladi Mgmt For For For
7 Elect Joel Maryles Mgmt For For For
8 Elect Karen Sarid Mgmt For For For
9 Elect Shai Saul as Mgmt For For For
External
Director
10 Approval of Director's Mgmt For For For
Fees to Joel
Maryles
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Elect Dissident Mgmt Against Against For
Nominee Paul
McWilliams
13 Elect Dissident Mgmt Against Against For
Nominee Kenneth
Traub
14 Shareholder Proposal ShrHoldr For For For
Regarding Adoption of
Plurality Voting
Standard for Election
of
Directors
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
F.I.B.I. Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
FIBI CINS M4252W102 07/05/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gil Bino Mgmt For For For
3 Elect Garry Stock Mgmt For For For
4 Elect Dafna Bino Or Mgmt For For For
5 Elect Harry Cooper Mgmt For For For
6 Elect Debbie Saperia Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Discussion of Auditor Mgmt For For For
Fees
9 Discussion of 2014 Mgmt For For For
Financial
Statements
10 Indemnification of Mgmt For For For
Directors & Officers
(Controlling
Shareholders)
________________________________________________________________________________
First International Bank Of Israel
Ticker Security ID: Meeting Date Meeting Status
FTIN CINS M1648G106 07/16/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Hanoch Dov Mgmt For For For
Goldfriend
________________________________________________________________________________
First International Bank Of Israel
Ticker Security ID: Meeting Date Meeting Status
FTIN CINS M1648G106 12/31/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Assia Mgmt For For For
________________________________________________________________________________
Foamix Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
FOMX CUSIP M46135105 04/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Compensation of CEO Mgmt For Against Against
3 Declaration of Mgmt N/A Against N/A
Material
Interest
4 CEO Bonus Scheme for Mgmt For Against Against
2016
5 Declaration of Mgmt N/A Against N/A
Material
Interest
6 Compensation of Mgmt For Against Against
Chairman
7 Chairman Bonus Scheme Mgmt For Against Against
for
2016
________________________________________________________________________________
Formula Systems (1985) Ltd.
Ticker Security ID: Meeting Date Meeting Status
FORT CINS M46518102 12/09/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Marek Panek Mgmt For For For
3 Elect Rafal Kozlowski Mgmt For For For
4 Elect Dafna Cohen Mgmt For For For
5 Elect Iris Yahal Mgmt For For For
6 Elect Eli Zamir Mgmt For For For
7 Liability Insurance of Mgmt For For For
Directors/Officers
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Fox-Wizel
Ticker Security ID: Meeting Date Meeting Status
FOX CINS M4661N107 03/13/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Updated Compensation Mgmt For Against Against
Policy
4 Amended Bonus Terms of Mgmt For For For
Harel
Wiesel
5 Amended Bonus Terms of Mgmt For For For
Asaf
Wiesel
6 Amended Bonus Terms of Mgmt For For For
Elad
Vered
7 Amended Bonus Terms of Mgmt For For For
Michal
Rivkind-Fuchs
________________________________________________________________________________
Fox-Wizel
Ticker Security ID: Meeting Date Meeting Status
FOX CINS M4661N107 05/26/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Dan Rimoni Mgmt For For For
________________________________________________________________________________
Fox-Wizel
Ticker Security ID: Meeting Date Meeting Status
FOX CINS M4661N107 12/27/2015 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Zeldman Mgmt For For For
4 Elect Harel Wiesel Mgmt For For For
5 Elect Abraham Fuchs Mgmt For Against Against
6 Elect Osnat Ronen Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Indemnification of Mgmt For For For
Abraham
Fuchs
9 Indemnification of Mgmt For For For
Harel
Wiesel
10 Indemnification of Mgmt For For For
Asaf
Wiesel
11 Indemnification of Mgmt For For For
Elad
Vered
12 Indemnification of Mgmt For For For
Michal Fuchs-
Rivkind
13 Amendment of Mgmt For Against Against
Compensation
Policy
________________________________________________________________________________
Frutarom Industries Limited
Ticker Security ID: Meeting Date Meeting Status
FRUTF CINS M4692H103 05/08/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2015 Mgmt For For For
Financial
Statements
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect John J. Farber Mgmt For For For
5 Elect Maya Farber Mgmt For For For
6 Elect Sandra Farber Mgmt For For For
7 Elect Hans Abderhalden Mgmt For For For
8 Elect Gil Leidner Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Indemnification of Mgmt For For For
Directors &
Officers
11 Liability Insurance of Mgmt For For For
Directors &
Officers
12 Amendments to Mgmt For Against Against
Compensation
Policy
13 Indemnification of Mgmt For For For
Directors & Officers
(Controlling
Shareholders)
14 Indemnification of Mgmt For For For
Directors & Officers
(Controlling
Shareholders) (If
Item 12 Not
Approved)
15 Liability Exemption of Mgmt For Against Against
Directors
(Controlling
Shareholders)
________________________________________________________________________________
Gazit Globe Ltd.
Ticker Security ID: Meeting Date Meeting Status
GLOB CINS M4793C102 04/20/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Repeal of Classified Mgmt For For For
Board
3 Elect Ronnie Bar-On Mgmt For For For
________________________________________________________________________________
Gazit Globe Ltd.
Ticker Security ID: Meeting Date Meeting Status
GLOB CINS M4793C102 09/08/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Mgmt For For For
Executive of a
Subsidiary
4 Compensation Terms of Mgmt For For For
Company
President
________________________________________________________________________________
Gazit Globe Ltd.
Ticker Security ID: Meeting Date Meeting Status
GLOB CINS M4793C102 12/07/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Dori J. Segal Mgmt For For For
5 Elect Haim Ben-Dor Mgmt For For For
6 Elect Shaiy Pilpel Mgmt For For For
________________________________________________________________________________
Harel Insurance Investments and Financial Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
HARL CINS M52635105 04/12/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2015 Mgmt For For For
Financial
Statements
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Yair Hamburger Mgmt For For For
5 Elect Gideon Hamburger Mgmt For For For
6 Elect Joav Manor Mgmt For For For
7 Elect Doron Cohen Mgmt For For For
8 Elect Joseph Mgmt For For For
Ciechanover
9 Employment Terms of CEO Mgmt For For For
10 Compensation Terms of Mgmt For For For
Chairman of
Subsidiary
________________________________________________________________________________
Imperva Inc.
Ticker Security ID: Meeting Date Meeting Status
IMPV CUSIP 45321L100 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony Mgmt For For For
Bettencourt
1.2 Elect Geraldine Elliott Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 2011 Stock Option and Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Industrial Buildings Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
IBLD CINS M5514Q106 07/15/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Doron Steiger as Mgmt For For For
External
Director
3 Special Bonus of Oren Mgmt For Against Against
Chaluzi (Outgoing
CFO)
________________________________________________________________________________
Industrial Buildings Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
IBLD CINS M5514Q106 10/11/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Terms of Additional Mgmt For For For
Loans to Svitland
Development
Ltd
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 12/23/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Nir Gilad Mgmt For For For
4 Elect Avisar Paz Mgmt For For For
5 Elect Eran Sarig Mgmt For For For
6 Elect Ovadia Eli Mgmt For For For
7 Elect Aviad Kaufman Mgmt For For For
8 Elect Geoffery E. Mgmt For For For
Merszei
9 Elect Shimon Eckhaus Mgmt For For For
10 Elect Stefan Borgas Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Discussion of 2014 Mgmt For For For
Financial
Statements
13 Compensation of Mgmt For Against Against
Unaffiliated
Directors
14 Compensation of Mgmt For Against Against
Affiliated
Directors
15 Assignment of Mgmt For For For
Compensation to
Controlling
Shareholders
________________________________________________________________________________
Israel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 02/25/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ron Moskovitz Mgmt For For For
5 Elect Amnon Lion Mgmt For For For
6 Elect Zehavit Cohen Mgmt For For For
7 Elect Aviad Kaufman Mgmt For For For
8 Elect Dan Suesskind Mgmt For For For
9 Elect Michael Bricker Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Israel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 07/14/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Updated Compensation Mgmt For For For
Policy
3 Amendment to Mgmt For For For
Employment Agreement
of
CEO
4 Liability Insurance Mgmt For For For
for
Directors/Officers
5 Assignment of Mgmt For For For
Remuneration of
Employed
Directors
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Israel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 10/08/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Update of Directors' & Mgmt For For For
Officers' Liability
Insurance
Deductible
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 12/02/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Dividend of Preference Mgmt For For For
Shareholders
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Joseph Bachar Mgmt For For For
7 Elect Eliezer Gonen Mgmt For For For
8 Elect Yodfat Harel Mgmt For For For
Buchris
9 Elect Asher Elhayany Mgmt For For For
10 Elect Meir Sheetrit Mgmt For N/A N/A
11 Liability Insurance of Mgmt For For For
Directors &
Officers
12 Amendments to Mgmt For Against Against
Indemnification of
Directors &
Officers
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CINS M6158M104 12/24/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Izzy Sheratzky Mgmt For Against Against
4 Elect Gil Sheratzky Mgmt For Against Against
5 Elect Ze'ev Koren Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendment to Section Mgmt For For For
32.4
8 Adding New Section 32.6 Mgmt For For For
9 Amendment to Section Mgmt For For For
40.2
10 Amendment to Section Mgmt For For For
40.4.6
11 Amendment to Section Mgmt For For For
44.2
12 Adding New Section 45A Mgmt For For For
________________________________________________________________________________
J.O.E.L. Jerusalem Oil Exploration Ltd.
Ticker Security ID: Meeting Date Meeting Status
JOEL CINS M6189Z108 10/20/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2014 Mgmt For For For
Financial
Statements
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Haim Tsuff Mgmt For Against Against
5 Elect Gilad Weizman Mgmt For For For
6 Elect Boaz Simons Mgmt For For For
7 Amendment to Mgmt For For For
Compensation
Policy
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 02/21/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For Against Against
Capital
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 02/29/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yekutiel Gavish Mgmt For Against Against
3 Elect Ram Belinkov Mgmt For For For
4 Service Terms of Mgmt For For For
Chairman
5 Retirement Terms of Mgmt For Against Against
Former
CEO
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 03/07/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors &
Officers
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 05/08/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
(Liability
Exemption)
4 Amendment to Mgmt For Against Against
Compensation Policy
(Liability
Exemption)
5 Special Bonus of CEO Mgmt For For For
6 Special Bonus of Mgmt For For For
General
Counsel/Secretary
7 Special Bonus of CFO Mgmt For For For
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 06/09/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Removal of Director ShrHoldr N/A Against N/A
(Arie
Gans)
5 Removal of Director ShrHoldr N/A Against N/A
(Miriam
Katz)
6 Removal of Director ShrHoldr N/A Against N/A
(Shimshon
Harel)
7 Removal of Director ShrHoldr N/A Against N/A
(Ram
Belinkov)
8 Removal of Director ShrHoldr N/A Against N/A
(Yekutiel
Gavish)
9 Removal of Director ShrHoldr N/A Against N/A
(Zohar
Levy)
10 Removal of Director ShrHoldr N/A Against N/A
(Aharon
Fogel)
11 Election of Zohar Levy ShrHoldr N/A Against N/A
12 Election of Yair ShrHoldr N/A Against N/A
Shilhav
13 Election of Ron Berry ShrHoldr N/A Against N/A
14 Election of Alon Cohen ShrHoldr N/A Against N/A
15 Election of Lior ShrHoldr N/A Against N/A
Ashkenazi
16 Election of Tal Fuhrer ShrHoldr N/A Against N/A
17 Election of Amir Burger ShrHoldr N/A Against N/A
18 Election of Moshe Haba ShrHoldr N/A Against N/A
19 Election of Eyal Rozner ShrHoldr N/A Against N/A
20 Increase in Authorized Mgmt For For For
Capital
21 Amendments to Articles Mgmt For For For
(Liability
Exemption)
22 Amendment to Mgmt For Against Against
Compensation Policy
(Liability
Exemption)
23 Special Bonus of CEO Mgmt For For For
24 Special Bonus of Mgmt For For For
General
Counsel/Secretary
25 Special Bonus of CFO Mgmt For For For
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 10/12/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Terms of Additional Mgmt For For For
Loans to Svitland
Development
Ltd
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 12/07/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Removal of Four Mgmt For For For
Directors
3 Elect Shimshon Harel Mgmt For For For
4 Elect Miri Katz Mgmt For For For
5 Elect Arieh Gans Mgmt For For For
6 Elect Avraham Bigger Mgmt For For For
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 12/23/2015 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Yechiel Zisskind Mgmt For For For
4 Elect Yossi Arad Mgmt For For For
5 Elect Shimshon Harel Mgmt For For For
6 Elect Miri Katz Mgmt For For For
7 Elect Arieh Gans Mgmt For For For
8 Elect Avraham Bigger Mgmt For For For
9 Elect Zami Flitter Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Kornit Digital
Ticker Security ID: Meeting Date Meeting Status
KRNT CUSIP M6372Q113 09/21/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For Against Against
2 Stock Option Grant of Mgmt For For For
CEO
________________________________________________________________________________
LivePerson, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPSN CUSIP 538146101 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William G. Mgmt For Withhold Against
Wesemann
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lumenis Ltd.
Ticker Security ID: Meeting Date Meeting Status
LMNS CUSIP M6778Q121 08/03/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Increase in Mgmt For Against Against
Indemnification Limit
of Directors &
Officers
3 Amendment of CEO Terms Mgmt For Against Against
________________________________________________________________________________
Macrocure Limited
Ticker Security ID: Meeting Date Meeting Status
MCUR CUSIP M67872107 01/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tomer Kariv Mgmt For For For
2 Elect David Ben Ami Mgmt For For For
3 Elect Zeev Bronfeld Mgmt For For For
4 Elect Ranan Grobman Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Magic Software Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
MGIC CUSIP 559166103 11/23/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Guy Bernstein Mgmt For For For
2 Elect Naamit Salomon Mgmt For For For
3 Elect Yehezkel Zeira Mgmt For For For
4 Elect Sagi Schliesser Mgmt For For For
5 Declaration of Mgmt N/A Against N/A
Material
Interest
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Matomy Media Group Limited
Ticker Security ID: Meeting Date Meeting Status
MTMY CINS M68550108 08/10/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For Abstain Against
3 Service Agreement Mgmt For Abstain Against
(Ofer
Druker)
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Matomy Media Group Limited
Ticker Security ID: Meeting Date Meeting Status
MTMY CINS M68550108 10/27/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Directors Mgmt For For For
(Slate)
3 Directors' Fees Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For Abstain Against
Shares w/ Preemptive
Rights
6 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Matrix IT Ltd.
Ticker Security ID: Meeting Date Meeting Status
MTRX CINS M8217T104 09/17/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michal Leshem Mgmt For For For
________________________________________________________________________________
Matrix IT Ltd.
Ticker Security ID: Meeting Date Meeting Status
MTRX CINS M8217T104 10/07/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renewal and Amendment Mgmt For Against Against
of CEO
Compensation
________________________________________________________________________________
Matrix IT Ltd.
Ticker Security ID: Meeting Date Meeting Status
MTRX CINS M8217T104 12/24/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Guy Bernstein Mgmt For For For
4 Elect Eliezer Oren Mgmt For For For
5 Elect Eyal Mgmt For For For
Ben-Chelouche
6 Elect Pinhas Greenfield Mgmt For For For
7 Elect Amir Hai Mgmt For For For
________________________________________________________________________________
Maytronics Limited
Ticker Security ID: Meeting Date Meeting Status
MTRN CINS M68728100 05/10/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2015 Mgmt For For For
Financial
Statements
3 Appointment of Auditor Mgmt For For For
and Discussion of
Fees
4 Election of Directors Mgmt For For For
5 Bonus Terms of CEO for Mgmt For Against Against
2016
6 Amendments to Mgmt For Against Against
Compensation
Policy
7 Amendment to Articles Mgmt For Against Against
(Liability
Exemption)
8 Liability Exemption of Mgmt For Against Against
Directors &
Officers
9 Indemnification of Mgmt For For For
Directors &
Officers
________________________________________________________________________________
Mazor Robotics Limited
Ticker Security ID: Meeting Date Meeting Status
MZOR CINS M6872U101 10/08/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2014 Mgmt For For For
Financial
Statements
3 Appointment of Auditor Mgmt For For For
and Discussion of
Fees
4 Elect Jonathan Adereth Mgmt For For For
5 Elect Ori Hadomi Mgmt For For For
6 Elect Michael Berman Mgmt For For For
7 Elect Sarit Soccary Mgmt For For For
Ben-Yochanan
8 Option Grant of CEO Mgmt For Against Against
________________________________________________________________________________
Medgenics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDGN CUSIP 58436Q203 04/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sol J. Barer Mgmt For Withhold Against
1.2 Elect Eugene A. Bauer Mgmt For For For
1.3 Elect Isaac Blech Mgmt For For For
1.4 Elect Alastair J. T. Mgmt For For For
Clemow
1.5 Elect Michael F. Cola Mgmt For For For
1.6 Elect Barbara G. Duncan Mgmt For For For
1.7 Elect Wilbur H. Gantz Mgmt For For For
1.8 Elect Joseph Grano, Jr. Mgmt For For For
2 Stock Incentive Plan Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Melisron Limited
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 05/26/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rinat Gazit Mgmt For For For
3 Elect Gideon Chitayat Mgmt For For For
4 Indemnification of Mgmt For For For
Directors &
Officers
________________________________________________________________________________
Melisron Limited
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 12/24/2015 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Liora Ofer Mgmt For For For
5 Elect Naftali Ceder Mgmt For Against Against
6 Elect Mordechai Meir Mgmt For For For
7 Elect Ron Avidan Mgmt For For For
8 Elect Oded Shamir Mgmt For For For
9 Provision of Services Mgmt For For For
to Controlling
Shareholder
10 Bonus of Chairman Mgmt For For For
________________________________________________________________________________
Mellanox Technologies, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MLNX CUSIP M51363113 05/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eyal Waldman Mgmt For For For
2 Elect Irwin Federman Mgmt For For For
3 Elect Dov Baharav Mgmt For For For
4 Elect Glenda M Dorchak Mgmt For For For
5 Elect Thomas Mgmt For For For
Weatherford
6 Elect Shai Cohen Mgmt For For For
7 Elect Amal M. Johnson Mgmt For For For
8 Elect Thomas J. Riordan Mgmt For For For
9 Declaration of Mgmt N/A Against N/A
Material
Interest
10 Salary and Bonus of CEO Mgmt For Against Against
11 Declaration of Mgmt N/A Against N/A
Material
Interest
12 Approval of the Grant Mgmt For Against Against
of Restricted Share
Units to the
CEO
13 Declaration of Mgmt N/A Against N/A
Material
Interest
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Amendment to the Mgmt For For For
Global Share Option
Incentive Plan
(2006)
16 Amendment to the 2006 Mgmt For For For
Employee Stock
Purchase
Plan
17 Indemnification of Mgmt For For For
Directors/Officers
18 Declaration of Mgmt N/A Against N/A
Material
Interest
19 Approval of Mgmt For Against Against
Compensation
Philosophy
20 Declaration of Mgmt N/A Against N/A
Material
Interest
21 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Menora Mivtachim Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
MMHD CINS M69333108 02/02/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yehezkel Zaieg Mgmt For For For
________________________________________________________________________________
Menora Mivtachim Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
MMHD CINS M69333108 08/04/2015 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Exemption of Mgmt For Against Against
Chairman
3 Indemnification of Mgmt For For For
Chairman
4 Liability Exemption Mgmt For Against Against
and Indemnification
of Chairman (at
Subsidiaries)
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Eran Griffel Mgmt For For For
8 Elect Gedalya Doron Mgmt For For For
9 Elect Shlomo Milo Mgmt For For For
10 Elect Orly Yarkoni Mgmt For For For
11 Elect Ella Rubinek Mgmt For For For
12 Amendments to Articles Mgmt For Against Against
13 Amendments to Articles Mgmt For For For
(Liability Exemption
and
Indemnification)
14 Directors' Fees Mgmt For For For
15 Liability Exemption Mgmt For Against Against
and Indemnification
of
Directors
16 Liability Exemption of Mgmt For Against Against
CEO
17 Indemnification of CEO Mgmt For For For
18 Liability Exemption Mgmt For Against Against
and Indemnification
of CEO (at
Subsidiaries)
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 01/21/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Service Terms of Mgmt For For For
Chairman
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 02/03/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Transfer of Insurance Mgmt For For For
Portfolio from
Controlling
Shareholder to
Subsidiary
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 04/05/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Controlling
Shareholder's
Brother
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 08/18/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 11/15/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Transfer of Insurance Mgmt For For For
Portfolio from
Controlling
Shareholder to
Subsidiary
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 12/16/2015 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Israel Eliahu Mgmt For Against Against
4 Elect Ronit Abramson Mgmt For For For
5 Elect Gavriel Picker Mgmt For For For
6 Elect Amos Sapir Mgmt For For For
7 Elect Yohanan Danino Mgmt For For For
8 Elect Shlomo Eliahu Mgmt For For For
________________________________________________________________________________
Mivtach Shamir Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MISH CINS M7030C108 10/27/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For Against Against
Son of Controlling
Shareholder
3 Special Bonus of Mgmt For Against Against
VP/Company
Secretary
4 Amendment of Chairman Mgmt For For For
Compensation
5 Elect Yechezkel Dovrat Mgmt For For For
6 Elect Meir Shamir Mgmt For For For
7 Elect David Schwartz Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Elect Zach Fishbein Mgmt For For For
10 Elect Ella Rubinek Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 03/08/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Liability
Exemption)
3 Employment Terms of Mgmt For For For
Chairman
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 04/04/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Abraham Neyman Mgmt For For For
3 Elect Joseph Shachak Mgmt For For For
4 Discretionary Bonus of Mgmt For For For
Chairman for
2015
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 07/07/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gideon Siterman Mgmt For For For
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 09/09/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discretionary Bonus of Mgmt For For For
Chairman
3 Liability Insurance of Mgmt For For For
Directors &
Officers
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 12/23/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2014 Mgmt For For For
Financial
Statements
3 Elect Moshe Vidman Mgmt For For For
4 Elect Zvi Ephrat Mgmt For For For
5 Elect Ron Gazit Mgmt For For For
6 Elect Liora Ofer Mgmt For For For
7 Elect Mordechai Meir Mgmt For For For
8 Elect Jonathan Kaplan Mgmt For For For
9 Elect Joav-Asher Mgmt For For For
Nachshon
10 Elect Avraham Zeldman Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Amendment of Mgmt For For For
Indemnification
Agreements of
Directors &
Officers
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mobileye NV
Ticker Security ID: Meeting Date Meeting Status
MBLY CUSIP N51488117 06/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management
Acts
3 Elect Eyal Desheh Mgmt For For For
4 Elect Peter Seth Mgmt For For For
Neustadter
5 Authority to Issue Mgmt For Against Against
Shares and to Limit
or Exclude Preemptive
Rights
6 Authority to Mgmt For For For
Repurchase
Shares
7 Appointment of Auditor Mgmt For For For
8 Amendment to the 2014 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
Neuroderm Limited
Ticker Security ID: Meeting Date Meeting Status
NDRM CUSIP M74231107 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shmuel Cabilly Mgmt For For For
2 Elect Larry Ellberger Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Salary Increase and Mgmt For Against Against
Stock Options Grant
of
CEO
5 Declaration of Mgmt N/A For N/A
Material
Interest
6 Increase in Director Mgmt For For For
Fees of Larry
Ellberger
________________________________________________________________________________
Neuroderm Limited
Ticker Security ID: Meeting Date Meeting Status
NDRM CUSIP M74231107 10/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Uwe Wascher as Mgmt For For For
an External
Director
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Option Grant of Mgmt For Against Against
the
CEO
________________________________________________________________________________
NICE-Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
NICE CINS M7494X101 05/17/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Kostman Mgmt For For For
3 Elect Rimon Ben-Shaoul Mgmt For For For
4 Elect Yehoshua Ehrlich Mgmt For For For
5 Elect Leo Apotheker Mgmt For For For
6 Elect Joseph L. Cowan Mgmt For For For
7 Elect Dan Falk Mgmt For For For
8 Elect Yocheved Dvir Mgmt For For For
9 Amendment to Articles Mgmt For For For
and Memorandum
(Company
Name)
10 Equity Grants of Mgmt For Against Against
Non-Executive
Directors
11 Amendments to CEO Mgmt For Against Against
Compensation
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Discussion of 2015 Mgmt For For For
Financial
Statements
________________________________________________________________________________
NICE-Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
NICE CINS M7494X101 07/09/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Kostman Mgmt For For For
3 Elect Rimon Ben-Shaoul Mgmt For For For
4 Elect Yehoshua Ehrlich Mgmt For For For
5 Elect Leo Apotheker Mgmt For For For
6 Elect Joseph L. Cowan Mgmt For For For
7 Elect Zehava Simon Mgmt For For For
8 Amendments to Articles Mgmt For Against Against
9 Amendment of Mgmt For Against Against
Compensation
Policy
10 Cash Fees of Mgmt For For For
Non-Executive
Directors
11 Equity Compensation of Mgmt For For For
Non-Executive
Directors
12 Compensation of CEO Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Nitsba Holdings 1995 Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTBA CINS M75101101 07/19/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors &
Officers
3 Liability Insurance of Mgmt For For For
Directors & Officers
(Controlling
Shareholders)
4 Liability Insurance of Mgmt For For For
CEO
5 Amendments to Articles Mgmt For Against Against
6 Amendments to Mgmt For Against Against
Compensation
Policy
7 Amendment to Mgmt For For For
Indemnification of
Directors &
Officers
8 Amendment to Mgmt For For For
Indemnification of
Directors & Officers
(Controlling
Shareholders)
9 Amendment to Mgmt For For For
Indemnification of
CEO
10 Exemption from Mgmt For Against Against
Liability of
Directors &
Officers
11 Exemption from Mgmt For Against Against
Liability of
Directors & Officers
(Controlling
Shareholders)
12 Exemption from Mgmt For Against Against
Liability of
CEO
________________________________________________________________________________
Nitsba Holdings 1995 Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTBA CINS M75101101 08/16/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
________________________________________________________________________________
Nova Measuring Instruments Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS M7516K103 06/30/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Brunstein Mgmt For For For
3 Elect Alon Dumanis Mgmt For For For
4 Elect Avi Cohen Mgmt For For For
5 Elect Raanan Cohen Mgmt For For For
6 Amendments to CEO's Mgmt For Against Against
Change of Control
Compensation and
Transaction Bonus
Terms
7 Amendments to CEO's Mgmt For For For
Annual Bonus
Terms
8 Compensation Policy Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 05/04/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Bonus of David Mgmt For For For
Federman (Controlling
Shareholder)
3 Bonus of Former CEO Mgmt For Against Against
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 12/30/2015 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ovadia Eli Mgmt For For For
5 Elect David Federman Mgmt For For For
6 Elect Maya Alchech Mgmt For For For
Kaplan
7 Elect Jacob Gottenstein Mgmt For Against Against
8 Elect Nir Gilad Mgmt For Against Against
9 Elect Arie Ovadia Mgmt For Against Against
10 Elect Avisar Paz Mgmt For For For
11 Elect Alexander Passal Mgmt For For For
12 Elect Sagi Kabla Mgmt For For For
13 Liability Insurance of Mgmt For For For
Directors/Officers
14 Amendments to Articles Mgmt For For For
(D&O
Exemption)
15 Amendments to Articles Mgmt For Against Against
(Number of
Independent
Directors)
16 Updated Mgmt For For For
Indemnification of
Directors/Officers
17 Liability Exemption of Mgmt For Against Against
Directors/Officers
18 Employment Terms of CEO Mgmt For For For
________________________________________________________________________________
Opko Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
OPK CUSIP 68375N103 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip Frost Mgmt For For For
1.2 Elect Jane H. Hsiao Mgmt For For For
1.3 Elect Steven D. Rubin Mgmt For For For
1.4 Elect Robert Baron Mgmt For Withhold Against
1.5 Elect Thomas E. Beier Mgmt For For For
1.6 Elect Dmitry Kolosov Mgmt For Withhold Against
1.7 Elect Richard A. Lerner Mgmt For Withhold Against
1.8 Elect John A. Paganelli Mgmt For For For
1.9 Elect Richard C. Mgmt For Withhold Against
Pfenniger
1.10 Elect Alice Lin-Tsing Mgmt For For For
Yu
2 Approval of the 2016 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Orbotech Ltd.
Ticker Security ID: Meeting Date Meeting Status
ORBK CUSIP M75253100 08/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yochai Richter Mgmt For For For
2 Elect Yehudit Bronicki Mgmt For For For
3 Elect Dan Falk Mgmt For Against Against
4 Elect Miron Kenneth Mgmt For For For
5 Elect Jacob Richter Mgmt For For For
6 Elect Eliezer Tokman Mgmt For For For
7 Elect Shimon Ullman Mgmt For For For
8 Elect Arie Weisberg Mgmt For For For
9 Elect Avner Hermoni Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Equity-Based Incentive Mgmt For Against Against
Plan
12 Amendment to the 2005 Mgmt For Against Against
Directors
Plan
13 Ratify an Increase in Mgmt For Against Against
CEO
Pay
14 Declaration of Mgmt N/A Against N/A
Material
Interest
15 Increase in Authorized Mgmt For Against Against
Capital
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gillon Beck Mgmt For Against Against
2 Elect Dan Falk Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Osem Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
OSEM CINS M7575A103 03/17/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
________________________________________________________________________________
Osem Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
OSEM CINS M7575A103 07/14/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2014 Mgmt For For For
Financial
Statements
3 Election of Directors Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Service Terms of Mgmt For Against Against
Chairman
6 Bonus of CEO Mgmt For For For
7 Phantom Options of CEO Mgmt For For For
for
2015
8 Liability Insurance of Mgmt For For For
Directors &
Officers
________________________________________________________________________________
Osem Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
OSEM CINS M7575A103 12/03/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Klaus Zimmermann Mgmt For Against Against
3 Amendment of Licensing Mgmt For For For
Agreements with
Nestle
S.A.
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Partner Communications Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTNR CINS M78465107 10/27/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Report on Remuneration Mgmt For For For
of Auditor for
2014
4 Accounts and Reports Mgmt For For For
5 Election of Directors Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Directors' Fees (Osnat Mgmt For For For
Ronen and Arie
Steinberg)
9 Indemnification of Mgmt For For For
Yehuda
Saban
10 Elect Barry Ben Zeev Mgmt For For For
11 Severance of Former CEO Mgmt For For For
12 Employment Terms of CEO Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 11/26/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shaul Tzemach Mgmt For For For
________________________________________________________________________________
Perion Network Ltd.
Ticker Security ID: Meeting Date Meeting Status
PERI CUSIP M78673106 08/24/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Vorhaus Mgmt For For For
2 Elect Avichay Mgmt For For For
Nissenbaum
________________________________________________________________________________
Perion Network Ltd.
Ticker Security ID: Meeting Date Meeting Status
PERI CUSIP M78673106 12/31/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy Gen Mgmt For For For
2 Elect Osnat Ronen Mgmt For For For
3 Directors' Fees Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laurie Brlas Mgmt For For For
2 Elect Gary M. Cohen Mgmt For For For
3 Elect Marc Coucke Mgmt For For For
4 Elect Ellen R. Hoffing Mgmt For For For
5 Elect Michael J. Mgmt For For For
Jandernoa
6 Elect Gary K. Kunkle, Mgmt For For For
Jr.
7 Elect Herman Morris, Mgmt For For For
Jr.
8 Elect Donal O'Connor Mgmt For For For
9 Elect Joseph C. Papa Mgmt For For For
10 Elect Shlomo Yanai Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Authority to Mgmt For For For
Repurchase
Shares
14 Price Range for Mgmt For For For
Reissuance of
Treasury
Shares
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 11/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laurie Brlas Mgmt For For For
2 Elect Gary M. Cohen Mgmt For For For
3 Elect Marc Coucke Mgmt For For For
4 Elect Jacqualyn A. Mgmt For For For
Fouse
5 Elect Ellen R. Hoffing Mgmt For For For
6 Elect Michael J. Mgmt For For For
Jandernoa
7 Elect Gary K. Kunkle, Mgmt For For For
Jr.
8 Elect Herman Morris, Mgmt For For For
Jr.
9 Elect Donal O'Connor Mgmt For For For
10 Elect Joseph C. Papa Mgmt For For For
11 Elect Shlomo Yanai Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Authority to Mgmt For For For
Repurchase
Shares
15 Price Range for Mgmt For For For
Reissuance of
Treasury
Stock
16 Approve Amendments to Mgmt For For For
Memorandum of
Association
17 Adopt Revised Articles Mgmt For For For
of
Association
________________________________________________________________________________
Pluristem Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSTI CUSIP 72940R102 05/31/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zami Aberman Mgmt For For For
2 Elect Israel Ben-Yoram Mgmt For For For
3 Elect Isaac Braun Mgmt For For For
4 Elect Mark Germain Mgmt For For For
5 Elect Moria Kwiat Mgmt For For For
6 Elect Hava Meretzki Mgmt For For For
7 Elect Nachum Rosman Mgmt For For For
8 Elect Doron Shorrer Mgmt For For For
9 Elect Yaky Yanay Mgmt For Against Against
10 Approval of the 2016 Mgmt For Against Against
Equity Compensation
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS CINS M7S2CK109 05/10/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alastair Gordon Mgmt For For For
2 Elect Gal Haber Mgmt For For For
3 Elect Asaf Elimelech Mgmt For For For
4 Elect Inbal Marom Mgmt For For For
5 Elect Daniel King Mgmt For For For
6 Elect Charles Fairbairn Mgmt For Against Against
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Salary Increase of CEO Mgmt For Against Against
9 Directors' Fees Mgmt For For For
(Alastair
Gordon)
10 Directors' Fees Mgmt For For For
(Charles
Fairbairn)
11 Directors' Fees Mgmt For For For
(Daniel
King)
12 Equity Grants (Inbal Mgmt For Against Against
Marom)
13 Amendments to Articles Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS CINS M7S2CK109 07/16/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For Against Against
2 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Property & Building Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 09/20/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Property and Building Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 01/20/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yehezkel Daskal Mgmt For For For
________________________________________________________________________________
Property and Building Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 02/25/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Retirement Grant of Mgmt For For For
Former
Chairman
________________________________________________________________________________
Property and Building Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 04/07/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Fees Mgmt For For For
3 Indemnification of Mgmt For For For
Directors & Officers
(Controlling
Shareholders)
4 Liability Insurance of Mgmt For For For
Directors & Officers
(Controlling
Shareholders)
________________________________________________________________________________
Property and Building Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 05/09/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Joint Mgmt For For For
Auditor
________________________________________________________________________________
Property and Building Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 12/31/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2014 Mgmt For For For
Financial
Statements
3 Appointment of Auditor Mgmt For For For
4 Elect Tamar Goldenberg Mgmt For For For
5 Elect Eduardo Elsztain Mgmt For Against Against
6 Elect Alejandro Mgmt For For For
Gustavo
Elsztain
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Protalix BioTherapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLX CUSIP 74365A101 11/08/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shlomo Yanai Mgmt For For For
1.2 Elect Moshe Manor Mgmt For For For
1.3 Elect Amos Bar-Shalev Mgmt For For For
1.4 Elect Zeev Bronfeld Mgmt For Withhold Against
1.5 Elect Yodfat Harel Mgmt For For For
Buchris
1.6 Elect Roger Kornberg Mgmt For Withhold Against
1.7 Elect Aharon Schwartz Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Radware Ltd.
Ticker Security ID: Meeting Date Meeting Status
RDWR CUSIP M81873107 11/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yehuda Zisapel Mgmt For Against Against
2 Elect Avraham Asheri Mgmt For For For
3 Elect David Rubner as Mgmt For For For
an External
Director
4 Amendment of CEO Bonus Mgmt For For For
Scheme
5 Stock Option Grant to Mgmt For For For
CEO
6 Amendment of Mgmt For Against Against
Compensation
Policy
7 Stock Option Grant to Mgmt For Against Against
Chairman
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Rami Levy Chain Stores Limited
Ticker Security ID: Meeting Date Meeting Status
RMLI CINS M8194J103 03/23/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employment Terms of Mgmt For For For
Son-in-Law of
Controlling
Shareholder
2 Discussion of 2014 Mgmt For For For
Financial
Statements
3 Elect Rami Levy Mgmt For For For
4 Elect Ofir Atias Mgmt For Against Against
5 Elect Yaacov Avisar Mgmt For For For
6 Elect Mordechai Mgmt For For For
Berkovitch
7 Elect Dalia Itzik Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Redhill Biopharma Limited
Ticker Security ID: Meeting Date Meeting Status
RDHL CUSIP 757468103 02/16/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nurit Benjamini Mgmt For For For
2 Declaration of Mgmt N/A Against N/A
Material
Interest
3 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Redhill Biopharma Limited
Ticker Security ID: Meeting Date Meeting Status
RDHL CUSIP 757468103 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Shmuel Cabilly Mgmt For For For
3 Elect Dan Suesskind Mgmt For For For
4 Elect Rick D Scruggs Mgmt For For For
5 Compensation Policy Mgmt For Against Against
6 Declaration of Mgmt For Against Against
Material
Interest
7 Salary Increase and Mgmt For Against Against
Stock Options Grant
of
CEO
8 Declaration of Mgmt For Against Against
Material
Interest
9 Stock Options Grant of Mgmt For Against Against
Nurit Benjamini
(Non-Executive
Director)
10 Stock Options Grant of Mgmt For Against Against
Rick D. Scruggs
(Non-Executive
Director)
11 Stock Options Grant of Mgmt For Against Against
Shmuel Cabilly
(Non-Executive
Director)
12 Stock Options Grant of Mgmt For Against Against
Eric Swenden
(Non-Executive
Director)
13 Stock Options Grant of Mgmt For Against Against
Kenneth Reed
(Non-Executive
Director)
14 Stock Options Grant of Mgmt For Against Against
Dan Suesskind
(Non-Executive
Director)
15 Acceleration of Stock Mgmt For For For
Options of Aliza
Rotbard (Deceased
External
Director)
________________________________________________________________________________
Redhill Biopharma Limited
Ticker Security ID: Meeting Date Meeting Status
RDHL CUSIP 757468103 10/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Kenneth Reed Mgmt For For For
3 Elect Eric Swenden Mgmt For For For
________________________________________________________________________________
Rewalk Robotics
Ticker Security ID: Meeting Date Meeting Status
RWLK CUSIP M8216Q101 12/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeff Dykan Mgmt For For For
2 Elect Yasushi Ichiki Mgmt For For For
3 Amendment of 2014 Mgmt For Against Against
Incentive
Plan
4 Amendment of Mgmt For For For
Compensation
Policy
5 Compensation Terms of Mgmt For Against Against
CEO for
2015
6 Compensation Terms of Mgmt For For For
Chief Technology
Officer for
2015
7 Compensation Terms of Mgmt For For For
CEO for
2016
8 Amendments to Articles Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Safecharge International Group Limited
Ticker Security ID: Meeting Date Meeting Status
SCH CINS G7740U106 05/18/2016 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Roger Withers Mgmt For For For
4 Elect David Avgi Mgmt For For For
5 Elect Tim Mickley Mgmt For For For
6 Elect Yuval Ziv Mgmt For For For
7 Elect Edmond Warner Mgmt For For For
8 Elect John Le Poidevin Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Amendments to Articles Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sapiens International Corporation N.V.
Ticker Security ID: Meeting Date Meeting Status
SPNS CUSIP N7716A151 05/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Guy Bernstein Mgmt For For For
2 Elect Eyal Ben-Chlouche Mgmt For For For
3 Elect Roni Al Dor Mgmt For For For
4 Elect Yacov Elinav Mgmt For For For
5 Elect Uzi Netanel Mgmt For For For
6 Elect Naamit Salomon Mgmt For For For
7 Elect United Mgmt For For For
International Trust
N.V.
8 Approval of Annual Mgmt For For For
Report of
Management
9 Approval of 2015 Mgmt For For For
Annual Financial
Statements
10 Discharge of Board of Mgmt For For For
Directors
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Dividend Distribution Mgmt For For For
________________________________________________________________________________
Sapiens International Corporation N.V.
Ticker Security ID: Meeting Date Meeting Status
SPNS CUSIP N7716A151 10/27/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital and Other
Amendments
________________________________________________________________________________
Sarine Technologies Ltd
Ticker Security ID: Meeting Date Meeting Status
U77 CINS M8234Z109 04/19/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Remuneration Policy Mgmt For For For
5 CEO Remuneration Mgmt For For For
6 Directors' Remuneration Mgmt For For For
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Authority to Grant Mgmt For Against Against
Options and Issue
Shares Under Share
Option
Plans
9 Transaction of Other Mgmt For Against Against
Business
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sarine Technologies Ltd
Ticker Security ID: Meeting Date Meeting Status
U77 CINS M8234Z109 04/19/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation of Mgmt For Against Against
Daniel Benjamin
Glinert in 2015 Share
Option
Plan
2 Grant of Options under Mgmt For Against Against
the 2015 Share Option
Plan to Daniel
Benjamin
Glinert
3 Participation of Uzi Mgmt For Against Against
Levami in 2015 Share
Option
Plan
4 Grant of Options under Mgmt For Against Against
the 2015 Share Option
Plan to Uzi
Levami
5 Participation of Eyal Mgmt For Against Against
Mashiah in 2015 Share
Option
Plan
6 Grant of Options under Mgmt For Against Against
the 2015 Share Option
Plan to Eyal
Mashiah
7 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Shapir Engineering and Industry Ltd
Ticker Security ID: Meeting Date Meeting Status
SPEN CINS M8T68J105 09/10/2015 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Harel Shapira Mgmt For For For
3 Elect Israel Shapira Mgmt For For For
4 Elect Gil Shapira Mgmt For For For
5 Elect Chen Shapira Mgmt For For For
6 Elect Erez Balaga Mgmt For For For
7 Elect Yehuda Segev Mgmt For For For
8 Elect Eynat Tsafrir Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Compensation Policy Mgmt For For For
11 Service Terms of Mgmt For For For
Chairman
12 Transfer of Real Mgmt For For For
Estate from
Controlling
Shareholders to a
Subsidiary
13 Sale of Apartments by Mgmt For For For
a Subsidiary to a
Controlling
Shareholder and Board
Member
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 05/16/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For Against Against
Compensation
Policy
3 Employment Terms of CEO Mgmt For For For
4 Employment Terms of Mgmt For For For
Chairman
5 Liability Exemption of Mgmt For Against Against
Directors &
Officers
________________________________________________________________________________
Shikun and Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 04/11/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Compensation
Policy
3 Employment Terms of CEO Mgmt For For For
4 Employment Terms of Mgmt For For For
Chairman
5 Liability Exemption of Mgmt For Against Against
Directors &
Officers
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shikun and Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 12/31/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2014 Mgmt For For For
Financial
Statements
3 Elect Moshe Lahmany Mgmt For For For
4 Elect Efrat Peled Mgmt For For For
5 Elect Irit Izacson Mgmt For For For
6 Elect Nir Zichlinskey Mgmt For For For
7 Elect Ido Stern Mgmt For For For
8 Elect Tal Atsmon Mgmt For For For
9 Elect Shalom Simhon Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 03/31/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Services Mgmt For For For
Agreement with
Subsidiary
3 Liability Insurance of Mgmt For For For
Directors &
Officers
4 Employment Terms of Mgmt For For For
Controlling
Shareholder's
Son
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 05/10/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2014 and Mgmt For For For
2015 Financial
Statements
3 Re-Appointment of Mgmt For For For
Auditor and
Appointment of
Additional
Auditor
4 Elect Israel Berman Mgmt For For For
5 Elect Yakov Shalom Mgmt For For For
Fisher
6 Elect Ron Hadassi Mgmt For For For
7 Elect Isaac Idan Mgmt For For For
8 Elect Tsvi Ben Porat Mgmt For For For
9 Elect Diana Elsztain Mgmt For For For
Dan
10 Elect Ayelet Ben Ezer Mgmt For For For
11 Elect Mauricio Wior Mgmt For For For
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 05/24/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Eldad Avraham Mgmt For For For
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 06/28/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adjustment Grant of Mgmt For For For
Outgoing
Chairman
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 07/23/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Bar Haim Mgmt For For For
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 12/14/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment of Mgmt For For For
Compensation
Policy
3 Stock Options Grant of Mgmt For For For
CEO
________________________________________________________________________________
Silicom Ltd.
Ticker Security ID: Meeting Date Meeting Status
SILC CUSIP M84116108 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ayelet A. Hayak Mgmt For For For
as External
Director
2 Declaration of Mgmt N/A Against N/A
Material
Interest
3 Elect Ilan Erez as Mgmt For Against Against
External
Director
4 Declaration of Mgmt N/A Against N/A
Material
Interest
5 Grant of Options to Mgmt For Against Against
Active
Chairman
6 Grant of Options to Mgmt For Against Against
President and
CEO
7 Compensation Policy Mgmt For Against Against
8 Declaration of Mgmt N/A Against N/A
Material
Interest
9 Bonus Scheme of Mgmt For For For
Chairman
10 Declaration of Mgmt N/A Against N/A
Material
Interest
11 Bonus Scheme of CEO Mgmt For For For
12 Declaration of Mgmt N/A Against N/A
Material
Interest
13 Adoption of Classified Mgmt For Against Against
Board
14 Election of Directors Mgmt For Against Against
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Silicom Ltd.
Ticker Security ID: Meeting Date Meeting Status
SILC CUSIP M84116108 07/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
(Slate)
2 Elect Eli Doron Mgmt For For For
3 Grant of Options to Mgmt For For For
Active
Chairman
4 Declaration of Mgmt N/A Against N/A
Material
Interest
5 Grant of Options to Mgmt For For For
President and
CEO
6 Declaration of Mgmt For Against Against
Material
Interest
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sodastream International Ltd.
Ticker Security ID: Meeting Date Meeting Status
SODA CUSIP M9068E105 12/22/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanley Stern Mgmt For For For
2 Elect Jonathan Kolodny Mgmt For For For
3 Elect Richard Hunter Mgmt For For For
4 Stock Options of Mgmt For Against Against
Stanley
Stern
5 Stock Options of Mgmt For Against Against
Jonathan
Kolodny
6 Stock Options of Mgmt For Against Against
Richard
Hunter
7 Equity Grant of CEO Mgmt For Against Against
8 Equity and Cash Mgmt For Against Against
Bonuses of
CEO
9 Amendment to the 2010 Mgmt For Against Against
Employee Share Option
Plan
10 Repeal of Classified Mgmt For For For
Board
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Solaredge Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
SEDG CUSIP 83417M104 02/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yoni Cheifetz Mgmt For For For
2 Elect Dan Avida Mgmt For For For
3 Elect Doron Inbar Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stratasys, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSYS CUSIP M85548101 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elchanan Jaglom Mgmt For For For
2 Elect S. Scott Crump Mgmt For For For
3 Elect David Reis Mgmt For For For
4 Elect Edward J. Fierko Mgmt For For For
5 Elect Ilan Levin Mgmt For Against Against
6 Elect John J. McEleney Mgmt For For For
7 Elect Ziva Patir Mgmt For For For
8 Elect Victor Leventhal Mgmt For For For
as External
Director
9 Elect Haim Shani as Mgmt For For For
External
Director
10 Confirmation of Mgmt N/A For N/A
Personal Interest
Regarding Victor
Leventhal
11 Certification of Mgmt N/A For N/A
Personal Interest
Regarding Haim
Shani
12 Approval of Mgmt For For For
Independent Director
Compensation
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Stratasys, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSYS CUSIP M85548101 10/09/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elchanan Jaglom Mgmt For For For
2 Elect S. Scott Crump Mgmt For For For
3 Elect David Reis Mgmt For For For
4 Elect Edward J. Fierko Mgmt For For For
5 Elect Ilan Levin Mgmt For Against Against
6 Elect John J. McEleney Mgmt For For For
7 Elect Ziva Patir Mgmt For For For
8 Elect Clifford H. Mgmt For For For
Schwieter
9 Approval of a Cash Mgmt For For For
Bonus to be Paid to
CEO David
Reis
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Strauss Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
STRS CINS M8553H110 07/14/2015 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2014 Mgmt For For For
Financial
Statements
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Adi Strauss Mgmt For For For
5 Elect Meir Shani Mgmt For For For
6 Elect Dalia Lev Mgmt For For For
7 Amendments to Articles Mgmt For Against Against
8 Amendments to Mgmt For Against Against
Compensation
Policy
9 Liability Exemption of Mgmt For Against Against
Directors &
Officers
10 Liability Exemption of Mgmt For Against Against
CEO
11 Liability Exemption of Mgmt For Against Against
Directors & Officers
(Controlling
Shareholders)
________________________________________________________________________________
SuperCom Ltd
Ticker Security ID: Meeting Date Meeting Status
SPCB CUSIP M87095119 09/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Election of Directors Mgmt For Against Against
(Slate)
3 Elect Shlomit Sarusi Mgmt For For For
as External
Director
4 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
Taro Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TARO CUSIP M8737E108 12/24/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dilip S. Shanghvi Mgmt For For For
2 Elect Kal Sundaram Mgmt For For For
3 Elect Sudhir V. Valia Mgmt For For For
4 Elect James Kedrowski Mgmt For For For
5 Elect Dov Pekelman Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Telit Communications Plc
Ticker Security ID: Meeting Date Meeting Status
TCM CINS G87535103 05/24/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Davidi Gilo Mgmt For Against Against
7 Elect Ram Zeevi Mgmt For For For
8 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
9 Scrip Dividend Mgmt For For For
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Telit Communications Plc
Ticker Security ID: Meeting Date Meeting Status
TCM CINS G87535103 12/02/2015 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CINS M8769Q102 04/18/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yitzhak Peterburg Mgmt For For For
3 Elect Arie S. Mgmt For For For
Belldegrun
4 Elect Amir Elstein Mgmt For For For
5 Amendment of Mgmt For Against Against
Compensation
Policy
6 Salary Increase of CEO Mgmt For For For
7 Amendment of CEO's Mgmt For For For
Bonus
Scheme
8 Amendment of CEO's Mgmt For For For
Annual Equity
Grants
9 Amendment of 2015 Mgmt For For For
Long-Term
Equity-Based
Incentive
Plan
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CINS M8769Q102 09/03/2015 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Roger Abravanel Mgmt For For For
3 Elect Rosemary A. Crane Mgmt For For For
4 Elect Gerald M. Mgmt For For For
Lieberman
5 Elect Galia Maor Mgmt For For For
6 Elect Gabrielle Mgmt For For For
Greene-Sulzberger
7 Amendment to Mgmt For Against Against
Compensation
Policy
8 Remuneration of Mgmt For Against Against
Directors
9 Remuneration of Mgmt For For For
Chairman
10 Salary Increase of CEO Mgmt For For For
11 Special Bonus of CEO Mgmt For For For
12 2015 Long-Term Mgmt For For For
Equity-Based
Incentive
Plan
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CINS M8769Q102 11/05/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Creation of Preferred Mgmt For For For
Shares
________________________________________________________________________________
The Azrieli Group
Ticker Security ID: Meeting Date Meeting Status
AZRG CINS M1571Q105 03/06/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Mgmt For For For
Remaining Share in
Subsidiary
3 Elect Danna Azrieli Mgmt For For For
4 Elect Sharon Azrieli Mgmt For For For
5 Elect Naomi Azrieli Mgmt For For For
6 Elect Joseph Mgmt For For For
Ciechanover
7 Elect Tzipora Carmon Mgmt For For For
8 Elect Oran Dror Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Discussion of 2014 Mgmt For For For
Financial
Statements
________________________________________________________________________________
The Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7918D145 01/24/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Lee Mgmt For For For
3 Elect Guangchang Guo Mgmt For For For
4 Elect Lan Kang Mgmt For For For
5 Elect Monish K. Dutt Mgmt For For For
6 Elect Xiaoyong Wu Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7918D145 11/16/2015 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Avraham Harel Mgmt For Against Against
5 Elect Moshe Abramovitch Mgmt For For For
________________________________________________________________________________
Tower Semiconductor Ltd.
Ticker Security ID: Meeting Date Meeting Status
TSEM CUSIP M87915274 06/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amir Elstein Mgmt For For For
2 Elect Kalman Kaufman Mgmt For For For
3 Elect Dana Gross Mgmt For For For
4 Elect Rami Guzman Mgmt For For For
5 Elect Yoav Chelouche Mgmt For For For
6 Elect Rony Ross Mgmt For For For
7 Elect Iris Avner as Mgmt For For For
External
Director
8 Declaration of Mgmt N/A Against N/A
Material
Interest
9 Appoint Amir Elstein Mgmt For For For
as
Chairman
10 Compensation Policy Mgmt For For For
11 Declaration of Mgmt N/A Against N/A
Material
Interest
12 Salary Increase for CEO Mgmt For For For
13 Declaration of Mgmt N/A Against N/A
Material
Interest
14 Equity Grant for CEO Mgmt For For For
15 Declaration of Mgmt N/A Against N/A
Material
Interest
16 Liability Insurance of Mgmt For For For
Directors/Officers
17 Declaration of Mgmt N/A Against N/A
Material
Interest
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Tower Semiconductor Ltd.
Ticker Security ID: Meeting Date Meeting Status
TSEM CUSIP M87915274 09/10/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amir Elstein Mgmt For For For
2 Elect Kalman Kaufman Mgmt For For For
3 Elect Dana Gross Mgmt For For For
4 Elect Rami Guzman Mgmt For For For
5 Elect Sagi Kabla Mgmt For For For
6 Appoint Amir Elstein Mgmt For For For
as
Chairman
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Varonis Systems Inc
Ticker Security ID: Meeting Date Meeting Status
VRNS CUSIP 922280102 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin Comolli Mgmt For Withhold Against
1.2 Elect John J. Gavin, Mgmt For For For
Jr.
1.3 Elect Fred Van Den Mgmt For For For
Bosch
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Verint Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
VRNT CUSIP 92343X100 06/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan Bodner Mgmt For For For
1.2 Elect Victor A. Mgmt For For For
DeMarines
1.3 Elect John Egan Mgmt For For For
1.4 Elect Larry Myers Mgmt For For For
1.5 Elect Richard Mgmt For For For
Nottenburg
1.6 Elect Howard Safir Mgmt For For For
1.7 Elect Earl Shanks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Wix.Com Ltd.
Ticker Security ID: Meeting Date Meeting Status
WIX CUSIP M98068105 09/21/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yuval Cohen Mgmt For For For
2 Elect Roy Saar Mgmt For For For
3 Indemnification of Mgmt For For For
Directors/Officers
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
XLMedia Plc
Ticker Security ID: Meeting Date Meeting Status
XLM CINS G9828U107 05/31/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Amit Ben-Yehuda Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors Junior Gold Miners ETF
________________________________________________________________________________
Alacer Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ASR CINS 010679108 05/25/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rodney P. Antal Mgmt For For For
3 Elect Thomas R. Bates, Mgmt For For For
Jr.
4 Elect Edward C. Mgmt For For For
Dowling,
Jr.
5 Elect Richard P. Graff Mgmt For For For
6 Elect Anna Kolonchina Mgmt For For For
7 Elect Alan P. Krusi Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/13/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark J. Daniel Mgmt For For For
1.2 Elect Patrick D. Downey Mgmt For For For
1.3 Elect David Fleck Mgmt For For For
1.4 Elect David Gower Mgmt For For For
1.5 Elect Claire Kennedy Mgmt For For For
1.6 Elect John A. McCluskey Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For For For
1.9 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
4 Shareholder Rights Plan Mgmt For For For
5 Amendment to Bylaws Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Argonaut Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AR CINS 04016A101 05/03/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter C. Mgmt For For For
Dougherty
3 Elect James E. Kofman Mgmt For For For
4 Elect Christopher R. Mgmt For For For
Lattanzi
5 Elect Peter Mordaunt Mgmt For For For
6 Elect Dale C. Peniuk Mgmt For For For
7 Elect Audra Walsh Mgmt For For For
8 Elect Ian Atkinson Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendment to the 2010 Mgmt For For For
Share Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Asanko Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AKG CINS 04341Y105 06/16/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Colin G. Steyn Mgmt For For For
4 Elect Peter Breese Mgmt For For For
5 Elect Shawn K. Wallace Mgmt For For For
6 Elect Gordon J. Mgmt For For For
Fretwell
7 Elect Marcel de Groot Mgmt For For For
8 Elect Michael Price Mgmt For For For
9 Elect William Smart Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Clive T. Johnson Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For Withhold Against
2.4 Elect Barry D. Rayment Mgmt For For For
2.5 Elect Jerry R. Korpan Mgmt For For For
2.6 Elect Bongani Mtshisi Mgmt For For For
2.7 Elect Kevin Bullock Mgmt For Withhold Against
2.8 Elect George Johnson Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Beadell Resources Limited
Ticker Security ID: Meeting Date Meeting Status
BDR CINS Q1398U103 01/21/2016 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve 2015 Employee Mgmt For For For
Option
Scheme
3 Elect Glenton Masterman Mgmt For For For
4 Elect Brant Hinze Mgmt For For For
5 Elect Timo Jauristo Mgmt For For For
6 Equity Grant (Chairman Mgmt For For For
Craig
Readhead)
7 Equity Grant (MD/CEO Mgmt For For For
Simon
Jackson)
8 Equity Grant Mgmt For For For
(Executive Director
Glen
Masterman)
9 Equity Grant (NED Mgmt For For For
Brant
Hinze)
10 Equity Grant (NED Timo Mgmt For For For
Jauristo)
________________________________________________________________________________
Beadell Resources Limited
Ticker Security ID: Meeting Date Meeting Status
BDR CINS Q1398U103 03/24/2016 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Issue of Mgmt For For For
Securities (Tranche
1)
3 Approve Issue of Mgmt For For For
Securities (Tranche
2)
4 Approve Issue of Mgmt For For For
Securities (Chairman
Craig
Redhead)
5 Approve Issue of Mgmt For For For
Securities (NED Brant
Hinze)
6 Approve Issue of Mgmt For For For
Securities (NED Timo
Jauristo)
7 Approve Issue of Mgmt For For For
Securities (MD/CEO
Simon
Jackson)
8 Approve Issue of Mgmt For For For
Securities (Executive
Director Glen
Masterman)
________________________________________________________________________________
Beadell Resources Limited
Ticker Security ID: Meeting Date Meeting Status
BDR CINS Q1398U103 05/18/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Craig L. Mgmt For For For
Readhead
4 Renew Performance Mgmt For For For
Rights
Plan
5 Approve Termination Mgmt For For For
Payments
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/11/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Josef El-Raghy Mgmt For For For
6 Elect Andrew M. Pardey Mgmt For For For
7 Elect Trevor Schultz Mgmt For For For
8 Elect Gordon E. Haslam Mgmt For For For
9 Elect Mark R. Arnesen Mgmt For For For
10 Elect Mark Bankes Mgmt For For For
11 Elect Kevin M. Mgmt For For For
Tomlinson
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Gold International Resources Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CGG CINS 16890P103 06/22/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Size Mgmt For For For
4 Elect Xin Song Mgmt For For For
5 Elect Bing Liu Mgmt For For For
6 Elect Lianzhong Sun Mgmt For For For
7 Elect Liangyou Jiang Mgmt For For For
8 Elect Ian He Mgmt For For For
9 Elect Yunfei Chen Mgmt For For For
10 Elect Gregory Hall Mgmt For For For
11 Elect John King Burns Mgmt For For For
12 Elect Xiangdong Jiang Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
17 Loan Framework Mgmt For For For
Agreement
18 Adoption of New Mgmt For Against Against
Articles
19 Transaction of Other Mgmt For Against Against
Business
20 Authority For Mgmt For Against Against
Proxyholders to Vote
on
Amended
Proposals
________________________________________________________________________________
China Precious Metal Resources Holdings
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G2158B104 01/25/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Mgmt For For For
Convertible Debt
Bonds
4 Increase in Authorized Mgmt For For For
Capital
5 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
6 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
China Precious Metal Resources Holdings
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G2158B104 02/25/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Precious Metal Resources Holdings
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G2158B104 03/10/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Terms of Mgmt For For For
Convertible
Bonds
4 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
5 Authority to Amend Mgmt For For For
Execution
Requirements of
Convertible Bond
Amendments
6 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
China Precious Metal Resources Holdings
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G2158B104 03/12/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Capital
4 Approval of the Mgmt For For For
Placing Agreement and
the General
Subscription
Agreements
5 Approval of the Munsun Mgmt For For For
Subscription
Agreement
6 Approval of the Tai Mgmt For For For
Ning Subscription
Agreement
7 Approval of the Munsun Mgmt For For For
Loan Capitalization
Agreement and the
Munsun Asia Loan
Capitalization
Agreement
8 Renewal of Authority Mgmt For Against Against
to Issue Shares w/o
Preemptive
Rights
________________________________________________________________________________
China Precious Metal Resources Holdings
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G2158B104 06/24/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Patrick WONG Mgmt For Against Against
Lung
Tak
5 Elect CHAN Kin Sang Mgmt For Against Against
6 Elect XIAO Rong Ge Mgmt For Against Against
7 Elect LI Xianghong Mgmt For For For
8 Elect ZHANG Lirui Mgmt For For For
9 Elect LIU Liyang Mgmt For For For
10 Elect WANG Hao Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Silver Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
0815 CINS G21177103 11/09/2015 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Refreshment of Mgmt For Against Against
Authority to Issue
Shares w/o Preemptive
Rights
4 Refreshment of Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Kevin S. Mgmt For For For
Crutchfield
3 Elect Sebastian Edwards Mgmt For For For
4 Elect Randolph E. Gress Mgmt For For For
5 Elect Mitchell J. Krebs Mgmt For For For
6 Elect Robert E. Mellor Mgmt For For For
7 Elect John H. Robinson Mgmt For For For
8 Elect J. Kenneth Mgmt For For For
Thompson
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Continental Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CNL CINS 21146A108 06/07/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Leon Teicher Mgmt For For For
3 Elect Ari B. Sussman Mgmt For For For
4 Elect Martin Carrizosa Mgmt For For For
5 Elect Claudia Jimenez Mgmt For For For
6 Elect Rene Marion Mgmt For For For
7 Elect Paul J. Murphy Mgmt For For For
8 Elect Kenneth G. Thomas Mgmt For For For
9 Elect Timothy A. Warman Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Dundee Precious Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
DPM CINS 265269209 05/05/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect R. Peter Gillin Mgmt For For For
3 Elect Jonathan C. Mgmt For For For
Goodman
4 Elect Richard Howes Mgmt For For For
5 Elect W. Murray John Mgmt For For For
6 Elect Jeremy Kinsman Mgmt For For For
7 Elect Garth A.C. MacRae Mgmt For Against Against
8 Elect Peter Nixon Mgmt For For For
9 Elect Marie-Anne Tawil Mgmt For For For
10 Elect Anthony Walsh Mgmt For Against Against
11 Elect Donald Young Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R158 04/21/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
3 Private Placement Mgmt For For For
4 Increase in Authorized Mgmt For For For
Capital
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R158 06/28/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael E. Mgmt For Against Against
Beckett
3 Elect Wayne McManus Mgmt For For For
4 Elect Ian Henderson Mgmt For For For
5 Elect Miquel Rodriguez Mgmt For For For
6 Elect Ian D. Cockerill Mgmt For For For
7 Elect Frank Giustra Mgmt For For For
8 Elect Naguib Sawiris Mgmt For For For
9 Elect Sebastien de Mgmt For For For
Montessus
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R109 11/05/2015 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
3 Share Consolidation Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Endeavour Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
EDR CUSIP 29258Y103 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ricardo M. Campoy Mgmt For For For
1.2 Elect Bradford J. Cooke Mgmt For For For
1.3 Elect Geoffrey A. Mgmt For For For
Handley
1.4 Elect Rex J. McLennan Mgmt For For For
1.5 Elect Kenneth Pickering Mgmt For For For
1.6 Elect Mario Szotlender Mgmt For For For
1.7 Elect Godfrey J. Walton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 07/30/2015 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Shares to Mgmt For For For
La Mancha for
Acquisition
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/25/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Graham R. Mgmt For For For
Freestone
4 Elect Naguib Sawiris Mgmt For For For
5 Elect Sebastien de Mgmt For For For
Montessus
6 Increase in NEDs' Fee Mgmt For For For
Cap
7 Equity Grant Mgmt For For For
(Executive Chairman
Jake
Klein)
8 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrie
Conway)
9 Approve Financial Mgmt For For For
Assistance (Cowal Pty
Limited)
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Ramon Davila Mgmt For For For
2.3 Elect Robert A. Mgmt For For For
McCallum
2.4 Elect Douglas Penrose Mgmt For For For
2.5 Elect Tony Pezzotti Mgmt For For For
2.6 Elect David Shaw Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 09/25/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance for Mgmt For For For
Acquisition
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CUSIP 349915108 06/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Jorge Ganoza Mgmt For For For
Durant
2.2 Elect Simon Ridgway Mgmt For For For
2.3 Elect Michael Iverson Mgmt For For For
2.4 Elect Mario Szotlender Mgmt For Withhold Against
2.5 Elect Robert Gilmore Mgmt For For For
2.6 Elect Thomas Kelly Mgmt For Withhold Against
2.7 Elect David Farrell Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
G-Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
1051 CINS G4111M102 03/08/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Disposal Mgmt For Against Against
________________________________________________________________________________
Gold Resource Corp.
Ticker Security ID: Meeting Date Meeting Status
GORO CUSIP 38068T105 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bill M. Conrad Mgmt For Withhold Against
1.2 Elect Jason D. Reid Mgmt For For For
1.3 Elect Gary C. Huber Mgmt For For For
1.4 Elect Alex G. Morrison Mgmt For For For
2 Approval of the 2016 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Guyana Goldfields Inc.
Ticker Security ID: Meeting Date Meeting Status
GUY CINS 403530108 05/09/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alan Ferry Mgmt For For For
3 Elect J. Patrick Mgmt For For For
Sheridan
4 Elect Scott Caldwell Mgmt For For For
5 Elect Daniel Noone Mgmt For For For
6 Elect Jean-Pierre Mgmt For For For
Chauvin
7 Elect Michael Richings Mgmt For For For
8 Elect Rene Marion Mgmt For For For
9 Elect Wendy Kei Mgmt For For For
10 Elect David Beatty Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/23/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Fikile De Buck Mgmt For For For
2 Re-elect Modise Motloba Mgmt For For For
3 Re-elect Patrice Mgmt For For For
Motsepe
4 Re-elect Joaquim Mgmt For For For
Chissano
5 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Wetton)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Simo
Lushaba)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Modise
Motloba)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
10 Appointment of Auditor Mgmt For For For
11 Approve Remuneration Mgmt For For For
Policy
12 General Authority to Mgmt For For For
Issue Shares for
Cash
13 Approve Amendments to Mgmt For For For
2006 Share
Plan
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ted Crumley Mgmt For For For
1.2 Elect Terry V. Rogers Mgmt For For For
1.3 Elect Charles B. Mgmt For Withhold Against
Stanley
2 Elimination of Mgmt For For For
Supermajority
Requirement
3 Amendment to Permit Mgmt For For For
Shareholders to Call
a Special
Meeting
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Highland Gold Mining Limited
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/25/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Eugene Shvidler Mgmt For Abstain Against
4 Elect Terry Robinson Mgmt For Abstain Against
5 Elect Colin Belshaw Mgmt For Abstain Against
6 Appointment of Auditor Mgmt For Abstain Against
7 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald Charter Mgmt For For For
1.3 Elect Sybil Veenman Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Stephen J.J. Mgmt For For For
Letwin
1.6 Elect Mahendra Naik Mgmt For For For
1.7 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kingsgate Consolidated Limited
Ticker Security ID: Meeting Date Meeting Status
KCN CINS Q5318K103 11/26/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Sharon Skeggs Mgmt For For For
3 Re-elect Peter McAleer Mgmt For For For
4 Re-elect Peter Mgmt For For For
Alexander
5 Elect James Howard Mgmt Against Against For
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
Kirkland Lake Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
KGI CINS 49740P106 01/19/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kirkland Lake Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
KGI CINS 49740P106 06/13/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect George O. Ogilvie Mgmt For For For
3 Elect Eric S. Sprott Mgmt For For For
4 Elect Barry R. Cooper Mgmt For For For
5 Elect Pamela J. Klessig Mgmt For For For
6 Elect Jeffrey S. Parr Mgmt For For For
7 Elect Barry P. Olson Mgmt For For For
8 Elect Dawn P. Whittaker Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Kirkland Lake Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
KGI CINS 49740P106 10/22/2015 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Directors Mgmt For For For
3 Elect George O. Ogilvie Mgmt For For For
4 Elect Barry R. Cooper Mgmt For For For
5 Elect Pamela J. Klessig Mgmt For For For
6 Elect Jeffrey S. Parr Mgmt For For For
7 Elect Barry P. Olson Mgmt For For For
8 Elect Dawn P. Whittaker Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 New Incentive Plan Mgmt For For For
________________________________________________________________________________
Lake Shore Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
LSG CINS 510728108 03/31/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CINS 55903Q104 06/15/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter D. Barnes Mgmt For For For
3 Elect Richard P. Clark Mgmt For For For
4 Elect Richard M. Mgmt For For For
Colterjohn
5 Elect Daniel T. Mgmt For For For
MacInnis
6 Elect George N. Mgmt For For For
Paspalas
7 Elect Jonathan A. Mgmt For For For
Rubenstein
8 Elect Derek C. White Mgmt For For For
9 Elect Jill D. Leversage Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 05/31/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Allen V. Ambrose Mgmt For For For
1.3 Elect Michele L. Ashby Mgmt For For For
1.4 Elect Leanne M. Baker Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Brissenden
1.6 Elect Gregory P. Mgmt For For For
Fauquier
1.7 Elect Donald R. M. Mgmt For For For
Quick
1.8 Elect Michael L. Stein Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/30/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Christopher Mgmt For For For
K.
Rowe
4 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
Novagold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
NG CUSIP 66987E206 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon E. Dowdall Mgmt For For For
2 Elect Marc Faber Mgmt For For For
3 Elect Thomas S. Kaplan Mgmt For For For
4 Elect Gregory Lang Mgmt For For For
5 Elect Gillyeard Mgmt For For For
Leathley
6 Elect Igor Levental Mgmt For For For
7 Elect Kalidas Mgmt For For For
Madhavpeddi
8 Elect Gerald McConnell Mgmt For For For
9 Elect Clynton Nauman Mgmt For For For
10 Elect Rick Van Mgmt For Abstain Against
Nieuwenhuyse
11 Elect Anthony Walsh Mgmt For Abstain Against
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS 675222103 09/28/2015 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Issuance for Mgmt For For For
Acquisition
________________________________________________________________________________
Osisko Gold Royalties Limited
Ticker Security ID: Meeting Date Meeting Status
OR CINS 68827L101 05/04/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Francoise Mgmt For For For
Bertrand
3 Elect Victor H. Bradley Mgmt For For For
4 Elect John Burzynski Mgmt For For For
5 Elect Christopher C. Mgmt For For For
Curfman
6 Elect Joanne Ferstman Mgmt For For For
7 Elect Andre Gaumond Mgmt For Against Against
8 Elect Pierre Labbe Mgmt For For For
9 Elect Charles E. Page Mgmt For Against Against
10 Elect Sean Roosen Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP 697900108 05/11/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Ross J. Beaty Mgmt For For For
2.2 Elect Michael Steinmann Mgmt For For For
2.3 Elect Michael L. Mgmt For For For
Carroll
2.4 Elect C. Noel Dunn Mgmt For For For
2.5 Elect Neil de Gelder Mgmt For For For
2.6 Elect David C. Press Mgmt For For For
2.7 Elect Walter T. Mgmt For For For
Segsworth
2.8 Elect Gillian D. Mgmt For For For
Winckler
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Paramount Gold Nevada Corp.
Ticker Security ID: Meeting Date Meeting Status
PZG CUSIP 69924M109 06/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Paramount Gold Nevada Corp.
Ticker Security ID: Meeting Date Meeting Status
PZG CUSIP 69924M109 12/17/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David S. Smith Mgmt For For For
1.2 Elect Glen Van Treek Mgmt For For For
1.3 Elect Christopher Mgmt For For For
Reynolds
1.4 Elect John Carden Mgmt For For For
1.5 Elect Eliseo Mgmt For For For
Gonzalez-Urien
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 05/10/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Carlos J. Miguens Mgmt For For For
3 Elect Gonzalo Tanoira Mgmt For For For
4 Elect Christopher Van Mgmt For For For
Tienhoven
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 05/10/2016 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Waiver of Mandatory Mgmt For Against Against
Takeover
Requirement
2 Subscription and Open Mgmt For For For
Offer
3 Disapplication of Mgmt For For For
Preemption Rights
(Subscription and
General
Authority)
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Premier Gold Mines Limited
Ticker Security ID: Meeting Date Meeting Status
PG CINS 74051D104 06/23/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John A. Begeman Mgmt For For For
3 Elect Ewan S. Downie Mgmt For For For
4 Elect Claude Lemasson Mgmt For For For
5 Elect Ronald Little Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect John Seaman Mgmt For Against Against
8 Elect Michael Vitton Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Share Option Plan Mgmt For For For
Renewal
11 Amendment to the Share Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/12/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert Mgmt For For For
Quartermain
2.2 Elect C. Noel Dunn Mgmt For For For
2.3 Elect Ross A. Mitchell Mgmt For For For
2.4 Elect Joseph J. Ovsenek Mgmt For For For
2.5 Elect George Paspalas Mgmt For For For
2.6 Elect Peter Birkey Mgmt For For For
2.7 Elect Shaoyang Shen Mgmt For For For
2.8 Elect Nicole S. Mgmt For For For
Adshead-Bell
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
5 RSU Plan Mgmt For Against Against
6 Shareholder Rights Mgmt For For For
Plan
Renewal
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Primero Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
P CUSIP 74164W106 05/04/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wade Nesmith Mgmt For For For
1.2 Elect Joseph Conway Mgmt For For For
1.3 Elect David Demers Mgmt For For For
1.4 Elect Grant A. Edey Mgmt For Withhold Against
1.5 Elect Ernest Mast Mgmt For For For
1.6 Elect Eduardo Luna Mgmt For Withhold Against
1.7 Elect Robert Mgmt For For For
Quartermain
1.8 Elect Michael Riley Mgmt For For For
1.9 Elect Brad Marchant Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Approval of the 2013 Mgmt For Against Against
Phantom Share Unit
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Real Gold Mining Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS G74099105 06/30/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Against Against
for
2011
4 Accounts and Reports Mgmt For Against Against
for
2012
5 Accounts and Reports Mgmt For For For
for
2013
6 Accounts and Reports Mgmt For For For
for
2014
7 Accounts and Reports Mgmt For For For
for
2015
8 Elect LU Tianjun Mgmt For Against Against
9 Elect MA Wenxue Mgmt For For For
10 Elect CUI Jie Mgmt For For For
11 Elect LI Qing Mgmt For For For
12 Elect WANG Chunqi Mgmt For For For
13 Elect Sean ZHANG Mgmt For For For
14 Elect LI Xiaoping Mgmt For Against Against
15 Elect ZHAO Enguang Mgmt For For For
16 Elect YANG Yicheng Mgmt For For For
17 Elect LIU Aiguo Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
20 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Issue Mgmt For Against Against
Repurchased
Shares
23 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Regis Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRL CINS Q8059N120 11/12/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Re-elect Ross Kestel Mgmt For For For
4 Equity Grant (MD Mark Mgmt For Against Against
Clark)
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 11/24/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect John Paul Welborn Mgmt For For For
4 Re-elect Peter R. Mgmt For Against Against
Sullivan
5 Re-elect Henry Price Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
John
Welborn)
________________________________________________________________________________
Romarco Minerals Inc.
Ticker Security ID: Meeting Date Meeting Status
R CINS 775903206 09/28/2015 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sandstorm Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 06/08/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David De Witt Mgmt For For For
2.4 Elect Andrew T. Mgmt For Withhold Against
Swarthout
2.5 Elect John P.A. Mgmt For Withhold Against
Budreski
2.6 Elect Mary L. Little Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of Mgmt For For For
Unallocated Options
under Stock Option
Plan
5 Amendment to the Stock Mgmt For For For
Option
Plan
6 Amendment to the Mgmt For For For
Restricted Share
Plan
7 Amendment to Articles Mgmt For For For
Regarding
Quorum
8 Amendments to Articles Mgmt For For For
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 11/25/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mark A. Connelly Mgmt For For For
3 Re-elect Geoffrey Mgmt For For For
Clifford
4 Remuneration Report Mgmt For Against Against
5 Equity Grant (MD Mgmt For Against Against
Raleigh
Finlayson)
________________________________________________________________________________
Seabridge Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
SEA CUSIP 811916105 06/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Frederick Mgmt For Withhold Against
Banfield
1.2 Elect Douglas Barr Mgmt For For For
1.3 Elect Rudi P. Fronk Mgmt For For For
1.4 Elect Eliseo Mgmt For For For
Gonzalez-Urien
1.5 Elect Richard C. Kraus Mgmt For For For
1.6 Elect Jay Layman Mgmt For For For
1.7 Elect John Sabine Mgmt For For For
1.8 Elect Gary Sugar Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Amendment to the Stock Mgmt For For For
Option
Plan
5 Approval of Option Mgmt For For For
Grant to New
Director
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
SEMAFO Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/12/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Terence F. Bowles Mgmt For For For
3 Elect Benoit Desormeaux Mgmt For For For
4 Elect Flore Konan Mgmt For For For
5 Elect Jean Lamarre Mgmt For For For
6 Elect John LeBoutillier Mgmt For For For
7 Elect Gilles Masson Mgmt For For For
8 Elect Lawrence I. Mgmt For For For
McBrearty
9 Elect Tertius Zongo Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Advisory Resolution on Mgmt For For For
Approach to Executive
Compensation
________________________________________________________________________________
Silver Standard Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
SSO CUSIP 82823L106 05/18/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Peter W. Tomsett Mgmt For For For
2.2 Elect A.E. Michael Mgmt For For For
Anglin
2.3 Elect Gustavo A. Mgmt For For For
Herrero
2.4 Elect Beverlee F. Park Mgmt For For For
2.5 Elect Richard D. Mgmt For For For
Paterson
2.6 Elect Steven P. Reid Mgmt For For For
2.7 Elect Paul Benson Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Silvercorp Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
SVM CUSIP 82835P103 09/18/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Rui Feng Mgmt For For For
2.2 Elect S. Paul Simpson Mgmt For For For
2.3 Elect David Kong Mgmt For For For
2.4 Elect Yikang Liu Mgmt For For For
2.5 Elect Malcolm Swallow Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sulliden Mining Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
SMC CINS 865125108 12/21/2015 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Stan Bharti Mgmt For For For
3 Elect C. Justin Reid Mgmt For For For
4 Elect Peter Tagliamonte Mgmt For For For
5 Elect Diane Lai Mgmt For For For
6 Elect Bruce Humphrey Mgmt For For For
7 Elect Pierre Pettigrew Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Teranga Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
TGZ CINS 880797105 06/07/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Alan R. Hill Mgmt For For For
4 Elect Richard S. Young Mgmt For For For
5 Elect Christopher R. Mgmt For For For
Lattanzi
6 Elect Jendayi Frazer Mgmt For For For
7 Elect Edward S. Mgmt For For For
Goldenberg
8 Elect David J. Mimran Mgmt For For For
9 Elect Alan R. Thomas Mgmt For For For
10 Elect Frank D. Wheatley Mgmt For For For
11 Elect William J. Biggar Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CINS 891054108 06/09/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Fred Stanford Mgmt For For For
3 Elect Michael Murphy Mgmt For For For
4 Elect A. Terrance Mgmt For Against Against
MacGibbon
5 Elect David Fennell Mgmt For Against Against
6 Elect James Crombie Mgmt For Against Against
7 Elect Frank Davis Mgmt For For For
8 Elect Andrew Adams Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Employee Share Unit Mgmt For Against Against
Plan
11 Amendment to the Stock Mgmt For For For
Option
Plan
12 Amendment to the RSU Mgmt For Against Against
Plan
13 Share Consolidation Mgmt For For For
Fund Name : VanEck Vectors Morningstar International Moat ETF
________________________________________________________________________________
Agricultural Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 03/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Tier-2 Capital
Instruments
3 Fixed Asset Investment Mgmt For For For
Budget for
2016
4 Elect ZHAO Huan Mgmt For For For
5 Elect WANG Xinxin Mgmt For For For
________________________________________________________________________________
Agricultural Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 12/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LOU Wenlong Mgmt For For For
3 Elect Francis YUEN Tin Mgmt For For For
Fan
4 Directors' and Mgmt For For For
Supervisors'
Remuneration
2013
5 Directors' and Mgmt For For For
Supervisors'
Remuneration
2014
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ainsworth Game Technology Limited
Ticker Security ID: Meeting Date Meeting Status
AGI CINS Q01694100 06/27/2016 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Majority Stake Sale Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Bilbao Vizcaya Argentaria S.A.
Ticker Security ID: Meeting Date Meeting Status
BBVA CINS E11805103 03/10/2016 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Elect Francisco Mgmt For For For
Gonzalez
Rodriguez
6 Ratify Co-option and Mgmt For For For
Elect Carlos Torres
Vila
7 Elect Andrew Stott Mgmt For For For
8 Elect Sunir Kapoor Mgmt For For For
9 First Capitalisation Mgmt For For For
of Reserves for Bonus
Issue
10 Second Capitalisation Mgmt For For For
of Reserves for Bonus
Issue
11 Third Capitalisation Mgmt For For For
of Reserves for Bonus
Issue
12 Fourth Capitalisation Mgmt For For For
of Reserves for Bonus
Issue
13 Deferred Share Plan Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authorisation of Legal Mgmt For For For
Formalities
16 Remuneration Report Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 12/04/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Assured Mgmt For For For
Entitlement
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 12/04/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHU Hexin Mgmt For For For
3 Elect ZHANG Jinliang Mgmt For For For
4 Directors' and Mgmt For For For
Supervisors'
Remuneration
Distribution
Plan
5 Plan of Overseas Mgmt For For For
Listing of BOC
Aviation
6 Board Authorization To Mgmt For For For
Implement Overseas
Listing
7 Description of Mgmt For For For
Sustained
Profitability and
Prospects
8 Undertaking of Mgmt For For For
Independent Listing
Status
9 Compliance of Overseas Mgmt For For For
Listing of BOC
Aviation Pte.
Ltd.
10 Provision of Assured Mgmt For For For
Entitlement
________________________________________________________________________________
Bank of Montreal
Ticker Security ID: Meeting Date Meeting Status
BMO CINS 063671101 04/05/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Janice M. Babiak Mgmt For For For
3 Elect Sophie Brochu Mgmt For For For
4 Elect George A. Cope Mgmt For For For
5 Elect William A. Downe Mgmt For For For
6 Elect Christine A. Mgmt For For For
Edwards
7 Elect Martin S. Mgmt For For For
Eichenbaum
8 Elect Ronald H. Farmer Mgmt For For For
9 Elect Eric R. La Fleche Mgmt For For For
10 Elect Lorraine Mgmt For For For
Mitchelmore
11 Elect Philip S. Orsino Mgmt For For For
12 Elect J. Robert S. Mgmt For For For
Prichard
13 Elect Don M. Wilson III Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Simplifying
Financial
Statements
________________________________________________________________________________
Beijing Enterprises Holdings
Ticker Security ID: Meeting Date Meeting Status
0392 CINS Y07702122 01/15/2016 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Divestiture/Spin-off Mgmt For Against Against
________________________________________________________________________________
BNP Paribas
Ticker Security ID: Meeting Date Meeting Status
BNP CINS F1058Q238 05/26/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Non-Compete Agreement Mgmt For For For
with Jean-Laurent
Bonnafe,
CEO
8 Authority to Mgmt For For For
Repurchase
Shares
9 Elect Jean-Laurent Mgmt For For For
Bonnafe to the Board
of
Directors
10 Elect Marion Guillou Mgmt For For For
to the Board of
Directors
11 Elect Michel J. Mgmt For For For
Tilmant to the Board
of
Directors
12 Elect Wouter de Ploey Mgmt For For For
to the Board of
Directors
13 Remuneration of Jean Mgmt For For For
Lemierre,
Chairman
14 Remuneration of Mgmt For For For
Jean-Laurent Bonnafe,
CEO
15 Remuneration of Mgmt For For For
Philippe Bordenave,
COO
16 Remuneration of Mgmt For For For
Francois Villeroy de
Galhau, Former COO
(until April
2015)
17 Remuneration of Mgmt For For For
Executives and
Certain Categories of
Employees
18 Directors' Fees Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
22 Global Ceiling on Mgmt For For For
Capital Increases w/o
Preemptive
Rights
23 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
24 Global Ceiling on Mgmt For For For
Capital
Increases
25 Employee Stock Mgmt For For For
Purchase
Plan
26 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
27 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
BOC Hong Kong (Holdings) Ltd
Ticker Security ID: Meeting Date Meeting Status
2388 CINS Y0920U103 06/06/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YUE Yi Mgmt For For For
6 Elect REN Deqi Mgmt For For For
7 Elect GAO Yingxin Mgmt For For For
8 Elect XU Luode Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Brambles Limited
Ticker Security ID: Meeting Date Meeting Status
BXB CINS Q6634U106 11/12/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Elect Scott R. Perkins Mgmt For For For
4 Re-elect Carolyn Kay Mgmt For For For
________________________________________________________________________________
Canadian Imperial Bank Of Commerce
Ticker Security ID: Meeting Date Meeting Status
CM CINS 136069101 04/05/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Brent S. Belzberg Mgmt For For For
3 Elect Nanci E. Caldwell Mgmt For For For
4 Elect Gary F. Colter Mgmt For For For
5 Elect Patrick D. Daniel Mgmt For For For
6 Elect Luc Desjardins Mgmt For For For
7 Elect Victor G. Dodig Mgmt For For For
8 Elect Gordon D. Giffin Mgmt For For For
9 Elect Linda S. Mgmt For For For
Hasenfratz
10 Elect Kevin J. Kelly Mgmt For For For
11 Elect Christine E. Mgmt For For For
Larsen
12 Elect Nicholas D. Le Mgmt For For For
Pan
13 Elect John P. Manley Mgmt For For For
14 Elect Jane L. Peverett Mgmt For For For
15 Elect Katharine B. Mgmt For For For
Stevenson
16 Elect Martine Turcotte Mgmt For For For
17 Elect Ronald W. Tysoe Mgmt For For For
18 Elect Barry L. Zubrow Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Advisory Vote on Mgmt For For For
Executive
Compensation
21 Directors' Fees Mgmt For For For
22 Amendments to By-laws Mgmt For For For
Regarding
Quorum
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Simplifying
Financial
Statements
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Optimizing
Quebec's Public
Finances
________________________________________________________________________________
CapitaLand Commercial Trust
Ticker Security ID: Meeting Date Meeting Status
C61U CINS Y1091N100 04/13/2016 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Authority to Issue Mgmt For For For
Units w/ or w/o
Preemptive
Rights
4 Authority to Mgmt For For For
Repurchase
Units
________________________________________________________________________________
Capitaland Limited
Ticker Security ID: Meeting Date Meeting Status
C31 CINS Y10923103 04/18/2016 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Allocation of Cash and Mgmt For For For
Equity-Based
Directors'
Fees
4 Elect NG Kee Choe Mgmt For For For
5 Elect John Powell Mgmt For For For
Morschel
6 Elect LIM Ming Yan Mgmt For For For
7 Elect Stephen LEE Mgmt For For For
Ching
Yen
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority Grant Awards Mgmt For For For
and Issue Shares
Under the CapitaLand
Performance Share
Plan 2010 and the
CapitaLand Restricted
Share Plan
2010
11 Authority to Mgmt For For For
Repurchase
Shares
12 Adoption of New Mgmt For For For
Constitution
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Carrefour
Ticker Security ID: Meeting Date Meeting Status
CA CINS F13923119 05/17/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Remuneration of Mgmt For Against Against
Georges Plassat,
Chairman and
CEO
9 Elect Thierry Breton Mgmt For For For
to the Board of
Directors
10 Elect Charles Mgmt For For For
Edelstenne to the
Board of
Directors
11 Elect Anne-Claire Mgmt For For For
Taittinger to the
Board of
Directors
12 Elect Abilio Diniz to Mgmt For For For
the Board of
Directors
13 Elect Nadra Moussalem Mgmt For For For
to the Board of
Directors
14 Directors' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Authority to Issue Mgmt For For For
Restricted
Shares
18 Employee Stock Mgmt For For For
Purchase
Plan
19 Amendments to Articles Mgmt For For For
Regarding Record
Date
________________________________________________________________________________
Centrica plc
Ticker Security ID: Meeting Date Meeting Status
CNA CINS G2018Z143 04/18/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Jeff Bell Mgmt For For For
5 Elect Mark Hodges Mgmt For For For
6 Elect Richard Mgmt For For For
Haythornthwaite
7 Elect Iain C. Conn Mgmt For For For
8 Elect Margherita Della Mgmt For For For
Valle
9 Elect Mark Hanafin Mgmt For For For
10 Elect Lesley Knox Mgmt For For For
11 Elect Mike Linn Mgmt For For For
12 Elect Ian K. Meakins Mgmt For For For
13 Elect Carlos Pascual Mgmt For For For
14 Elect Steve Pusey Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 RATIFICATION OF Mgmt For For For
TECHNICAL BREACH OF
BORROWING
LIMIT
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Increase in Borrowing Mgmt For For For
Powers
23 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 06/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2016 Fixed Asset Mgmt For For For
Investment
Plan
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Elect ZHANG Long as Mgmt For For For
Director
11 Elect Timpson CHUNG Mgmt For Against Against
Shui Ming as
Director
12 Elect WIM Kok as Mgmt For For For
Director
13 Elect Murray Horn as Mgmt For For For
Director
14 Elect LIU Jin as Mgmt For For For
Supervisor
15 Elect LI Xiaoling as Mgmt For For For
Supervisor
16 Elect BAI Jianjun as Mgmt For For For
Supervisor
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
18 Amendment to the Mgmt For For For
Impact of Dilution
Immediate Return from
the Issuance of
Preference Shares and
Remedial
Measures
19 Elect GUO Yanpeng as Mgmt For For For
Director
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 10/28/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Carl Walter Mgmt For For For
3 Elect Anita FUNG Yuen Mgmt For For For
Mei
________________________________________________________________________________
China Merchants Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896115 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Report on Duty Mgmt For For For
Performance of
Directors
9 Report on Duty Mgmt For For For
Performance of
Supervisors
10 Duty Performance Mgmt For For For
Report and
Cross-Evaluation of
Independent
Directors
11 Duty Performance Mgmt For For For
Report and
Cross-Evaluation of
External
Supervisors
12 Report on Related Mgmt For For For
Party
Transactions
13 Authority to Issue Mgmt For Against Against
domestic and/or H
Shares w/o Preemptive
Rights
14 Elect LI Jianhong Mgmt For For For
15 Elect XU Lirong Mgmt For For For
16 Elect LI Xiaopeng Mgmt For For For
17 Elect SUN Yueying Mgmt For Against Against
18 Elect FU Gangfeng Mgmt For Against Against
19 Elect HONG Xiaoyuan Mgmt For For For
20 Elect SU Min Mgmt For For For
21 Elect ZHANG Jian Mgmt For For For
22 Elect WANG Daxiong Mgmt For For For
23 Elect Zhang Feng Mgmt For For For
24 Elect TIAN Huiyu Mgmt For For For
25 Elect LI Hao Mgmt For For For
26 Elect Antony LEUNG Kam Mgmt For For For
Chung
27 Elect WONG Kwai Lam Mgmt For For For
28 Elect PAN Chengwei Mgmt For For For
29 Elect PAN Yingli Mgmt For For For
30 Elect ZHAO Jun Mgmt For For For
31 Elect WONG See Hong Mgmt For For For
32 Elect FU Junyuan Mgmt For For For
33 Elect WU Heng Mgmt For For For
34 Elect WEN Jianguo Mgmt For For For
35 Elect JIN Qingjun Mgmt For Against Against
36 Elect DING Huiping Mgmt For For For
37 Elect HAN Zirong Mgmt For For For
38 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Mobile Ltd.
Ticker Security ID: Meeting Date Meeting Status
0941 CINS Y14965100 05/26/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SHANG Bing Mgmt For For For
6 Elect LI Yue Mgmt For For For
7 Elect SHA Yuejia Mgmt For Against Against
8 Elect LIU Aili Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 06/01/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHOU Yong Mgmt For For For
6 Elect ZHOU Hancheng Mgmt For For For
7 Elect HUNG Cheung Shew Mgmt For For For
8 Elect Raymond LEUNG Mgmt For For For
Hai
Ming
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 06/17/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For Against Against
4 Subscription Agreement Mgmt For Against Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Telecom Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
0728 CINS Y1505D102 05/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Issue Mgmt For For For
Debentures
5 Ratification of Board Mgmt For For For
Acts:
Debentures
6 Authority to Issue Mgmt For For For
Company
Bonds
7 Ratification of Board Mgmt For For For
Acts:
Bonds
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Increase in Registered Mgmt For Against Against
Capital
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CI Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
CIX CINS 125491100 06/09/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter W. Anderson Mgmt For For For
3 Elect Sonia A. Mgmt For For For
Baxendale
4 Elect Ronald D. Besse Mgmt For For For
5 Elect Paul W. Derksen Mgmt For For For
6 Elect William T. Mgmt For For For
Holland
7 Elect H.B. Clay Horner Mgmt For For For
8 Elect David P. Miller Mgmt For For For
9 Elect Stephen T. Moore Mgmt For For For
10 Elect Tom P. Muir Mgmt For For For
11 Elect A. Winn Oughtred Mgmt For For For
12 Elect David J. Riddle Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory vote on Mgmt For For For
Executive
Compensation
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commonwealth Bank of Australia
Ticker Security ID: Meeting Date Meeting Status
CBA CINS Q26915100 11/17/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect David Turner Mgmt For For For
3 Re-elect Harrison Young Mgmt For For For
4 Elect Wendy Stops Mgmt For For For
5 REMUNERATION REPORT Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Ian Narev - FY2015
GLRP)
7 Equity Grant (MD/CEO Mgmt For For For
Ian Narev -
Additional Reward
Rights)
8 Approve Increase in Mgmt For For For
NED's Fee
Cap
________________________________________________________________________________
Credit Agricole S.A.
Ticker Security ID: Meeting Date Meeting Status
ACA CINS F22797108 05/19/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Related Party Mgmt For For For
Transactions
(Jean-Paul
Chifflet)
9 Exceptional Bonus for Mgmt For For For
Jean-Marie Sander,
Former
Chairman
10 Cessation of Office Mgmt For For For
Terms of Jean-Yves
Hocher, Former Deputy
CEO
11 Cessation of Office Mgmt For For For
Terms of Bruno De
Laage, Former Deputy
CEO
12 Cessation of Office Mgmt For For For
Terms of Michel
Mathieu, Former
Deputy
CEO
13 Severance Agreement Mgmt For Against Against
and Retirement
Benefits of Philippe
Brassac,
CEO
14 Severance Agreement Mgmt For Against Against
and Retirement
Benefits of Xavier
Musca, Deputy
CEO
15 Related Party Mgmt For For For
Transactions (CA CIB
and American
Authorities)
16 Related Party Mgmt For For For
Transactions (CA
CIB)
17 Related Party Mgmt For For For
Transactions
(Regional Banks of
Credit Agricole
SA)
18 Related Party Mgmt For For For
Transactions (SAS La
Boetie, Sacam
Mutualisation and
Regional
Banks)
19 Related Party Mgmt For For For
Transactions (Switch
Guarantee)
20 Ratification of the Mgmt For For For
Co-Option of
Dominique Lefebvre to
the Board of
Directors
21 Ratification of the Mgmt For For For
Co-Option of
Jean-Paul Kerrien to
the Board of
Directors
22 Ratification of the Mgmt For For For
Co-option of Renee
Talamona to the Board
of
Directors
23 Elect Dominique Mgmt For For For
Lefebvre to the Board
of
Directors
24 Elect Jean-Paul Mgmt For For For
Kerrien to the Board
of
Directors
25 Elect Veronique Mgmt For For For
Flachaire to the
Board of
Directors
26 Elect Jean-Pierre Mgmt For Against Against
Gaillard to the Board
of
Directors
27 Directors' Fees Mgmt For For For
28 Remuneration of Mgmt For For For
Jean-Marie Sander,
Former
Chairman
29 Remuneration of Mgmt For For For
Dominique Lefebvre,
Chairman
30 Remuneration of Mgmt For Against Against
Jean-Paul Chifflet,
Former
CEO
31 Remuneration of Mgmt For Against Against
Philippe Brassac,
CEO
32 Remuneration of Mgmt For Against Against
Jean-Yves Hocher,
Bruno De Laage,
Michel Mathieu and
Xavier Musca, deputy
CEO
33 Remuneration of Mgmt For For For
Identified
Staff
34 Maximum Variable Mgmt For For For
Compensation
Ratio
35 Authority to Mgmt For For For
Repurchase
Shares
36 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
37 Authority to Issue Mgmt For For For
Shares for Private
Placements
38 Authority to Issue Mgmt For For For
Shares for Public
Offering
39 Greenshoe Mgmt For For For
40 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
41 Authority to Set Mgmt For For For
Offering Price of
Shares
42 Global Ceiling Mgmt For For For
43 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
44 Employee Stock Mgmt For For For
Purchase
Plan
45 Employee Stock Mgmt For For For
Purchase Plan for
Overseas
Employees
46 Authority to Issue Mgmt For For For
Restricted
Shares
47 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Dongfeng Motor Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
0489 CINS Y21042109 06/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Allocation of Interim Mgmt For For For
Dividends
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Removal of ZHU Fushou Mgmt For For For
as
Director
11 Amendments to Mgmt For For For
Procedural
Rules
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Debt
Instruments
________________________________________________________________________________
Empresa Nacional de Electricidad SA
Ticker Security ID: Meeting Date Meeting Status
ENDESA CINS P3710M109 12/18/2015 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report on Spin-Off Mgmt For For For
3 Report on Merger Mgmt For For For
4 Consolidated Accounts Mgmt For For For
5 Directors' Report Mgmt For For For
6 Spin-Off Accounts Mgmt For For For
7 Attestation Report Mgmt For For For
8 Independent Expert's Mgmt For For For
Report
9 Financial Advisor's Mgmt For For For
Report
10 Board Committee's Mgmt For For For
Report
11 Report on Terms of Mgmt For For For
Restructuring
12 Report on Objectives Mgmt For For For
and Advantages of
Restructuring
13 Determination of Mgmt For For For
Number of Shares
Offered as
Consideration
14 Proposal of Directors Mgmt For For For
Regarding
Restructuring
15 Report on Articles of Mgmt For For For
Association
16 Spin-Off Mgmt For For For
17 Approve Spin-Off Mgmt For For For
Conditions
18 Authorization of Legal Mgmt For For For
Formalities Regarding
Spin-Off
19 Authority to Reduce Mgmt For For For
Share Capital and
Allocate
Assets
20 Amendments to Articles Mgmt For For For
5 (Reconciliation of
Share
Capital)
21 Amendments to Article 6 Mgmt For For For
22 Amendments to Article Mgmt For For For
50
23 Amendments to Mgmt For For For
Transitional
Provisions
24 Consolidation of Mgmt For For For
Articles
25 Election of Directors; Mgmt For Abstain Against
Fees (Endesa
Americas)
26 Amendments to Article Mgmt For For For
1 (Endesa
Americas)
27 Amendments to Article Mgmt For For For
6 (Endesa
Americas)
28 Amendments to Article Mgmt For For For
5 (Endesa
Americas)
29 Amendments to Article Mgmt For For For
42 Bis (Endesa
Americas)
30 Amendments to Article Mgmt For For For
50 (Endesa
Americas)
31 Amendments to Mgmt For For For
Transitory
Dispositions (Endesa
Americas)
32 Approval of Number of Mgmt For For For
Shares Offered as
Consideration
33 Merger Terms Mgmt For For For
34 Appointment of Auditor Mgmt For For For
(Endesa
Americas)
35 Appointment of Account Mgmt For For For
Inspectors (Endesa
Americas)
36 Related Party Mgmt For For For
Transactions
37 Report on Authorities Mgmt For For For
Granted to
Auditors
38 Authorisation of Share Mgmt For For For
Registration (Endesa
Americas)
39 Approval of Powers of Mgmt For For For
Attorney (Endesa
Americas)
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CINS 29250N105 05/12/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David A. Arledge Mgmt For For For
3 Elect James J. Mgmt For For For
Blanchard
4 Elect Marcel R. Coutu Mgmt For For For
5 Elect J. Herb England Mgmt For For For
6 Elect Charles W. Mgmt For For For
Fischer
7 Elect V. Maureen Mgmt For For For
Kempston
Darkes
8 Elect Al Monaco Mgmt For For For
9 Elect George K. Petty Mgmt For For For
10 Elect Rebecca B. Mgmt For For For
Roberts
11 Elect Dan C. Tutcher Mgmt For For For
12 Elect Catherine L. Mgmt For For For
Williams
13 Appointment of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Auditor
Tendering
Process
________________________________________________________________________________
Genting Singapore PLC
Ticker Security ID: Meeting Date Meeting Status
G13 CINS G3825Q102 04/21/2016 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect KOH Seow Chuan Mgmt For For For
3 Elect TAN Hee Teck Mgmt For Against Against
4 Directors' Fees for FY Mgmt For For For
2015
5 Directors' Fees for FY Mgmt For For For
2016
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Related Party Mgmt For For For
Transactions
9 Authority to Mgmt For For For
Repurchase
Shares
10 Amendment to the Rules Mgmt For Against Against
of the Genting
Singapore Performance
Share
Scheme
11 Extension of the Mgmt For Against Against
Duration of the
Genting Singapore
Performance Share
Scheme
12 Participation of Lim Mgmt For Against Against
Kok Thay in the
Performance Share
Scheme
13 Grant of Awards to Lim Mgmt For For For
Kok
Thay
________________________________________________________________________________
Goodman Group
Ticker Security ID: Meeting Date Meeting Status
GMG CINS Q4229W132 11/25/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appoint Auditor and Mgmt For For For
Authorise Board to
Set Fees (Goodman
Logistics (HK)
Limited)
4 Re-elect Rebecca Mgmt For For For
McGrath (Goodman
Limited)
5 Re-elect James C. Mgmt For For For
Sloman (Goodman
Limited)
6 Re-elect Philip Pearce Mgmt For For For
(Goodman
Limited)
7 Re-elect Philip Pearce Mgmt For For For
(Goodman Logistics
(HK)
Limited)
8 Remuneration Report Mgmt For For For
9 Renew Long-Term Mgmt For For For
Incentive
Plan
10 Equity Grant (CEO Mgmt For Against Against
Gregory
Goodman)
11 Equity Grant (MD, Mgmt For For For
Greater China Philip
Pearce)
12 Equity Grant Mgmt For For For
(Executive Director,
Corporate Danny
Peeters)
13 Equity Grant (Deputy Mgmt For For For
CEO Anthony
Rozic)
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grifols SA
Ticker Security ID: Meeting Date Meeting Status
GRF CINS E5706X215 05/26/2016 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Individual Accounts Mgmt For For For
and Reports;
Allocation of
Profits/Dividends
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Ratification of Board Mgmt For For For
Acts
4 Appointment of Auditor Mgmt For For For
(Individual
Accounts)
5 Appointment of Auditor Mgmt For For For
(Consolidated
Accounts)
6 Elect Victor Grifols Mgmt For For For
Deu
7 Elect Luis Isasi Mgmt For For For
Fernandez de
Bobadilla
8 Elect Steven F. Mayer Mgmt For For For
9 Elect Thomas Glanzmann Mgmt For Against Against
10 Board Size Mgmt For For For
11 Remuneration Report Mgmt For Against Against
12 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
13 Authorisation of Legal Mgmt For For For
Formalities
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Henderson Group Plc
Ticker Security ID: Meeting Date Meeting Status
HGG CINS G4474Y198 04/28/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sarah Arkle Mgmt For For For
5 Elect Kalpana Desai Mgmt For For For
6 Elect Kevin Dolan Mgmt For For For
7 Elect Andrew Formica Mgmt For For For
8 Elect Richard Mgmt For For For
Gillingwater
9 Elect Tim How Mgmt For For For
10 Elect Robert Jeens Mgmt For For For
11 Elect Angela Mgmt For For For
Seymour-Jackson
12 Elect Roger Thompson Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Mgmt For For For
Repurchase CHESS
Depositary Interests
via Contingent
Purchase
Contract
19 Authority to Mgmt For For For
Repurchase CHESS
Depositary Interests
Directly
________________________________________________________________________________
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 04/22/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Henri de Castries Mgmt For For For
5 Elect Irene LEE Yun Mgmt For Against Against
Lien
6 Elect Pauline van der Mgmt For For For
Meer
Mohr
7 Elect Paul S. Walsh Mgmt For Against Against
8 Elect Phillip Ameen Mgmt For For For
9 Elect Kathleen Casey Mgmt For For For
10 Elect Laura CHA May Mgmt For For For
Lung
11 Elect Lord Evans of Mgmt For For For
Weardale
12 Elect Joachim Faber Mgmt For For For
13 Elect Douglas J. Flint Mgmt For For For
14 Elect Stuart T. Mgmt For For For
Gulliver
15 Elect Sam H. Laidlaw Mgmt For For For
16 Elect John P. Lipsky Mgmt For For For
17 Elect Rachel Lomax Mgmt For For For
18 Elect Iain J. Mackay Mgmt For For For
19 Elect Heidi G. Miller Mgmt For For For
20 Elect Marc Moses Mgmt For For For
21 Elect Jonathan Symonds Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Authority to Set Mgmt For For For
Auditor's
Fees
24 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
26 Authority to Issue Mgmt For For For
Repurchased
Shares
27 Authority to Mgmt For For For
Repurchase
Shares
28 Authority to Issue Mgmt For For For
Contingent
Convertible
Securities w/
Preemptive
Rights
29 Authority to Issue Mgmt For For For
Contingent
Convertible
Securities w/o
Preemptive
Rights
30 Scrip Dividend Mgmt For For For
31 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Industrial and Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 12/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect HONG Yongmiao as Mgmt For For For
Director
4 Elect YANG Siu Shun as Mgmt For For For
Director
5 Elect QU Qiang as Mgmt For For For
Supervisor
6 Amendments to Plan on Mgmt For For For
Authorization of
Shareholders' General
Meeting
7 2014 Payment Plan of Mgmt For For For
Remuneration to
Directors and
Supervisors
________________________________________________________________________________
IOOF Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IFL CINS Q49809108 11/26/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Jane M. Harvey Mgmt For For For
3 Re-elect George Mgmt For For For
Venardos
4 Elect Elizabeth Flynn Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD Mgmt For For For
Christopher
Kelaher)
________________________________________________________________________________
ITC Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y4211T171 07/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kurush N. Grant Mgmt For For For
5 Elect Krishnamoorthy Mgmt For Against Against
Vaidyanath
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
________________________________________________________________________________
Johnson Matthey plc
Ticker Security ID: Meeting Date Meeting Status
JMAT CINS G51604158 12/16/2015 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Dividend and Mgmt For For For
Share
Consolidation
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Julius Baer Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAER CINS H4414N103 04/13/2016 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Compensation Report Mgmt For For For
4 Allocation of Profits; Mgmt For For For
Dividends from
Reserves
5 Ratification of Board Mgmt For For For
and Management
Acts
6 Board Compensation Mgmt For For For
7 Executive Compensation Mgmt For For For
(Variable
Cash-Based)
8 Executive Compensation Mgmt For For For
(Variable
Share-Based)
9 Executive Compensation Mgmt For For For
(Fixed)
10 Elect Daniel J. Sauter Mgmt For For For
11 Elect Gilbert Achermann Mgmt For For For
12 Elect Andreas Amschwand Mgmt For For For
13 Elect Heinrich Baumann Mgmt For For For
14 Elect Paul CHOW Man Yiu Mgmt For For For
15 Elect Claire Giraut Mgmt For For For
16 Elect Gareth Penny Mgmt For Against Against
17 Elect Charles Stonehill Mgmt For For For
18 Elect Ann Almeida Mgmt For For For
19 Elect Daniel J. Sauter Mgmt For For For
as
Chairman
20 Elect Ann Almeida as Mgmt For For For
Compensation
Committee
Member
21 Elect Gilbert Mgmt For For For
Achermann as
Compensation
Committee
Member
22 Elect Heinrich Baumann Mgmt For For For
as Compensation
Committee
Member
23 Elect Gareth Penny as Mgmt For Against Against
Compensation
Committee
Member
24 Appointment of Auditor Mgmt For For For
25 Appointment of Mgmt For For For
Independent
Proxy
________________________________________________________________________________
KBC Groupe SA
Ticker Security ID: Meeting Date Meeting Status
KBC CINS B5337G162 05/04/2016 Take No Action
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Accounts and Reports Mgmt For TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Remuneration Report Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Ratification of Mgmt For TNA N/A
Auditor's
Acts
11 Appointment of Auditor Mgmt For TNA N/A
and Authority to set
fees
12 Elect Sonja De Becker Mgmt For TNA N/A
13 Elect Lode Morlion Mgmt For TNA N/A
14 Elect Vladimira Mgmt For TNA N/A
Papirnik
15 Elect Theodoros Roussis Mgmt For TNA N/A
16 Elect Johan Thijs Mgmt For TNA N/A
17 Elect Ghislaine Van Mgmt For TNA N/A
Kerckhove
18 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Kingfisher plc
Ticker Security ID: Meeting Date Meeting Status
KGF CINS G5256E441 06/15/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Alignment Shares and Mgmt For For For
Transformation
Incentive
Plan
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Daniel Bernard Mgmt For For For
7 Elect Andrew Bonfield Mgmt For For For
8 Elect Pascal Cagni Mgmt For For For
9 Elect Clare M. Chapman Mgmt For For For
10 Elect Anders Dahlvig Mgmt For For For
11 Elect Veronique Laury Mgmt For For For
12 Elect Mark Seligman Mgmt For For For
13 Elect Karen Witts Mgmt For For For
14 Elect Rakhi (Parekh) Mgmt For For For
Goss-Custard
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Koninklijke Philips Electronics N.V.
Ticker Security ID: Meeting Date Meeting Status
PHIA CINS N7637U112 12/18/2015 Take No Action
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abhijit Mgmt For TNA N/A
Bhattacharya to the
Management
Board
________________________________________________________________________________
Koninklijke Philips N.V.
Ticker Security ID: Meeting Date Meeting Status
PHIA CINS N7637U112 05/12/2016 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Elect N. Dhawan to the Mgmt For TNA N/A
Supervisory
Board
9 Supervisory Board Fees Mgmt For TNA N/A
10 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
11 Authority to Suppress Mgmt For TNA N/A
Preemptive
Rights
12 Authority to Mgmt For TNA N/A
Repurchase
Shares
13 Cancellation of Shares Mgmt For TNA N/A
14 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Lloyds Banking Group plc
Ticker Security ID: Meeting Date Meeting Status
LLOY CINS G5533W248 05/12/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Deborah D. Mgmt For For For
McWhinney
3 Elect Stuart Sinclair Mgmt For For For
4 Elect Lord Norman Mgmt For For For
Blackwell
5 Elect Juan Colombas Mgmt For For For
6 Elect George Culmer Mgmt For For For
7 Elect Alan Dickinson Mgmt For For For
8 Elect Anita Frew Mgmt For For For
9 Elect Simon Henry Mgmt For For For
10 Elect Antonio Mgmt For For For
Horta-Osorio
11 Elect Nicholas Luff Mgmt For For For
12 Elect Nick Prettejohn Mgmt For For For
13 Elect Anthony Watson Mgmt For For For
14 Elect Sara Weller Mgmt For For For
15 Remuneration Report Mgmt For For For
(Advisory)
16 Final Dividend Mgmt For For For
17 Special Dividend Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Long-Term Incentive Mgmt For For For
Plan
2016
21 North America Employee Mgmt For For For
Stock Purchase
Plan
22 Authorisation of Mgmt For For For
Political
Donations
23 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
24 Authority to Issue Mgmt For For For
Regulatory Capital
Converitble
Instruments w/
Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
26 Authority to Issue Mgmt For For For
Regulatory Capital
Converitble
Instruments w/o
Preemptive
Rights
27 Authority to Mgmt For For For
Repurchase Ordinary
Shares
28 Authority to Mgmt For For For
Repurchase Preference
Shares
29 Amendments to Articles Mgmt For For For
30 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CINS X5430T109 06/23/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Presiding Mgmt For For For
Chairman
3 Announcement of Mgmt For For For
Meeting
Results
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Alexander Mgmt For Abstain Against
Gorbunov
8 Elect Andrey A. Mgmt For Abstain Against
Dubovskov
9 Elect Ron Sommer Mgmt For Abstain Against
10 Elect Michel Combes Mgmt For For For
11 Elect Stanley Miller Mgmt For For For
12 Elect Vsevolod V. Mgmt For Abstain Against
Rosanov
13 Elect Regina von Mgmt For For For
Flemming
14 Elect Thomas Holtrop Mgmt For For For
15 Elect Mikhail V. Mgmt For Abstain Against
Shamolin
16 Elect Irina R. Mgmt For For For
Borisenkova
17 Elect Maxim A. Mamonov Mgmt For For For
18 Elect Anatoliy G. Mgmt For For For
Panarin
19 Appointment of Auditor Mgmt For For For
20 Amendments to Charter Mgmt For For For
21 Amendments to General Mgmt For For For
Meeting
Regulations
22 Amendments to Board of Mgmt For For For
Directors
Regulations
23 Authority to Reduce Mgmt For For For
Share
Capital
24 Amendments to Charter Mgmt For For For
(Share
Capital)
________________________________________________________________________________
National Australia Bank Limited
Ticker Security ID: Meeting Date Meeting Status
NAB CINS Q65336119 01/27/2016 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Demerger Mgmt For For For
________________________________________________________________________________
National Australia Bank Limited
Ticker Security ID: Meeting Date Meeting Status
NAB CINS Q65336119 01/27/2016 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 NAB Capital Reduction Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 CYBG Capital Reduction Mgmt For For For
________________________________________________________________________________
Nordea Bank AB
Ticker Security ID: Meeting Date Meeting Status
NDA CINS W57996105 03/17/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Board Size Mgmt For For For
14 Number of Auditors Mgmt For For For
15 Directors and Mgmt For For For
Auditor's
Fees
16 Election of Directors Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Nomination Committee Mgmt For For For
19 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
20 Authority to Mgmt For For For
Repurchase
Shares
21 Compensation Guidelines Mgmt For Against Against
22 Merger by Absorption Mgmt For For For
of Nordea Bank
Danmark
A/S
23 Merger by Absorption Mgmt For For For
of Nordea Bank
Finland
ABP
24 Merger by Absorption Mgmt For For For
of Nordea Bank Norge
ASA
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oversea-Chinese Banking Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
O39 CINS Y64248209 04/22/2016 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect LAI Teck Poh Mgmt For For For
3 Elect Pramukti Mgmt For For For
Surjaudaja
4 Elect TAN Ngiap Joo Mgmt For Against Against
5 Elect TEH Kok Peng Mgmt For For For
6 Elect Christina HON Mgmt For Against Against
Kwee Fong @ Christina
ONG
7 Allocation of Mgmt For For For
Profits/Dividends
8 Non-Executive Mgmt For For For
Directors'
Fees
9 Authority to Issue Mgmt For For For
Bonus Shares to
Non-Executive
Directors
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the OCBC
Share Option Scheme
2001 and OCBC
Employee Share
Purchase
Plan
13 Authority to Issue Mgmt For For For
Shares Under The OCBC
Script Dividend
Scheme
14 Authority to Mgmt For For For
Repurchase
Shares
15 Adoption of Mgmt For For For
Constitution
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Platinum Asset Management Limited
Ticker Security ID: Meeting Date Meeting Status
PTM CINS Q7587R108 11/05/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Michael Cole Mgmt For For For
3 Elect Stephen Menzies Mgmt For For For
4 Elect Andrew Stannard Mgmt For For For
5 Remuneration Report Mgmt For For For
________________________________________________________________________________
QBE Insurance Group Limited
Ticker Security ID: Meeting Date Meeting Status
QBE CINS Q78063114 05/04/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (CEO John Mgmt For For For
Neal)
4 Equity Grant (CFO Mgmt For For For
Patrick
Regan)
5 Re-elect John M. Green Mgmt For For For
6 Elect Rolf A. Tolle Mgmt For For For
________________________________________________________________________________
Sands China Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS G7800X107 05/27/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WONG Ying Wai Mgmt For Against Against
6 Elect Robert Glen Mgmt For For For
Goldstein
7 Elect Charles Daniel Mgmt For For For
Forman
8 Elect Steven Zygmunt Mgmt For For For
Strasser
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 05/04/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Laurent Attal to Mgmt For For For
the Board of
Directors
8 Elect Claudie Haignere Mgmt For For For
to the Board of
Directors
9 Elect Carole Piwnica Mgmt For For For
to the Board of
Directors
10 Elect Thomas Sudhof to Mgmt For For For
the Board of
Directors
11 Elect Diane Souza to Mgmt For For For
the Board of
Directors
12 Remuneration of Serge Mgmt For For For
Weinberg,
Chairman
13 Remuneration of Mgmt For Against Against
Olivier Brandicourt,
CEO
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Grant Mgmt For For For
Stock
Options
16 Authority to Issue Mgmt For For For
Performance
Shares
17 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Schneider Electric SA
Ticker Security ID: Meeting Date Meeting Status
SU CINS F86921107 04/25/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Allocation of Losses Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Remuneration of Mgmt For For For
Jean-Pascal Tricoire,
Chairman and
CEO
8 Remuneration of Mgmt For For For
Emmanuel Babeau,
Deputy
CEO
9 Elect Cecile Cabanis Mgmt For For For
to the Board of
Directors
10 Elect Fred Kindle to Mgmt For For For
the Board of
Directors
11 Elect Leo Apotheker to Mgmt For For For
the Board of
Directors
12 Elect Xavier Fontanet Mgmt For For For
to the Board of
Directors
13 Elect Antoine Mgmt For For For
Gosset-Grainville to
the Board of
Directors
14 Elect Willy R. Mgmt For For For
Kissling to the Board
of
Directors
15 Directors' Fees Mgmt For For For
16 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
17 Appointment of Mgmt For For For
Alternate Auditor
(Auditex)
18 Appointment of Auditor Mgmt For For For
(Mazars)
19 Appointment of Mgmt For For For
Alternate Auditor (M.
Blanchetier)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Issue Mgmt For For For
Restricted
Shares
22 Authority to Grant Mgmt For For For
Stock
Options
23 Employee Stock Mgmt For For For
Purchase
Plan
24 Employee Stock Mgmt For For For
Purchase Plan for
Overseas
Employees
25 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
State Bank of India Limited
Ticker Security ID: Meeting Date Meeting Status
SBI CINS Y8155P103 02/26/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sun Hung Kai Properties Limited
Ticker Security ID: Meeting Date Meeting Status
0016 CINS Y82594121 11/12/2015 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Adam KWOK Kai-fai Mgmt For For For
6 Elect Victor LUI Ting Mgmt For For For
7 Elect Eric LI Ka Cheung Mgmt For Against Against
8 Elect Margaret LEUNG Mgmt For Against Against
Ko May
Yee
9 Elect WOO Po Shing Mgmt For Against Against
10 Elect KWONG Chun Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sun Pharmaceuticals Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SUNPHARMA CINS Y8523Y158 11/04/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Svenska Handelsbanken AB
Ticker Security ID: Meeting Date Meeting Status
SHB-A CINS W9112U104 03/16/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Authority to Mgmt For For For
Repurchase Shares and
to Issue Treasury
Shares
16 Authority to Trade in Mgmt For For For
Company
Stock
17 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
18 Board Size Mgmt For For For
19 Number of Auditors Mgmt For For For
20 Directors' and Mgmt For For For
Auditors'
Fees
21 Elect Jon Frederik Mgmt For For For
Baksaas
22 Elect Par Boman Mgmt For Against Against
23 Elect Tommy Bylund Mgmt For For For
24 Elect Ole Johansson Mgmt For For For
25 Elect Lise Kaae Mgmt For For For
26 Elect Fredrik Lundberg Mgmt For Against Against
27 Elect Bente Rathe Mgmt For For For
28 Elect Charlotte Skog Mgmt For For For
29 Elect Frank Vang-Jensen Mgmt For For For
30 Elect Karin Apelman Mgmt For For For
31 Elect Kerstin Hessius Mgmt For For For
32 Election of Chairman Mgmt For Against Against
33 Appointment of Auditor Mgmt For For For
34 Compensation Guidelines Mgmt For For For
35 Appointment of Mgmt For For For
Auditors in
Foundations
36 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Swatch Group Ltd. (The)
Ticker Security ID: Meeting Date Meeting Status
UHR CINS H83949141 05/11/2016 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Ratification of Board Mgmt For TNA N/A
and Management
Acts
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Fixed Board Mgmt For TNA N/A
Compensation
(Non-Executive
Functions)
5 Fixed Board Mgmt For TNA N/A
Compensation
(Executive
Functions)
6 Fixed Executive Mgmt For TNA N/A
Compensation
7 Variable Compensation Mgmt For TNA N/A
(Executive
Directors)
8 Variable Compensation Mgmt For TNA N/A
(Executive
Management)
9 Elect Nayla Hayek as Mgmt For TNA N/A
Chair
10 Elect Ernst Tanner Mgmt For TNA N/A
11 Elect Georges Nick Mgmt For TNA N/A
Hayek
12 Elect Claude Nicollier Mgmt For TNA N/A
13 Elect Jean-Pierre Roth Mgmt For TNA N/A
14 Elect Daniela Mgmt For TNA N/A
Aeschlimann
15 Elect Nayla Hayek as Mgmt For TNA N/A
Compensation
Committee
Member
16 Elect Ernst Tanner as Mgmt For TNA N/A
Compensation
Committee
Member
17 Elect Georges Nicolas Mgmt For TNA N/A
Hayek as Compensation
Committee
Member
18 Elect Claude Nicollier Mgmt For TNA N/A
as Compensation
Committee
Member
19 Elect Jean-Pierre Roth Mgmt For TNA N/A
as Compensation
Committee
Member
20 Elect Daniela Mgmt For TNA N/A
Aeschlimann as
Compensation
Committee
Member
21 Appointment of Mgmt For TNA N/A
Independent
Proxy
22 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Swire Properties Limited
Ticker Security ID: Meeting Date Meeting Status
1972 CINS Y83191109 05/10/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Guy M. C. Bradley Mgmt For For For
4 Elect Stephen E. Mgmt For For For
Bradley
5 Elect John CHAN Cho Mgmt For For For
Chak
6 Elect Martin Cubbon Mgmt For Against Against
7 Elect Paul Kenneth Mgmt For Against Against
Etchells
8 Elect Spencer T. FUNG Mgmt For For For
9 Elect LIU Sing Cheong Mgmt For For For
10 Elect Merlin B. Swire Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Symrise AG
Ticker Security ID: Meeting Date Meeting Status
SY1 CINS D827A1108 05/11/2016 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Thomas Rabe Mgmt For TNA N/A
10 Elect Ursula Buck Mgmt For TNA N/A
11 Elect Horst-Otto Mgmt For TNA N/A
Gerberding
12 Elect Andrea Pfeifer Mgmt For TNA N/A
13 Elect Michael Becker Mgmt For TNA N/A
14 Elect Winfried Steeger Mgmt For TNA N/A
________________________________________________________________________________
Tata Motors Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y85740267 08/13/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Satish Borwankar Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Technip
Ticker Security ID: Meeting Date Meeting Status
TEC CINS F90676101 04/28/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Scrip Dividend Mgmt For For For
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Related Party Mgmt For For For
Transactions
9 Non-Compete Agreement Mgmt For For For
and Supplementary
Retirement Benefits
for Chairman and
CEO
10 Remuneration of Mgmt For For For
Thierry Pilenko,
Chairman and
CEO
11 Ratification of the Mgmt For For For
Co-option of Didier
Houssin to the Board
of
Directors
12 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
13 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
14 Appointment of Mgmt For For For
Alternate Auditor
(Auditex)
15 Appointment of Mgmt For For For
Alternate Auditor
(Jean-Christophe
Georghiou)
16 Directors' Fees Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights but w/Priority
Subscription
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Through
Private
Placement
21 Authority to Issue Mgmt For For For
Performance
Shares
22 Authority to Issue Mgmt For For For
Performance
Shares
23 Authority to Grant Mgmt For For For
Stock
Options
24 Authority to Grant Mgmt For For For
Stock
Options
25 Employee Stock Mgmt For For For
Purchase
Plan
26 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CINS M8769Q102 04/18/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yitzhak Peterburg Mgmt For For For
3 Elect Arie S. Mgmt For For For
Belldegrun
4 Elect Amir Elstein Mgmt For For For
5 Amendment of Mgmt For Against Against
Compensation
Policy
6 Salary Increase of CEO Mgmt For For For
7 Amendment of CEO's Mgmt For For For
Bonus
Scheme
8 Amendment of CEO's Mgmt For For For
Annual Equity
Grants
9 Amendment of 2015 Mgmt For For For
Long-Term
Equity-Based
Incentive
Plan
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Toronto-Dominion Bank
Ticker Security ID: Meeting Date Meeting Status
TD CINS 891160509 03/31/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect William E. Mgmt For For For
Bennett
3 Elect Amy Woods Mgmt For For For
Brinkley
4 Elect Brian C. Ferguson Mgmt For For For
5 Elect Colleen A. Mgmt For For For
Goggins
6 Elect Mary Jo Haddad Mgmt For For For
7 Elect Jean-Rene Halde Mgmt For For For
8 Elect David E. Kepler Mgmt For For For
9 Elect Brian M. Levitt Mgmt For For For
10 Elect Alan N. MacGibbon Mgmt For For For
11 Elect Karen E. Maidment Mgmt For For For
12 Elect Bharat B. Masrani Mgmt For For For
13 Elect Irene R. Miller Mgmt For For For
14 Elect Nadir H. Mohamed Mgmt For For For
15 Elect Claude Mongeau Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Simplifying
Financial
Statements
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Optimizing
Quebec's Public
Finances
________________________________________________________________________________
UBS Group AG
Ticker Security ID: Meeting Date Meeting Status
UBSG CINS H892U1882 05/10/2016 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Allocation of Profits; Mgmt For TNA N/A
Dividend from
Reserves
5 Special Dividend from Mgmt For TNA N/A
Reserves
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Executive Compensation Mgmt For TNA N/A
(Variable)
8 Executive Compensation Mgmt For TNA N/A
(Fixed)
9 Elect Axel A. Weber as Mgmt For TNA N/A
Chairman
10 Elect Michel Demare Mgmt For TNA N/A
11 Elect David H. Sidwell Mgmt For TNA N/A
12 Elect Reto Francioni Mgmt For TNA N/A
13 Elect Ann Godbehere Mgmt For TNA N/A
14 Elect William G. Mgmt For TNA N/A
Parrett
15 Elect Isabelle Romy Mgmt For TNA N/A
16 Elect Beatrice Weder Mgmt For TNA N/A
di
Mauro
17 Elect Joseph YAM Chi Mgmt For TNA N/A
Kwong
18 Elect Robert W. Scully Mgmt For TNA N/A
19 Elect Dieter Wemmer Mgmt For TNA N/A
20 Elect Ann Godbehere as Mgmt For TNA N/A
Compensation
Committee
Member
21 Elect Michel Demare as Mgmt For TNA N/A
Compensation
Committee
Member
22 Elect Reto Francioni Mgmt For TNA N/A
as Compensation
Committee
Member
23 Elect William G. Mgmt For TNA N/A
Parrett as
Compensation
Committee
Member
24 Board Compensation Mgmt For TNA N/A
25 Appointment of Mgmt For TNA N/A
Independent
Proxy
26 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Wipro Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y96659142 07/22/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect T.K. Kurien Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Appointment of Azim H Mgmt For Against Against
Premji (Executive
Chairman and Managing
Director); Approval
of
Remuneration
7 Appointment of Rishad Mgmt For For For
Azim Premji
(Whole-time
Director); Approval
of
Remuneration
8 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors Morningstar Wide Moat ETF
________________________________________________________________________________
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect Ursula M. Burns Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Peter Chernin Mgmt For For For
5 Elect Ralph de la Vega Mgmt For For For
6 Elect Anne L. Mgmt For For For
Lauvergeon
7 Elect Micheal O. Mgmt For For For
Leavitt
8 Elect Theodore J. Mgmt For For For
Leonsis
9 Elect Richard C. Levin Mgmt For For For
10 Elect Samuel J. Mgmt For For For
Palmisano
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Robert D. Walter Mgmt For For For
13 Elect Ronald A. Mgmt For For For
Williams
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Approval of the 2016 Mgmt For For For
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Privacy and
Data
Security
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRK.A CUSIP 084670702 04/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren E. Buffett Mgmt For For For
1.2 Elect Charles T. Munger Mgmt For For For
1.3 Elect Howard G. Buffett Mgmt For For For
1.4 Elect Stephen B. Burke Mgmt For For For
1.5 Elect Susan L. Decker Mgmt For For For
1.6 Elect William H. Gates Mgmt For For For
III
1.7 Elect David S. Mgmt For For For
Gottesman
1.8 Elect Charlotte Guyman Mgmt For For For
1.9 Elect Thomas S. Murphy Mgmt For For For
1.10 Elect Ronald L. Olson Mgmt For For For
1.11 Elect Walter Scott, Jr. Mgmt For For For
1.12 Elect Meryl B. Witmer Mgmt For For For
2 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
Of Climate Change
Risks
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander J. Mgmt For For For
Denner
2 Elect Caroline Dorsa Mgmt For For For
3 Elect Nancy L. Leaming Mgmt For For For
4 Elect Richard C. Mgmt For For For
Mulligan
5 Elect Robert W. Pangia Mgmt For For For
6 Elect Stelios Mgmt For For For
Papadopoulos
7 Elect Brian S. Posner Mgmt For For For
8 Elect Eric K. Rowinsky Mgmt For For For
9 Elect George A. Scangos Mgmt For For For
10 Elect Lynn Schenk Mgmt For For For
11 Elect Stephen A. Mgmt For For For
Sherwin
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect John B. Breaux Mgmt For For For
3 Elect Pamela L. Carter Mgmt For For For
4 Elect Steven T. Mgmt For For For
Halverson
5 Elect Edward J. Kelly, Mgmt For For For
III
6 Elect John D. McPherson Mgmt For For For
7 Elect David M. Moffett Mgmt For For For
8 Elect Timothy T. Mgmt For For For
O'Toole
9 Elect David M. Mgmt For For For
Ratcliffe
10 Elect Donald J. Shepard Mgmt For For For
11 Elect Michael J. Ward Mgmt For For For
12 Elect J. Steven Whisler Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clemens A.H. Mgmt For For For
Borsig
1.2 Elect Joshua B. Bolten Mgmt For Withhold Against
1.3 Elect Mathew S. Mgmt For For For
Levatich
1.4 Elect Randall L. Mgmt For For For
Stephenson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of KPMG Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 02/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter K. Barker Mgmt For For For
2 Elect Mariann Mgmt For For For
Byerwalter
3 Elect Charles E. Mgmt For For For
Johnson
4 Elect Gregory E. Mgmt For For For
Johnson
5 Elect Rupert H. Mgmt For For For
Johnson,
Jr.
6 Elect Mark C. Pigott Mgmt For For For
7 Elect Chutta Mgmt For For For
Ratnathicam
8 Elect Laura Stein Mgmt For For For
9 Elect Seth H. Waugh Mgmt For For For
10 Elect Geoffrey Y. Yang Mgmt For For For
11 Ratification of Mgmt For For For
PricewaterhouseCoopers
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Voting
Practices
________________________________________________________________________________
Harley-Davidson, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOG CUSIP 412822108 04/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. John Anderson Mgmt For For For
1.2 Elect Michael J. Cave Mgmt For For For
1.3 Elect Donald A. James Mgmt For Withhold Against
1.4 Elect Matthew S. Mgmt For For For
Levatich
1.5 Elect Sara L. Levinson Mgmt For For For
1.6 Elect N. Thomas Mgmt For For For
Linebarger
1.7 Elect George L. Miles, Mgmt For For For
Jr.
1.8 Elect James A. Norling Mgmt For For For
1.9 Elect Jochen Zeitz Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth I. Mgmt For For For
Chenault
2 Elect Michael L. Eskew Mgmt For Against Against
3 Elect David N. Farr Mgmt For For For
4 Elect Mark Fields Mgmt For For For
5 Elect Alex Gorsky Mgmt For For For
6 Elect Shirley Ann Mgmt For For For
Jackson
7 Elect Andrew N. Liveris Mgmt For For For
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect Hutham S. Olayan Mgmt For For For
10 Elect James W. Owens Mgmt For For For
11 Elect Virginia M. Mgmt For For For
Rometty
12 Elect Joan E. Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Peter R. Voser Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Kansas City Southern
Ticker Security ID: Meeting Date Meeting Status
KSU CUSIP 485170302 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lu M. Cordova Mgmt For For For
2 Elect Terrence P. Dunn Mgmt For For For
3 Elect Antonio O. Mgmt For For For
Garza,
Jr.
4 Elect David Francisco Mgmt For For For
Garza-Santos
5 Elect Thomas A. Mgmt For For For
McDonnell
6 Elect David L. Starling Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Approval of the Annual Mgmt For For For
Incentive Plan for
Purposes of IRS Code
Section
162(m)
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
LinkedIn Corporation
Ticker Security ID: Meeting Date Meeting Status
LNKD CUSIP 53578A108 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. George Battle Mgmt For For For
1.2 Elect Michael J. Moritz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr For For For
Regarding Board
Diversity
________________________________________________________________________________
MasterCard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Mgmt For For For
Freiberg
6 Elect Julius Mgmt For For For
Genachowski
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Oki Matsumoto Mgmt For For For
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect David L. Chicoine Mgmt For For For
3 Elect Janice L. Fields Mgmt For For For
4 Elect Hugh Grant Mgmt For For For
5 Elect Arthur H. Harper Mgmt For For For
6 Elect Laura K. Ipsen Mgmt For For For
7 Elect Marcos M. Lutz Mgmt For For For
8 Elect C. Steven Mgmt For For For
McMillan
9 Elect Jon R. Moeller Mgmt For For For
10 Elect William U. Parfet Mgmt For For For
11 Elect George H. Poste Mgmt For For For
12 Elect Robert J. Stevens Mgmt For For For
13 Elect Patricia Verduin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approval of Mgmt For For For
Performance Goals
Under the Annual
Incentive
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Risks of
Glyphosate
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Polaris Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
PII CUSIP 731068102 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gwenne A. Mgmt For For For
Henricks
1.2 Elect Bernd F. Kessler Mgmt For For For
1.3 Elect Lawrence D. Mgmt For For For
Kingsley
1.4 Elect Scott W. Wine Mgmt For For For
2 Amendment to the Mgmt For Against Against
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara T. Mgmt For For For
Alexander
2 Elect Raymond V. Mgmt For For For
Dittamore
3 Elect Jeffry W. Mgmt For For For
Henderson
4 Elect Thomas W. Horton Mgmt For For For
5 Elect Paul E. Jacobs Mgmt For For For
6 Elect Harish M. Manwani Mgmt For For For
7 Elect Mark D. Mgmt For For For
McLaughlin
8 Elect Steven M. Mgmt For For For
Mollenkopf
9 Elect Clark T. Randt, Mgmt For For For
Jr.
10 Elect Francisco Ros Mgmt For For For
11 Elect Jonathan J. Mgmt For For For
Rubinstein
12 Elect Anthony J. Mgmt For For For
Vinciquerra
13 Ratification of Auditor Mgmt For For For
14 Long-Term Incentive Mgmt For For For
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Spectra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory L. Ebel Mgmt For For For
2 Elect F. Anthony Comper Mgmt For For For
3 Elect Austin A. Adams Mgmt For For For
4 Elect Joseph Alvarado Mgmt For For For
5 Elect Pamela L. Carter Mgmt For For For
6 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
7 Elect Peter B. Hamilton Mgmt For For For
8 Elect Miranda C. Hubbs Mgmt For For For
9 Elect Michael McShane Mgmt For For For
10 Elect Michael G. Morris Mgmt For For For
11 Elect Michael E.J. Mgmt For For For
Phelps
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
14 Amendment to the Mgmt For For For
Executive Short-Term
Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew H. Card, Mgmt For For For
Jr.
2 Elect Erroll B. Davis, Mgmt For For For
Jr.
3 Elect David B. Dillon Mgmt For For For
4 Elect Lance M. Fritz Mgmt For For For
5 Elect Charles C. Krulak Mgmt For For For
6 Elect Jane H. Lute Mgmt For For For
7 Elect Michael R. Mgmt For For For
McCarthy
8 Elect Michael W. Mgmt For For For
McConnell
9 Elect Thomas F. Mgmt For For For
McLarty
III
10 Elect Steven R. Rogel Mgmt For For For
11 Elect Jose H. Mgmt For For For
Villarreal
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John V. Faraci Mgmt For For For
2 Elect Jean-Pierre Mgmt For For For
Garnier
3 Elect Gregory J. Hayes Mgmt For For For
4 Elect Edward A. Kangas Mgmt For For For
5 Elect Ellen J. Kullman Mgmt For For For
6 Elect Marshall O. Mgmt For For For
Larsen
7 Elect Harold W. McGraw Mgmt For For For
III
8 Elect Richard B. Myers Mgmt For For For
9 Elect Fredric G. Mgmt For For For
Reynolds
10 Elect Brian C. Rogers Mgmt For For For
11 Elect H. Patrick Mgmt For For For
Swygert
12 Elect Andre Villeneuve Mgmt For For For
13 Elect Christine Todd Mgmt For For For
Whitman
14 Ratification of Auditor Mgmt For For For
15 Elimination of Mgmt For For For
Cumulative
Voting
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard T. Mgmt For For For
Carucci
1.2 Elect Juliana L. Chugg Mgmt For For For
1.3 Elect Juan E. de Bedout Mgmt For For For
1.4 Elect Mark S. Mgmt For For For
Hoplamazian
1.5 Elect Robert J. Hurst Mgmt For For For
1.6 Elect Laura W. Lang Mgmt For For For
1.7 Elect W. Alan Mgmt For For For
McCollough
1.8 Elect W. Rodney Mgmt For For For
McMullen
1.9 Elect Clarence Otis, Mgmt For For For
Jr.
1.10 Elect Steven E. Rendle Mgmt For For For
1.11 Elect Matthew J. Mgmt For For For
Shattock
1.12 Elect Eric C. Wiseman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Union Company
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin I. Cole Mgmt For For For
2 Elect Hikmet Ersek Mgmt For For For
3 Elect Richard A. Mgmt For For For
Goodman
4 Elect Jack M. Greenberg Mgmt For For For
5 Elect Betsy D. Holden Mgmt For For For
6 Elect Jeffrey A. Mgmt For For For
Joerres
7 Elect Roberto G. Mgmt For For For
Mendoza
8 Elect Michael A. Mgmt For For For
Miles,
Jr.
9 Elect Robert W. Mgmt For Against Against
Selander
10 Elect Frances Fragos Mgmt For For For
Townsend
11 Elect Solomon D. Mgmt For For For
Trujillo
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Political
Spending
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of a Human Rights
Committee
Fund Name : VanEck Vectors Mortgage REIT Income ETF
________________________________________________________________________________
American Capital Agency Corp.
Ticker Security ID: Meeting Date Meeting Status
AGNC CUSIP 02503X105 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Malon Wilkus Mgmt For Abstain Against
2 Elect John R. Erickson Mgmt For Against Against
3 Elect Samuel A. Flax Mgmt For For For
4 Elect Alvin N. Puryear Mgmt For For For
5 Elect Robert M. Couch Mgmt For For For
6 Elect Morris A. Davis Mgmt For For For
7 Elect Randy E. Dobbs Mgmt For For For
8 Elect Larry K. Harvey Mgmt For For For
9 Elect Prue B. Larocca Mgmt For For For
10 Amendment to the Mgmt For For For
Equity Incentive Plan
for Independent
Directors
11 Permit Removal of Mgmt For For For
Directors Without
Cause
12 Ratification of Auditor Mgmt For For For
13 Elect Gary Kain Mgmt For For For
________________________________________________________________________________
American Capital Mortgage Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
MTGE CUSIP 02504A104 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary Kain Mgmt For For For
2 Elect John R. Erickson Mgmt For Against Against
3 Elect Samuel A. Flax Mgmt For For For
4 Elect Alvin N. Puryear Mgmt For For For
5 Elect Robert M. Couch Mgmt For For For
6 Elect Morris A. Davis Mgmt For For For
7 Elect Randy E. Dobbs Mgmt For For For
8 Elect Larry K. Harvey Mgmt For For For
9 Elect Prue B. Larocca Mgmt For For For
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin G. Keyes Mgmt For For For
2 Elect Kevin P. Brady Mgmt For For For
3 Elect E. Wayne Nordberg Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anworth Mortgage Asset Corporation
Ticker Security ID: Meeting Date Meeting Status
ANH CUSIP 037347101 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd McAdams Mgmt For For For
2 Elect Lee A. Ault, III Mgmt For For For
3 Elect Joe E. Davis Mgmt For For For
4 Elect Robert C. Davis Mgmt For For For
5 Elect Mark S. Maron Mgmt For For For
6 Elect Joseph E. McAdams Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Commercial Real Estate Finance, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARI CUSIP 03762U105 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffery M. Gault Mgmt For For For
1.2 Elect Mark C. Biderman Mgmt For For For
1.3 Elect Robert A. Kasdin Mgmt For For For
1.4 Elect Eric L. Press Mgmt For For For
1.5 Elect Scott S. Prince Mgmt For Withhold Against
1.6 Elect Stuart A. Mgmt For For For
Rothstein
1.7 Elect Michael E. Mgmt For For For
Salvati
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Armour Residential REIT Inc.
Ticker Security ID: Meeting Date Meeting Status
ARR CUSIP 042315507 06/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Ulm Mgmt For For For
1.2 Elect Jeffrey J. Zimmer Mgmt For For For
1.3 Elect Daniel C. Staton Mgmt For For For
1.4 Elect Marc H. Bell Mgmt For Withhold Against
1.5 Elect Carolyn Downey Mgmt For For For
1.6 Elect Thomas K. Guba Mgmt For For For
1.7 Elect Robert C. Hain Mgmt For For For
1.8 Elect John P. Hollihan Mgmt For For For
III
1.9 Elect Stewart J. Mgmt For For For
Paperin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Blackstone Mortgage Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXMT CUSIP 09257W100 06/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Nash Mgmt For For For
1.2 Elect Steven D. Plavin Mgmt For For For
1.3 Elect Leonard W. Cotton Mgmt For For For
1.4 Elect Thomas E. Mgmt For For For
Dobrowski
1.5 Elect Martin L. Edelman Mgmt For Withhold Against
1.6 Elect Henry N. Nassau Mgmt For Withhold Against
1.7 Elect Jonathan Pollack Mgmt For Withhold Against
1.8 Elect Lynne B. Sagalyn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2016 Mgmt For For For
Stock Incentive
Plan
4 Approval of the 2016 Mgmt For For For
Manager Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Capstead Mortgage Corporation
Ticker Security ID: Meeting Date Meeting Status
CMO CUSIP 14067E506 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jack Bernard Mgmt For For For
2 Elect Jack Biegler Mgmt For For For
3 Elect Michelle P. Mgmt For For For
Goolsby
4 Elect Andrew F. Jacobs Mgmt For For For
5 Elect Gary Keiser Mgmt For For For
6 Elect Christopher W. Mgmt For For For
Mahowald
7 Elect Michael G. O'Neil Mgmt For For For
8 Elect Mark S. Whiting Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Approval of the Mgmt For For For
Incentive Bonus
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chimera Investment Corp
Ticker Security ID: Meeting Date Meeting Status
CIM CUSIP 16934Q208 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Reilly Mgmt For For For
2 Elect Matthew Lambiase Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chimera Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
CIM CUSIP 16934Q208 12/10/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis M. Mahoney Mgmt For For For
2 Elect Paul A. Keenan Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Colony Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLNY CUSIP 19624R106 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Mgmt For For For
Barrack,
Jr.
1.2 Elect Richard Saltzman Mgmt For For For
1.3 Elect George G. C. Mgmt For For For
Parker
1.4 Elect John A. Somers Mgmt For For For
1.5 Elect John L. Steffens Mgmt For For For
1.6 Elect Nancy A. Curtin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CYS Investments, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYS CUSIP 12673A108 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Grant Mgmt For For For
1.2 Elect Tanya S. Beder Mgmt For For For
1.3 Elect Karen Hammond Mgmt For For For
1.4 Elect Jeffrey P. Hughes Mgmt For For For
1.5 Elect Stephen P. Jonas Mgmt For For For
1.6 Elect Raymond A. Mgmt For For For
Redlingshafer,
Jr.
1.7 Elect Dale Anne Reiss Mgmt For For For
1.8 Elect James A. Stern Mgmt For For For
1.9 Elect David A. Tyson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HASI CUSIP 41068X100 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey W. Eckel Mgmt For For For
1.2 Elect Teresa M. Brenner Mgmt For For For
1.3 Elect Mark J. Cirilli Mgmt For For For
1.4 Elect Charles M. O'Neil Mgmt For For For
1.5 Elect Richard J. Mgmt For For For
Osborne
1.6 Elect Steve G. Osgood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hatteras Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
HTS CUSIP 41902R103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Hough Mgmt For For For
1.2 Elect Benjamin M. Hough Mgmt For For For
1.3 Elect David W. Berson Mgmt For For For
1.4 Elect Ira G. Kawaller Mgmt For For For
1.5 Elect Vicki McElreath Mgmt For For For
1.6 Elect Jeffrey D. Miller Mgmt For Withhold Against
1.7 Elect William V. Nutt, Mgmt For For For
Jr.
1.8 Elect Thomas D. Wren Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invesco Mortgage Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
IVR CUSIP 46131B100 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Balloun Mgmt For For For
2 Elect John S. Day Mgmt For For For
3 Elect Karen D. Kelley Mgmt For For For
4 Elect Edward J. Hardin Mgmt For For For
5 Elect James R. Lientz, Mgmt For For For
Jr.
6 Elect Gregory G. Mgmt For For For
McGreevey
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
iStar Inc.
Ticker Security ID: Meeting Date Meeting Status
STAR CUSIP 45031U408 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay Sugarman Mgmt For For For
1.2 Elect Clifford De Souza Mgmt For For For
1.3 Elect Robert W. Mgmt For For For
Holman,
Jr.
1.4 Elect Robin Josephs Mgmt For For For
1.5 Elect John G. McDonald Mgmt For For For
1.6 Elect Dale Anne Reiss Mgmt For For For
1.7 Elect Barry W. Ridings Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Ladder Capital Corp
Ticker Security ID: Meeting Date Meeting Status
LADR CUSIP 505743104 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan H. Fishman Mgmt For For For
1.2 Elect Jonathan Bilzin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MFA Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Brodsky Mgmt For For For
2 Elect Richard J. Byrne Mgmt For For For
3 Elect Alan L. Gosule Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
New Residential Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
NRZ CUSIP 64828T201 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas L. Jacobs Mgmt For Against Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New York Mortgage Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYMT CUSIP 649604501 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Bock Mgmt For For For
1.2 Elect Alan L. Hainey Mgmt For For For
1.3 Elect Steven R. Mumma Mgmt For For For
1.4 Elect Douglas E. Neal Mgmt For Withhold Against
1.5 Elect Steven G. Norcutt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pennymac Mortgage Investment Trust
Ticker Security ID: Meeting Date Meeting Status
PMT CUSIP 70931T103 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott W. Carnahan Mgmt For For For
1.2 Elect Frank P. Willey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Redwood Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
RWT CUSIP 758075402 05/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Baum Mgmt For For For
2 Elect Douglas B. Hansen Mgmt For For For
3 Elect Mariann Mgmt For For For
Byerwalter
4 Elect Debora D. Horvath Mgmt For For For
5 Elect Martin S. Hughes Mgmt For For For
6 Elect Greg H. Kubicek Mgmt For For For
7 Elect Karen R. Pallota Mgmt For For For
8 Elect Jeffrey T. Pero Mgmt For For For
9 Elect Georganne C. Mgmt For For For
Proctor
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Resource Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
RSO CUSIP 76120W708 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter T. Beach Mgmt For For For
2 Elect Edward E. Cohen Mgmt For Against Against
3 Elect Jonathan Z. Cohen Mgmt For Against Against
4 Elect Richard L. Fore Mgmt For For For
5 Elect William B. Hart Mgmt For For For
6 Elect Gary Ickowicz Mgmt For For For
7 Elect Steven J. Kessler Mgmt For For For
8 Elect Murray S. Levin Mgmt For Against Against
9 Elect P. Sherrill Neff Mgmt For For For
10 Elect Stephanie H. Mgmt For For For
Wiggins
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Starwood Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
STWD CUSIP 85571B105 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard D. Mgmt For For For
Bronson
1.2 Elect Jeffrey G. Mgmt For For For
Dishner
1.3 Elect Camille J. Mgmt For For For
Douglas
1.4 Elect Solomon J. Kumin Mgmt For For For
1.5 Elect Barry S. Mgmt For For For
Sternlicht
1.6 Elect Strauss Zelnick Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Two Harbors Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
TWO CUSIP 90187B101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Spencer Mgmt For For For
Abraham
2 Elect James J. Bender Mgmt For Against Against
3 Elect Stephen G. Kasnet Mgmt For For For
4 Elect Lisa A. Pollina Mgmt For For For
5 Elect William Roth Mgmt For For For
6 Elect W. Reid Sanders Mgmt For For For
7 Elect Thomas Siering Mgmt For For For
8 Elect Brian C. Taylor Mgmt For For For
9 Elect Hope D. Woodhouse Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Asset Mortgage Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
WMC CUSIP 95790D105 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James W. Mgmt For For For
Hirschmann
1.2 Elect Jennifer W. Mgmt For For For
Murphy
1.3 Elect Edward D. Fox Mgmt For For For
1.4 Elect Ranjit M. Mgmt For For For
Kripalani
1.5 Elect M. Christian Mgmt For For For
Mitchell
1.6 Elect Richard W. Roll Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendments to Mgmt For For For
Charter/Bylaw -
Bundled
Fund Name : Market Vectors MSCI Emerging Markets Quality Dividend ETF
________________________________________________________________________________
Alliance Financial Group Berhad
Ticker Security ID: Meeting Date Meeting Status
AFG CINS Y0034W102 07/21/2015 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect LEE Ah Boon Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect KUNG Beng Hong Mgmt For Against Against
5 Elect Thomas LEE Lung Mgmt For For For
Mun
6 Elect OH Chong Peng Mgmt For For For
7 Retention of OH Chong Mgmt For For For
Peng as Independent
Director
8 Retention of Thomas Mgmt For For For
LEE Lung Mun as
Independent
Director
9 Retention of Dziauddin Mgmt For For For
bin Mahmud as
Independent
Director
10 Retention of Stephen Mgmt For For For
GEH Sim Whye as
Independent
Director
________________________________________________________________________________
AMMB Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
AMMB CINS Y0122P100 08/20/2015 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect Rohana Mahmood Mgmt For For For
4 Elect Shayne C. Elliott Mgmt For Against Against
5 Elect Ahmad Johan bin Mgmt For For For
Mohammad
Raslan
6 Elect CHIN Yuen Yin Mgmt For For For
7 Elect Suzette Margaret Mgmt For Against Against
Corr
8 Elect VOON Seng Chuan Mgmt For For For
9 Elect Azman Hashim Mgmt For For For
10 Elect Mohammed Hanif Mgmt For Against Against
bin
Omar
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Renewal Of Authority Mgmt For For For
to Grant Awards and
Issue Shares under
Executives' Share
Scheme
13 Authority to Issue Mgmt For For For
Shares under Dividend
Reinvestment
Plan
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
AMMB Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
AMMB CINS Y0122P100 08/20/2015 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions with
Amcrop Group Berhad
Group
2 Related Party Mgmt For For For
Transactions with
Australia and New
Zealand Banking Group
Limited
Group
3 Related Party Mgmt For For For
Transactions with
Modular Corp (M) Sdn
Bhd
Group
________________________________________________________________________________
Belle International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1880 CINS G09702104 07/28/2015 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect TANG Yiu Mgmt For For For
7 Elect SHENG Baijiao Mgmt For Against Against
8 Elect George HO Kwok Mgmt For For For
Wah
9 Elect YU Wu Mgmt For For For
10 Elect TANG Wai Lam Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Cairn India Limited
Ticker Security ID: Meeting Date Meeting Status
CAIRN CINS Y1081B108 07/21/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Tarun Jain Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor
7 Elect Mayank M. Ashar Mgmt For For For
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
CCR S.A.
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 07/21/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Directors Mgmt For Against Against
________________________________________________________________________________
China Petroleum and Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 10/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Major Continuing Mgmt For For For
Connected
Transactions and
Non-Major Continuing
Connected
Transactions
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421132 08/31/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Method of Repurchase Mgmt For For For
3 Price Range Mgmt For For For
4 Type, Quantity and Mgmt For For For
Proportion
5 Proceeds and Source of Mgmt For For For
Funding
6 Period of Share Mgmt For For For
Purchase
7 Validity Period of Mgmt For For For
Resolution
8 Board Authorization to Mgmt For For For
Repurchase A
Shares
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421132 08/31/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Method of Repurchase Mgmt For For For
3 Price Range Mgmt For For For
4 Type, Quantity and Mgmt For For For
Proportion
5 Proceeds and Source of Mgmt For For For
Funding
6 Period of Share Mgmt For For For
Purchase
7 Validity Period of Mgmt For For For
Resolution
8 Board Authorization to Mgmt For For For
Repurchase A
Shares
________________________________________________________________________________
Coal India Limited
Ticker Security ID: Meeting Date Meeting Status
COALINDIA CINS Y1668L107 09/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect R. Mohan Das Mgmt For Against Against
5 Elect Nagendra Kumar Mgmt For Against Against
6 Elect Sutirtha Mgmt For Against Against
Bhattacharya
7 Elect Chandan Kumar Dey Mgmt For Against Against
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Ecopetrol SA
Ticker Security ID: Meeting Date Meeting Status
ECOPETROL CINS ADPV14028 09/04/2015 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Safety Guidelines Mgmt For For For
4 Quorum Mgmt For For For
5 Speech of the CEO Mgmt For For For
6 Agenda Mgmt For For For
7 Election of Presiding Mgmt For For For
Chairman
8 Election of Delegates Mgmt For For For
in Charge of Meeting
Polling
9 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
10 Election of Directors Mgmt For For For
________________________________________________________________________________
Enea SA
Ticker Security ID: Meeting Date Meeting Status
ENA CINS X2232G104 08/27/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou R & F Properties Company
Ticker Security ID: Meeting Date Meeting Status
2777 CINS Y2933F115 08/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Class of Shares Mgmt For For For
5 Place of Listing Mgmt For For For
6 Issuers Mgmt For For For
7 Issue Size Mgmt For For For
8 Nominal Value Mgmt For For For
9 Target Subscriber Mgmt For For For
10 Issue Price Mgmt For For For
11 Method of Issue Mgmt For For For
12 Underwriting Method Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Accumulated Mgmt For For For
Undistributed
Profit
15 Validity Period Mgmt For For For
16 Board Authorization to Mgmt For For For
Implement A Share
Issue
17 Price Stablization Mgmt For For For
Measure
18 Letter of Undertaking Mgmt For For For
Regarding Repurchase
of A
Shares
19 Amendments to Articles Mgmt For For For
20 Three Year Shareholder Mgmt For For For
Profit Distribution
Plan
21 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
22 Letter of Undertaking Mgmt For For For
Regarding Performance
of
Undertakings
23 Adoption of Rules of Mgmt For For For
Procedures for
Shareholders' General
Meeting
24 Adoption of Rules of Mgmt For For For
Procedures for Board
of
Directors
25 Adoption of Working Mgmt For For For
System for
Independent
Directors
26 Adoption of Special Mgmt For For For
Deposit Account and
Management Method for
Use of
Proceeds
27 Adoption of Mgmt For For For
Administrative Rules
For Connected Party
Transactions
28 Adoption of Rules For Mgmt For For For
External
Guarantee
29 Adoption of Mgmt For For For
Administrative Rules
for External
Investment
30 Adoption of Rules of Mgmt For For For
Procedures for
Supervisory
Committee
31 Issuer Mgmt For For For
32 Size of Issuance Mgmt For For For
33 Method of Issue Mgmt For For For
34 Bond Type and Maturity Mgmt For For For
35 Use of Proceeds Mgmt For For For
36 Arrangement for Issue Mgmt For For For
of
Shareholders
37 Determination of Bond Mgmt For For For
Annual Interest
Rate
38 Listing and Trading Mgmt For For For
Arrangement
39 Validity of Resolution Mgmt For For For
40 Measures to Ensure Mgmt For For For
Repayment
41 Board Authorization to Mgmt For For For
Implement Bond
Issue
________________________________________________________________________________
Guangzhou R & F Properties Company
Ticker Security ID: Meeting Date Meeting Status
2777 CINS Y2933F115 08/12/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Class of Shares Mgmt For For For
4 Place of Listing Mgmt For For For
5 Issuers Mgmt For For For
6 Issue Size Mgmt For For For
7 Nominal Value Mgmt For For For
8 Target Subscriber Mgmt For For For
9 Issue Price Mgmt For For For
10 Method of Issue Mgmt For For For
11 Underwriting Method Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Accumulated Mgmt For For For
Undistributed
Profit
14 Validity Period Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement A Share
Issue
16 Price Stablization Mgmt For For For
Measure
17 Letter of Undertaking Mgmt For For For
Regarding Repurchase
of A
Shares
________________________________________________________________________________
KT&G Corporation
Ticker Security ID: Meeting Date Meeting Status
033780 CINS Y49904108 10/07/2015 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect BAEK Bok In as Mgmt For For For
CEO
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 08/25/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Merger by Absorption Mgmt For For For
(ZAO
KOMSTAR-Regions)
3 Merger by Absorption Mgmt For For For
(AO Penza GSM, AO
SMARTS-Ivanovo and AO
SMARTS-Ufa)
4 Amendments to Articles Mgmt For For For
Regarding Merger with
ZAO
KOMSTAR-Regions
5 Amendments to Articles Mgmt For For For
Regarding Merger with
AO Penza GSM, AO
SMARTS-Ivanovo and AO
SMARTS-Ufa
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 09/30/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Interim Dividend 2Q2015 Mgmt For For For
________________________________________________________________________________
Natura Cosmeticos SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 07/27/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
4 Amendments to Articles Mgmt For For For
(Co-Chairmen)
5 Amendments to Articles Mgmt For For For
(Executive Operating
Officers)
6 Consolidation of Mgmt For For For
Articles
7 Approval of Stock Mgmt For For For
Option
Plan
8 Amendment to the Mgmt For For For
Restricted Stock
Plan
9 Ratify Updated Mgmt For For For
Administrators'
Global Remuneration
Plan
________________________________________________________________________________
Oil India Limited
Ticker Security ID: Meeting Date Meeting Status
OIL CINS Y64210100 09/26/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nalin K. Mgmt For Against Against
Srivastava
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Biswajit Roy Mgmt For Against Against
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect P.K Sharma Mgmt For Against Against
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 09/14/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Approve the Mgmt For For For
Non-Election of the
Scrutiny
Commission
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Rural Electrification Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
RECLTD CINS Y73650106 09/16/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Prakash Thakkar Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For Against Against
Non-Convertible Debt
Instruments
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Related Party Mgmt For For For
Transactions
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 09/01/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Eddy Oblowitz Mgmt For For For
4 Re-elect Nomahlubi V. Mgmt For For For
Simamane
5 Re-elect Tumi Mgmt For For For
Makgabo-Fiskerstrand
6 Elect Anthony Thunstrom Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Sam
Abrahams)
8 Elect Audit Committee Mgmt For For For
Member (Eddy
Oblowitz)
9 Elect Audit Committee Mgmt For For For
Member (Nomahlubi V.
Simamane)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve NEDs' Fees Mgmt For For For
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance
14 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Transmissora Alianca de Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 07/09/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Antonio de Padua Mgmt For For For
Ferreira
Passos
5 Elect Luis Fernando Mgmt For Against Against
Rolla
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Transmissora Alianca de Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 08/20/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Roberta da Rocha Mgmt For For For
Miranda Lopes Borio
as Alternate Member
of the Supervisory
Council
5 Elect Rafael Carneiro Mgmt For Against Against
Neiva de Sousa as
Alternate Board
Member
6 Authority to Mgmt For For For
Participate in
Auction of
Transmission Facility
Concessions
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/16/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Bafeleang P. Mgmt For For For
Mabelane
3 Re-elect David H. Brown Mgmt For For For
4 Re-elect Ivan Dittrich Mgmt For For For
5 Re-elect Michael Joseph Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approve Remuneration Mgmt For For For
Policy
8 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (David
Brown)
9 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Phillip
Moleketi)
10 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Bafeleang
Mabelane)
11 Authority to Mgmt For For For
Repurchase
Shares
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yuanta Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
2885 CINS Y2169H108 10/13/2015 Voted
Meeting Type Country of Trade
Special Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Extraordinary Motions Mgmt Abstain Against N/A
Fund Name : Market Vectors MSCI Emerging Markets Quality ETF
________________________________________________________________________________
Asian Paints Limited
Ticker Security ID: Meeting Date Meeting Status
ASIANPAINT CINS Y03638114 07/03/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ashwin C. Choksi Mgmt For Against Against
5 Elect Ashwin S. Dani Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Elect Abhay Vakil Mgmt For Against Against
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Asian Paints Limited
Ticker Security ID: Meeting Date Meeting Status
ASIANPAINT CINS Y03638114 09/26/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROBINDOP CINS Y04527142 07/09/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of New Mgmt For Against Against
Articles of
Association
2 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROBINDOP CINS Y04527142 08/27/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect P. Sarath Mgmt For Against Against
Chandra
Reddy
5 Elect M. Sivakumaran Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Avnit Bimal Singh Mgmt For For For
8 Appointment of N. Mgmt For Against Against
Govindarajan
(Managing Director);
Approval of
Remuneration
9 Appointment of K. Mgmt For For For
Nithyananda Reddy
(Whole Time
Director); Approval
of
Remuneration
10 Appointment of M. Mgmt For For For
Sivakumaran Reddy
(Whole Time
Director); Approval
of
Remuneration
11 Appointment of M. Mgmt For For For
Madan Mohan Reddy
(Whole Time
Director); Approval
of
Remuneration
________________________________________________________________________________
Bajaj Auto Limited
Ticker Security ID: Meeting Date Meeting Status
BAJAJAUT CINS Y05490100 07/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shekhar Bajaj Mgmt For Against Against
4 Elect Niraj Bajaj Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Gita Piramal Mgmt For For For
7 Appoint Rahul Bajaj Mgmt For For For
(Executive Chairman);
Approve
Remuneration
8 Appoint Madhur Bajaj Mgmt For For For
(Executive
Vice-Chairman);
Approve
Remuneration
9 Appoint Rajiv Bajaj Mgmt For For For
(Managing Director);
Approve
Remuneration
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Belle International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1880 CINS G09702104 07/28/2015 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect TANG Yiu Mgmt For For For
7 Elect SHENG Baijiao Mgmt For Against Against
8 Elect George HO Kwok Mgmt For For For
Wah
9 Elect YU Wu Mgmt For For For
10 Elect TANG Wai Lam Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Bosch Limited
Ticker Security ID: Meeting Date Meeting Status
BOSCHLTD CINS Y6139L131 08/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Steffen Berns Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Andrew Mgmt For For For
Wolf (Whole-time
Director); Approval
of
Remuneration
7 Approve Revised Mgmt For For For
Remuneration of
Soumitra Bhattacharya
(Joint Managing
Director)
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Non-Executive Mgmt For For For
Directors'
Commission
10 Related Party Mgmt For For For
Transactions - Robert
Bosch
GmbH
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1583S104 08/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Fund Mgmt For For For
Financing
________________________________________________________________________________
Cipla Limited
Ticker Security ID: Meeting Date Meeting Status
CIPLA CINS Y1633P142 08/27/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Subhanu Saxena Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Samina Vaziralli Mgmt For For For
6 Appointment of Samina Mgmt For For For
Vaziralli (Whole-Time
Director); Approval
of
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Coal India Limited
Ticker Security ID: Meeting Date Meeting Status
COALINDIA CINS Y1668L107 09/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect R. Mohan Das Mgmt For Against Against
5 Elect Nagendra Kumar Mgmt For Against Against
6 Elect Sutirtha Mgmt For Against Against
Bhattacharya
7 Elect Chandan Kumar Dey Mgmt For Against Against
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Container Corporation of India Limited
Ticker Security ID: Meeting Date Meeting Status
CONCOR CINS Y1740A137 09/04/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Anil Kumar Gupta Mgmt For Against Against
5 Elect P. Alli Rani Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect N. Madhusudana Mgmt For Against Against
Rao
8 Elect V. Kalyana Rama Mgmt For Against Against
________________________________________________________________________________
Dabur India Limited
Ticker Security ID: Meeting Date Meeting Status
DABUR CINS Y1855D140 07/21/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Amit Burman Mgmt For Against Against
4 Elect Saket Burman Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Falguni Sanjay Mgmt For For For
Nayar
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Sunil Mgmt For For For
Duggal (Whole-time
Director); Approve
Remuneration
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Divi's Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
DIVISLAB CINS Y2076F112 08/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nimmagadda V. Mgmt For For For
Ramana
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Divi's Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
DIVISLAB CINS Y2076F112 09/12/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorised Mgmt For For For
Capital
3 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CINS Y21089159 07/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect G. V. Prasad Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CINS Y21089159 09/17/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
GlaxoSmithKline Consumer Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
GLAXOCON CINS Y2710K105 08/06/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of Vivek Mgmt For For For
Anand
(Director-Finance and
CFO); Approval of
Remuneration
5 Appointment of Manoj Mgmt For For For
Kumar (Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Godrej Consumer Products Ltd
Ticker Security ID: Meeting Date Meeting Status
GODREJCP CINS Y2732X135 07/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nadir B. Godrej Mgmt For Against Against
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
7 Amendment to Foreign Mgmt For For For
Investor
Restrictions
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y2882P106 09/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Eligibility For Mgmt For For For
Non-Public A Share
Issue
4 Feasibility Report on Mgmt For For For
Use of
Proceeds
5 Report on Use of Mgmt For For For
Proceeds From
Previous Fund Raising
Exercise
2014
6 Profit Distribution Mgmt For For For
Plan For 2015 -
2017
7 Report on Use of Mgmt For For For
Proceeds From
Previous Fund Raising
Exercise
2015
8 Class and Nominal Value Mgmt For For For
9 Method of Issuance Mgmt For For For
10 Target Investors and Mgmt For For For
Method of
Subscription
11 Number of Shares Mgmt For For For
12 Price Determination Mgmt For For For
and Pricing
Principle
13 Valid Period Mgmt For For For
14 Lock-Up Arrangement Mgmt For For For
15 Use of Proceeds Mgmt For For For
16 Retained Profits Prior Mgmt For For For
to Non-Public
Issuance
17 Place of Listing Mgmt For For For
18 Proposal on Non-Public Mgmt For For For
Issuance of A
Shares
19 Board Authorization Mgmt For For For
20 Amendments to Mgmt For For For
Articles: A Share
Issue
21 Capitalization: Mgmt For For For
Special Dividend and
Bonus Share
Issuance
22 Amendments to Mgmt For For For
Articles:
Capitalization
23 Absorption of Mgmt For For For
Wholly-owned
Subsidiaries
24 Amendments to Mgmt For For For
Articles:
Absorption
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Financiero Inbursa, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFINBUR CINS P4950U165 07/16/2015 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Lala S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
LALA CINS P49543104 07/15/2015 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Plan Mgmt For Abstain Against
2 Election of Meeting Mgmt For For For
Delegates
3 Minutes Mgmt For For For
________________________________________________________________________________
Haier Electronics Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1169 CINS G42313125 08/25/2015 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Logistics Services Mgmt For For For
Agreement
4 Products Procurement Mgmt For For For
Agreement
5 Materials Procurement Mgmt For For For
Agreement
6 Export Agreement Mgmt For For For
7 Board Authorization to Mgmt For For For
Implement
Transactions Under
Agreements
________________________________________________________________________________
Halla Climate Control Corporation
Ticker Security ID: Meeting Date Meeting Status
018880 CINS Y29874107 07/24/2015 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments of Mgmt For Against Against
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Hero MotoCorp Limited
Ticker Security ID: Meeting Date Meeting Status
HEROMOTOCO CINS Y3194B108 08/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Suman Kant Munjal Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Shobana Kamineni Mgmt For For For
6 Amendments to Mgmt For For For
Memorandum of
Association
7 Adoption of New Mgmt For Against Against
Articles
8 Directors' Commission Mgmt For For For
________________________________________________________________________________
ITC Ltd
Ticker Security ID: Meeting Date Meeting Status
ITC CINS Y4211T171 07/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kurush N. Grant Mgmt For For For
5 Elect Krishnamoorthy Mgmt For Against Against
Vaidyanath
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
________________________________________________________________________________
KT&G Corporation
Ticker Security ID: Meeting Date Meeting Status
033780 CINS Y49904108 10/07/2015 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect BAEK Bok In as Mgmt For For For
CEO
________________________________________________________________________________
Lenovo Group Limited
Ticker Security ID: Meeting Date Meeting Status
0992 CINS Y5257Y107 07/02/2015 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Jerry YANG Mgmt For For For
Chih-Yuan
6 Elect YANG Yuanqing Mgmt For Against Against
7 Elect ZHAO John Huan Mgmt For For For
8 Elect Nicholas C. Allen Mgmt For For For
9 Retirement of TING Lee Mgmt For For For
Sen
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lojas Renner SA
Ticker Security ID: Meeting Date Meeting Status
LREN3 cins P6332C102 09/14/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Stock Split Mgmt For For For
6 Approval of Stock Mgmt For For For
Option and Restricted
Stock
Plans
7 Amendments to Articles Mgmt For For For
8 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Lupin Limited
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 07/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vinita D. Gupta Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appoint Desh Bandhu Mgmt For Against Against
Gupta (Executive
Chairman); Approve
Remuneration
7 Appoint Kamal K. Mgmt For Against Against
Sharma (Vice
Chairman); Approve
Remuneration
8 Appoint M.D. Gupta Mgmt For Against Against
(Executive Director);
Approve
Remuneration
9 Elect Vijay Kelkar Mgmt For For For
10 Elect Rajendra A. Shah Mgmt For Against Against
11 Elect Richard W. Zahn Mgmt For For For
12 Elect Kamalaksha Mgmt For Against Against
Uggappa
Mada
13 Elect Dileep C. Choksi Mgmt For For For
14 Directors' Commission Mgmt For For For
15 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
16 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
17 Increase in Authorised Mgmt For For For
Capital
________________________________________________________________________________
Magnit PAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 09/24/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
2 Related Party Mgmt For For For
Transaction (Credit
Agreement)
3 Related Party Mgmt For For For
Transaction
(Guarantee
Agreement)
________________________________________________________________________________
Marico Limited
Ticker Security ID: Meeting Date Meeting Status
MARICO CINS Y5841R170 08/05/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Harsh C. Mariwala Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Adoption of New Mgmt For Against Against
Articles
8 Directors' Commission Mgmt For For For
9 Amendment to the Mgmt For For For
Marico Employee Stock
Appreciation Rights
Plan,
2011
10 Extension of Amended Mgmt For For For
Marico Employee Stock
Appreciation Rights
Plan, 2011 to
Subsidiaries
11 Acquisition of Shares Mgmt For For For
From Secondary
Market
12 Provision of Loan to Mgmt For For For
Employees Welfare
Trust
________________________________________________________________________________
Media Nusantara Citra Tbk
Ticker Security ID: Meeting Date Meeting Status
MNCN CINS Y71280104 07/27/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 08/25/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Merger by Absorption Mgmt For For For
(ZAO
KOMSTAR-Regions)
3 Merger by Absorption Mgmt For For For
(AO Penza GSM, AO
SMARTS-Ivanovo and AO
SMARTS-Ufa)
4 Amendments to Articles Mgmt For For For
Regarding Merger with
ZAO
KOMSTAR-Regions
5 Amendments to Articles Mgmt For For For
Regarding Merger with
AO Penza GSM, AO
SMARTS-Ivanovo and AO
SMARTS-Ufa
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 09/30/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Interim Dividend 2Q2015 Mgmt For For For
________________________________________________________________________________
Motherson Sumi Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
MOTHERSUMI CINS Y6139B141 07/14/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Motherson Sumi Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
MOTHERSUMI CINS Y6139B141 07/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Toshimi Shirakawa Mgmt For Against Against
5 Elect Laksh Vaaman Mgmt For Against Against
Sehgal
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Cost Mgmt For For For
Auditor
________________________________________________________________________________
Mr. Price Group Limited
Ticker Security ID: Meeting Date Meeting Status
MPC CINS S5256M101 09/01/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Bobby Johnston Mgmt For For For
3 Re-elect Maud Motanyane Mgmt For For For
4 Re-elect Daisy Naidoo Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Mgmt For For For
Compliance Committee
Member (Bobby
Johnston)
7 Elect Audit and Mgmt For For For
Compliance Committee
Member (Daisy
Naidoo)
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Myles J.D.
Ruck)
9 Elect Audit and Mgmt For For For
Compliance Committee
Member (John
Swain)
10 Approve Remuneration Mgmt For For For
Policy
11 Report of the Social, Mgmt For For For
Ethics,
Transformation and
Sustainability
Committee
12 Authorisation of Legal Mgmt For For For
Formalities
13 General Authority to Mgmt For For For
Issue
Shares
14 Approve NEDs' Fees Mgmt For For For
(Independent
Non-Executive
Chairman)
15 Approve NEDs' Fees Mgmt For For For
(Honorary
Chairman)
16 Approve NEDs' Fees Mgmt For For For
(Lead
Director)
17 Approve NEDs' Fees Mgmt For For For
(Director)
18 Approve NEDs' Fees Mgmt For For For
(Incoming Audit and
Compliance Committee
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Outgoing Audit and
Compliance Committee
Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Audit and Compliance
Committee
Member)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations Committee
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation and
Sustainability
Committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation and
Sustainability
Committee
Member)
25 Authority to Mgmt For For For
Repurchase
Shares
26 Approve Financial Mgmt For For For
Assistance
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nestle India Limited
Ticker Security ID: Meeting Date Meeting Status
NESTLEIND CINS Y6268T111 09/17/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Suresh Mgmt For Against Against
Narayanan (Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Netcare Limited
Ticker Security ID: Meeting Date Meeting Status
NTC CINS S5507D108 07/10/2015 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restructuring/Repurchas Mgmt For For For
e of Shares from PCT
Finco
2 Repurchase of Shares Mgmt For For For
from HPFL
Finco
3 Issue of Shares to PCT Mgmt For For For
4 Issue of Shares to PPT Mgmt For For For
5 Issue of Shares to HLT Mgmt For For For
6 Issue of Shares to MCT Mgmt For For For
7 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Oil & Natural Gas Corp Ltd
Ticker Security ID: Meeting Date Meeting Status
ONGC CINS Y64606133 09/15/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shashi Shanker Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect U.P. Singh Mgmt For Against Against
6 Elect Ajay Kumar Mgmt For For For
Dwivedi
7 Elect Atreyee Das Mgmt For Against Against
8 Elect V.P. Mahawar Mgmt For Against Against
9 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pick N Pay Stores Limited
Ticker Security ID: Meeting Date Meeting Status
PIK CINS S60947108 07/27/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Hugh S. Herman Mgmt For For For
3 Re-elect David Robins Mgmt For For For
4 Re-elect Jeff van Mgmt For For For
Rooyen
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Jeff van
Rooyen)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Hugh S.
Herman)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Audrey
Mothupi)
8 Approve Remuneration Mgmt For For For
Policy
9 Approve NEDs' Fees Mgmt For For For
10 Approve Financial Mgmt For For For
Assistance (Related
or inter-related
companies)
11 Approve Financial Mgmt For For For
Assistance
(Persons)
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authorisation of Legal Mgmt For For For
Formalities
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 08/12/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Sun Pharmaceuticals Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SUNPHARMA CINS Y8523Y158 11/04/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Tech Mahindra Limited
Ticker Security ID: Meeting Date Meeting Status
TECHM CINS Y85491127 07/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For For For
and
Reports
3 Consolidated Financial Mgmt For For For
Statements and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Resignation of Director Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 09/01/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Eddy Oblowitz Mgmt For For For
4 Re-elect Nomahlubi V. Mgmt For For For
Simamane
5 Re-elect Tumi Mgmt For For For
Makgabo-Fiskerstrand
6 Elect Anthony Thunstrom Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Sam
Abrahams)
8 Elect Audit Committee Mgmt For For For
Member (Eddy
Oblowitz)
9 Elect Audit Committee Mgmt For For For
Member (Nomahlubi V.
Simamane)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve NEDs' Fees Mgmt For For For
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance
14 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
TOTVS S.A.
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 09/03/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Protocol and Mgmt For For For
Justification of
Merger
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger (Reorganization) Mgmt For For For
7 Share Capital Increase Mgmt For For For
8 Amendment to Stock Mgmt For For For
Option
Plan
9 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Turk Telekomunikasyon A.S.
Ticker Security ID: Meeting Date Meeting Status
TTKOM CINS M9T40N131 07/08/2015 Take No Action
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening; Election of Mgmt For TNA N/A
Presiding
Chairman
6 Minutes Mgmt For TNA N/A
7 Election of Directors; Mgmt For TNA N/A
Board Term Length;
Directors'
Fees
8 Election of Statutory Mgmt For TNA N/A
Auditors
9 Authority to Carry Out Mgmt For TNA N/A
Competing Activities
or Related Party
Transactions
10 Wishes; Closing Mgmt For TNA N/A
________________________________________________________________________________
UPL Limited
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 07/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vikram Rajnikant Mgmt For Against Against
Shroff
4 Elect Arun Chandrasen Mgmt For Against Against
Ashar
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Elect Hardeep Sigh Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Directors' Commission Mgmt For For For
9 Adoption of New Mgmt For Against Against
Articles of
Association
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/16/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Bafeleang P. Mgmt For For For
Mabelane
3 Re-elect David H. Brown Mgmt For For For
4 Re-elect Ivan Dittrich Mgmt For For For
5 Re-elect Michael Joseph Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approve Remuneration Mgmt For For For
Policy
8 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (David
Brown)
9 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Phillip
Moleketi)
10 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Bafeleang
Mabelane)
11 Authority to Mgmt For For For
Repurchase
Shares
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wipro Ltd
Ticker Security ID: Meeting Date Meeting Status
WIT CINS Y96659142 07/22/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect T.K. Kurien Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Appointment of Azim H Mgmt For Against Against
Premji (Executive
Chairman and Managing
Director); Approval
of
Remuneration
7 Appointment of Rishad Mgmt For For For
Azim Premji
(Whole-time
Director); Approval
of
Remuneration
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zee Entertainment Enterprises Limited
Ticker Security ID: Meeting Date Meeting Status
ZEEENTER CINS Y98893152 07/15/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Confirmation of Mgmt For For For
Dividend on
Preference
Shares
4 Allocation of Dividend Mgmt For For For
on Ordinary
Shares
5 Elect Ashok M. Kurien Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Punit Mgmt For For For
Goenka (MD/CEO);
Approval of
Remuneration
8 Directors' Commission Mgmt For For For
9 Elect Manish Chokhani Mgmt For For For
10 Reverse Stock Split Mgmt For For For
(Consolidation of
Preference
Shares)
Fund Name : Market Vectors MSCI International Quality Dividend ETF
________________________________________________________________________________
Aberdeen Asset Management plc
Ticker Security ID: Meeting Date Meeting Status
ADN CINS G00434111 07/06/2015 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Preference
Shares
2 Authority to Mgmt For For For
Consolidate and
Sub-divide Share
Capital (Preference
Shares)
________________________________________________________________________________
Alliance Financial Group Berhad
Ticker Security ID: Meeting Date Meeting Status
AFG CINS Y0034W102 07/21/2015 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect LEE Ah Boon Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect KUNG Beng Hong Mgmt For Against Against
5 Elect Thomas LEE Lung Mgmt For For For
Mun
6 Elect OH Chong Peng Mgmt For For For
7 Retention of OH Chong Mgmt For For For
Peng as Independent
Director
8 Retention of Thomas Mgmt For For For
LEE Lung Mun as
Independent
Director
9 Retention of Dziauddin Mgmt For For For
bin Mahmud as
Independent
Director
10 Retention of Stephen Mgmt For For For
GEH Sim Whye as
Independent
Director
________________________________________________________________________________
AMMB Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
AMMB CINS Y0122P100 08/20/2015 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect Rohana Mahmood Mgmt For For For
4 Elect Shayne C. Elliott Mgmt For Against Against
5 Elect Ahmad Johan bin Mgmt For For For
Mohammad
Raslan
6 Elect CHIN Yuen Yin Mgmt For For For
7 Elect Suzette Margaret Mgmt For Against Against
Corr
8 Elect VOON Seng Chuan Mgmt For For For
9 Elect Azman Hashim Mgmt For For For
10 Elect Mohammed Hanif Mgmt For Against Against
bin
Omar
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Renewal Of Authority Mgmt For For For
to Grant Awards and
Issue Shares under
Executives' Share
Scheme
13 Authority to Issue Mgmt For For For
Shares under Dividend
Reinvestment
Plan
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
AMMB Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
AMMB CINS Y0122P100 08/20/2015 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions with
Amcrop Group Berhad
Group
2 Related Party Mgmt For For For
Transactions with
Australia and New
Zealand Banking Group
Limited
Group
3 Related Party Mgmt For For For
Transactions with
Modular Corp (M) Sdn
Bhd
Group
________________________________________________________________________________
Cairn India Limited
Ticker Security ID: Meeting Date Meeting Status
CAIRN CINS Y1081B108 07/21/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Tarun Jain Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor
7 Elect Mayank M. Ashar Mgmt For For For
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
China Merchants Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896115 09/25/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adjustment of Employee Mgmt For For For
Stock Ownership
Scheme
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896115 09/25/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Zhang Feng as Mgmt For For For
Director
4 Adjustment of Employee Mgmt For For For
Stock Ownership
Scheme
5 Adjusted Connected Mgmt For For For
Issue
6 Elect Eric ZHU Liwei Mgmt For For For
as
Director
7 Elect FU Junyuan as Mgmt For For For
Supervisor
________________________________________________________________________________
China Petroleum and Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 10/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Major Continuing Mgmt For For For
Connected
Transactions and
Non-Major Continuing
Connected
Transactions
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Coal India Limited
Ticker Security ID: Meeting Date Meeting Status
COALINDIA CINS Y1668L107 09/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect R. Mohan Das Mgmt For Against Against
5 Elect Nagendra Kumar Mgmt For Against Against
6 Elect Sutirtha Mgmt For Against Against
Bhattacharya
7 Elect Chandan Kumar Dey Mgmt For Against Against
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Ecopetrol SA
Ticker Security ID: Meeting Date Meeting Status
ECOPETROL CINS ADPV14028 09/04/2015 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Safety Guidelines Mgmt For For For
4 Quorum Mgmt For For For
5 Speech of the CEO Mgmt For For For
6 Agenda Mgmt For For For
7 Election of Presiding Mgmt For For For
Chairman
8 Election of Delegates Mgmt For For For
in Charge of Meeting
Polling
9 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
10 Election of Directors Mgmt For For For
________________________________________________________________________________
Guangzhou R & F Properties Company
Ticker Security ID: Meeting Date Meeting Status
2777 CINS Y2933F115 08/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Class of Shares Mgmt For For For
5 Place of Listing Mgmt For For For
6 Issuers Mgmt For For For
7 Issue Size Mgmt For For For
8 Nominal Value Mgmt For For For
9 Target Subscriber Mgmt For For For
10 Issue Price Mgmt For For For
11 Method of Issue Mgmt For For For
12 Underwriting Method Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Accumulated Mgmt For For For
Undistributed
Profit
15 Validity Period Mgmt For For For
16 Board Authorization to Mgmt For For For
Implement A Share
Issue
17 Price Stablization Mgmt For For For
Measure
18 Letter of Undertaking Mgmt For For For
Regarding Repurchase
of A
Shares
19 Amendments to Articles Mgmt For For For
20 Three Year Shareholder Mgmt For For For
Profit Distribution
Plan
21 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
22 Letter of Undertaking Mgmt For For For
Regarding Performance
of
Undertakings
23 Adoption of Rules of Mgmt For For For
Procedures for
Shareholders' General
Meeting
24 Adoption of Rules of Mgmt For For For
Procedures for Board
of
Directors
25 Adoption of Working Mgmt For For For
System for
Independent
Directors
26 Adoption of Special Mgmt For For For
Deposit Account and
Management Method for
Use of
Proceeds
27 Adoption of Mgmt For For For
Administrative Rules
For Connected Party
Transactions
28 Adoption of Rules For Mgmt For For For
External
Guarantee
29 Adoption of Mgmt For For For
Administrative Rules
for External
Investment
30 Adoption of Rules of Mgmt For For For
Procedures for
Supervisory
Committee
31 Issuer Mgmt For For For
32 Size of Issuance Mgmt For For For
33 Method of Issue Mgmt For For For
34 Bond Type and Maturity Mgmt For For For
35 Use of Proceeds Mgmt For For For
36 Arrangement for Issue Mgmt For For For
of
Shareholders
37 Determination of Bond Mgmt For For For
Annual Interest
Rate
38 Listing and Trading Mgmt For For For
Arrangement
39 Validity of Resolution Mgmt For For For
40 Measures to Ensure Mgmt For For For
Repayment
41 Board Authorization to Mgmt For For For
Implement Bond
Issue
________________________________________________________________________________
Guangzhou R & F Properties Company
Ticker Security ID: Meeting Date Meeting Status
2777 CINS Y2933F115 08/12/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Class of Shares Mgmt For For For
4 Place of Listing Mgmt For For For
5 Issuers Mgmt For For For
6 Issue Size Mgmt For For For
7 Nominal Value Mgmt For For For
8 Target Subscriber Mgmt For For For
9 Issue Price Mgmt For For For
10 Method of Issue Mgmt For For For
11 Underwriting Method Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Accumulated Mgmt For For For
Undistributed
Profit
14 Validity Period Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement A Share
Issue
16 Price Stablization Mgmt For For For
Measure
17 Letter of Undertaking Mgmt For For For
Regarding Repurchase
of A
Shares
________________________________________________________________________________
ICAP plc
Ticker Security ID: Meeting Date Meeting Status
IAP CINS G46981117 07/15/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Charles Gregson Mgmt For For For
4 Elect Michael Spencer Mgmt For For For
5 Elect Ivan R. Ritossa Mgmt For For For
6 Elect Diane L. Mgmt For For For
Schueneman
7 Elect John Sievwright Mgmt For For For
8 Elect Robert Standing Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Remuneration Report Mgmt For Against Against
(Advisory)
12 Remuneration Policy Mgmt For Against Against
(Binding)
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Mgmt For For For
Repurchase
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authorisation of Mgmt For For For
Political
Donations
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 2015 Performance Share Mgmt For For For
Plan
24 2015 Deferred Share Mgmt For For For
Bonus
Plan
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 08/06/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Glynn R. Burger Mgmt For For For
3 Elect Cheryl A. Carolus Mgmt For For For
4 Elect Perry K.O. Mgmt For For For
Crosthwaite
5 Elect Hendrik du Toit Mgmt For For For
6 Elect Bradley Fried Mgmt For For For
7 Elect David Friedland Mgmt For Against Against
8 Elect Bernard Kantor Mgmt For For For
9 Elect Ian R. Kantor Mgmt For For For
10 Elect Stephen Koseff Mgmt For For For
11 Elect Peter R.S. Thomas Mgmt For For For
12 Elect Fani Titi Mgmt For For For
13 Elect Charles Jacobs Mgmt For For For
14 Elect Mark Mgmt For For For
Malloch-Brown
15 Elect Khumo Shuenyane Mgmt For For For
16 Elect Zarina Bibi Mgmt For For For
Mahomed
Bassa
17 Elect Laurel Charmaine Mgmt For For For
Bowden
18 Remuneration Report Mgmt For Against Against
(Advisory)
19 Remuneration Policy Mgmt For For For
(Binding)
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Audit Committee Report Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Allocation of Interim Mgmt For For For
Dividend for Ordinary
Shareholders
(Investec
Limited)
25 Allocation of Final Mgmt For For For
Dividend for Ordinary
and Preference
Shareholders
(Investec
Limited)
26 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
27 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
28 General Authority to Mgmt For For For
Issue Ordinary Shares
(Investec
Limited)
29 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
30 General Authority to Mgmt For For For
Issue
Non-Participating
Preference Shares
(Investec
Limited)
31 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
32 Authority to Mgmt For For For
Repurchase Shares
(Investec
Limited)
33 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
34 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
35 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
36 Amendment to Mgmt For For For
Authorised Share
Capital
37 Amendments to Articles Mgmt For For For
(Annexure A
Memorandum of
Incorporation
Investec
Limited)
38 Amendments to Articles Mgmt For For For
(Annexure B
Memorandum of
Incorporation
Investec
Limited)
39 Accounts and Reports Mgmt For For For
(Investec
plc)
40 Allocation of Interim Mgmt For For For
Dividend (Investec
plc)
41 Allocation of Final Mgmt For For For
Dividend (Investec
plc)
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 08/06/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees (Investec
plc)
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Investec
plc)
4 Authority to Mgmt For For For
Repurchase Ordinary
Shares (Investec
plc)
5 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
plc)
6 Authorisation of Mgmt For For For
Political Donations
(Investec
plc)
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS S39081138 08/06/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Glynn R. Burger Mgmt For For For
3 Elect Cheryl A. Carolus Mgmt For For For
4 Elect Perry K.O. Mgmt For For For
Crosthwaite
5 Elect Hendrik du Toit Mgmt For For For
6 Elect Bradley Fried Mgmt For For For
7 Elect David Friedland Mgmt For Against Against
8 Elect Bernard Kantor Mgmt For For For
9 Elect Ian R. Kantor Mgmt For For For
10 Elect Stephen Koseff Mgmt For For For
11 Elect Peter R.S. Thomas Mgmt For For For
12 Elect Fani Titi Mgmt For For For
13 Elect Charles Jacobs Mgmt For For For
14 Elect Mark Mgmt For For For
Malloch-Brown
15 Elect Khumo Shuenyane Mgmt For For For
16 Elect Zarina Bibi Mgmt For For For
Mahomed
Bassa
17 Elect Laurel Charmaine Mgmt For For For
Bowden
18 Remuneration Report Mgmt For Against Against
(Advisory)
19 Remuneration Policy Mgmt For For For
(Binding)
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authorisation of Legal Mgmt For For For
Formalities
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Allocation of Interim Mgmt For For For
Dividend for Ordinary
Shareholders
(Investec
Limited)
25 Allocation of Final Mgmt For For For
Dividend for Ordinary
and Preference
Shareholders
(Investec
Limited)
26 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
27 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
28 General Authority to Mgmt For For For
Issue Ordinary Shares
(Investec
Limited)
29 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
30 General Authority to Mgmt For For For
Issue
Non-Participating
Preference Shares
(Investec
Limited)
31 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
32 Authority to Mgmt For For For
Repurchase Shares
(Investec
Limited)
33 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
34 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
35 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
36 Amendment to Mgmt For For For
Authorised Share
Capital
37 Amendments to Articles Mgmt For For For
(Annexure A
Memorandum of
Incorporation
Investec
Limited)
38 Amendments to Articles Mgmt For For For
(Annexure B
Memorandum of
Incorporation
Investec
Limited)
39 Accounts and Reports Mgmt For For For
(Investec
plc)
40 Allocation of Interim Mgmt For For For
Dividend (Investec
plc)
41 Allocation of Final Mgmt For For For
Dividend (Investec
plc)
42 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees (Investec
plc)
43 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Investec
plc)
44 Authority to Mgmt For For For
Repurchase Ordinary
Shares (Investec
plc)
45 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
plc)
46 Authorisation of Mgmt For For For
Political Donations
(Investec
plc)
________________________________________________________________________________
J Sainsbury plc
Ticker Security ID: Meeting Date Meeting Status
SBRY CINS G77732173 07/08/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect David Keens Mgmt For For For
5 Elect Matt Brittin Mgmt For For For
6 Elect Mike Coupe Mgmt For For For
7 Elect Mary Harris Mgmt For For For
8 Elect John McAdam Mgmt For For For
9 Elect Lady Susan Rice Mgmt For For For
10 Elect John Rogers Mgmt For For For
11 Elect Jean Tomlin Mgmt For For For
12 Elect David Tyler Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authorisation of Mgmt For For For
Political
Donations
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Mgmt For For For
Repurchase
Shares
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Authority to Set Mgmt For Against Against
General meeting
Notice Period at 14
Days
25 Amendments to Articles Mgmt For For For
________________________________________________________________________________
KT&G Corporation
Ticker Security ID: Meeting Date Meeting Status
033780 CINS Y49904108 10/07/2015 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect BAEK Bok In as Mgmt For For For
CEO
________________________________________________________________________________
Marks and Spencer Group plc
Ticker Security ID: Meeting Date Meeting Status
MKS CINS G5824M107 07/07/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Helen A. Weir Mgmt For For For
5 Elect Richard Solomons Mgmt For For For
6 Elect Manvinder Banga Mgmt For For For
7 Elect Alison Brittain Mgmt For For For
8 Elect Marc Bolland Mgmt For For For
9 Elect Patrick Mgmt For For For
Bousquet-Chavanne
10 Elect Miranda Curtis Mgmt For For For
11 Elect John Dixon Mgmt For For For
12 Elect Martha Lane Fox Mgmt For For For
13 Elect Andy Halford Mgmt For For For
14 Elect Steve Rowe Mgmt For For For
15 Elect Robert Swannell Mgmt For For For
16 Elect Laura Wade-Gery Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
23 Authorisation of Mgmt For For For
Political
Donations
24 Performance Share Plan Mgmt For For For
2015
25 Executive Share Option Mgmt For For For
Plan
2015
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 08/25/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Merger by Absorption Mgmt For For For
(ZAO
KOMSTAR-Regions)
3 Merger by Absorption Mgmt For For For
(AO Penza GSM, AO
SMARTS-Ivanovo and AO
SMARTS-Ufa)
4 Amendments to Articles Mgmt For For For
Regarding Merger with
ZAO
KOMSTAR-Regions
5 Amendments to Articles Mgmt For For For
Regarding Merger with
AO Penza GSM, AO
SMARTS-Ivanovo and AO
SMARTS-Ufa
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 09/30/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Interim Dividend 2Q2015 Mgmt For For For
________________________________________________________________________________
National Grid Plc
Ticker Security ID: Meeting Date Meeting Status
NG CINS G6375K151 07/21/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sir Peter Gershon Mgmt For For For
4 Elect Steven Holliday Mgmt For For For
5 Elect Andrew Bonfield Mgmt For For For
6 Elect John Pettigrew Mgmt For For For
7 Elect Dean Seavers Mgmt For For For
8 Elect Nora Brownell Mgmt For For For
9 Elect Jonathan Dawson Mgmt For For For
10 Elect Therese Esperdy Mgmt For For For
11 Elect Paul Golby Mgmt For For For
12 Elect Ruth Kelly Mgmt For For For
13 Elect Mark Williamson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Remuneration Report Mgmt For For For
(Advisory)
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Oil India Limited
Ticker Security ID: Meeting Date Meeting Status
OIL CINS Y64210100 09/26/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nalin K. Mgmt For Against Against
Srivastava
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Biswajit Roy Mgmt For Against Against
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect P.K Sharma Mgmt For Against Against
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS X5424N118 09/14/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 09/14/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Approve the Mgmt For For For
Non-Election of the
Scrutiny
Commission
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Red Electrica Corporacion S.A.
Ticker Security ID: Meeting Date Meeting Status
REE CINS E42807102 07/17/2015 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Juan Francisco Mgmt For For For
Lasala
Bernard
4 Authorization of Legal Mgmt For For For
Formalities
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rexel SA
Ticker Security ID: Meeting Date Meeting Status
RXL CINS F7782J366 07/27/2015 Voted
Meeting Type Country of Trade
Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Issue Mgmt For For For
Performance
Shares
5 Authority to Issue Mgmt For For For
Restricted Shares
Under Employee
Savings
Plans
6 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Severn Trent plc
Ticker Security ID: Meeting Date Meeting Status
SVT CINS G8056D159 07/15/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect James Bowling Mgmt For For For
6 Elect John Coghlan Mgmt For For For
7 Elect Andrew J. Duff Mgmt For For For
8 Elect Gordon Fryett Mgmt For For For
9 Elect Olivia Garfield Mgmt For For For
10 Elect Martin J. Lamb Mgmt For For For
11 Elect Philip Remnant Mgmt For For For
12 Elect Angela Strank Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Singapore Exchange Limited
Ticker Security ID: Meeting Date Meeting Status
S68 CINS Y79946102 09/23/2015 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Thaddeus T. Mgmt For For For
Beczak
4 Elect Kevin KWOK Khien Mgmt For Against Against
5 Elect LIEW Mun Leong Mgmt For For For
6 Elect NG Kok Song Mgmt For For For
7 Elect LOH Boon Chye Mgmt For For For
8 Chairman's Fees Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Mgmt For For For
Repurchase
Shares
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Adoption of Mgmt For For For
Performance Share
Plan
2015
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Singapore Telecommunications Limited
Ticker Security ID: Meeting Date Meeting Status
Z74 CINS Y79985209 07/21/2015 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Bobby CHIN Yoke Mgmt For For For
Choong
4 Elect CHUA Sock Koong Mgmt For For For
5 Elect Venkataraman Mgmt For For For
Vishnampet
Ganesan
6 Elect TEO Swee Lian Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the
SingTel Performance
Share
Plan
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Mgmt For For For
Repurchase
Shares
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
SSE plc
Ticker Security ID: Meeting Date Meeting Status
SSE CINS G8842P102 07/23/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Alistair Mgmt For For For
Phillips-Davies
5 Elect Gregor Alexander Mgmt For For For
6 Elect Jeremy Beeton Mgmt For For For
7 Elect Katie Mgmt For For For
Bickerstaffe
8 Elect Sue Bruce Mgmt For For For
9 Elect Richard Mgmt For For For
Gillingwater
10 Elect Peter Lynas Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
17 Scrip Dividend Mgmt For For For
18 Ratification of 2014 Mgmt For For For
Dividends
________________________________________________________________________________
Suncorp Group Limited
Ticker Security ID: Meeting Date Meeting Status
SUN CINS Q88040110 09/24/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
Michael Cameron -
Performance
Rights)
4 Equity Grant (MD/CEO Mgmt For For For
Michael Cameron -
Restricted
Shares)
5 Re-elect Ziggy E. Mgmt For For For
Switkowski
6 Re-elect Douglas Mgmt For For For
McTaggart
7 Elect Christine Mgmt For For For
McLoughlin
________________________________________________________________________________
Tate & Lyle plc
Ticker Security ID: Meeting Date Meeting Status
TATE CINS G86838128 07/29/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sir Peter Gershon Mgmt For For For
5 Elect Javed Ahmed Mgmt For For For
6 Elect Nick Hampton Mgmt For For For
7 Elect Liz Airey Mgmt For For For
8 Elect William Camp Mgmt For For For
9 Elect Paul Forman Mgmt For For For
10 Elect Douglas Hurt Mgmt For For For
11 Elect Virginia Kamsky Mgmt For Abstain Against
(Proposal
Withdrawn)
12 Elect Anne Minto Mgmt For For For
13 Elect Ajai Puri Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 09/01/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Eddy Oblowitz Mgmt For For For
4 Re-elect Nomahlubi V. Mgmt For For For
Simamane
5 Re-elect Tumi Mgmt For For For
Makgabo-Fiskerstrand
6 Elect Anthony Thunstrom Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Sam
Abrahams)
8 Elect Audit Committee Mgmt For For For
Member (Eddy
Oblowitz)
9 Elect Audit Committee Mgmt For For For
Member (Nomahlubi V.
Simamane)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve NEDs' Fees Mgmt For For For
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance
14 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/16/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Bafeleang P. Mgmt For For For
Mabelane
3 Re-elect David H. Brown Mgmt For For For
4 Re-elect Ivan Dittrich Mgmt For For For
5 Re-elect Michael Joseph Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approve Remuneration Mgmt For For For
Policy
8 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (David
Brown)
9 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Phillip
Moleketi)
10 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Bafeleang
Mabelane)
11 Authority to Mgmt For For For
Repurchase
Shares
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vodafone Group plc
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882192 07/28/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gerard Mgmt For For For
Kleisterlee
3 Elect Vittorio Colao Mgmt For For For
4 Elect Nicholas J. Read Mgmt For For For
5 Elect Sir Crispin Davis Mgmt For For For
6 Elect Mathias Dopfner Mgmt For For For
7 Elect Clara Furse Mgmt For For For
8 Elect Valerie F. Mgmt For For For
Gooding
9 Elect Renee J. James Mgmt For For For
10 Elect Samuel E. Jonah Mgmt For For For
11 Elect Nick Land Mgmt For For For
12 Elect Philip Yea Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Remuneration Report Mgmt For For For
(Advisory)
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Yuanta Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
2885 CINS Y2169H108 10/13/2015 Voted
Meeting Type Country of Trade
Special Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Extraordinary Motions Mgmt Abstain Against N/A
Fund Name : Market Vectors MSCI International Quality ETF
________________________________________________________________________________
Aberdeen Asset Management plc
Ticker Security ID: Meeting Date Meeting Status
ADN CINS G00434111 07/06/2015 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Preference
Shares
2 Authority to Mgmt For For For
Consolidate and
Sub-divide Share
Capital (Preference
Shares)
________________________________________________________________________________
Alimentation Couche-Tard Inc.
Ticker Security ID: Meeting Date Meeting Status
ATD CINS 01626P403 09/22/2015 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Alain Bouchard Mgmt For For For
4 Elect Nathalie Bourque Mgmt For For For
5 Elect Jacques D'Amours Mgmt For For For
6 Elect Jean-Andre Elie Mgmt For For For
7 Elect Richard Fortin Mgmt For For For
8 Elect Brian Hannasch Mgmt For For For
9 Elect Melanie Kau Mgmt For For For
10 Elect Monique F. Leroux Mgmt For For For
11 Elect Real Plourde Mgmt For For For
12 Elect Daniel Rabinowicz Mgmt For For For
13 Elect Jean Turmel Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Amendments to Articles Mgmt For Against Against
Regarding Dual Class
Shares
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Advisory
Vote on Compensation
Report (Say on
Pay)
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental and
Social Expertise on
Board
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Gender
Diversity
19 I/we Own, or Have Mgmt N/A Abstain N/A
Control Over, Class A
Multiple Voting
Shares of The
Corporation. For =
Yes, Abstain = No,
Against Will Be
Treated As Not
Marked
________________________________________________________________________________
Asian Paints Limited
Ticker Security ID: Meeting Date Meeting Status
ASIANPAINT CINS Y03638114 07/03/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ashwin C. Choksi Mgmt For Against Against
5 Elect Ashwin S. Dani Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Elect Abhay Vakil Mgmt For Against Against
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Asian Paints Limited
Ticker Security ID: Meeting Date Meeting Status
ASIANPAINT CINS Y03638114 09/26/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROBINDOP CINS Y04527142 07/09/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of New Mgmt For Against Against
Articles of
Association
2 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROBINDOP CINS Y04527142 08/27/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect P. Sarath Mgmt For Against Against
Chandra
Reddy
5 Elect M. Sivakumaran Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Avnit Bimal Singh Mgmt For For For
8 Appointment of N. Mgmt For Against Against
Govindarajan
(Managing Director);
Approval of
Remuneration
9 Appointment of K. Mgmt For For For
Nithyananda Reddy
(Whole Time
Director); Approval
of
Remuneration
10 Appointment of M. Mgmt For For For
Sivakumaran Reddy
(Whole Time
Director); Approval
of
Remuneration
11 Appointment of M. Mgmt For For For
Madan Mohan Reddy
(Whole Time
Director); Approval
of
Remuneration
________________________________________________________________________________
Bajaj Auto Limited
Ticker Security ID: Meeting Date Meeting Status
BAJAJAUT CINS Y05490100 07/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shekhar Bajaj Mgmt For Against Against
4 Elect Niraj Bajaj Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Gita Piramal Mgmt For For For
7 Appoint Rahul Bajaj Mgmt For For For
(Executive Chairman);
Approve
Remuneration
8 Appoint Madhur Bajaj Mgmt For For For
(Executive
Vice-Chairman);
Approve
Remuneration
9 Appoint Rajiv Bajaj Mgmt For For For
(Managing Director);
Approve
Remuneration
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Belle International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1880 CINS G09702104 07/28/2015 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect TANG Yiu Mgmt For For For
7 Elect SHENG Baijiao Mgmt For Against Against
8 Elect George HO Kwok Mgmt For For For
Wah
9 Elect YU Wu Mgmt For For For
10 Elect TANG Wai Lam Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Bosch Limited
Ticker Security ID: Meeting Date Meeting Status
BOSCHLTD CINS Y6139L131 08/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Steffen Berns Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Andrew Mgmt For For For
Wolf (Whole-time
Director); Approval
of
Remuneration
7 Approve Revised Mgmt For For For
Remuneration of
Soumitra Bhattacharya
(Joint Managing
Director)
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Non-Executive Mgmt For For For
Directors'
Commission
10 Related Party Mgmt For For For
Transactions - Robert
Bosch
GmbH
________________________________________________________________________________
Burberry Group plc
Ticker Security ID: Meeting Date Meeting Status
BRBY CINS G1700D105 07/16/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect John Peace Mgmt For For For
5 Elect Fabiola Arredondo Mgmt For For For
6 Elect Philip Bowman Mgmt For For For
7 Elect Ian Carter Mgmt For For For
8 Elect Jeremy Darroch Mgmt For For For
9 Elect Stephanie George Mgmt For For For
10 Elect Matthew Key Mgmt For For For
11 Elect Carolyn McCall Mgmt For For For
12 Elect David Tyler Mgmt For For For
13 Elect Christopher Mgmt For For For
Bailey
14 Elect Carol Fairweather Mgmt For For For
15 Elect John Smith Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
23 Adoption of New Mgmt For For For
Articles of
Association
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1583S104 08/24/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Fund Mgmt For For For
Financing
________________________________________________________________________________
Cipla Limited
Ticker Security ID: Meeting Date Meeting Status
CIPLA CINS Y1633P142 08/27/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Subhanu Saxena Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Samina Vaziralli Mgmt For For For
6 Appointment of Samina Mgmt For For For
Vaziralli (Whole-Time
Director); Approval
of
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Coal India Limited
Ticker Security ID: Meeting Date Meeting Status
COALINDIA CINS Y1668L107 09/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect R. Mohan Das Mgmt For Against Against
5 Elect Nagendra Kumar Mgmt For Against Against
6 Elect Sutirtha Mgmt For Against Against
Bhattacharya
7 Elect Chandan Kumar Dey Mgmt For Against Against
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Colruyt
Ticker Security ID: Meeting Date Meeting Status
COLR CINS B26882231 09/30/2015 Take No Action
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Board of Directors' Mgmt For TNA N/A
and Auditors'
Reports
5 Remuneration Report Mgmt For TNA N/A
6 Accounts and Reports Mgmt For TNA N/A
7 Consolidated Accounts Mgmt For TNA N/A
and
Reports
8 Distribution of Mgmt For TNA N/A
Dividends
9 Allocation of Profits Mgmt For TNA N/A
10 Profit Sharing Scheme Mgmt For TNA N/A
11 Ratification of Board Mgmt For TNA N/A
Acts
12 Ratification of Mgmt For TNA N/A
Auditor's
Acts
13 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Container Corporation of India Limited
Ticker Security ID: Meeting Date Meeting Status
CONCOR CINS Y1740A137 09/04/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Anil Kumar Gupta Mgmt For Against Against
5 Elect P. Alli Rani Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect N. Madhusudana Mgmt For Against Against
Rao
8 Elect V. Kalyana Rama Mgmt For Against Against
________________________________________________________________________________
Dabur India Limited
Ticker Security ID: Meeting Date Meeting Status
DABUR CINS Y1855D140 07/21/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Amit Burman Mgmt For Against Against
4 Elect Saket Burman Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Falguni Sanjay Mgmt For For For
Nayar
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Sunil Mgmt For For For
Duggal (Whole-time
Director); Approve
Remuneration
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Diageo plc
Ticker Security ID: Meeting Date Meeting Status
DGE CINS G42089113 09/23/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Peggy Bruzelius Mgmt For For For
5 Elect Lord Mervyn Mgmt For For For
Davies
6 Elect HO Kwon Ping Mgmt For Against Against
7 Elect Betsey D. Holden Mgmt For For For
8 Elect Franz B. Humer Mgmt For For For
9 Elect Deirdre Mahlan Mgmt For For For
10 Elect Nicola Mendelsohn Mgmt For For For
11 Elect Ivan Menezes Mgmt For For For
12 Elect Philip Scott Mgmt For For For
13 Elect Alan Stewart Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Divi's Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
DIVISLAB CINS Y2076F112 08/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nimmagadda V. Mgmt For For For
Ramana
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Divi's Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
DIVISLAB CINS Y2076F112 09/12/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorised Mgmt For For For
Capital
3 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
DMCI Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
DMC CINS Y2088F100 07/29/2015 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 CALL TO ORDER Mgmt For For For
3 Attendance Report and Mgmt For For For
Determination of
Quorum
4 Approve Minutes Mgmt For For For
5 Management Report Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
8 Elect Isidro A. Mgmt For For For
Consunji
9 Elect Cesar A. Mgmt For For For
Buenaventura
10 Elect Jorge A. Consunji Mgmt For Against Against
11 Elect Victor A. Mgmt For For For
Consunji
12 Elect Herbert M. Mgmt For For For
Consunji
13 Elect Edwina C. Laperal Mgmt For For For
14 Elect Luz Consuelo A. Mgmt For For For
Consunji
15 Elect Honorio Reyes-Lao Mgmt For Against Against
16 Elect Antonio Jose U. Mgmt For Against Against
Periquet,
Jr.
17 Article III, Section 3 Mgmt For For For
- Nomination of
Directors
18 Article III, Section 8 Mgmt For For For
- Notice of Board
Meetings
19 Article III, Section 9 Mgmt For For For
- Board
Decisions
20 Article III, Section Mgmt For For For
11 - Director
Resignation
21 Article IV, Section 1 Mgmt For For For
- Independent
Director
22 Article VI, Section 1 Mgmt For For For
- Risk Oversight
Committee
23 Article VI, Section 5 Mgmt For For For
- Risk Oversight
Committees'
Composition and
Duties
24 Transaction of Other Mgmt For Against Against
Business
25 ADJOURNMENT Mgmt For For For
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CINS Y21089159 07/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect G. V. Prasad Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CINS Y21089159 09/17/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
Elekta AB
Ticker Security ID: Meeting Date Meeting Status
EKTA CINS W2479G107 09/01/2015 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Performance Share Plan Mgmt For For For
2015
22 Share Transfer Mgmt For For For
Pursuant Performance
Share Plan
2015
23 Share Transfer Mgmt For For For
Pursuant Performance
Share Plan
2014
24 Share Transfer Mgmt For For For
Pursuant Social
Security
Contributions
25 Authority to Mgmt For For For
Repurchase
Shares
26 Authority to Issue Mgmt For For For
Treasury
Shares
27 Nomination Committee Mgmt For For For
28 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Voting
Rights
29 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Editorial
Change
30 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Petition
31 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Shareholders'
Association
32 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Minority
Shareholders
33 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Nomination
Committee
34 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Fast Retailing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9983 CINS J1346E100 11/26/2015 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tadashi Yanai Mgmt For For For
2 Elect Tohru Hambayashi Mgmt For For For
3 Elect Nobumichi Hattori Mgmt For For For
4 Elect Tohru Murayama Mgmt For Against Against
5 Elect Masaaki Shintaku Mgmt For For For
6 Elect Takashi Nawa Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
GlaxoSmithKline Consumer Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
GLAXOCON CINS Y2710K105 08/06/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of Vivek Mgmt For For For
Anand
(Director-Finance and
CFO); Approval of
Remuneration
5 Appointment of Manoj Mgmt For For For
Kumar (Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Godrej Consumer Products Ltd
Ticker Security ID: Meeting Date Meeting Status
GODREJCP CINS Y2732X135 07/29/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nadir B. Godrej Mgmt For Against Against
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
7 Amendment to Foreign Mgmt For For For
Investor
Restrictions
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y2882P106 09/22/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Eligibility For Mgmt For For For
Non-Public A Share
Issue
4 Feasibility Report on Mgmt For For For
Use of
Proceeds
5 Report on Use of Mgmt For For For
Proceeds From
Previous Fund Raising
Exercise
2014
6 Profit Distribution Mgmt For For For
Plan For 2015 -
2017
7 Report on Use of Mgmt For For For
Proceeds From
Previous Fund Raising
Exercise
2015
8 Class and Nominal Value Mgmt For For For
9 Method of Issuance Mgmt For For For
10 Target Investors and Mgmt For For For
Method of
Subscription
11 Number of Shares Mgmt For For For
12 Price Determination Mgmt For For For
and Pricing
Principle
13 Valid Period Mgmt For For For
14 Lock-Up Arrangement Mgmt For For For
15 Use of Proceeds Mgmt For For For
16 Retained Profits Prior Mgmt For For For
to Non-Public
Issuance
17 Place of Listing Mgmt For For For
18 Proposal on Non-Public Mgmt For For For
Issuance of A
Shares
19 Board Authorization Mgmt For For For
20 Amendments to Mgmt For For For
Articles: A Share
Issue
21 Capitalization: Mgmt For For For
Special Dividend and
Bonus Share
Issuance
22 Amendments to Mgmt For For For
Articles:
Capitalization
23 Absorption of Mgmt For For For
Wholly-owned
Subsidiaries
24 Amendments to Mgmt For For For
Articles:
Absorption
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Financiero Inbursa, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFINBUR CINS P4950U165 07/16/2015 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Lala S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
LALA CINS P49543104 07/15/2015 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Plan Mgmt For Abstain Against
2 Election of Meeting Mgmt For For For
Delegates
3 Minutes Mgmt For For For
________________________________________________________________________________
Haier Electronics Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1169 CINS G42313125 08/25/2015 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Logistics Services Mgmt For For For
Agreement
4 Products Procurement Mgmt For For For
Agreement
5 Materials Procurement Mgmt For For For
Agreement
6 Export Agreement Mgmt For For For
7 Board Authorization to Mgmt For For For
Implement
Transactions Under
Agreements
________________________________________________________________________________
Halla Climate Control Corporation
Ticker Security ID: Meeting Date Meeting Status
018880 CINS Y29874107 07/24/2015 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments of Mgmt For Against Against
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Hero MotoCorp Limited
Ticker Security ID: Meeting Date Meeting Status
HEROMOTOCO CINS Y3194B108 08/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Suman Kant Munjal Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Shobana Kamineni Mgmt For For For
6 Amendments to Mgmt For For For
Memorandum of
Association
7 Adoption of New Mgmt For Against Against
Articles
8 Directors' Commission Mgmt For For For
________________________________________________________________________________
ICAP plc
Ticker Security ID: Meeting Date Meeting Status
IAP CINS G46981117 07/15/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Charles Gregson Mgmt For For For
4 Elect Michael Spencer Mgmt For For For
5 Elect Ivan R. Ritossa Mgmt For For For
6 Elect Diane L. Mgmt For For For
Schueneman
7 Elect John Sievwright Mgmt For For For
8 Elect Robert Standing Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Remuneration Report Mgmt For Against Against
(Advisory)
12 Remuneration Policy Mgmt For Against Against
(Binding)
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Mgmt For For For
Repurchase
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authorisation of Mgmt For For For
Political
Donations
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 2015 Performance Share Mgmt For For For
Plan
24 2015 Deferred Share Mgmt For For For
Bonus
Plan
________________________________________________________________________________
Industria de Diseno Textil S.A. - INDITEX, S.A.
Ticker Security ID: Meeting Date Meeting Status
ITX CINS E6282J125 07/14/2015 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
(Individual)
5 Accounts and Reports Mgmt For For For
(Consolidated);
Ratification of Board
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Pablo Isla Mgmt For For For
Alvarez de
Tejera
8 Elect Amancio Ortega Mgmt For For For
Gaona
9 Elect Emilio Saracho Mgmt For For For
Rodriguez de
Torres
10 Elect Jose Luis Duran Mgmt For For For
Schulz
11 Amendments to Title I Mgmt For For For
of
Articles
12 Amendments to Title II Mgmt For For For
of
Articles
13 Amendments to Title Mgmt For For For
III of
Articles
14 Amendments to Titles Mgmt For For For
IV, V and VI of
Articles
15 Approval of Mgmt For For For
Consolidated Text of
Articles
16 Amendments to General Mgmt For For For
Meeting
Regulations
17 Appointment of Auditor Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Remuneration Report Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
ITC Ltd
Ticker Security ID: Meeting Date Meeting Status
ITC CINS Y4211T171 07/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kurush N. Grant Mgmt For For For
5 Elect Krishnamoorthy Mgmt For Against Against
Vaidyanath
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
________________________________________________________________________________
Johnson Matthey plc
Ticker Security ID: Meeting Date Meeting Status
JMAT CINS G51604158 07/22/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Chris Mottershead Mgmt For For For
5 Elect Tim Stevenson Mgmt For For For
6 Elect Odile Desforges Mgmt For For For
7 Elect Alan Ferguson Mgmt For For For
8 Elect Den Jones Mgmt For For For
9 Elect Robert J. MacLeod Mgmt For For For
10 Elect Colin Matthews Mgmt For For For
11 Elect Lawrence C. Pentz Mgmt For For For
12 Elect Dorothy C. Mgmt For For For
Thompson
13 Elect John Walker Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
KT&G Corporation
Ticker Security ID: Meeting Date Meeting Status
033780 CINS Y49904108 10/07/2015 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect BAEK Bok In as Mgmt For For For
CEO
________________________________________________________________________________
Lenovo Group Limited
Ticker Security ID: Meeting Date Meeting Status
0992 CINS Y5257Y107 07/02/2015 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Jerry YANG Mgmt For For For
Chih-Yuan
6 Elect YANG Yuanqing Mgmt For Against Against
7 Elect ZHAO John Huan Mgmt For For For
8 Elect Nicholas C. Allen Mgmt For For For
9 Retirement of TING Lee Mgmt For For For
Sen
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lojas Renner SA
Ticker Security ID: Meeting Date Meeting Status
LREN3 cins P6332C102 09/14/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Stock Split Mgmt For For For
6 Approval of Stock Mgmt For For For
Option and Restricted
Stock
Plans
7 Amendments to Articles Mgmt For For For
8 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Lupin Limited
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 07/23/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vinita D. Gupta Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appoint Desh Bandhu Mgmt For Against Against
Gupta (Executive
Chairman); Approve
Remuneration
7 Appoint Kamal K. Mgmt For Against Against
Sharma (Vice
Chairman); Approve
Remuneration
8 Appoint M.D. Gupta Mgmt For Against Against
(Executive Director);
Approve
Remuneration
9 Elect Vijay Kelkar Mgmt For For For
10 Elect Rajendra A. Shah Mgmt For Against Against
11 Elect Richard W. Zahn Mgmt For For For
12 Elect Kamalaksha Mgmt For Against Against
Uggappa
Mada
13 Elect Dileep C. Choksi Mgmt For For For
14 Directors' Commission Mgmt For For For
15 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
16 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
17 Increase in Authorised Mgmt For For For
Capital
________________________________________________________________________________
Magnit PAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 09/24/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
2 Related Party Mgmt For For For
Transaction (Credit
Agreement)
3 Related Party Mgmt For For For
Transaction
(Guarantee
Agreement)
________________________________________________________________________________
Marico Limited
Ticker Security ID: Meeting Date Meeting Status
MARICO CINS Y5841R170 08/05/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Harsh C. Mariwala Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Adoption of New Mgmt For Against Against
Articles
8 Directors' Commission Mgmt For For For
9 Amendment to the Mgmt For For For
Marico Employee Stock
Appreciation Rights
Plan,
2011
10 Extension of Amended Mgmt For For For
Marico Employee Stock
Appreciation Rights
Plan, 2011 to
Subsidiaries
11 Acquisition of Shares Mgmt For For For
From Secondary
Market
12 Provision of Loan to Mgmt For For For
Employees Welfare
Trust
________________________________________________________________________________
Marks and Spencer Group plc
Ticker Security ID: Meeting Date Meeting Status
MKS CINS G5824M107 07/07/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Helen A. Weir Mgmt For For For
5 Elect Richard Solomons Mgmt For For For
6 Elect Manvinder Banga Mgmt For For For
7 Elect Alison Brittain Mgmt For For For
8 Elect Marc Bolland Mgmt For For For
9 Elect Patrick Mgmt For For For
Bousquet-Chavanne
10 Elect Miranda Curtis Mgmt For For For
11 Elect John Dixon Mgmt For For For
12 Elect Martha Lane Fox Mgmt For For For
13 Elect Andy Halford Mgmt For For For
14 Elect Steve Rowe Mgmt For For For
15 Elect Robert Swannell Mgmt For For For
16 Elect Laura Wade-Gery Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
23 Authorisation of Mgmt For For For
Political
Donations
24 Performance Share Plan Mgmt For For For
2015
25 Executive Share Option Mgmt For For For
Plan
2015
________________________________________________________________________________
Media Nusantara Citra Tbk
Ticker Security ID: Meeting Date Meeting Status
MNCN CINS Y71280104 07/27/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 08/25/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Merger by Absorption Mgmt For For For
(ZAO
KOMSTAR-Regions)
3 Merger by Absorption Mgmt For For For
(AO Penza GSM, AO
SMARTS-Ivanovo and AO
SMARTS-Ufa)
4 Amendments to Articles Mgmt For For For
Regarding Merger with
ZAO
KOMSTAR-Regions
5 Amendments to Articles Mgmt For For For
Regarding Merger with
AO Penza GSM, AO
SMARTS-Ivanovo and AO
SMARTS-Ufa
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 09/30/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Interim Dividend 2Q2015 Mgmt For For For
________________________________________________________________________________
Motherson Sumi Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
MOTHERSUMI CINS Y6139B141 07/14/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Motherson Sumi Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
MOTHERSUMI CINS Y6139B141 07/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Toshimi Shirakawa Mgmt For Against Against
5 Elect Laksh Vaaman Mgmt For Against Against
Sehgal
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Cost Mgmt For For For
Auditor
________________________________________________________________________________
Mr. Price Group Limited
Ticker Security ID: Meeting Date Meeting Status
MPC CINS S5256M101 09/01/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Bobby Johnston Mgmt For For For
3 Re-elect Maud Motanyane Mgmt For For For
4 Re-elect Daisy Naidoo Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Mgmt For For For
Compliance Committee
Member (Bobby
Johnston)
7 Elect Audit and Mgmt For For For
Compliance Committee
Member (Daisy
Naidoo)
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Myles J.D.
Ruck)
9 Elect Audit and Mgmt For For For
Compliance Committee
Member (John
Swain)
10 Approve Remuneration Mgmt For For For
Policy
11 Report of the Social, Mgmt For For For
Ethics,
Transformation and
Sustainability
Committee
12 Authorisation of Legal Mgmt For For For
Formalities
13 General Authority to Mgmt For For For
Issue
Shares
14 Approve NEDs' Fees Mgmt For For For
(Independent
Non-Executive
Chairman)
15 Approve NEDs' Fees Mgmt For For For
(Honorary
Chairman)
16 Approve NEDs' Fees Mgmt For For For
(Lead
Director)
17 Approve NEDs' Fees Mgmt For For For
(Director)
18 Approve NEDs' Fees Mgmt For For For
(Incoming Audit and
Compliance Committee
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Outgoing Audit and
Compliance Committee
Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Audit and Compliance
Committee
Member)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations Committee
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation and
Sustainability
Committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation and
Sustainability
Committee
Member)
25 Authority to Mgmt For For For
Repurchase
Shares
26 Approve Financial Mgmt For For For
Assistance
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nestle India Limited
Ticker Security ID: Meeting Date Meeting Status
NESTLEIND CINS Y6268T111 09/17/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Suresh Mgmt For Against Against
Narayanan (Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Netcare Limited
Ticker Security ID: Meeting Date Meeting Status
NTC CINS S5507D108 07/10/2015 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restructuring/Repurchas Mgmt For For For
e of Shares from PCT
Finco
2 Repurchase of Shares Mgmt For For For
from HPFL
Finco
3 Issue of Shares to PCT Mgmt For For For
4 Issue of Shares to PPT Mgmt For For For
5 Issue of Shares to HLT Mgmt For For For
6 Issue of Shares to MCT Mgmt For For For
7 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Oil & Natural Gas Corp Ltd
Ticker Security ID: Meeting Date Meeting Status
ONGC CINS Y64606133 09/15/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shashi Shanker Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect U.P. Singh Mgmt For Against Against
6 Elect Ajay Kumar Mgmt For For For
Dwivedi
7 Elect Atreyee Das Mgmt For Against Against
8 Elect V.P. Mahawar Mgmt For Against Against
9 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oracle Corporation Japan
Ticker Security ID: Meeting Date Meeting Status
4716 CINS J6165M109 08/21/2015 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Hiroshige Mgmt For For For
Sugihara
3 Elect Shigeru Nosaka Mgmt For For For
4 Elect Derek H. Williams Mgmt For Against Against
5 Elect John L. Hall Mgmt For Against Against
6 Elect Eric R. Ball Mgmt For Against Against
7 Elect Samantha Mgmt For Against Against
Wellington
8 Elect Satoshi Ohgishi Mgmt For For For
9 Elect Shuhei Murayama Mgmt For For For
10 Equity Compensation Mgmt For For For
Plan
________________________________________________________________________________
Pick N Pay Stores Limited
Ticker Security ID: Meeting Date Meeting Status
PIK CINS S60947108 07/27/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Hugh S. Herman Mgmt For For For
3 Re-elect David Robins Mgmt For For For
4 Re-elect Jeff van Mgmt For For For
Rooyen
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Jeff van
Rooyen)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Hugh S.
Herman)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Audrey
Mothupi)
8 Approve Remuneration Mgmt For For For
Policy
9 Approve NEDs' Fees Mgmt For For For
10 Approve Financial Mgmt For For For
Assistance (Related
or inter-related
companies)
11 Approve Financial Mgmt For For For
Assistance
(Persons)
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authorisation of Legal Mgmt For For For
Formalities
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 08/12/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Ryman Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
RYM CINS Q8203F106 07/29/2015 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Claire Higgins Mgmt For For For
2 Elect Doug McKay Mgmt For For For
3 Re-elect Warren J. Bell Mgmt For For For
4 Re-elect Jo Appleyard Mgmt For For For
5 Authorise Board to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Saputo Inc.
Ticker Security ID: Meeting Date Meeting Status
SAP CINS 802912105 08/04/2015 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Emanuele Saputo Mgmt For For For
3 Elect Lino A. Saputo, Mgmt For For For
Jr.
4 Elect Pierre Bourgie Mgmt For For For
5 Elect Henry E. Demone Mgmt For For For
6 Elect Anthony M. Fata Mgmt For For For
7 Elect Annalisa King Mgmt For For For
8 Elect Antonio P. Meti Mgmt For For For
9 Elect Patricia Saputo Mgmt For For For
10 Elect Annette M. Mgmt For For For
Verschuren
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Advisory
Vote on Compensation
(Say on
Pay)
________________________________________________________________________________
Singapore Exchange Limited
Ticker Security ID: Meeting Date Meeting Status
S68 CINS Y79946102 09/23/2015 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Thaddeus T. Mgmt For For For
Beczak
4 Elect Kevin KWOK Khien Mgmt For Against Against
5 Elect LIEW Mun Leong Mgmt For For For
6 Elect NG Kok Song Mgmt For For For
7 Elect LOH Boon Chye Mgmt For For For
8 Chairman's Fees Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Mgmt For For For
Repurchase
Shares
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Adoption of Mgmt For For For
Performance Share
Plan
2015
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Singapore Telecommunications Limited
Ticker Security ID: Meeting Date Meeting Status
Z74 CINS Y79985209 07/21/2015 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Bobby CHIN Yoke Mgmt For For For
Choong
4 Elect CHUA Sock Koong Mgmt For For For
5 Elect Venkataraman Mgmt For For For
Vishnampet
Ganesan
6 Elect TEO Swee Lian Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the
SingTel Performance
Share
Plan
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Mgmt For For For
Repurchase
Shares
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Sports Direct International plc
Ticker Security ID: Meeting Date Meeting Status
SPD CINS G83694102 09/09/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For Against Against
(Binding)
4 Elect Keith Hellawell Mgmt For For For
5 Elect Mike Ashley Mgmt For For For
6 Elect Simon Bentley Mgmt For Against Against
7 Elect Dave Forsey Mgmt For For For
8 Elect Dave Singleton Mgmt For Against Against
9 Elect Claire Jenkins Mgmt For Against Against
10 Elect Matthew I. Mgmt For For For
Pearson
11 Appointment of Auditor Mgmt For Against Against
12 Authority to Set Mgmt For Against Against
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Rights
Issue)
15 Amendment to the 2015 Mgmt For For For
Share
Scheme
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
19 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Sun Pharmaceuticals Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SUNPHARMA CINS Y8523Y158 11/04/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Tate & Lyle plc
Ticker Security ID: Meeting Date Meeting Status
TATE CINS G86838128 07/29/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sir Peter Gershon Mgmt For For For
5 Elect Javed Ahmed Mgmt For For For
6 Elect Nick Hampton Mgmt For For For
7 Elect Liz Airey Mgmt For For For
8 Elect William Camp Mgmt For For For
9 Elect Paul Forman Mgmt For For For
10 Elect Douglas Hurt Mgmt For For For
11 Elect Virginia Kamsky Mgmt For Abstain Against
(Proposal
Withdrawn)
12 Elect Anne Minto Mgmt For For For
13 Elect Ajai Puri Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tech Mahindra Limited
Ticker Security ID: Meeting Date Meeting Status
TECHM CINS Y85491127 07/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For For For
and
Reports
3 Consolidated Financial Mgmt For For For
Statements and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Resignation of Director Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 09/01/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Eddy Oblowitz Mgmt For For For
4 Re-elect Nomahlubi V. Mgmt For For For
Simamane
5 Re-elect Tumi Mgmt For For For
Makgabo-Fiskerstrand
6 Elect Anthony Thunstrom Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Sam
Abrahams)
8 Elect Audit Committee Mgmt For For For
Member (Eddy
Oblowitz)
9 Elect Audit Committee Mgmt For For For
Member (Nomahlubi V.
Simamane)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve NEDs' Fees Mgmt For For For
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance
14 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
TOTVS S.A.
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 09/03/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Protocol and Mgmt For For For
Justification of
Merger
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger (Reorganization) Mgmt For For For
7 Share Capital Increase Mgmt For For For
8 Amendment to Stock Mgmt For For For
Option
Plan
9 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Turk Telekomunikasyon A.S.
Ticker Security ID: Meeting Date Meeting Status
TTKOM CINS M9T40N131 07/08/2015 Take No Action
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening; Election of Mgmt For TNA N/A
Presiding
Chairman
6 Minutes Mgmt For TNA N/A
7 Election of Directors; Mgmt For TNA N/A
Board Term Length;
Directors'
Fees
8 Election of Statutory Mgmt For TNA N/A
Auditors
9 Authority to Carry Out Mgmt For TNA N/A
Competing Activities
or Related Party
Transactions
10 Wishes; Closing Mgmt For TNA N/A
________________________________________________________________________________
UPL Limited
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 07/30/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vikram Rajnikant Mgmt For Against Against
Shroff
4 Elect Arun Chandrasen Mgmt For Against Against
Ashar
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Elect Hardeep Sigh Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Directors' Commission Mgmt For For For
9 Adoption of New Mgmt For Against Against
Articles of
Association
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/16/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Bafeleang P. Mgmt For For For
Mabelane
3 Re-elect David H. Brown Mgmt For For For
4 Re-elect Ivan Dittrich Mgmt For For For
5 Re-elect Michael Joseph Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approve Remuneration Mgmt For For For
Policy
8 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (David
Brown)
9 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Phillip
Moleketi)
10 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Bafeleang
Mabelane)
11 Authority to Mgmt For For For
Repurchase
Shares
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wipro Ltd
Ticker Security ID: Meeting Date Meeting Status
WIT CINS Y96659142 07/22/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect T.K. Kurien Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Appointment of Azim H Mgmt For Against Against
Premji (Executive
Chairman and Managing
Director); Approval
of
Remuneration
7 Appointment of Rishad Mgmt For For For
Azim Premji
(Whole-time
Director); Approval
of
Remuneration
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zee Entertainment Enterprises Limited
Ticker Security ID: Meeting Date Meeting Status
ZEEENTER CINS Y98893152 07/15/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Confirmation of Mgmt For For For
Dividend on
Preference
Shares
4 Allocation of Dividend Mgmt For For For
on Ordinary
Shares
5 Elect Ashok M. Kurien Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Punit Mgmt For For For
Goenka (MD/CEO);
Approval of
Remuneration
8 Directors' Commission Mgmt For For For
9 Elect Manish Chokhani Mgmt For For For
10 Reverse Stock Split Mgmt For For For
(Consolidation of
Preference
Shares)
Fund Name : VanEck Vectors Natural Resources ETF
________________________________________________________________________________
Acerinox, S.A.
Ticker Security ID: Meeting Date Meeting Status
ACX CINS E00460233 06/08/2016 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Appointment of Auditor Mgmt For For For
(KPMG)
7 Appointment of Auditor Mgmt For For For
For Years 2017-2019
(PricewaterhouseCooper
s)
8 Scrip Dividend Mgmt For For For
9 Authority to Issue Mgmt For Against Against
Convertible Debt
Instruments
10 Remuneration Policy Mgmt For Against Against
(Binding)
11 Elect Oscar Fanjul Mgmt For Against Against
Martin
12 Elect Braulio Medel Mgmt For For For
Camara
13 Elect Laura Abasolo Mgmt For For For
Garcia de
Baquedano
14 Authorisation of Legal Mgmt For For For
Formalities
15 Remuneration Report Mgmt For Against Against
(Advisory)
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Minutes Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2015 Mgmt For For For
Accounts
3 Allocation of 2015 Mgmt For For For
Results
4 Ratification of Board Mgmt For For For
Acts
5 Approval of 2015 Mgmt For For For
Directors
Fees
6 Approval of 2016 Mgmt For For For
Directors
Fees
7 Appointment of Auditor Mgmt For Abstain Against
8 Elect Alan L. Boyce Mgmt For For For
9 Elect Andres Velasco Mgmt For For For
Branes
10 Elect Marcelo Vieira Mgmt For For For
11 Elect Walter M. Sanchez Mgmt For For For
12 Approval of Renewal of Mgmt For Against Against
Authorized Share
Capital
13 Authority to Mgmt For For For
Repurchase
Shares
14 Amend Articles Mgmt For Against Against
Regarding Renewal of
Authorized Share
Capital
________________________________________________________________________________
African Rainbow Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
ARI CINS S01680107 12/04/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Manana Mgmt For Against Against
Bakane-Tuoane
2 Re-elect Anton D. Botha Mgmt For For For
3 Re-elect Alex Maditsi Mgmt For Against Against
4 Elect Thando Mkatshana Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member (Tom
Boardman)
7 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Frank
Abbott)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Manana
Bakane-Tuoane)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Anton
Botha)
10 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Alex
Maditsi)
11 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Rejoice
Simelane)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Directors' Mgmt For For For
Fees (Retainer and
Board Meeting
Fees)
14 Approve Directors' Mgmt For For For
Fees (Committee
Meeting
Fees)
15 Approve Financial Mgmt For For For
Assistance (Section
45)
16 Approve Financial Mgmt For For For
Assistance (Section
44)
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect P. George Benson Mgmt For For For
4 Elect Wolfgang Deml Mgmt For For For
5 Elect Luiz Fernando Mgmt For For For
Furlan
6 Elect George E. Minnich Mgmt For For For
7 Elect Martin H. Mgmt For For For
Richenhagen
8 Elect Gerald L. Shaheen Mgmt For For For
9 Elect Mallika Mgmt For For For
Srinivasan
10 Elect Hendrikus Visser Mgmt For For For
11 Re-Approval of the Mgmt For For For
2006 Long-Term
Incentive Plan for
the Purposes of
Section
162(m)
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agnico-Eagle Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Robert J. Gemmell Mgmt For For For
1.5 Elect Mel Leiderman Mgmt For For For
1.6 Elect Deborah A. Mgmt For For For
McCombe
1.7 Elect James D. Nasso Mgmt For For For
1.8 Elect Sean Riley Mgmt For For For
1.9 Elect J. Merfyn Roberts Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
1.11 Elect Howard R. Mgmt For For For
Stockford
1.12 Elect Pertti Mgmt For For For
Voutilainen
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maura J. Clark Mgmt For For For
1.2 Elect David C. Everitt Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Russell J. Horner Mgmt For For For
1.5 Elect Miranda C. Hubbs Mgmt For For For
1.6 Elect Charles V. Magro Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek G. Pannell Mgmt For For For
1.9 Elect Mayo M. Schmidt Mgmt For For For
1.10 Elect William S. Simon Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
Aguas Andinas S.A.
Ticker Security ID: Meeting Date Meeting Status
AGUASA CINS P4171M125 04/27/2016 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividends Policy Mgmt For For For
4 Presentation of Report Mgmt For For For
on Related Party
Transactions
5 Appointment of Auditor Mgmt For Abstain Against
6 Appointment of Risk Mgmt For Abstain Against
Rating
Agency
7 Election of Directors Mgmt For Abstain Against
8 Directors' Fees Mgmt For Abstain Against
9 Report on Board of Mgmt For For For
Directors'
Expenses
10 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
11 Report of the Mgmt For For For
Director's Committee
Acts and
Expenditures
12 Publication of Company Mgmt For For For
Notices
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur D. Mgmt For For For
Collins,
Jr.
2 Elect Sean O. Mahoney Mgmt For For For
3 Elect Michael G. Morris Mgmt For For For
4 Elect E. Stanley O'Neal Mgmt For For For
5 Elect Carol L. Roberts Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
9 Re-Approval of the Mgmt For For For
Performance Goals
under the Annual Cash
Incentive
Plan
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Mgmt For For For
Harshman
1.2 Elect Carolyn Corvi Mgmt For For For
1.3 Elect Barbara S. Mgmt For For For
Jeremiah
1.4 Elect John D. Turner Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alumina Limited
Ticker Security ID: Meeting Date Meeting Status
AWC CINS Q0269M109 05/06/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect ZENG Chen Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Peter
Wasow)
5 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 06/28/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Adoption of Mgmt For Abstain Against
Remuneration
Standards for
Directors and
Supervisors
7 Renewal of Liability Mgmt For Abstain Against
Insurance
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Give Mgmt For For For
Guarantees to Chalco
Hong Kong and its
subsidiaries
10 Authority to Give Mgmt For For For
Guarantees to Shanxi
Huaze
11 Authority to Give Mgmt For For For
Guarantees to Ningxia
Energy and its
subsidiaries
12 Authority to Issue Mgmt For Against Against
Debt Financing
Instruments
13 Authority to Issue Mgmt For Against Against
Overseas
Bonds
14 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Elect YU Dehui Mgmt For For For
16 Elect AO Hong Mgmt For For For
17 Elect LIU Caiming Mgmt For Against Against
18 Elect LU Dongliang Mgmt For For For
19 Elect JIANG Yinggang Mgmt For For For
20 Elect WANG Jun Mgmt For For For
21 Elect CHEN Lijie Mgmt For For For
22 Elect HU Shihai Mgmt For For For
23 Elect David Mgmt For For For
LIE-A-CHEONG Tai
Chong
24 Elect LIU Xiangmin Mgmt For For For
25 Elect WANG Jun Mgmt For Against Against
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CUSIP 022276109 12/29/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Contribution Mgmt For For For
to Chinalco Property
Development Co.,
Ltd.
2 Transfer of Property Mgmt For For For
Assets of Chalco Hong
Kong
Limited
3 Capital Contribution Mgmt For For For
to Chinalco Capital
Holdings Co.,
Ltd.
4 Disposal of China Mgmt For For For
Aluminum Nanhai Alloy
Co.,
Ltd.
5 Disposal of Aluminum Mgmt For For For
Logistics Group
Corporation
Limited
6 Disposal of Shanxi Mgmt For For For
Huaxing Aluminum Co.,
Ltd.
7 Revision of Annual Mgmt For For For
caps Under General
Agreement on Mutual
Provision of
Production Supplies
and Ancillary
Services
8 New Finance Lease Mgmt For For For
Framework
Agreement
9 Change of US Auditor Mgmt For For For
10 Non-Public Issuance of Mgmt For Against Against
Corporate
Bonds
11 Amendments to Articles Mgmt For For For
12 Elect AO Hong as Mgmt For For For
Director
13 Elect David Mgmt For For For
LIE-A-CHEONG Tai
Chong as
Director
14 Elect WANG Jun as Mgmt For Against Against
Supervisor
________________________________________________________________________________
American States Water Company
Ticker Security ID: Meeting Date Meeting Status
AWR CUSIP 029899101 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Diana M. Bonta Mgmt For For For
1.2 Elect Lloyd E. Ross Mgmt For For For
1.3 Elect Robert J. Sprowls Mgmt For For For
2 Approval of 2016 Stock Mgmt For For For
Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony R. Chase Mgmt For For For
2 Elect Kevin P. Chilton Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Richard L. George Mgmt For For For
6 Elect Joseph W. Gorder Mgmt For For For
7 Elect John R. Gordon Mgmt For For For
8 Elect Sean Gourley Mgmt For For For
9 Elect Mark C. McKinley Mgmt For For For
10 Elect Eric D. Mullins Mgmt For For For
11 Elect R. A. Walker Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2012 Mgmt For For For
Omnibus Incentive
Compensation
Plan
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Carbon
Asset Risk
Report
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 06/08/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Fees of Directors and Mgmt For For For
Supervisors
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect YAO Lin Mgmt For Against Against
10 Elect WANG Yidong Mgmt For For For
11 Elect LI Zhongwu Mgmt For For For
12 Elect ZHANG Jingfan Mgmt For For For
13 Elect WU Dajun Mgmt For For For
14 Elect MA Weiguo Mgmt For For For
15 Elect LUO Yucheng Mgmt For For For
16 Elect LIN Daqing as Mgmt For For For
Supervisor
17 Elect LIU Xiaohui as Mgmt For Against Against
Supervisor
18 Authority to Issue Mgmt For For For
Debt
Instruments
19 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 08/21/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHANG Jingfan as Mgmt For For For
Director
3 Elect LIN Daqing as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 10/12/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Supply of Materials Mgmt For For For
and Services
Agreement
3 Supply of Raw Mgmt For For For
Materials
Agreement
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 12/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Services Mgmt For Against Against
Agreement
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 04/08/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Richard M.W. Mgmt For For For
Dunne
2 Re-elect Rene Medori Mgmt For For For
3 Re-elect Nombulelo Mgmt For For For
(Pinky) T.
Moholi
4 Re-elect Dhanasagree Mgmt For For For
(Daisy)
Naidoo
5 Elect Ian Botha Mgmt For For For
6 Elect Andile H. Sangqu Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Richard M.W.
Dunne)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Nkateko P.
Mageza)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(John M.
Vice)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Daisy
Naidoo)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve Remuneration Mgmt For For For
Policy
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Reduce Mgmt For For For
Authorised
Capital
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 04/21/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Tony O'Neill Mgmt For For For
3 Elect Mark Cutifani Mgmt For For For
4 Elect Judy Dlamini Mgmt For For For
5 Elect Byron E. Grote Mgmt For For For
6 Elect Sir Philip Mgmt For For For
Hampton
7 Elect Rene Medori Mgmt For For For
8 Elect Ray O'Rourke Mgmt For For For
9 Elect Sir John Parker Mgmt For For For
10 Elect Mphu Ramatlapeng Mgmt For For For
11 Elect Jim Rutherford Mgmt For For For
12 Elect Anne L. Stevens Mgmt For For For
13 Elect Jack E. Thompson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Remuneration Report Mgmt For For For
(Advisory)
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
21 Shareholder Proposal ShrHoldr For For For
Regarding Climate
Change
Reporting
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Rhidwaan Mgmt For For For
Gasant
2 Re-elect Michael J. Mgmt For For For
Kirkwood
3 Re-elect Srinivasan Mgmt For For For
Venkatakrishnan
4 Re-elect David Hodgson Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Wiseman
Nkuhlu)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael
Kirkwood)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney
Ruston)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Albert
Garner)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
12 General Authority to Mgmt For For For
Issue
Shares
13 Approve Amendment to Mgmt For For For
Share Incentive
Schemes
14 Approve Amendment to Mgmt For For For
Long Term Incentive
Plan
15 Approve Remuneration Mgmt For For For
Policy
16 Approve NEDs' Fees Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Authority to Mgmt For For For
Repurchase
Shares
19 Approve Financial Mgmt For For For
Assistance
20 Authority to Create Mgmt For For For
New Class of
Preference
Shares
21 Amendments to Mgmt For For For
Memorandum
22 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Antofagasta plc
Ticker Security ID: Meeting Date Meeting Status
ANTO CINS G0398N128 05/18/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Jean-Paul Luksic Mgmt For For For
Fontbona
4 Elect William M. Hayes Mgmt For For For
5 Elect Gonzalo Menendez Mgmt For For For
Duque
6 Elect Ramon F. Jara Mgmt For Against Against
7 Elect Juan Claro Mgmt For For For
Gonzalez
8 Elect Hugo Dryland Mgmt For Against Against
9 Elect Timothy C. Baker Mgmt For For For
10 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
11 Elect Andronico Luksic Mgmt For Against Against
Craig
12 Elect Vivianne Blanlot Mgmt For For For
13 Elect Jorge Bande Bruck Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Annell Bay Mgmt For For For
2 Elect John J. Mgmt For For For
Christmann
3 Elect Chansoo Joung Mgmt For For For
4 Elect William C. Mgmt For For For
Montgomery
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2016 Omnibus Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Aqua America, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTR CUSIP 03836W103 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher H. Mgmt For For For
Franklin
1.2 Elect Nicholas Mgmt For For For
DeBenedictis
1.3 Elect Carolyn J. Burke Mgmt For For For
1.4 Elect Richard H. Mgmt For For For
Glanton
1.5 Elect Lon R. Greenberg Mgmt For For For
1.6 Elect William P. Mgmt For For For
Hankowsky
1.7 Elect Wendell F. Mgmt For For For
Holland
1.8 Elect Ellen T. Ruff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ARC Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CINS 00208D408 04/29/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John P. Dielwart Mgmt For For For
3 Elect Fred J. Dyment Mgmt For For For
4 Elect Timothy J. Hearn Mgmt For For For
5 Elect James C. Houck Mgmt For For For
6 Elect Harold N. Kvisle Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
O'Neill
8 Elect Herbert C. Mgmt For For For
Pinder,
Jr.
9 Elect William G. Sembo Mgmt For For For
10 Elect Nancy L. Smith Mgmt For For For
11 Elect Myron M Stadnyk Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Reduction of Stated Mgmt For For For
Capital
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D129 03/10/2016 Take No Action
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduction in Par Value Mgmt For TNA N/A
2 Increase in Authorised Mgmt For TNA N/A
Share
Capital
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D129 05/04/2016 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Consolidated Accounts Mgmt For TNA N/A
and
Reports
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Losses Mgmt For TNA N/A
5 Director's Fees Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Elect Vanisha Mittal Mgmt For TNA N/A
Bhatia
8 Elect Suzanne P. Mgmt For TNA N/A
Nimocks
9 Elect Jeannot Krecke Mgmt For TNA N/A
10 Elect Karel de Gucht Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
12 Performance Share Unit Mgmt For TNA N/A
Plan (Special
Grant)
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Mollie Hale Mgmt For For For
Carter
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Juan Luciano Mgmt For For For
7 Elect Antonio Maciel Mgmt For For For
Neto
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Debra A. Sandler Mgmt For For For
11 Elect Daniel Shih Mgmt For For For
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/11/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Rights Issue Mgmt For Against Against
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/11/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Aurubis AG
Ticker Security ID: Meeting Date Meeting Status
NDA CINS D10004105 02/24/2016 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Increase in Authorised Mgmt For TNA N/A
Capital
10 Supervisory Board Mgmt For TNA N/A
Members'
Fees
11 Amendments to Articles Mgmt For TNA N/A
Regarding Revocation
of
Proxy
12 Amendments to Articles Mgmt For TNA N/A
Regarding General
Meeting
Chairman
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CINS 11777Q209 06/10/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Clive T. Johnson Mgmt For For For
4 Elect Robert Cross Mgmt For For For
5 Elect Robert Gayton Mgmt For Against Against
6 Elect Barry D. Rayment Mgmt For For For
7 Elect Jerry R. Korpan Mgmt For For For
8 Elect Bongani Mtshisi Mgmt For For For
9 Elect Kevin Bullock Mgmt For Against Against
10 Elect George Johnson Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Larry D. Brady Mgmt For For For
2 Elect Gregory D. Mgmt For For For
Brenneman
3 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
4 Elect Martin S. Mgmt For For For
Craighead
5 Elect William H. Mgmt For For For
Easter
III
6 Elect Lynn L. Elsenhans Mgmt For For For
7 Elect Anthony G. Mgmt For For For
Fernandes
8 Elect Claire W. Mgmt For For For
Gargalli
9 Elect Pierre H. Jungels Mgmt For For For
10 Elect James A. Lash Mgmt For For For
11 Elect J. Larry Nichols Mgmt For For For
12 Elect James W. Stewart Mgmt For For For
13 Elect Charles L. Watson Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gustavo A. Mgmt For For For
Cisneros
1.2 Elect Graham G. Clow Mgmt For Withhold Against
1.3 Elect Gary A. Doer Mgmt For For For
1.4 Elect J. Michael Evans Mgmt For For For
1.5 Elect Kelvin P. M. Mgmt For For For
Dushinky
1.6 Elect Brian L. Mgmt For For For
Greenspun
1.7 Elect J. Brett Harvey Mgmt For For For
1.8 Elect Nancy H.O. Mgmt For For For
Lockhart
1.9 Elect Dambisa Moyo Mgmt For For For
1.10 Elect Anthony Munk Mgmt For For For
1.11 Elect J. Robert S. Mgmt For For For
Prichard
1.12 Elect Steven J. Shapiro Mgmt For For For
1.13 Elect John L. Thornton Mgmt For For For
1.14 Elect Ernie L. Thrasher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Baywa AG
Ticker Security ID: Meeting Date Meeting Status
BYW6 CINS D08232114 06/07/2016 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Elect Wilhelm Mgmt For TNA N/A
Oberhofer as
Supervisory Board
Member
10 Increase in Authorised Mgmt For TNA N/A
Capital
11 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Bega Cheese Limited
Ticker Security ID: Meeting Date Meeting Status
BGA CINS Q14034104 10/27/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Barry A. Irvin Mgmt For For For
4 Re-elect Richard Cross Mgmt For Against Against
5 Re-elect Jeff Odgers Mgmt For Against Against
6 Elect Raelene Murphy Mgmt For For For
7 Approve Amendments to Mgmt For Against Against
Constitution
(Shareholding
Limit)
________________________________________________________________________________
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 01/28/2016 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Scheme of Mgmt For For For
Arrangement
________________________________________________________________________________
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 01/28/2016 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Effect Scheme of Mgmt For For For
Arrangement
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BHP Billiton Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/19/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase
Shares
8 Remuneration Report Mgmt For For For
(Advisory--
UK)
9 Remuneration Report Mgmt For For For
(Advisory--
AUS)
10 Equity Grant (CEO Mgmt For For For
Andrew
Mackenzie)
11 Amendments to Mgmt For For For
Constitution
Regarding DLC
Dividend Share (BHP
Billiton
Limited)
12 Amendments to Articles Mgmt For For For
Regarding DLC
Dividend Share (BHP
Billiton
Plc)
13 Amendments to DLC Mgmt For For For
Structure Sharing
Agreement
14 Amendments to Mgmt For For For
Constitution
Regarding Holding of
Simultaneous General
Meetings via
Videolink (BHP
Billiton
Limited)
15 Amendments to Articles Mgmt For For For
Regarding Holding of
Simultaneous General
Meetings via
Videolink (BHP
Billiton
plc)
16 Elect Anita Frew Mgmt For For For
17 Re-elect Malcolm Mgmt For For For
Brinded
18 Re-elect Malcolm Mgmt For For For
Broomhead
19 Re-elect Pat Davies Mgmt For For For
20 Re-elect Carolyn Hewson Mgmt For For For
21 Re-elect Andrew Mgmt For For For
Mackenzie
22 Re-elect Lindsay P. Mgmt For For For
Maxsted
23 Re-elect Wayne Murdy Mgmt For For For
24 Re-elect John Schubert Mgmt For For For
25 Re-elect Shriti Vadera Mgmt For For For
26 Re-elect Jacques Nasser Mgmt For For For
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Billerud AB
Ticker Security ID: Meeting Date Meeting Status
BILL CINS W16021102 05/10/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Board Size Mgmt For For For
18 Directors and Mgmt For For For
Auditors'
Fees
19 Elect Andrea Gisle Mgmt For For For
Joosen
20 Elect Bengt Hammar Mgmt For For For
21 Elect Mikael Hellberg Mgmt For For For
22 Elect Jan Homan Mgmt For For For
23 Elect Lennart Holm Mgmt For For For
24 Elect Gunilla Jonsson Mgmt For For For
25 Elect Michael Kaufmann Mgmt For For For
26 Elect Kristina Schauman Mgmt For For For
27 Elect Lennart Holm as Mgmt For For For
Chairman and Michael
M.F. Kaufmann as Vice
Chairman
28 Appointment of Auditor Mgmt For For For
29 Nomination Committee Mgmt For For For
30 Remuneration Guidelines Mgmt For For For
31 Long-Term Incentive Mgmt For For For
Plan
32 Issuance of Treasury Mgmt For For For
Shares
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents
35 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Occupation
Accidents Working
Group
36 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents
Report
37 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Equality
38 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Equality
Working
Group
39 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Equality
Report
40 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Shareholders
Association
41 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
42 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Nomination
Committee
Instructions
43 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
Petition
44 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Unequal
Voting Rights
Petition
45 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Recruitment
of
Politicians
46 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Cool-off
Period for
Politicians
47 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium-size
Shareholders
48 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium-size
Shareholders
Petition
49 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BlueScope Steel Limited
Ticker Security ID: Meeting Date Meeting Status
BSL CINS Q1415L177 11/19/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Daniel Grollo Mgmt For Against Against
4 Re-elect Kenneth A. Mgmt For For For
Dean
5 Equity Grant (MD/CEO Mgmt For For For
Paul O' Malley)
(STIP)
6 Equity Grant (MD/CEO Mgmt For For For
Paul O' Malley)
(LTIP)
7 Approve Potential Mgmt For For For
Termination
Benefts
________________________________________________________________________________
Boliden AB
Ticker Security ID: Meeting Date Meeting Status
BOL CINS W17218103 05/03/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Board Mgmt For For For
and CEO
Acts
17 Board Size; Number of Mgmt For For For
Auditors
18 Directors' Fees Mgmt For For For
19 Election of Directors Mgmt For For For
20 Authority to Set Mgmt For For For
Auditor's
Fees
21 Appointment of Auditor Mgmt For For For
22 Remuneration Guidelines Mgmt For Against Against
23 Nomination Committee Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/14/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Robert W. Dudley Mgmt For For For
4 Elect Brian Gilvary Mgmt For For For
5 Elect Paul M. Anderson Mgmt For For For
6 Elect Alan L. Boeckmann Mgmt For For For
7 Elect Frank L. Bowman Mgmt For For For
8 Elect Cynthia B. Mgmt For For For
Carroll
9 Elect Ian E.L. Davis Mgmt For For For
10 Elect Ann Dowling Mgmt For For For
11 Elect Brendan R. Nelson Mgmt For For For
12 Elect Paula Rosput Mgmt For For For
Reynolds
13 Elect John Sawers Mgmt For For For
14 Elect Andrew B. Mgmt For For For
Shilston
15 Elect Carl-Henric Mgmt For For For
Svanberg
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Paul Cornet de Mgmt For For For
Ways
Ruart
2.2 Elect William Engels Mgmt For For For
2.3 Elect L. Patrick Lupo Mgmt For For For
2.4 Elect Soren Schroder Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 2016 Equity Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Cabot Oil and Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dorothy M. Ables Mgmt For For For
2 Elect Rhys J. Best Mgmt For For For
3 Elect Robert S. Boswell Mgmt For For For
4 Elect Dan O. Dinges Mgmt For For For
5 Elect Robert Kelley Mgmt For For For
6 Elect W. Matt Ralls Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Corporate Political
Spending
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Calbee Inc
Ticker Security ID: Meeting Date Meeting Status
2229 CINS J05190103 06/22/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Akira Matsumoto Mgmt For For For
4 Elect Shuji Itoh Mgmt For For For
5 Elect Yuzaburoh Mogi Mgmt For For For
6 Elect Takashi Kawamura Mgmt For For For
7 Elect Takahisa Takahara Mgmt For For For
8 Elect Atsuko Fukushima Mgmt For For For
9 Elect Katty Lam Mgmt For For For
10 Elect Nagako Ohe as Mgmt For Against Against
Statutory
Auditor
11 Elect Kazunari Uchida Mgmt For For For
as Alternate
Statutory
Auditor
12 Appointment of Auditor Mgmt For For For
13 Bonus Mgmt For For For
14 Retirement Allowances Mgmt For Against Against
for Statutory
Auditor
________________________________________________________________________________
Caltex Australia Limited
Ticker Security ID: Meeting Date Meeting Status
CTX CINS Q19884107 05/05/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Steven Gregg Mgmt For For For
3 Elect Penny Winn Mgmt For For For
4 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Julian
Segal)
7 Adopt New Constitution Mgmt For For For
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Bruce Mgmt For For For
1.2 Elect Daniel Camus Mgmt For For For
1.3 Elect John H. Clappison Mgmt For For For
1.4 Elect Donald H.F. Mgmt For For For
Deranger
1.5 Elect Catherine A. Mgmt For For For
Gignac
1.6 Elect Timothy S. Gitzel Mgmt For For For
1.7 Elect James K. Gowans Mgmt For For For
1.8 Elect Don Kayne Mgmt For For For
1.9 Elect A. Anne McLellan Mgmt For For For
1.10 Elect Neil McMillan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Canadian Resident Mgmt Against Abstain N/A
Status
________________________________________________________________________________
Cameron International Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 12/17/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Canadian Natural Resources Limited
Ticker Security ID: Meeting Date Meeting Status
CNQ CUSIP 136385101 05/05/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine M. Best Mgmt For Withhold Against
1.2 Elect N. Murray Edwards Mgmt For For For
1.3 Elect Timothy W. Mgmt For For For
Faithfull
1.4 Elect Gary A. Filmon Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Fong
1.6 Elect Gordon D. Giffin Mgmt For For For
1.7 Elect Wilfred A. Gobert Mgmt For For For
1.8 Elect Steve W. Laut Mgmt For For For
1.9 Elect Frank J. McKenna Mgmt For For For
1.10 Elect David A. Tuer Mgmt For For For
1.11 Elect Annette Mgmt For For For
Verschuren
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Option Plan Mgmt For For For
Renewal
4 Return of Capital and Mgmt For For For
Reduction in Stated
Capital
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shawn Qu Mgmt For For For
1.2 Elect Robert McDermott Mgmt For For For
1.3 Elect Lars-Eric Mgmt For For For
Johansson
1.4 Elect Harry E. Ruda Mgmt For For For
1.5 Elect Andrew Wong Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Canfor Corporation
Ticker Security ID: Meeting Date Meeting Status
CFP CINS 137576104 04/27/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Peter J.G. Mgmt For For For
Bentley
4 Elect Glen D. Clark Mgmt For For For
5 Elect Michael J. Mgmt For For For
Korenberg
6 Elect James A. Pattison Mgmt For For For
7 Elect Conrad A. Pinette Mgmt For For For
8 Elect James McNeill Mgmt For For For
Singleton
9 Elect Ross S. Smith Mgmt For For For
10 Elect William W. Mgmt For For For
Stinson
11 Elect John R. Baird Mgmt For For For
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/13/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl G. Mgmt For For For
Anderson,
Jr.
1.2 Elect Philip M. Mgmt For For For
Anderson
1.3 Elect Jeffrey Wadsworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/17/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard Connor Mgmt For For For
3 Elect Raphael Girard Mgmt For For For
4 Elect Eduard Kubatov Mgmt For For For
5 Elect Nurlan Kyshtobaev Mgmt For For For
6 Elect Stephen A. Lang Mgmt For For For
7 Elect Michael Parrett Mgmt For For For
8 Elect Scott G. Perry Mgmt For For For
9 Elect Sheryl K. Mgmt For For For
Pressler
10 Elect Terry V. Rogers Mgmt For For For
11 Elect Bektur Sagynov Mgmt For For For
12 Elect Bruce V. Walter Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Centrica plc
Ticker Security ID: Meeting Date Meeting Status
CNA CINS G2018Z143 04/18/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Jeff Bell Mgmt For For For
5 Elect Mark Hodges Mgmt For For For
6 Elect Richard Mgmt For For For
Haythornthwaite
7 Elect Iain C. Conn Mgmt For For For
8 Elect Margherita Della Mgmt For For For
Valle
9 Elect Mark Hanafin Mgmt For For For
10 Elect Lesley Knox Mgmt For For For
11 Elect Mike Linn Mgmt For For For
12 Elect Ian K. Meakins Mgmt For For For
13 Elect Carlos Pascual Mgmt For For For
14 Elect Steve Pusey Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 RATIFICATION OF Mgmt For For For
TECHNICAL BREACH OF
BORROWING
LIMIT
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Increase in Borrowing Mgmt For For For
Powers
23 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Mgmt For For For
Arzbaecher
2 Elect William Davisson Mgmt For For For
3 Elect Stephen A. Mgmt For For For
Furbacher
4 Elect Stephen J. Hagge Mgmt For For For
5 Elect John D. Johnson Mgmt For For For
6 Elect Robert G. Kuhbach Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Edward A. Schmitt Mgmt For For For
9 Elect Theresa E Wagler Mgmt For For For
10 Elect W. Anthony Will Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Andrea Botta Mgmt For For For
2 Elect Neal A. Shear Mgmt For For For
3 Elect Vicky A. Bailey Mgmt For For For
4 Elect Nuno Brandolini Mgmt For For For
5 Elect Jonathan Mgmt For For For
Christodoro
6 Elect David I. Foley Mgmt For For For
7 Elect David B. Mgmt For For For
Kilpatrick
8 Elect Samuel J. Mgmt For For For
Merksamer
9 Elect Donald F. Mgmt For For For
Robillard,
Jr.
10 Elect Heather R. Zichal Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Archie W. Dunham Mgmt For For For
2 Elect Vincent J. Mgmt For For For
Intrieri
3 Elect Robert D. Lawler Mgmt For For For
4 Elect John J. Lipinski Mgmt For For For
5 Elect R. Brad Martin Mgmt For For For
6 Elect Merrill A. Mgmt For For For
Miller,
Jr.
7 Elect Kimberly K. Mgmt For For For
Querrey
8 Elect Thomas L. Ryan Mgmt For For For
9 Increase of Authorized Mgmt For For For
Common
Stock
10 Amendment to the 2014 Mgmt For For For
Long-Term Incentive
Plan
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Reserves
Metrics in Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander B. Mgmt For Abstain Against
Cummings,
Jr.
2 Elect Linnet F. Deily Mgmt For For For
3 Elect Robert E. Denham Mgmt For For For
4 Elect Alice P. Gast Mgmt For For For
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Jon M. Huntsman, Mgmt For For For
Jr.
7 Elect Charles W. Mgmt For For For
Moorman,
IV
8 Elect John G. Stumpf Mgmt For For For
9 Elect Ronald D. Sugar Mgmt For For For
10 Elect Inge G. Thulin Mgmt For For For
11 Elect John S. Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Amendment to Mgmt For For For
Non-Employee
Directors' Equity
Compensation and
Deferral
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Reserve
Replacements
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Dividend
Policy
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
meeting
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 06/01/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect GU Lifeng Mgmt For For For
5 Elect SHI Bo Mgmt For For For
6 Elect YU Xubo Mgmt For For For
7 Elect Patrick V. Mgmt For For For
Vizzone
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Amendment to the Mgmt For For For
Vesting Period of
Share
Option
Scheme
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 06/21/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Revised Annual Caps of Mgmt For For For
Connected
Transactions
10 Amendments to Mgmt For For For
Articles: Scope of
Business
11 Amendments to Mgmt For For For
Articles: Audit
Committee
12 Authority to Issue Mgmt For For For
Debt
Instruments
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 10/27/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantee to
Zhongtian Synergetic
Energy
4 Authority to Give Mgmt For For For
Joint Liability
Guarantee
5 Fees of Directors and Mgmt For For For
Supervisors
________________________________________________________________________________
China Gas Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0384 CINS G2109G103 08/19/2015 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect JIANG Xinhao Mgmt For For For
6 Elect HUANG Yong Mgmt For For For
7 Elect YU Jeong Joon Mgmt For Against Against
8 Elect ZHAO Yuhua Mgmt For Against Against
9 Elect HO Yeung Mgmt For Against Against
10 Elect CHEN Yanyan Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Hongqiao Group Limited
Ticker Security ID: Meeting Date Meeting Status
1378 CINS G21150100 05/09/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHENG Shuliang Mgmt For For For
5 Elect YANG Congsen Mgmt For For For
6 Elect ZHANG Jinglei Mgmt For For For
7 Elect XING Jian Mgmt For Against Against
8 Elect CHEN Yinghai Mgmt For Against Against
9 Elect HAN Benwen Mgmt For Against Against
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Allocation of Mgmt For For For
Profits/Dividends
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Modern Dairy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1117 CINS G21579100 06/03/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect YU Xubo Mgmt For For For
5 Elect GAO Lina Mgmt For For For
6 Elect Max HUI Chi Kin Mgmt For Against Against
7 Elect KANG Yan Mgmt For For For
8 Elect ZHANG Ping Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/29/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2016 Budget Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Annual Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Liability Insurance Mgmt For For For
11 Authority to Declare Mgmt For For For
Interim and Quarterly
Dividends
12 Approve Capital Mgmt For Abstain Against
Increase in
Subsidiaries
(External
Investment)
13 Authority to Mgmt For For For
Repurchase H
Shares
14 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
15 Authority to Give Mgmt For Abstain Against
Guarantees
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 10/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus Share Issuance Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 05/31/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
8 Authority to Give Mgmt For For For
Guarantees
9 Elect Albert WONG Kwai Mgmt For For For
Huen
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 05/31/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 12/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Elect CHENG Chi as Mgmt For Against Against
Director
4 Elect WEI Junchao as Mgmt For For For
Supervisor
5 Authority to Issue Mgmt For For For
Debt Financing
Instruments
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Profit Distribution Mgmt For For For
Plan
7 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
8 Authority to Declare Mgmt For For For
Interim
Dividends
9 Authority to Issue Mgmt For Against Against
Debt
Instruments
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Petroleum and Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 02/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect MA Yongsheng Mgmt For For For
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
China Petroleum and Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 10/23/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Major Continuing Mgmt For For For
Connected
Transactions and
Non-Major Continuing
Connected
Transactions
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Final Mgmt For For For
Dividend
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Mutual Coal Supply Mgmt For For For
Agreement
10 Mutual Supplies and Mgmt For For For
Services
Agreement
11 Financial Services Mgmt For For For
Agreement
12 Elect DI Dong Mgmt For For For
13 Elect ZHAO Jibin Mgmt For For For
14 Elect ZHOU Dayu as Mgmt For Against Against
Supervisor
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Steel Corp.
Ticker Security ID: Meeting Date Meeting Status
2002 CINS Y15041109 06/23/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
6 Amendments to Mgmt For For For
Procedural Rules:
Elections of
Directors
7 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
8 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
9 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
10 Elect SUNG Jyh-Yuh Mgmt For For For
11 Elect SHEN Jong-Chin Mgmt For Against Against
12 Elect WU Feng-Sheng Mgmt For For For
13 Elect LIN Horng-Nan Mgmt For For For
14 Elect WANG Shyi-Chin Mgmt For For For
15 Elect LIU Jih-Gang Mgmt For For For
16 Elect WENG Cheng-I Mgmt For For For
17 Elect WEI Chao-Chin Mgmt For For For
18 Elect HON Min-Hsiung Mgmt For For For
19 Elect CHANG Shyue-Bin Mgmt For For For
20 Elect KAO Lan-Feng Mgmt For For For
21 Non-compete Mgmt For For For
Restrictions for
Director SUNG
Jyh-Yuh
22 Non-compete Mgmt For For For
Restrictions for
Director WU
Feng-Sheng
23 Non-compete Mgmt For For For
Restrictions for
Director WANG
Shyi-CHin
24 Non-compete Mgmt For For For
Restrictions for LIU
Jih-Gang
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lisa A. Stewart Mgmt For For For
2 Elect Hans Helmerich Mgmt For For For
3 Elect Harold R. Logan, Mgmt For For For
Jr.
4 Elect Monroe W. Mgmt For For For
Robertson
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 04/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Sergio Marchionne Mgmt For For For
5 Elect Richard Tobin Mgmt For For For
6 Elect Mina Gerowin Mgmt For For For
7 Elect Leo W. Houle Mgmt For For For
8 Elect Peter Kalantzis Mgmt For For For
9 Elect John Lanaway Mgmt For For For
10 Elect Guido Tabellini Mgmt For For For
11 Elect Jacqueline Mgmt For For For
Tammenoms
Bakker
12 Elect Jacques Mgmt For For For
Theurillat
13 Elect Suzanne Heywood Mgmt For For For
14 Elect Silke Christina Mgmt For For For
Scheiber
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 05/26/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Fanrong Mgmt For For For
6 Elect LV Bo Mgmt For For For
7 Elect CHIU Sung Hong Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Companhia de Saneamento Basico do Estado de Sao Paulo - SABESP
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 01/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose Alexandre Mgmt For For For
Pereira de Araujo as
Member of the
Supervisory
Council
________________________________________________________________________________
Companhia de Saneamento Basico do Estado de Sao Paulo - SABESP
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 04/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Election of Directors Mgmt For For For
5 Election of Mgmt For Against Against
Supervisory
Board
6 Remuneration Policy Mgmt For Against Against
7 Ratify Updated Global Mgmt For For For
Remuneration Amounts
for
2015
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Companhia de Saneamento Basico do Estado de Sao Paulo - SABESP
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 11/10/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sandra Maria Mgmt For For For
Gianella as Alternate
Member to the
Supervisory
Council
2 Merger by Absorption Mgmt For For For
Agreement
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
(Empresa de Agua e
Esgoto de Diadema
S.A.)
________________________________________________________________________________
Companhia de Saneamento Basico do Estado de Sao Paulo - SABESP
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 07/21/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratify Updated Mgmt For For For
Administrators'
Global Remuneration
for
2015
________________________________________________________________________________
Compania de Minas Buenaventura S.A.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Amendment to General Mgmt For Abstain Against
Meeting
Regulations
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary A. Merriman Mgmt For For For
1.2 Elect Ray M. Poage Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard L. Mgmt For For For
Armitage
2 Elect Richard H. Mgmt For For For
Auchinleck
3 Elect Charles E. Bunch Mgmt For Against Against
4 Elect James E. Mgmt For For For
Copeland,
Jr.
5 Elect John V. Faraci Mgmt For For For
6 Elect Jody L Freeman Mgmt For For For
7 Elect Gay Huey Evans Mgmt For For For
8 Elect Ryan M. Lance Mgmt For For For
9 Elect Arjun N. Murti Mgmt For For For
10 Elect Robert A. Niblock Mgmt For For For
11 Elect Harald J. Norvik Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reserves
Metrics in Executive
Compensation
________________________________________________________________________________
Continental Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold G. Hamm Mgmt For For For
1.2 Elect John T. McNabb II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Reporting
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Hydraulic
Fracturing
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles L. Dunlap Mgmt For For For
2 Elect Lucia van Geuns Mgmt For For For
3 Elect Michael Straughen Mgmt For For For
4 Election of Additional Mgmt For For For
Supervisory
Director
5 Amendment of Article Mgmt For For For
16, Sub-article
15
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Accounts and Reports Mgmt For For For
8 Cancellation of Shares Mgmt For For For
9 Extension and Renewal Mgmt For For For
of Exisiting
Authority to
Repurchase
Shares
10 Extension of Authority Mgmt For For For
to Issue Shares w/
Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Coway Company Limited
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 01/22/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Coway Company Limited
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 03/29/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Share Option Grant Mgmt For For For
3 Elect CHOI Yeon Seok Mgmt For For For
4 Elect LEE Joong Sik Mgmt For For For
5 Elect LEE Jun Ho Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Corporate Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/27/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles M. Mgmt For For For
Swoboda
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Robert A. Ingram Mgmt For Withhold Against
1.4 Elect C. Howard Nye Mgmt For For For
1.5 Elect Franco Plastina Mgmt For For For
1.6 Elect John B. Replogle Mgmt For For For
1.7 Elect Robert L. Tillman Mgmt For For For
1.8 Elect Thomas H. Werner Mgmt For For For
1.9 Elect Anne C. Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cresud S.A.
Ticker Security ID: Meeting Date Meeting Status
CRES CUSIP 226406106 10/30/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates
2 Accounts and Reports Mgmt For For For
3 Use of Reserves Mgmt For Abstain Against
4 Allocation of Mgmt For For For
Profits/Dividends
5 Application of Mgmt For Abstain Against
Treasury
Stock
6 Ratification of Board Mgmt For For For
Acts
7 Ratification of Mgmt For For For
Supervisory Council
Acts
8 Directors' Fees; Audit Mgmt For For For
Committee
Budget
9 Supervisory Council Mgmt For Abstain Against
Fees
10 Election of Directors; Mgmt For Abstain Against
Board
Size
11 Election of Mgmt For Abstain Against
Supervisory
Council
12 Appointment of Auditor Mgmt For For For
13 Update to Shared Mgmt For Abstain Against
Services
Agreement
14 Income Tax on Personal Mgmt For For For
Assets
15 Authority to Issue Mgmt For For For
Debt
Instruments
16 Authorize Board to Mgmt For For For
Delegate All of the
Above
Powers
________________________________________________________________________________
Daido Steel Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
5471 CINS J08778110 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Tadashi Shimao Mgmt For Against Against
3 Elect Takeshi Ishiguro Mgmt For For For
4 Elect Michio Okabe Mgmt For For For
5 Elect Tsukasa Nishimura Mgmt For For For
6 Elect Akira Miyajima Mgmt For For For
7 Elect Kazuto Tachibana Mgmt For For For
8 Elect Satoshi Tsujimoto Mgmt For For For
9 Elect Tadashi Imai Mgmt For For For
10 Elect Hitoshi Tanemura Mgmt For For For
11 Elect Yutaka Hattori Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
Daio Paper Corp.
Ticker Security ID: Meeting Date Meeting Status
3880 CINS J79518114 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yasushi Nishikawa Mgmt For For For
5 Elect Susumu Ishimaru Mgmt For For For
6 Elect Yohichiroh Mgmt For For For
Yamakawa
7 Elect Yoshinobu Shimizu Mgmt For For For
8 Elect Takemi Nagasaka Mgmt For For For
9 Statutory Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Darling Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect D. Eugene Ewing Mgmt For For For
3 Elect Dirk Kloosterboer Mgmt For For For
4 Elect Mary R. Korby Mgmt For For For
5 Elect Cynthia Pharr Lee Mgmt For For For
6 Elect Charles Macaluso Mgmt For For For
7 Elect Gary W. Mize Mgmt For For For
8 Elect Justinus J.G.M. Mgmt For For For
Sanders
9 Elect Michael Urbut Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deere and Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Mgmt For For For
Bowles
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Dipak C. Jain Mgmt For For For
5 Elect Michael O. Mgmt For For For
Johanns
6 Elect Clayton M. Jones Mgmt For For For
7 Elect Brian M. Krzanich Mgmt For For For
8 Elect Gregory R. Page Mgmt For For For
9 Elect Sherry M. Smith Mgmt For For For
10 Elect Dmitri L. Mgmt For For For
Stockton
11 Elect Sheila G. Talton Mgmt For For For
12 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Net Zero
Greenhouse Gas
Emissions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Values in Political
Spending
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 05/05/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Lisa Colnett Mgmt For For For
3 Elect Edward C. Mgmt For For For
Dowling,
Jr.
4 Elect Robert E. Doyle Mgmt For For For
5 Elect Andre Falzon Mgmt For For For
6 Elect Ingrid J. Hibbard Mgmt For For For
7 Elect J. Michael Kenyon Mgmt For For For
8 Elect Paul Martin Mgmt For For For
9 Elect Alex G. Morrison Mgmt For For For
10 Elect Jonathan A. Mgmt For For For
Rubenstein
11 Elect Graham Wozniak Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Amendment of the Mgmt For For For
Restricted Share Unit
Plan
14 Amended and Restated Mgmt For For For
Share Option
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect David A. Hager Mgmt For For For
1.4 Elect Robert H. Henry Mgmt For Withhold Against
1.5 Elect Michael M. Mgmt For For For
Kanovsky
1.6 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.7 Elect Duane Radtke Mgmt For For For
1.8 Elect Mary P. Mgmt For For For
Ricciardello
1.9 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Related to Energy
Policy and Climate
Change
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Reserves
Metrics in Executive
Compensation
________________________________________________________________________________
Dominion Diamond Corporation
Ticker Security ID: Meeting Date Meeting Status
DDC CINS 257287102 07/15/2015 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Graham G. Clow Mgmt For For For
3 Elect Robert A. Mgmt For For For
Gannicott
4 Elect Daniel O. Jarvis Mgmt For For For
5 Elect Tom Kenny Mgmt For For For
6 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
7 Elect Fiona Mgmt For For For
Perrott-Humphrey
8 Elect Chuck Strahl Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Domtar Corporation
Ticker Security ID: Meeting Date Meeting Status
UFS CUSIP 257559203 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Giannella Alvarez Mgmt For For For
2 Elect Robert E Apple Mgmt For For For
3 Elect Louis P. Gignac Mgmt For For For
4 Elect David J. Mgmt For For For
Illingworth
5 Elect Brian M. Levitt Mgmt For For For
6 Elect David G. Maffucci Mgmt For For For
7 Elect Domenic Pilla Mgmt For For For
8 Elect Robert J. Steacy Mgmt For For For
9 Elect Pamela B. Strobel Mgmt For For For
10 Elect Denis A. Turcotte Mgmt For For For
11 Elect John D. Williams Mgmt For For For
12 Elect Mary A. Winston Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 05/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Dowa Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
5714 CINS J12432126 06/24/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Masao Yamada Mgmt For For For
4 Elect Yutaka Mitsune Mgmt For For For
5 Elect Hiroshi Nakashio Mgmt For For For
6 Elect Katsuji Mgmt For For For
Matsushita
7 Elect Susumu Kagaya Mgmt For For For
8 Elect Eiji Hosoda Mgmt For For For
9 Elect Yoshiko Koizumi Mgmt For For For
10 Elect Katsuya Yukitake Mgmt For Against Against
as Statutory
Auditor
11 Elect Kohichiroh Ohba Mgmt For For For
as Alternate
Statutory
Auditor
12 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
DS Smith plc
Ticker Security ID: Meeting Date Meeting Status
SMDS CINS G2848Q123 09/08/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Gareth Davis Mgmt For For For
5 Elect Miles W. Roberts Mgmt For For For
6 Elect Adrian Marsh Mgmt For For For
7 Elect Chris Britton Mgmt For For For
8 Elect Ian Griffiths Mgmt For For For
9 Elect Jonathan Nicholls Mgmt For For For
10 Elect Kathleen Mgmt For For For
O'Donovan
11 Elect Louise Smalley Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
18 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
Eldorado Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902103 05/25/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross Cory Mgmt For For For
1.2 Elect Pamela M. Gibson Mgmt For For For
1.3 Elect Robert Gilmore Mgmt For For For
1.4 Elect Geoffrey A. Mgmt For For For
Handley
1.5 Elect Michael A. Price Mgmt For For For
1.6 Elect Steven P. Reid Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Rubenstein
1.8 Elect John Webster Mgmt For For For
1.9 Elect Paul N. Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Reduction of State Mgmt For For For
Capital
________________________________________________________________________________
Empresas CMPC S.A.
Ticker Security ID: Meeting Date Meeting Status
CMPC CINS P3712V107 03/16/2016 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
(Board
Size)
2 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Empresas CMPC S.A.
Ticker Security ID: Meeting Date Meeting Status
CMPC CINS P3712V107 04/29/2016 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
4 Presentation of Report Mgmt For For For
on Related Party
Transactions
5 Appointment of Auditor Mgmt For For For
and Risk Rating
Agencies
6 Directors' Fees; Mgmt For Abstain Against
Directors' Committee
Fees and
Budget
7 Dividend Policy Mgmt For For For
8 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Arledge Mgmt For For For
1.2 Elect James J. Mgmt For For For
Blanchard
1.3 Elect Marcel R. Coutu Mgmt For For For
1.4 Elect J. Herb England Mgmt For For For
1.5 Elect Charles W. Mgmt For For For
Fischer
1.6 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.7 Elect Al Monaco Mgmt For For For
1.8 Elect George K. Petty Mgmt For For For
1.9 Elect Rebecca B. Mgmt For For For
Roberts
1.10 Elect Dan C. Tutcher Mgmt For For For
1.11 Elect Catherine L. Mgmt For For For
Williams
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Auditor
Tendering
Process
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Fred J. Fowler Mgmt For For For
1.3 Elect Howard J. Mayson Mgmt For For For
1.4 Elect Lee A. McIntire Mgmt For For For
1.5 Elect Margaret A. Mgmt For For For
McKenzie
1.6 Elect Suzanne P. Mgmt For For For
Nimocks
1.7 Elect Jane L. Peverett Mgmt For For For
1.8 Elect Brian G. Shaw Mgmt For For For
1.9 Elect Douglas J. Mgmt For For For
Suttles
1.10 Elect Bruce G. Waterman Mgmt For For For
1.11 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CINS T3643A145 05/12/2016 Take No Action
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Elect Alessandro Mgmt For TNA N/A
Profumo
4 Remuneration Report Mgmt For TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect James C. Day Mgmt For For For
4 Elect H. Leighton Mgmt For For For
Steward
5 Elect Donald F. Textor Mgmt For Against Against
6 Elect William R. Thomas Mgmt For For For
7 Elect Frank G. Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Philip G. Behrman Mgmt For For For
3 Elect Kenneth M. Burke Mgmt For For For
4 Elect A. Bray Cary, Jr. Mgmt For For For
5 Elect Margaret K. Mgmt For For For
Dorman
6 Elect David L. Porges Mgmt For For For
7 Elect James E. Rohr Mgmt For For For
8 Elect Stephen A. Mgmt For For For
Thorington
9 Elect Lee T. Todd, Jr. Mgmt For For For
10 Elect Christine J. Mgmt For For For
Toretti
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Short-Term Incentive Mgmt For For For
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eregli Demir ve Celik Fabrikalari T.A.S
Ticker Security ID: Meeting Date Meeting Status
EREGL CINS M40710101 03/31/2016 Take No Action
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Opening; Election of Mgmt For TNA N/A
Presiding
Chairman
5 Minutes Mgmt For TNA N/A
6 Presentation of Mgmt For TNA N/A
Directors'
Report
7 Presentation of Mgmt For TNA N/A
Auditor's
Report
8 Financial Statements Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Allocation of Mgmt For TNA N/A
Profits/Dividends
11 Election of Directors Mgmt For TNA N/A
12 Directors' Fees Mgmt For TNA N/A
13 Authority to Carry Out Mgmt For TNA N/A
Competing Activities
or Related Party
Transactions
14 Appointment of Auditor Mgmt For TNA N/A
15 Presentation of Report Mgmt For TNA N/A
on
Guarantees
16 Charitable Donations Mgmt For TNA N/A
17 CLOSING Mgmt For TNA N/A
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/16/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Alexander Abramov Mgmt For For For
4 Elect Alexander Frolov Mgmt For For For
5 Elect Eugene Shvidler Mgmt For For For
6 Elect Eugene Tenenbaum Mgmt For For For
7 Elect James Karl Gruber Mgmt For For For
8 Elect Deborah Gudgeon Mgmt For For For
9 Elect Alexander Mgmt For For For
Izosimov
10 Elect Sir Michael Peat Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Boskin Mgmt For For For
1.2 Elect Peter Mgmt For For For
Brabeck-Letmathe
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Ursula M. Burns Mgmt For For For
1.5 Elect Larry R. Faulkner Mgmt For For For
1.6 Elect Jay S. Fishman Mgmt For For For
1.7 Elect Henrietta H. Fore Mgmt For For For
1.8 Elect Kenneth C. Mgmt For For For
Frazier
1.9 Elect Douglas R. Mgmt For For For
Oberhelman
1.10 Elect Samuel J. Mgmt For For For
Palmisano
1.11 Elect Steven S Mgmt For For For
Reinemund
1.12 Elect Rex W. Tillerson Mgmt For For For
1.13 Elect William C. Weldon Mgmt For For For
1.14 Elect Darren W. Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Expertise on
Board
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Sale of
Company
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Dividend
Policy
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Policy and
Commitment
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Reserve
Replacements
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
________________________________________________________________________________
Fibria Celulose SA
Ticker Security ID: Meeting Date Meeting Status
FIBR3 CINS P3997N101 04/27/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Establishment of Mgmt For For For
Supervisory
Council
7 Supervisory Council Mgmt For For For
Size
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Mgmt For Against Against
Supervisory
Council
11 Elect Antonio Sergio Mgmt For N/A N/A
Riede to the
Supervisory Council
as Representative of
Minority
Shareholders
12 Remuneration Policy Mgmt For Against Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fibria Celulose SA
Ticker Security ID: Meeting Date Meeting Status
FIBR3 CINS P3997N101 11/30/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Interim Dividend Mgmt For For For
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CINS 335934105 05/05/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Philip K.R. Mgmt For For For
Pascall
4 Elect G. Clive Newall Mgmt For For For
5 Elect Martin R. Rowley Mgmt For Against Against
6 Elect Peter St. George Mgmt For For For
7 Elect Andrew B. Adams Mgmt For For For
8 Elect Paul Brunner Mgmt For For For
9 Elect Robert J. Harding Mgmt For For For
10 Elect Martin Schady Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect James A. Hughes Mgmt For For For
6 Elect Craig Kennedy Mgmt For For For
7 Elect James F. Nolan Mgmt For For For
8 Elect William J. Post Mgmt For For For
9 Elect J. Thomas Presby Mgmt For For For
10 Elect Paul H. Stebbins Mgmt For Against Against
11 Elect Michael T. Mgmt For For For
Sweeney
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
2 Elect Eleazar de Mgmt For For For
Carvalho
Filho
3 Elect C. Maury Devine Mgmt For For For
4 Elect Claire S. Farley Mgmt For For For
5 Elect John T. Gremp Mgmt For For For
6 Elect Thomas Hamilton Mgmt For For For
7 Elect Peter Mellbye Mgmt For For For
8 Elect Joseph H. Mgmt For For For
Netherland
9 Elect Peter Oosterveer Mgmt For For For
10 Elect Richard A. Mgmt For For For
Pattarozzi
11 Elect Kay G. Priestly Mgmt For For For
12 Elect James M. Ringler Mgmt For For For
13 Ratification of Auditor Mgmt For Against Against
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Formosa Petrochemicals Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 06/06/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
6 Amendments to Mgmt For For For
Procedural Rules:
Derivatives
Trading
7 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
8 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
9 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Fortescue Metals Group Limited
Ticker Security ID: Meeting Date Meeting Status
FMG CINS Q39360104 11/11/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Re-elect Cao Huiquan Mgmt For For For
4 Elect Jean Mgmt For For For
Baderschneider
5 Performance Rights Plan Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Neville Power and
Executive Director
Peter
Meurs)
________________________________________________________________________________
Fosun International Limited
Ticker Security ID: Meeting Date Meeting Status
0656 CINS Y2618Y108 06/01/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividend
5 Elect GUO Guangchang Mgmt For For For
6 Elect QIN Xuetang Mgmt For For For
7 Elect ZHANG Shengman Mgmt For Against Against
8 Elect CHEN Qiyu Mgmt For Against Against
9 Elect XU Xiaoliang Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Authority to Grant Mgmt For Against Against
Options under Share
Option
Scheme
16 Grant Shares Under Mgmt For For For
Share Award
Scheme
17 Grant Shares to DING Mgmt For For For
Guoqi
18 Grant Shares to QIN Mgmt For For For
Xuetang
19 Grant Shares to CHEN Mgmt For For For
Qiyu
20 Grant Shares to XU Mgmt For For For
Xiaoliang
21 Grant Shares to ZHANG Mgmt For For For
Shengman
22 Grant Shares to ZHANG Mgmt For For For
Huaqiao
23 Grant Shares to David Mgmt For For For
T.
Zhang
24 Grant Shares to Yang Mgmt For For For
Chao
25 Grant Shares to KANG Mgmt For For For
Lan
26 Grant Shares to QIAN Mgmt For For For
Jiannong
27 Grant Shares to John Mgmt For For For
Changzheng
Ma
28 Grant Shares to GONG Mgmt For For For
Ping
29 Grant Shares to Mgmt For For For
Michael
LEE
30 Grant Shares to WU Mgmt For For For
Xiaoyong
31 Grant Shares to CHI Mgmt For For For
Xiaolei
32 Grant shares to Other Mgmt For For For
Persons
33 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Freeport-McMoRan Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard C. Mgmt For For For
Adkerson
1.2 Elect Gerald J. Ford Mgmt For For For
1.3 Elect Lydia H. Kennard Mgmt For For For
1.4 Elect Andrew Langham Mgmt For For For
1.5 Elect Jon C. Madonna Mgmt For For For
1.6 Elect Courtney Mather Mgmt For For For
1.7 Elect Dustan E. McCoy Mgmt For For For
1.8 Elect Frances Fragos Mgmt For For For
Townsend
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Proxy Mgmt For For For
Access
5 Increase in Authorized Mgmt For For For
Common
Stock
6 Amendment to Articles Mgmt For For For
Regarding Removal of
Directors
7 2016 Stock Incentive Mgmt For For For
Plan
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Enhanced
Oil
Recovery
________________________________________________________________________________
Galp Energia, SGPS, SA
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 05/05/2016 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
Acts
5 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Supervisory Council
Acts
6 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Statutory Auditor
Acts
7 Remuneration Policy Mgmt For For For
8 Authority to Trade in Mgmt For For For
Company Stock and
Debt
Instruments
________________________________________________________________________________
Gamesa Corporacion Tecnologica, S.A.
Ticker Security ID: Meeting Date Meeting Status
GAM CINS E54667113 06/21/2016 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Management Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Co-option and Mgmt For For For
Elect Gema Gongora
Bachiller
7 Elect Ignacio Martin Mgmt For For For
San
Vicente
8 Elect Sonsoles Rubio Mgmt For For For
Reinoso
9 Authorisation of Legal Mgmt For For For
Formalities
10 Remuneration Report Mgmt For For For
________________________________________________________________________________
Genting Plantations Berhad
Ticker Security ID: Meeting Date Meeting Status
GENP CINS Y26930100 05/31/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect Mohd Zahidi bin Mgmt For For For
Zainuddin
4 Elect QUAH Chek Tin Mgmt For For For
5 Elect Abdul Ghani bin Mgmt For For For
Abdullah
6 Elect Mohd Din Jusoh Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Glencore plc
Ticker Security ID: Meeting Date Meeting Status
GLEN CINS G39420107 05/19/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Anthony B. Mgmt For For For
Hayward
3 Elect Leonhard Fischer Mgmt For For For
4 Elect William E. Mgmt For For For
Macaulay
5 Elect Ivan Glasenberg Mgmt For For For
6 Elect Peter R. Coates Mgmt For For For
7 Elect John J. Mack Mgmt For For For
8 Elect Peter T. Grauer Mgmt For For For
9 Elect Patrice E. Merrin Mgmt For For For
10 Remuneration Report Mgmt For For For
(Advisory)
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Shareholder Proposal ShrHoldr For For For
Regarding Climate
Change
Reporting
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Steven P. Reid Mgmt For For For
3 Re-elect Gayle M. Mgmt For For For
Wilson
4 Re-elect David N. Mgmt For For For
Murray
5 Re-elect Donald M.J. Mgmt For For For
Ncube
6 Re-elect Alan R. Hill Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Members (Gayle
Wilson)
8 Elect Audit Committee Mgmt For For For
Member (Richard
Menell)
9 Elect Audit Committee Mgmt For For For
Members (Donald
Ncube)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance (Section
44 and
45)
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Amendments to Mgmt For For For
the 2012 Share
Plan
16 Approve Financial Mgmt For For For
Assistance
(Directors and/or
Prescribed
Officers)
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 04/28/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beverley A. Mgmt For For For
Briscoe
1.2 Elect Peter J. Dey Mgmt For For For
1.3 Elect Margot A. Mgmt For For For
Franssen
1.4 Elect David Garofalo Mgmt For For For
1.5 Elect Clement A. Mgmt For For For
Pelletier
1.6 Elect P. Randy Reifel Mgmt For For For
1.7 Elect Ian W. Telfer Mgmt For For For
1.8 Elect Blanca Trevino Mgmt For For For
1.9 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/21/2016 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Frankle (Djafar) Mgmt For For For
Widjaja
5 Elect Rafael Buhay Mgmt For For For
Concepcion,
Jr.
6 Elect HONG Pian Tee Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Graincorp Limited
Ticker Security ID: Meeting Date Meeting Status
GNC CINS Q42655102 12/18/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Don C. Taylor Mgmt For For For
4 Re-elect Donald G. Mgmt For For For
McGauchie
5 Elect Peter Richards Mgmt For Against Against
6 Equity Grant (MD/CEO Mgmt For For For
Mark
Palmquist)
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David D. Campbell Mgmt For For For
1.2 Elect Robert A. Mgmt For For For
Hagemann
1.3 Elect Harold R. Logan, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gruma S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GRUMA.B CINS P4948K121 04/29/2016 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Presentation of Report Mgmt For For For
on Tax
Compliance
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Mgmt For Abstain Against
Repurchase Shares;
Report on the
Company's Repurchase
Program
5 Election of Directors; Mgmt For Abstain Against
Fees
6 Election of Chairmen Mgmt For Abstain Against
of the Audit and
Corporate Governance
Committees
7 Election of Meeting Mgmt For For For
Delegates
8 Minutes Mgmt For For For
________________________________________________________________________________
Grupo Mexico SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GMEXICO CINS P49538112 04/29/2016 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Presentation of Report Mgmt For For For
on Tax
Compliance
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Mgmt For Abstain Against
Repurchase Shares;
Report on Company's
Repurchase
Programme
5 Ratification of Board, Mgmt For Abstain Against
CEO and Committees
Acts
6 Election of Directors; Mgmt For Abstain Against
Verification of
Directors'
Independence Status;
Election of Committee
Members and
Chairmen
7 Directors' Fees; Mgmt For Abstain Against
Committee Members'
Fees
8 Election of Meeting Mgmt For For For
Delegates
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Al Mgmt For For For
Khayyal
2 Elect Alan M. Bennett Mgmt For For For
3 Elect James R. Boyd Mgmt For For For
4 Elect Milton Carroll Mgmt For Against Against
5 Elect Nance K. Dicciani Mgmt For For For
6 Elect Murry S. Gerber Mgmt For For For
7 Elect Jose C. Grubisich Mgmt For For For
8 Elect David J. Lesar Mgmt For For For
9 Elect Robert A. Malone Mgmt For For For
10 Elect J. Landis Martin Mgmt For For For
11 Elect Jeffrey A. Miller Mgmt For For For
12 Elect Debra L. Reed Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William L. Mgmt For For For
Armstrong
2 Elect Randy A. Foutch Mgmt For For For
3 Elect Hans Helmerich Mgmt For For For
4 Elect John W. Lindsay Mgmt For For For
5 Elect Paula Marshall Mgmt For For For
6 Elect Thomas A. Petrie Mgmt For For For
7 Elect Donald F. Mgmt For For For
Robillard,
Jr.
8 Elect Francis Rooney Mgmt For For For
9 Elect Edward B. Rust, Mgmt For For For
Jr.
10 Elect John D. Zeglis Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2016 Omnibus Incentive Mgmt For For For
Plan
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Terrence J. Mgmt For For For
Checki
3 Elect John B. Hess Mgmt For For For
4 Elect Edith E. Holiday Mgmt For For For
5 Elect Risa Mgmt For For For
Lavizzo-Mourey
6 Elect David McManus Mgmt For For For
7 Elect Kevin O. Meyers Mgmt For For For
8 Elect John H. Mullin, Mgmt For For For
III
9 Elect James H. Quigley Mgmt For For For
10 Elect Fredric G. Mgmt For For For
Reynolds
11 Elect William G. Mgmt For For For
Schrader
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2016 Mgmt For For For
Performance Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Stranded
Asset
Risk
________________________________________________________________________________
Hitachi Metals Limited
Ticker Security ID: Meeting Date Meeting Status
5486 CINS J20538112 06/23/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Toyoaki Nakamura Mgmt For For For
3 Elect Masaru Igarashi Mgmt For For For
4 Elect Toshiko Oka Mgmt For For For
5 Elect Takashi Shimada Mgmt For For For
6 Elect Junichi Kamata Mgmt For For For
7 Elect Hideaki Takahashi Mgmt For Against Against
8 Elect Toshitake Mgmt For Against Against
Hasunuma
9 Elect Akitoshi Hiraki Mgmt For For For
________________________________________________________________________________
Hokuetsu Kishu Paper Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3865 CINS J21882105 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Renewal of Takeover Mgmt For Against Against
Defense
Plan
4 Elect Kaoru Mashima Mgmt For Against Against
5 Elect Jun Itoigawa Mgmt For For For
6 Elect Kazuo Nakase Mgmt For Against Against
7 Elect Nobusato Suzuki Mgmt For For For
as Alternate
Statutory
Auditors
8 Bonus Mgmt For For For
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect George Damiris Mgmt For For For
3 Elect Leldon E. Echols Mgmt For For For
4 Elect R. Kevin Hardage Mgmt For For For
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect Robert J. Mgmt For For For
Kostelnik
7 Elect James H. Lee Mgmt For For For
8 Elect Franklin Myers Mgmt For For For
9 Elect Michael E. Rose Mgmt For For For
10 Elect Tommy A. Valenta Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
14 Approval of the Mgmt For For For
Material Terms of the
Long-Term Incentive
Plan
________________________________________________________________________________
Holmen AB
Ticker Security ID: Meeting Date Meeting Status
HOLM-B CINS W4200N112 04/13/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size; Number of Mgmt For For For
Auditors
16 Directors and Mgmt For For For
Auditors'
Fees
17 Election of Directors Mgmt For Against Against
18 Appointment of Auditor Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Remuneration Guidelines Mgmt For For For
21 Long-Term Incentive Mgmt For For For
Plan
22 Authority to Transfer Mgmt For For For
Shares Pursuant to
LTIP
23 Equity Swap Agreement Mgmt For For For
Pursuant to
LTIP
24 Authority to Mgmt For For For
Repurchase Shares and
to Issue Treasury
Shares
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 01/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2016 Continuing Mgmt For For For
Connected
Transactions with
Huaneng
Group
4 Finance Leasing and Mgmt For For For
Leaseback by Huaneng
Pingliang
5 Finance Leasing and Mgmt For For For
Leaseback by
Controlled
Subsidiaries
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 06/23/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect XU Mengzhou Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CINS 448055103 04/26/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Victor LI Tzar Mgmt For Against Against
Kuoi
3 Elect Canning FOK Kin Mgmt For Against Against
Ning
4 Elect Stephen E. Mgmt For For For
Bradley
5 Elect Asim Ghosh Mgmt For For For
6 Elect Martin J.G. Glynn Mgmt For For For
7 Elect Poh Chan Koh Mgmt For For For
8 Elect Eva KWOK Lee Mgmt For For For
9 Elect Stanley T.L. Kwok Mgmt For For For
10 Elect Frederick S.H. Ma Mgmt For For For
11 Elect George C. Magnus Mgmt For For For
12 Elect Neil D. McGee Mgmt For For For
13 Elect Colin Stevens Mgmt For Against Against
Russel
14 Elect Wayne E. Shaw Mgmt For For For
15 Elect William Shurniak Mgmt For For For
16 Elect Frank J. Sixt Mgmt For Against Against
17 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hyundai Steel Company
Ticker Security ID: Meeting Date Meeting Status
004020 cins Y38383108 03/11/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 05/18/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Xiaoling Liu Mgmt For For For
3 Re-elect Gregory Martin Mgmt For For For
4 Re-elect James Ranck Mgmt For For For
5 Remuneration Report Mgmt For For For
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/06/2015 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Memorandum
2 Authority to Issue Mgmt For For For
Shares for Cash
(Bookbuild
Placement)
3 Authority to Issue Mgmt For For For
Shares for Cash to
Related Party
(PIC)
4 Authority to Issue Mgmt For For For
Shares for Cash to
Related Party
(Coronation)
5 Authority to Issue Mgmt For For For
Shares for Cash to
Related Party
(RBH)
6 AUTHORISING RESOLUTION Mgmt For For For
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/21/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Audit Committee Mgmt For For For
Member (Hugh
Cameron)
3 Elect Audit Committee Mgmt For For For
Member (Almorie
Maule)
4 Elect Audit Committee Mgmt For For For
Member (Babalwa
Ngonyama)
5 Approve Remuneration Mgmt For For For
Policy
6 Re-elect Peter Davey Mgmt For For For
7 Re-elect Mandla Gantsho Mgmt For For For
8 Elect Nkosana Moyo Mgmt For For For
9 Elect Sydney Mufamadi Mgmt For For For
10 Re-elect Brett Nagle Mgmt For For For
11 Elect Mpho Elizabeth Mgmt For For For
K.
Nkeli
12 Elect Bernard Swanepoel Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance (Sections
44 and
45)
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Imperial Oil Limited
Ticker Security ID: Meeting Date Meeting Status
IMO CUSIP 453038408 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect Krystyna T. Hoeg Mgmt For For For
2.2 Elect Richard M. Kruger Mgmt For For For
2.3 Elect Jack M. Mintz Mgmt For For For
2.4 Elect David S. Mgmt For For For
Sutherland
2.5 Elect D.G. Wascom Mgmt For For For
2.6 Elect Sheelagh D. Mgmt For For For
Whittaker
2.7 Elect Victor L. Young Mgmt For For For
________________________________________________________________________________
Industrias Penoles S.A.
Ticker Security ID: Meeting Date Meeting Status
PE&OLES CINS P55409141 04/21/2016 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board of Mgmt For Abstain Against
Directors
2 Reports of the CEO and Mgmt For Abstain Against
Auditor
3 Accounts Mgmt For Abstain Against
4 Report on the Mgmt For Abstain Against
Company's Accounting
and
Financial
Reporting Policies
5 Report of the Audit Mgmt For Abstain Against
and Corporate
Governance
6 Allocation of Mgmt For Abstain Against
Profits/Dividends
7 Authority to Mgmt For Abstain Against
Repurchase
Shares
8 Election of Directors; Mgmt For Abstain Against
Director's
Fees
9 Election of Audit and Mgmt For Abstain Against
Corporate Governance
Committee
Chairman
10 Election of Meeting Mgmt For For For
Delegates
11 Minutes Mgmt For For For
________________________________________________________________________________
Ingredion Inc.
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis Mgmt For For For
Aranguren-Trellez
2 Elect David B. Fischer Mgmt For For For
3 Elect Ilene S. Gordon Mgmt For For For
4 Elect Paul Hanrahan Mgmt For For For
5 Elect Rhonda L. Jordan Mgmt For For For
6 Elect Gregory B. Kenny Mgmt For For For
7 Elect Barbara A. Klein Mgmt For For For
8 Elect Victoria J. Reich Mgmt For For For
9 Elect Jorge A. Uribe Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Inpex Corporation
Ticker Security ID: Meeting Date Meeting Status
1605 CINS J2467E101 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Toshiaki Mgmt For For For
Kitamura
4 Elect Masaharu Sano Mgmt For For For
5 Elect Shunichiroh Mgmt For For For
Sugaya
6 Elect Masahiro Murayama Mgmt For For For
7 Elect Seiya Itoh Mgmt For For For
8 Elect Takahiko Ikeda Mgmt For For For
9 Elect Yoshikazu Mgmt For For For
Kurasawa
10 Elect Kimihisa Kittaka Mgmt For For For
11 Elect Nobuharu Sase Mgmt For For For
12 Elect Hiroshi Satoh Mgmt For For For
13 Elect Yoshiyuki Kagawa Mgmt For For For
14 Elect Jun Yanai Mgmt For For For
15 Elect Isao Matsushita Mgmt For Against Against
16 Elect Yasuhiko Okada Mgmt For For For
17 Bonus Mgmt For For For
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect William J. Burns Mgmt For For For
3 Elect Ahmet C. Dorduncu Mgmt For For For
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Jay L. Johnson Mgmt For For For
6 Elect Stacey J. Mobley Mgmt For For For
7 Elect Joan E. Spero Mgmt For For For
8 Elect Mark S. Sutton Mgmt For For For
9 Elect John L. Mgmt For For For
Townsend,
III
10 Elect William G. Walter Mgmt For For For
11 Elect J. Steven Whisler Mgmt For For For
12 Elect Ray G. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Inversiones Aguas Metropolitanas
Ticker Security ID: Meeting Date Meeting Status
IAM CINS P58595102 04/28/2016 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend Policy Mgmt For For For
4 Presentation of Report Mgmt For For For
on Related Party
Transactions
5 Appointment of Auditor Mgmt For For For
6 Appointment of Risk Mgmt For For For
Rating
Agencies
7 Directors' Fees Mgmt For For For
8 Presentation of the Mgmt For For For
Report on Board of
Directors'
Expenses
9 Directors' Committee Mgmt For For For
Fees and
Budget
10 Presentation of Report Mgmt For For For
on Directors'
Committee Activities
and
Expenses
11 Publication of Company Mgmt For For For
Notices
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/27/2015 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Yeow Chor Mgmt For For For
2 Elect CHEAH Tek Kuang Mgmt For For For
3 Elect LEE Shin Cheng Mgmt For Against Against
4 Elect Peter CHIN Fah Mgmt For For For
Kui
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase
Shares
9 Mandate for Recurrent Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/27/2015 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Executive Mgmt For For For
Share Option
Scheme
2 Equity Grant to LEE Mgmt For For For
Shin Cheng
3 Equity Grant to LEE Mgmt For For For
Yeow
Chor
4 Equity Grant to LEE Mgmt For For For
Cheng
Leang
5 Equity Grant to LEE Mgmt For For For
Yoke
Hean
________________________________________________________________________________
JFE Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
5411 CINS J2817M100 06/23/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Eiji Hayashida Mgmt For For For
4 Elect Kohji Kakigi Mgmt For For For
5 Elect Shinichi Okada Mgmt For For For
6 Elect Masafumi Maeda Mgmt For For For
7 Elect Masao Yoshida Mgmt For For For
8 Elect Shohtaroh Mgmt For Against Against
Tsumura as Statutory
Auditor
9 Elect Isao Saiki as Mgmt For For For
Alternate Statutory
Auditor
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Change in
Business
Purpose
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Questions
During General
Meetings
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 06/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of PRC and Mgmt For Abstain Against
International
Auditors and
Authority to Set
Fees
7 Authority to Give Mgmt For For For
Guarantees
8 Amendments to Rules Mgmt For For For
for Independent
Directors
9 Amendments to Measures Mgmt For For For
for Administration of
Proceeds from Fund
Raising
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Amendments to Articles Mgmt For For For
12 Amendments to Rules Mgmt For For For
for General
Meetings
13 Amendments to Rules Mgmt For For For
for Board of
Directors
14 Amendments to Rules Mgmt For For For
for Supervisory
Committee
________________________________________________________________________________
JX Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yasushi Kimura Mgmt For For For
4 Elect Yukio Uchida Mgmt For For For
5 Elect Junichi Kawada Mgmt For For For
6 Elect Hiroji Adachi Mgmt For For For
7 Elect Kunimitsu Ohba Mgmt For For For
8 Elect Katsuyuki Ohta Mgmt For For For
9 Elect Tsutomu Sugimori Mgmt For For For
10 Elect Shunsaku Miyake Mgmt For For For
11 Elect Shigeru Ohi Mgmt For For For
12 Elect Takeshi Kurosaki Mgmt For For For
13 Elect Hiroshi Komiyama Mgmt For For For
14 Elect Hiroko Ohta Mgmt For For For
15 Elect Mutsutake Ohtsuka Mgmt For For For
16 Elect Seiichi Kondoh Mgmt For For For
17 Elect Seiichiroh Mgmt For For For
Nishioka as Statutory
Auditor
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 01/18/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Acceptance of Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Supervisory
Board Composition
(Resignations)
7 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Supervisory
Board Composition
(Appointments)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 06/28/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Management Board
Report (Coverage of
Losses)
9 Presentation of Mgmt For For For
Management Board
Report
(Dividends)
10 Presentation of Mgmt For For For
Supervisory Board
Report
(Management)
11 Presentation of Mgmt For For For
Supervisory Board
Report (Company
Standing)
12 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
15 Coverage of Losses Mgmt For For For
16 Distribution of Mgmt For For For
Dividends
17 Ratify Marcin Mgmt For For For
Chmielewski
18 Ratify Jacek Kardela Mgmt For For For
19 Ratify Wojciech Kedzia Mgmt For For For
20 Ratify Miroslaw Mgmt For For For
Laskowski
21 Ratify Jaroslaw Mgmt For For For
Romanowski
22 Ratify Herbert Wirth Mgmt For For For
23 Ratify Tomasz Cyran Mgmt For For For
24 Ratify Jozef Czyczerski Mgmt For For For
25 Ratify Boguslaw Fiedor Mgmt For For For
26 Ratify Leszek Hajdacki Mgmt For For For
27 Ratify Andrzej Kidyba Mgmt For For For
28 Ratify Marcin Moryn Mgmt For For For
29 Ratify Jacek Poswiata Mgmt For For For
30 Ratify Boguslaw Szarek Mgmt For For For
31 Ratify Barbara Mgmt For For For
Wertelecka-Kwater
32 Presentation of Mgmt For For For
Management Board
Report
(Group)
33 Presentation of Mgmt For For For
Supervisory Board
Report
(Group)
34 Management Board Mgmt For For For
Report
(Group)
35 Financial Statements Mgmt For For For
(Group)
36 Presentation of Mgmt For For For
Disclosure
Policy
37 Approval of Disclosure Mgmt For For For
Policy
38 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kinder Morgan, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMI CUSIP 49456B101 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard D. Kinder Mgmt For For For
1.2 Elect Steven J. Kean Mgmt For For For
1.3 Elect Ted A. Gardner Mgmt For Withhold Against
1.4 Elect Anthony W. Hall, Mgmt For For For
Jr.
1.5 Elect Gary L. Hultquist Mgmt For For For
1.6 Elect Ronald L. Kuehn, Mgmt For For For
Jr.
1.7 Elect Deborah A. Mgmt For For For
Macdonald
1.8 Elect Michael C. Morgan Mgmt For For For
1.9 Elect Arthur C. Mgmt For For For
Reichstetter
1.10 Elect Fayez S. Sarofim Mgmt For For For
1.11 Elect C. Park Shaper Mgmt For For For
1.12 Elect William A. Smith Mgmt For For For
1.13 Elect Joel V. Staff Mgmt For For For
1.14 Elect Robert F. Vagt Mgmt For For For
1.15 Elect Perry M. Waughtal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Response to Climate
Change
Policy
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Reporting
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Reporting
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Diversity
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Atkinson Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect John M. H. Huxley Mgmt For For For
1.4 Elect Ave G. Lethbridge Mgmt For For For
1.5 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.6 Elect John E. Oliver Mgmt For For For
1.7 Elect Kelly J. Osborne Mgmt For For For
1.8 Elect Una M. Power Mgmt For For For
1.9 Elect J. Paul Rollinson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kobe Steel Ltd.
Ticker Security ID: Meeting Date Meeting Status
5406 CINS J34555144 06/22/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Hiroya Kawasaki Mgmt For Against Against
4 Elect Yoshinori Onoe Mgmt For For For
5 Elect Akira Kaneko Mgmt For For For
6 Elect Naoto Umehara Mgmt For For For
7 Elect Shohei Manabe Mgmt For For For
8 Elect Fusaki Koshiishi Mgmt For For For
9 Elect Kazuhide Naraki Mgmt For For For
10 Elect Takao Kitabata Mgmt For For For
11 Elect Hiroshi Ochi Mgmt For For For
12 Elect Mitsugu Yamaguchi Mgmt For For For
13 Elect Toshiya Miyake Mgmt For For For
14 Elect Hiroaki Fujiwara Mgmt For For For
15 Elect Yoshimasa Mgmt For For For
Yamamoto
16 Elect Takashi Okimoto Mgmt For For For
17 Elect Yoshiiku Miyata Mgmt For Against Against
18 Elect Hideroh Chimori Mgmt For Against Against
19 Elect Takao Kitabata Mgmt For For For
as Alternate Audit
Committee
Director
20 Non-Audit Committee Mgmt For For For
Directors'
Fees
21 Audit Committee Mgmt For For For
Directors'
Fees
22 Performance-Linked Mgmt For For For
Equity Compensation
Plan
23 Share Consolidation Mgmt For For For
________________________________________________________________________________
Korea Zinc Company Limited
Ticker Security ID: Meeting Date Meeting Status
010130 CINS Y4960Y108 03/25/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For Against Against
Committee Member: KIM
Jong
Sun
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/17/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Roy LIM Kiam Chye Mgmt For For For
3 Elect Azlan Zainol Mgmt For For For
4 Elect Raja Muhammad Mgmt For For For
Alias bin Raja
Muhammad
Ali
5 Elect KWOK Kian Hai Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Mgmt For For For
Repurchase
Shares
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kulim (Malaysia) Berhad
Ticker Security ID: Meeting Date Meeting Status
KULIM CINS Y50196107 05/03/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Zulkifli Ibrahim Mgmt For Against Against
3 Elect Jamaludin Md Ali Mgmt For For For
4 Elect Abdul Rahman Mgmt For Against Against
Sulaiman
5 Elect Rozaini Mohd Sani Mgmt For Against Against
6 Elect Arshad Ayub Mgmt For For For
7 Elect Radzuan A. Rahman Mgmt For For For
8 Elect Haron Siraj Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Retention of Arshad Mgmt For For For
Ayub as Independent
director
12 Retention of Haron Mgmt For For For
Siraj as Independent
director
13 Retention of Radzuan Mgmt For For For
A. Rahman as
Independent
director
14 Authority to Mgmt For For For
Repurchase
Shares
15 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kulim (Malaysia) Berhad
Ticker Security ID: Meeting Date Meeting Status
KULIM CINS Y50196107 05/03/2016 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Going-Private Mgmt For For For
Transaction
________________________________________________________________________________
Kunlun Energy Company Ltd
Ticker Security ID: Meeting Date Meeting Status
0135 CINS G5320C108 02/18/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Continuing Connected Mgmt For For For
Transactions
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kunlun Energy Company Ltd
Ticker Security ID: Meeting Date Meeting Status
0135 CINS G5320C108 05/12/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HUANG Weihe Mgmt For Against Against
6 Elect LIU Xiao Feng Mgmt For For For
7 Elect Patrick SUN Mgmt For Against Against
8 Elect DING Shilu Mgmt For For For
9 Elect ZHAO Zhongxun Mgmt For For For
10 Elect ZHANG Yaoming Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Toshiyuki Nakai Mgmt For Against Against
4 Elect Michiya Kadota Mgmt For For For
5 Elect Kohichi Iioka Mgmt For For For
6 Elect Kiyoshi Itoh Mgmt For For For
7 Elect Takahito Namura Mgmt For For For
8 Elect Toshitaka Kodama Mgmt For For For
9 Elect Yoshio Yamada Mgmt For For For
10 Elect Ikuo Ishimaru Mgmt For For For
11 Elect Hirohiko Ejiri Mgmt For For For
12 Elect Seiji Nakamura Mgmt For For For
13 Elect Tsuguto Moriwaki Mgmt For For For
14 Elect Shiroh Hayashi Mgmt For For For
15 Elect Kenjiroh Mgmt For For For
Kobayashi
16 Elect Yoshihiro Tsuji Mgmt For For For
as Alternate
Statutory
Auditor
17 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
KWS Saat SE
Ticker Security ID: Meeting Date Meeting Status
KWS CINS D39062100 12/17/2015 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Approval of Mgmt For TNA N/A
Profit-and_loss
Transfer Agreement
with KWS Lochow
GmbH
________________________________________________________________________________
Lee and Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 05/09/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Raymond LEE Man Mgmt For Against Against
Chun
6 Elect Ross LI King Wai Mgmt For For For
7 Elect POON Chung Kwong Mgmt For For For
8 Elect Tony WONG Kai Mgmt For For For
Tung
9 Elect Peter A. Davies Mgmt For For For
10 Elect David CHAU Shing Mgmt For Against Against
Yim
11 Directors' Fees for Mgmt For For For
2015
12 Directors' Fees for Mgmt For For For
2016
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael C. Nahl Mgmt For For For
1.2 Elect William F. Welsh Mgmt For For For
II
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Louisiana-Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
LPX CUSIP 546347105 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tracy Embree Mgmt For For For
2 Elect Lizanne C. Mgmt For For For
Gottung
3 Elect Dustan E. McCoy Mgmt For For For
4 Elect Colin D. Watson Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/23/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
4 Elect Victor V. Mgmt N/A For N/A
Blazheev
5 Elect Toby T. Gati Mgmt N/A For N/A
6 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
7 Elect Igor S. Ivanov Mgmt N/A Abstain N/A
8 Elect Nikolai M. Mgmt N/A Abstain N/A
Nikolaev
9 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
10 Elect Roger Munnings Mgmt N/A For N/A
11 Elect Richard H. Matzke Mgmt N/A Abstain N/A
12 Elect Guglielmo Moscato Mgmt N/A For N/A
13 Elect Ivan Pictet Mgmt N/A For N/A
14 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
15 Appointment of CEO Mgmt For For For
16 Elect Ivan N. Mgmt For For For
Vrublevsky
17 Elect Pavel A. Suloev Mgmt For For For
18 Elect Aleksandr V. Mgmt For For For
Surkov
19 Directors' Fees Mgmt For For For
(FY2015)
20 Directors' Fees Mgmt For For For
(FY2016)
21 Audit Commission Fees Mgmt For For For
(FY2015)
22 Audit Commission Fees Mgmt For For For
(FY2016)
23 Appointment of Auditor Mgmt For For For
24 Amendments to Articles Mgmt For For For
25 Amendments to General Mgmt For For For
Meeting
Regulations
26 Amendments to Board of Mgmt For For For
Directors
Regulations
27 Amendments to Mgmt For For For
Management Board
Regulations
28 D&O Insurance Mgmt For For For
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CINS 69343P105 12/14/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 3Q2015 Dividend Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Declaration of Mgmt N/A For N/A
Shareholder
Type
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lundin Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
LUN CINS 550372106 05/13/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Donald Charter Mgmt For For For
3 Elect Paul K. Conibear Mgmt For For For
4 Elect John H. Craig Mgmt For Against Against
5 Elect Peter C. Jones Mgmt For For For
6 Elect Lukas H. Lundin Mgmt For For For
7 Elect Dale C. Peniuk Mgmt For For For
8 Elect William A. Rand Mgmt For For For
9 Elect Catherine J.G. Mgmt For For For
Stefan
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Lundin Petroleum AB
Ticker Security ID: Meeting Date Meeting Status
LUPE CINS W64566107 05/12/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Board Size Mgmt For For For
21 Elect Peggy Bruzelius Mgmt For For For
22 Elect C. Ashley Mgmt For Against Against
Heppenstall
23 Elect Ian H. Lundin Mgmt For Against Against
24 Elect Lukas H. Lundin Mgmt For Against Against
25 Elect Grace Reksten Mgmt For For For
Skaugen
26 Elect Magnus Unger Mgmt For Against Against
27 Elect Cecilia Vieweg Mgmt For For For
28 Elect Alex Schneiter Mgmt For For For
29 Elect Ian H. Lundin as Mgmt For Against Against
Chairman
30 Directors' Fees Mgmt For For For
31 Appointment of Auditor Mgmt For For For
32 Authority to Set Mgmt For For For
Auditor's
Fees
33 Remuneration Guidelines Mgmt For Against Against
34 Long Term Incentive Mgmt For For For
Plan
2016
35 Authority to Issue Mgmt For For For
Shares and
Convertible
Securities w/ or w/o
Preemptive
Rights
36 Authority to Mgmt For For For
Repurchase
Shares
37 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Lundin Petroleum AB
Ticker Security ID: Meeting Date Meeting Status
LUPE CINS W64566107 05/30/2016 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Acquisition Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Pursuant to
Acquisition
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Pursuant to
Acquisition
13 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to
Acquisition
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 CINS Y5361G109 06/15/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Allocation of Mgmt For For For
Profits/Dividends
8 Strategic Development Mgmt For For For
Plan
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 CINS Y5361G109 09/10/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Maanshan Iron and Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 CINS Y5361G109 11/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Sale and Purchase of Mgmt For For For
Ore
Agreement
4 Energy Saving and Mgmt For For For
Environmental
Protection
Agreement
5 Continuing Connected Mgmt For For For
Transactions
Agreement
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 05/27/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Victor F. Mgmt N/A Abstain N/A
Rashnikov
8 Elect Ruben A. Mgmt For For For
Aganbegyan
9 Elect Kirill Y. Liovin Mgmt N/A Abstain N/A
10 Elect Nikolai V. Mgmt N/A Abstain N/A
Liadov
11 Elect Valery Y. Mgmt For For For
Martzinovich
12 Elect Ralf T. Morgan Mgmt For For For
13 Elect Olga V Rashnikova Mgmt N/A Abstain N/A
14 Elect Zumrud K. Mgmt N/A Abstain N/A
Rustamova
15 Elect Sergey A. Sulimov Mgmt N/A Abstain N/A
16 Elect Pavel V. Shilyaev Mgmt N/A Abstain N/A
17 Elect Aleksandr V. Mgmt For For For
Maslennikov
18 Elect Oksana V. Mgmt For For For
Diuldina
19 Elect Galina A. Mgmt For For For
Akimova
20 Appointment of Auditor Mgmt For For For
21 Directors' Fees Mgmt For For For
22 Audit Commission Mgmt For For For
Members'
Fees
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Declaration of Mgmt N/A For N/A
Shareholder
Type
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 09/28/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron and Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 12/18/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions (Share
Purchase
Agreement)
3 Related Party Mgmt For For For
Transactions
(Supplementary
Guarantee
Agreement)
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Declaration of Mgmt N/A For N/A
Shareholder
Type
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect Chadwick C. Mgmt For For For
Deaton
4 Elect Marcela E. Mgmt For For For
Donadio
5 Elect Philip Lader Mgmt For For For
6 Elect Michael E.J. Mgmt For For For
Phelps
7 Elect Dennis H. Reilley Mgmt For For For
8 Elect Lee M. Tillman Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Approval of the 2016 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D113 06/09/2016 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
6 Agenda Mgmt For TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividend
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
11 Guidelines for Share Mgmt For TNA N/A
Options
(Binding)
12 Directors' Fees Mgmt For TNA N/A
13 Nomination Committee Mgmt For TNA N/A
Fees
14 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
15 Appointment of Auditor Mgmt For TNA N/A
16 Elect Cecilie Mgmt For TNA N/A
Fredriksen
17 Elect Paul Mulligan Mgmt For TNA N/A
18 Elect Jean-Pierre Mgmt For TNA N/A
Bienfait
19 Elect Birgitte Mgmt For TNA N/A
Ringstad
Vartdal
20 Authority to Mgmt For TNA N/A
Distribute
Dividends
21 Authority to Mgmt For TNA N/A
Repurchase Shares and
to Issue Treasury
Shares
22 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
23 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
________________________________________________________________________________
Mitsubishi Materials Corporation
Ticker Security ID: Meeting Date Meeting Status
5711 CINS J44024107 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Share Consolidation Mgmt For For For
4 Elect Hiroshi Yao Mgmt For For For
5 Elect Akira Takeuchi Mgmt For For For
6 Elect Osamu Iida Mgmt For For For
7 Elect Naoki Ono Mgmt For For For
8 Elect Nobuo Shibano Mgmt For For For
9 Elect Yasunobu Suzuki Mgmt For For For
10 Elect Yukio Okamoto Mgmt For For For
11 Elect Takashi Matsumoto Mgmt For For For
12 Elect Mariko Tokunoh Mgmt For For For
13 Elect Hiroshi Kubota Mgmt For Against Against
14 Elect Katsuhiko Mgmt For Against Against
Ishizuka
15 Directors' Fees Mgmt For For For
16 Renewal of Takeover Mgmt For For For
Defense
Plan
________________________________________________________________________________
Mol Hungarian Oil and Gas
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5462R112 04/14/2016 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Voting Procedures Mgmt For For For
6 Election of Meeting Mgmt For For For
Bodies
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Corporate Governance Mgmt For For For
Report
10 Ratification of Board Mgmt For For For
Acts
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Presentation of Mgmt For For For
Information on Share
Repurchase
13 Authority to Mgmt For Against Against
Repurchase
Shares
14 Elect Oszkar Vilagi to Mgmt For For For
Board of
Directors
15 Elect Gyorgy Mosonyi Mgmt For For For
to Supervisory
Board
16 Elect Norbert Szivek Mgmt For Against Against
to Audit
Committee
17 Shareholder Proposal ShrHoldr For For For
Regarding Election of
Ivan Miklos to
Supervisory
Board
18 Shareholder Proposal ShrHoldr For For For
Regarding Election of
Ivan Miklos to Audit
Committee
19 Shareholder Proposal ShrHoldr For For For
Regarding Reduction
in Share Capital (To
be Approved by Series
"A"
Shareholders)
20 Shareholder Proposal ShrHoldr For For For
Regarding Reduction
in Share Capital (To
be Approved by
General
Meeting)
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS G6258S107 05/12/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Dominique Mgmt For For For
Reiniche
3 Elect Stephen C. Harris Mgmt For For For
4 Elect David Hathorn Mgmt For For For
5 Elect Andrew King Mgmt For For For
6 Elect John E. Nicholas Mgmt For For For
7 Elect Peter Oswald Mgmt For For For
8 Elect Fred Phaswana Mgmt For For For
9 Elect Anne Quinn Mgmt For For For
10 Elect David Williams Mgmt For For For
11 Elect Audit Committee Mgmt For For For
Member (Stephen
Harris)
12 Elect Audit Committee Mgmt For For For
Member (John
Nicholas)
13 Elect Audit Committee Mgmt For For For
Member (Anne
Quinn)
14 Accounts and Reports Mgmt For For For
(Mondi
Ltd)
15 Remuneration Policy Mgmt For For For
(Mondi
Ltd)
16 Approve NEDs' Fees Mgmt For For For
(Mondi
Ltd)
17 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
Ltd)
18 Appointment of Auditor Mgmt For For For
(Mondi
Ltd)
19 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
Ltd)
20 Approve Financial Mgmt For For For
Assistance (Mondi
Ltd)
21 General Authority to Mgmt For For For
Issue Shares (Mondi
Ltd)
22 General Authority to Mgmt For For For
Issue Special
Converting Shares
(Mondi
Ltd)
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
Ltd)
24 Authority to Mgmt For For For
Repurchase Shares
(Mondi
Ltd)
25 Long-Term Incentive Mgmt For For For
Plan (Mondi
Ltd)
26 Bonus Share Plan Mgmt For For For
(Mondi
Ltd)
27 Accounts and Reports Mgmt For For For
(Mondi
plc)
28 Remuneration Report Mgmt For For For
(Mondi
plc)
29 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
plc)
30 Appointment of Auditor Mgmt For For For
(Mondi
plc)
31 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
plc)
32 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Mondi
plc)
33 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
plc)
34 Authority to Mgmt For For For
Repurchase Shares
(Mondi
plc)
35 Long-Term Incentive Mgmt For For For
Plan (Mondi
plc)
36 Bonus Share Plan Mgmt For For For
(Mondi
plc)
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect David L. Chicoine Mgmt For For For
3 Elect Janice L. Fields Mgmt For For For
4 Elect Hugh Grant Mgmt For For For
5 Elect Arthur H. Harper Mgmt For For For
6 Elect Laura K. Ipsen Mgmt For For For
7 Elect Marcos M. Lutz Mgmt For For For
8 Elect C. Steven Mgmt For For For
McMillan
9 Elect Jon R. Moeller Mgmt For For For
10 Elect William U. Parfet Mgmt For For For
11 Elect George H. Poste Mgmt For For For
12 Elect Robert J. Stevens Mgmt For For For
13 Elect Patricia Verduin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approval of Mgmt For For For
Performance Goals
Under the Annual
Incentive
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Risks of
Glyphosate
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Mosaic Co.
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Decrease of Authorized Mgmt For For For
Common
Stock
3 Elect Nancy E. Cooper Mgmt For For For
4 Elect Gregory L. Ebel Mgmt For For For
5 Elect Timothy S. Gitzel Mgmt For For For
6 Elect Denise C. Johnson Mgmt For For For
7 Elect Emery N. Koenig Mgmt For Against Against
8 Elect Robert L. Mgmt For For For
Lumpkins
9 Elect William T. Mgmt For For For
Monahan
10 Elect James C. O'Rourke Mgmt For For For
11 Elect James L. Popowich Mgmt For For For
12 Elect David T. Seaton Mgmt For For For
13 Elect Steven M. Seibert Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Jay Collins Mgmt For For For
2 Elect Steven A. Cosse Mgmt For For For
3 Elect Claiborne P. Mgmt For For For
Deming
4 Elect Lawrence R. Mgmt For For For
Dickerson
5 Elect Roger W. Jenkins Mgmt For For For
6 Elect James V. Kelley Mgmt For For For
7 Elect Walentin Mirosh Mgmt For For For
8 Elect R. Madison Murphy Mgmt For For For
9 Elect Jeffrey W. Nolan Mgmt For For For
10 Elect Neal E. Schmale Mgmt For For For
11 Elect Laura A. Sugg Mgmt For For For
12 Elect Caroline G. Theus Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Annual Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clay C. Williams Mgmt For For For
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Ben A. Guill Mgmt For For For
5 Elect James T. Hackett Mgmt For For For
6 Elect David D. Harrison Mgmt For For For
7 Elect Roger L. Jarvis Mgmt For For For
8 Elect Eric L. Mattson Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the Long Mgmt For For For
Term Incentive
Plan
________________________________________________________________________________
Neste Oil Oyj
Ticker Security ID: Meeting Date Meeting Status
NES1V CINS X5688A109 03/30/2016 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Charitable Donations Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CINS 644535106 04/27/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect David Emerson Mgmt For For For
4 Elect James M. Estey Mgmt For For For
5 Elect Robert Gallagher Mgmt For For For
6 Elect Vahan Kololian Mgmt For For For
7 Elect Martyn Konig Mgmt For For For
8 Elect Randall Oliphant Mgmt For For For
9 Elect Ian W Pearce Mgmt For For For
10 Elect Kay G. Priestly Mgmt For For For
11 Elect Raymond W. Mgmt For For For
Threlkeld
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 10/29/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Xiaoling Liu Mgmt For For For
3 Elect Roger Higgins Mgmt For For For
4 Re-elect Gerard M. Bond Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Sandeep
Biswas)
6 Equity Grant (Finance Mgmt For For For
Director/CFO Gerard
Bond)
7 Remuneration Report Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Board Spill Resolution Mgmt Against Against For
________________________________________________________________________________
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee K. Boothby Mgmt For For For
2 Elect Pamela J. Gardner Mgmt For For For
3 Elect Steven Nance Mgmt For For For
4 Elect Roger B. Plank Mgmt For For For
5 Elect Thomas G. Ricks Mgmt For For For
6 Elect Juanita F. Romans Mgmt For For For
7 Elect John W. Schanck Mgmt For For For
8 Elect J. Terry Strange Mgmt For For For
9 Elect J. Kent Wells Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Vincent A. Mgmt For For For
Calarco
5 Elect Joseph A. Mgmt For For For
Carrabba
6 Elect Noreen Doyle Mgmt For For For
7 Elect Gary J. Goldberg Mgmt For For For
8 Elect Veronica M. Hagen Mgmt For For For
9 Elect Jane Nelson Mgmt For For For
10 Elect Julio M. Quintana Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 12/11/2015 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LAU Chun Shun Mgmt For Against Against
6 Elect Maria TAM Wai Chu Mgmt For Against Against
7 Elect CHENG Chi Pang Mgmt For Against Against
8 Directors' Fees Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Adoption of New Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 12/11/2015 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Equity Grant to Ms. Mgmt For For For
CHEUNG
Yan
4 Equity Grant to Mr. Mgmt For For For
LIU Ming
Chung
5 Equity Grant to Mr. Mgmt For For For
ZHANG Cheng
Fei
6 Equity Grant to Mr. Mgmt For For For
LAU Chun
Shun
________________________________________________________________________________
Nippon Paper Industries Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
3863 CINS J28583169 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoshio Haga Mgmt For For For
4 Elect Fumio Manoshiro Mgmt For For For
5 Elect Shuhei Marukawa Mgmt For For For
6 Elect Kazufumi Mgmt For For For
Yamasaki
7 Elect Akihiro Utsumi Mgmt For For For
8 Elect Tohru Nozawa Mgmt For For For
9 Elect Hirofumi Fujimori Mgmt For For For
10 Elect Yoshimitsu Aoyama Mgmt For For For
11 Elect Makoto Fujioka Mgmt For For For
12 Elect Seiichi Fusamura Mgmt For For For
13 Elect Yohko Hatta Mgmt For For For
14 Elect Akio Ohtsuka as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Nippon Steel & Sumitomo Metal Corporation
Ticker Security ID: Meeting Date Meeting Status
5401 CINS J55678106 06/24/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shohji Muneoka Mgmt For Against Against
4 Elect Kohsei Shindoh Mgmt For For For
5 Elect Sohichiroh Sakuma Mgmt For For For
6 Elect Yasumitsu Saeki Mgmt For For For
7 Elect Shinji Fujino Mgmt For For For
8 Elect Eiji Hashimoto Mgmt For For For
9 Elect Kenji Takahashi Mgmt For For For
10 Elect Toshiharu Sakae Mgmt For For For
11 Elect Ritsuya Iwai Mgmt For For For
12 Elect Machi Nakata Mgmt For For For
13 Elect Shinji Tanimoto Mgmt For For For
14 Elect Shinichi Nakamura Mgmt For For For
15 Elect Mutsutake Ohtsuka Mgmt For For For
16 Elect Ichiroh Fujisaki Mgmt For For For
17 Elect Atsuhiko Yoshie Mgmt For For For
18 Elect Masato Tsuribe Mgmt For Against Against
19 Elect Seiichiroh Azuma Mgmt For For For
20 Adoption of a Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Nippon Suisan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
1332 CINS J56042104 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Norio Hosomi Mgmt For For For
3 Elect Kunihiko Koike Mgmt For For For
4 Elect Akiyo Matono Mgmt For For For
5 Elect Yohichi Sekiguchi Mgmt For For For
6 Elect Shinsuke Ohki Mgmt For For For
7 Elect Seiji Takahashi Mgmt For For For
8 Elect Shinya Yamamoto Mgmt For For For
9 Elect Keishiroh Mgmt For For For
Kinoshita
10 Elect Tsugio Haruki Mgmt For For For
11 Elect Shino Hirose As Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Nisshin Seifun Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
2002 CINS J57633109 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Hiroshi Oheda Mgmt For Against Against
5 Elect Kazuo Ikeda Mgmt For For For
6 Elect Masao Nakagawa Mgmt For For For
7 Elect Michinori Mgmt For For For
Takizawa
8 Elect Takashi Harada Mgmt For For For
9 Elect Akira Mohri Mgmt For For For
10 Elect Kohichi Iwasaki Mgmt For For For
11 Elect Nobuki Kemmoku Mgmt For For For
12 Elect Satoshi Odaka Mgmt For For For
13 Elect Masashi Nakagawa Mgmt For For For
14 Elect Takao Yamada Mgmt For For For
15 Elect Kiyoshi Satoh Mgmt For For For
16 Elect Akio Mimura Mgmt For For For
17 Elect Kazuhiko Fushiya Mgmt For For For
18 Equity Compensation Mgmt For For For
Plan: Directors of
the
Company
19 Equity Compensation Mgmt For For For
Plan: Executive
Officers of the
Company and Certain
Directors of
Consolidated
Subsidiaries
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65431101 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ashley Almanza Mgmt For For For
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Julie H. Edwards Mgmt For For For
4 Elect Gordon T. Hall Mgmt For For For
5 Elect Scott D. Josey Mgmt For For For
6 Elect Jon A. Marshall Mgmt For For For
7 Elect Mary P. Mgmt For For For
Ricciardello
8 Elect David W. Williams Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Advisory Vote on Mgmt For For For
Directors
Compensation
14 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect James E. Craddock Mgmt For Against Against
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Eric P. Grubman Mgmt For For For
7 Elect Kirby L. Hedrick Mgmt For For For
8 Elect David L. Stover Mgmt For For For
9 Elect Scott D. Urban Mgmt For For For
10 Elect William T. Van Mgmt For For For
Kleef
11 Elect Molly K. Mgmt For For For
Williamson
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Response to Climate
Change
Policy
________________________________________________________________________________
Nordex SE
Ticker Security ID: Meeting Date Meeting Status
NDX1 CINS D5736K135 05/10/2016 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Elect Connie Hedegaard Mgmt For TNA N/A
8 Elect Jan Klatten Mgmt For TNA N/A
9 Elect Juan Muro-Lara Mgmt For TNA N/A
Girod
10 Elect Rafael Mateo Mgmt For TNA N/A
Alcala
11 Elect Martin Rey Mgmt For TNA N/A
12 Elect Wolfgang Ziebart Mgmt For TNA N/A
13 Increase in Authorised Mgmt For TNA N/A
Capital
14 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
15 Cancellation of Mgmt For TNA N/A
Conditional Capital
II
16 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Norsk Hydro ASA
Ticker Security ID: Meeting Date Meeting Status
NHY CINS R61115102 05/02/2016 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Agenda Mgmt For TNA N/A
6 Minutes Mgmt For TNA N/A
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Remuneration Guidelines Mgmt For TNA N/A
11 Elect Terje Venold Mgmt For TNA N/A
12 Elect Susanne Munch Mgmt For TNA N/A
Thore
13 Elect Sten-Arthur Mgmt For TNA N/A
Saelor
14 Elect Anne-Margrethe Mgmt For TNA N/A
Firing
15 Elect Unni Steinsmo Mgmt For TNA N/A
16 Elect Anne Kverneland Mgmt For TNA N/A
Bogsnes
17 Elect Birger Solberg Mgmt For TNA N/A
18 Elect Nils Bastiansen Mgmt For TNA N/A
19 Elect Shahzad Abid Mgmt For TNA N/A
20 Elect Berit Ledel Mgmt For TNA N/A
Henriksen
21 Elect Jorunn S?tre Mgmt For TNA N/A
22 Elect Odd Arild Mgmt For TNA N/A
Grefstad
23 Elect Ylva Lindberg as Mgmt For TNA N/A
Deputy
Member
24 Elect Hilde Christiane Mgmt For TNA N/A
Bjornland as Deputy
Member
25 Elect Nils Morten Mgmt For TNA N/A
Huseby as Deputy
Member
26 Elect Terje Venold Mgmt For TNA N/A
27 Elect Mette I. Wikborg Mgmt For TNA N/A
28 Elect Susanne Munch Mgmt For TNA N/A
Thore
29 Elect Berit Ledel Mgmt For TNA N/A
Henriksen
30 Elect Terje Venold as Mgmt For TNA N/A
Chairman
31 Corporate Assembly Fees Mgmt For TNA N/A
32 Nomination Committee Mgmt For TNA N/A
Fees
________________________________________________________________________________
Northam Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 11/11/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Brian K. Mosehla Mgmt For For For
3 Elect Michael E. Mgmt For For For
Beckett
4 Elect Emily T. Kgosi Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael
Beckett)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Ralph
Havenstein)
8 Election of Audit & Mgmt For For For
Risk Committee Member
(Emily
Kgosi)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Alwyn
Martin)
10 Remuneration Report Mgmt For For For
11 Ratify NED's Fees Mgmt For For For
12 Approve NED's Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 General Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/03/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Interim Dividend 1Q2016 Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Oleg Bagrin Mgmt For Abstain Against
7 Elect Thomas Veraszto Mgmt For For For
8 Elect Helmut Wieser Mgmt For For For
9 Elect Nikolai Gagarin Mgmt For Abstain Against
10 Elect Vladimir Lisin Mgmt For Abstain Against
11 Elect Karen Sarkisov Mgmt For Abstain Against
12 Elect Stanislav Mgmt For For For
Shekshnya
13 Elect Benedict Mgmt For For For
Sciortino
14 Elect Franz Struzl Mgmt For For For
15 Appointment of CEO and Mgmt N/A For N/A
Management Board
Chairman
16 Elect Violetta A. Mgmt N/A For N/A
Voronova
17 Elect Tatyana V. Mgmt N/A For N/A
Gorbunova
18 Elect Yulia V. Mgmt N/A For N/A
Kunikhina
19 Elect Michael Yu. Mgmt N/A For N/A
Makeev
20 Elect Oksana A. Mgmt N/A For N/A
Putilina
21 Directors' Fees Mgmt For For For
22 Appointment of Auditor Mgmt For For For
(RAS)
23 Appointment of Auditor Mgmt For For For
(IFRS)
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/30/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/21/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2015)
2 Amendments to Articles Mgmt For For For
3 Amendments to Meeting Mgmt For For For
Regulations
4 Amendments to Board Mgmt For For For
Regulations
5 Nullification of 2014 Mgmt For Abstain Against
Corporate Governance
Code
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John J. Ferriola Mgmt For For For
1.2 Elect Gregory J. Hayes Mgmt For For For
1.3 Elect Victoria F. Mgmt For For For
Haynes
1.4 Elect Bernard L. Mgmt For For For
Kasriel
1.5 Elect Christopher J. Mgmt For For For
Kearney
1.6 Elect Laurette T. Mgmt For For For
Koellner
1.7 Elect Raymond J. Mgmt For For For
Milchovich
1.8 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Bundled Amendments to Mgmt For For For
the Certificate of
Incorporation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For Against Against
2 Elect Howard I. Atkins Mgmt For For For
3 Elect Eugene L. Mgmt For For For
Batchelder
4 Elect Stephen I. Chazen Mgmt For For For
5 Elect John E. Feick Mgmt For For For
6 Elect Margaret M. Foran Mgmt For For For
7 Elect Carlos M. Mgmt For For For
Gutierrez
8 Elect Vicki A. Hollub Mgmt For For For
9 Elect William R. Klesse Mgmt For Against Against
10 Elect Avedick B. Mgmt For For For
Poladian
11 Elect Elisse B. Walter Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Membership in
Lobbying
Organizations
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions And Flaring
Reporting and
Reduction
Targets
________________________________________________________________________________
Oil Search Limited
Ticker Security ID: Meeting Date Meeting Status
OSH CINS Y64695110 05/13/2016 Voted
Meeting Type Country of Trade
Annual Papua New Guinea
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Eileen J. Doyle Mgmt For For For
3 Re-elect Keith Spence Mgmt For For For
4 Re-elect Ziggy E. Mgmt For For For
Switkowski
5 Appoint Auditor and Mgmt For For For
Authorise Board to
Set
Fees
6 Equity Grant (MD Peter Mgmt For For For
Botten - Performance
Rights)
7 Equity Grant Mgmt For For For
(Executive Director
Gerea Aopi -
Performance
Rights)
8 Equity Grant (MD Peter Mgmt For For For
Botten - Restricted
Shares)
9 Equity Grant Mgmt For For For
(Executive Director
Gerea Aopi -
Restricted
Shares)
________________________________________________________________________________
Oji Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3861 CINS J6031N109 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kiyotaka Shindoh Mgmt For Against Against
3 Elect Susumu Yajima Mgmt For For For
4 Elect Ryohji Watari Mgmt For For For
5 Elect Kazuo Fuchigami Mgmt For For For
6 Elect Genmei Shimamura Mgmt For For For
7 Elect Hidehiko Aoyama Mgmt For For For
8 Elect Yoshiki Koseki Mgmt For For For
9 Elect Masatoshi Kaku Mgmt For For For
10 Elect Ryuichi Kisaka Mgmt For For For
11 Elect Kazuhiko Kamada Mgmt For For For
12 Elect Hiroyuki Isono Mgmt For For For
13 Elect Michihiro Nara Mgmt For For For
14 Elect Nobuaki Terasaka Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS ADPV30566 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Sergey V. Mgmt For Abstain Against
Barbashev
7 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
8 Elect Rushan A. Mgmt For Abstain Against
Bogaudinov
9 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
10 Elect Andrey E. Bougrov Mgmt For Abstain Against
11 Elect Marianna A. Mgmt For Abstain Against
Zakharova
12 Elect Andrey V. Korobov Mgmt For For For
13 Elect Stalbek S. Mgmt For Abstain Against
Mishakov
14 Elect Gareth Penny Mgmt For For For
15 Elect Cornelis Mgmt For For For
Johannes Gerhard
Prinsloo
16 Elect Maxim M. Sokov Mgmt For Abstain Against
17 Elect Vladislav A. Mgmt For Abstain Against
Soloviev
18 Elect Robert W. Edwards Mgmt For For For
19 Elect Artur Gagikovich Mgmt For For For
Arustamov
20 Elect Anna V. Masalova Mgmt For For For
21 Elect Georgiy E. Mgmt For For For
Svanidze
22 Elect Vladimir N. Mgmt For For For
Shilkov
23 Elect Elena A. Yanevich Mgmt For For For
24 Appointment of Auditor Mgmt For For For
(RAS)
25 Appointment of Auditor Mgmt For For For
(IFRS)
26 Directors' Fees Mgmt For Against Against
27 Audit Commission Fees Mgmt For For For
28 Indemnification of Mgmt For For For
Directors/Officers
29 Related Party Mgmt For For For
Transactions (D&O
Insurance)
30 Related Party Mgmt For For For
Transactions (JSC
Normetimpex)
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 46626D108 09/14/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS ADPV30566 12/19/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
3 Membership in Russian Mgmt For For For
Risk Management Society
4 Declaration of Mgmt N/A For N/A
Shareholder
Type
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 05/18/2016 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Supervisory Board Mgmt For For For
Members'
Fees
6 Appointment of Auditor Mgmt For For For
7 Long Term Incentive Mgmt For For For
Plan
2016
8 Matching Share Plan Mgmt For For For
2016
9 Elect Marc C. Hall Mgmt For For For
10 Elect Peter Loscher Mgmt For Against Against
11 Elect Ahmed Matar Al Mgmt For For For
Mazrouei
12 Elect Karl Rose Mgmt For For For
13 Authority to Reissue Mgmt For For For
Treasury
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian L. Derksen Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect John W. Gibson Mgmt For For For
4 Elect Randall J. Larson Mgmt For For For
5 Elect Steven J. Malcolm Mgmt For For For
6 Elect Kevin S. McCarthy Mgmt For For For
7 Elect Jim W. Mogg Mgmt For For For
8 Elect Pattye L. Moore Mgmt For For For
9 Elect Gary D. Parker Mgmt For For For
10 Elect Eduardo A. Mgmt For For For
Rodriguez
11 Elect Terry K. Spencer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Origin Energy Limited
Ticker Security ID: Meeting Date Meeting Status
ORG CINS Q71610101 10/21/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Scott R Perkins Mgmt For For For
4 Elect Steven Sargent Mgmt For For For
5 Re-elect John Akehurst Mgmt For For For
6 Re-elect Karen Moses Mgmt For For For
7 Re-elect Helen M. Mgmt For For For
Nugent
8 Remuneration Report Mgmt For For For
9 Approval of Mgmt For For For
Termination
Benefits
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Scenario
Planning
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gillon Beck Mgmt For Against Against
2 Elect Dan Falk Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Outokumpu Oyj
Ticker Security ID: Meeting Date Meeting Status
OUT1V CINS X61161109 04/06/2016 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Election of Directors Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Appointment of Auditor Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights;
Authority to Issue
Treasury
Shares
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Duane C. Mgmt For For For
Farrington
3 Elect Hasan Jameel Mgmt For For For
4 Elect Mark W. Kowlzan Mgmt For For For
5 Elect Robert C. Lyons Mgmt For For For
6 Elect Thomas P. Maurer Mgmt For For For
7 Elect Samuel Mencoff Mgmt For For For
8 Elect Roger B. Porter Mgmt For For For
9 Elect Thomas S. Mgmt For For For
Souleles
10 Elect Paul T. Stecko Mgmt For For For
11 Elect James D. Woodrum Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP 697900108 05/11/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Ross J. Beaty Mgmt For For For
2.2 Elect Michael Steinmann Mgmt For For For
2.3 Elect Michael L. Mgmt For For For
Carroll
2.4 Elect C. Noel Dunn Mgmt For For For
2.5 Elect Neil de Gelder Mgmt For For For
2.6 Elect David C. Press Mgmt For For For
2.7 Elect Walter T. Mgmt For For For
Segsworth
2.8 Elect Gillian D. Mgmt For For For
Winckler
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/24/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alexey A. Mgmt For Abstain Against
Mordashov
3 Elect Mikhail V. Noskov Mgmt For Abstain Against
4 Elect Vadim A. Larin Mgmt For Abstain Against
5 Elect Alexey G. Mgmt For Abstain Against
Kulichenko
6 Elect Vladimir A. Lukin Mgmt For Abstain Against
7 Elect Philip J. Dayer Mgmt For For For
8 Elect Alun D. Bowen Mgmt For For For
9 Elect Sakari T. Veykko Mgmt For For For
10 Elect Vladimir A. Mau Mgmt For For For
11 Elect Alexander A. Mgmt For For For
Auzan
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 1Q2016 Interim Dividend Mgmt For For For
15 Elect Nikolay V. Lavrov Mgmt For For For
16 Elect Roman I. Antonov Mgmt For For For
17 Elect Svetlana V. Mgmt For For For
Guseva
18 Appointment of Auditor Mgmt For For For
19 Amendments to Articles Mgmt For Abstain Against
20 Related Party Mgmt For For For
Transactions
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 09/15/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 12/10/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 3Q2015 Mgmt For For For
________________________________________________________________________________
Pennon Group plc
Ticker Security ID: Meeting Date Meeting Status
PNN CINS G8295T213 07/30/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Sir John Parker Mgmt For For For
5 Elect Martin D. Angle Mgmt For For For
6 Elect Neil Cooper Mgmt For For For
7 Elect Susan J. Davy Mgmt For For For
8 Elect Christopher Mgmt For For For
Loughlin
9 Elect Ian J. McAulay Mgmt For For For
10 Elect Gill Rider Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at
14
Days
________________________________________________________________________________
Pescanova S.A.
Ticker Security ID: Meeting Date Meeting Status
PVA CINS E8013L130 09/28/2015 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Merger by Absorption; Mgmt For For For
Segregations
6 Increase in Capital of Mgmt For For For
Nueva Pescanova
S.L.U.
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Increase in
Capital of Nueva
Pescanova
S.L.U.
9 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Petra Diamonds Limited
Ticker Security ID: Meeting Date Meeting Status
PDL CINS G70278109 11/30/2015 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Adonis Pouroulis Mgmt For For For
7 Elect Johan Dippenaar Mgmt For For For
8 Elect David Abery Mgmt For For For
9 Elect Jim Davidson Mgmt For For For
10 Elect Anthony C. Lowrie Mgmt For For For
11 Elect Patrick Bartlett Mgmt For For For
12 Elect Gordon A. K. Mgmt For For For
Hamilton
13 Elect Octavia M. Matloa Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q104 05/25/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Declare Mgmt For For For
Interim
Dividends
8 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
10 Elect XU Wenrong Mgmt For For For
________________________________________________________________________________
Petrofac Limited
Ticker Security ID: Meeting Date Meeting Status
PFC CINS G7052T101 05/19/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Andrea Abt Mgmt For For For
5 Elect George Pierson Mgmt For For For
6 Elect Rijnhard van Tets Mgmt For For For
7 Elect Thomas Thune Mgmt For For For
Andersen
8 Elect Mattias Bichsel Mgmt For For For
9 Elect Kathleen Hogenson Mgmt For For For
10 Elect Rene Medori Mgmt For For For
11 Elect Ayman Asfari Mgmt For For For
12 Elect Marwan Chedid Mgmt For For For
13 Elect Tim Weller Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 04/28/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Consolidation of Mgmt For For For
Articles
3 Ratify Waiver of Mgmt For For For
Shareholders
Obligations (Logum
Logistica
S.A.)
4 Accounts and Reports Mgmt For Against Against
5 Election of Directors Mgmt For Abstain Against
6 Elect Walter Mendes de Mgmt For For For
Oliveira Filho as
Representative of
Minority Shareholders
to the Board of
Directors
7 Elect the Chairman of Mgmt For For For
the
Board
8 Election of Mgmt For Abstain Against
Supervisory
Council
9 Elect Reginaldo Mgmt For For For
Ferreira Alexandre as
Representative of
Minority Shareholders
to the Supervisory
Council
10 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 07/01/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Consolidation of Mgmt For For For
Articles
3 Election of Alternate Mgmt For Abstain Against
Members to the Board
of
Directors
4 Election of Alternate Mgmt N/A For N/A
Member to the Board
of Directors
Representative of
Minority
Shareholders
5 Update Administrator's Mgmt For For For
Aggregate
Remuneration
________________________________________________________________________________
Petronas Dagangan Berhad
Ticker Security ID: Meeting Date Meeting Status
PETD CINS Y6885A107 04/20/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nuraini binti Mgmt For Against Against
Ismail
2 Elect LIM Beng Choon Mgmt For Against Against
3 Elect Md Arif bin Mgmt For For For
Mahmood
4 Elect Mohamed Firouz Mgmt For For For
bin
Asnan
5 Directors' Fees for Mgmt For For For
FY2015
6 Directors' Fees for Mgmt For For For
FY2016
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg C. Garland Mgmt For For For
2 Elect John E. Lowe Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 01/15/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2015)
2 Membership in the Mgmt For For For
Russian Union of
Industrialists and
Entrepreneurs
3 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/31/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
6 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
7 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
8 Elect Yuriy N. Mgmt N/A Abstain N/A
Krugovykh
9 Elect Sven Ombudstvedt Mgmt N/A For N/A
10 Elect Roman V. Osipov Mgmt N/A Abstain N/A
11 Elect Oleg V. Osipenko Mgmt N/A For N/A
12 Elect Marcus J. Rhodes Mgmt N/A For N/A
13 Elect James Beeland Mgmt N/A For N/A
Jr.
Rogers
14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
15 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
16 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaika
17 Elect Ekaterina V. Mgmt For For For
Viktorova
18 Elect Galina A. Mgmt For For For
Kalinina
19 Elect Pavel N. Sinitsa Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Directors' Fees Mgmt For For For
22 Related Party Mgmt For For For
Transactions (Loan
Agreement)
23 Related Party Mgmt For For For
Transactions
(Guarantee
Agreement)
24 Related Party Mgmt For For For
Transactions
(Supplementary
Guarantee
Agreement)
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/14/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Retained Mgmt For For For
Earnings/Dividends
2 Related Party Mgmt For Abstain Against
Transactions
(Guarantee
Agreement)
3 Related Party Mgmt For Abstain Against
Transactions (Loan
Agreement)
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/06/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Related Party Mgmt For For For
Transactions (Loan
Agreement(s))
3 Related Party Mgmt For For For
Transactions
(Supplementary
Guarantee
Agreement)
4 Related Party Mgmt For For For
Transactions
(Guarantee
Agreement)
5 Related Party Mgmt For For For
Transactions
(Guarantee
Agreement)
________________________________________________________________________________
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilberto Tomazoni Mgmt For For For
1.2 Elect Joesley Mendonca Mgmt For Withhold Against
Batista
1.3 Elect Wesley Mendonca Mgmt For For For
Batista
1.4 Elect William W. Mgmt For For For
Lovette
1.5 Elect Andre Noguiera Mgmt For For For
de
Souza
1.6 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.7 Elect David E. Bell Mgmt For For For
1.8 Elect Michael L. Cooper Mgmt For For For
1.9 Elect Charles Macaluso Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edison C. Mgmt For For For
Buchanan
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Timothy L. Dove Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Mgmt For For For
Sheffield
10 Elect Mona K. Sutphen Mgmt For For For
11 Elect J. Kenneth Mgmt For Against Against
Thompson
12 Elect Phoebe A. Wood Mgmt For For For
13 Elect Michael D. Mgmt For For For
Wortley
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Amendment to the 2006 Mgmt For For For
Long-Term Incentive
Plan
17 Approval of Mgmt For For For
performance goals
under the 2006
Long-Term Incentive
Plan
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 06/28/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Attendance List Mgmt For For For
7 Agenda Mgmt For For For
8 Accounts and Reports Mgmt For For For
9 Accounts and Reports Mgmt For For For
(Group)
10 Ratification of Mgmt For Abstain Against
Management Board
Acts
11 Ratification of Mgmt For Abstain Against
Supervisory Board
Acts
12 Allocation of Mgmt For For For
Profits/Dividends
13 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
14 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
15 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil and Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 10/19/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Sale of Shares in Mgmt For For For
NYSAGAZ Sp.
z.o.o.
8 Sale of Shares in ZRUG Mgmt For For For
Sp.
z.o.o.
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil and Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 11/25/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Property Sale Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil and Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 12/29/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 01/29/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Supervisory Board Size Mgmt For For For
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 06/03/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Management Board Report Mgmt For For For
11 Financial Statements Mgmt For For For
12 Management Board Mgmt For For For
Report
(Group)
13 Financial Statements Mgmt For For For
(Group)
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Supervisory Board Size Mgmt For For For
18 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 05/17/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Bobby Godsell Mgmt For For For
5 Elect Vitaly N. Nesis Mgmt For For For
6 Elect Konstantin Mgmt For Against Against
Yanakov
7 Elect Marina Gronberg Mgmt For For For
8 Elect Jean-Pascal Mgmt For For For
Duvieusart
9 Elect Jonathan Best Mgmt For For For
10 Elect Russell Skirrow Mgmt For Against Against
11 Elect Leonard Homeniuk Mgmt For Against Against
12 Elect Christine Mgmt For For For
Coignard
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Portucel S.A.
Ticker Security ID: Meeting Date Meeting Status
PTI CINS X67182109 04/19/2016 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Individual)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
and Supervisory
Acts
6 Remuneration Policy Mgmt For Against Against
7 Shareholer Proposal Mgmt For For For
Regarding Election of
Jose Manuel Oliveira
Vitorino as
Supervisory Council
Member
8 Change in Company Name Mgmt For For For
9 Authority to Cancel Mgmt For For For
Treasury Shares and
Reduce
Capital
10 Authority to Trade in Mgmt For For For
Company Stock and
Debt
Instruments
11 Special Dividend Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Portucel S.A.
Ticker Security ID: Meeting Date Meeting Status
PTI CINS X67182109 10/05/2015 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For Against Against
Co-option of Joao
Paulo Araujo
Oliveira
4 Election of Directors Mgmt For Against Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Portucel S.A.
Ticker Security ID: Meeting Date Meeting Status
PTI CINS X67182109 12/17/2015 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Special Dividend Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CINS Y70750115 03/11/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LEE Myoung Woo Mgmt For For For
4 Elect CHOI Jung Woo Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/10/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Donald G. Mgmt For For For
Chynoweth
1.3 Elect John W. Estey Mgmt For For For
1.4 Elect Gerald W. Grandey Mgmt For For For
1.5 Elect C. Steven Hoffman Mgmt For For For
1.6 Elect Alice D. Laberge Mgmt For For For
1.7 Elect Consuelo E. Mgmt For For For
Madere
1.8 Elect Keith G. Martell Mgmt For For For
1.9 Elect Jeffrey J. McCaig Mgmt For For For
1.10 Elect Aaron W. Regent Mgmt For For For
1.11 Elect Jochen E. Tilk Mgmt For For For
1.12 Elect Elena Viyella de Mgmt For Withhold Against
Paliza
1.13 Elect Zoe A. Yujnovich Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Approval of the 2016 Mgmt For For For
Long-Term Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Sourcing
Phosphate from
Western
Sahara
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 06/02/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For For For
and Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PT Vale Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
INCO CINS Y7150Y101 09/30/2015 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For Against Against
Commissioners
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory--Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Norborne P. Mgmt For For For
Cole,
Jr.
8 Elect Christopher Mgmt For For For
Coleman
9 Elect Kadri Dagdelen Mgmt For For For
10 Elect Jamil Kassum Mgmt For For For
11 Elect Jeanine Mabunda Mgmt For For For
Lioko
12 Elect Andrew Quinn Mgmt For For For
13 Elect Graham Mgmt For For For
Shuttleworth
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Share Grants (NEDs) Mgmt For For For
18 Share Grants (Senior Mgmt For For For
Independent
Director)
19 Share Grants (Chairman) Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brenda A. Cline Mgmt For For For
2 Elect Anthony V. Dub Mgmt For For For
3 Elect Allen Finkelson Mgmt For For For
4 Elect James M. Funk Mgmt For For For
5 Elect Christopher A. Mgmt For For For
Helms
6 Elect Mary Ralph Lowe Mgmt For For For
7 Elect Gregory G. Mgmt For For For
Maxwell
8 Elect Kevin S. McCarthy Mgmt For For For
9 Elect Jeffrey L. Mgmt For For For
Ventura
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2005 Mgmt For For For
Equity-Based
Compensation
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J Anderson Mgmt For For For
2 Elect John G. Figueroa Mgmt For For For
3 Elect Thomas W. Gimbel Mgmt For For For
4 Elect David H. Hannah Mgmt For For For
5 Elect Douglas M. Hayes Mgmt For For For
6 Elect Mark V. Kaminski Mgmt For For For
7 Elect Robert A. McEvoy Mgmt For For For
8 Elect Gregg J. Mollins Mgmt For For For
9 Elect Andrew G. Mgmt For For For
Sharkey
III
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rengo Company Limited
Ticker Security ID: Meeting Date Meeting Status
3941 CINS J64382104 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kiyoshi Ohtsubo Mgmt For Against Against
3 Elect Moriaki Maeda Mgmt For For For
4 Elect Ichiroh Hasegawa Mgmt For For For
5 Elect Misao Wakamatsu Mgmt For For For
6 Elect Yasuhiro Baba Mgmt For For For
7 Elect Hiromi Sambe Mgmt For For For
8 Elect Shigechika Ishida Mgmt For For For
9 Elect Yohsuke Kawamoto Mgmt For For For
10 Elect Sadatoshi Inoue Mgmt For For For
11 Elect Mitsumasa Yokota Mgmt For For For
12 Elect Hirofumi Hori Mgmt For For For
13 Elect Tohru Ohsako Mgmt For For For
14 Elect Kohichi Hirano Mgmt For For For
15 Elect Takeshi Hosokawa Mgmt For For For
16 Elect Yukio Okano Mgmt For For For
17 Elect Kenjiroh Nakano Mgmt For For For
18 Elect Yoshihiro Kagawa Mgmt For Against Against
19 Elect Kiyoshi Mukohhara Mgmt For Against Against
20 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Repsol, S.A.
Ticker Security ID: Meeting Date Meeting Status
REP CINS E8471S130 05/19/2016 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For For For
6 First Scrip Dividend Mgmt For For For
7 Second Scrip Dividend Mgmt For For For
8 Loyalty Incentive Mgmt For For For
Scheme
9 Elect Isidro Faine Mgmt For For For
Casas
10 Ratify Co-option and Mgmt For For For
Elect Gonzalo Maria
Gortazar
Rotaeche
11 Remuneration Report Mgmt For For For
12 STIP 2016 (CEO) Mgmt For For For
13 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CINS G75754104 04/14/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory -
UK)
3 Remuneration Report Mgmt For Against Against
(Advisory -
AUS)
4 Elect Robert E. Brown Mgmt For For For
5 Elect Megan Clark Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Ann Godbehere Mgmt For For For
8 Elect Anne Lauvergeon Mgmt For For For
9 Elect Michael Mgmt For For For
L'Estrange
10 Elect Chris J. Lynch Mgmt For For For
11 Elect Paul M. Tellier Mgmt For For For
12 Elect Simon R. Thompson Mgmt For For For
13 Elect John S. Varley Mgmt For For For
14 Elect Samuel M.C. Walsh Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Shareholder Proposal ShrHoldr For For For
Regarding Climate
Change
Reporting
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Ros Agro Plc
Ticker Security ID: Meeting Date Meeting Status
AGRO CINS 749655205 05/26/2016 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chairman
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Directors' Report Mgmt For For For
5 Auditor's Report Mgmt For For For
6 Annual Report Mgmt For Abstain Against
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For Abstain Against
11 Election of Directors Mgmt For Abstain Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 01/27/2016 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/24/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Ben Van Beurden Mgmt For For For
4 Elect Guy Elliott Mgmt For For For
5 Elect Euleen GOH Yiu Mgmt For For For
Kiang
6 Elect Simon Henry Mgmt For For For
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Gerard Mgmt For Against Against
Kleisterlee
9 Elect Sir Nigel Mgmt For For For
Sheinwald
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Hans Wijers Mgmt For For For
12 Elect Patricia A. Mgmt For For For
Woertz
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Shareholder Resolution ShrHoldr Against Against For
Regarding Company
Business
Strategy
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/11/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gordon Bogden Mgmt For For For
2 Elect Tony Jensen Mgmt For For For
3 Elect Jamie C. Sokalsky Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 2015 Omnibus Long-Term Mgmt For For For
Incentive
Plan
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For Against Against
(Slate)
3 Election of Audit Mgmt For Against Against
Committee Members
(Slate)
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Saipem S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SPM CINS T82000117 04/29/2016 Take No Action
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Losses
2 Elect Leone Pattofatto Mgmt For TNA N/A
3 Increase in Auditor's Mgmt For TNA N/A
Fees
4 Remuneration Report Mgmt For TNA N/A
5 Long-Term Incentive Mgmt For TNA N/A
Plan
6 Authority to Mgmt For TNA N/A
Repurchase
Shares
7 Authority to Reissue Mgmt For TNA N/A
Shares
8 Non-Voting Meeting Note N/A N/A TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Saipem S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SPM CINS T82000117 12/02/2015 Take No Action
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Elimination of Par Mgmt For TNA N/A
Value
4 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
5 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Election of
Board of Statutory
Auditors
________________________________________________________________________________
Salzgitter AG
Ticker Security ID: Meeting Date Meeting Status
SZG CINS D80900109 06/01/2016 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Elect Birgit Mgmt For TNA N/A
Spanner-Ulmer to the
Supervisory
Board
9 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Santos Limited
Ticker Security ID: Meeting Date Meeting Status
STO CINS Q82869118 05/04/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Gregory J.W. Mgmt For For For
Martin
3 Re-elect Hock Goh Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Kevin
Gallagher)
________________________________________________________________________________
Sappi Limited
Ticker Security ID: Meeting Date Meeting Status
SAP CINS S73544108 02/10/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Robertus J. M. Mgmt For For For
Renders
3 Re-elect Godefridus Mgmt For For For
P.F.
Beurskens
4 Re-elect Stephen R. Mgmt For For For
Binnie
5 Re-elect Robert J. Mgmt For For For
DeKoch
6 Re-elect Karen R. Osar Mgmt For For For
7 Re-elect Rudolf Thummer Mgmt For For For
8 Elect Audit Committee Mgmt For Against Against
Member (Len
Konar)
9 Elect Audit Committee Mgmt For For For
Member (Godefridus
P.F.
Beurskens)
10 Elect Audit Committee Mgmt For For For
Member (Michael A.
Fallon)
11 Elect Audit Committee Mgmt For Against Against
Member (Nkateko P.
Mageza)
12 Elect Audit Committee Mgmt For For For
Member (Karen R.
Osar)
13 Appointment of Auditor Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares Pursuant to
Incentive
Plan
15 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
16 Approve Remuneration Mgmt For For For
Policy
17 Approve NEDs' Fees Mgmt For For For
18 Approve Financial Mgmt For For For
Assistance
19 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS 803866102 12/04/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Nolitha Fakude Mgmt For For For
2 Re-elect Mandla Gantsho Mgmt For For For
3 Re-elect Imogen Mkhize Mgmt For For For
4 Re-elect Stephen Mgmt For For For
Westwell
5 Appointment of Auditor Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Colin
Beggs)
7 Elect Audit Committee Mgmt For For For
Member
(Nomgando
Matyumza)
8 Elect Audit Committee Mgmt For For For
Member (Imogen
Mkhize)
9 Elect Audit Committee Mgmt For Against Against
Member (Johnson
Njeke)
10 Elect Audit Committee Mgmt For For For
Member (Stephen
Westwell)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
13 General Authority to Mgmt For For For
Repurchase
Shares
14 Specific Authority to Mgmt For For For
Repurchase
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect V. Maureen Mgmt For For For
Kempston
Darkes
3 Elect Paal Kibsgaard Mgmt For For For
4 Elect Nikolay Mgmt For For For
Kudryavtsev
5 Elect Michael E. Marks Mgmt For Against Against
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Lubna S. Olayan Mgmt For For For
8 Elect Leo Rafael Reif Mgmt For For For
9 Elect Tore I. Sandvold Mgmt For Against Against
10 Elect Henri Seydoux Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of Financials Mgmt For For For
Statements/Dividends
13 Ratification of Auditor Mgmt For For For
14 Amendments to Articles Mgmt For For For
of
Incorporation
15 Ratification of Board Mgmt For For For
Size
16 Amendment to the Mgmt For For For
French Sub Plan Under
the 2010 Omnibus
Stock Incentive
Plan
________________________________________________________________________________
Schweitzer-Mauduit
Ticker Security ID: Meeting Date Meeting Status
SWM CUSIP 808541106 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect K.C. Caldabaugh Mgmt For For For
1.2 Elect Frederic P. Mgmt For For For
Villoutreix
1.3 Elect Anderson D. Mgmt For For For
Warlick
2 Amendment to the 2015 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Seaboard Corporation
Ticker Security ID: Meeting Date Meeting Status
SEB CUSIP 811543107 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven J. Bresky Mgmt For For For
1.2 Elect David A. Adamsen Mgmt For For For
1.3 Elect Douglas W. Baena Mgmt For For For
1.4 Elect Edward I. Mgmt For Withhold Against
Shifman,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chairman
________________________________________________________________________________
Seadrill Limited
Ticker Security ID: Meeting Date Meeting Status
SDRL CINS G7945E105 09/18/2015 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Board Size Mgmt For For For
6 Authority to Fill Mgmt For For For
Board
Vacancies
7 Elect John Fredriksen Mgmt For For For
8 Elect Kate Blankenship Mgmt For Against Against
9 Elect Kathrine Mgmt For For For
Fredriksen
10 Elect Bert Bekker Mgmt For For For
11 Elect Paul Leand, Jr. Mgmt For For For
12 Elect Orjan Svanevik Mgmt For Against Against
13 Elect Charles Woodburn Mgmt For For For
14 Elect Hans Petter Aas Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Directors' Fees Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Select Harvests Limited
Ticker Security ID: Meeting Date Meeting Status
SHV CINS Q8458J100 11/26/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Re-elect Michael Mgmt For For For
Carroll
4 Re-elect Fred S. Mgmt For Against Against
Grimwade
5 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Severn Trent plc
Ticker Security ID: Meeting Date Meeting Status
SVT CINS G8056D159 07/15/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect James Bowling Mgmt For For For
6 Elect John Coghlan Mgmt For For For
7 Elect Andrew J. Duff Mgmt For For For
8 Elect Gordon Fryett Mgmt For For For
9 Elect Olivia Garfield Mgmt For For For
10 Elect Martin J. Lamb Mgmt For For For
11 Elect Philip Remnant Mgmt For For For
12 Elect Angela Strank Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 01/18/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval for the Mgmt For For For
allotment and issue
of Sibanye
Shares,
including in
particular but not
limited to the
Consideration Shares,
as
required
by and in terms of
section 41(3) of the
Companies
Act
2 Rustenburg Acquisition Mgmt For For For
3 Authorization of Legal Mgmt For For For
Formalities
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 05/24/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Re-elect Barry E. Mgmt For For For
Davison
4 Re-elect Neal J. Mgmt For For For
Froneman
5 Re-elect Nkosemntu G. Mgmt For For For
Nika
6 Re-elect Susan C. van Mgmt For For For
der
Merwe
7 Elect Jiyu Yuan Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member (Keith A.
Rayner)
9 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
10 Elect Audit Committee Mgmt For For For
Member (Nkosemntu G.
Nika)
11 Elect Audit Committee Mgmt For For For
Member (Susan C. van
der
Merwe)
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve Remuneration Mgmt For For For
Policy
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Amendment to Memorandum Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Silver Wheaton Corp.
Ticker Security ID: Meeting Date Meeting Status
SLW CUSIP 828336107 05/25/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence I. Bell Mgmt For For For
1.2 Elect George L. Brack Mgmt For For For
1.3 Elect John A. Brough Mgmt For For For
1.4 Elect R. Peter Gillin Mgmt For Withhold Against
1.5 Elect Chantal Gosselin Mgmt For For For
1.6 Elect Douglas M. Holtby Mgmt For For For
1.7 Elect Eduardo Luna Mgmt For For For
1.8 Elect Wade Nesmith Mgmt For For For
1.9 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KIM Chang Geun Mgmt For For For
3 Elect YU Jeong Jun Mgmt For For For
4 Elect SHIN Eon Mgmt For For For
5 Elect KIM Jun Mgmt For For For
6 Elect Ha Yun Gyeong Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member: HAN
Min
Hee
8 Election of Audit Mgmt For For For
Committee Member: KIM
Jun
9 Directors' Fees Mgmt For For For
10 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/29/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 09/01/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Valuation Report Mgmt For For For
8 Merger by Absorption Mgmt For For For
(Fazenda Paiaguas
Empreendimentos
Agricolas
Ltda.)
9 Merger Agreement of Mgmt For For For
Spun-Off
Portion
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Ratification of Mgmt For For For
Appointment of
Appraiser
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Valuation Report Mgmt For For For
14 Partial Spin-Off Mgmt For For For
(Fazenda Parnaiba
Empreendimentos
Agricolas
Ltda.)
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
17 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 05/06/2016 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Gonzalo Restrepo Mgmt For For For
Lopez
5 Elect James A. Lawrence Mgmt For For For
6 Elect Liam O'Mahony Mgmt For For For
7 Elect Anthony Smurfit Mgmt For For For
8 Elect Frits Beurskens Mgmt For For For
9 Elect Christel Bories Mgmt For For For
10 Elect Thomas Brodin Mgmt For For For
11 Elect Irial Finan Mgmt For For For
12 Elect Gary McGann Mgmt For For For
13 Elect John Moloney Mgmt For For For
14 Elect Roberto Newell Mgmt For For For
15 Elect Rosemary Thorne Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
21 Amendments to Mgmt For For For
Memorandum (Companies
Act
2014)
22 Amendments to Articles Mgmt For For For
(Companies Act
2014)
________________________________________________________________________________
South32 Limited
Ticker Security ID: Meeting Date Meeting Status
S32 CINS Q86668102 11/18/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Xolani Mkhwanazi Mgmt For For For
3 Re-elect David Crawford Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (CEO Mgmt For For For
Graham
Kerr)
7 Approve Termination Mgmt For For For
Benefits
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect German Larrea Mgmt For For For
Mota-Velasco
1.2 Elect Oscar Gonzalez Mgmt For Withhold Against
Rocha
1.3 Elect Emilio Carrillo Mgmt For Withhold Against
Gamboa
1.4 Elect Alfredo Casar Mgmt For For For
Perez
1.5 Elect Luis Castelazo Mgmt For For For
Morales
1.6 Elect Enrique Castillo Mgmt For For For
Sanchez
Mejorada
1.7 Elect Xavier Garcia de Mgmt For For For
Quevedo
Topete
1.8 Elect Daniel Muniz Mgmt For For For
Quintanilla
1.9 Elect Luis Miguel Mgmt For For For
Palomino
Bonilla
1.10 Elect Gilberto Mgmt For Withhold Against
Perezalonso
Cifuentes
1.11 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Directors Stock Award Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Spectra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory L. Ebel Mgmt For For For
2 Elect F. Anthony Comper Mgmt For For For
3 Elect Austin A. Adams Mgmt For For For
4 Elect Joseph Alvarado Mgmt For For For
5 Elect Pamela L. Carter Mgmt For For For
6 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
7 Elect Peter B. Hamilton Mgmt For For For
8 Elect Miranda C. Hubbs Mgmt For For For
9 Elect Michael McShane Mgmt For For For
10 Elect Michael G. Morris Mgmt For For For
11 Elect Michael E.J. Mgmt For For For
Phelps
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
14 Amendment to the Mgmt For For For
Executive Short-Term
Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
SSAB Svenskt Stal AB
Ticker Security ID: Meeting Date Meeting Status
SSAB-A CINS W8615U108 04/07/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Board Size Mgmt For For For
17 Directors' and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For For For
19 Elect Bengt Kjell as Mgmt For For For
the Chairman of the
Board
20 Number of Auditors; Mgmt For For For
Appointment of
Auditor
21 Compensation Guidelines Mgmt For For For
22 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents
Policy
23 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents Working
Group
24 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents
Report
25 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Gender
Equality
Policy
26 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Gender
Equality Working
Group
27 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Gender
Equality
Report
28 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Regarding
Shareholders'
Association
29 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
30 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Director
Nomination
Policy
31 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Shareholder
Representation on
Nomination
Committee
32 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Lobbying
Tax Authority to
Change Invoice
Procedures
33 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Lobbying
Government to Abolish
Dual Class Share
Structures
34 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Lobbying
Government to
Establish Cooling-Off
Period
35 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Elimination
of Dual Class Share
Structure
36 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Recruitment
Restrictions
37 Non-Voting Agenda Item N/A N/A N/A N/A
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SSAB Svenskt Stal AB
Ticker Security ID: Meeting Date Meeting Status
SSAB-A CINS W8615U108 05/27/2016 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Amendments to Articles Mgmt For For For
Regarding Capital
Limits
10 Rights Issue Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CINS R8413J103 05/11/2016 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Election of Presiding Mgmt For TNA N/A
Chairman
7 Agenda Mgmt For TNA N/A
8 Minutes Mgmt For TNA N/A
9 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
10 Authority to Mgmt For TNA N/A
Distribute Interim
Dividends
11 Authority to Issue Mgmt For TNA N/A
Shares for 2015
Fourth Quarter Scrip
Dividend
12 Authority to Issue Mgmt For TNA N/A
Shares for 2016 Scrip
Dividends
13 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Climate
Change
Strategy
14 Corporate Governance Mgmt For TNA N/A
Report
15 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
16 Incentive Guidelines Mgmt For TNA N/A
(Binding)
17 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
18 Elect Tone Lunde Bakker Mgmt For TNA N/A
19 Elect Nils Bastiansen Mgmt For TNA N/A
20 Elect Greger Mannsverk Mgmt For TNA N/A
21 Elect Steinar Olsen Mgmt For TNA N/A
22 Elect Ingvald Strommen Mgmt For TNA N/A
23 Elect Rune Bjerke Mgmt For TNA N/A
24 Elect Siri Kalvig Mgmt For TNA N/A
25 Elect Terje Venold Mgmt For TNA N/A
26 Elect Kjersti Kleven Mgmt For TNA N/A
27 Elect Birgitte Ringstad Mgmt For TNA N/A
28 Elect Jarle Roth Mgmt For TNA N/A
29 Elect Kathrine N?ss Mgmt For TNA N/A
30 Elect Kjerstin Mgmt For TNA N/A
Fyllingen as Deputy
Member
31 Elect Nina Kivijervi Mgmt For TNA N/A
Jonassen as Deputy
Member
32 Elect Hakon Volldal as Mgmt For TNA N/A
Deputy
Member
33 Elect Kari Skeidsvoll Mgmt For TNA N/A
Moe as Deputy
Member
34 Elect Tone Lunde Bakker Mgmt For TNA N/A
35 Elect Tom Rathke Mgmt For TNA N/A
36 Elect Elisabeth Berge Mgmt For TNA N/A
and Bjorn Stale
Haavik as Personal
Deputy
Member
37 Elect Jarle Roth Mgmt For TNA N/A
38 Authority to Mgmt For TNA N/A
Repurchase Shares for
Employee Share
Savings
Plan
39 Authority to Mgmt For TNA N/A
Repurchase Shares for
Cancellation
40 Adjustment of Mgmt For TNA N/A
Marketing
Instructions
41 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding
Establishment of Risk
Management
Committee
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Mgmt For For For
Teets,
Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Kenneth W. Cornew Mgmt For For For
1.7 Elect Traci M. Dolan Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Bradley S. Seaman Mgmt For For For
1.11 Elect Gabriel L. Mgmt For For For
Shaheen
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stillwater Mining Company
Ticker Security ID: Meeting Date Meeting Status
SWC CUSIP 86074Q102 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George M. Bee Mgmt For For For
2 Elect Michael McMullen Mgmt For For For
3 Elect Patrice E. Merrin Mgmt For For For
4 Elect Lawrence Peter Mgmt For For For
O'Hagan
5 Elect Michael S. Mgmt For For For
Parrett
6 Elect Brian Schweitzer Mgmt For For For
7 Elect Gary A. Sugar Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stora Enso Oyj
Ticker Security ID: Meeting Date Meeting Status
STERV CINS X8T9CM113 04/28/2016 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Directors' Fees Mgmt For For For
14 Board Size Mgmt For For For
15 Election of Directors Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Appointment of Auditor Mgmt For For For
18 Nomination Committee Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Suez Environnement Company SA
Ticker Security ID: Meeting Date Meeting Status
SEV CINS F4984P118 04/28/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Gerard Mgmt For Against Against
Mestrallet to the
Board of
Directors
8 Elect Jean-Louis Mgmt For For For
Chaussade to the
Board of
Directors
9 Elect Delphine Ernotte Mgmt For For For
Cunci to the Board of
Directors
10 Elect Isidro Faine Mgmt For Against Against
Casas to the Board of
Directors
11 Ratification of the Mgmt For For For
Co-option of Judith
Hartmann to the Board
of
Directors
12 Ratification of the Mgmt For For For
Co-option of Pierre
Mongin to the Board
of
Directors
13 Elect Miriem Bensalah Mgmt For For For
Chaqroun to the Board
of
Directors
14 Elect Belen Garijo to Mgmt For For For
the Board of
Directors
15 Elect Guillaume Mgmt For For For
Thivolle to the Board
of
Directors
16 Related Party Mgmt For For For
Transactions
17 Remuneration of Gerard Mgmt For For For
Mestrallet,
Chairman
18 Remuneration of Mgmt For For For
Jean-Louis Chaussade,
CEO
19 Authority to Mgmt For For For
Repurchase
Shares
20 Amendment Regarding Mgmt For For For
Corporate
Name
21 Amendment Regarding Mgmt For For For
Chairman Age
Limits
22 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
23 Authority to Issue Mgmt For For For
Performance
Shares
24 Employee Stock Mgmt For For For
Purchase
Plan
25 Employee Stock Mgmt For For For
Purchase Plan for
Overseas
Employees
26 Authority to Issue Mgmt For For For
Restricted
Shares
27 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sumitomo Forestry Co, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1911 CINS J77454122 06/24/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ryu Yano Mgmt For For For
4 Elect Akira Ichikawa Mgmt For For For
5 Elect Hitoshi Hayano Mgmt For For For
6 Elect Shigeru Sasabe Mgmt For For For
7 Elect Ken Wada Mgmt For For For
8 Elect Tatsuru Satoh Mgmt For For For
9 Elect Akihisa Fukuda Mgmt For For For
10 Elect Toshiroh Mgmt For For For
Mitsuyoshi
11 Elect Junko Hirakawa Mgmt For For For
12 Elect Izumi Yamashita Mgmt For For For
13 Elect Hidekazu Tanaka Mgmt For For For
14 Elect Yoshitsugu Mgmt For For For
Minagawa
15 Bonus Mgmt For For For
16 Directors' Fees Mgmt For For For
________________________________________________________________________________
Sumitomo Metal Mining Co Ltd
Ticker Security ID: Meeting Date Meeting Status
5713 CINS J77712123 06/27/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nobumasa Kemori Mgmt For For For
4 Elect Yoshiaki Nakazato Mgmt For For For
5 Elect Naoyuki Tsuchida Mgmt For For For
6 Elect Mikinobu Ogata Mgmt For For For
7 Elect Akira Nozaki Mgmt For For For
8 Elect Tsutomu Ushijima Mgmt For For For
9 Elect Hitoshi Taimatsu Mgmt For For For
10 Elect Kazuhisa Nakano Mgmt For For For
11 Elect Hajime Satoh Mgmt For For For
12 Elect Yasuyuki Nakayama Mgmt For Against Against
13 Elect Junichi Kondoh Mgmt For For For
14 Elect Kazuhiro Mishina Mgmt For For For
as Alternate
Statutory
Auditor
15 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Suncor Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia M. Mgmt For For For
Bedient
1.2 Elect Mel E. Benson Mgmt For For For
1.3 Elect Jacynthe Cote Mgmt For For For
1.4 Elect Dominic Mgmt For For For
D'Alessandro
1.5 Elect John D. Gass Mgmt For For For
1.6 Elect John R. Huff Mgmt For For For
1.7 Elect Maureen McCaw Mgmt For For For
1.8 Elect Michael W. Mgmt For For For
O'Brien
1.9 Elect James W. Simpson Mgmt For For For
1.10 Elect Eira Thomas Mgmt For For For
1.11 Elect Steven W. Mgmt For For For
Williams
1.12 Elect Michael M. Wilson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr For For For
Regarding Climate
Change
Reporting
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernard Clement Mgmt For For For
1.2 Elect Denis Giorno Mgmt For For For
1.3 Elect Catherine Lesjak Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Svenska Cellulosa Aktiebolaget SCA
Ticker Security ID: Meeting Date Meeting Status
SCA.A CINS W90152120 04/14/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Board Size Mgmt For For For
15 Number of Auditors Mgmt For For For
16 Directors and Mgmt For For For
Auditors'
Fees
17 Elect Par Boman Mgmt For For For
18 Elect Annemarie Mgmt For For For
Gardshol
19 Elect Magnus Groth Mgmt For For For
20 Elect Louise Julian Mgmt For For For
Svanberg
21 Elect Bert Nordberg Mgmt For Against Against
22 Elect Barbara M. Mgmt For For For
Thoralfsson
23 Elect Ewa Bjorling Mgmt For For For
24 Elect Maija-Liisa Mgmt For For For
Friman
25 Elect Johan Malmquist Mgmt For For For
26 Elect Par Boman as Mgmt For For For
Chairman
27 Appointment of Auditor Mgmt For For For
28 Nomination Committee Mgmt For For For
29 Compensation Guidelines Mgmt For For For
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tatneft OAO
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 06/24/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For Abstain Against
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Radik R. Mgmt For Abstain Against
Gaizatullin
7 Elect Nail G. Ibragimov Mgmt For Abstain Against
8 Elect Laslo Gerech Mgmt For For For
9 Elect Rustam K. Mgmt For Abstain Against
Khalimov
10 Elect Azat K. Khamaev Mgmt For Abstain Against
11 Elect Rais S. Khisamov Mgmt For Abstain Against
12 Elect Yuri L. Levin Mgmt For For For
13 Elect Nail U. Maganov Mgmt For Abstain Against
14 Elect Renat H. Muslimov Mgmt For Abstain Against
15 Elect Renat K. Sabirov Mgmt For Abstain Against
16 Elect Valery Y. Sorokin Mgmt For Abstain Against
17 Elect Rene Steiner Mgmt For For For
18 Elect Shafagat F. Mgmt For Abstain Against
Takhautdinov
19 Elect Saitovich R. Mgmt For For For
Nurmukhametov
20 Elect Ksenia G. Mgmt For For For
Borzunova
21 Elect Ranilya R. Mgmt For For For
Gazitova
22 Elect Nazilya R. Mgmt For For For
Farkhutdinova
23 Elect Taskirya Mgmt For For For
Nurkhametova
24 Elect Guzal Gilfanova Mgmt For For For
25 Elect Oleg M. Matveev Mgmt For For For
26 Elect Liliya R. Mgmt For For For
Rakhimzyanova
27 Elect Tatiana V. Mgmt For For For
Tsyganova
28 Appointment of Auditor Mgmt For For For
29 Amendments to Articles Mgmt For Abstain Against
30 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
31 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
32 Amendments to CEO Mgmt For Abstain Against
Regulations
33 Amendments to Mgmt For Abstain Against
Management Board
Regulations
34 Non-Voting Meeting Note N/A N/A N/A N/A
35 Non-Voting Meeting Note N/A N/A N/A N/A
36 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Technip
Ticker Security ID: Meeting Date Meeting Status
TEC CINS F90676101 04/28/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Scrip Dividend Mgmt For For For
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Related Party Mgmt For For For
Transactions
9 Non-Compete Agreement Mgmt For For For
and Supplementary
Retirement Benefits
for Chairman and
CEO
10 Remuneration of Mgmt For For For
Thierry Pilenko,
Chairman and
CEO
11 Ratification of the Mgmt For For For
Co-option of Didier
Houssin to the Board
of
Directors
12 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
13 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
14 Appointment of Mgmt For For For
Alternate Auditor
(Auditex)
15 Appointment of Mgmt For For For
Alternate Auditor
(Jean-Christophe
Georghiou)
16 Directors' Fees Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights but w/Priority
Subscription
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Through
Private
Placement
21 Authority to Issue Mgmt For For For
Performance
Shares
22 Authority to Issue Mgmt For For For
Performance
Shares
23 Authority to Grant Mgmt For For For
Stock
Options
24 Authority to Grant Mgmt For For For
Stock
Options
25 Employee Stock Mgmt For For For
Purchase
Plan
26 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Teck Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TCK CUSIP 878742204 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mayank M. Ashar Mgmt For For For
1.2 Elect Quan Chong Mgmt For For For
1.3 Elect Jack L. Cockwell Mgmt For For For
1.4 Elect Laura L. Mgmt For For For
Dottori-Attanasio
1.5 Elect Edward C. Dowling Mgmt For For For
1.6 Elect Eiichi Fukuda Mgmt For For For
1.7 Elect Norman B. Keevil Mgmt For For For
1.8 Elect Norman B. Keevil Mgmt For For For
III
1.9 Elect Takeshi Kubota Mgmt For For For
1.10 Elect Donald R. Lindsay Mgmt For For For
1.11 Elect Tracey L. McVicar Mgmt For For For
1.12 Elect Kenneth W. Mgmt For For For
Pickering
1.13 Elect Warren S.R. Mgmt For For For
Seyffert
1.14 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For For For
and Auditors' Reports
(Restated
Consolidated
Financial
Statements)
2 Restated Consolidated Mgmt For For For
Financial
Statements
3 Presentation of Board Mgmt For For For
and Auditors' Reports
(Consolidated
Accounts)
4 Consolidated Financial Mgmt For For For
Statements
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For Against Against
Acts
8 Election of Directors Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Electronic Mgmt For For For
Communications
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2015 Mgmt For For For
Reports
3 Allocation of Profits Mgmt For For For
and
Dividends
4 Ratification of Board Mgmt For Against Against
Acts
5 Election of Directors Mgmt For Against Against
(Slate)
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Delegation of Mgmt For For For
Authorities
9 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Edward G. Galante Mgmt For For For
3 Elect Gregory J. Goff Mgmt For For For
4 Elect Robert W. Goldman Mgmt For For For
5 Elect David Lilley Mgmt For For For
6 Elect Mary Pat McCarthy Mgmt For For For
7 Elect Jim W. Nokes Mgmt For For For
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
The Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Anderson
1.2 Elect Gerard M Anderson Mgmt For For For
1.3 Elect Patrick E. Bowe Mgmt For For For
1.4 Elect Catherine M. Mgmt For For For
Kilbane
1.5 Elect Robert J. King, Mgmt For For For
Jr.
1.6 Elect Ross W. Manire Mgmt For For For
1.7 Elect Donald L. Mennel Mgmt For For For
1.8 Elect Patrick S. Mullin Mgmt For For For
1.9 Elect John T. Stout, Mgmt For For For
Jr.
1.10 Elect Jacqueline F. Mgmt For For For
Woods
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
ThyssenKrupp AG
Ticker Security ID: Meeting Date Meeting Status
TKA CINS D8398Q119 01/29/2016 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Tianjin Capital Environmental Protection Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1065 CINS Y88228112 03/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect PENG Yilin Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tianjin Capital Environmental Protection Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1065 CINS Y88228112 05/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Report Mgmt For For For
4 Directors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
8 Supervisors' Report Mgmt For For For
9 Independent Directors' Mgmt For For For
Report
10 Legal Compliance for Mgmt For For For
Corporate Bonds
Issue
11 Size Mgmt For For For
12 Maturity Mgmt For For For
13 Coupon Rate and Mgmt For For For
Determination
Methods
14 Method of Issuance Mgmt For For For
15 Guarantee Arrangements Mgmt For For For
16 Redemption or Mgmt For For For
Repurchase
Terms
17 Use of Proceeds Mgmt For For For
18 Targets of Issuance Mgmt For For For
and Placing
Arrangements
19 Underwriting Methods Mgmt For For For
and Listing
Arrangements
20 Effective Term Mgmt For For For
21 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
________________________________________________________________________________
Tianjin Capital Environmental Protection Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1065 CINS Y88228112 12/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect LIU Yujun as Mgmt For For For
Director
4 Elect LIN Wenbo as Mgmt For For For
Director
5 Elect FU Yana as Mgmt For For For
Director
6 Elect CAO Shuo as Mgmt For For For
Director
7 Elect AN Pindong as Mgmt For For For
Director
8 Elect CHEN Yinxing as Mgmt For For For
Director
9 Elect GAO Zongze as Mgmt For For For
Director
10 Elect GUO Yongqing as Mgmt For For For
Director
11 Elect WANG Xiangfei Mgmt For For For
as
Director
12 Elect NIE Youzhuang as Mgmt For For For
Supervisor
13 Elect LI Yang as Mgmt For For For
Supervisor
14 Elect LI Xiaoshen as Mgmt For Against Against
Supervisor
15 Elect NIU Jing as Mgmt For Against Against
Supervisor
16 Directors' Fees Mgmt For For For
17 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Tonengeneral Sekiyu KK
Ticker Security ID: Meeting Date Meeting Status
5012 CINS J8657U110 03/25/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yasuhiko Oshida Mgmt For For For
as
Director
4 Elect Yohji Kuwano as Mgmt For Against Against
Statutory
Auditor
5 Elect Toshio Takano as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/24/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends;
Scrip Dividend
Option
7 Scrip Dividend Option Mgmt For For For
for Interim
Dividends
8 Authority to Mgmt For For For
Repurchase
Shares
9 Elect Gerard Lamarche Mgmt For For For
to the Board of
Directors
10 Elect Maria van der Mgmt For For For
Hoeven to the Board
of
Directors
11 Elect Jean Lemierre to Mgmt For For For
the Board of
Directors
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Renata Perycz as Mgmt For For For
Employee Shareholder
Representative to the
Board of
Directors
14 Elect Charles Keller Mgmt Against Against For
as Employee
Shareholder
Representative to the
Board of
Directors
15 Elect Werner Guyot as Mgmt Against Against For
Employee Shareholder
Representative to the
Board of
Directors
16 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
17 Appointment of Auditor Mgmt For For For
(KPMG)
18 Appointment of Mgmt For For For
Alternate Auditor
(Auditex)
19 Appointment of Mgmt For For For
Alternate Auditor
(Salustro
Reydel)
20 Related Party Mgmt For For For
Transactions (Thierry
Desmarest)
21 Related Party Mgmt For For For
Transactions (Patrick
Pouyanne)
22 Remuneration of Mgmt For For For
Thierry Desmarest,
Chairman
23 Remuneration of Mgmt For For For
Patrick Pouyanne,
CEO
24 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/
Preemptive Rights;
Authority to Increase
Capital Through
Capitalisations
25 Authority to Issue Mgmt For For For
Shares or Convertible
Securities w/o
Preemptive
Rights
26 Authority to Issue Mgmt For For For
Shares and
Convertible
Securities Through
Private
Placement
27 Greenshoe Mgmt For For For
28 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
29 Employee Stock Mgmt For For For
Purchase
Plan
30 Authority to Issue Mgmt For For For
Performance
Shares
31 Authority to Grant Mgmt For For For
Stock
Options
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tourmaline Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
TOU CINS 89156V106 06/08/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Michael L. Rose Mgmt For For For
4 Elect Brian G. Robinson Mgmt For Against Against
5 Elect Jill T. Angevine Mgmt For For For
6 Elect William D. Mgmt For For For
Armstrong
7 Elect Lee A. Baker Mgmt For For For
8 Elect Robert W. Blakely Mgmt For For For
9 Elect John W. Elick Mgmt For For For
10 Elect Kevin J. Keenan Mgmt For For For
11 Elect Phillip A. Mgmt For For For
Lamoreaux
12 Elect Andrew B. Mgmt For For For
MacDonald
13 Elect Ronald C. Wigham Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Mgmt For For For
Jamison
1.2 Elect Johnston C. Adams Mgmt For For For
1.3 Elect Peter D. Bewley Mgmt For For For
1.4 Elect Keith R. Halbert Mgmt For For For
1.5 Elect George MacKenzie Mgmt For For For
1.6 Elect Edna K. Morris Mgmt For For For
1.7 Elect Mark J. Weikel Mgmt For For For
1.8 Elect Gregory A. Mgmt For For For
Sandfort
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TransCanada Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP 89353D107 04/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Benson Mgmt For For For
1.2 Elect Derek H. Burney Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect S. Barry Jackson Mgmt For For For
1.5 Elect John E. Lowe Mgmt For For For
1.6 Elect Paula Rosput Mgmt For For For
Reynolds
1.7 Elect John Richels Mgmt For For For
1.8 Elect Mary Pat Salomone Mgmt For For For
1.9 Elect Indira V. Mgmt For For For
Samarasekera
1.10 Elect D. Michael G. Mgmt For For For
Stewart
1.11 Elect Siim A. Vanaselja Mgmt For For For
1.12 Elect Richard E. Waugh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Stock Mgmt For For For
Option
Plan
5 Shareholder Rights Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management
Acts
3 Allocation of Losses Mgmt For For For
4 RENEWAL OF AUTHORIZED Mgmt For For For
SHARE
CAPITAL
5 Elect Glyn A. Barker Mgmt For For For
6 Elect Vanessa C.L. Mgmt For For For
Chang
7 Elect Frederico F. Mgmt For For For
Curado
8 Elect Chadwick C. Mgmt For For For
Deaton
9 Elect Vincent J. Mgmt For For For
Intrieri
10 Elect Martin B. Mgmt For For For
McNamara
11 Elect Samuel J. Mgmt For For For
Merksamer
12 Elect Merrill A. Mgmt For For For
Miller,
Jr.
13 Elect Edward R. Muller Mgmt For For For
14 Elect Tan Ek Kia Mgmt For For For
15 Elect Jeremy D. Thigpen Mgmt For For For
16 Election of Chairman Mgmt For For For
of the
Board
17 Elect Director Curado Mgmt For For For
to Compensation
Committee
18 Elect Director Mgmt For For For
Intrieri to
Compensation
Committee
19 Elect Director Mgmt For For For
McNamara to
Compensation
Committee
20 Elect Director Tan Ek Mgmt For For For
Kia to Compensation
Committee
21 Appointment of Mgmt For For For
Independent
Proxy
22 Appointment of Auditor Mgmt For For For
23 Advisory Vote on Mgmt For For For
Executive
Compensation
24 Ratification of Mgmt For For For
Maximum Compensation
of the Board of
Directors
25 Ratification of Mgmt For For For
Maximum Amount of
Executive
Compensation
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 10/29/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Par Value Mgmt For For For
2 Cancellation of Mgmt For For For
Repurchased
Shares
3 Cancellation of Mgmt For For For
Dividend
Payments
4 Elect Jeremy D. Thigpen Mgmt For For For
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 10/29/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Par Value Mgmt For For For
2 Cancellation of Mgmt For For For
Repurchased
Shares
3 Cancellation of Mgmt For For For
Dividend
Payments
4 Elect Jeremy D. Thigpen Mgmt For For For
________________________________________________________________________________
Turkiye Petrol Rafinerileri A.S
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 04/04/2016 Take No Action
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Opening; Election of Mgmt For TNA N/A
Presiding
Chairman
5 Directors' Report Mgmt For TNA N/A
6 Presentation of Mgmt For TNA N/A
Auditor's
Report
7 Financial Statements Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Amendments to Articles Mgmt For TNA N/A
11 Election of Directors Mgmt For TNA N/A
12 Compensation Policy Mgmt For TNA N/A
13 Directors' Fees Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
15 Charitable Donations Mgmt For TNA N/A
16 Presentation of Report Mgmt For TNA N/A
on
Guarantees
17 Authority to Carry out Mgmt For TNA N/A
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For TNA N/A
________________________________________________________________________________
Turquoise Hill Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TRQ CINS 900435108 05/03/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rowena Albones Mgmt For For For
3 Elect Jill Gardiner Mgmt For For For
4 Elect James W. Gill Mgmt For For For
5 Elect R. Peter Gillin Mgmt For Against Against
6 Elect Russel C. Mgmt For For For
Robertson
7 Elect Craig Stegman Mgmt For For For
8 Elect Jeffery D. Mgmt For For For
Tygesen
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Mike Beebe Mgmt For For For
4 Elect Mikel A. Durham Mgmt For For For
5 Elect Kevin M. McNamara Mgmt For For For
6 Elect Brad T. Sauer Mgmt For For For
7 Elect Donnie Smith Mgmt For For For
8 Elect Robert Thurber Mgmt For For For
9 Elect Barbara A. Tyson Mgmt For For For
10 Renewal of the Annual Mgmt For For For
Incentive
Compensation
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Gestation
Crates
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Water
Stewardship
Policy
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
15 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Working
Conditions
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Expenditures
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia Diaz Mgmt For For For
Dennis
2 Elect Dan O. Dinges Mgmt For For For
3 Elect John G. Drosdick Mgmt For For For
4 Elect John J. Engel Mgmt For For For
5 Elect Stephen J. Girsky Mgmt For For For
6 Elect Mario Longhi Mgmt For For For
7 Elect Paul A. Mgmt For For For
Mascarenas
8 Elect Robert J. Stevens Mgmt For For For
9 Elect David S. Mgmt For For For
Sutherland
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 2016 Omnibus Incentive Mgmt For For For
Compensation
Plan
12 Permit Removal of Mgmt For For For
Directors Without
Cause
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Utilities Group PLC
Ticker Security ID: Meeting Date Meeting Status
UU CINS G92755100 07/24/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect John McAdam Mgmt For For For
5 Elect Steven L. Mogford Mgmt For For For
6 Elect Catherine Bell Mgmt For For For
7 Elect Stephen A. Carter Mgmt For For For
8 Elect Mark S. Clare Mgmt For For For
9 Elect Russ Houlden Mgmt For For For
10 Elect Brian May Mgmt For For For
11 Elect Sara Weller Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
18 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP 91912E105 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Alberto Ribeiro Mgmt For For For
Guth
4 Election of Mgmt For For For
Supervisory
Council
5 Remuneration Policy Mgmt For Against Against
6 Amend Dividend Policy Mgmt For For For
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph W Gorder Mgmt For For For
2 Elect Deborah P. Mgmt For For For
Majoras
3 Elect Donald L. Nickles Mgmt For For For
4 Elect Philip J. Mgmt For For For
Pfeiffer
5 Elect Robert A. Mgmt For For For
Profusek
6 Elect Susan Kaufman Mgmt For For For
Purcell
7 Elect Stephen M. Waters Mgmt For For For
8 Elect Randall J. Mgmt For For For
Weisenburger
9 Elect Rayford Wilkins Mgmt For For For
Jr.
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to Articles Mgmt For For For
Regarding Removal of
Directors
13 Re-approval of the Mgmt For For For
2011 Omnibus Stock
Incentive Plan for
the Purposes of
Section
162(m)
________________________________________________________________________________
Vedanta Resources Plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 08/03/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ekaterina Zotova Mgmt For For For
5 Elect Anil Agarwal Mgmt For Against Against
6 Elect Navin Agarwal Mgmt For For For
7 Elect Thomas Albanese Mgmt For For For
8 Elect Euan Macdonald Mgmt For For For
9 Elect Aman Mehta Mgmt For Against Against
10 Elect Deepak S. Parekh Mgmt For Against Against
11 Elect Geoffrey Green Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Veolia Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CINS F9686M107 04/21/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Approval of Non Mgmt For For For
Tax-Deductible
Expenses
7 Allocation of Dividends Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Elect Jacques Mgmt For For For
Aschenbroich to the
Board of
Directors
10 Elect Nathalie Rachou Mgmt For For For
to the Board of
Directors
11 Elect Isabelle Mgmt For For For
Courville to the
Board of
Directors
12 Elect Guillaume Texier Mgmt For For For
to the Board of
Directors
13 Remuneration of Mgmt For Against Against
Antoine Frerot,
Chairman and
CEO
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares Through
Private
Placement
18 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
19 Greenshoe Mgmt For For For
20 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
21 Employee Stock Mgmt For For For
Purchase
Plan
22 Employee Stock Mgmt For For For
Purchase Plan for
Overseas
Employees
23 Authority to Issue Mgmt For For For
Restricted and
Performance
Shares
24 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
25 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/13/2016 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vestas Wind Systems A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 03/30/2016 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Bert Nordberg Mgmt For For For
9 Elect Carsten Bjerg Mgmt For For For
10 Elect Eija Pitkanen Mgmt For For For
11 Elect Henrik Andersen Mgmt For For For
12 Elect Henry Stenson Mgmt For For For
13 Elect Lars Josefsson Mgmt For For For
14 Elect Lykke Friis Mgmt For For For
15 Elect Torben Mgmt For For For
Ballegaard
Sorensen
16 Directors' Fees for Mgmt For For For
2015
17 Directors' Fees for Mgmt For For For
2016
18 Appointment of Auditor Mgmt For Abstain Against
19 Authority to Reduce Mgmt For For For
Share
Capital
20 Authority to Mgmt For For For
Repurchase
Shares
21 Amendment to Articles Mgmt For For For
Regarding Report
Language
22 Amendment to Mgmt For For For
Compensation
Guidelines
23 Authority to Carry Out Mgmt For For For
Formalities
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Voestalpine AG
Ticker Security ID: Meeting Date Meeting Status
VOE CINS A9101Y103 07/01/2015 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Authority to Mgmt For For For
Repurchase
Shares
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Weatherford International plc
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP G48833100 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mohamed A. Awad Mgmt For For For
2 Elect David J. Butters Mgmt For For For
3 Elect Bernard J. Mgmt For For For
Duroc-Danner
4 Elect John D. Gass Mgmt For For For
5 Elect Emyr Jones Parry Mgmt For For For
6 Elect Francis S. Kalman Mgmt For For For
7 Elect William E. Mgmt For For For
Macaulay
8 Elect Robert K. Moses, Mgmt For For For
Jr.
9 Elect Guillermo Ortiz Mgmt For For For
Martinez
10 Elect Robert A. Rayne Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
West Fraser Timber Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CINS 952845105 04/19/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Hank Ketcham Mgmt For For For
4 Elect Clark S. Binkley Mgmt For For For
5 Elect Reid Carter Mgmt For For For
6 Elect John Floren Mgmt For For For
7 Elect J. Duncan Gibson Mgmt For For For
8 Elect John K. Ketcham Mgmt For Against Against
9 Elect Harald H. Ludwig Mgmt For For For
10 Elect Gerald J. Miller Mgmt For Against Against
11 Elect Robert L. Mgmt For For For
Phillips
12 Elect Janice G. Rennie Mgmt For For For
13 Elect Ted Seraphim Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Advisory Resolution on Mgmt For For For
the Company's
Approach to Executive
Compensation
16 Amendment to the Stock Mgmt For For For
Option Plan to
Increase
Shares
17 Additional Amendments Mgmt For For For
to the Stock Option
Plan
________________________________________________________________________________
Westrock Company
Ticker Security ID: Meeting Date Meeting Status
WRK CUSIP 96145D105 02/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy J. Mgmt For For For
Bernlohr
2 Elect J. Powell Brown Mgmt For For For
3 Elect Michael E. Mgmt For For For
Campbell
4 Elect Terrell K. Crews Mgmt For For For
5 Elect Russell M. Currey Mgmt For For For
6 Elect G. Stephen Felker Mgmt For For For
7 Elect Lawrence L. Mgmt For For For
Gellerstedt,
III
8 Elect John A. Luke, Jr. Mgmt For For For
9 Elect Gracia C. Martore Mgmt For For For
10 Elect James E. Nevels Mgmt For For For
11 Elect Timothy H. Powers Mgmt For For For
12 Elect Steven C. Mgmt For For For
Voorhees
13 Elect Bettina M. Whyte Mgmt For For For
14 Elect Alan D. Wilson Mgmt For For For
15 Employee Stock Mgmt For For For
Purchase
Plan
16 Approval of the 2016 Mgmt For For For
Incentive Stock
Plan
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 02/12/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David P. Bozeman Mgmt For For For
2 Elect Mark A. Emmert Mgmt For For For
3 Elect Rick R. Holley Mgmt For For For
4 Elect John I. Mgmt For For For
Kieckhefer
5 Elect Sara Mgmt For For For
Grootwassink
Lewis
6 Elect John F. Morgan Mgmt For For For
7 Elect Nicole W. Mgmt For For For
Piasecki
8 Elect Marc F. Racicot Mgmt For For For
9 Elect Lawrence A. Mgmt For For For
Selzer
10 Elect Doyle R. Simons Mgmt For For For
11 Elect D. Michael Mgmt For For For
Steuert
12 Elect Kim Williams Mgmt For For For
13 Elect Charles R. Mgmt For For For
Williamson
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Aller Mgmt For For For
1.2 Elect James E. Catlin Mgmt For For For
1.3 Elect Michael B. Walen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 06/27/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For Against Against
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/28/2016 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Martua Sitorus Mgmt For For For
5 Elect KUOK Khoon Chen Mgmt For Against Against
6 Elect KUOK Khoon Ean Mgmt For Against Against
7 Elect PUA Seck Guan Mgmt For For For
8 Elect Kishore Mahbubani Mgmt For For For
9 Elect YEO Teng Yang Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Grant Mgmt For Against Against
Shares Under Wilmar
Executives Share
Option Scheme
2009
13 Related Party Mgmt For Against Against
Transactions
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/28/2016 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval to Adopt the Mgmt For For For
Company's
Constitution
________________________________________________________________________________
Woodside Petroleum Limited
Ticker Security ID: Meeting Date Meeting Status
WPL CINS 980228100 04/21/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Frank C. Mgmt For For For
Cooper
3 Re-elect Sarah E. Ryan Mgmt For For For
4 Elect Ann Pickard Mgmt For For For
5 REMUNERATION REPORT Mgmt For For For
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/24/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Blystone Mgmt For For For
1.2 Elect Mark C. Davis Mgmt For For For
1.3 Elect Sidney A. Ribeau Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Alexander J. Mgmt For For For
Davidson
1.4 Elect Richard P. Graff Mgmt For For For
1.5 Elect Nigel Lees Mgmt For For For
1.6 Elect Peter J. Marrone Mgmt For For For
1.7 Elect Patrick J. Mars Mgmt For For For
1.8 Elect Carl L. Renzoni Mgmt For For For
1.9 Elect Jane Sadowsky Mgmt For For For
1.10 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Yamato Kogyo Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
5444 CINS J96524111 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kazumi Kajihara Mgmt For For For
5 Elect Takafumi Yoshida Mgmt For Against Against
6 Elect Mikio Kobayashi Mgmt For Against Against
7 Elect Shigeo Kawata Mgmt For For For
8 Elect Kiyoshige Mgmt For For For
Akamatsu
9 Elect Kazumi Yonezawa Mgmt For Against Against
as Statutory
Auditor
10 Elect Mikio Nakajoh as Mgmt For For For
Alternate Statutory
Auditor
11 Retirement Allowances Mgmt For Against Against
for Director and
Statutory
Auditor
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 06/03/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Liability Insurance Mgmt For For For
9 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
10 Equity Transfer Mgmt For For For
Agreement
11 Provision of Credit Mgmt For For For
Facility Services and
Approval of Annual
Caps
12 Wanfu Mining Right Mgmt For For For
Transfer
Agreement
13 Capital Injection Mgmt For For For
14 Authority to Reduce Mgmt For For For
Registered Share
Capital
15 Authority to Issue Mgmt For For For
Debt
Instruments
16 Size and Method Mgmt For For For
17 Par Value and Issue Mgmt For For For
Price
18 Coupon Rate Mgmt For For For
19 Maturity Period, Mgmt For For For
Method
of
Principal Repayment
and Interest
Payment
20 Use of Proceeds Mgmt For For For
21 Investors and Placing Mgmt For For For
Arrangement
22 Guarantee Mgmt For For For
23 Right of Late Payment Mgmt For For For
24 Underwriting Mgmt For For For
25 Listing Arrangement Mgmt For For For
26 Authorization Mgmt For For For
27 Validity Mgmt For For For
28 Authority to Give Mgmt For For For
Guarantees
29 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
30 Authority to Mgmt For For For
Repurchase H
Shares
31 Elect LI Wei Mgmt For For For
32 Elect ZHAO Qingchun Mgmt For For For
33 Elect GUO Dechun Mgmt For For For
34 Elect QI Anbang Mgmt For For For
35 Elect MENG Qingjian as Mgmt For Against Against
Supervisor
36 Elect XUE Zhongyong as Mgmt For Against Against
Supervisor
37 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 06/03/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/10/2016 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Remuneration Guidelines Mgmt For TNA N/A
9 Presentation of Mgmt For TNA N/A
Corporate Governance
Report
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Election of Directors Mgmt For TNA N/A
14 Election of Nomination Mgmt For TNA N/A
Committee
15 Cancellation of Shares Mgmt For TNA N/A
16 Authority to Mgmt For TNA N/A
Repurchase
Shares
________________________________________________________________________________
YoungPoong Corporation
Ticker Security ID: Meeting Date Meeting Status
000670 CINS Y9858R107 03/25/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
YPF S.A.
Ticker Security ID: Meeting Date Meeting Status
YPFD CUSIP 984245100 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates in Charge
of Meeting
Minutes
2 Long-Term Incentive Mgmt For Abstain Against
Plan
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Authority to Extend Mgmt For For For
the Auditor's Term;
Appointment of
Auditor
7 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
8 Ratification of Mgmt For For For
Directors'
Fees
9 Ratification of Mgmt For For For
Supervisory Council
Fees
10 Supervisory Council Mgmt For Abstain Against
Size
11 Election of Mgmt For Abstain Against
Supervisory Council
Members and
Alternates (Class
A)
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
(Class
D)
14 Directors' Fees; Mgmt For Abstain Against
Supervisory Council's
Fees
15 Amendments to Articles Mgmt For For For
(Board of
Directors)
16 Merger by Absorption Mgmt For For For
(YPF Inversora
Energetica S.A. and
Gas Argentino
S.A.)
17 Merger Valuation Mgmt For For For
Report and Other
Reports
18 Merger Agreement Mgmt For For For
19 Authority to Sign the Mgmt For For For
Merger Agreement in
Representation of the
Company
20 Authority to Issue Mgmt For For For
Debt
Instruments
21 Set Board's Authority Mgmt For For For
to Set Terms of
GlobalNotes
Program
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 02/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WENG Zhanbin Mgmt For For For
3 Elect LI Xiuchen Mgmt For For For
4 Elect CONG Jianmao Mgmt For Against Against
5 Elect LIANG Xinjun Mgmt For For For
6 Elect LI Shousheng Mgmt For For For
7 Elect XU Xiaoliang Mgmt For Against Against
8 Elect GAO Min Mgmt For For For
9 Elect CHEN Jinrong Mgmt For For For
10 Elect Jojo CHOY Sze Mgmt For For For
Chung
11 Elect WEI Junhao Mgmt For For For
12 Elect SHEN Shifu Mgmt For For For
13 Elect WANG Xiaojie Mgmt For Against Against
14 Elect JIN Ting Mgmt For For For
15 Directors' and Mgmt For For For
Supervisors'
Fees
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/08/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/08/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 09/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Group Financial Mgmt For Against Against
Services
Agreement
4 Parent Group Financial Mgmt For Against Against
Services
Agreement
5 Removal of Domestic Mgmt For For For
Auditor
6 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 01/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Satisfaction of Mgmt For For For
Conditions for
Non-public Issuance
of A
shares
4 Share Type and Par Mgmt For For For
Value
5 Issuance Method and Mgmt For For For
Period
6 Issuance Targets and Mgmt For For For
Method of
Subscription
7 Subscription Price and Mgmt For For For
Pricing
Principles
8 Number of Shares To Be Mgmt For For For
Issued
9 Lock-up Period Mgmt For For For
10 Use of Proceeds Raised Mgmt For For For
11 Arrangement of Mgmt For For For
Accumulated
Undistributed
Profits
12 Listing Mgmt For For For
13 Validity Period of Mgmt For For For
Resolutions
14 Plan for Non-public Mgmt For For For
Issuance of A
Shares
15 Feasibility Report on Mgmt For For For
Use of Proceeds
Raised in Non-public
Issuance of A
Shares
16 Dilutive Impact of Mgmt For For For
Non-public Issuance
of A
Shares
17 Ratification of Board Mgmt For For For
Acts
18 Zhuoxin Investments' Mgmt For For For
Purchase of Gold and
Silver Bullion from
BNL
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 01/11/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Share Type and Par Mgmt For For For
Value
4 Issuance Method and Mgmt For For For
Period
5 Issuance Targets and Mgmt For For For
Method of
Subscription
6 Subscription Price and Mgmt For For For
Pricing
Principles
7 Number of Shares To Be Mgmt For For For
Issued
8 Lock-up Period Mgmt For For For
9 Use of Proceeds Raised Mgmt For For For
10 Arrangement of Mgmt For For For
Accumulated
Undistributed
Profits
11 Listing Mgmt For For For
12 Validity Period of Mgmt For For For
Resolutions
13 Plan for Non-public Mgmt For For For
Issuance of A
Shares
14 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 06/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Completion of Share Mgmt For For For
Repurchase
3 Amendments to Articles Mgmt For For For
4 Authority to Issue Mgmt For For For
Debt
Financing
5 Authority to Give Mgmt For For For
Guarantees
6 Provision of Mgmt For For For
Counter-Guarantee
7 Directors' Report Mgmt For For For
8 Independent Directors' Mgmt For For For
Report
9 Supervisors' Report Mgmt For For For
10 Financial Report Mgmt For For For
11 Annual Report Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Directors' and Mgmt For For For
Supervisors'
Fees
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Elect ZHU Guang Mgmt For For For
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 08/18/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Shareholder Returns Mgmt For For For
Plan for
2015-2017
4 Eligibility for Mgmt For For For
Non-public Issuance
of A
Shares
5 Class and Nominal Value Mgmt For For For
6 Methods and Time Mgmt For For For
7 Issuing Objects and Mgmt For For For
Methods
8 Subscription Price and Mgmt For For For
Pricing
Principles
9 Number of Shares Mgmt For For For
10 Lock-up Period Mgmt For For For
11 Use of Proceed Mgmt For For For
12 Accumulated Mgmt For For For
Distributable
Profits
13 Listing Place Mgmt For For For
14 Validity Period Mgmt For For For
15 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
16 Feasibility Report on Mgmt For For For
the Use of
Proceeds
17 Regarding Report on Mgmt For For For
Deposit and Use of
Raised
Funds
18 Dilutive Impact of Mgmt For For For
Non-public Issuance
of A
Shares
19 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
20 Absorption of a Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 08/18/2015 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class and Nominal Value Mgmt For For For
3 Methods and Time Mgmt For For For
4 Issuing Objects and Mgmt For For For
Methods
5 Subscription Price and Mgmt For For For
Pricing
Principles
6 Number of Shares Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Use of Proceed Mgmt For For For
9 Accumulated Mgmt For For For
Distributable
Profits
10 Listing Place Mgmt For For For
11 Validity Period Mgmt For For For
12 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
13 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 12/08/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compliance For Public Mgmt For For For
Issuance of Corporate
Bonds
3 Size of Issuance Mgmt For For For
4 Face Value and Issuing Mgmt For For For
Price
5 Maturity Mgmt For For For
6 Coupon Rate and Mgmt For For For
Determination
Methods
7 Method of Issuance Mgmt For For For
8 Target Investors Mgmt For For For
9 Placing Arrangement Mgmt For For For
For
Shareholders
10 Provisions On Mgmt For For For
Redemption or
Repurchase
11 Guarantee Measures Mgmt For For For
12 Measures for Repayment Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Listing of Corporate Mgmt For For For
Bonds
Issued
15 Validity Period Of Mgmt For For For
Resolution
16 Board Authorization To Mgmt For For For
Issue Corporate
Bonds
17 Provision of Mgmt For For For
Counter-Guarantee
18 Self Inspection Report Mgmt For For For
on Real Estate
Business
19 Undertaking Letter Mgmt For For For
Regarding Real Estate
Business By
Directors,
Supervisors and
Senior
Management
20 Undertaking Letter Mgmt For For For
Regarding Real Estate
Business By
Controlling
Shareholder
Fund Name : VanEck Vectors Oil Refiners ETF
________________________________________________________________________________
Caltex Australia Limited
Ticker Security ID: Meeting Date Meeting Status
CTX CINS Q19884107 05/05/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Steven Gregg Mgmt For For For
3 Elect Penny Winn Mgmt For For For
4 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Julian
Segal)
7 Adopt New Constitution Mgmt For For For
________________________________________________________________________________
Calumet Specialty Products Partners, L.P.
Ticker Security ID: Meeting Date Meeting Status
CLMT ISIN US1314761032 12/10/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the Long Mgmt For For For
Term Incentive
Plan
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Cosmo Energy Holdings Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
5021 CINS J08906109 06/21/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yaichi Kimura Mgmt For For For
4 Elect Keizoh Morikawa Mgmt For For For
5 Elect Hiroshi Kiriyama Mgmt For For For
6 Elect Yasushi Ohe Mgmt For For For
7 Elect Kenichi Taki Mgmt For For For
8 Elect Mohamed Al Hamli Mgmt For For For
9 Elect Khalifa Al Mgmt For For For
Romaithi
10 Elect Takehiko Mgmt For For For
Kitawaki as Alternate
Audit Committee
Director
11 Non-Audit Committee Mgmt For For For
Directors'
Fees
12 Audit Committee Mgmt For For For
Directors'
Fees
________________________________________________________________________________
Formosa Petrochemicals Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 06/06/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
6 Amendments to Mgmt For For For
Procedural Rules:
Derivatives
Trading
7 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
8 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
9 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Galp Energia, SGPS, SA
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 05/05/2016 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
Acts
5 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Supervisory Council
Acts
6 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Statutory Auditor
Acts
7 Remuneration Policy Mgmt For For For
8 Authority to Trade in Mgmt For For For
Company Stock and
Debt
Instruments
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect George Damiris Mgmt For For For
3 Elect Leldon E. Echols Mgmt For For For
4 Elect R. Kevin Hardage Mgmt For For For
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect Robert J. Mgmt For For For
Kostelnik
7 Elect James H. Lee Mgmt For For For
8 Elect Franklin Myers Mgmt For For For
9 Elect Michael E. Rose Mgmt For For For
10 Elect Tommy A. Valenta Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
14 Approval of the Mgmt For For For
Material Terms of the
Long-Term Incentive
Plan
________________________________________________________________________________
Idemitsu Kosan Company Limited
Ticker Security ID: Meeting Date Meeting Status
5019 CINS J2388K103 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takashi Tsukioka Mgmt For For For
3 Elect Yoshihisa Mgmt For For For
Matsumoto
4 Elect Daisuke Seki Mgmt For For For
5 Elect Hiroshi Seki Mgmt For For For
6 Elect Katsumi Saitoh Mgmt For For For
7 Elect Takashi Mgmt For For For
Matsushita
8 Elect Shunichi Kitoh Mgmt For For For
9 Elect Susumu Nibuya Mgmt For For For
10 Elect Eri Yokota Mgmt For For For
11 Elect Ryohsuke Itoh Mgmt For For For
12 Elect Taigi Itoh as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
JX Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yasushi Kimura Mgmt For For For
4 Elect Yukio Uchida Mgmt For For For
5 Elect Junichi Kawada Mgmt For For For
6 Elect Hiroji Adachi Mgmt For For For
7 Elect Kunimitsu Ohba Mgmt For For For
8 Elect Katsuyuki Ohta Mgmt For For For
9 Elect Tsutomu Sugimori Mgmt For For For
10 Elect Shunsaku Miyake Mgmt For For For
11 Elect Shigeru Ohi Mgmt For For For
12 Elect Takeshi Kurosaki Mgmt For For For
13 Elect Hiroshi Komiyama Mgmt For For For
14 Elect Hiroko Ohta Mgmt For For For
15 Elect Mutsutake Ohtsuka Mgmt For For For
16 Elect Seiichi Kondoh Mgmt For For For
17 Elect Seiichiroh Mgmt For For For
Nishioka as Statutory
Auditor
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect B. Evan Bayh III Mgmt For For For
1.2 Elect Charles E. Bunch Mgmt For Withhold Against
1.3 Elect Frank M Semple Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety and
Environmental
Incidents
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Neste Oil Oyj
Ticker Security ID: Meeting Date Meeting Status
NES1V CINS X5688A109 03/30/2016 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Charitable Donations Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PBF Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PBF CUSIP 69318G106 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas D. Mgmt For For For
O'Malley
1.2 Elect Spencer Abraham Mgmt For For For
1.3 Elect Wayne A. Budd Mgmt For For For
1.4 Elect S. Eugene Edwards Mgmt For For For
1.5 Elect William E. Hantke Mgmt For For For
1.6 Elect Dennis M. Houston Mgmt For For For
1.7 Elect Edward F. Kosnik Mgmt For For For
1.8 Elect Robert J. Lavinia Mgmt For For For
1.9 Elect Eija Malmivirta Mgmt For For For
1.10 Elect Thomas J. Nimbley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg C. Garland Mgmt For For For
2 Elect John E. Lowe Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN ISIN PLPKN0000018 01/29/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Supervisory Board Size Mgmt For For For
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 06/03/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Management Board Report Mgmt For For For
11 Financial Statements Mgmt For For For
12 Management Board Mgmt For For For
Report
(Group)
13 Financial Statements Mgmt For For For
(Group)
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Supervisory Board Size Mgmt For For For
18 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For Against Against
(Slate)
3 Election of Audit Mgmt For Against Against
Committee Members
(Slate)
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Showa Shell Sekiyu Kabushiki Kaisha
Ticker Security ID: Meeting Date Meeting Status
5002 CINS J75390104 03/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsuyoshi Kameoka Mgmt For Against Against
4 Elect Tomonori Okada Mgmt For For For
5 Elect Minoru Takeda Mgmt For For For
6 Elect Yukio Masuda Mgmt For Against Against
7 Elect Takashi Nakamura Mgmt For For For
8 Elect Ahmed M. Mgmt For Against Against
Alkhunaini
9 Elect Nabil A. Al-Nuaim Mgmt For Against Against
10 Elect Christopher Mgmt For For For
Kemsley
Gunner
11 Elect Philip Choi Mgmt For For For
12 Elect Kenji Yamagishi Mgmt For For For
13 Elect Kiyotaka Yamada Mgmt For For For
14 Elect Kenji Takahashi Mgmt For Against Against
15 Bonus Mgmt For Against Against
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373106 06/15/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amendments to Articles Mgmt For For For
of Association and
Rules of Procedure
for Board of
Directors'
Meeting
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KIM Chang Geun Mgmt For For For
3 Elect YU Jeong Jun Mgmt For For For
4 Elect SHIN Eon Mgmt For For For
5 Elect KIM Jun Mgmt For For For
6 Elect Ha Yun Gyeong Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member: HAN
Min
Hee
8 Election of Audit Mgmt For For For
Committee Member: KIM
Jun
9 Directors' Fees Mgmt For For For
10 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Edward G. Galante Mgmt For For For
3 Elect Gregory J. Goff Mgmt For For For
4 Elect Robert W. Goldman Mgmt For For For
5 Elect David Lilley Mgmt For For For
6 Elect Mary Pat McCarthy Mgmt For For For
7 Elect Jim W. Nokes Mgmt For For For
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Tonengeneral Sekiyu KK
Ticker Security ID: Meeting Date Meeting Status
5012 CINS J8657U110 03/25/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yasuhiko Oshida Mgmt For For For
as
Director
4 Elect Yohji Kuwano as Mgmt For Against Against
Statutory
Auditor
5 Elect Toshio Takano as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Turkiye Petrol Rafinerileri A.S
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 04/04/2016 Take No Action
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Opening; Election of Mgmt For TNA N/A
Presiding
Chairman
5 Directors' Report Mgmt For TNA N/A
6 Presentation of Mgmt For TNA N/A
Auditor's
Report
7 Financial Statements Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Amendments to Articles Mgmt For TNA N/A
11 Election of Directors Mgmt For TNA N/A
12 Compensation Policy Mgmt For TNA N/A
13 Directors' Fees Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
15 Charitable Donations Mgmt For TNA N/A
16 Presentation of Report Mgmt For TNA N/A
on
Guarantees
17 Authority to Carry out Mgmt For TNA N/A
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For TNA N/A
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph W Gorder Mgmt For For For
2 Elect Deborah P. Mgmt For For For
Majoras
3 Elect Donald L. Nickles Mgmt For For For
4 Elect Philip J. Mgmt For For For
Pfeiffer
5 Elect Robert A. Mgmt For For For
Profusek
6 Elect Susan Kaufman Mgmt For For For
Purcell
7 Elect Stephen M. Waters Mgmt For For For
8 Elect Randall J. Mgmt For For For
Weisenburger
9 Elect Rayford Wilkins Mgmt For For For
Jr.
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to Articles Mgmt For For For
Regarding Removal of
Directors
13 Re-approval of the Mgmt For For For
2011 Omnibus Stock
Incentive Plan for
the Purposes of
Section
162(m)
________________________________________________________________________________
Western Refining, Inc.
Ticker Security ID: Meeting Date Meeting Status
WNR CUSIP 959319104 06/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sigmund L. Mgmt For For For
Cornelius
2 Elect Paul L. Foster Mgmt For For For
3 Elect L. Frederick Mgmt For Abstain Against
Francis
4 Elect Robert J. Hassler Mgmt For For For
5 Elect Brian J. Hogan Mgmt For For For
6 Elect Jeff A. Stevens Mgmt For For For
7 Elect Scott D. Weaver Mgmt For Abstain Against
8 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Oil Services ETF
________________________________________________________________________________
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Larry D. Brady Mgmt For For For
2 Elect Gregory D. Mgmt For For For
Brenneman
3 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
4 Elect Martin S. Mgmt For For For
Craighead
5 Elect William H. Mgmt For For For
Easter
III
6 Elect Lynn L. Elsenhans Mgmt For For For
7 Elect Anthony G. Mgmt For For For
Fernandes
8 Elect Claire W. Mgmt For For For
Gargalli
9 Elect Pierre H. Jungels Mgmt For For For
10 Elect James A. Lash Mgmt For For For
11 Elect J. Larry Nichols Mgmt For For For
12 Elect James W. Stewart Mgmt For For For
13 Elect Charles L. Watson Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Cameron International Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 12/17/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Carbo Ceramics Inc.
Ticker Security ID: Meeting Date Meeting Status
CRR CUSIP 140781105 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sigmund L. Mgmt For For For
Cornelius
1.2 Elect Chad C. Deaton Mgmt For For For
1.3 Elect James B. Jennings Mgmt For For For
1.4 Elect Gary A. Kolstad Mgmt For For For
1.5 Elect Henry E. Lentz Mgmt For For For
1.6 Elect Randy L. Mgmt For For For
Limbacher
1.7 Elect William C. Morris Mgmt For For For
1.8 Elect Robert S. Rubin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles L. Dunlap Mgmt For For For
2 Elect Lucia van Geuns Mgmt For For For
3 Elect Michael Straughen Mgmt For For For
4 Election of Additional Mgmt For For For
Supervisory
Director
5 Amendment of Article Mgmt For For For
16, Sub-article
15
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Accounts and Reports Mgmt For For For
8 Cancellation of Shares Mgmt For For For
9 Extension and Renewal Mgmt For For For
of Exisiting
Authority to
Repurchase
Shares
10 Extension of Authority Mgmt For For For
to Issue Shares w/
Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Tisch Mgmt For For For
2 Elect Marc Edwards Mgmt For For For
3 Elect John R. Bolton Mgmt For For For
4 Elect Charles L. Mgmt For For For
Fabrikant
5 Elect Paul G. Gaffney Mgmt For For For
II
6 Elect Edward Grebow Mgmt For For For
7 Elect Herbert C. Mgmt For For For
Hofmann
8 Elect Kenneth I. Siegel Mgmt For For For
9 Elect Clifford M. Sobel Mgmt For For For
10 Elect Andrew H. Tisch Mgmt For For For
11 Elect Raymond S. Troubh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 05/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Roderick Mgmt For For For
Clark
2 Elect Roxanne J. Decyk Mgmt For For For
3 Elect Mary Francis Mgmt For For For
4 Elect C. Christopher Mgmt For For For
Gaut
5 Elect Gerald W. Haddock Mgmt For For For
6 Elect Francis S Kalman Mgmt For For For
7 Elect Keith O. Rattie Mgmt For For For
8 Elect Paul E. Rowsey Mgmt For For For
III
9 Elect Carl G. Trowell Mgmt For For For
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Ratification of U.S. Mgmt For For For
Auditor
12 Ratification of U.K. Mgmt For For For
Statutory
Auditor
13 Authority to Set U.K. Mgmt For For For
Auditor's
Fees
14 Amendment to the 2012 Mgmt For For For
Long-Term Incentive
Plan
15 Advisory Vote on Mgmt For Against Against
Director
Compensation
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Accounts and Reports Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
2 Elect Eleazar de Mgmt For For For
Carvalho
Filho
3 Elect C. Maury Devine Mgmt For For For
4 Elect Claire S. Farley Mgmt For For For
5 Elect John T. Gremp Mgmt For For For
6 Elect Thomas Hamilton Mgmt For For For
7 Elect Peter Mellbye Mgmt For For For
8 Elect Joseph H. Mgmt For For For
Netherland
9 Elect Peter Oosterveer Mgmt For For For
10 Elect Richard A. Mgmt For For For
Pattarozzi
11 Elect Kay G. Priestly Mgmt For For For
12 Elect James M. Ringler Mgmt For For For
13 Ratification of Auditor Mgmt For Against Against
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Al Mgmt For For For
Khayyal
2 Elect Alan M. Bennett Mgmt For For For
3 Elect James R. Boyd Mgmt For For For
4 Elect Milton Carroll Mgmt For Against Against
5 Elect Nance K. Dicciani Mgmt For For For
6 Elect Murry S. Gerber Mgmt For For For
7 Elect Jose C. Grubisich Mgmt For For For
8 Elect David J. Lesar Mgmt For For For
9 Elect Robert A. Malone Mgmt For For For
10 Elect J. Landis Martin Mgmt For For For
11 Elect Jeffrey A. Miller Mgmt For For For
12 Elect Debra L. Reed Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William L. Mgmt For For For
Armstrong
2 Elect Randy A. Foutch Mgmt For For For
3 Elect Hans Helmerich Mgmt For For For
4 Elect John W. Lindsay Mgmt For For For
5 Elect Paula Marshall Mgmt For For For
6 Elect Thomas A. Petrie Mgmt For For For
7 Elect Donald F. Mgmt For For For
Robillard,
Jr.
8 Elect Francis Rooney Mgmt For For For
9 Elect Edward B. Rust, Mgmt For For For
Jr.
10 Elect John D. Zeglis Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2016 Omnibus Incentive Mgmt For For For
Plan
________________________________________________________________________________
McDermott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDR CUSIP 580037109 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Bookout Mgmt For For For
III
1.2 Elect Roger A. Brown Mgmt For For For
1.3 Elect David Dickson Mgmt For For For
1.4 Elect Stephen G. Hanks Mgmt For For For
1.5 Elect Erich Kaeser Mgmt For For For
1.6 Elect Gary P. Luquette Mgmt For For For
1.7 Elect William H. Mgmt For For For
Schumann
III
1.8 Elect Mary Mgmt For For For
Shafer-Malicki
1.9 Elect David A. Trice Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 2016 Executive Mgmt For For For
Incentive
Compensation
Plan
5 Approval of the 2016 Mgmt For For For
Long-term Incentive
Plan
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Crane Mgmt For Withhold Against
1.2 Elect John P. Kotts Mgmt For Withhold Against
1.3 Elect Michael C. Linn Mgmt For Withhold Against
1.4 Elect Anthony G. Mgmt For For For
Petrello
1.5 Elect Dag Skattum Mgmt For For For
1.6 Elect Howard Wolf Mgmt For Withhold Against
1.7 Elect John Yearwood Mgmt For Withhold Against
2 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
3 Approval of the 2016 Mgmt For Against Against
Stock
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clay C. Williams Mgmt For For For
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Ben A. Guill Mgmt For For For
5 Elect James T. Hackett Mgmt For For For
6 Elect David D. Harrison Mgmt For For For
7 Elect Roger L. Jarvis Mgmt For For For
8 Elect Eric L. Mattson Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the Long Mgmt For For For
Term Incentive
Plan
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65431101 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ashley Almanza Mgmt For For For
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Julie H. Edwards Mgmt For For For
4 Elect Gordon T. Hall Mgmt For For For
5 Elect Scott D. Josey Mgmt For For For
6 Elect Jon A. Marshall Mgmt For For For
7 Elect Mary P. Mgmt For For For
Ricciardello
8 Elect David W. Williams Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Advisory Vote on Mgmt For For For
Directors
Compensation
14 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Kevin McEvoy Mgmt For For For
1.2 Elect Paul B. Murphy Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark G. Papa Mgmt For Withhold Against
1.2 Elect Stephen A. Wells Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark S. Siegel Mgmt For For For
1.2 Elect Kenneth N. Berns Mgmt For For For
1.3 Elect Charles O. Mgmt For For For
Buckner
1.4 Elect Michael W. Conlon Mgmt For For For
1.5 Elect Curtis W. Huff Mgmt For For For
1.6 Elect Terry H. Hunt Mgmt For For For
1.7 Elect Tiffany J. Thom Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rowan Companies plc
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP G7665A101 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Albrecht
2 Elect Thomas P. Burke Mgmt For For For
3 Elect Sir Graham Hearne Mgmt For For For
4 Elect Thomas R. Hix Mgmt For For For
5 Elect Jack B. Moore Mgmt For For For
6 Elect Suzanne P. Mgmt For For For
Nimocks
7 Elect P. Dexter Peacock Mgmt For For For
8 Elect John J. Quicke Mgmt For For For
9 Elect Tore I. Sandvold Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2013 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Rowan Companies plc
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP G7665A101 06/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Statutory Mgmt For For For
Auditor
2 Authority to Set Mgmt For For For
Statutory Auditor's
Fees
3 Remuneration Report Mgmt For For For
(Advisory --
UK)
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect V. Maureen Mgmt For For For
Kempston
Darkes
3 Elect Paal Kibsgaard Mgmt For For For
4 Elect Nikolay Mgmt For For For
Kudryavtsev
5 Elect Michael E. Marks Mgmt For Against Against
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Lubna S. Olayan Mgmt For For For
8 Elect Leo Rafael Reif Mgmt For For For
9 Elect Tore I. Sandvold Mgmt For Against Against
10 Elect Henri Seydoux Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of Financials Mgmt For For For
Statements/Dividends
13 Ratification of Auditor Mgmt For For For
14 Amendments to Articles Mgmt For For For
of
Incorporation
15 Ratification of Board Mgmt For For For
Size
16 Amendment to the Mgmt For For For
French Sub Plan Under
the 2010 Omnibus
Stock Incentive
Plan
________________________________________________________________________________
Seadrill Limited
Ticker Security ID: Meeting Date Meeting Status
SDRL CUSIP G7945E105 09/18/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Authority to Fill Mgmt For For For
Board
Vacancies
3 Elect John Fredriksen Mgmt For For For
4 Elect Kate Blankenship Mgmt For Against Against
5 Elect Kathrine Mgmt For For For
Fredriksen
6 Elect Bert Bekker Mgmt For For For
7 Elect Paul Leand, Jr. Mgmt For For For
8 Elect Orjan Svanevik Mgmt For Against Against
9 Elect Charles Woodburn Mgmt For For For
10 Elect Hans Petter Aas Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
Superior Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPN CUSIP 868157108 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold J. Mgmt For For For
Bouillion
1.2 Elect David D. Dunlap Mgmt For For For
1.3 Elect James M. Funk Mgmt For For For
1.4 Elect Terence E. Hall Mgmt For For For
1.5 Elect Peter D. Kinnear Mgmt For For For
1.6 Elect Janiece M. Mgmt For For For
Longoria
1.7 Elect Michael M. Mgmt For For For
McShane
1.8 Elect W. Matt Ralls Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of 2016 Mgmt For Against Against
Incentive Award
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For For For
and Auditors' Reports
(Restated
Consolidated
Financial
Statements)
2 Restated Consolidated Mgmt For For For
Financial
Statements
3 Presentation of Board Mgmt For For For
and Auditors' Reports
(Consolidated
Accounts)
4 Consolidated Financial Mgmt For For For
Statements
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For Against Against
Acts
8 Election of Directors Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Electronic Mgmt For For For
Communications
________________________________________________________________________________
Tidewater Inc.
Ticker Security ID: Meeting Date Meeting Status
TDW CUSIP 886423102 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James C. Day Mgmt For For For
1.3 Elect Richard T. du Mgmt For For For
Moulin
1.4 Elect Morris E. Foster Mgmt For For For
1.5 Elect J. Wayne Leonard Mgmt For For For
1.6 Elect Richard D. Mgmt For For For
Paterson
1.7 Elect Richard A. Mgmt For For For
Pattarozzi
1.8 Elect Jeffrey M. Platt Mgmt For For For
1.9 Elect Robert L. Potter Mgmt For For For
1.10 Elect Cindy B. Taylor Mgmt For For For
1.11 Elect Jack E. Thompson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management
Acts
3 Allocation of Losses Mgmt For For For
4 RENEWAL OF AUTHORIZED Mgmt For For For
SHARE
CAPITAL
5 Elect Glyn A. Barker Mgmt For For For
6 Elect Vanessa C.L. Mgmt For For For
Chang
7 Elect Frederico F. Mgmt For For For
Curado
8 Elect Chadwick C. Mgmt For For For
Deaton
9 Elect Vincent J. Mgmt For For For
Intrieri
10 Elect Martin B. Mgmt For For For
McNamara
11 Elect Samuel J. Mgmt For For For
Merksamer
12 Elect Merrill A. Mgmt For For For
Miller,
Jr.
13 Elect Edward R. Muller Mgmt For For For
14 Elect Tan Ek Kia Mgmt For For For
15 Elect Jeremy D. Thigpen Mgmt For For For
16 Election of Chairman Mgmt For For For
of the
Board
17 Elect Director Curado Mgmt For For For
to Compensation
Committee
18 Elect Director Mgmt For For For
Intrieri to
Compensation
Committee
19 Elect Director Mgmt For For For
McNamara to
Compensation
Committee
20 Elect Director Tan Ek Mgmt For For For
Kia to Compensation
Committee
21 Appointment of Mgmt For For For
Independent
Proxy
22 Appointment of Auditor Mgmt For For For
23 Advisory Vote on Mgmt For For For
Executive
Compensation
24 Ratification of Mgmt For For For
Maximum Compensation
of the Board of
Directors
25 Ratification of Mgmt For For For
Maximum Amount of
Executive
Compensation
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 10/29/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Par Value Mgmt For For For
2 Cancellation of Mgmt For For For
Repurchased
Shares
3 Cancellation of Mgmt For For For
Dividend
Payments
4 Elect Jeremy D. Thigpen Mgmt For For For
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 10/29/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Par Value Mgmt For For For
2 Cancellation of Mgmt For For For
Repurchased
Shares
3 Cancellation of Mgmt For For For
Dividend
Payments
4 Elect Jeremy D. Thigpen Mgmt For For For
________________________________________________________________________________
U.S. Silica Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SLCA CUSIP 90346E103 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Bernard Mgmt For For For
1.2 Elect William J. Kacal Mgmt For For For
1.3 Elect Charles Shaver Mgmt For For For
1.4 Elect Bryan A. Shinn Mgmt For For For
1.5 Elect J. Michael Stice Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Weatherford International plc
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP G48833100 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mohamed A. Awad Mgmt For For For
2 Elect David J. Butters Mgmt For For For
3 Elect Bernard J. Mgmt For For For
Duroc-Danner
4 Elect John D. Gass Mgmt For For For
5 Elect Emyr Jones Parry Mgmt For For For
6 Elect Francis S. Kalman Mgmt For For For
7 Elect William E. Mgmt For For For
Macaulay
8 Elect Robert K. Moses, Mgmt For For For
Jr.
9 Elect Guillermo Ortiz Mgmt For For For
Martinez
10 Elect Robert A. Rayne Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
Fund Name : VanEck Vectors Pharmaceutical ETF
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect Edward M. Liddy Mgmt For For For
1.6 Elect Nancy McKinstry Mgmt For For For
1.7 Elect Phebe N. Mgmt For For For
Novakovic
1.8 Elect William A. Osborn Mgmt For For For
1.9 Elect Samuel C. Scott Mgmt For For For
III
1.10 Elect Glenn F. Tilton Mgmt For For For
1.11 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H.L. Mgmt For For For
Burnside
1.2 Elect Brett J. Hart Mgmt For For For
1.3 Elect Edward J. Rapp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Approval of Mgmt For For For
Performance Goals
Under the Performance
Incentive
Plan
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Take-Back
Programs for Unused
Medicines
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nesli Basgoz Mgmt For For For
1.2 Elect Paul M. Bisaro Mgmt For For For
1.3 Elect James H. Bloem Mgmt For For For
1.4 Elect Christopher W. Mgmt For For For
Bodine
1.5 Elect Christopher J. Mgmt For For For
Coughlin
1.6 Elect Michael R. Mgmt For For For
Gallagher
1.7 Elect Catherine M. Mgmt For For For
Klema
1.8 Elect Peter J. Mgmt For For For
McDonnell
1.9 Elect Patrick J. Mgmt For For For
O'Sullivan
1.10 Elect Brenton L. Mgmt For For For
Saunders
1.11 Elect Ronald R. Taylor Mgmt For For For
1.12 Elect Fred G. Weiss Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
4 Amendment to the Mgmt For For For
Memorandum of
Association to Make
Certain
Administrative
Amendments
5 Amendment to the Mgmt For For For
Articles of
Association to make
Certain
Administrative
Amendments
6 Provide for a Mgmt For For For
Plurality Voting
Standard in the Event
of a Contested
Election
7 Sole Authority of Mgmt For For For
Board to Determine
Board
Size
8 Reduction of Company Mgmt For For For
Capital
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect Douglas R. Conant Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Richard W. Mgmt For For For
Gochnauer
6 Elect Lon R. Greenberg Mgmt For For For
7 Elect Jane E. Henney Mgmt For For For
8 Elect Kathleen Hyle Mgmt For For For
9 Elect Michael J. Long Mgmt For For For
10 Elect Henry W. McGee Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CUSIP 046353108 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Leif Johansson Mgmt For For For
6 Elect Pascal Soriot Mgmt For For For
7 Elect Marc Dunoyer Mgmt For For For
8 Elect Cornelia Bargmann Mgmt For For For
9 Elect Genevieve B. Mgmt For For For
Berger
10 Elect Bruce Burlington Mgmt For For For
11 Elect Ann Cairns Mgmt For For For
12 Elect Graham Chipchase Mgmt For For For
13 Elect Jean-Philippe Mgmt For For For
Courtois
14 Elect Rudy H.P. Markham Mgmt For For For
15 Elect Shriti Vadera Mgmt For For For
16 Elect Marcus Wallenberg Mgmt For Against Against
17 Remuneration Report Mgmt For For For
(Advisory)
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Peter J. Arduini Mgmt For For For
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Laurie H. Mgmt For For For
Glimcher
5 Elect Michael Grobstein Mgmt For For For
6 Elect Alan J. Lacy Mgmt For For For
7 Elect Thomas J. Lynch Mgmt For For For
8 Elect Dinesh Paliwal Mgmt For For For
9 Elect Vicki L. Sato Mgmt For For For
10 Elect Gerald L. Storch Mgmt For For For
11 Elect Togo D. West, Jr. Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph Alvarez Mgmt For For For
2 Elect R. David Hoover Mgmt For For For
3 Elect Juan R. Luciano Mgmt For For For
4 Elect Franklyn G. Mgmt For For For
Prendergast
5 Elect Kathi P. Seifert Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
Endo International plc
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP G30401106 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger H. Kimmel Mgmt For For For
2 Elect Rajiv De Silva Mgmt For For For
3 Elect Shane M. Cooke Mgmt For For For
4 Elect Arthur J. Higgins Mgmt For For For
5 Elect Nancy J. Hutson Mgmt For For For
6 Elect Michael Hyatt Mgmt For For For
7 Elect William P. Mgmt For For For
Montague
8 Elect Jill D. Smith Mgmt For For For
9 Elect William F. Mgmt For For For
Spengler
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Technical Amendments Mgmt For For For
to the Company's
Memorandum of
Association
13 Amendments to the Mgmt For For For
Company's Articles
of
Association
14 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
15 Elect Douglas S. Ingram Mgmt For For For
16 Elect Todd B. Sisitsky Mgmt For For For
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Manvinder S. Mgmt For For For
Banga
4 Elect Jesse Goodman Mgmt For For For
5 Elect Sir Philip Mgmt For For For
Hampton
6 Elect Sir Andrew Witty Mgmt For For For
7 Elect Sir Roy Anderson Mgmt For For For
8 Elect Stacey Cartwright Mgmt For For For
9 Elect Simon Dingemans Mgmt For For For
10 Elect Lynn L. Elsenhans Mgmt For For For
11 Elect Judy C. Lewent Mgmt For For For
12 Elect Urs Rohner Mgmt For For For
13 Elect Moncef Slaoui Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Exemption From Mgmt For For For
Statement of Senior
Auditor's
Name
21 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Gray Mgmt For For For
2 Elect Kenneth W. Mgmt For For For
O'Keefe
3 Elect Elmar Schnee Mgmt For For For
4 Elect Catherine A. Sohn Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Authority to Mgmt For For For
Repurchase
Shares
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Susan L. Mgmt For For For
Lindquist
6 Elect Mark B. McClellan Mgmt For For For
7 Elect Anne M. Mulcahy Mgmt For For For
8 Elect William D. Perez Mgmt For For For
9 Elect Charles Prince Mgmt For For For
10 Elect A. Eugene Mgmt For For For
Washington
11 Elect Ronald A. Mgmt For For For
Williams
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Giving
Preference to Share
Repurchases
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Take-Back
Programs for Unused
Medicines
________________________________________________________________________________
Mallinckrodt plc
Ticker Security ID: Meeting Date Meeting Status
MNK CUSIP G5785G107 03/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Melvin D. Booth Mgmt For For For
2 Elect David R. Carlucci Mgmt For For For
3 Elect J. Martin Carroll Mgmt For For For
4 Elect Diane H. Gulyas Mgmt For For For
5 Elect Nancy S. Lurker Mgmt For For For
6 Elect JoAnn A. Reed Mgmt For For For
7 Elect Angus C. Russell Mgmt For For For
8 Elect Virgil D. Mgmt For For For
Thompson
9 Elect Mark C. Trudeau Mgmt For For For
10 Elect Kneeland C. Mgmt For For For
Youngblood
11 Elect Joseph A. Mgmt For For For
Zaccagnino
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2016 Mgmt For For For
Employee Stock
Purchase
Plan
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Determine Mgmt For For For
Reissue Price for
Treasury
Shares
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Mgmt For For For
Hammergren
5 Elect Alton F. Irby III Mgmt For For For
6 Elect M. Christine Mgmt For For For
Jacobs
7 Elect Donald R. Knauss Mgmt For For For
8 Elect Marie L. Knowles Mgmt For For For
9 Elect David M. Lawrence Mgmt For For For
10 Elect Edward A. Mueller Mgmt For For For
11 Elect Susan R. Salka Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Reapproval of the Mgmt For For For
Management Cash
Incentive
Plan
15 Adoption of Proxy Mgmt For For For
Access
Bylaw
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Thomas H. Glocer Mgmt For For For
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Rochelle B. Mgmt For For For
Lazarus
8 Elect Carlos E. Mgmt For For For
Represas
9 Elect Paul B. Rothman Mgmt For For For
10 Elect Patricia F. Russo Mgmt For For For
11 Elect Craig B. Thompson Mgmt For For For
12 Elect Wendell P. Weeks Mgmt For For For
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Take-Back
Programs for Unused
Medicines
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 01/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redemption of Mgmt For For For
Preferred
Stock
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 06/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Wendy Cameron Mgmt For Against Against
3 Elect Robert J. Mgmt For For For
Cindrich
4 Elect Robert J. Coury Mgmt For For For
5 Elect JoEllen Lyons Mgmt For For For
Dillon
6 Elect Neil F. Dimick Mgmt For For For
7 Elect Melina Higgins Mgmt For For For
8 Elect Douglas J. Leech Mgmt For Against Against
9 Elect Rajiv Malik Mgmt For For For
10 Elect Joseph C. Maroon Mgmt For For For
11 Elect Mark Parrish Mgmt For Against Against
12 Elect Rodney L. Piatt Mgmt For For For
13 Elect Randall L. Mgmt For For For
Vanderveen
14 Adoption of the Dutch Mgmt For For For
Annual
Accounts
15 Ratification of Auditor Mgmt For For For
16 Appointment of Auditor Mgmt For For For
for the Dutch Annual
Accounts
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Re-Approval of 2003 Mgmt For Against Against
Long-Term Incentive
Plan
19 Authorization for Mgmt For Against Against
Board to Acquire
Ordinary and
Preferred
Shares
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 08/28/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 66987V109 02/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Mgmt For For For
Repurchase
Shares
6 Board Compensation Mgmt For For For
7 Executive Compensation Mgmt For For For
8 Compensation Report Mgmt For For For
9 Elect Jorg Reinhardt Mgmt For For For
as
Chairman
10 Elect Nancy C. Andrews Mgmt For For For
11 Elect Dimitri Azar Mgmt For For For
12 Elect Srikant Datar Mgmt For For For
13 Elect Ann M. Fudge Mgmt For For For
14 Elect Pierre Landolt Mgmt For For For
15 Elect Andreas von Mgmt For For For
Planta
16 Elect Charles L. Mgmt For For For
Sawyers
17 Elect Enrico Vanni Mgmt For For For
18 Elect William T. Mgmt For For For
Winters
19 Elect Ton Buchner Mgmt For For For
20 Elect Elizabeth Doherty Mgmt For For For
21 Elect Srikant Datar as Mgmt For For For
Compensation
Committee
Member
22 Elect Ann Fudge as Mgmt For For For
Compensation
Committee
Member
23 Elect Enrico Vanni as Mgmt For For For
Compensation
Committee
Member
24 Elect William T. Mgmt For For For
Winters as
Compensation
Committee
Member
25 Appointment of Auditor Mgmt For For For
26 Appointment of Mgmt For For For
Independent
Proxy
27 Additional or ShrHoldr N/A Abstain N/A
Miscellaneous
Proposals
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laurie Brlas Mgmt For For For
2 Elect Gary M. Cohen Mgmt For For For
3 Elect Marc Coucke Mgmt For For For
4 Elect Ellen R. Hoffing Mgmt For For For
5 Elect Michael J. Mgmt For For For
Jandernoa
6 Elect Gary K. Kunkle, Mgmt For For For
Jr.
7 Elect Herman Morris, Mgmt For For For
Jr.
8 Elect Donal O'Connor Mgmt For For For
9 Elect Joseph C. Papa Mgmt For For For
10 Elect Shlomo Yanai Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Authority to Mgmt For For For
Repurchase
Shares
14 Price Range for Mgmt For For For
Reissuance of
Treasury
Shares
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 11/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laurie Brlas Mgmt For For For
2 Elect Gary M. Cohen Mgmt For For For
3 Elect Marc Coucke Mgmt For For For
4 Elect Jacqualyn A. Mgmt For For For
Fouse
5 Elect Ellen R. Hoffing Mgmt For For For
6 Elect Michael J. Mgmt For For For
Jandernoa
7 Elect Gary K. Kunkle, Mgmt For For For
Jr.
8 Elect Herman Morris, Mgmt For For For
Jr.
9 Elect Donal O'Connor Mgmt For For For
10 Elect Joseph C. Papa Mgmt For For For
11 Elect Shlomo Yanai Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Authority to Mgmt For For For
Repurchase
Shares
15 Price Range for Mgmt For For For
Reissuance of
Treasury
Stock
16 Approve Amendments to Mgmt For For For
Memorandum of
Association
17 Adopt Revised Articles Mgmt For For For
of
Association
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect W. Don Cornwell Mgmt For For For
3 Elect Joseph J. Mgmt For For For
Echevarria
4 Elect Frances D. Mgmt For For For
Fergusson
5 Elect Helen H. Hobbs Mgmt For For For
6 Elect James M. Kilts Mgmt For For For
7 Elect Shantanu Narayen Mgmt For For For
8 Elect Suzanne Nora Mgmt For For For
Johnson
9 Elect Ian C. Read Mgmt For For For
10 Elect Stephen W. Sanger Mgmt For For For
11 Elect James C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 SHAREHOLDER PROPOSAL ShrHoldr Against Against For
REGARDING REPORT ON
LOBBYING
ACTIVITIES
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Majority
Vote for Election of
Directors
16 SHAREHOLDER PROPOSAL ShrHoldr Against Against For
REGARDING RIGHT TO
ACT BY WRITTEN
CONSENT
17 SHAREHOLDER PROPOSAL ShrHoldr Against Against For
REGARDING CERTAIN
TAXABLE
EVENTS
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CUSIP 80105N105 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Laurent Attal to Mgmt For For For
the Board of
Directors
5 Elect Claudie Haignere Mgmt For For For
to the Board of
Directors
6 Elect Carole Piwnica Mgmt For For For
to the Board of
Directors
7 Elect Thomas Sudhof to Mgmt For For For
the Board of
Directors
8 Elect Diane Souza to Mgmt For For For
the Board of
Directors
9 Remuneration of Serge Mgmt For For For
Weinberg,
Chairman
10 Remuneration of Mgmt For Against Against
Olivier Brandicourt,
CEO
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Grant Mgmt For For For
Stock
Options
13 Authority to Issue Mgmt For For For
Performance
Shares
14 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Dominic Blakemore Mgmt For For For
4 Elect Olivier Bohuon Mgmt For For For
5 Elect William M. Burns Mgmt For For For
6 Elect Steven Gillis Mgmt For For For
7 Elect David Ginsburg Mgmt For For For
8 Elect Susan Kilsby Mgmt For For For
9 Elect Sara Mathew Mgmt For For For
10 Elect Anne Minto Mgmt For For For
11 Elect Flemming Ornskov Mgmt For For For
12 Elect Jeffrey Poulton Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Increase in Authorised Mgmt For For For
Capital
19 Amendments to Articles Mgmt For For For
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 04/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yitzhak Peterburg Mgmt For For For
2 Elect Arie S. Mgmt For For For
Belldegrun
3 Elect Amir Elstein Mgmt For For For
4 Amendment of Mgmt For Against Against
Compensation
Policy
5 Declaration of Mgmt N/A Against N/A
Material
Interest
6 Salary Increase of CEO Mgmt For For For
7 Amendment of CEO's Mgmt For For For
Bonus
Scheme
8 Amendment of CEO's Mgmt For For For
Annual Equity
Grants
9 Amendment of 2015 Mgmt For For For
Long-Term
Equity-Based
Incentive
Plan
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 09/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger Abravanel Mgmt For For For
2 Elect Rosemary A. Crane Mgmt For For For
3 Elect Gerald M. Mgmt For For For
Lieberman
4 Elect Galia Maor Mgmt For For For
5 Elect Gabrielle Mgmt For For For
Greene-Sulzberger
6 Amendment to Mgmt For Against Against
Compensation
Policy
7 Declaration of Mgmt N/A Against N/A
Material
Interest
8 Remuneration of Mgmt For Against Against
Directors
9 Remuneration of Mgmt For For For
Chairman
10 Salary Increase of CEO Mgmt For For For
11 Special Bonus of CEO Mgmt For For For
12 2015 Long-Term Mgmt For For For
Equity-Based
Incentive
Plan
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 11/05/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Creation of Preferred Mgmt For For For
Shares
________________________________________________________________________________
Valeant Pharmaceuticals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUSIP 91911K102 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William A. Ackman Mgmt For For For
2 Elect Frederic N. Mgmt For For For
Eshelman
3 Elect Stephen Fraidin Mgmt For For For
4 Elect D. Robert Hale Mgmt For For For
5 Elect Robert A. Ingram Mgmt For Abstain Against
6 Elect Argeris N. Mgmt For For For
Karabelas
7 Elect Joseph C. Papa Mgmt For For For
8 Elect Robert N. Power Mgmt For For For
9 Elect Russel C. Mgmt For For For
Robertson
10 Elect Thomas W. Ross, Mgmt For For For
Sr.
11 Elect Amy B. Wechsler Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juan Ramon Alaix Mgmt For For For
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect Frank A. D'Amelio Mgmt For For For
4 Elect Michael B. Mgmt For For For
McCallister
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Poland ETF
________________________________________________________________________________
Alior Bank SA
Ticker Security ID: Meeting Date Meeting Status
ALR CINS X0081M123 03/30/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Financial
Statements
7 Presentation of Mgmt For For For
Management Board
Report
8 Supervisory Board Mgmt For For For
Report
9 Financial Statements Mgmt For For For
10 Management Board Report Mgmt For For For
11 Presentation of Mgmt For For For
Financial Statements
(Group)
12 Presentation of Mgmt For For For
Management Board
Report
(Group)
13 Financial Statements Mgmt For For For
(Group)
14 Management Board Mgmt For For For
Report
(Group)
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Mgmt For For For
Management Board
Acts
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Election of Mgmt For Abstain Against
Supervisory
Board
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Alior Bank SA
Ticker Security ID: Meeting Date Meeting Status
ALR CINS X0081M123 05/05/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Alior Bank SA
Ticker Security ID: Meeting Date Meeting Status
ALR CINS X0081M123 11/30/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Supervisory Board Size Mgmt For For For
7 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
8 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Coverage of Meeting Mgmt For For For
Costs
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Asseco Poland SA
Ticker Security ID: Meeting Date Meeting Status
ACP CINS X02540130 04/29/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chairman
3 Compliance with Rules Mgmt For For For
of Convocation;
Election of Scrutiny
Commission
4 Agenda Mgmt For For For
5 Presentation of Report Mgmt For For For
on Company's
Financial
Results
6 Presentation of Mgmt For For For
Management Board
Report
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Auditor's
Report
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Accounts and Reports Mgmt For For For
11 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
12 Presentation of Mgmt For For For
Auditor's Report
(Consolidated)
13 Accounts and Reports Mgmt For For For
(Consolidated)
14 Ratification of Mgmt For For For
Management Board
Acts
15 Ratification of Mgmt For For For
Supervisory Board
Acts
16 Allocation of Mgmt For For For
Profits/Dividends
17 Election of Mgmt For Abstain Against
Supervisory
Board
18 Supervisory Board Mgmt For For For
Members'
Fees
19 Division of Organised Mgmt For For For
Parts of
Company
20 Merger by Absorption Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Handlowy w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
BHW CINS X05318104 06/21/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Supervisory Board Mgmt For For For
Report
8 Accounts and Reports Mgmt For For For
(Group)
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Allocation of Mgmt For For For
Profits/Dividends
12 Amendments to Articles Mgmt For For For
13 Election of Mgmt For Abstain Against
Supervisory Board
Member
14 Maximum Variable Pay Mgmt For For For
Ratio
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Millennium SA
Ticker Security ID: Meeting Date Meeting Status
MIL CINS X05407105 03/31/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Voting Procedures Mgmt For For For
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Accounts and Reports Mgmt For For For
9 Supervisory Board Mgmt For For For
Report
10 Accounts and Reports Mgmt For For For
(Group)
11 Allocation of Profits Mgmt For For For
12 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
13 Amendments to Articles Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Polska Kasa Opieki S.A.
Ticker Security ID: Meeting Date Meeting Status
PEO CINS X0R77T117 06/16/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Election of Presiding Mgmt For For For
Chairman
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Scrutiny Mgmt For For For
Commission
5 Agenda Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Management Board Report Mgmt For For For
13 Financial Statements Mgmt For For For
14 Management Board Mgmt For For For
Report
(Group)
15 Financial Statements Mgmt For For For
(Group)
16 Allocation of Mgmt For For For
Profits/Dividends
17 Supervisory Board Mgmt For For For
Report
18 Ratify Jerzy Woznicki Mgmt For For For
19 Ratify Roberto Nicastro Mgmt For For For
20 Ratify Leszek Pawlowicz Mgmt For For For
21 Ratify Alessandro Decio Mgmt For For For
22 Ratify Laura Penna Mgmt For For For
23 Ratify Wioletta Mgmt For For For
Rosolowska
24 Ratify Doris Tomanek Mgmt For For For
25 Ratify Malgorzata Mgmt For For For
Adamkiewicz
26 Ratify Pawel Dangel Mgmt For For For
27 Ratify Dariusz Filar Mgmt For For For
28 Ratify Katarzyna Mgmt For For For
Majchrzak
29 Ratify Luigi Lovaglio Mgmt For For For
30 Ratify Diego Biondo Mgmt For For For
31 Ratify Andrzej Kopyrski Mgmt For For For
32 Ratify Grzegorz Piwowar Mgmt For For For
33 Ratify Stefano Santini Mgmt For For For
34 Ratify Marian Wazynski Mgmt For For For
35 Ratify Adam Niewinski Mgmt For For For
36 Remuneration Policy Mgmt For For For
37 Maximum Variable Pay Mgmt For For For
Ratio
38 Non-Voting Agenda Item N/A N/A N/A N/A
39 Changes in Supervisory Mgmt For Against Against
Board
Composition
40 Amendments to Articles Mgmt For For For
41 Approval of Uniform Mgmt For For For
Text of
Articles
42 Amendments to Meeting Mgmt For For For
Regulations
43 Approval of Uniform Mgmt For For For
Text of Meeting
Regulations
44 Non-Voting Agenda Item N/A N/A N/A N/A
45 Non-Voting Meeting Note N/A N/A N/A N/A
46 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Zachodni WBK SA
Ticker Security ID: Meeting Date Meeting Status
BZW CINS X0646L107 04/20/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Financial Statements Mgmt For For For
7 Financial Statements Mgmt For For For
(Consolidated)
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Mgmt For For For
Management Board
Acts
10 Supervisory Board Mgmt For For For
Report; Remuneration
Policy
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Amendments to Articles Mgmt For For For
13 Maximum Variable Pay Mgmt For For For
Ratio
14 Adoption of Policy on Mgmt For For For
Selection and
Suitability
Assessment of
Supervisory Board
Members
15 Adoption of Best Mgmt For For For
Practice for WSE
Listed Companies
2016
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bogdanka PDA SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 10/15/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Amendments to Articles Mgmt For Against Against
7 Transaction of Other Mgmt For Against Against
Business
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bogdanka PDA SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 11/16/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Supervisory Board Mgmt For Abstain Against
Members'
Fees
7 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
8 Transaction of Other Mgmt For Against Against
Business
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CCC SA
Ticker Security ID: Meeting Date Meeting Status
CCC CINS X5818P109 06/02/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Financial Statements Mgmt For For For
(Separate)
10 Financial Statements Mgmt For For For
(Consolidated)
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Mgmt For For For
Management Board
Acts
13 Ratification of Mgmt For For For
Supervisory Board
Acts
14 Supervisory Board Size Mgmt For For For
15 Changes to Supervisory Mgmt For For For
Board
Composition
16 Election of Mgmt For Abstain Against
Supervisory Board
Chairman
17 Amendments to Articles Mgmt For For For
18 Amendments to Mgmt For For For
Supervisory Board
Regulations
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CD Projekt SA
Ticker Security ID: Meeting Date Meeting Status
CDR CINS X6002X106 05/24/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Financial Statements Mgmt For For For
9 Management Board Report Mgmt For For For
10 Allocation of Profits Mgmt For For For
11 Accounts and Reports Mgmt For For For
(Consolidated)
12 Ratify Adam Kicinski Mgmt For For For
13 Ratify Marcin Iwinski Mgmt For For For
14 Ratify Piotr Mgmt For For For
Nielubowicz
15 Ratify Adam Badowski Mgmt For For For
16 Ratify Michal Mgmt For For For
Nowakowski
17 Ratify Piotr Karwowski Mgmt For For For
18 Ratify Katarzyna Szwarc Mgmt For For For
19 Ratify Piotr Pagowski Mgmt For For For
20 Ratify Grzegorz Mgmt For For For
Kujawski
21 Ratify Maciej Majewski Mgmt For For For
22 Ratify Krzysztof Kilian Mgmt For For For
23 Ratify Cezary Iwanski Mgmt For For For
24 Supervisory Board Mgmt For For For
Members'
Fees
25 Warrant Plan Mgmt For Against Against
26 Issuance of Warrants Mgmt For Against Against
w/o Preemptive
Rights
27 Authority to Mgmt For Against Against
Repurchase
Shares
28 Elect Michal Bien Mgmt For For For
29 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 06/29/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Presentation of Mgmt For For For
Accounts and Reports
(Redefine Sp
Z.o.o)
10 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts and
Reports; Profit
Allocation)
11 Presentation of the Mgmt For For For
Supervisory Board
Report (Company's
Standing)
12 Management Board Report Mgmt For For For
13 Financial Statements Mgmt For For For
14 Management Board Mgmt For For For
Report
(Consolidated)
15 Financial Statements Mgmt For For For
(Consolidated)
16 Management Board Mgmt For Abstain Against
Report (Redefine Sp
Z.o.o)
17 Financial Statements Mgmt For For For
(Redefine Sp
Z.o.o)
18 Supervisory Board Mgmt For For For
Report
19 Ratification of Mgmt For For For
Management Board
Acts
20 Ratification of Mgmt For For For
Supervisory Board
Acts
21 Ratification of Mgmt For For For
Management Board Acts
(Redefine Sp
Z.o.o.)
22 Allocation of Mgmt For For For
Profits/Dividends
23 Allocation of Mgmt For For For
Profits/Dividends
(Redefine Sp
Z.o.o)
24 Supervisory Board Fees Mgmt For Abstain Against
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 08/18/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Pledge Mgmt For For For
Assets
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enea SA
Ticker Security ID: Meeting Date Meeting Status
ENA CINS X2232G104 06/27/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Supervisory Board
Report
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Management Board Report Mgmt For For For
9 Financial Statements Mgmt For For For
10 Financial Statements Mgmt For For For
(Consolidated)
11 Management Board Mgmt For For For
Report
(Consolidated)
12 Coverage of Losses Mgmt For For For
13 Ratification of Mgmt For For For
Management Board
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Presentation of Mgmt For For For
Results of
Qualification
Procedure for
Management Board
Members
16 Presentation of Mgmt For For For
Results of
Qualification
Procedure for
Management Board
Members for Financial
and Commercial
Affairs
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enea SA
Ticker Security ID: Meeting Date Meeting Status
ENA CINS X2232G104 08/27/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Enea SA
Ticker Security ID: Meeting Date Meeting Status
ENA CINS X2232G104 10/21/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Mgmt For Abstain Against
Supervisory Board
Member
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Enea SA
Ticker Security ID: Meeting Date Meeting Status
ENA CINS X2232G104 12/28/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Energa
Ticker Security ID: Meeting Date Meeting Status
ENG CINS X22336105 01/07/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Energa
Ticker Security ID: Meeting Date Meeting Status
ENG CINS X22336105 06/24/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Management Board Report Mgmt For For For
7 Financial Statements Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Mgmt For For For
Management
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Management Board Mgmt For For For
Report
(Consolidated)
12 Financial Statements Mgmt For For For
(Consolidated)
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Eurocash SA
Ticker Security ID: Meeting Date Meeting Status
EUR CINS X2382S106 04/19/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Election of Presiding Mgmt For For For
Chairman
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Financial Statements
(Group)
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Financial Statements Mgmt For For For
11 Financial Statements Mgmt For For For
(Group)
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Mgmt For For For
Management Board
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Election of Mgmt For Abstain Against
Supervisory Board
Members
16 Supervisory Board Mgmt For For For
Members'
Fees
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Getin Noble Bank S.A.
Ticker Security ID: Meeting Date Meeting Status
GNB CINS X3214S108 12/10/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Amendments to Articles Mgmt For For For
9 Decrease in Par Value; Mgmt For For For
Reduction in Share
Capital
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 01/27/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Supervisory Board Size Mgmt For For For
7 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 06/28/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Accounts and Reports
(Group)
9 Presentation of Mgmt For For For
Supervisory Board
Reports
10 Accounts and Reports Mgmt For For For
11 Accounts and Reports Mgmt For For For
(Group)
12 Coverage of Losses Mgmt For For For
13 Ratification of Mgmt For For For
Management Board
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 11/23/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Scrutiny Mgmt For For For
Commission
7 Agenda Mgmt For For For
8 Approval of Collateral Mgmt For For For
Agreement to Secure
Bond
Issuance
9 Supervisory Board Mgmt For For For
Member Fees (Josef
Myrczek)
10 Presentation of Mgmt For For For
Appointment of
Aleksander
Wardas
11 Presentation of Mgmt For For For
Appointment of Tomasz
Gawlik
12 Presentation of Mgmt For For For
Appointment of
Michael
Konczak
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jeronimo Martins, SGPS S.A.
Ticker Security ID: Meeting Date Meeting Status
JMT CINS X40338109 04/14/2016 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
and Supervisory
Council
Acts
7 Remuneration Report Mgmt For For For
8 Shareholder Proposal Mgmt For For For
Regarding Election of
Corporate
Bodies
9 Appointment of Auditor Mgmt For For For
10 Shareholder Proposal Mgmt For For For
Regarding Election of
Remuneration
Committee
Members
11 Amendment to Pension Mgmt For For For
Plan
C
12 Shareholder Proposal Mgmt For For For
Regarding
Remuneration
Committee
Fees
________________________________________________________________________________
Jeronimo Martins, SGPS S.A.
Ticker Security ID: Meeting Date Meeting Status
JMT CINS X40338109 12/16/2015 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Special Dividend Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 01/18/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Acceptance of Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Supervisory
Board Composition
(Resignations)
7 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Supervisory
Board Composition
(Appointments)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 06/28/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Management Board
Report (Coverage of
Losses)
9 Presentation of Mgmt For For For
Management Board
Report
(Dividends)
10 Presentation of Mgmt For For For
Supervisory Board
Report
(Management)
11 Presentation of Mgmt For For For
Supervisory Board
Report (Company
Standing)
12 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
15 Coverage of Losses Mgmt For For For
16 Distribution of Mgmt For For For
Dividends
17 Ratify Marcin Mgmt For For For
Chmielewski
18 Ratify Jacek Kardela Mgmt For For For
19 Ratify Wojciech Kedzia Mgmt For For For
20 Ratify Miroslaw Mgmt For For For
Laskowski
21 Ratify Jaroslaw Mgmt For For For
Romanowski
22 Ratify Herbert Wirth Mgmt For For For
23 Ratify Tomasz Cyran Mgmt For For For
24 Ratify Jozef Czyczerski Mgmt For For For
25 Ratify Boguslaw Fiedor Mgmt For For For
26 Ratify Leszek Hajdacki Mgmt For For For
27 Ratify Andrzej Kidyba Mgmt For For For
28 Ratify Marcin Moryn Mgmt For For For
29 Ratify Jacek Poswiata Mgmt For For For
30 Ratify Boguslaw Szarek Mgmt For For For
31 Ratify Barbara Mgmt For For For
Wertelecka-Kwater
32 Presentation of Mgmt For For For
Management Board
Report
(Group)
33 Presentation of Mgmt For For For
Supervisory Board
Report
(Group)
34 Management Board Mgmt For For For
Report
(Group)
35 Financial Statements Mgmt For For For
(Group)
36 Presentation of Mgmt For For For
Disclosure
Policy
37 Approval of Disclosure Mgmt For For For
Policy
38 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
LPP S.A.
Ticker Security ID: Meeting Date Meeting Status
LPP CINS X5053G103 06/17/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chairman
3 Compliance with Rules Mgmt For For For
of Convocation;
Attendance
List
4 Election of Scrutiny Mgmt For For For
Commission
5 Agenda Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Management Board Mgmt For For For
Reports
8 Supervisory Board Mgmt For For For
Report
(Activities)
9 Financial Statements Mgmt For For For
10 Consolidated Financial Mgmt For For For
Statements
11 Ratification of Mgmt For For For
Management Board
Acts
12 Ratification of Mgmt For For For
Supervisory Board
Acts
13 Creation of Capital Mgmt For For For
Reserve
14 Allocation of Mgmt For For For
Profits/Dividends
15 Amendments to Share Mgmt For For For
Repurchase
Authority
16 Equity Compensation Mgmt For For For
Plan
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
mBank S.A.
Ticker Security ID: Meeting Date Meeting Status
MBK CINS X0742L100 03/24/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Election of Voting Mgmt For For For
Counting
Committee
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Prior Mgmt For For For
Years'
Profits
12 Allocation of FY2015 Mgmt For For For
Profits
13 Ratify Acts of Cezary Mgmt For For For
Stypulkowski
14 Ratify Acts of Lidia Mgmt For For For
Jablonowska-Luba
15 Ratify Acts of Mgmt For For For
Przemyslaw
Gdanski
16 Ratify Acts of Hans Mgmt For For For
Dieter
Kemler
17 Ratify Acts of Mgmt For For For
Jaroslaw
Mastalerz
18 Ratify Acts of Cezary Mgmt For For For
Kocik
19 Ratify Acts of Jorg Mgmt For For For
Hessenmuller
20 Elect Marcus Chromik Mgmt For For For
21 Ratify Acts of Maciej Mgmt For For For
Lesny
22 Ratify Acts of Andre Mgmt For For For
Carls
23 Ratify Acts of Mgmt For For For
Thorsten
Kanzler
24 Ratify Acts of Martin Mgmt For For For
Blessing
25 Ratify Acts of Wieslaw Mgmt For For For
Thor
26 Ratify Acts of Teresa Mgmt For For For
Mokrysz
27 Ratify Acts of Mgmt For For For
Waldemar
Stawski
28 Ratify Acts of Marek Mgmt For For For
Wierzbowski
29 Ratify Acts of Stephan Mgmt For For For
Engels
30 Ratify Acts of Martin Mgmt For For For
Zielke
31 Ratify Acts of Mgmt For For For
Agnieszka
Slomka-Golebiowska
32 Ratify Acts of Stefan Mgmt For For For
Schmittmann
33 Accounts and Reports Mgmt For For For
(Group)
34 Amendments to Articles Mgmt For For For
35 Amendments to Meeting Mgmt For For For
Regulations
36 Division of mWealth Mgmt For For For
Management
S.A.
37 Division of Dom Mgmt For For For
Maklerski mBanku
S.A.
38 Remuneration Policy Mgmt For For For
39 Appointment of Auditor Mgmt For Abstain Against
40 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Orange Polska SA
Ticker Security ID: Meeting Date Meeting Status
TPS CINS X5984X100 04/12/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation on Mgmt For For For
Allocation of
Profits/Dividends
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Presentation on Mgmt For For For
Coverage of
Losses
11 Presentation of Mgmt For For For
Management Board
Report
(Group)
12 Presentation of Mgmt For For For
Supervisory Board
Report
(Group)
13 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
14 Management Board Report Mgmt For For For
15 Financial Statements Mgmt For For For
16 Allocation of Mgmt For For For
Profits/Dividends
17 Coverage of Losses Mgmt For For For
18 Management Board Mgmt For For For
Report
(Group)
19 Financial Statements Mgmt For For For
(Group)
20 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
21 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 03/01/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Approve the Mgmt For For For
Non-Election of the
Scrutiny
Commission
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
8 Coverage of Meeting Mgmt For For For
Costs
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 06/28/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Financial Statements Mgmt For For For
9 Management Board Report Mgmt For For For
10 Financial Statements Mgmt For For For
(Consolidated)
11 Management Board Mgmt For For For
Report
(Consolidated)
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratify Barbara Dybek Mgmt For For For
14 Ratify Piotr Mgmt For For For
Machnikowski
15 Ratify Anna Kowalik Mgmt For For For
16 Ratify Jacek Barylski Mgmt For For For
17 Ratify Jaroslaw Mgmt For For For
Golebiewski
18 Ratify Krzysztof Mgmt For For For
Trochimiuk
19 Ratify Malgorzata Molas Mgmt For For For
20 Ratify Malgorzata Mgmt For For For
Mika-Bryska
21 Ratify Czeslaw Grzesiak Mgmt For For For
22 Ratify Marek Sciazko Mgmt For For For
23 Ratify Jacek Fotek Mgmt For For For
24 Ratify Marek Woszczyk Mgmt For For For
25 Ratify Dariusz Marzec Mgmt For For For
26 Ratify Jacek Drozd Mgmt For For For
27 Ratify Grzegorz Krystek Mgmt For For For
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 09/14/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Approve the Mgmt For For For
Non-Election of the
Scrutiny
Commission
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PKO Bank SA
Ticker Security ID: Meeting Date Meeting Status
PKO CINS X6919X108 02/25/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
7 Amendments to Articles Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 06/28/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Attendance List Mgmt For For For
7 Agenda Mgmt For For For
8 Accounts and Reports Mgmt For For For
9 Accounts and Reports Mgmt For For For
(Group)
10 Ratification of Mgmt For Abstain Against
Management Board
Acts
11 Ratification of Mgmt For Abstain Against
Supervisory Board
Acts
12 Allocation of Mgmt For For For
Profits/Dividends
13 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
14 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
15 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil and Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 10/19/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Sale of Shares in Mgmt For For For
NYSAGAZ Sp.
z.o.o.
8 Sale of Shares in ZRUG Mgmt For For For
Sp.
z.o.o.
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil and Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 11/25/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Property Sale Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil and Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 12/29/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 01/29/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Supervisory Board Size Mgmt For For For
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 06/03/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Management Board Report Mgmt For For For
11 Financial Statements Mgmt For For For
12 Management Board Mgmt For For For
Report
(Group)
13 Financial Statements Mgmt For For For
(Group)
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Supervisory Board Size Mgmt For For For
18 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Powszechna Kasa Oszczednosci Bank Polski SA
Ticker Security ID: Meeting Date Meeting Status
CINS X6919X108 06/30/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and Reports
and Profit
Distribution
Proposal
7 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
8 Presentation of Mgmt For For For
Supervisory Board
Reports
9 Management Board Report Mgmt For For For
10 Financial Statements Mgmt For For For
11 Management Board Mgmt For For For
Report
(Consolidated)
12 Financial Statements Mgmt For For For
(Consolidated)
13 Supervisory Board Mgmt For For For
Report
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Amendments to Articles Mgmt For For For
18 Amendments to Mgmt For For For
Supervisory Board
Regulations
19 Amendment to General Mgmt For For For
Meeting
Regulations
20 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
21 Presentation of Mgmt For For For
Supervisory Board
Report (Remuneration
Policy)
22 Presentation of Mgmt For For For
Supervisory Board
Report (Corporate
Governance)
23 Presentation of Mgmt For For For
Supervisory Board
Report (Sponsorship
and
Charity)
24 Presentation of Mgmt For For For
Supervisory Board
report (Compliance
with Disclosure
Obligations)
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Powszechny Zaklad Ubezpieczen SA
Ticker Security ID: Meeting Date Meeting Status
CINS X6919T107 06/30/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
10 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
11 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts and
Reports)
12 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
13 Presentation of Mgmt For For For
Supervisory Board
Report (Compensation
Policy)
14 Presentation of Mgmt For For For
Supervisory Board
Report (Compliance
with Corporate
Governance
Rules)
15 Presentation of Mgmt For For For
Supervisory Board
Report (Company's
Standing)
16 Financial Statements Mgmt For For For
17 Management Board Report Mgmt For For For
18 Financial Statements Mgmt For For For
(Consolidated)
19 Management Board Mgmt For For For
Report
(Consolidated)
20 Allocation of Mgmt For For For
Profits/Dividends
21 Ratification of Mgmt For For For
Management Board
Acts
22 Ratification of Mgmt For For For
Supervisory Board
Acts
23 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PZU Group SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 01/07/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Supervisory Board Size Mgmt For For For
7 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
8 Coverage of Meeting Mgmt For For For
Costs
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Synthos S.A.
Ticker Security ID: Meeting Date Meeting Status
DWR CINS X9803F100 05/25/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chairman
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Supervisory Board
Report
6 Accounts and Reports Mgmt For For For
7 Accounts and Reports Mgmt For For For
(Consolidated)
8 Allocation of Profits Mgmt For Against Against
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Election of Mgmt For Abstain Against
Supervisory Board
Member
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tauron Polska Energia SA
Ticker Security ID: Meeting Date Meeting Status
TPE CINS X893AL104 06/08/2016 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Voting Method Mgmt For For For
7 Election of Returning Mgmt For For For
Committee
8 Presentation of Mgmt For For For
Financial
Statements
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Financial Statements Mgmt For For For
(Consolidated)
11 Management Board Mgmt For For For
Report
(Consolidated)
12 Financial Statements Mgmt For For For
13 Management Board Report Mgmt For For For
14 Coverage of Losses Mgmt For For For
15 Dividends from Reserves Mgmt For For For
16 Ratification of Mgmt For For For
Management Board
Acts
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Amendments to Articles Mgmt For For For
19 Amendments to Meeting Mgmt For For For
Regulations
20 Supervisory Board Size Mgmt For For For
21 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tauron Polska Energia SA
Ticker Security ID: Meeting Date Meeting Status
TPE CINS X893AL104 11/09/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Voting Method Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Private Placement; Mgmt For Abstain Against
Amendments to
Articles
9 Supervisory Board Size Mgmt For For For
10 Election of Mgmt For Abstain Against
Supervisory
Board
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tvn SA
Ticker Security ID: Meeting Date Meeting Status
TVN CINS X9283W102 07/01/2015 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Coverage of Meeting Mgmt For For For
Costs
8 Supervisory Board Size Mgmt For For For
9 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
10 Non-Voting Agenda Item N/A N/A N/A N/A
Fund Name : VanEck Vectors Preferred Securities ex Financials ETF
________________________________________________________________________________
Axis Capital Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AXS CUSIP G0692U109 09/11/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jane Boisseau Mgmt For For For
1.2 Elect Michael A. Butt Mgmt For For For
1.3 Elect Charles A. Davis Mgmt For Withhold Against
1.4 Elect Andrew Large Mgmt For For For
1.5 Elect Alice Young Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Axis Capital Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
AXS CUSIP G0692U307 08/03/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Cliffs Natural Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Baldwin Mgmt For For For
2 Elect Robert P. Mgmt For For For
Fisher,
Jr.
3 Elect C. Lourenco Mgmt For For For
Goncalves
4 Elect Susan M. Green Mgmt For For For
5 Elect Joseph A. Mgmt For For For
Rutkowski
6 Elect James S. Sawyer Mgmt For For For
7 Elect Michael D. Siegal Mgmt For For For
8 Elect Gabriel Stoliar Mgmt For For For
9 Elect Douglas C. Taylor Mgmt For For For
10 Amended & Restated Mgmt For For For
2014 Nonemployee
Directors'
Compensation
Plan
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Partnerre Ltd.
Ticker Security ID: Meeting Date Meeting Status
PRE CUSIP G68603508 11/19/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
VEREIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
VER CUSIP 92339V100 09/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glenn J. Rufrano Mgmt For For For
2 Elect Hugh R. Frater Mgmt For For For
3 Elect Bruce D. Frank Mgmt For For For
4 Elect David B. Henry Mgmt For For For
5 Elect Mark S. Ordan Mgmt For For For
6 Elect Eugene A. Pinover Mgmt For For For
7 Elect Julie G. Mgmt For For For
Richardson
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
Fund Name : VanEck Vectors Rare Earth/Strategic Metals ETF
________________________________________________________________________________
5N Plus Inc.
Ticker Security ID: Meeting Date Meeting Status
VNP CINS 33833X101 05/04/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Arjang J. Roshan Mgmt For For For
3 Elect Jean-Marie Mgmt For For For
Bourassa
4 Elect Jennie S. Hwang Mgmt For For For
5 Elect James T. Fahey Mgmt For For For
6 Elect Nathalie Le Mgmt For For For
Prohon
7 Elect Luc Bertrand Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Approval of the Mgmt For For For
Restricted Share Unit
and Performance Share
Unit
Plan
________________________________________________________________________________
Alkane Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ALK CINS Q02024117 11/18/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Anthony D. Mgmt For For For
Lethlean
4 Equity Grant (MD David Mgmt For For For
Ian
Chalmers)
________________________________________________________________________________
Assore Limited
Ticker Security ID: Meeting Date Meeting Status
ASR CINS S07525116 11/27/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Ed M. Southey Mgmt For For For
2 Re-elect William F. Mgmt For For For
Urmson
3 Re-elect Thandeka N Mgmt For For For
Mgoduso
4 Elect Ipeleng N. Mkhari Mgmt For For For
5 Elect Audit and Risk Mgmt For Against Against
Committee
Members
6 Approve Remuneration Mgmt For Against Against
Policy
7 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/29/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/29/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2016 Budget Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Annual Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Liability Insurance Mgmt For For For
11 Authority to Declare Mgmt For For For
Interim and Quarterly
Dividends
12 Approve Capital Mgmt For Abstain Against
Increase in
Subsidiaries
(External
Investment)
13 Authority to Mgmt For For For
Repurchase H
Shares
14 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
15 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 10/30/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus Share Issuance Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 05/18/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Accounts and Reports Mgmt For For For
7 Financial Budget Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For Against Against
Transactions
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For For For
Guarantees
12 Elect WEI Shuanshi Mgmt For For For
13 Elect CANG Daqiang Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Rare Earth Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0769 CINS G21089100 06/03/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect JIANG Quanlong Mgmt For For For
5 Elect WANG Guozhen Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Rare Earth Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0769 CINS G21089100 07/02/2015 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Capital
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CITIC Dameng Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1091 CINS G2202Z107 01/15/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capital Increase Mgmt For For For
Agreement
4 Ratification of Board Mgmt For For For
Acts
5 Corporate Guarantee Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
CITIC Dameng Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1091 CINS G2202Z107 06/22/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect YIN Bo Mgmt For Against Against
5 Elect TIAN Yuchuan Mgmt For For For
6 Elect TAN Zhuzhong Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Compania Minera Autlan S.A.
Ticker Security ID: Meeting Date Meeting Status
AUTLAN CINS P0598H111 04/27/2016 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report of the Audit Mgmt For For For
and Corporate
Governance
Committee
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members; Appointment
of Board Secretary;
Fees
5 Authority to Mgmt For Abstain Against
Repurchase
Shares
6 Report on the Mgmt For Abstain Against
Company's Repurchase
Program
7 Amendments of Articles Mgmt For Abstain Against
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Eramet S.A.
Ticker Security ID: Meeting Date Meeting Status
ERA CINS F3145H130 05/27/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Related Party Mgmt For For For
Transactions
8 Allocation of Losses Mgmt For For For
9 Severance Agreement Mgmt For Against Against
for Patrick Buffet,
Chairman and
CEO
10 Ratification of the Mgmt For For For
Cooptation of
Catherine Ronge to
the Board of
Directors
11 Elect Miriam Maes to Mgmt For For For
the Board of
Directors
12 Elect Ferdinand Mgmt For Against Against
Poaouteta to the
Board of
Directors
13 Remuneration of Mgmt For For For
Patrick Buffet,
Chairman and
CEO
14 Remuneration of Mgmt For Against Against
Georges Duval, deputy
CEO
15 Remuneration of Mgmt For For For
Bertrand Madelin,
deputy
CEO
16 Remuneration of Mgmt For For For
Philippe Vecten,
deputy
CEO
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Performance
Shares
19 Amendments to Articles Mgmt For For For
Regarding
Related-Party
Transactions
20 Amendments to Articles Mgmt For For For
Regarding
Shareholders'
Meetings
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 05/18/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Xiaoling Liu Mgmt For For For
3 Re-elect Gregory Martin Mgmt For For For
4 Re-elect James Ranck Mgmt For For For
5 Remuneration Report Mgmt For For For
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 05/06/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Technical Mgmt For For For
Transformation
Measures and
Investment Plan for
Equipment
Update
7 2016 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Cancellation of Mgmt For For For
Project
Implementation
________________________________________________________________________________
Lynas Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
LYC CINS Q5683J103 11/23/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For Against Against
3 Elect Richard (Mike) Mgmt For For For
Harding
4 Elect Philippe Etienne Mgmt For For For
5 Re-elect Jacob Klein Mgmt For For For
6 Ratify Placement of Mgmt For For For
Securities (Company's
Reagent
Supplier)
7 Ratify Placement of Mgmt For For For
Securities (Company's
Convertible
Bonds)
8 Equity Grant (MD/CEO Mgmt For Against Against
Amanda
Lacaze)
________________________________________________________________________________
Molibdenos y Metales SA
Ticker Security ID: Meeting Date Meeting Status
MOLYMET CINS P6877L103 04/19/2016 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For Abstain Against
5 Directors' Comittee Mgmt For Abstain Against
Fees and
Budget
6 Appointment of Auditor Mgmt For Abstain Against
7 Appointment of Risk Mgmt For Abstain Against
Rating
Agency
8 Publication of Company Mgmt For For For
Notices
9 Presentation of Report Mgmt For For For
on Related Party
Transactions
10 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
North Mining Shares Company Limited
Ticker Security ID: Meeting Date Meeting Status
0433 CINS G6661B121 05/19/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Against Against
4 Elect QIAN Yi Dong Mgmt For Against Against
5 Elect ZHANG Jia Kun Mgmt For For For
6 Elect LI Li Juan Mgmt For For For
7 Elect William Fong Mgmt For Against Against
8 Elect Leung Kar Fai Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Orocobre Limited
Ticker Security ID: Meeting Date Meeting Status
ORE CINS Q7142R106 02/29/2016 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities
3 Approve Issue of Mgmt For For For
Securities
________________________________________________________________________________
Osaka Titanium technologies Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
5726 CINS J6281H109 06/24/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yasuaki Sugizaki Mgmt For For For
3 Elect Takahisa Miyake Mgmt For For For
4 Elect Mitsuo Takamura Mgmt For For For
5 Elect Masato Ichise Mgmt For For For
6 Elect Akira Takamatsu Mgmt For For For
7 Elect Nae Iijima Mgmt For For For
8 Elect Masanori Andoh Mgmt For Against Against
as Statutory
Auditor
________________________________________________________________________________
Pilbara Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
PLS CINS Q7539C100 04/18/2016 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities
3 Approve Employee Share Mgmt N/A For N/A
Option
Plan
4 Equity Grant Mgmt N/A For N/A
(Executive Director
Neil
Biddle)
5 Equity Grant (Chairman Mgmt N/A For N/A
Anthony
Leibowitz)
6 Equity Grant (NED Mgmt N/A For N/A
Robert
Adamson)
7 Equity Grant Mgmt N/A For N/A
(Technical Director
John
Young)
8 Equity Grant (CEO Ken Mgmt N/A For N/A
Brinsden)
9 SECTION 195 APPROVAL Mgmt For For For
________________________________________________________________________________
Pilbara Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
PLS CINS Q7539C100 05/24/2016 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities (Partial
Tranche
1)
3 Approve Issue of Mgmt For For For
Securities (Tranche
2)
4 Approve Issue of Mgmt For For For
Securities (Shortfall
Shares)
5 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Rare Earth Minerals Plc
Ticker Security ID: Meeting Date Meeting Status
REM CINS G7385U106 07/24/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Adrian Fairbourn Mgmt For Against Against
3 Elect Andrew P. Mgmt For For For
Suckling
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
6 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
RTI International Metals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RTI CUSIP 74973W107 07/21/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel I. Booker Mgmt For For For
1.2 Elect Ronald L. Mgmt For For For
Gallatin
1.3 Elect Robert M. Mgmt For For For
Hernandez
1.4 Elect David P. Hess Mgmt For For For
1.5 Elect Dawne S. Hickton Mgmt For For For
1.6 Elect Edith E. Holiday Mgmt For For For
1.7 Elect Jerry Howard Mgmt For For For
1.8 Elect James A. Williams Mgmt For For For
1.9 Elect Arthur B. Mgmt For For For
Winkleblack
2 Merger Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Advisory Vote on Mgmt For For For
Merger Related
Executive
Compensation
6 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Toho Titanium Company Limited
Ticker Security ID: Meeting Date Meeting Status
5727 CINS J85366102 06/23/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kazuo Kagami Mgmt For For For
3 Elect Tomoyuki Urabe Mgmt For For For
4 Elect Ryohich Kanai Mgmt For For For
5 Elect Hideo Takatori Mgmt For For For
6 Elect Kazuhiro Taki Mgmt For For For
7 Elect Noriaki Matsuki Mgmt For For For
8 Elect Seiichi Murayama Mgmt For For For
9 Elect Yoshihisa Mgmt For For For
Murasawa
10 Elect Yasuhiko Ikubo Mgmt For For For
11 Elect Tadahiko Mgmt For For For
Ohgimachi as
Statutory
Auditor
________________________________________________________________________________
Tronox Ltd.
Ticker Security ID: Meeting Date Meeting Status
TROX CUSIP Q9235V101 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Casey Mgmt For For For
1.2 Elect Andrew P. Hines Mgmt For For For
1.3 Elect Wayne A. Hinman Mgmt For Withhold Against
1.4 Elect Peter Johnston Mgmt For For For
1.5 Elect Ilan Kaufthal Mgmt For Withhold Against
1.6 Elect Jeffry N. Quinn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 05/20/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Resolution Mgmt For For For
and Financial Budget
Report
4 Annual Report and Mgmt For For For
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Appointment of Auditor Mgmt For For For
8 Report on Fund Storage Mgmt For For For
and
Usage
9 Elect SHANGGEN Mgmt For For For
Yingxiong as
Director
10 Elect HONG Maochun as Mgmt For For For
Independent
Director
Fund Name : VanEck Vectors Retail ETF
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect William B. Gordon Mgmt For For For
5 Elect Jamie S. Gorelick Mgmt For For For
6 Elect Judith A McGrath Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect Douglas R. Conant Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Richard W. Mgmt For For For
Gochnauer
6 Elect Lon R. Greenberg Mgmt For For For
7 Elect Jane E. Henney Mgmt For For For
8 Elect Kathleen Hyle Mgmt For For For
9 Elect Michael J. Long Mgmt For For For
10 Elect Henry W. McGee Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/16/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas H. Brooks Mgmt For For For
2 Elect Linda A. Mgmt For For For
Goodspeed
3 Elect Sue E. Gove Mgmt For For For
4 Elect Earl G. Graves, Mgmt For For For
Jr.
5 Elect Enderson Mgmt For For For
Guimaraes
6 Elect J.R. Hyde III Mgmt For For For
7 Elect D. Bryan Jordan Mgmt For For For
8 Elect W. Andrew McKenna Mgmt For For For
9 Elect George R. Mgmt For For For
Mrkonic,
Jr.
10 Elect Luis P. Nieto Mgmt For For For
11 Elect William C. Mgmt For For For
Rhodes
III
12 Ratification of Auditor Mgmt For For For
13 Amendment to 2011 Mgmt For For For
Equity Incentive
Award
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Spending
________________________________________________________________________________
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 07/02/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren Eisenberg Mgmt For For For
2 Elect Leonard Feinstein Mgmt For For For
3 Elect Steven H. Temares Mgmt For For For
4 Elect Dean S. Adler Mgmt For For For
5 Elect Stanley F. Mgmt For For For
Barshay
6 Elect Gerri T. Elliott Mgmt For For For
7 Elect Klaus Eppler Mgmt For For For
8 Elect Patrick R. Gaston Mgmt For For For
9 Elect Jordan Heller Mgmt For For For
10 Elect Victoria A. Mgmt For For For
Morrison
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lisa M. Caputo Mgmt For For For
2 Elect J. Patrick Doyle Mgmt For For For
3 Elect Russell P. Fradin Mgmt For For For
4 Elect Kathy J. Higgins Mgmt For For For
Victor
5 Elect Hubert Joly Mgmt For For For
6 Elect David W. Kenny Mgmt For For For
7 Elect Karen A. Mgmt For For For
McLoughlin
8 Elect Thomas L. Millner Mgmt For For For
9 Elect Claudia F. Munce Mgmt For For For
10 Elect Gerard R. Mgmt For For For
Vittecoq
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Anderson Mgmt For For For
2 Elect Colleen F. Arnold Mgmt For For For
3 Elect George S. Barrett Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce L. Downey Mgmt For For For
7 Elect Patricia A. Mgmt For For For
Hemingway
Hall
8 Elect Clayton M. Jones Mgmt For For For
9 Elect Gregory B. Kenny Mgmt For Against Against
10 Elect Nancy Killefer Mgmt For For For
11 Elect David P. King Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hamilton E. James Mgmt For Withhold Against
1.2 Elect W. Craig Jelinek Mgmt For Withhold Against
1.3 Elect John W. Stanton Mgmt For For For
1.4 Elect Maggie Mgmt For For For
Wilderotter
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Richard J. Swift Mgmt For For For
10 Elect William C. Weldon Mgmt For For For
11 Elect Tony L. White Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporating Values
in Political
Spending
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
________________________________________________________________________________
Dollar General Corporation
Ticker Security ID: Meeting Date Meeting Status
DG CUSIP 256677105 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren F. Bryant Mgmt For For For
2 Elect Michael M. Mgmt For For For
Calbert
3 Elect Sandra B. Cochran Mgmt For Against Against
4 Elect Patricia Mgmt For For For
Fili-Krushel
5 Elect Paula A. Price Mgmt For For For
6 Elect William C. Mgmt For For For
Rhodes
III
7 Elect David B. Rickard Mgmt For For For
8 Elect Todd J. Vasos Mgmt For For For
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gap Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Domenico De Sole Mgmt For For For
2 Elect Robert J. Fisher Mgmt For Against Against
3 Elect William S. Fisher Mgmt For For For
4 Elect Tracy Gardner Mgmt For Against Against
5 Elect Isabella D. Goren Mgmt For For For
6 Elect Bob L. Martin Mgmt For For For
7 Elect Jorge P. Montoya Mgmt For For For
8 Elect Arthur Peck Mgmt For For For
9 Elect Mayo A. Shattuck Mgmt For For For
III
10 Elect Katherine Tsang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the Mgmt For For For
Amendment and
Restatement of the
2011 Long-Term
Incentive
Plan
________________________________________________________________________________
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven A. Burd Mgmt For For For
3 Elect Dale E. Jones Mgmt For For For
4 Elect Kevin Mansell Mgmt For For For
5 Elect Jonas Prising Mgmt For For For
6 Elect John E. Schlifske Mgmt For For For
7 Elect Frank V. Sica Mgmt For For For
8 Elect Stephanie A. Mgmt For For For
Streeter
9 Elect Nina G. Vaca Mgmt For For For
10 Elect Stephen E. Watson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Re-approval of the Mgmt For For For
Annual Incentive
Plan
14 Re-approval of the Mgmt For For For
2010 Long-Term
Compensation
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Recoupment of
Unearned
Bonuses
________________________________________________________________________________
Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nora. A. Mgmt For For For
Aufreiter
2 Elect Robert D. Beyer Mgmt For For For
3 Elect Anne Gates Mgmt For For For
4 Elect Susan J. Kropf Mgmt For For For
5 Elect W. Rodney Mgmt For For For
McMullen
6 Elect Jorge P. Montoya Mgmt For For For
7 Elect Clyde R. Moore Mgmt For For For
8 Elect Susan M. Phillips Mgmt For For For
9 Elect James A. Runde Mgmt For For For
10 Elect Ronald L. Sargent Mgmt For For For
11 Elect Bobby S. Mgmt For For For
Shackouls
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on the Use of
Non-Recyclable
Packaging
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Giving
Preference to Share
Repurchases
________________________________________________________________________________
L Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LB CUSIP 501797104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis S. Hersch Mgmt For For For
2 Elect David T. Kollat Mgmt For Against Against
3 Elect Leslie H. Wexner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect Angela F. Braly Mgmt For For For
1.3 Elect Sandra B. Cochran Mgmt For For For
1.4 Elect Laurie Z. Douglas Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Dreiling
1.6 Elect Robert L. Johnson Mgmt For Withhold Against
1.7 Elect Marshall O. Mgmt For For For
Larsen
1.8 Elect James H Morgan Mgmt For For For
1.9 Elect Robert A. Niblock Mgmt For For For
1.10 Elect Bertram L. Scott Mgmt For For For
1.11 Elect Eric C. Wiseman Mgmt For For For
2 Approval of the 2016 Mgmt For For For
Annual Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Macy's Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect Stephen F. Mgmt For For For
Bollenbach
3 Elect John A. Bryant Mgmt For For For
4 Elect Deirdre P. Mgmt For For For
Connelly
5 Elect Leslie D. Hale Mgmt For For For
6 Elect William H. Mgmt For For For
Lenehan
7 Elect Sara L. Levinson Mgmt For For For
8 Elect Terry J. Lundgren Mgmt For For For
9 Elect Joyce M. Roche Mgmt For For For
10 Elect Paul C. Varga Mgmt For For For
11 Elect Craig E. Mgmt For For For
Weatherup
12 Elect Marna C. Mgmt For For For
Whittington
13 Elect Annie A. Mgmt For For For
Young-Scrivner
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Mgmt For For For
Hammergren
5 Elect Alton F. Irby III Mgmt For For For
6 Elect M. Christine Mgmt For For For
Jacobs
7 Elect Donald R. Knauss Mgmt For For For
8 Elect Marie L. Knowles Mgmt For For For
9 Elect David M. Lawrence Mgmt For For For
10 Elect Edward A. Mueller Mgmt For For For
11 Elect Susan R. Salka Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Reapproval of the Mgmt For For For
Management Cash
Incentive
Plan
15 Adoption of Proxy Mgmt For For For
Access
Bylaw
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Balmuth Mgmt For For For
2 Elect K. Gunnar Mgmt For For For
Bjorklund
3 Elect Michael J. Bush Mgmt For For For
4 Elect Norman A. Ferber Mgmt For Against Against
5 Elect Sharon D. Garrett Mgmt For For For
6 Elect Stephen D. Mgmt For For For
Milligan
7 Elect George P. Orban Mgmt For For For
8 Elect Michael Mgmt For For For
O'Sullivan
9 Elect Lawrence S. Mgmt For For For
Peiros
10 Elect Gregory L. Mgmt For For For
Quesnel
11 Elect Barbara Rentler Mgmt For For For
12 Second Amended and Mgmt For For For
Restated Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/18/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John M. Cassaday Mgmt For For For
2 Elect Judith B. Craven Mgmt For For For
3 Elect William J. Mgmt For For For
DeLaney
4 Elect Joshua D. Frank Mgmt For For For
5 Elect Larry C. Mgmt For For For
Glasscock
6 Elect Jonathan Golden Mgmt For Against Against
7 Elect Joseph A. Mgmt For For For
Hafner,
Jr.
8 Elect Hans-Joachim Mgmt For For For
Koerber
9 Elect Nancy S. Newcomb Mgmt For For For
10 Elect Nelson Peltz Mgmt For For For
11 Elect Richard G. Mgmt For For For
Tilghman
12 Elect Jackie M. Ward Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne S. Austin Mgmt For For For
2 Elect Douglas M. Mgmt For For For
Baker,
Jr.
3 Elect Brian C. Cornell Mgmt For For For
4 Elect Calvin Darden Mgmt For For For
5 Elect Henrique De Mgmt For For For
Castro
6 Elect Robert L. Edwards Mgmt For For For
7 Elect Melanie L. Healey Mgmt For For For
8 Elect Donald R. Knauss Mgmt For For For
9 Elect Monica C. Lozano Mgmt For For For
10 Elect Mary E. Minnick Mgmt For For For
11 Elect Anne M. Mulcahy Mgmt For For For
12 Elect Derica W. Rice Mgmt For For For
13 Elect Kenneth L. Mgmt For For For
Salazar
14 Elect John G. Stumpf Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Gregory D. Mgmt For For For
Brenneman
4 Elect J. Frank Brown Mgmt For For For
5 Elect Albert P. Carey Mgmt For For For
6 Elect Armando Codina Mgmt For For For
7 Elect Helena B. Foulkes Mgmt For For For
8 Elect Linda R. Gooden Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Craig A. Menear Mgmt For For For
12 Elect Mark Vadon Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose B. Alvarez Mgmt For For For
3 Elect Alan M. Bennett Mgmt For For For
4 Elect David T. Ching Mgmt For For For
5 Elect Ernie Herrman Mgmt For For For
6 Elect Michael F. Hines Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect Carol Meyrowitz Mgmt For For For
9 Elect John F. O'Brien Mgmt For For For
10 Elect Willow B. Shire Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Diversity
Metrics
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
________________________________________________________________________________
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James I. Cash, Mgmt For Against Against
Jr.
2 Elect Pamela J. Craig Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Thomas W. Horton Mgmt For For For
5 Elect Marissa A. Mayer Mgmt For For For
6 Elect C. Douglas Mgmt For For For
McMillon
7 Elect Gregory B. Penner Mgmt For For For
8 Elect Steven S. Mgmt For For For
Reinemund
9 Elect Kevin Y. Systrom Mgmt For For For
10 Elect S. Robson Walton Mgmt For For For
11 Elect Steuart Walton Mgmt For For For
12 Elect Linda S. Wolf Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 2016 Associate Stock Mgmt For For For
Purchase
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Incentive
Compensation
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
Walgreens Boots Alliance, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBA CUSIP 931427108 01/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janice M. Babiak Mgmt For For For
2 Elect David J. Brailer Mgmt For For For
3 Elect William C. Foote Mgmt For For For
4 Elect Ginger L. Graham Mgmt For For For
5 Elect John A. Lederer Mgmt For For For
6 Elect Dominic P. Murphy Mgmt For For For
7 Elect Stefano Pessina Mgmt For For For
8 Elect Barry Rosenstein Mgmt For For For
9 Elect Leonard D. Mgmt For For For
Schaeffer
10 Elect Nancy M. Mgmt For For For
Schlichting
11 Elect James A. Skinner Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFM CUSIP 966837106 03/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Elstrott Mgmt For For For
1.2 Elect Shahid Hassan Mgmt For For For
1.3 Elect Stephanie Mgmt For For For
Kugelman
1.4 Elect John Mackey Mgmt For For For
1.5 Elect Walter Robb Mgmt For For For
1.6 Elect Jonathan Seiffer Mgmt For For For
1.7 Elect Morris Siegel Mgmt For For For
1.8 Elect Jonathan Sokoloff Mgmt For For For
1.9 Elect Ralph Sorenson Mgmt For For For
1.10 Elect Gabrielle Mgmt For For For
Sulzberger
1.11 Elect William Tindell, Mgmt For Withhold Against
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Team Mgmt For For For
Member Stock Purchase
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access Bylaw
Amendments
6 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Food
Waste
________________________________________________________________________________
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFM CUSIP 966837106 09/15/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Elstrott Mgmt For For For
1.2 Elect Shahid Hassan Mgmt For For For
1.3 Elect Stephanie Mgmt For For For
Kugelman
1.4 Elect John Mackey Mgmt For For For
1.5 Elect Walter Robb Mgmt For For For
1.6 Elect Jonathan Seiffer Mgmt For For For
1.7 Elect Morris Siegel Mgmt For For For
1.8 Elect Jonathan Sokoloff Mgmt For For For
1.9 Elect Ralph Sorenson Mgmt For For For
1.10 Elect Gabrielle Mgmt For For For
Sulzberger
1.11 Elect William Tindell, Mgmt For Withhold Against
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Increase of Authorized Mgmt For Against Against
Common
Stock
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
Fund Name : VanEck Vectors Russia ETF
________________________________________________________________________________
Alrosa Zao
Ticker Security ID: Meeting Date Meeting Status
CINS X0085A109 06/30/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Amendments to Mgmt For For For
Regulations on
Directors'
Fees
6 Directors' Fees Mgmt For For For
7 Audit Commission's Fees Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Petr V. Alekseev Mgmt For Abstain Against
10 Elect Sergey V. Mgmt For Abstain Against
Barsukov
11 Elect Egor A. Borisov Mgmt For Abstain Against
12 Elect Michael L. Brooke Mgmt For Abstain Against
13 Elect Aleksandr S. Mgmt For Abstain Against
Galushka
14 Elect Maria V. Gordon Mgmt For For For
15 Elect Evgeniya V. Mgmt For Abstain Against
Grigoryeva
16 Elect Oleg V. Grinko Mgmt For Abstain Against
17 Elect Galina I. Mgmt For Abstain Against
Danchikova
18 Elect Andrey V. Zharkov Mgmt For Abstain Against
19 Elect Valeriy A. Mgmt For Abstain Against
Zhondorov
20 Elect Valentina I. Mgmt For Abstain Against
Kondratyeva
21 Elect Valentina Mgmt For For For
Lemesheva
22 Elect Basil T. Lukin Mgmt For Abstain Against
23 Elect Sergei V. Mgmt For Abstain Against
Mestnikov
24 Elect Anton G. Siluanov Mgmt For Abstain Against
25 Elect Pavel V. Ulyanov Mgmt For For For
26 Elect Oleg R. Fyodorov Mgmt For Abstain Against
27 Elect Aleksey O. Mgmt For Abstain Against
Chekunkov
28 Elect Anna I. Vasilyeva Mgmt For For For
29 Elect Aleksandr Mgmt For For For
Sergeyevich
Vasilchenko
30 Elect Andrey V. Glinov Mgmt For For For
31 Elect Marina V. Mikhina Mgmt For For For
32 Elect Viktor N. Pushmin Mgmt For For For
33 Appointment of Auditor Mgmt For For For
34 Amendments to Articles Mgmt For For For
35 Amendments to General Mgmt For For For
Meeting
Regulations
36 Amendments to Board of Mgmt For For For
Directors
Regulations
37 Approval of Corporate Mgmt For Abstain Against
Governance
Statement
38 Membership in the Mgmt For For For
Council of
Responsible Practices
in the Jewellery
Business
39 Related Party Mgmt For For For
Transactions (D&O
Insurance)
40 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eurasia Drilling Company Limited
Ticker Security ID: Meeting Date Meeting Status
EDCL CINS 29843U202 11/13/2015 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Inter Rao Ues JSC
Ticker Security ID: Meeting Date Meeting Status
IRAO CINS X39961101 06/10/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For Abstain Against
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Boris I. Ayuyev Mgmt N/A Abstain N/A
9 Elect Andrey E. Bugrov Mgmt N/A For N/A
10 Elect Anatoly A. Mgmt N/A Abstain N/A
Gavrilenko
11 Elect Boris Y. Mgmt N/A Abstain N/A
Kovalchuk
12 Elect Vyacheslav M. Mgmt N/A Abstain N/A
Kravchenko
13 Elect Alexander Lokshin Mgmt N/A Abstain N/A
14 Elect Andrey E. Murov Mgmt N/A Abstain N/A
15 Elect Ronald Pollett Mgmt N/A For N/A
16 Elect Nikolay D. Mgmt N/A For N/A
Rogalev
17 Elect Elena Mgmt N/A Abstain N/A
Sapozhnikova
18 Elect Igor Sechin Mgmt N/A Abstain N/A
19 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
20 Elect Dmitry E. Mgmt N/A Abstain N/A
Shugayev
21 Elect Izumrud A. Mgmt For For For
Alimuradova
22 Elect Gennady Bukayev Mgmt For For For
23 Elect Dmitry L. Mgmt For For For
Shishkin
24 Elect Yury A. Mgmt For For For
Scherbakov
25 Elect Tatiana V. Mgmt For For For
Fisenko
26 Appointment of Auditor Mgmt For For For
27 Amendments to Articles Mgmt For For For
28 Cost of Mgmt For For For
Indemnification of
Directors/Officers
29 Related Party Mgmt For For For
Transaction (D&O
Insurance
Policy)
30 Related Party Mgmt For For For
Transaction
(Guarantee
Agreement)
31 Related Party Mgmt For For For
Transaction
(Guarantee
Agreement)
32 Related Party Mgmt For For For
Transactions (Credit
Agreement)
33 Related Party Mgmt For For For
Transactions (Credit
Agreement)
34 Related Party Mgmt For For For
Transactions (Loan
Agreement with
Subsidiaries)
35 Related Party Mgmt For For For
Transactions (Loan
Agreement with JSC
Altayenergosbyt)
36 Related Party Mgmt For For For
Transactions (Loan
Agreement with Inter
Rao Engineering
LLC)
37 Related Party Mgmt For For For
Transactions (Loan
Agreement with
Eastern Energy
Company
OJSC)
38 Related Party Mgmt For For For
Transactions (Loan
Agreement with
Moldavskaya GRES
CJSC)
39 Related Party Mgmt For For For
Transactions (Loan
Agreement with
Bashkir Generation
Company
LLC)
40 Related Party Mgmt For For For
Transactions (Loan
Agreement with RAO
Nordic
Oy)
41 Related Party Mgmt For For For
Transactions
(Supplemental
Agreement with LLC
BGC)
42 Related Party Mgmt For For For
Transactions (Loan
Agreement with Inter
Rao Credit
B.V.)
43 Related Party Mgmt For For For
Transactions (Surety
Agreement)
44 Related Party Mgmt For For For
Transactions (Surety
Agreement)
45 Related Party Mgmt For For For
Transaction (Loan
Agreement with Inter
Rao Finance
LLC)
46 Related Party Mgmt For For For
Transactions
(Contractor
Agreements)
47 Related Party Mgmt For For For
Transactions (GPB
Bank PJSC and/or VTB
Bank
PJSC)
48 Related Party Mgmt For For For
Transactions (JSB
Rossiya
JSC)
49 Related Party Mgmt For For For
Transactions (Bank
Guarantees)
50 Related Party Mgmt For For For
Transactions
(Electricity Purchase
and Sale
Transactions)
________________________________________________________________________________
Irkutsk Electronetwork Company OJSC
Ticker Security ID: Meeting Date Meeting Status
IESK CINS X4037W110 06/08/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Loss Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Boris P. Mgmt For Abstain Against
Varnavsky
7 Elect Maksim V. Zavalko Mgmt For Abstain Against
8 Elect Alexander K. Mgmt For Abstain Against
Zakharov
9 Elect Efim S. Kuimov Mgmt For Abstain Against
10 Elect Aleksandr M. Mgmt For Abstain Against
Lobanov
11 Elect Anna A. Mgmt For Abstain Against
Malevinsky
12 Elect Vadim V. Nedotko Mgmt For Abstain Against
13 Elect David D. Mgmt For Abstain Against
Pogosbekov
14 Elect Aleksandr Y. Mgmt For Abstain Against
Sergeev
15 Elect Mikhail Y. Mgmt For Abstain Against
Hardikov
16 Elect Dmitry S. Shumeev Mgmt For Abstain Against
17 Elect Elvira S. Mgmt For For For
Alexandrova
18 Elect Marina P. Boyko Mgmt For For For
19 Elect Julia V. Rafeyeva Mgmt For Abstain Against
20 Elect Elena G. Mgmt For For For
Talaliykina
21 Elect Julia A. Mgmt For Abstain Against
Scheglovskaya
22 Appointment of Auditor Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC Rosseti
Ticker Security ID: Meeting Date Meeting Status
MRKH CINS X3490A102 08/17/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specifics of Rights Mgmt For For For
Issuance
2 Amendments to Articles Mgmt For For For
3 Increase in Authorized Mgmt For For For
Capital; Authority to
Issue Shares w/
Preemptive
Rights
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC Rosseti
Ticker Security ID: Meeting Date Meeting Status
MRKH CINS X3490A102 10/06/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 03/14/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger by Absorption Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendments to Meeting Mgmt For For For
Regulations
6 Amendments to Board Mgmt For For For
Regulations
7 Amendments to Mgmt For For For
Management Board
Regulations
8 Declaration of Mgmt N/A For N/A
Shareholder
Type
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lenta Ltd.
Ticker Security ID: Meeting Date Meeting Status
LNTA CINS 52634T200 06/24/2016 Voted
Meeting Type Country of Trade
Annual Virgin Islands (British)
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen Johnson Mgmt For For For
2 Elect Anton Artemiev Mgmt For For For
3 Elect Michael Mgmt For For For
Lynch-Bell
4 Elect John E. Oliver Mgmt For For For
5 Elect Dmitry V. Shvets Mgmt For For For
6 Elect Stephen Peel Mgmt For For For
7 Elect Martin Elling Mgmt For For For
8 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/23/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
4 Elect Victor V. Mgmt N/A For N/A
Blazheev
5 Elect Toby T. Gati Mgmt N/A For N/A
6 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
7 Elect Igor S. Ivanov Mgmt N/A Abstain N/A
8 Elect Nikolai M. Mgmt N/A Abstain N/A
Nikolaev
9 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
10 Elect Roger Munnings Mgmt N/A For N/A
11 Elect Richard H. Matzke Mgmt N/A Abstain N/A
12 Elect Guglielmo Moscato Mgmt N/A For N/A
13 Elect Ivan Pictet Mgmt N/A For N/A
14 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
15 Appointment of CEO Mgmt For For For
16 Elect Ivan N. Mgmt For For For
Vrublevsky
17 Elect Pavel A. Suloev Mgmt For For For
18 Elect Aleksandr V. Mgmt For For For
Surkov
19 Directors' Fees Mgmt For For For
(FY2015)
20 Directors' Fees Mgmt For For For
(FY2016)
21 Audit Commission Fees Mgmt For For For
(FY2015)
22 Audit Commission Fees Mgmt For For For
(FY2016)
23 Appointment of Auditor Mgmt For For For
24 Amendments to Articles Mgmt For For For
25 Amendments to General Mgmt For For For
Meeting
Regulations
26 Amendments to Board of Mgmt For For For
Directors
Regulations
27 Amendments to Mgmt For For For
Management Board
Regulations
28 D&O Insurance Mgmt For For For
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CINS 69343P105 12/14/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 3Q2015 Dividend Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Declaration of Mgmt N/A For N/A
Shareholder
Type
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit PAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 06/02/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Aleksandr V. Mgmt For For For
Aleksandrov
6 Elect Sergey N. Mgmt For Abstain Against
Galitsky
7 Elect Vladimir E. Mgmt For Abstain Against
Gordeychuk
8 Elect Alexander L. Mgmt For For For
Zayonts
9 Elect Khachatur E. Mgmt For Abstain Against
Pombykhchan
10 Elect Aleksey A. Mgmt For For For
Pshenichny
11 Elect Aslan Y. Mgmt For Abstain Against
Shkhachemukov
12 Elect Roman G. Mgmt For For For
Yefimenko
13 Elect Angela V. Mgmt For For For
Udovichenko
14 Elect Denis A. Fedotov Mgmt For For For
15 Appointment of Auditor Mgmt For For For
(RAS)
16 Appointment of Auditor Mgmt For For For
(IFRS)
17 Related Party Mgmt For For For
Transaction with AO
Tander (Loan
Agreement)
18 Related Party Mgmt For For For
Transaction with
Russian Agricultural
Bank (Supplemental
Agreement)
19 Related Party Mgmt For For For
Transaction with Alfa
Bank (Guarantee
Agreement)
20 Related Party Mgmt For For For
Transaction with
Rosbank (Guarantee
Agreement)
21 Related Party Mgmt For For For
Transaction with
Sberbank (Guarantee
Agreement)
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit PAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 09/24/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
2 Related Party Mgmt For For For
Transaction (Credit
Agreement)
3 Related Party Mgmt For For For
Transaction
(Guarantee
Agreement)
________________________________________________________________________________
Magnit PAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 12/22/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
3Q2015
2 Major Transactions Mgmt For For For
(JSC
Tander)
3 Major Transactions Mgmt For For For
(JSC Russian
Agricultural
Bank)
4 Major Transactions Mgmt For For For
(JSC
ALFA-BANK)
5 Major Transactions Mgmt For For For
(PJSC
Sberbank)
6 Related Party Mgmt For For For
Transactions (PJSC
ROSBANK)
7 Related Party Mgmt For For For
Transactions (PJSC
Sberbank of
Russia)
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 09/28/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron and Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 12/18/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions (Share
Purchase
Agreement)
3 Related Party Mgmt For For For
Transactions
(Supplementary
Guarantee
Agreement)
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Declaration of Mgmt N/A For N/A
Shareholder
Type
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 12/11/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 3Q2015 Interim Dividend Mgmt For For For
4 Declaration of Mgmt N/A For N/A
Shareholder
Type
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 02/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Merger by Absorption Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 06/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3.1 Elect Alexander Mgmt For Withhold Against
Gorbunov
3.2 Elect Andrey A. Mgmt For Withhold Against
Dubovskov
3.3 Elect Ron Sommer Mgmt For Withhold Against
3.4 Elect Michel Combes Mgmt For For For
3.5 Elect Stanley Miller Mgmt For For For
3.6 Elect Vsevolod V. Mgmt For Withhold Against
Rosanov
3.7 Elect Regina von Mgmt For For For
Flemming
3.8 Elect Thomas Holtrop Mgmt For For For
3.9 Elect Mikhail V. Mgmt For Withhold Against
Shamolin
4 Elect Irina R. Mgmt For For For
Borisenkova
5 Elect Maxim A. Mamonov Mgmt For For For
6 Elect Anatoliy G. Mgmt For For For
Panarin
7 Appointment of Auditor Mgmt For For For
8 Amendments to Charter Mgmt For For For
9 Amendments to General Mgmt For For For
Meeting
Regulations
10 Amendments to Board of Mgmt For For For
Directors
Regulations
11 Authority to Reduce Mgmt For For For
Share
Capital
12 Amendments to Charter Mgmt For For For
(Share
Capital)
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 08/25/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Merger by Absorption Mgmt For For For
(ZAO
KOMSTAR-Regions)
3 Merger by Absorption Mgmt For For For
(AO Penza GSM, AO
SMARTS-Ivanovo and AO
SMARTS-Ufa)
4 Amendments to Articles Mgmt For For For
Regarding Merger with
ZAO
KOMSTAR-Regions
5 Amendments to Articles Mgmt For For For
Regarding Merger with
AO Penza GSM, AO
SMARTS-Ivanovo and AO
SMARTS-Ufa
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 09/30/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Interim Dividend 2Q2015 Mgmt For For For
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/03/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Interim Dividend 1Q2016 Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Oleg Bagrin Mgmt For Abstain Against
7 Elect Thomas Veraszto Mgmt For For For
8 Elect Helmut Wieser Mgmt For For For
9 Elect Nikolai Gagarin Mgmt For Abstain Against
10 Elect Vladimir Lisin Mgmt For Abstain Against
11 Elect Karen Sarkisov Mgmt For Abstain Against
12 Elect Stanislav Mgmt For For For
Shekshnya
13 Elect Benedict Mgmt For For For
Sciortino
14 Elect Franz Struzl Mgmt For For For
15 Appointment of CEO and Mgmt N/A For N/A
Management Board
Chairman
16 Elect Violetta A. Mgmt N/A For N/A
Voronova
17 Elect Tatyana V. Mgmt N/A For N/A
Gorbunova
18 Elect Yulia V. Mgmt N/A For N/A
Kunikhina
19 Elect Michael Yu. Mgmt N/A For N/A
Makeev
20 Elect Oksana A. Mgmt N/A For N/A
Putilina
21 Directors' Fees Mgmt For For For
22 Appointment of Auditor Mgmt For For For
(RAS)
23 Appointment of Auditor Mgmt For For For
(IFRS)
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/30/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/21/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2015)
2 Amendments to Articles Mgmt For For For
3 Amendments to Meeting Mgmt For For For
Regulations
4 Amendments to Board Mgmt For For For
Regulations
5 Nullification of 2014 Mgmt For Abstain Against
Corporate Governance
Code
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS ADPV30566 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Sergey V. Mgmt For Abstain Against
Barbashev
7 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
8 Elect Rushan A. Mgmt For Abstain Against
Bogaudinov
9 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
10 Elect Andrey E. Bougrov Mgmt For Abstain Against
11 Elect Marianna A. Mgmt For Abstain Against
Zakharova
12 Elect Andrey V. Korobov Mgmt For For For
13 Elect Stalbek S. Mgmt For Abstain Against
Mishakov
14 Elect Gareth Penny Mgmt For For For
15 Elect Cornelis Mgmt For For For
Johannes Gerhard
Prinsloo
16 Elect Maxim M. Sokov Mgmt For Abstain Against
17 Elect Vladislav A. Mgmt For Abstain Against
Soloviev
18 Elect Robert W. Edwards Mgmt For For For
19 Elect Artur Gagikovich Mgmt For For For
Arustamov
20 Elect Anna V. Masalova Mgmt For For For
21 Elect Georgiy E. Mgmt For For For
Svanidze
22 Elect Vladimir N. Mgmt For For For
Shilkov
23 Elect Elena A. Yanevich Mgmt For For For
24 Appointment of Auditor Mgmt For For For
(RAS)
25 Appointment of Auditor Mgmt For For For
(IFRS)
26 Directors' Fees Mgmt For Against Against
27 Audit Commission Fees Mgmt For For For
28 Indemnification of Mgmt For For For
Directors/Officers
29 Related Party Mgmt For For For
Transactions (D&O
Insurance)
30 Related Party Mgmt For For For
Transactions (JSC
Normetimpex)
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 46626D108 09/14/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS ADPV30566 12/19/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
3 Membership in Russian Mgmt For For For
Risk Management Society
4 Declaration of Mgmt N/A For N/A
Shareholder
Type
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/24/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alexey A. Mgmt For Abstain Against
Mordashov
3 Elect Mikhail V. Noskov Mgmt For Abstain Against
4 Elect Vadim A. Larin Mgmt For Abstain Against
5 Elect Alexey G. Mgmt For Abstain Against
Kulichenko
6 Elect Vladimir A. Lukin Mgmt For Abstain Against
7 Elect Philip J. Dayer Mgmt For For For
8 Elect Alun D. Bowen Mgmt For For For
9 Elect Sakari T. Veykko Mgmt For For For
10 Elect Vladimir A. Mau Mgmt For For For
11 Elect Alexander A. Mgmt For For For
Auzan
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 1Q2016 Interim Dividend Mgmt For For For
15 Elect Nikolay V. Lavrov Mgmt For For For
16 Elect Roman I. Antonov Mgmt For For For
17 Elect Svetlana V. Mgmt For For For
Guseva
18 Appointment of Auditor Mgmt For For For
19 Amendments to Articles Mgmt For Abstain Against
20 Related Party Mgmt For For For
Transactions
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 09/15/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 12/10/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 3Q2015 Mgmt For For For
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 01/15/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2015)
2 Membership in the Mgmt For For For
Russian Union of
Industrialists and
Entrepreneurs
3 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/31/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
6 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
7 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
8 Elect Yuriy N. Mgmt N/A Abstain N/A
Krugovykh
9 Elect Sven Ombudstvedt Mgmt N/A For N/A
10 Elect Roman V. Osipov Mgmt N/A Abstain N/A
11 Elect Oleg V. Osipenko Mgmt N/A For N/A
12 Elect Marcus J. Rhodes Mgmt N/A For N/A
13 Elect James Beeland Mgmt N/A For N/A
Jr.
Rogers
14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
15 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
16 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaika
17 Elect Ekaterina V. Mgmt For For For
Viktorova
18 Elect Galina A. Mgmt For For For
Kalinina
19 Elect Pavel N. Sinitsa Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Directors' Fees Mgmt For For For
22 Related Party Mgmt For For For
Transactions (Loan
Agreement)
23 Related Party Mgmt For For For
Transactions
(Guarantee
Agreement)
24 Related Party Mgmt For For For
Transactions
(Supplementary
Guarantee
Agreement)
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 05/17/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Bobby Godsell Mgmt For For For
5 Elect Vitaly N. Nesis Mgmt For For For
6 Elect Konstantin Mgmt For Against Against
Yanakov
7 Elect Marina Gronberg Mgmt For For For
8 Elect Jean-Pascal Mgmt For For For
Duvieusart
9 Elect Jonathan Best Mgmt For For For
10 Elect Russell Skirrow Mgmt For Against Against
11 Elect Leonard Homeniuk Mgmt For Against Against
12 Elect Christine Mgmt For For For
Coignard
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Public Joint Stock Company MegaFon
Ticker Security ID: Meeting Date Meeting Status
CINS 58517T209 06/30/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Interim Dividend Mgmt For For For
(1Q2016)
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Robert Wilhelm Mgmt N/A Abstain N/A
Andersson
7 Elect Gustav Jonas Mgmt N/A Abstain N/A
Markus
Bengtsson
8 Elect Nikolay Mgmt N/A Abstain N/A
Borisovich
Krylov
9 Elect Sergey A. Kulikov Mgmt N/A For N/A
10 Elect Lord Paul Myners Mgmt N/A For N/A
11 Elect Carl Peter Mgmt N/A Abstain N/A
Christian
Luiga
12 Elect Per Emil Nilsson Mgmt N/A Abstain N/A
13 Elect Jan Erik Rudberg Mgmt N/A For N/A
14 Elect Sergey Mgmt N/A Abstain N/A
Vladimirovich
Soldatenkov
15 Elect Ingrid Maria Mgmt N/A Abstain N/A
Stenmark
16 Elect Vladimir Mgmt N/A Abstain N/A
Yakovlevich
Streshinsky
17 Early Termination of Mgmt For For For
CEO Powers;
Appointment of
CEO
18 Election of Management Mgmt For For For
Board; Management
Board
Size
19 Appointment of Auditor Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect Yuri A. Zheimo Mgmt For For For
22 Elect Pavel S. Kaplun Mgmt For For For
23 Elect Sami H. Petteri Mgmt For For For
24 Non-Voting Meeting Note N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RusHydro JSC (RusGidro)
Ticker Security ID: Meeting Date Meeting Status
HYDR CINS 782183404 06/27/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Annual Report Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Dividends Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Regulations on
Directors'
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Artem D. Mgmt For Abstain Against
Avetisyan
12 Elect Maxim S. Bystrov Mgmt For Abstain Against
13 Elect Sergey Gabestro Mgmt For Abstain Against
14 Elect Pavel S. Grachev Mgmt For For For
15 Elect Sergey N. Ivanov Mgmt For For For
16 Elect Larisa V. Kalanda Mgmt For Abstain Against
17 Elect Boris Y Kovalchuk Mgmt For Abstain Against
18 Elect Vyacheslav M. Mgmt For Abstain Against
Kravchenko
19 Elect Vyacheslav V. Mgmt For For For
Pivovarov
20 Elect Nikolay R. Mgmt For Abstain Against
Podguzov
21 Elect Nikolay D. Mgmt For For For
Rogalev
22 Elect Igor Sechin Mgmt For Abstain Against
23 Elect Maria G. Mgmt For Abstain Against
Tikhonova
24 Elect Yuri P. Trutnev Mgmt For Abstain Against
25 Elect Alexey O. Mgmt For Abstain Against
Chekunkov
26 Elect Sergey V. Shishin Mgmt For Abstain Against
27 Elect Andrey N. Mgmt For Abstain Against
Shishkin
28 Elect Nikolay Shulginov Mgmt For Abstain Against
29 Election of Audit Mgmt For For For
Commission
30 Appointment of Auditor Mgmt For For For
31 Amendments to Articles Mgmt For For For
32 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
33 Amendments to Board of Mgmt For Abstain Against
Directors'
Regulations
34 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
35 Amendments to Mgmt For Abstain Against
Regulations on Audit
Commission's
Fees
36 Related Party Mgmt For For For
Transactions (D&O
Insurance)
37 Related Party Mgmt For For For
Transactions (PJSC
VTB Bank and the
Company's
subsidiaries)
38 Related Party Mgmt For For For
Transactions (PJSC
VTB
Bank)
39 Related Party Mgmt For For For
Transactions (PJSC
VTB
Bank)
40 Related Party Mgmt For For For
Transactions (PJSC
VTB
Bank)
41 Related Party Mgmt For For For
Transactions (PJSC
VTB
Bank)
________________________________________________________________________________
RusHydro JSC (RusGidro)
Ticker Security ID: Meeting Date Meeting Status
HYDR CINS 782183404 12/25/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Terms of Rights Issue Mgmt For Against Against
2 Amendments to Articles Mgmt For Against Against
3 Rights Issue Mgmt For Against Against
4 Related Party Mgmt For For For
Transactions (Share
Purchase
Agreement)
5 Related Party Mgmt For For For
Transactions (Forward
Contract)
6 Related Party Mgmt For For For
Transactions
(Guarantee
Agreement)
7 Related Party Mgmt For For For
Transactions
(Guarantee
Agreement)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Declaration of Mgmt N/A For N/A
Shareholder
Type
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sberbank
Ticker Security ID: Meeting Date Meeting Status
SBER CINS 80585Y308 05/27/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Esko Tapani Aho Mgmt N/A For N/A
8 Elect Martin G. Gilman Mgmt N/A For N/A
9 Elect Herman O. Gref Mgmt N/A Abstain N/A
10 Elect Nadezhda Y. Mgmt N/A Abstain N/A
Ivanova
11 Elect Sergey M. Mgmt N/A Abstain N/A
Ignatyev
12 Elect Alexey L. Kudrin Mgmt N/A Abstain N/A
13 Elect Georgy I. Mgmt N/A Abstain N/A
Luntovsky
14 Elect Vladimir A. Mau Mgmt N/A Abstain N/A
15 Elect Gennady G. Mgmt N/A For N/A
Melikyan
16 Elect Alessandro Mgmt N/A For N/A
Profumo
17 Elect Anton G. Siluanov Mgmt N/A Abstain N/A
18 Elect Sergey G. Mgmt N/A For N/A
Sinelnikov-Murylev
19 Elect Dmitry Tulin Mgmt N/A Abstain N/A
20 Elect Nadia Wells Mgmt N/A For N/A
21 Elect Sergei A. Mgmt N/A Abstain N/A
Shvetsov
22 Elect Natalya P. Mgmt For For For
Borodina
23 Elect Vladimir M. Mgmt For For For
Volkov
24 Elect Irina Litvinova Mgmt For For For
25 Elect Tatiana A. Mgmt For For For
Domanskaya
26 Elect Yulia Y. Mgmt For For For
Isakhanova
27 Elect Alexei E. Mgmt For For For
Minenko
28 Elect Natalia V. Revina Mgmt For For For
29 Amendments to Articles Mgmt For For For
30 D&O Insurance Mgmt For For For
31 Directors' Fees Mgmt For For For
32 Non-Voting Agenda Item N/A N/A N/A N/A
33 Declaration of Mgmt N/A For N/A
Shareholder
Type
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 06/25/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Alexey I. Guryev Mgmt For For For
5 Elect Ekaterina Y. Mgmt For For For
Kuznetsova
6 Elect Aleksey E. Lipsky Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Sergey F. Boev Mgmt For Abstain Against
9 Elect Andrey A. Mgmt For Abstain Against
Dubovsky
10 Elect Vladimir P. Mgmt For Abstain Against
Evtushenkov
11 Elect Felix V. Mgmt For Abstain Against
Evtushenkov
12 Elect Patrick James Mgmt For For For
Clanwillam
13 Elect Robert S. Mgmt For For For
Kocharyan
14 Elect Jeannot Krecke Mgmt For For For
15 Elect Peter Mandelson Mgmt For Abstain Against
16 Elect Roger Munnings Mgmt For For For
17 Elect Mikhail V. Mgmt For Abstain Against
Shamolin
18 Elect David Mgmt For For For
Iakobachvili
19 Appointment of Auditor Mgmt For For For
(RAS)
20 Appointment of Auditor Mgmt For For For
(IFRS)
21 Amendments to Charter Mgmt For For For
22 Amendments to Board of Mgmt For For For
Directors
Regulations
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tatneft OAO
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 06/24/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For Abstain Against
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Radik R. Mgmt For Abstain Against
Gaizatullin
7 Elect Nail G. Ibragimov Mgmt For Abstain Against
8 Elect Laslo Gerech Mgmt For For For
9 Elect Rustam K. Mgmt For Abstain Against
Khalimov
10 Elect Azat K. Khamaev Mgmt For Abstain Against
11 Elect Rais S. Khisamov Mgmt For Abstain Against
12 Elect Yuri L. Levin Mgmt For For For
13 Elect Nail U. Maganov Mgmt For Abstain Against
14 Elect Renat H. Muslimov Mgmt For Abstain Against
15 Elect Renat K. Sabirov Mgmt For Abstain Against
16 Elect Valery Y. Sorokin Mgmt For Abstain Against
17 Elect Rene Steiner Mgmt For For For
18 Elect Shafagat F. Mgmt For Abstain Against
Takhautdinov
19 Elect Saitovich R. Mgmt For For For
Nurmukhametov
20 Elect Ksenia G. Mgmt For For For
Borzunova
21 Elect Ranilya R. Mgmt For For For
Gazitova
22 Elect Nazilya R. Mgmt For For For
Farkhutdinova
23 Elect Taskirya Mgmt For For For
Nurkhametova
24 Elect Guzal Gilfanova Mgmt For For For
25 Elect Oleg M. Matveev Mgmt For For For
26 Elect Liliya R. Mgmt For For For
Rakhimzyanova
27 Elect Tatiana V. Mgmt For For For
Tsyganova
28 Appointment of Auditor Mgmt For For For
29 Amendments to Articles Mgmt For Abstain Against
30 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
31 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
32 Amendments to CEO Mgmt For Abstain Against
Regulations
33 Amendments to Mgmt For Abstain Against
Management Board
Regulations
34 Non-Voting Meeting Note N/A N/A N/A N/A
35 Non-Voting Meeting Note N/A N/A N/A N/A
36 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TMK PAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 10/12/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Related Party Mgmt For For For
Transaction with OJSC
Sberbank
5 Related Party Mgmt For For For
Transaction with OJSC
Sberbank
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 02/09/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Major Transactions Mgmt For For For
4 Related Party Mgmt For For For
Transactions (JSC
Uralkali-Technologiya)
5 Related Party Mgmt For For For
Transactions
(Enterpro Services
Limited)
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 03/15/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Major Transactions Mgmt For For For
3 Cancellation of Mgmt For For For
Previously Approved
Merger by
Absorption
4 Cancellation of Mgmt For For For
Previously Granted
Authority to Cancel
Shares Held by
Uralkali-Technologia
5 Participation in Mgmt For For For
Association for the
Development of
Application of
Deicing
Chemicals
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 06/17/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transaction with OJSC
Ural Scientific
Research and Project
Institute of the
Chemical Industry
(Galurgii)
8 Related Party Mgmt For For For
Transaction with JSC
VNII
Galurgii
9 Related Party Mgmt For For For
Transaction with
Berezniki
Mine-Building Company
LLC
10 Related Party Mgmt For For For
Transaction with CJSC
Novaya
Nedvizhimost
11 Related Party Mgmt For For For
Transaction with JSC
Baltic Bulk
Terminal
12 Related Party Mgmt For For For
Transaction with
Engine House
Balakhontsy
LLC
13 Related Party Mgmt For For For
Transaction with
Avtotranskali
LLC
14 Related Party Mgmt For For For
Transaction with
Satellite-Service
LLC
15 Related Party Mgmt For For For
Transaction with
N-Resource
LLC
16 Related Party Mgmt For For For
Transaction with
Center for Automation
and Measurements
LLC
17 Related Party Mgmt For For For
Transaction with
Uralkali-Remont
LLC
18 Related Party Mgmt For For For
Transaction with OJSC
Ural Scientific
Research and Project
Institute of the
Chemical Industry
(Galurgii)
19 Related Party Mgmt For For For
Transaction with JSC
VNII
Galurgii
20 Related Party Mgmt For For For
Transaction with
Silvinit-Transport
LLC
21 Related Party Mgmt For For For
Transaction with
Berezniki
Mine-Building Company
LLC
22 Related Party Mgmt For For For
Transaction with CJSC
Novaya
Nedvizhimost
23 Related Party Mgmt For For For
Transaction with
Engine House
Balakhontsy
LLC
24 Related Party Mgmt For For For
Transaction with
Avtotranskali
LLC
25 Related Party Mgmt For For For
Transaction with
Satellite-Service
LLC
26 Related Party Mgmt For For For
Transaction with JSC
Uralkali-Technologiya
27 Related Party Mgmt For For For
Transaction with
N-Resource
LLC
28 Related Party Mgmt For For For
Transaction with
Center for Automation
and Measurements
LLC
29 Related Party Mgmt For For For
Transaction with
Uralkali-Remont
LLC
30 Related Party Mgmt For For For
Transaction with
Silvinit-Capital
LLC
31 Related Party Mgmt For For For
Transaction with
Avtotranskali
LLC
32 Related Party Mgmt For For For
Transaction with JSC
United Chemical
Company
URALCHEM
33 Related Party Mgmt For For For
Transaction with JSC
Voskresensk Mineral
Fertilizers
34 Related Party Mgmt For For For
Transaction with JSC
Corporation
VSMPO-AVISMA
35 Related Party Mgmt For For For
Transaction with
Berezniki
Mine-Building Company
LLC
36 Related Party Mgmt For For For
Transaction with CJSC
Solikamsk
Construction
Trust
37 Related Party Mgmt For For For
Transaction with CJSC
Novaya
Nedvizhimost
38 Related Party Mgmt For For For
Transaction with
Engine House
Balakhontsy
LLC
39 Related Party Mgmt For For For
Transaction with
Avtotranskali
LLC
40 Related Party Mgmt For For For
Transaction with
Satellite-Service
LLC
41 Related Party Mgmt For For For
Transaction with
N-Resource
LLC
42 Related Party Mgmt For For For
Transaction with
Center for Automation
and Measurements
LLC
43 Related Party Mgmt For For For
Transaction with
Uralkali-Remont
LLC
44 Related Party Mgmt For For For
Transaction with
Vodokanal
LLC
45 Related Party Mgmt For For For
Transaction with JSC
Voskresensk Mineral
Fertilizers
46 Related Party Mgmt For For For
Transaction with JSC
United Chemical
Company
URALCHEM
47 Related Party Mgmt For For For
Transaction with JSC
Corporation
VSMPO-AVISMA
48 Related Party Mgmt For For For
Transaction with
Berezniki
Mine-Building Company
LLC
49 Related Party Mgmt For For For
Transaction with CJSC
Solikamsk
Construction
Trust
50 Related Party Mgmt For For For
Transaction with CJSC
Novaya
Nedvizhimost
51 Related Party Mgmt For For For
Transaction with
Engine House
Balakhontsy
LLC
52 Related Party Mgmt For For For
Transaction with
Satellite-Service
LLC
53 Related Party Mgmt For For For
Transaction with
Uralkali-Remont
LLC
54 Related Party Mgmt For For For
Transaction with
Center for Automation
and Measurements
LLC
55 Related Party Mgmt For For For
Transaction with
Avtotranskali
LLC
56 Related Party Mgmt For For For
Transaction with
Vodokanal
LLC
57 Related Party Mgmt For For For
Transaction with
N-Resource
LLC
58 Related Party Mgmt For For For
Transaction with
Uralkali Trading
SIA
59 Related Party Mgmt For For For
Transaction with JSC
Uralkali
Technologiya
60 Related Party Mgmt For For For
Transaction with
Uralkali Trading
SIA
61 Related Party Mgmt For For For
Transaction with
Soglasiye
62 Asset Contributions Mgmt For For For
Contracts
63 Elect Irina Razumova Mgmt For For For
64 Elect Andrei Kononov Mgmt For For For
65 Elect Maria Kuzmina Mgmt For For For
66 Elect Marina Risukhina Mgmt For For For
67 Elect Irina Sharandina Mgmt For For For
68 Non-Voting Agenda Item N/A N/A N/A N/A
69 Elect Dmitry V. Konyaev Mgmt For Abstain Against
70 Elect Dmitry Kabysh Mgmt For For For
71 Elect Luc Marc J. Maene Mgmt For For For
72 Elect Dmitry A. Mazepin Mgmt For Abstain Against
73 Elect Robert J. Mgmt For For For
Margetts
74 Elect Dmitry V. Osipov Mgmt For Abstain Against
75 Elect Paul J. Ostling Mgmt For For For
76 Elect Dmitry V. Razumov Mgmt For Abstain Against
77 Elect Mikhail A. Mgmt For Abstain Against
Sosnovsky
78 Elect Dmitry Usanov Mgmt For Abstain Against
79 Elect Sergey V. Mgmt For Abstain Against
Chemezov
80 Appointment of Auditor Mgmt For Against Against
(IFRS)
81 Appointment of Auditor Mgmt For Against Against
(Russian Federal
Law)
82 Appointment of Auditor Mgmt For For For
(RAS)
83 Cost of D&O Insurance Mgmt For For For
84 Related Party Mgmt For For For
Transactions (D&O
Insurance)
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 08/07/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Major Transaction Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Amendments to Board of Mgmt For For For
Directors
Regulations
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 12/09/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Major Transactions Mgmt For For For
3 Major Transaction Mgmt For For For
(Share Purchase
Agreement)
4 Major Transaction Mgmt For For For
(Supplementary
Agreement to
Indemnity
Deed)
5 Major Transactions Mgmt For For For
(Supplementary
Service
Agreements)
6 Amendments to Articles Mgmt For Abstain Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Declaration of Mgmt N/A For N/A
Shareholder
Type
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 05/10/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Accounts and Reports Mgmt For For For
7 Ratification of Mgmt For For For
Management
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Elect Andrey Elinson Mgmt For For For
to the Supervisory
Board
10 Amendment to the Mgmt For Against Against
Supervisory Board
Remuneration
Policy
11 Supervisory Board Fees Mgmt For Against Against
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Suppress Mgmt For For For
Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 11/12/2015 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Stephan DuCharme Mgmt For Against Against
3 Elect Michael Kuchment Mgmt For For For
4 Elect Igor Shekhterman Mgmt For For For
to the Management
Board
5 Appointment of Auditor Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Yandex N.V.
Ticker Security ID: Meeting Date Meeting Status
YNDX CUSIP N97284108 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Rogier Rijnja to Mgmt For For For
the Board of
Directors
5 Elect Charles Ryan to Mgmt For For For
the Board of
Directors
6 Elect Alexander S. Mgmt For For For
Voloshin to the Board
of
Directors
7 Authority to Cancel Mgmt For For For
Shares
8 Amendments to Articles Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 2016 Equity Mgmt For Against Against
Compensation
Plan
11 Share Pledge Agreement Mgmt For Abstain Against
12 Directors' Fees Mgmt For Against Against
13 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
14 Authority to Suppress Mgmt For Against Against
Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
Fund Name : VanEck Vectors Russia Small-Cap ETF
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 06/27/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Dividends Mgmt For For For
7 Amendments to Mgmt For Abstain Against
Regulations on
Directors'
Fees
8 Directors' Fees Mgmt For Against Against
9 Audit Commission's Fees Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Mikhail Yu. Mgmt N/A Abstain N/A
Alekseev
12 Elect Kirill G. Mgmt N/A Abstain N/A
Androsov
13 Elect Mikhail V. Mgmt N/A Abstain N/A
Voevodin
14 Elect Aleksey A. Mgmt N/A Abstain N/A
Germanovich
15 Elect Igor A. Kamenskoy Mgmt N/A For N/A
16 Elect Andrey V. Korobov Mgmt N/A Abstain N/A
17 Elect Roman V. Pakhomov Mgmt N/A Abstain N/A
18 Elect Dmitry N. Peskov Mgmt N/A Abstain N/A
19 Elect Vladimir V. Mgmt N/A Abstain N/A
Potapov
20 Elect Vitaly G. Mgmt N/A Abstain N/A
Saveliev
21 Elect Dmitry P. Mgmt N/A Abstain N/A
Saprykin
22 Elect Vasily V. Sidorov Mgmt N/A Abstain N/A
23 Elect Jury B. Slyusar Mgmt N/A Abstain N/A
24 Elect Sergey V. Mgmt N/A Abstain N/A
Chemezov
25 Elect Igor V. Belikov Mgmt For For For
26 Elect Marina V. Mikhina Mgmt For For For
27 Elect Ekaterina S. Mgmt For For For
Nikitina
28 Elect Sergey I. Mgmt For For For
Ubugunov
29 Elect Vasily P. Mgmt For For For
Shipilov
30 Appointment of RAS Mgmt For For For
Auditor
31 Appointment of IFRS Mgmt For For For
Auditor
32 Amendments to Articles Mgmt For For For
33 Amendments to General Mgmt For For For
Meeting
Regulations
34 Amendments to Board Mgmt For For For
Regulations
35 Amendments to Mgmt For For For
Management Board
Regulations
36 Related Party Mgmt For For For
Transactions (CJSC
Aeromar)
37 D&O Insurance Mgmt For For For
38 Related Party Mgmt For For For
Transactions (JSC
Rossiya
Airlines)
39 Related Party Mgmt For For For
Transactions (JSC
Aurora
Airlines)
40 Related Party Mgmt For For For
Transactions (JSC
Sukhoi Civil
Aircraft)
________________________________________________________________________________
Akron OAO (Acron JSC)
Ticker Security ID: Meeting Date Meeting Status
AKRN CINS X00311104 05/26/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For Abstain Against
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Nikolai B. Mgmt N/A Abstain N/A
Arutyunov
8 Elect Igor V. Belikov Mgmt N/A Abstain N/A
9 Elect Georgy N. Mgmt N/A Abstain N/A
Golukhov
10 Elect Alexander A. Mgmt N/A Abstain N/A
Dynkin
11 Elect Vladimir V. Mgmt N/A Abstain N/A
Gavrikov
12 Elect Yuri Y. Malyshev Mgmt N/A For N/A
13 Elect Alexander V. Mgmt N/A Abstain N/A
Popov
14 Elect Vladimir G. Mgmt N/A For N/A
Sister
15 Elect Arkady I. Mgmt N/A Abstain N/A
Sverdlov
16 Directors' Fees Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
19 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
20 Amendments to Mgmt For Abstain Against
Management Board
Regulations
21 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
22 Elect Valentina V. Mgmt For For For
Alexandrova
23 Elect Tatyana V. Mgmt For For For
Khrapova
24 Elect Elena G. Mgmt For Abstain Against
Zubrilova
25 Elect Tatyana I. Mgmt For For For
Strigalyova
26 Elect Irina N. Klassen Mgmt For For For
27 Related Party Mgmt For Abstain Against
Transactions
28 Related Party Mgmt For Abstain Against
Transactions
29 Related Party Mgmt For Abstain Against
Transactions
30 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
C.A.T. Oil AG
Ticker Security ID: Meeting Date Meeting Status
O2C CINS A1291D106 06/17/2016 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Supervisory Board Mgmt For For For
Members'
Fees
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
(Change of Company
Name)
________________________________________________________________________________
CTC Media Inc.
Ticker Security ID: Meeting Date Meeting Status
CTCM CUSIP 12642X106 12/17/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of CTC Investments Mgmt For For For
2 Merger Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
E.ON Rossiya OAO
Ticker Security ID: Meeting Date Meeting Status
OGK4 CINS X2156X109 06/15/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Klaus Schafer Mgmt For Abstain Against
5 Elect Christopher Jost Mgmt For Abstain Against
Delbruck
6 Elect Gunter Eckhardt Mgmt For Abstain Against
Rummler
7 Elect Patrick Wolff Mgmt For Abstain Against
8 Elect Reiner Hartmann Mgmt For Abstain Against
9 Elect Maxim G. Shirokov Mgmt For Abstain Against
10 Elect Tatyana A. Mgmt For For For
Mitrova
11 Elect Aleksey A. Mgmt For For For
Germanovich
12 Elect Anna G. Belova Mgmt For For For
13 Elect Gerd Hansal Uwe Mgmt For For For
14 Elect Nicolo Pren Mgmt For For For
15 Elect Alexey S. Asyaev Mgmt For For For
16 Elect Denis A. Mgmt For For For
Alekseenkov
17 Appointment of Auditor Mgmt For For For
18 Amendments to Articles Mgmt For Abstain Against
19 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
20 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
21 Amendments to Mgmt For Abstain Against
Management Board
Regulations
22 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
23 Directors' Fees Mgmt For For For
________________________________________________________________________________
Etalon Group Limited
Ticker Security ID: Meeting Date Meeting Status
ETLN CINS 29760G103 05/20/2016 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Elect Martin Cocker Mgmt For Against Against
6 Elect Anton Poryadin Mgmt For For For
7 Elect Andrew Howat Mgmt For For For
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/16/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Alexander Abramov Mgmt For For For
4 Elect Alexander Frolov Mgmt For For For
5 Elect Eugene Shvidler Mgmt For For For
6 Elect Eugene Tenenbaum Mgmt For For For
7 Elect James Karl Gruber Mgmt For For For
8 Elect Deborah Gudgeon Mgmt For For For
9 Elect Alexander Mgmt For For For
Izosimov
10 Elect Sir Michael Peat Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Federal Grid Company of Unified Energy Systems OJSC
Ticker Security ID: Meeting Date Meeting Status
FEES CINS X2393G109 06/29/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For Against Against
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Denis Fedorov Mgmt N/A Abstain N/A
7 Elect Nikolai G. Mgmt N/A Abstain N/A
Shulginov
8 Elect Boris Y. Mgmt N/A Abstain N/A
Kovalchuk
9 Elect Pavel S. Grachev Mgmt N/A For N/A
10 Elect Igor Kamensky Mgmt N/A For N/A
11 Elect Ernesto Ferlenghi Mgmt N/A For N/A
12 Elect Sergey N. Mgmt N/A Abstain N/A
Mironosetsky
13 Elect Andrey Murov Mgmt N/A Abstain N/A
14 Elect Pavel N. Snikkars Mgmt N/A Abstain N/A
15 Elect Nikolai P. Mgmt N/A Abstain N/A
Roschenko
16 Elect Oleg M. Budargin Mgmt N/A Abstain N/A
17 Elect Andrey Demin Mgmt N/A Abstain N/A
18 Elect Yegor V. Mgmt N/A Abstain N/A
Prokhorov
19 Elect Sergey V. Sergeev Mgmt N/A Abstain N/A
20 Elect Roman V. Mgmt N/A For N/A
Litivinov
21 Elect Tatyana V. Mgmt N/A For N/A
Zobkova
22 Elect Ilya I. Karpov Mgmt N/A For N/A
23 Elect Nikolay N. Pronin Mgmt N/A For N/A
24 Elect Igor V. Shmakov Mgmt N/A For N/A
25 Elect Vladimir V. Mgmt N/A Abstain N/A
Hvorov
26 Appointment of Auditor Mgmt For For For
27 Amendments to Articles Mgmt For For For
28 Amendments to Board of Mgmt For For For
Directors
Regulations
29 Related Party Mgmt For For For
Transactions (D&O
Insurance)
30 Related Party Mgmt For For For
Transactions (JSC Mus
Energetika - Lease
Agreement)
31 Related Party Mgmt For For For
Transactions (JSC Mus
Energetika - Service
Agreement)
32 Related Party Mgmt For For For
Transactions (JSC Mus
Energetika -
Contracts)
33 Related Party Mgmt For For For
Transactions (JSC Mus
Energetika - Service
Agreement)
34 Related Party Mgmt For For For
Transactions (JSC Mus
Energetika - Service
Agreement)
35 Related Party Mgmt For For For
Transactions (JSC Mus
Energetika - Lease
Agreement)
36 Related Party Mgmt For For For
Transactions (JSC
NTC-Power - Service
Agreement)
37 Related Party Mgmt For For For
Transactions (JSC
NTC-Power - Service
Agreement)
38 Related Party Mgmt For For For
Transactions (JSC
NTC-Power - Service
Agreement)
39 Related Party Mgmt For For For
Transactions (JSC
NTC-Power - Service
Agreement)
40 Related Party Mgmt For For For
Transactions (JSC
NTC-Power - Service
Agreement)
41 Related Party Mgmt For For For
Transactions (JSC
NTC-Power - Service
Agreement)
42 Related Party Mgmt For For For
Transactions (JSC
Electrosetservice -
Service
Agreement)
43 Related Party Mgmt For For For
Transactions (JSC
Electrosetservice -
Service
Agreement)
44 Related Party Mgmt For For For
Transactions (JSC
Electrosetservice -
Service
Agreement)
45 Related Party Mgmt For For For
Transactions (JSC
Electrosetservice -
Service
Agreement)
46 Related Party Mgmt For For For
Transactions (JSC
Electrosetservice -
Service
Agreement)
47 Related Party Mgmt For For For
Transactions (JSC
Electrosetservice -
Service
Agreement)
48 Related Party Mgmt For For For
Transactions (JSC
Electrosetservice -
Lease
Agreement)
49 Related Party Mgmt For For For
Transactions (JSC
Electrosetservice -
Lease
Agreement)
________________________________________________________________________________
GlobalTrans Investment Plc
Ticker Security ID: Meeting Date Meeting Status
GLTR CINS 37949E204 04/28/2016 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Ratification of Board Mgmt For For For
Acts
5 Elect John Carroll Mgmt For For For
Colley
6 Elect Johann Franz Mgmt For For For
Durrer
7 Elect Alexander Eliseev Mgmt For For For
8 Elect Zarema Mamukaeva Mgmt For For For
9 Elect Elia Nicolaou Mgmt For Against Against
10 Elect George Mgmt For For For
Papaioannou
11 Elect Melina Pyrgou Mgmt For For For
12 Elect Konstantin Mgmt For For For
Shirokov
13 Elect Alexaxander Mgmt For For For
Storozhev
14 Elect Alexander Tarasov Mgmt For Against Against
15 Elect Michael Thomaides Mgmt For Against Against
16 Elect Marios Tofaros Mgmt For Against Against
17 Elect Sergey Tolmachev Mgmt For For For
18 Elect Michael Zampelas Mgmt For For For
________________________________________________________________________________
Gruppa LSR OAO (LSR Group OJSC)
Ticker Security ID: Meeting Date Meeting Status
LSRG CINS 50218G206 04/05/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends;
Directors' and Audit
Commission
Fees
4 Board Size Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Alexander I. Mgmt N/A Abstain N/A
Vakhmistrov
7 Elect Dmitry V. Mgmt N/A Abstain N/A
Goncharov
8 Elect Vasily M. Mgmt N/A Abstain N/A
Kostritsa
9 Elect Aleksy P. Makhnev Mgmt N/A For N/A
10 Elect Andrey Y. Mgmt N/A Abstain N/A
Molchanov
11 Elect Vitaly G. Mgmt N/A For N/A
Podolsky
12 Elect Alexander M. Mgmt N/A For N/A
Prisyazhnyuk
13 Elect Olga M. Sheykina Mgmt N/A Abstain N/A
14 Elect Evgeny V. Mgmt N/A Abstain N/A
Yatsyshin
15 Elect Natalia S. Mgmt For For For
Klevtsova
16 Elect Ludmila V. Mgmt For For For
Fradina
17 Elect Irina A. Mgmt For For For
Sharapova
18 Appointment of Auditor Mgmt For For For
(RAS)
19 Appointment of Auditor Mgmt For For For
(IFRS)
20 Related Party Mgmt For For For
Transactions
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Highland Gold Mining Limited
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/25/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Eugene Shvidler Mgmt For Abstain Against
4 Elect Terry Robinson Mgmt For Abstain Against
5 Elect Colin Belshaw Mgmt For Abstain Against
6 Appointment of Auditor Mgmt For Abstain Against
7 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
________________________________________________________________________________
Inter Rao Ues JSC
Ticker Security ID: Meeting Date Meeting Status
IRAO CINS X39961101 06/10/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For Abstain Against
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Boris I. Ayuyev Mgmt N/A Abstain N/A
9 Elect Andrey E. Bugrov Mgmt N/A For N/A
10 Elect Anatoly A. Mgmt N/A Abstain N/A
Gavrilenko
11 Elect Boris Y. Mgmt N/A Abstain N/A
Kovalchuk
12 Elect Vyacheslav M. Mgmt N/A Abstain N/A
Kravchenko
13 Elect Alexander Lokshin Mgmt N/A Abstain N/A
14 Elect Andrey E. Murov Mgmt N/A Abstain N/A
15 Elect Ronald Pollett Mgmt N/A For N/A
16 Elect Nikolay D. Mgmt N/A For N/A
Rogalev
17 Elect Elena Mgmt N/A Abstain N/A
Sapozhnikova
18 Elect Igor Sechin Mgmt N/A Abstain N/A
19 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
20 Elect Dmitry E. Mgmt N/A Abstain N/A
Shugayev
21 Elect Izumrud A. Mgmt For For For
Alimuradova
22 Elect Gennady Bukayev Mgmt For For For
23 Elect Dmitry L. Mgmt For For For
Shishkin
24 Elect Yury A. Mgmt For For For
Scherbakov
25 Elect Tatiana V. Mgmt For For For
Fisenko
26 Appointment of Auditor Mgmt For For For
27 Amendments to Articles Mgmt For For For
28 Cost of Mgmt For For For
Indemnification of
Directors/Officers
29 Related Party Mgmt For For For
Transaction (D&O
Insurance
Policy)
30 Related Party Mgmt For For For
Transaction
(Guarantee
Agreement)
31 Related Party Mgmt For For For
Transaction
(Guarantee
Agreement)
32 Related Party Mgmt For For For
Transactions (Credit
Agreement)
33 Related Party Mgmt For For For
Transactions (Credit
Agreement)
34 Related Party Mgmt For For For
Transactions (Loan
Agreement with
Subsidiaries)
35 Related Party Mgmt For For For
Transactions (Loan
Agreement with JSC
Altayenergosbyt)
36 Related Party Mgmt For For For
Transactions (Loan
Agreement with Inter
Rao Engineering
LLC)
37 Related Party Mgmt For For For
Transactions (Loan
Agreement with
Eastern Energy
Company
OJSC)
38 Related Party Mgmt For For For
Transactions (Loan
Agreement with
Moldavskaya GRES
CJSC)
39 Related Party Mgmt For For For
Transactions (Loan
Agreement with
Bashkir Generation
Company
LLC)
40 Related Party Mgmt For For For
Transactions (Loan
Agreement with RAO
Nordic
Oy)
41 Related Party Mgmt For For For
Transactions
(Supplemental
Agreement with LLC
BGC)
42 Related Party Mgmt For For For
Transactions (Loan
Agreement with Inter
Rao Credit
B.V.)
43 Related Party Mgmt For For For
Transactions (Surety
Agreement)
44 Related Party Mgmt For For For
Transactions (Surety
Agreement)
45 Related Party Mgmt For For For
Transaction (Loan
Agreement with Inter
Rao Finance
LLC)
46 Related Party Mgmt For For For
Transactions
(Contractor
Agreements)
47 Related Party Mgmt For For For
Transactions (GPB
Bank PJSC and/or VTB
Bank
PJSC)
48 Related Party Mgmt For For For
Transactions (JSB
Rossiya
JSC)
49 Related Party Mgmt For For For
Transactions (Bank
Guarantees)
50 Related Party Mgmt For For For
Transactions
(Electricity Purchase
and Sale
Transactions)
________________________________________________________________________________
IRC Limited
Ticker Security ID: Meeting Date Meeting Status
1029 CINS Y41792105 11/20/2015 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of New Share Mgmt For Against Against
Option
Scheme
4 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
ITE Group plc
Ticker Security ID: Meeting Date Meeting Status
ITE CINS G63336104 01/28/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sharon Baylay Mgmt For For For
4 Elect Neil England Mgmt For For For
5 Elect Linda Jensen Mgmt For For For
6 Elect Stephen Puckett Mgmt For For For
7 Elect Marco Sodi Mgmt For For For
8 Elect Russell Taylor Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Remuneration Report Mgmt For For For
(Advisory)
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Scrip Dividend Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
JSC Rosseti
Ticker Security ID: Meeting Date Meeting Status
CINS X3490A102 06/30/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Interim Dividend 1Q2016 Mgmt For For For
7 Directors Fees Mgmt For Against Against
8 Audit Commission's Fees Mgmt For Abstain Against
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Boris I. Ayuyev Mgmt For Abstain Against
11 Elect Oleg G. Barkin Mgmt For Abstain Against
12 Elect Vasiliy M. Belov Mgmt For For For
13 Elect Oleg M. Budargin Mgmt For Abstain Against
14 Elect Oleg M. Dubnov Mgmt For For For
15 Elect Alexander S. Mgmt For Abstain Against
Kalinin
16 Elect Vyacheslav M. Mgmt For Abstain Against
Kravchenko
17 Elect Andrei E. Murov Mgmt For Abstain Against
18 Elect Alexander V. Mgmt For Abstain Against
Novak
19 Elect Nikolay R. Mgmt For Abstain Against
Podguzov
20 Elect Mikhail I. Mgmt For Abstain Against
Poluboyarinov
21 Elect Nikolay D. Mgmt For For For
Rogalev
22 Elect Sergey I. Shmatko Mgmt For Abstain Against
23 Elect Stanislav O. Mgmt For Abstain Against
Ashirov
24 Elect Andrey N. Mgmt For Abstain Against
Shishkin
25 Elect Nikolay Mgmt For Abstain Against
Grigoryevich
Shulginov
26 Elect Alexander Y. Mgmt For For For
Bogashov
27 Elect Sergey A. Mgmt For For For
Kravchenko
28 Elect Olga A. Kuleshova Mgmt For For For
29 Elect Vladimir V. Mgmt For For For
Khvorov
30 Elect Igor V. Shmakov Mgmt For For For
31 Appointment of Auditor Mgmt For For For
32 Amendments to Articles Mgmt For For For
33 D&O Insurance Mgmt For For For
34 Approval to Join Mgmt For For For
"Worldskills Russia"
Union
35 Approval of Mgmt For For For
Termination of
Participation in the
Non-commercial
Partnership
Association
"ENERGOSTROY"
36 Approval to Join Mgmt For For For
Non-commercial
Partnership "Russian
International Affairs
Council"
________________________________________________________________________________
JSC Rosseti
Ticker Security ID: Meeting Date Meeting Status
MRKH CINS X3490A102 08/17/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specifics of Rights Mgmt For For For
Issuance
2 Amendments to Articles Mgmt For For For
3 Increase in Authorized Mgmt For For For
Capital; Authority to
Issue Shares w/
Preemptive
Rights
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC Rosseti
Ticker Security ID: Meeting Date Meeting Status
MRKH CINS X3490A102 10/06/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 05/27/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Victor F. Mgmt N/A Abstain N/A
Rashnikov
8 Elect Ruben A. Mgmt For For For
Aganbegyan
9 Elect Kirill Y. Liovin Mgmt N/A Abstain N/A
10 Elect Nikolai V. Mgmt N/A Abstain N/A
Liadov
11 Elect Valery Y. Mgmt For For For
Martzinovich
12 Elect Ralf T. Morgan Mgmt For For For
13 Elect Olga V Rashnikova Mgmt N/A Abstain N/A
14 Elect Zumrud K. Mgmt N/A Abstain N/A
Rustamova
15 Elect Sergey A. Sulimov Mgmt N/A Abstain N/A
16 Elect Pavel V. Shilyaev Mgmt N/A Abstain N/A
17 Elect Aleksandr V. Mgmt For For For
Maslennikov
18 Elect Oksana V. Mgmt For For For
Diuldina
19 Elect Galina A. Mgmt For For For
Akimova
20 Appointment of Auditor Mgmt For For For
21 Directors' Fees Mgmt For For For
22 Audit Commission Mgmt For For For
Members'
Fees
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Declaration of Mgmt N/A For N/A
Shareholder
Type
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 09/28/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend 2Q2015 Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron and Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 12/18/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions (Share
Purchase
Agreement)
3 Related Party Mgmt For For For
Transactions
(Supplementary
Guarantee
Agreement)
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Declaration of Mgmt N/A For N/A
Shareholder
Type
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 03/04/2016 Take No Action
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Declaration of Mgmt N/A TNA N/A
Shareholder
Type
2 Early Termination of Mgmt For TNA N/A
Board
Powers
3 Elect Vladimir V. Gusev Mgmt For TNA N/A
4 Elect Igor V. Zyuzin Mgmt For TNA N/A
5 Elect Yuriy N. Malyshev Mgmt For TNA N/A
6 Elect Oleg V. Korzhov Mgmt For TNA N/A
7 Elect Alexey G. Mgmt For TNA N/A
Ivanushkin
8 Elect Vladimir Y. Mgmt For TNA N/A
Korovkin
9 Elect Alexandr N. Mgmt For TNA N/A
Kotsky
10 Elect Alexander D. Mgmt For TNA N/A
Orischin
11 Elect Tigran G. Mgmt For TNA N/A
Khachaturov
12 Amendments to Articles Mgmt For TNA N/A
13 Amendments to General Mgmt For TNA N/A
Meeting
Regulations
14 Amendments to Board Mgmt For TNA N/A
Regulations
15 Related Party Mgmt For TNA N/A
Transactions (PJSC
VTB
Bank)
16 Related Party Mgmt For TNA N/A
Transactions (PJSC
VTB
Bank)
17 Related Party Mgmt For TNA N/A
Transactions (PJSC
VTB
Bank)
18 Related Party Mgmt For TNA N/A
Transactions (PJSC
VTB
Bank)
19 Related Party Mgmt For TNA N/A
Transactions
(Gazprombank)
20 Related Party Mgmt For TNA N/A
Transactions
(Gazprombank)
21 Related Party Mgmt For TNA N/A
Transactions
(Gazprombank)
22 Related Party Mgmt For TNA N/A
Transactions
(Gazprombank)
23 Related Party Mgmt For TNA N/A
Transactions
(Gazprombank)
24 Related Party Mgmt For TNA N/A
Transactions
(Gazprombank)
25 Related Party Mgmt For TNA N/A
Transactions ( PJSC
Sberbank)
26 Related Party Mgmt For TNA N/A
Transactions
(Syndicated
Loans)
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840608 05/26/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Declaration of Mgmt N/A Abstain N/A
Shareholder
Type
2 Related Party Mgmt For For For
Transactions (VTB
Bank and
Yakutugol)
3 Related Party Mgmt For For For
Transactions (VTB
Bank and Southern
Kuzbass)
4 Related Party Mgmt For For For
Transactions (VTB
Bank and Southern
Kuzbass)
5 Related Party Mgmt For For For
Transactions (VTB
Bank and Chelyabinsk
Metallurgical
Plant)
6 Related Party Mgmt For For For
Transactions (Bank
GPB, Southern Kuzbass
and
Yakutugol)
7 Related Party Mgmt For For For
Transactions (Bank
GPB and Southern
Kuzbass)
8 Related Party Mgmt For For For
Transactions (Bank
GPB and Mechel
Service)
9 Related Party Mgmt For For For
Transactions (Bank
GPB and Mechel
Energo)
10 Related Party Mgmt For For For
Transactions (Bank
GPB and
Yakutugol)
11 Related Party Mgmt For For For
Transactions (Bank
GPB and Chelyabinsk
Metallurgical
Plant)
12 Related Party Mgmt For For For
Transactions
(Sberbank)
13 Related Party Mgmt For For For
Transactions
(Syndicated
Loans)
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840608 06/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2.1 Elect Igor V. Zyuzin Mgmt For Withhold Against
2.2 Elect Oleg V. Korzhov Mgmt For Withhold Against
2.3 Elect Vladimir Y. Mgmt For For For
Korovkin
2.4 Elect Alexandr N. Mgmt For For For
Kotsky
2.5 Elect Yuriy N. Malyshev Mgmt For For For
2.6 Elect Alexander D. Mgmt For For For
Orischin
2.7 Elect Victor A. Mgmt For Withhold Against
Trigubko
2.8 Elect Tigran G. Mgmt For Withhold Against
Khachaturov
2.9 Elect Aleksandr N. Mgmt For For For
Shokhin
3 Elect Alexander N. Mgmt For For For
Kapralov
4 Elect Natalia S. Zykova Mgmt For For For
5 Elect Irina V. Mgmt For For For
Bolkhovskikh
6 Appointment of Auditor Mgmt For For For
7 Amendments to Mgmt For Abstain Against
Regulations on
Directors'
Fees
________________________________________________________________________________
Mosenergo OAO
Ticker Security ID: Meeting Date Meeting Status
MSNG CINS X55075109 05/31/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Andrey Y. Berezin Mgmt N/A Abstain N/A
8 Elect Aleksander A. Mgmt N/A Abstain N/A
Butko
9 Elect Anatoli A. Mgmt N/A Abstain N/A
Gavrilenko
10 Elect Maksim F. Gaman Mgmt N/A Abstain N/A
11 Elect Valery A. Golubev Mgmt N/A Abstain N/A
12 Elect Yuri E. Dolin Mgmt N/A Abstain N/A
13 Elect Evgeny N. Mgmt N/A Abstain N/A
Zemlyanoy
14 Elect Aleksander S. Mgmt N/A Abstain N/A
Ivannikov
15 Elect Karen V. Mgmt N/A Abstain N/A
Karapetyan
16 Elect Irina Y. Mgmt N/A Abstain N/A
Korobkina
17 Elect Pavel A. Livinsky Mgmt N/A Abstain N/A
18 Elect Elena V. Mgmt N/A Abstain N/A
Mikhailova
19 Elect Valeri G. Mgmt N/A For N/A
Piatnicev
20 Elect Aleksandr V. Mgmt N/A Abstain N/A
Rogov
21 Elect Andrei V. Ryumin Mgmt N/A For N/A
22 Elect Kirill G. Mgmt N/A Abstain N/A
Seleznev
23 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
24 Elect Pavel O. Shatsky Mgmt N/A Abstain N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Elect Mikhail V. Klenin Mgmt For For For
27 Elect Anatoly A. Mgmt For For For
Kotlyar
28 Elect Yuriy A. Mgmt For For For
Linovitsky
29 Elect Margarita I. Mgmt For For For
Mironova
30 Elect Nikita Y. Osin Mgmt For N/A N/A
31 Elect Marat H. Salekhov Mgmt For For For
32 Appointment of Auditor Mgmt For For For
33 Directors' Fees Mgmt For Against Against
34 Amendments to Mgmt For Against Against
Regulations on
Board's
Remuneration
35 Amendments to Articles Mgmt For For For
36 Amendments to General Mgmt For For For
Meeting
Regulations
37 Related Party Mgmt For For For
Transactions (LLC
Gazprom
Energoholding)
38 Amendments to Audit Mgmt For For For
Commission
Regulations
39 Related Party Mgmt For For For
Transactions (LLC
Gazprom
Energoholding)
40 Related Party Mgmt For For For
Transactions (LLC
Gazprom
Energoholding)
41 Related Party Mgmt For For For
Transactions (PJSC
Gazprom)
42 Related Party Mgmt For For For
Transactions (JSC
Gazprom
Bank)
43 Related Party Mgmt For For For
Transactions (JSC
Gazprom
Bank)
44 Related Party Mgmt For For For
Transactions (JSC
Gazprom
Bank)
45 Related Party Mgmt For For For
Transactions (JSC
Gazprom
Bank)
46 Related Party Mgmt For For For
Transactions (JSC
Gazprom
Bank)
47 Related Party Mgmt For For For
Transactions (JSC AB
Russia)
48 Related Party Mgmt For For For
Transactions (JSC AB
Russia)
49 Related Party Mgmt For For For
Transactions (JSC AB
Russia)
50 Related Party Mgmt For For For
Transactions (PJSC
VTB
Bank)
51 Related Party Mgmt For For For
Transactions (PJSC
VTB
Bank)
52 Related Party Mgmt For For For
Transactions (PJSC
VTB
Bank)
53 Related Party Mgmt For For For
Transactions (PJSC
VTB
Bank)
54 Related Party Mgmt For For For
Transactions (PJSC
VTB
Bank)
55 Related Party Mgmt For For For
Transactions (LLC TER
-
Moscow)
56 Related Party Mgmt For For For
Transactions (LLC TER
-
Services)
57 Related Party Mgmt For For For
Transactions (JSC
TEKON
Engineering)
58 Related Party Mgmt For For For
Transactions (PLSC
MOEK)
59 Related Party Mgmt For For For
Transactions (PLSC
MOEK)
60 Related Party Mgmt For For For
Transactions (LLC PRO
GRES)
61 Related Party Mgmt For For For
Transactions (LLC
TsRMZ)
62 Related Party Mgmt For For For
Transactions (LLC
TsRMZ)
63 Related Party Mgmt For For For
Transactions (Moscow
City Property
Department)
64 Related Party Mgmt For For For
Transactions (PJSC
MOEK)
65 Related Party Mgmt For For For
Transactions (PJSC
MOEK)
66 Related Party Mgmt For For For
Transactions (PJSC
MOEK)
67 Related Party Mgmt For For For
Transactions (PJSC
MOEK)
68 D&O Insurance Mgmt For For For
________________________________________________________________________________
O'Key Group SA
Ticker Security ID: Meeting Date Meeting Status
OKEY CINS 670866201 04/29/2016 Take No Action
Meeting Type Country of Trade
Ordinary Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Consolidated Accounts Mgmt For TNA N/A
and
Reports
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
________________________________________________________________________________
O'Key Group SA
Ticker Security ID: Meeting Date Meeting Status
OKEY CINS 670866201 10/13/2015 Voted
Meeting Type Country of Trade
Ordinary Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Terminate Authorities Mgmt For Abstain Against
of the Board of
Directors
3 Election of Directors Mgmt For Abstain Against
(Slate)
4 Directors' Fees (2015) Mgmt For Abstain Against
5 Directors' Fees (2016) Mgmt For Abstain Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OGK-2 JSC (Second Generation Company of Wholesale Electricity Market)
Ticker Security ID: Meeting Date Meeting Status
OGKB CINS X7762E106 06/08/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Roman E. Abdullin Mgmt For Abstain Against
6 Elect Denis N. Bashuk Mgmt For Abstain Against
7 Elect Albert F. Mgmt For Abstain Against
Bikmurzin
8 Elect Yury E. Dolin Mgmt For Abstain Against
9 Elect Evgeny N. Mgmt For Abstain Against
Zemlyanoy
10 Elect Karen V. Mgmt For Abstain Against
Karapetyan
11 Elect Irina Y. Mgmt For Abstain Against
Korobkina
12 Elect Denis V. Kulikov Mgmt For Abstain Against
13 Elect Sergey V. Mgmt For For For
Pokrovsky
14 Elect Aleksandr V. Mgmt For Abstain Against
Rogov
15 Elect Denis V. Fedorov Mgmt For Abstain Against
16 Elect Oleg R. Fedorov Mgmt For For For
17 Elect Sergey S. Fil Mgmt For Abstain Against
18 Elect Elena V. Mgmt For Abstain Against
Khimichuk
19 Elect Pavel O. Shatskiy Mgmt For Abstain Against
20 Elect Aleksandr V. Mgmt For Abstain Against
Shevchuk
21 Elect Vadim K. Bikulov Mgmt For For For
22 Elect Denis A. Mgmt For For For
Korshnyakov
23 Elect Yury A. Mgmt For For For
Linovitsky
24 Elect Margarita I. Mgmt For For For
Mironova
25 Elect Alexander M. Mgmt For For For
Yuzifovich
26 Appointment of Auditor Mgmt For For For
27 Amendments to Articles Mgmt For For For
28 Amendments to General Mgmt For For For
Meeting
Regulations
29 Amendments to Board Mgmt For For For
Regulations
30 Amendments to Mgmt For For For
Management Board
Regulations
31 Amendments to Audit Mgmt For For For
Commission
Regulations
32 Directors' Fees Mgmt For Against Against
33 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 06/28/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Alexander Green Mgmt For For For
6 Elect Andrew Vickerman Mgmt For For For
7 Elect Peter Hambro Mgmt For For For
8 Elect Pavel Maslovskiy Mgmt For For For
9 Elect Andrey Maruta Mgmt For For For
10 Elect Robert Jenkins Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 04/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Approve Auditor's Fees Mgmt For For For
5 Elect Ron Khalifa Mgmt For For For
6 Elect Marcus J. Rhodes Mgmt For For For
7 Elect Osama Bedier Mgmt For For For
8 Elect Boris Kim Mgmt For Abstain Against
9 Elect Sergey Solonin Mgmt For Abstain Against
10 Elect Andrey Romanenko Mgmt For Abstain Against
11 Elect David G.W. Birch Mgmt For Abstain Against
12 Approval of Director's Mgmt For For For
Remuneration
13 Executive Directors' Mgmt For For For
Fees
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 07/28/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Maximum Mgmt For Abstain Against
Reserve of Class B
Shares under the 2015
Employee RSU
Plan
2 Adoption of the 2015 Mgmt For Abstain Against
Employee RSU
Plan
________________________________________________________________________________
Raspadskaya Oao
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 05/20/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Elena V. Gordeeva Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Amendments to Articles Mgmt For Abstain Against
6 Directors' Fees Mgmt For Abstain Against
7 Board Size Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Ilya M. Lifshits Mgmt For Abstain Against
10 Elect Olga A. Mgmt For Abstain Against
Pokrovskaja
11 Elect John Terry Mgmt For For For
Robinson
12 Elect Sergey S. Mgmt For Abstain Against
Stepanov
13 Elect Eric Stoyle Mgmt For For For
14 Elect Pavel S. Tatyanin Mgmt For Abstain Against
15 Elect Alexander V. Mgmt For Abstain Against
Frolov
________________________________________________________________________________
Raven Russia Limited
Ticker Security ID: Meeting Date Meeting Status
RUS CINS G73741103 06/15/2016 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For Against Against
(Binding)
4 Retention Scheme Mgmt For Against Against
5 Elect Richard W. Jewson Mgmt For For For
6 Elect Anton Bilton Mgmt For For For
7 Elect Glyn Vincent Mgmt For For For
Hirsch
8 Elect Mark Sinclair Mgmt For For For
9 Elect Colin Smith Mgmt For For For
10 Elect Christopher Mgmt For For For
Sherwell
11 Elect Stephen Coe Mgmt For For For
12 Elect David Moore Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase Ordinary
Shares
17 Authority to Mgmt For For For
Repurchase Preference
Shares
18 Authority to Mgmt For For For
Repurchase Shares
Pursuant to Tender
Offer
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Raven Russia Limited
Ticker Security ID: Meeting Date Meeting Status
RUS CINS G73741103 10/15/2015 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Tender Offer Mgmt For For For
________________________________________________________________________________
TCS Group Holding
Ticker Security ID: Meeting Date Meeting Status
TCS CINS 87238U203 06/03/2016 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chairperson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Martin Cocker Mgmt For For For
4 Elect Philippe Delpal Mgmt For Against Against
5 Directors' Remuneration Mgmt For For For
6 Authority to Mgmt For Abstain Against
Repurchase
Shares
________________________________________________________________________________
TMK PAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 06/08/2016 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Mikhail Y. Mgmt N/A For N/A
Alexeev
5 Elect Andrey Y. Mgmt N/A Abstain N/A
Kaplunov
6 Elect Sergey V. Mgmt N/A Abstain N/A
Kravchenko
7 Elect Peter L. O'Brien Mgmt N/A For N/A
8 Elect Sergey T. Papin Mgmt N/A Abstain N/A
9 Elect Dmitry A. Mgmt N/A Abstain N/A
Pumpyansky
10 Elect Robert M. Mgmt N/A For N/A
Foresman
11 Elect Igor B. Mgmt N/A Abstain N/A
Khmelevsky
12 Elect Anatoly B. Mgmt N/A Abstain N/A
Chubais
13 Elect Alexander G. Mgmt N/A Abstain N/A
Shiryaev
14 Elect Alexander N. Mgmt N/A For N/A
Shokhin
15 Elect Oleg A. Shegolev Mgmt N/A For N/A
16 Elect Aleksandr V. Mgmt For For For
Maksimenko
17 Elect Aleksandr P. Mgmt For For For
Vorobyov
18 Elect Nina V. Mgmt For For For
Posdnyakova
19 Appointment of Auditor Mgmt For Abstain Against
20 Amendments to Articles Mgmt For Abstain Against
21 Related Party Mgmt For Abstain Against
Transactions
22 Related Party Mgmt For Abstain Against
Transactions
23 Related Party Mgmt For Abstain Against
Transactions
24 Related Party Mgmt For Abstain Against
Transactions
25 Related Party Mgmt For Abstain Against
Transactions
26 Related Party Mgmt For Abstain Against
Transactions
27 Related Party Mgmt For Abstain Against
Transactions
28 Related Party Mgmt For Abstain Against
Transactions
29 Related Party Mgmt For Abstain Against
Transactions
30 Related Party Mgmt For Abstain Against
Transactions
31 Related Party Mgmt For Abstain Against
Transactions
32 Related Party Mgmt For Abstain Against
Transactions
33 Related Party Mgmt For Abstain Against
Transactions
34 Related Party Mgmt For Abstain Against
Transactions
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TMK PAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 10/12/2015 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Related Party Mgmt For For For
Transaction with OJSC
Sberbank
5 Related Party Mgmt For For For
Transaction with OJSC
Sberbank
________________________________________________________________________________
Vostok New Ventures Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNILSDB CINS W9897B107 05/17/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Board Size; Number of Mgmt For For For
Auditors
14 Directors and Mgmt For For For
Auditors'
Fees
15 Election of Directors; Mgmt For Against Against
Appointment of
Auditor
16 Nomination Committee Mgmt For For For
17 Remuneration Guidelines Mgmt For For For
18 Long-term Incentive Mgmt For For For
Plan
19 Non-Voting Agenda Item N/A N/A N/A N/A
Fund Name : VanEck Vectors Semiconductor ETF
_______________________________________________________________________________
Altera Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUSIP 021441100 10/06/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent T. Roche Mgmt For For For
3 Elect Richard M. Beyer Mgmt For For For
4 Elect James A. Champy Mgmt For For For
5 Elect Bruce R. Evans Mgmt For For For
6 Elect Edward H. Frank Mgmt For For For
7 Elect John C. Hodgson Mgmt For For For
8 Elect Neil S. Novich Mgmt For For For
9 Elect Kenton J. Mgmt For For For
Sicchitano
10 Elect Lisa T. Su Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willem P. Mgmt For Against Against
Roelandts
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For Against Against
Iannotti
7 Elect Susan M. James Mgmt For For For
8 Elect Alexander A. Mgmt For For For
Karsner
9 Elect Adrianna Ma Mgmt For For For
10 Elect Dennis D. Powell Mgmt For For For
11 Elect Robert H. Swan Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
ARM Holdings plc
Ticker Security ID: Meeting Date Meeting Status
ARM CUSIP 042068106 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Chris Kennedy Mgmt For For For
5 Elect Lawton W. Fitt Mgmt For For For
6 Elect Steve Pusey Mgmt For For For
7 Elect Stuart Chambers Mgmt For For For
8 Elect Simon Segars Mgmt For For For
9 Elect Andy Green Mgmt For For For
10 Elect Larry Hirst Mgmt For For For
11 Elect Mike Muller Mgmt For For For
12 Elect Janice Roberts Mgmt For For For
13 Elect John LIU Yun Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Employee Equity Plan Mgmt For For For
18 Employee Equity Plan Mgmt For For For
(Overseas
Plan)
19 U.S. Employee Stock Mgmt For For For
Purchase
Plan
20 Employee Stock Mgmt For For For
Purchase Plan
(Overseas
Employees)
21 ARM Holdings Mgmt For For For
Sharematch
Plan
22 ARM Holdings Mgmt For For For
Sharematch Plan
(Overseas
Plan)
23 Approve French Mgmt For For For
Schedule to the
Long-Term Incentive
Plan
24 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
25 Authority to Mgmt For For For
Repurchase
Shares
26 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059210 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Adoption of Restricted Mgmt For For For
Stock
Plan
6 Authority to Issue Mgmt For For For
Shares under Employee
Incentive
Plans
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
9 Authority to Suppress Mgmt For For For
Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares for
Mergers/Acquisitions
11 Authority to Suppress Mgmt For For For
Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Mgmt For For For
Repurchase Additional
Shares
14 Closing Mgmt For For For
________________________________________________________________________________
Avago Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y0486S104 11/10/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
________________________________________________________________________________
Broadcom Corporation
Ticker Security ID: Meeting Date Meeting Status
BRCM CUSIP 111320107 11/10/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
________________________________________________________________________________
Broadcom Ltd.
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y09827109 04/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect James V. Diller, Mgmt For For For
Sr.
3 Elect Lewis C. Mgmt For For For
Eggebrecht
4 Elect Kenneth Y. Hao Mgmt For For For
5 Elect Eddy W. Mgmt For For For
Hartenstein
6 Elect Justine Lien Mgmt For For For
7 Elect Donald Macleod Mgmt For For For
8 Elect Peter J. Marks Mgmt For For For
9 Elect Dr. Henry S. Mgmt For For For
Samueli
10 Elect Lucien Y.K. Wong Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Ordinary and Special
Preference
Shares
13 Directors' Fees Mgmt For For For
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/27/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles M. Mgmt For For For
Swoboda
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Robert A. Ingram Mgmt For Withhold Against
1.4 Elect C. Howard Nye Mgmt For For For
1.5 Elect Franco Plastina Mgmt For For For
1.6 Elect John B. Replogle Mgmt For For For
1.7 Elect Robert L. Tillman Mgmt For For For
1.8 Elect Thomas H. Werner Mgmt For For For
1.9 Elect Anne C. Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect Aneel Bhusri Mgmt For For For
3 Elect Andy D. Bryant Mgmt For For For
4 Elect John J. Donahoe Mgmt For For For
5 Elect Reed E. Hundt Mgmt For For For
6 Elect Brian M. Krzanich Mgmt For For For
7 Elect James D. Plummer Mgmt For For For
8 Elect David S. Pottruck Mgmt For For For
9 Elect Frank D. Yeary Mgmt For For For
10 Elect David B. Yoffie Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
KLA-Tencor Corporation
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 02/19/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Approval of extension Mgmt For For For
of the Outside
Director Accelerated
Vesting
Policy
________________________________________________________________________________
KLA-Tencor Corporation
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward W. Mgmt For Against Against
Barnholt
2 Elect Robert M. Mgmt For For For
Calderoni
3 Elect John T. Dickson Mgmt For For For
4 Elect Emiko Higashi Mgmt For For For
5 Elect Kevin J. Kennedy Mgmt For For For
6 Elect Gary B. Moore Mgmt For For For
7 Elect Kiran M. Patel Mgmt For For For
8 Elect Robert A. Rango Mgmt For For For
9 Elect Richard P. Mgmt For For For
Wallace
10 Elect David C. Wang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 02/19/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin B. Anstice Mgmt For For For
1.2 Elect Eric K. Brandt Mgmt For For For
1.3 Elect Michael R. Cannon Mgmt For For For
1.4 Elect Youssef A. Mgmt For For For
El-Mansy
1.5 Elect Christine A. Mgmt For For For
Heckart
1.6 Elect Catherine P. Lego Mgmt For For For
1.7 Elect Stephen G. Mgmt For For For
Newberry
1.8 Elect Krishna Saraswat Mgmt For For For
1.9 Elect Abhijit Y. Mgmt For For For
Talwalkar
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2004 Mgmt For For For
Executive Incentive
Plan
4 2015 Stock Incentive Mgmt For For For
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Linear Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP 535678106 11/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert H. Mgmt For For For
Swanson,
Jr.
2 Elect Lothar Maier Mgmt For For For
3 Elect Arthur C. Agnos Mgmt For For For
4 Elect John J. Gordon Mgmt For For For
5 Elect David S. Lee Mgmt For Against Against
6 Elect Richard M. Moley Mgmt For For For
7 Elect Thomas S. Volpe Mgmt For For For
8 Amendment to 2005 Mgmt For For For
Employee Stock
Purchase
Plan
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/12/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect B. Kipling Mgmt For For For
Hagopian
1.2 Elect Tunc Doluca Mgmt For For For
1.3 Elect James R. Bergman Mgmt For Withhold Against
1.4 Elect Joseph R. Bronson Mgmt For For For
1.5 Elect Robert E. Grady Mgmt For For For
1.6 Elect William D. Mgmt For For For
Watkins
1.7 Elect A.R. Frank Wazzan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 1996 Mgmt For For For
Stock Incentive
Plan
5 Elimination of Mgmt For For For
Cumulative
Voting
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/14/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steve Sanghi Mgmt For For For
1.2 Elect Matthew W. Mgmt For For For
Chapman
1.3 Elect L. B. Day Mgmt For Withhold Against
1.4 Elect Esther L. Johnson Mgmt For For For
1.5 Elect Wade F. Meyercord Mgmt For For For
2 Approval of Potential Mgmt For For For
Conversion of Senior
Debentures
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Micron Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112103 01/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Bailey Mgmt For For For
2 Elect Richard M. Beyer Mgmt For For For
3 Elect Patrick J. Byrne Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Mercedes Johnson Mgmt For For For
6 Elect Lawrence N. Mgmt For For For
Mondry
7 Elect Robert E. Switz Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert K. Burgess Mgmt For For For
2 Elect Tench Coxe Mgmt For For For
3 Elect Persis S. Drell Mgmt For For For
4 Elect James C. Gaither Mgmt For For For
5 Elect Jen-Hsun Huang Mgmt For For For
6 Elect Dawn Hudson Mgmt For For For
7 Elect Harvey C. Jones Mgmt For For For
8 Elect Michael G. Mgmt For For For
McCaffery
9 Elect William J. Miller Mgmt For For For
10 Elect Mark L. Perry Mgmt For For For
11 Elect A. Brooke Seawell Mgmt For For For
12 Elect Mark A. Stevens Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
16 Amendment to the 2012 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Richard L. Mgmt For For For
Clemmer
4 Elect Peter Leahy Mgmt For For For
Bonfield
5 Elect Johannes P. Huth Mgmt For For For
6 Elect Kenneth A. Mgmt For Against Against
Goldman
7 Elect Marion Helmes Mgmt For For For
8 Elect Josef Kaeser Mgmt For Against Against
9 Elect Ian Loring Mgmt For For For
10 Elect Eric Meurice Mgmt For For For
11 Elect Peter Smitham Mgmt For For For
12 Elect Julie Southern Mgmt For For For
13 Elect Gregory L. Summe Mgmt For For For
14 Elect Rick Lih-Shyng Mgmt For For For
Tsai
15 Committee Member Fees Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Supress Mgmt For For For
Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Cancel Mgmt For For For
Repurchased Shares in
the Company's
Capital
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 07/02/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Elect Gregory L. Summe Mgmt For For For
3 Elect Peter Smitham Mgmt For For For
________________________________________________________________________________
ON Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
ON CUSIP 682189105 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Campbell Mgmt For For For
2 Elect Gilles Delfassy Mgmt For For For
3 Elect Emmanuel T. Mgmt For For For
Hernandez
4 Elect J. Daniel Mgmt For For For
McCranie
5 Elect Teresa M. Ressel Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara T. Mgmt For For For
Alexander
2 Elect Raymond V. Mgmt For For For
Dittamore
3 Elect Jeffry W. Mgmt For For For
Henderson
4 Elect Thomas W. Horton Mgmt For For For
5 Elect Paul E. Jacobs Mgmt For For For
6 Elect Harish M. Manwani Mgmt For For For
7 Elect Mark D. Mgmt For For For
McLaughlin
8 Elect Steven M. Mgmt For For For
Mollenkopf
9 Elect Clark T. Randt, Mgmt For For For
Jr.
10 Elect Francisco Ros Mgmt For For For
11 Elect Jonathan J. Mgmt For For For
Rubinstein
12 Elect Anthony J. Mgmt For For For
Vinciquerra
13 Ratification of Auditor Mgmt For For For
14 Long-Term Incentive Mgmt For For For
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Sandisk Corp.
Ticker Security ID: Meeting Date Meeting Status
SNDK CUSIP 80004C101 03/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For For For
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Balakrishnan S. Mgmt For For For
Iyer
5 Elect Christine King Mgmt For Against Against
6 Elect David P. McGlade Mgmt For For For
7 Elect David J. Mgmt For For For
McLachlan
8 Elect Robert A. Mgmt For For For
Schriesheim
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Bylaws
12 Elimination of Mgmt For For For
Supermajority
Requirement to
Approve Certain
Actions
13 Elimination of Mgmt For For For
Supermajority
Requirement to
Approve Business
Combinations with Any
Related
Person
14 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Charter Provisions
Governing
Directors
15 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Charter Provisions
Governing Action by
Stockholders
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Bradley
2 Elect Daniel W. Mgmt For For For
Christman
3 Elect Edwin J. Gillis Mgmt For For For
4 Elect Timothy E. Mgmt For For For
Guertin
5 Elect Mark E. Jagiela Mgmt For For For
6 Elect Mercedes Johnson Mgmt For For For
7 Elect Paul J. Tufano Mgmt For For For
8 Elect Roy A. Vallee Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph W. Babb, Mgmt For For For
Jr.
2 Elect Mark A. Blinn Mgmt For For For
3 Elect Daniel A. Carp Mgmt For For For
4 Elect Janet F. Clark Mgmt For For For
5 Elect Carrie S. Cox Mgmt For For For
6 Elect Ronald Kirk Mgmt For For For
7 Elect Pamela H. Patsley Mgmt For For For
8 Elect Robert E. Sanchez Mgmt For For For
9 Elect Wayne R. Sanders Mgmt For For For
10 Elect Richard K. Mgmt For For For
Templeton
11 Elect Christine Todd Mgmt For For For
Whitman
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2009 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/12/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Philip T. Gianos Mgmt For For For
2 Elect Moshe N. Mgmt For For For
Gavrielov
3 Elect William G. Mgmt For For For
Howard,
Jr.
4 Elect J. Michael Mgmt For For For
Patterson
5 Elect Albert A. Mgmt For For For
Pimentel
6 Elect Marshall C. Mgmt For For For
Turner,
Jr.
7 Elect Elizabeth W. Mgmt For For For
Vanderslice
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Solar Energy ETF
________________________________________________________________________________
Advanced Energy Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEIS CUSIP 007973100 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick A. Ball Mgmt For For For
1.2 Elect Grant H. Beard Mgmt For For For
1.3 Elect Ronald C. Foster Mgmt For For For
1.4 Elect Edward C. Grady Mgmt For For For
1.5 Elect Thomas M. Rohrs Mgmt For For For
1.6 Elect Yuval Wasserman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shawn Qu Mgmt For For For
1.2 Elect Robert McDermott Mgmt For For For
1.3 Elect Lars-Eric Mgmt For For For
Johansson
1.4 Elect Harry E. Ruda Mgmt For For For
1.5 Elect Andrew Wong Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Singyes Solar Technologies Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0750 CINS G2161E111 05/26/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIU Hongwei Mgmt For Against Against
6 Elect XIE Wen Mgmt For For For
7 Elect Simon YICK Wing Mgmt For Against Against
Fat
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
E-Ton Solar Technology Company Limited
Ticker Security ID: Meeting Date Meeting Status
3452 CINS Y2347F107 06/24/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Loss Disposition Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules:
Election of Directors
and
Supervisors
6 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
7 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect James A. Hughes Mgmt For For For
6 Elect Craig Kennedy Mgmt For For For
7 Elect James F. Nolan Mgmt For For For
8 Elect William J. Post Mgmt For For For
9 Elect J. Thomas Presby Mgmt For For For
10 Elect Paul H. Stebbins Mgmt For Against Against
11 Elect Michael T. Mgmt For For For
Sweeney
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GCL Poly-Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 05/25/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHU Gongshan Mgmt For Against Against
5 Elect JI Jun Mgmt For For For
6 Elect JIANG Wenwu Mgmt For For For
7 Elect ZHENG Xiongjiu Mgmt For For For
8 Elect Raymond HO Chung Mgmt For For For
Tai
9 Elect Francis WONG Man Mgmt For For For
Chung
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Increase in Authorized Mgmt For For For
Capital
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GCL Poly-Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 11/26/2015 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Divestiture (Non-Solar Mgmt For For For
Power Generation
Business)
4 Amendment to Deed of Mgmt For For For
Non-Competition
5 Elect SHEN Wenzhong Mgmt For For For
6 Refreshment of Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
Gigasolar Materials Corporation
Ticker Security ID: Meeting Date Meeting Status
3691 CINS Y270AA108 06/06/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Extraordinary Motions Mgmt N/A Against N/A
________________________________________________________________________________
Gintech Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
3514 CINS Y270A0100 06/13/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
5 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights: Private
Placement or
Preferred
Shares
6 Equity Incentive Plan Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hanergy Thin Film Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0566 CINS G4288J106 05/20/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Against Against
4 Elect CHEN Li Mgmt For For For
5 Elect HUANG Songchun Mgmt For For For
6 Elect SI Haijian Mgmt For For For
7 Elect ZHANG Bo Mgmt For For For
8 Elect ZHAO Lan Mgmt For Against Against
9 Elect WANG Tongbo Mgmt For Against Against
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
JA Solar Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
JASO CUSIP 466090206 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Yuwen Zhao Mgmt For For For
3 Elect JIA Shaohua Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
JinkoSolar Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
JKS CUSIP 47759T100 10/20/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Markscheid Mgmt For For For
2 Elect Wing Keong Siew Mgmt For For For
3 Elect Yingqiu Liu Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Motech Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
6244 CINS Y61397108 06/13/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
6 Amendments to Mgmt For For For
Procedural Rules:
Derivatives
Trading
7 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
8 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
9 Amendments to Mgmt For For For
Procedural Rules:
Election of Directors
and
Supervisors
10 Employee Equity Mgmt For For For
Incentive
Plan
11 Elect ZENG Yong-Hui as Mgmt For For For
Director
12 Elect CHANG Ping-Heng Mgmt For For For
as
Director
13 Elect LI Zhi-Gui as Mgmt For For For
Director
14 Elect HUANG Shao-Hua Mgmt For For For
as
Director
15 Elect WU Cheng-Ching Mgmt For For For
as Independent
Director
16 Elect LEE San-Pao as Mgmt For For For
Independent
Director
17 Elect LI QING-Chao as Mgmt For For For
Independent
Director
18 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Neo Solar Power Corp.
Ticker Security ID: Meeting Date Meeting Status
3576 CINS Y6247H105 06/16/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Loss Disposition Mgmt For For For
5 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
6 Private Placement Mgmt For Against Against
7 Elect Quincy LIN Kun-Xi Mgmt For For For
8 Elect Sam HONG Mgmt For For For
Chuan-Hsien
9 Elect LIU Liang-Fu Mgmt For Against Against
10 Elect CHANG Ming-Chung Mgmt For For For
11 Elect LI Hsueh-Li Mgmt For For For
12 Elect SHEN Wei-Chun Mgmt For For For
13 Elect Simon LIN Mgmt For For For
Hsien-Ming
14 Elect Paul CHIEN Mgmt For For For
Hsueh-Jen
15 Elect CHEN Che-Hsiung Mgmt For For For
16 Non-compete Mgmt For Against Against
Restrictions for
Directors
________________________________________________________________________________
REC Silicon PLC
Ticker Security ID: Meeting Date Meeting Status
REC CINS R7154S108 05/03/2016 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
7 Agenda Mgmt For TNA N/A
8 Directors' Fees; Mgmt For TNA N/A
Nomination Committee
Fees
9 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
10 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
11 Remuneration Guidelines Mgmt For TNA N/A
12 Incentive Guidelines Mgmt For TNA N/A
(Binding)
13 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive Rights for
Investments, Mergers
and
Acquisitions
14 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive Rights for
Effectuation of
Mandatory Share
Issues or
Consolidation of
Shares
15 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive Rights to
Provide Financial
Flexibility
16 Authority to Mgmt For TNA N/A
Repurchase Shares
Pursuant to
LTIP
17 Authority to Mgmt For TNA N/A
Repurchase Shares to
Increase Return for
Shareholders
18 Election of Directors Mgmt For TNA N/A
19 Nomination Committee Mgmt For TNA N/A
20 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
ReneSola Ltd.
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 75971T103 08/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Martin Bloom Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Saeta Yield
Ticker Security ID: Meeting Date Meeting Status
SAY CINS E8541K109 06/21/2016 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Remuneration Report Mgmt For Against Against
(Advisory)
5 Remuneration Policy Mgmt For Against Against
(Binding)
6 Stock Option Plan Mgmt For Against Against
7 Special Dividend Mgmt For For For
8 Authorisation of Legal Mgmt For For For
Formalities
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shunfeng International Clean Energy Limited
Ticker Security ID: Meeting Date Meeting Status
1165 CINS G8116S105 06/23/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHANG Yi Mgmt For Against Against
5 Elect SHI Jianmin Mgmt For For For
6 Elect WANG Yu Mgmt For For For
7 Elect LU Bin Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Shunfeng International Clean Energy Limited
Ticker Security ID: Meeting Date Meeting Status
1165 CINS G8116S105 07/28/2015 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of Mgmt For For For
Acquisitions and
Other Ancillary
Agreements
4 Share Purchase Mgmt For For For
Agreement (Issue of
Consideration
Shares)
5 ESOP Purchase Mgmt For For For
Agreement (Issue of
Consideration
Shares)
6 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sino-American Silicon Products Inc.
Ticker Security ID: Meeting Date Meeting Status
5483 CINS Y8022X107 06/28/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Allocation of Mgmt For For For
Dividends from
Capital
Reserve
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
SMA Solar Technology AG
Ticker Security ID: Meeting Date Meeting Status
S92 CINS D7008K108 05/31/2016 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratify Roland Grebe Mgmt For TNA N/A
7 Ratify Martin Kinne Mgmt For TNA N/A
8 Ratify Jurgen Reinert Mgmt For TNA N/A
9 Ratify Lydia Sommer Mgmt For TNA N/A
10 Ratify Pierre-Pascal Mgmt For TNA N/A
Urbon
11 Ratify Roland Bent Mgmt For TNA N/A
12 Ratify Gunther Cramer Mgmt For TNA N/A
13 Ratify Oliver Dietzel Mgmt For TNA N/A
14 Ratify Peter Drews Mgmt For TNA N/A
15 Ratify Erik Ehrentraut Mgmt For TNA N/A
16 Ratify Kim Fausing Mgmt For TNA N/A
17 Ratify Gunther Hackl Mgmt For TNA N/A
18 Ratify Johannes Hade Mgmt For TNA N/A
19 Ratify Heike Haigis Mgmt For TNA N/A
20 Ratify Winfried Mgmt For TNA N/A
Hoffmann
21 Ratify Joachim Mgmt For TNA N/A
Schlosser
22 Ratify Yvonne Siebert Mgmt For TNA N/A
23 Ratify Matthias Victor Mgmt For TNA N/A
24 Ratify Hans-Dieter Mgmt For TNA N/A
Werner
25 Ratify Reiner Mgmt For TNA N/A
Wettlaufer
26 Ratify Mirko Zeidler Mgmt For TNA N/A
27 Appointment of Auditor Mgmt For TNA N/A
28 Authority to Mgmt For TNA N/A
Repurchase
Shares
________________________________________________________________________________
SolarCity Corporation
Ticker Security ID: Meeting Date Meeting Status
SCTY CUSIP 83416T100 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lyndon R. Rive Mgmt For For For
1.2 Elect John H.N. Fisher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approve Non-Employee Mgmt For Against Against
Director Compensation
Program
4 Approve Amended and Mgmt For Against Against
Restated 2012 Equity
Compensation
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Solaredge Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
SEDG CUSIP 83417M104 02/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yoni Cheifetz Mgmt For For For
2 Elect Dan Avida Mgmt For For For
3 Elect Doron Inbar Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Solartech Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
3561 CINS Y806AL105 06/24/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Articles Mgmt For For For
5 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
6 Employee Equity Mgmt For For For
Incentive
Plan
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernard Clement Mgmt For For For
1.2 Elect Denis Giorno Mgmt For For For
1.3 Elect Catherine Lesjak Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Trina Solar Limited
Ticker Security ID: Meeting Date Meeting Status
TSL CUSIP 89628E104 08/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sean Shao Mgmt For Against Against
2 Elect Zhiguo Zhu Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
United Photovoltaics Group Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G9261Q100 02/16/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
4 Elect TANG Wenyong Mgmt For Against Against
________________________________________________________________________________
United Photovoltaics Group Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G9261Q100 05/25/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LI Hong Mgmt For For For
5 Elect Maggie QIU Ping Mgmt For For For
6 Elect KWAN Kai Cheong Mgmt For Against Against
7 Elect SHI Dinghuan Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
United Photovoltaics Group Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G9261Q100 07/24/2015 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
United Photovoltaics Group Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G9261Q100 09/07/2015 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Xinyi Solar Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
968 CINS G9829N102 05/31/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Man Yin Mgmt For Against Against
6 Elect Vincent LO Wan Mgmt For For For
Sing
7 Elect Martin KAN E-ting Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Xinyi Solar Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
968 CINS G9829N102 12/07/2015 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
Fund Name : VanEck Vectors Steel ETF
________________________________________________________________________________
AK Steel Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AKS CUSIP 001547108 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis C. Cuneo Mgmt For For For
2 Elect Sheri H. Edison Mgmt For For For
3 Elect Mark G. Essig Mgmt For For For
4 Elect William K. Gerber Mgmt For For For
5 Elect Robert H. Jenkins Mgmt For For For
6 Elect Gregory B. Kenny Mgmt For For For
7 Elect Ralph S. Mgmt For For For
Michael,
III
8 Elect Roger K. Newport Mgmt For For For
9 Elect James A. Thomson Mgmt For For For
10 Elect Vicente Wright Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Amendment Mgmt For For For
and Restatement of
the Stock Incentive
Plan
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Mgmt For For For
Harshman
1.2 Elect Carolyn Corvi Mgmt For For For
1.3 Elect Barbara S. Mgmt For For For
Jeremiah
1.4 Elect John D. Turner Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP 03938L104 03/10/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduction in Par Value Mgmt For For For
2 Increase in Authorised Mgmt For For For
Share
Capital
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP 03938L104 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Losses Mgmt For For For
4 Director's Fees Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Vanisha Mittal Mgmt For For For
Bhatia
7 Elect Suzanne P. Mgmt For For For
Nimocks
8 Elect Jeannot Krecke Mgmt For For For
9 Elect Karel de Gucht Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Performance Share Unit Mgmt For Against Against
Plan (Special
Grant)
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/13/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl G. Mgmt For For For
Anderson,
Jr.
1.2 Elect Philip M. Mgmt For For For
Anderson
1.3 Elect Jeffrey Wadsworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cliffs Natural Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Baldwin Mgmt For For For
2 Elect Robert P. Mgmt For For For
Fisher,
Jr.
3 Elect C. Lourenco Mgmt For For For
Goncalves
4 Elect Susan M. Green Mgmt For For For
5 Elect Joseph A. Mgmt For For For
Rutkowski
6 Elect James S. Sawyer Mgmt For For For
7 Elect Michael D. Siegal Mgmt For For For
8 Elect Gabriel Stoliar Mgmt For For For
9 Elect Douglas C. Taylor Mgmt For For For
10 Amended & Restated Mgmt For For For
2014 Nonemployee
Directors'
Compensation
Plan
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rhys J. Best Mgmt For Against Against
2 Elect Richard B. Kelson Mgmt For For For
3 Elect Rick J. Mills Mgmt For For For
4 Elect Charles L. Szews Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gibraltar Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
ROCK CUSIP 374689107 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon M. Brady Mgmt For For For
2 Elect Craig A. Hindman Mgmt For For For
3 Elect James B. Nish Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of Special Mgmt For For For
Performance Stock
Unit
Grants
6 Approval of the Mgmt For For For
Management Incentive
Compensation
Plan
7 Approval of the Annual Mgmt For For For
Performance Stock
Unit
Grant
8 Approval of the 2016 Mgmt For For For
Stock Plan for
Non-Employee
Directors
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
L.B. Foster Company
Ticker Security ID: Meeting Date Meeting Status
FSTR CUSIP 350060109 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert P. Bauer Mgmt For For For
1.2 Elect Lee B. Foster II Mgmt For For For
1.3 Elect Dirk Junge Mgmt For For For
1.4 Elect Diane B. Owen Mgmt For For For
1.5 Elect Robert S. Mgmt For For For
Purgason
1.6 Elect William H. Mgmt For For For
Rackoff
1.7 Elect Suzanne B. Mgmt For For For
Rowland
1.8 Elect Bradley S. Vizi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the Mgmt For For For
Amended and Restated
2006 Omnibus
Incentive
Plan
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John J. Ferriola Mgmt For For For
1.2 Elect Gregory J. Hayes Mgmt For For For
1.3 Elect Victoria F. Mgmt For For For
Haynes
1.4 Elect Bernard L. Mgmt For For For
Kasriel
1.5 Elect Christopher J. Mgmt For For For
Kearney
1.6 Elect Laurette T. Mgmt For For For
Koellner
1.7 Elect Raymond J. Mgmt For For For
Milchovich
1.8 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Bundled Amendments to Mgmt For For For
the Certificate of
Incorporation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Olympic Steel, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZEUS CUSIP 68162K106 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Wolfort Mgmt For For For
1.2 Elect Ralph M. Della Mgmt For For For
Ratta
1.3 Elect Howard L. Mgmt For For For
Goldstein
1.4 Elect Dirk A. Mgmt For For For
Kempthorne
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 The 2007 Omnibus Mgmt For For For
incentive
Plan
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CUSIP 693483109 03/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LEE Myoung Woo Mgmt For For For
4 Elect CHOI Jung Woo Mgmt For For For
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J Anderson Mgmt For For For
2 Elect John G. Figueroa Mgmt For For For
3 Elect Thomas W. Gimbel Mgmt For For For
4 Elect David H. Hannah Mgmt For For For
5 Elect Douglas M. Hayes Mgmt For For For
6 Elect Mark V. Kaminski Mgmt For For For
7 Elect Robert A. McEvoy Mgmt For For For
8 Elect Gregg J. Mollins Mgmt For For For
9 Elect Andrew G. Mgmt For For For
Sharkey
III
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP 767204100 04/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory -
UK)
3 Remuneration Report Mgmt For Against Against
(Advisory -
AUS)
4 Elect Robert E. Brown Mgmt For For For
5 Elect Megan Clark Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Ann Godbehere Mgmt For For For
8 Elect Anne Lauvergeon Mgmt For For For
9 Elect Michael Mgmt For For For
L'Estrange
10 Elect Chris J. Lynch Mgmt For For For
11 Elect Paul M. Tellier Mgmt For For For
12 Elect Simon R. Thompson Mgmt For For For
13 Elect John S. Varley Mgmt For For For
14 Elect Samuel M.C. Walsh Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Shareholder Proposal ShrHoldr For For For
Regarding Climate
Change
Reporting
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael W. Mgmt For For For
Sutherlin
1.2 Elect David L. Jahnke Mgmt For For For
1.3 Elect William D. Mgmt For For For
Larsson
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Mgmt For For For
Teets,
Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Kenneth W. Cornew Mgmt For For For
1.7 Elect Traci M. Dolan Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Bradley S. Seaman Mgmt For For For
1.11 Elect Gabriel L. Mgmt For For For
Shaheen
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SunCoke Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew D. Africk Mgmt For For For
2 Elect Robert A. Peiser Mgmt For For For
3 Elect John W. Rowe Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For For For
and Auditors' Reports
(Restated
Consolidated
Financial
Statements)
2 Restated Consolidated Mgmt For For For
Financial
Statements
3 Presentation of Board Mgmt For For For
and Auditors' Reports
(Consolidated
Accounts)
4 Consolidated Financial Mgmt For For For
Statements
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For Against Against
Acts
8 Election of Directors Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Electronic Mgmt For For For
Communications
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2015 Mgmt For For For
Reports
3 Allocation of Profits Mgmt For For For
and
Dividends
4 Ratification of Board Mgmt For Against Against
Acts
5 Election of Directors Mgmt For Against Against
(Slate)
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Delegation of Mgmt For For For
Authorities
9 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
TimkenSteel Corp
Ticker Security ID: Meeting Date Meeting Status
TMST CUSIP 887399103 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Diane C. Creel Mgmt For For For
1.2 Elect Donald T. Misheff Mgmt For For For
1.3 Elect Ronald A. Rice Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2014 Mgmt For For For
Equity and Incentive
Compensation
Plan
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia Diaz Mgmt For For For
Dennis
2 Elect Dan O. Dinges Mgmt For For For
3 Elect John G. Drosdick Mgmt For For For
4 Elect John J. Engel Mgmt For For For
5 Elect Stephen J. Girsky Mgmt For For For
6 Elect Mario Longhi Mgmt For For For
7 Elect Paul A. Mgmt For For For
Mascarenas
8 Elect Robert J. Stevens Mgmt For For For
9 Elect David S. Mgmt For For For
Sutherland
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 2016 Omnibus Incentive Mgmt For For For
Compensation
Plan
12 Permit Removal of Mgmt For For For
Directors Without
Cause
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP 91912E105 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Alberto Ribeiro Mgmt For For For
Guth
4 Election of Mgmt For For For
Supervisory
Council
5 Remuneration Policy Mgmt For Against Against
6 Amend Dividend Policy Mgmt For For For
________________________________________________________________________________
Vedanta Ltd
Ticker Security ID: Meeting Date Meeting Status
VEDL CUSIP 92242Y100 06/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Audited Standalone Mgmt For For For
Financial
Statements
2 Audited Consolidated Mgmt For For For
Financial
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Tarun Jain Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
8 Waiver of Excess Mgmt For For For
Remuneration for
Navin Agarwal
(Whole-Director) for
Fiscal Year
2013-14
________________________________________________________________________________
Vedanta Ltd
Ticker Security ID: Meeting Date Meeting Status
VEDL CUSIP 92242Y100 07/11/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Audited Standalone Mgmt For For For
Financial
Statements
2 Audited Consolidated Mgmt For For For
Financial
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Thomas Albanese Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Elect Anuradha Dutt Mgmt For For For
8 Authority to Issue Mgmt For Abstain Against
Non-Convertible
Debentures
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/24/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Blystone Mgmt For For For
1.2 Elect Mark C. Davis Mgmt For For For
1.3 Elect Sidney A. Ribeau Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Unconventional Oil & Gas ETF
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony R. Chase Mgmt For For For
2 Elect Kevin P. Chilton Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Richard L. George Mgmt For For For
6 Elect Joseph W. Gorder Mgmt For For For
7 Elect John R. Gordon Mgmt For For For
8 Elect Sean Gourley Mgmt For For For
9 Elect Mark C. McKinley Mgmt For For For
10 Elect Eric D. Mullins Mgmt For For For
11 Elect R. A. Walker Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2012 Mgmt For For For
Omnibus Incentive
Compensation
Plan
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Carbon
Asset Risk
Report
________________________________________________________________________________
Antero Resources Corp
Ticker Security ID: Meeting Date Meeting Status
AR CUSIP 03674X106 06/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard W. Connor Mgmt For For For
1.2 Elect Robert J. Clark Mgmt For For For
1.3 Elect Benjamin A. Mgmt For Withhold Against
Hardesty
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions
Reporting
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Annell Bay Mgmt For For For
2 Elect John J. Mgmt For For For
Christmann
3 Elect Chansoo Joung Mgmt For For For
4 Elect William C. Mgmt For For For
Montgomery
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2016 Omnibus Mgmt For For For
Compensation
Plan
________________________________________________________________________________
ARC Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CINS 00208D408 04/29/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John P. Dielwart Mgmt For For For
3 Elect Fred J. Dyment Mgmt For For For
4 Elect Timothy J. Hearn Mgmt For For For
5 Elect James C. Houck Mgmt For For For
6 Elect Harold N. Kvisle Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
O'Neill
8 Elect Herbert C. Mgmt For For For
Pinder,
Jr.
9 Elect William G. Sembo Mgmt For For For
10 Elect Nancy L. Smith Mgmt For For For
11 Elect Myron M Stadnyk Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Reduction of Stated Mgmt For For For
Capital
________________________________________________________________________________
Birchcliff Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
BIR CINS 090697103 05/12/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For Against Against
3 Elect Kenneth N. Cullen Mgmt For For For
4 Elect Dennis A. Dawson Mgmt For For For
5 Elect Larry A. Shaw Mgmt For Against Against
6 Elect A. Jeffery Tonken Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Cabot Oil and Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dorothy M. Ables Mgmt For For For
2 Elect Rhys J. Best Mgmt For For For
3 Elect Robert S. Boswell Mgmt For For For
4 Elect Dan O. Dinges Mgmt For For For
5 Elect Robert Kelley Mgmt For For For
6 Elect W. Matt Ralls Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Corporate Political
Spending
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
California Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
CRC CUSIP 13057Q107 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald L. Havner Mgmt For For For
Jr.
2 Elect Harold M. Korell Mgmt For For For
3 Elect Robert V. Sinnott Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
7 2014 Employee Stock Mgmt For For For
Purchase
Plan
8 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Carrizo Oil & Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRZO CUSIP 144577103 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sylvester P. Mgmt For For For
Johnson
IV
1.2 Elect Steven A. Webster Mgmt For Withhold Against
1.3 Elect Thomas L. Mgmt For For For
Carter,
Jr.
1.4 Elect Robert F. Fulton Mgmt For For For
1.5 Elect F. Gardner Parker Mgmt For For For
1.6 Elect Roger A. Ramsey Mgmt For For For
1.7 Elect Frank A. Wojtek Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cenovus Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CVE CUSIP 15135U109 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Patrick D. Daniel Mgmt For For For
2.2 Elect Ian W. Delaney Mgmt For For For
2.3 Elect Brian C. Ferguson Mgmt For For For
2.4 Elect Michael A. Mgmt For For For
Grandin
2.5 Elect Steven F. Leer Mgmt For For For
2.6 Elect Richard J. Mgmt For For For
Marcogliese
2.7 Elect Valerie A.A. Mgmt For For For
Nielsen
2.8 Elect Charles M. Mgmt For For For
Rampacek
2.9 Elect Colin Taylor Mgmt For For For
2.10 Elect Wayne G. Thomson Mgmt For For For
2.11 Elect Rhonda I. Zygocki Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Archie W. Dunham Mgmt For For For
2 Elect Vincent J. Mgmt For For For
Intrieri
3 Elect Robert D. Lawler Mgmt For For For
4 Elect John J. Lipinski Mgmt For For For
5 Elect R. Brad Martin Mgmt For For For
6 Elect Merrill A. Mgmt For For For
Miller,
Jr.
7 Elect Kimberly K. Mgmt For For For
Querrey
8 Elect Thomas L. Ryan Mgmt For For For
9 Increase of Authorized Mgmt For For For
Common
Stock
10 Amendment to the 2014 Mgmt For For For
Long-Term Incentive
Plan
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Reserves
Metrics in Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lisa A. Stewart Mgmt For For For
2 Elect Hans Helmerich Mgmt For For For
3 Elect Harold R. Logan, Mgmt For For For
Jr.
4 Elect Monroe W. Mgmt For For For
Robertson
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary A. Merriman Mgmt For For For
1.2 Elect Ray M. Poage Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Continental Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold G. Hamm Mgmt For For For
1.2 Elect John T. McNabb II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Reporting
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Hydraulic
Fracturing
________________________________________________________________________________
Crescent Point Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
CPG CUSIP 22576C101 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Rene Amirault Mgmt For For For
2.2 Elect Peter Bannister Mgmt For For For
2.3 Elect Laura A. Cillis Mgmt For For For
2.4 Elect D. Hugh Gillard Mgmt For For For
2.5 Elect Robert F. Mgmt For For For
Heinemann
2.6 Elect Barbara Munroe Mgmt For For For
2.7 Elect Gerald A. Mgmt For For For
Romanzin
2.8 Elect Scott Saxberg Mgmt For For For
2.9 Elect Gregory G. Mgmt For Withhold Against
Turnbull
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the Mgmt For For For
Restricted Share
Bonus
Plan
5 Amendment to the Mgmt For For For
Restricted Share
Bonus Plan to
increase director
limits
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect David A. Hager Mgmt For For For
1.4 Elect Robert H. Henry Mgmt For Withhold Against
1.5 Elect Michael M. Mgmt For For For
Kanovsky
1.6 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.7 Elect Duane Radtke Mgmt For For For
1.8 Elect Mary P. Mgmt For For For
Ricciardello
1.9 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Related to Energy
Policy and Climate
Change
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Reserves
Metrics in Executive
Compensation
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. West Mgmt For Withhold Against
1.2 Elect Travis D. Stice Mgmt For For For
1.3 Elect Michael P. Cross Mgmt For For For
1.4 Elect David L. Houston Mgmt For For For
1.5 Elect Mark L. Plaumann Mgmt For For For
2 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Fred J. Fowler Mgmt For For For
1.3 Elect Howard J. Mayson Mgmt For For For
1.4 Elect Lee A. McIntire Mgmt For For For
1.5 Elect Margaret A. Mgmt For For For
McKenzie
1.6 Elect Suzanne P. Mgmt For For For
Nimocks
1.7 Elect Jane L. Peverett Mgmt For For For
1.8 Elect Brian G. Shaw Mgmt For For For
1.9 Elect Douglas J. Mgmt For For For
Suttles
1.10 Elect Bruce G. Waterman Mgmt For For For
1.11 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
Energen Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUSIP 29265N108 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Michael Mgmt For For For
Goodrich
2 Elect Jay Grinney Mgmt For For For
3 Elect Frances Powell Mgmt For For For
Hawes
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Stock Mgmt For For For
Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Monitoring and
Managing Methane
Emissions
________________________________________________________________________________
Enerplus Corporation
Ticker Security ID: Meeting Date Meeting Status
ERF CUSIP 292766102 05/06/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Barr Mgmt For For For
1.2 Elect Michael R. Mgmt For For For
Culbert
1.3 Elect Ian C. Dundas Mgmt For For For
1.4 Elect Hilary A. Foulkes Mgmt For For For
1.5 Elect Robert B. Hodgins Mgmt For For For
1.6 Elect Susan M. Mgmt For For For
MacKenzie
1.7 Elect Elliott Pew Mgmt For For For
1.8 Elect Glen D. Roane Mgmt For For For
1.9 Elect Sheldon B. Mgmt For For For
Steeves
2 Appointment of Auditor Mgmt For For For
3 Reduction of Stated Mgmt For For For
Capital
4 Adoption of Exclusive Mgmt For Against Against
Forum
5 Amendment to Mgmt For For For
Shareholder Rights
Plan
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect James C. Day Mgmt For For For
4 Elect H. Leighton Mgmt For For For
Steward
5 Elect Donald F. Textor Mgmt For Against Against
6 Elect William R. Thomas Mgmt For For For
7 Elect Frank G. Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Philip G. Behrman Mgmt For For For
3 Elect Kenneth M. Burke Mgmt For For For
4 Elect A. Bray Cary, Jr. Mgmt For For For
5 Elect Margaret K. Mgmt For For For
Dorman
6 Elect David L. Porges Mgmt For For For
7 Elect James E. Rohr Mgmt For For For
8 Elect Stephen A. Mgmt For For For
Thorington
9 Elect Lee T. Todd, Jr. Mgmt For For For
10 Elect Christine J. Mgmt For For For
Toretti
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Short-Term Incentive Mgmt For For For
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exco Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
XCO CUSIP 269279402 08/18/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey D. Mgmt For For For
Benjamin
1.2 Elect B. James Ford Mgmt For For For
1.3 Elect Samuel A. Mgmt For For For
Mitchell
1.4 Elect Wilbur L. Ross, Mgmt For Withhold Against
Jr.
1.5 Elect Jeffrey S. Serota Mgmt For For For
1.6 Elect Robert L. Mgmt For For For
Stillwell
2 Issuance of Warrants Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Waiver of Directors' Mgmt For Against Against
Duties to Disclose
Corporate
Opportunities
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gulfport Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
GPOR CUSIP 402635304 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael G. Moore Mgmt For For For
1.2 Elect Craig Groeschel Mgmt For For For
1.3 Elect David L. Houston Mgmt For For For
1.4 Elect C. Doug Johnson Mgmt For For For
1.5 Elect Ben T. Morris Mgmt For For For
1.6 Elect Scott E. Streller Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Monitoring and
Managing Methane
Emissions
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Terrence J. Mgmt For For For
Checki
3 Elect John B. Hess Mgmt For For For
4 Elect Edith E. Holiday Mgmt For For For
5 Elect Risa Mgmt For For For
Lavizzo-Mourey
6 Elect David McManus Mgmt For For For
7 Elect Kevin O. Meyers Mgmt For For For
8 Elect John H. Mullin, Mgmt For For For
III
9 Elect James H. Quigley Mgmt For For For
10 Elect Fredric G. Mgmt For For For
Reynolds
11 Elect William G. Mgmt For For For
Schrader
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2016 Mgmt For For For
Performance Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Stranded
Asset
Risk
________________________________________________________________________________
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CINS 448055103 04/26/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Victor LI Tzar Mgmt For Against Against
Kuoi
3 Elect Canning FOK Kin Mgmt For Against Against
Ning
4 Elect Stephen E. Mgmt For For For
Bradley
5 Elect Asim Ghosh Mgmt For For For
6 Elect Martin J.G. Glynn Mgmt For For For
7 Elect Poh Chan Koh Mgmt For For For
8 Elect Eva KWOK Lee Mgmt For For For
9 Elect Stanley T.L. Kwok Mgmt For For For
10 Elect Frederick S.H. Ma Mgmt For For For
11 Elect George C. Magnus Mgmt For For For
12 Elect Neil D. McGee Mgmt For For For
13 Elect Colin Stevens Mgmt For Against Against
Russel
14 Elect Wayne E. Shaw Mgmt For For For
15 Elect William Shurniak Mgmt For For For
16 Elect Frank J. Sixt Mgmt For Against Against
17 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Kuwait Energy
Ticker Security ID: Meeting Date Meeting Status
KE CUSIP 108669411 10/06/2015 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Accounts and Reports Mgmt For For For
4 Report on Directors' Mgmt For For For
Fees; Company's
Reports
5 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Laredo Petroleum, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPI CUSIP 516806106 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela S. Pierce Mgmt For For For
1.2 Elect B.Z. (Bill) Mgmt For For For
Parker
1.3 Elect Francis Rooney Mgmt For Withhold Against
2 Amendment to the 2011 Mgmt For For For
Omnibus Equity
Incentive
PLan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect Chadwick C. Mgmt For For For
Deaton
4 Elect Marcela E. Mgmt For For For
Donadio
5 Elect Philip Lader Mgmt For For For
6 Elect Michael E.J. Mgmt For For For
Phelps
7 Elect Dennis H. Reilley Mgmt For For For
8 Elect Lee M. Tillman Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Approval of the 2016 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Matador Resources Company
Ticker Security ID: Meeting Date Meeting Status
MTDR CUSIP 576485205 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Craig T. Mgmt For For For
Burkert
1.2 Elect Gregory E. Mgmt For For For
Mitchell
1.3 Elect Steven W. Ohnimus Mgmt For For For
2 Approval of Amended Mgmt For For For
and Restated Annual
Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
MEG Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
MEG CINS 552704108 06/28/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect William McCaffrey Mgmt For For For
3 Elect David B. Krieger Mgmt For For For
4 Elect Peter R. Kagan Mgmt For For For
5 Elect Boyd Anderson Mgmt For For For
6 Elect James D. Mgmt For For For
McFarland
7 Elect Harvey Doerr Mgmt For For For
8 Elect Robert Hodgins Mgmt For For For
9 Elect Jeffrey J. McCaig Mgmt For For For
10 Elect Diana J. McQueen Mgmt For For For
11 Elect William R. Klesse Mgmt For For For
12 Elect Timothy Hodgson Mgmt For For For
13 Stock Option Plan Mgmt For For For
Renewal
14 Restricted Share Unit Mgmt For Against Against
Plan
Renewal
15 Amendment to Articles Mgmt For For For
Regarding
Quorum
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Memorial Resource Development Corp.
Ticker Security ID: Meeting Date Meeting Status
MRD CUSIP 58605Q109 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tony R. Weber Mgmt For For For
2 Elect Jay C. Graham Mgmt For For For
3 Elect Scott A. Mgmt For For For
Gieselman
4 Elect Kenneth A. Hersh Mgmt For For For
5 Elect Robert A. Mgmt For For For
Innamorati
6 Elect Carol Lee O'Neill Mgmt For For For
7 Elect Pat Wood III Mgmt For For For
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Carroll Mgmt For For For
1.2 Elect Joseph N. Jaggers Mgmt For For For
1.3 Elect David F. Smith Mgmt For For For
1.4 Elect Craig G. Matthews Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2009 Mgmt For For For
Non-Employee Director
Equity Compensation
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions Reporting
and Reduction
Targets
________________________________________________________________________________
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee K. Boothby Mgmt For For For
2 Elect Pamela J. Gardner Mgmt For For For
3 Elect Steven Nance Mgmt For For For
4 Elect Roger B. Plank Mgmt For For For
5 Elect Thomas G. Ricks Mgmt For For For
6 Elect Juanita F. Romans Mgmt For For For
7 Elect John W. Schanck Mgmt For For For
8 Elect J. Terry Strange Mgmt For For For
9 Elect J. Kent Wells Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect James E. Craddock Mgmt For Against Against
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Eric P. Grubman Mgmt For For For
7 Elect Kirby L. Hedrick Mgmt For For For
8 Elect David L. Stover Mgmt For For For
9 Elect Scott D. Urban Mgmt For For For
10 Elect William T. Van Mgmt For For For
Kleef
11 Elect Molly K. Mgmt For For For
Williamson
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Response to Climate
Change
Policy
________________________________________________________________________________
Oasis Petroleum Inc.
Ticker Security ID: Meeting Date Meeting Status
OAS CUSIP 674215108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas B. Nusz Mgmt For For For
1.2 Elect Michael McShane Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2010 Mgmt For For For
Long Term Incentive
Plan
4 Approval of Material Mgmt For For For
Terms of the Long
Term Incentive
Plan
5 Increase of Authorized Mgmt For Against Against
Common
Stock
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For Against Against
2 Elect Howard I. Atkins Mgmt For For For
3 Elect Eugene L. Mgmt For For For
Batchelder
4 Elect Stephen I. Chazen Mgmt For For For
5 Elect John E. Feick Mgmt For For For
6 Elect Margaret M. Foran Mgmt For For For
7 Elect Carlos M. Mgmt For For For
Gutierrez
8 Elect Vicki A. Hollub Mgmt For For For
9 Elect William R. Klesse Mgmt For Against Against
10 Elect Avedick B. Mgmt For For For
Poladian
11 Elect Elisse B. Walter Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Membership in
Lobbying
Organizations
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions And Flaring
Reporting and
Reduction
Targets
________________________________________________________________________________
Peyto Exploration & Development Corp.
Ticker Security ID: Meeting Date Meeting Status
PEY CINS 717046106 05/18/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Donald Gray Mgmt For For For
4 Elect Michael MacBean Mgmt For For For
5 Elect Brian Davis Mgmt For For For
6 Elect Darren Gee Mgmt For For For
7 Elect Gregory S. Mgmt For Against Against
Fletcher
8 Elect Stephen J. Mgmt For Against Against
Chetner
9 Elect Scott Robinson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edison C. Mgmt For For For
Buchanan
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Timothy L. Dove Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Mgmt For For For
Sheffield
10 Elect Mona K. Sutphen Mgmt For For For
11 Elect J. Kenneth Mgmt For Against Against
Thompson
12 Elect Phoebe A. Wood Mgmt For For For
13 Elect Michael D. Mgmt For For For
Wortley
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Amendment to the 2006 Mgmt For For For
Long-Term Incentive
Plan
17 Approval of Mgmt For For For
performance goals
under the 2006
Long-Term Incentive
Plan
________________________________________________________________________________
Prairiesky Royalty Limited
Ticker Security ID: Meeting Date Meeting Status
PSK CINS 739721108 04/27/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James M. Estey Mgmt For For For
3 Elect Andrew M. Philips Mgmt For For For
4 Elect Sheldon B. Mgmt For For For
Steeves
5 Elect Grant A. Zawalsky Mgmt For For For
6 Elect Margaret A. Mgmt For For For
McKenzie
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Prairiesky Royalty Limited
Ticker Security ID: Meeting Date Meeting Status
PSK CINS 739721108 12/14/2015 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
________________________________________________________________________________
QEP Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
QEP CUSIP 74733V100 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie A. Dill Mgmt For For For
2 Elect M.W. Scoggins Mgmt For For For
3 Elect William L. Mgmt For For For
Thacker
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brenda A. Cline Mgmt For For For
2 Elect Anthony V. Dub Mgmt For For For
3 Elect Allen Finkelson Mgmt For For For
4 Elect James M. Funk Mgmt For For For
5 Elect Christopher A. Mgmt For For For
Helms
6 Elect Mary Ralph Lowe Mgmt For For For
7 Elect Gregory G. Mgmt For For For
Maxwell
8 Elect Kevin S. McCarthy Mgmt For For For
9 Elect Jeffrey L. Mgmt For For For
Ventura
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2005 Mgmt For For For
Equity-Based
Compensation
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Rosetta Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROSE CUSIP 777779307 07/20/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
SM Energy Company
Ticker Security ID: Meeting Date Meeting Status
SM CUSIP 78454L100 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Larry W. Bickle Mgmt For For For
2 Elect Stephen R. Brand Mgmt For For For
3 Elect Loren M. Leiker Mgmt For For For
4 Elect Javan D. Ottoson Mgmt For For For
5 Elect Ramiro G. Peru Mgmt For For For
6 Elect Julio M. Quintana Mgmt For For For
7 Elect Rose M. Robeson Mgmt For For For
8 Elect William D. Mgmt For For For
Sullivan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of Amendment Mgmt For For For
and Restatement of
Equity
Plan
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Kenneth R. Mgmt For For For
Mourton
5 Elect Elliott Pew Mgmt For For For
6 Elect Terry W. Rathert Mgmt For For For
7 Elect Alan H. Stevens Mgmt For For For
8 Elect William J. Way Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2013 Mgmt For For For
Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tourmaline Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
TOU CINS 89156V106 06/08/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Michael L. Rose Mgmt For For For
4 Elect Brian G. Robinson Mgmt For Against Against
5 Elect Jill T. Angevine Mgmt For For For
6 Elect William D. Mgmt For For For
Armstrong
7 Elect Lee A. Baker Mgmt For For For
8 Elect Robert W. Blakely Mgmt For For For
9 Elect John W. Elick Mgmt For For For
10 Elect Kevin J. Keenan Mgmt For For For
11 Elect Phillip A. Mgmt For For For
Lamoreaux
12 Elect Andrew B. Mgmt For For For
MacDonald
13 Elect Ronald C. Wigham Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Unit Corporation
Ticker Security ID: Meeting Date Meeting Status
UNT CUSIP 909218109 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William B. Morgan Mgmt For For For
2 Elect Larry D. Pinkston Mgmt For For For
3 Elect Carla S. Mgmt For For For
Mashinski
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vanguard Natural Resources, LLC
Ticker Security ID: Meeting Date Meeting Status
VNR CUSIP 92205F106 10/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Richard Mgmt For For For
Anderson
1.2 Elect Bruce W. Mgmt For For For
McCullough
1.3 Elect Richard A. Robert Mgmt For Withhold Against
1.4 Elect Loren Singletary Mgmt For For For
1.5 Elect Scott W. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Whitecap Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
WCP CINS 96467A200 04/28/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Grant B. Mgmt For For For
Fagerheim
4 Elect Gregory S. Mgmt For Against Against
Fletcher
5 Elect Daryl H. Gilbert Mgmt For Against Against
6 Elect Glenn A. McNamara Mgmt For For For
7 Elect Stephen C. Mgmt For For For
Nikiforuk
8 Elect Kenneth Stickland Mgmt For For For
9 Elect Grant A. Zawalsky Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Reduce Mgmt For For For
Stated
Capital
12 Approval of the Award Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Aller Mgmt For For For
1.2 Elect James E. Catlin Mgmt For For For
1.3 Elect Michael B. Walen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
WPX Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
WPX CUSIP 98212B103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Carrig Mgmt For For For
2 Elect William R. Mgmt For For For
Granberry
3 Elect Kelt Kindick Mgmt For For For
4 Elect Karl F. Kurz Mgmt For For For
5 Elect Henry E. Lentz Mgmt For For For
6 Elect William G. Lowrie Mgmt For For For
7 Elect Kimberly S. Lubel Mgmt For For For
8 Elect David F. Work Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Monitoring and
Managing Methane
Emissions
Fund Name : VanEck Vectors Uranium+Nuclear Energy ETF
________________________________________________________________________________
Amec Foster Wheeler Plc
Ticker Security ID: Meeting Date Meeting Status
AMFW CUSIP 00167X205 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Roy A. Franklin Mgmt For For For
5 Elect John Connolly Mgmt For For For
6 Elect Ian P. McHoul Mgmt For For For
7 Elect Linda Adamany Mgmt For For For
8 Elect Neil A.P. Carson Mgmt For For For
9 Elect Colin Day Mgmt For For For
10 Elect Kent Masters Mgmt For For For
11 Elect Stephanie Newby Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Catherine S. Mgmt For For For
Brune
3 Elect J. Edward Coleman Mgmt For For For
4 Elect Ellen M. Mgmt For For For
Fitzsimmons
5 Elect Rafael Flores Mgmt For For For
6 Elect Walter J. Galvin Mgmt For For For
7 Elect Richard J. Mgmt For For For
Harshman
8 Elect Gayle P.W. Mgmt For For For
Jackson
9 Elect James C. Johnson Mgmt For For For
10 Elect Steven H. Mgmt For For For
Lipstein
11 Elect Stephen R. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares After
Retirement
________________________________________________________________________________
AMETEK, Inc.
Ticker Security ID: Meeting Date Meeting Status
AME CUSIP 031100100 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ruby R. Chandy Mgmt For For For
2 Elect Steven W. Mgmt For For For
Kohlhagen
3 Approval of The Mgmt For For For
Performance Goals in
2011 Omnibus
Incentive
Compensation
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Babcock International Group plc
Ticker Security ID: Meeting Date Meeting Status
BAB CINS G0689Q152 07/30/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Michael J. Turner Mgmt For For For
5 Elect Peter Rogers Mgmt For For For
6 Elect William Tame Mgmt For For For
7 Elect Kevin Thomas Mgmt For For For
8 Elect Archie Bethel Mgmt For For For
9 Elect John Davies Mgmt For For For
10 Elect Sir David Omand Mgmt For For For
11 Elect Ian Duncan Mgmt For For For
12 Elect Kate Swann Mgmt For For For
13 Elect Anna Stewart Mgmt For For For
14 Elect Jeff Randall Mgmt For For For
15 Elect Franco Martinelli Mgmt For For For
16 Elect Myles Lee Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Employee Share Plan Mgmt For For For
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Bruce Mgmt For For For
1.2 Elect Daniel Camus Mgmt For For For
1.3 Elect John H. Clappison Mgmt For For For
1.4 Elect Donald H.F. Mgmt For For For
Deranger
1.5 Elect Catherine A. Mgmt For For For
Gignac
1.6 Elect Timothy S. Gitzel Mgmt For For For
1.7 Elect James K. Gowans Mgmt For For For
1.8 Elect Don Kayne Mgmt For For For
1.9 Elect A. Anne McLellan Mgmt For For For
1.10 Elect Neil McMillan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Canadian Resident Mgmt Against Abstain N/A
Status
________________________________________________________________________________
CEZ, a.s. (Ceske Energeticke Zavody)
Ticker Security ID: Meeting Date Meeting Status
BAACEZ CINS X2337V121 06/03/2016 Voted
Meeting Type Country of Trade
Annual Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For Against Against
Profits/Dividends
7 Shareholder ShrHoldr N/A For N/A
Countermotion
Regarding Allocation
of
Profits
8 Appointment of Auditor Mgmt For For For
9 Charitable Donations Mgmt For For For
10 Election of Mgmt For For For
Supervisory Board
Members
11 Election of Audit Mgmt For Abstain Against
Committee
Members
12 Approval of Mgmt For For For
Supervisory Board
Members'
Contracts
13 Approval of Audit Mgmt For For For
Committee Members'
Contracts
14 Spin-off (New Nuclear Mgmt For For For
Power Plants Temelin
and
Dukovany)
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CGN Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 05/27/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2016 Investment Plan Mgmt For For For
and Capital
Expenditure
Budget
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 GAO Ligang Mgmt For For For
10 NA Xizhi Mgmt For For For
11 HU Yiguang Mgmt For For For
12 Francis SIU Wai Keung Mgmt For For For
13 YANG Lanhe Mgmt For For For
14 CHEN Rongzhen Mgmt For For For
15 CAI Zihua Mgmt For For For
16 WANG Hongxin Mgmt For For For
17 Authority to Issue Mgmt For For For
Ultra-Short-Term
Debentures
18 Amendments to Mgmt For For For
Procedural Rules for
Directors
19 Amendments to Articles Mgmt For For For
20 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Chicago Bridge and Iron Company N.V.
Ticker Security ID: Meeting Date Meeting Status
CBI CUSIP 167250109 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Mgmt For For For
Underwood
2 Elect Deborah M. Fretz Mgmt For For For
3 Elect James. H. Miller Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management
Acts
8 Ratification of Board Mgmt For For For
Acts
9 Appointment of Auditor Mgmt For For For
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
12 Amendment to the Mgmt For For For
amended 2008
Long-Term Incentive
Plan
________________________________________________________________________________
Chugoku Electric Power Company
Ticker Security ID: Meeting Date Meeting Status
9504 CINS J07098106 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Tomohide Karita Mgmt For Against Against
5 Elect Mareshige Shimizu Mgmt For For For
6 Elect Akira Sakotani Mgmt For For For
7 Elect Nobuo Watanabe Mgmt For For For
8 Elect Moriyoshi Ogawa Mgmt For For For
9 Elect Yukio Furubayashi Mgmt For For For
10 Elect Hideo Matsumura Mgmt For For For
11 Elect Masaki Hirano Mgmt For For For
12 Elect Shigehiko Morimae Mgmt For For For
13 Elect Hideo Matsuoka Mgmt For For For
14 Elect Akimasa Iwasaki Mgmt For For For
15 Elect Hiroshi Segawa Mgmt For Against Against
16 Elect Hiroaki Tamura Mgmt For Against Against
17 Elect Kunio Uchiyamada Mgmt For For For
18 Elect Etsuko Nosohara Mgmt For For For
19 Non-Audit Committee Mgmt For For For
Directors'
Fees
20 Audit Committee Mgmt For For For
Directors'
Fees
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Accident
Evacuation
Operations
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Suspension
of Nuclear
Operations
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Termination
of Shimane Plant
Operations
24 Shareholder Proposal ShrHoldr Against Against For
Regarding
Restrictions on
Investments
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
Generation
26 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Mareshige
Shimizu
________________________________________________________________________________
Denison Mines Corp.
Ticker Security ID: Meeting Date Meeting Status
DML CINS 248356107 10/14/2015 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Share Consolidation Mgmt For For For
5 Amendments to Articles Mgmt For For For
- Change in Company
Name
6 Retention Bonus Share Mgmt For For For
Issuance
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dominion Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Barr Mgmt For For For
2 Elect Helen E. Dragas Mgmt For For For
3 Elect James O. Ellis, Mgmt For For For
Jr.
4 Elect Thomas F. Mgmt For For For
Farrell
II
5 Elect John W. Harris Mgmt For For For
6 Elect Mark J. Kington Mgmt For For For
7 Elect Pamela L. Royal Mgmt For For For
8 Elect Robert H. Mgmt For For For
Spilman,
Jr.
9 Elect Michael E. Mgmt For For For
Szymanczyk
10 Elect David A. Wollard Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Financial
Analysis of North Ana
3
Construction
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Expertise on
Board
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Financial
Risks of Climate
Change
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C204 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Angelakis
1.2 Elect Michael G. Mgmt For For For
Browning
1.3 Elect Daniel R. DiMicco Mgmt For For For
1.4 Elect John H. Forsgren Mgmt For For For
1.5 Elect Lynn J. Good Mgmt For For For
1.6 Elect Ann M. Gray Mgmt For For For
1.7 Elect John T. Herron Mgmt For For For
1.8 Elect James B. Hyler, Mgmt For For For
Jr.
1.9 Elect William E. Mgmt For For For
Kennard
1.10 Elect E. Marie McKee Mgmt For For For
1.11 Elect Charles W. Mgmt For For For
Moorman,
IV
1.12 Elect Carlos A. Mgmt For For For
Saladrigas
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Elimination
of Supermajority
Voting
Provisions
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Electricite de France
Ticker Security ID: Meeting Date Meeting Status
EDF CINS F2940H113 05/12/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Shareholder Proposal ShrHoldr Against Against For
(A) Regarding
Dividend
9 Scrip Dividend Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Remuneration of Mgmt For For For
Jean-Bernard Levy,
Chairman and
CEO
12 Authority to Mgmt For For For
Repurchase
Shares
13 Directors' Fees Mgmt For For For
14 Elect Claire Pedini Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Through
Private
Placement
18 Greenshoe Mgmt For For For
19 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
20 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
21 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
22 Employee Stock Mgmt For For For
Purchase
Plan
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
24 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maureen S. Mgmt For For For
Bateman
2 Elect P.J. Condon Mgmt For For For
3 Elect Leo P. Denault Mgmt For For For
4 Elect Kirkland H. Mgmt For For For
Donald
5 Elect Philip L. Mgmt For For For
Frederickson
6 Elect Alexis M. Herman Mgmt For For For
7 Elect Donald C. Hintz Mgmt For For For
8 Elect Stuart L. Mgmt For For For
Levenick
9 Elect Blanche L. Mgmt For For For
Lincoln
10 Elect Karen A. Puckett Mgmt For For For
11 Elect W.J. Tauzin Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect Christopher M. Mgmt For For For
Crane
4 Elect Yves C. de Mgmt For For For
Balmann
5 Elect Nicholas Mgmt For For For
DeBenedictis
6 Elect Nancy L. Gioia Mgmt For For For
7 Elect Linda P. Jojo Mgmt For For For
8 Elect Paul L. Joskow Mgmt For For For
9 Elect Robert J. Lawless Mgmt For For For
10 Elect Richard W. Mies Mgmt For For For
11 Elect John W. Rogers, Mgmt For For For
Jr.
12 Elect Mayo A. Shattuck Mgmt For For For
III
13 Elect Stephen D. Mgmt For For For
Steinour
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Adoption of Proxy Mgmt For For For
Access
________________________________________________________________________________
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul T. Addison Mgmt For For For
1.2 Elect Michael J. Mgmt For Withhold Against
Anderson
1.3 Elect William T. Cottle Mgmt For For For
1.4 Elect Robert B. Mgmt For For For
Heisler,
Jr.
1.5 Elect Julia L. Johnson Mgmt For For For
1.6 Elect Charles E. Jones Mgmt For For For
1.7 Elect Ted J. Kleisner Mgmt For For For
1.8 Elect Donald T. Misheff Mgmt For For For
1.9 Elect Thomas N. Mgmt For For For
Mitchell
1.10 Elect Ernest J. Novak, Mgmt For For For
Jr.
1.11 Elect Christopher D. Mgmt For For For
Pappas
1.12 Elect Luis A. Reyes Mgmt For For For
1.13 Elect George M. Smart Mgmt For For For
1.14 Elect Jerry Sue Mgmt For For For
Thornton
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Elimination of Mgmt For Against Against
Supermajority
Requirement
5 Adoption of Proxy Mgmt For For For
Access
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Stranding
of Coal Generation
Facilities
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Fortum Oyj
Ticker Security ID: Meeting Date Meeting Status
FUM1V CINS X2978Z118 04/05/2016 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and Management
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Treasury
Shares
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hokuriku Electric Power
Ticker Security ID: Meeting Date Meeting Status
9505 CINS J22050108 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Junichi Akamaru Mgmt For For For
4 Elect Nobuhiko Ishiguro Mgmt For For For
5 Elect Shiroh Ojima Mgmt For For For
6 Elect Yutaka Kanai Mgmt For Against Against
7 Elect Tatsuo Kawada Mgmt For For For
8 Elect Susumu Kyuwa Mgmt For For For
9 Elect Hiroaki Sono Mgmt For For For
10 Elect Shigeo Takagi Mgmt For For For
11 Elect Yukihiro Mgmt For For For
Takabayashi
12 Elect Akizumi Nishino Mgmt For For For
13 Elect Kohichi Mizuno Mgmt For For For
14 Elect Akira Miyama Mgmt For For For
15 Elect Shigeru Yano Mgmt For For For
16 Elect Etsuko Akiba Mgmt For For For
17 Elect Tadaaki Itoh Mgmt For Against Against
18 Elect Takamasa Omi Mgmt For For For
19 Elect Tadashi Takamatsu Mgmt For For For
20 Elect Toshihiko Mgmt For For For
Hosokawa
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Decommissioning of
Shika Nuclear Power
Station
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Management of Nuclear
Power
Plants
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of
Plutonium
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Community
Engagement and
Corporate
Transparency
25 Shareholder Proposal ShrHoldr Against For Against
Regarding Individual
Compensation
Disclosure
________________________________________________________________________________
Kansai Electric Power Company Incorporated
Ticker Security ID: Meeting Date Meeting Status
9503 CINS J30169106 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Makoto Yagi Mgmt For Against Against
3 Elect Shigeki Iwane Mgmt For For For
4 Elect Hideki Toyomatsu Mgmt For For For
5 Elect Jiroh Kagawa Mgmt For For For
6 Elect Yoshihiro Doi Mgmt For For For
7 Elect Yasuhiro Yashima Mgmt For For For
8 Elect Takashi Morimoto Mgmt For For For
9 Elect Yasushi Sugimoto Mgmt For For For
10 Elect Hironori Katsuda Mgmt For For For
11 Elect Hidehiko Yukawa Mgmt For For For
12 Elect Tomio Inoue Mgmt For For For
13 Elect Tomihiko Ohishi Mgmt For For For
14 Elect Ryohhei Shirai Mgmt For For For
15 Elect Noriyuki Inoue Mgmt For For For
16 Elect Takamune Okihara Mgmt For For For
17 Elect Tetsuya Kobayashi Mgmt For Against Against
18 Elect Yukishige Mgmt For For For
Higuchi as Statutory
Auditor
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Company
Vision
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Shareholder
Meeting
Minutes
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Social
Responsibility
22 Shareholder Proposal ShrHoldr Against Against For
Regarding CSR
Disclosure
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Human Resources
and Transmission of
Technology
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Promoting
Energy
Conservation
25 Shareholder Proposal ShrHoldr Against Against For
Regarding
Distribution of
Dividends
26 Shareholder Proposal ShrHoldr Against For Against
Regarding Removal of
Makoto
Yagi
27 Shareholder Proposal ShrHoldr Against For Against
Regarding Individual
Compensation
Disclosure
28 Shareholder Proposal ShrHoldr Against Against For
Regarding Disposal of
Spent Nuclear
Fuel
29 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Power Plant
Decommissioning
Investigation
Committee
30 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Power Plant
Evacuation Plan
Investigation
Committee
31 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
From Nuclear Power
Generation
32 Shareholder Proposal ShrHoldr Against Against For
Regarding Increasing
Corporate
Transparency
33 Shareholder Proposal ShrHoldr Against Against For
Regarding
Diversifying Energy
Sources
34 Shareholder Proposal ShrHoldr Against Against For
Regarding Separation
of Business
Activities
35 Shareholder Proposal ShrHoldr Against Against For
Regarding Energy
Demand and Promotion
of Energy
Conservation
36 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Plant
Operations
37 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Culture
38 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
of Re-Employing
Government
Employees
39 Shareholder Proposal ShrHoldr Against Against For
Regarding Board Size
and Board
Independence
40 Shareholder Proposal ShrHoldr Against Against For
Regarding
Denuclearization
________________________________________________________________________________
KEPCO Engineering & Construction Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
052690 CINS Y4611U109 07/27/2015 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Election of Mgmt For For For
Non-executive
Director: PARK Jae
Young
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 02/22/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHO Hwan Ik as Mgmt For For For
CEO
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 03/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For For For
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 04/25/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Sung Han Mgmt For Against Against
2 Election of Audit Mgmt For Against Against
Committee Member: LEE
Sung
Han
3 Election of Audit Mgmt For Against Against
Committee Member: JO
Jeon
Hyuk
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 08/27/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect KIM Si Ho Mgmt For For For
2 Elect PARK Sung Chul Mgmt For For For
3 Elect HYUN Sang Kwon Mgmt For For For
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 12/10/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect RYU Hyang Ryeol Mgmt For For For
________________________________________________________________________________
Kyushu Electric Power Co Inc
Ticker Security ID: Meeting Date Meeting Status
9508 CINS J38468104 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masayoshi Nuki Mgmt For Against Against
4 Elect Michiaki Uriu Mgmt For For For
5 Elect Naofumi Satoh Mgmt For For For
6 Elect Tomoyuki Aramaki Mgmt For For For
7 Elect Kazuhiro Izaki Mgmt For For For
8 Elect Yuzoh Sasaki Mgmt For For For
9 Elect Haruyoshi Mgmt For For For
Yamamoto
10 Elect Hideomi Mgmt For For For
Yakushinji
11 Elect Akira Nakamura Mgmt For For For
12 Elect Akiyoshi Watanabe Mgmt For For For
13 Elect Narumi Nagao Mgmt For For For
14 Elect Takashi Yamasaki Mgmt For For For
15 Elect Yoshiroh Watanabe Mgmt For For For
16 Elect Ritsuko Kikukawa Mgmt For For For
17 Elect Eiji Kamei Mgmt For Against Against
18 Elect Yuusuke Inoue Mgmt For For For
19 Elect Kazutaka Koga Mgmt For For For
20 Elect Kiyoaki Mgmt For For For
Shiotsugu as
Alternate Statutory
Auditor
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Evacuation
Planning
Department
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Plant
Operations
23 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishment of
Research Department
on Earthquake and
Volcano
Studies
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Research
Department on
Decommissioning
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Training
Committee
26 Shareholder Proposal ShrHoldr Against Against For
Regarding Research
Department on
Radioactive
Waste
27 Shareholder Proposal ShrHoldr Against Against For
Regarding Recycling
of Spent Nuclear
Fuel
________________________________________________________________________________
Mitsubishi Heavy Industries Limited
Ticker Security ID: Meeting Date Meeting Status
7011 CINS J44002129 06/23/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hideaki Ohmiya Mgmt For Against Against
4 Elect Shunichi Miyanaga Mgmt For For For
5 Elect Masanori Koguchi Mgmt For For For
6 Elect Michisuke Nayama Mgmt For For For
7 Elect Naoyuki Shinohara Mgmt For For For
8 Elect Ken Kobayashi Mgmt For Against Against
________________________________________________________________________________
NextEra Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect James L. Camaren Mgmt For For For
3 Elect Kenneth B. Dunn Mgmt For For For
4 Elect Naren K. Mgmt For For For
Gursahaney
5 Elect Kirk S. Hachigian Mgmt For For For
6 Elect Toni Jennings Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect James L. Robo Mgmt For For For
9 Elect Rudy E. Schupp Mgmt For For For
10 Elect John L. Skolds Mgmt For For For
11 Elect William H. Mgmt For For For
Swanson
12 Elect Hansel E. Tookes Mgmt For For For
II
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Reapproval of material Mgmt For For For
terms of the 2011
Long Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
18 Shareholder Proposal ShrHoldr Against Against For
on Sea Level Rise
Risks
Report
________________________________________________________________________________
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis Chew Mgmt For For For
2 Elect Anthony F. Mgmt For For For
Earley,
Jr.
3 Elect Fred J. Fowler Mgmt For For For
4 Elect Maryellen C. Mgmt For For For
Herringer
5 Elect Richard C. Kelly Mgmt For For For
6 Elect Roger H. Kimmel Mgmt For For For
7 Elect Richard A. Mgmt For For For
Meserve
8 Elect Forrest E. Miller Mgmt For For For
9 Elect Rosendo G. Parra Mgmt For For For
10 Elect Barbara L. Rambo Mgmt For For For
11 Elect Anne Shen Smith Mgmt For For For
12 Elect Barry Lawson Mgmt For For For
Williams
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Pinnacle West Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PNW CUSIP 723484101 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald E. Brandt Mgmt For For For
1.2 Elect Denis A. Cortese Mgmt For For For
1.3 Elect Richard P. Fox Mgmt For For For
1.4 Elect Michael L. Mgmt For Withhold Against
Gallagher
1.5 Elect Roy A. Mgmt For For For
Herberger,
Jr.
1.6 Elect Dale E. Klein Mgmt For For For
1.7 Elect Humberto S. Lopez Mgmt For For For
1.8 Elect Kathryn L. Munro Mgmt For For For
1.9 Elect Bruce J. Mgmt For For For
Nordstrom
1.10 Elect David Wagener Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Spending
Report
________________________________________________________________________________
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willie A. Deese Mgmt For For For
2 Elect Albert R. Mgmt For For For
Gamper,
Jr.
3 Elect William V. Hickey Mgmt For For For
4 Elect Ralph Izzo Mgmt For For For
5 Elect Shirley Ann Mgmt For For For
Jackson
6 Elect David Lilley Mgmt For For For
7 Elect Thomas A. Renyi Mgmt For For For
8 Elect Hak Cheol Shin Mgmt For For For
9 Elect Richard J. Swift Mgmt For For For
10 Elect Susan Tomasky Mgmt For For For
11 Elect Alfred W. Zollar Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shikoku Electric Power Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
9507 CINS J72079106 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiroshi Arai Mgmt For For For
4 Elect Michiyo Ihara Mgmt For For For
5 Elect Hayato Saeki Mgmt For For For
6 Elect Hitoshi Suezawa Mgmt For For For
7 Elect Katsuhiko Mgmt For For For
Takesaki
8 Elect Kohichi Tamagawa Mgmt For For For
9 Elect Akira Chiba Mgmt For Against Against
10 Elect Keisuke Nagai Mgmt For For For
11 Elect Masahito Harada Mgmt For For For
12 Elect Toshihiro Mgmt For For For
Mizobuchi
13 Elect Yoshinori Mgmt For For For
Miyauchi
14 Elect Shohji Moriya Mgmt For For For
15 Elect Kenji Yamada Mgmt For For For
16 Elect Ikuo Yokoi Mgmt For For For
17 Elect Eiji Ogawa Mgmt For For For
18 Elect Shinji Matsumoto Mgmt For Against Against
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Suspension
of Nuclear
Operations
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Business
Plan for Energy
Liberalization
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Radioactive
Waste
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Safety
Agreement
________________________________________________________________________________
Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juanita Powell Mgmt For For For
Baranco
2 Elect Jon A. Boscia Mgmt For For For
3 Elect Henry A. Clark Mgmt For For For
III
4 Elect Thomas A. Fanning Mgmt For For For
5 Elect David J. Grain Mgmt For For For
6 Elect Veronica M. Hagen Mgmt For For For
7 Elect Warren A. Hood, Mgmt For For For
Jr.
8 Elect Linda P. Hudson Mgmt For For For
9 Elect Donald M. James Mgmt For For For
10 Elect John D. Johns Mgmt For For For
11 Elect Dale E. Klein Mgmt For For For
12 Elect William G. Mgmt For For For
Smith,
Jr.
13 Elect Steven R. Specker Mgmt For For For
14 Elect Larry D. Thompson Mgmt For For For
15 Elect E. Jenner Wood Mgmt For For For
III
16 Adoption of Proxy Mgmt For For For
Access
17 Elimination of Mgmt For For For
Supermajority
Requirement
18 Repeal of Fair Price Mgmt For For For
Provision
19 Authority to Amend Mgmt For Against Against
Bylaws Without
Shareholder
Approval
20 Advisory Vote on Mgmt For For For
Executive
Compensation
21 Re-approval of the Mgmt For For For
2011 Omnibus
Incentive
Compensation Plan for
the Purposes of
Section
162(m)
22 Ratification of Auditor Mgmt For For For
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change
Policies
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Carbon
Asset Risk
Report
________________________________________________________________________________
Tohoku Electric Power Co Inc
Ticker Security ID: Meeting Date Meeting Status
9506 CINS J85108108 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Makoto Kaiwa Mgmt For Against Against
4 Elect Hiroya Harada Mgmt For For For
5 Elect Mitsuhiro Mgmt For For For
Sakamoto
6 Elect Takao Watanabe Mgmt For For For
7 Elect Shinichi Okanobu Mgmt For For For
8 Elect Toshiroh Sasagawa Mgmt For For For
9 Elect Noboru Hasegawa Mgmt For For For
10 Elect Shunji Yamamoto Mgmt For For For
11 Elect Ryohichi Ishimori Mgmt For For For
12 Elect Hiroshi Tanae Mgmt For For For
13 Elect Naoto Miura Mgmt For For For
14 Elect Haruyuki Nakano Mgmt For For For
15 Elect Jiroh Masuko Mgmt For For For
16 Elect Kohjiroh Higuchi Mgmt For For For
17 Elect Satoshi Seino Mgmt For For For
18 Elect Shiroh Kohdoh Mgmt For For For
19 Elect Takashi Sasaki Mgmt For Against Against
as Statutory
Auditor
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Decommissioning of
Nuclear Power
Plants
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Spent
Nuclear
Fuel
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Investments
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Fast
Breeder Reactor
Development
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Taking
Responsibility for
Accidents
________________________________________________________________________________
Tokyo Electric Power Company Holdings, Incorporated
Ticker Security ID: Meeting Date Meeting Status
9501 CINS J86914108 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takafumi Anegawa Mgmt For For For
3 Elect Hideko Kunii Mgmt For For For
4 Elect Tomoaki Mgmt For For For
Kobayakawa
5 Elect Toshihiro Sano Mgmt For For For
6 Elect Fumio Sudo Mgmt For For For
7 Elect Masahiko Sudoh Mgmt For For For
8 Elect Toshiroh Takebe Mgmt For For For
9 Elect Keita Nishiyama Mgmt For For For
10 Elect Yasuchika Mgmt For For For
Hasegawa
11 Elect Naomi Hirose Mgmt For Against Against
12 Elect Yoshiaki Fujimori Mgmt For For For
13 Elect Hiroya Masuda Mgmt For For For
14 Elect Yuji Masuda Mgmt For Against Against
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Restarting
Nuclear
Operations
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
From Nuclear Power
Operations
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Evacuation
Plans
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Relocating
Company Headquarters
to Kashiwazaki-Kariwa
Nuclear Power
Station
19 Shareholder Proposal ShrHoldr Against Against For
Concerning the
Release of Radiation
Contaminated
Water
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Construction of New
Coal Fired
Generation
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Employees
Decommissioning
Fukushima
Daiichi
22 Shareholder Proposal ShrHoldr Against Against For
Regarding
Restrictions on
Investments
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Director
Compensation
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Exercise of
Voting
Rights
________________________________________________________________________________
Uranium Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
UEC CUSIP 916896103 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amir Adnani Mgmt For For For
1.2 Elect Alan Lindsay Mgmt For For For
1.3 Elect Ivan Obolensky Mgmt For For For
1.4 Elect Vincent Della Mgmt For Withhold Against
Volpe
1.5 Elect David Kong Mgmt For Withhold Against
1.6 Elect Ganpat Mani Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2015 Stock Incentive Mgmt For For For
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gail K. Boudreaux Mgmt For For For
2 Elect Richard K. Davis Mgmt For For For
3 Elect Benjamin G.S. Mgmt For For For
Fowke
III
4 Elect Richard T. Mgmt For For For
O'Brien
5 Elect Christopher J. Mgmt For For For
Policinski
6 Elect James T. Mgmt For For For
Prokopanko
7 Elect A. Patricia Mgmt For For For
Sampson
8 Elect James J. Sheppard Mgmt For For For
9 Elect David A. Mgmt For For For
Westerlund
10 Elect Kim Williams Mgmt For For For
11 Elect Timothy V. Wolf Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
Fund Name : VanEck Vectors Vietnam ETF
________________________________________________________________________________
Baoviet Holdings
Ticker Security ID: Meeting Date Meeting Status
BVH CINS Y0704L105 04/28/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report Mgmt For For For
5 2016 Business Plan Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Amendments to Articles Mgmt For Abstain Against
8 Consolidated Financial Mgmt For For For
Statements
9 Financial Statements Mgmt For For For
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Proposed 2016 Mgmt For For For
Directors' and
Supervisors'
Fees
12 Allocation of Mgmt For For For
Profits/Dividends
13 Proposed Allocation of Mgmt For For For
2016
Profits/Dividends
14 Business Plan 2016-2020 Mgmt For For For
15 Increase in Authorized Mgmt For Abstain Against
Capital
16 Election of Directors Mgmt For Against Against
(Slate)
17 Transaction of Other Mgmt For Against Against
Business
18 Elect SASAGAWA Muneo Mgmt For Against Against
19 Elect SHUICHI Sakai Mgmt For Against Against
________________________________________________________________________________
Baoviet Holdings
Ticker Security ID: Meeting Date Meeting Status
BVH CINS Y0704L105 05/18/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Amendments to Articles Mgmt For Abstain Against
7 Financial Statements Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Business Plan 2016-2020 Mgmt For For For
11 Increase in Authorized Mgmt For Abstain Against
Capital
12 Election of Directors Mgmt For Against Against
(Slate)
13 Transaction of Other Mgmt For Against Against
Business
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Danang Rubber Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
DRC CINS Y1970H109 01/06/2016 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Danang Rubber Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
DRC CINS Y1970H109 04/26/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2015 Business Report Mgmt For For For
and 2016 Business
Plan
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Directors', Mgmt For For For
Supervisors' and
Secretaries'
Fees
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For Abstain Against
11 Transaction of Other Mgmt For Against Against
Business
12 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
Donaco International Limited
Ticker Security ID: Meeting Date Meeting Status
DNA CINS Q32504104 11/26/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Stuart James Mgmt For For For
McGregor
4 Re-elect Benjamin LIM Mgmt For For For
Keong
Hoe
________________________________________________________________________________
FLC Group JSC
Ticker Security ID: Meeting Date Meeting Status
FLC CINS Y2587U103 06/07/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Management Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
6 Dividend Plan for 2016 Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Board Authorization to Mgmt For For For
Implement Shareholder
Resolutions
10 Constitution of Mgmt For For For
Procedural Rules For
Election of
Directors
11 Constitution of Mgmt For For For
Procedural Rules For
Election of
Supervisors
12 Transaction of Other Mgmt For Against Against
Business
13 Election of Directors Mgmt For Abstain Against
and Supervisors
(Slate)
________________________________________________________________________________
Gemadept Corporation
Ticker Security ID: Meeting Date Meeting Status
GMD CINS Y2690B109 05/25/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Investment Report Mgmt For For For
5 Business Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2016 Business Plan Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Hansae Company Limited
Ticker Security ID: Meeting Date Meeting Status
105630 CINS Y30637105 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect JI Dong Hyun Mgmt For For For
3 Election of Audit Mgmt For For For
Committee Member : JI
Dong
Hyun
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hoa Phat Group Jsc
Ticker Security ID: Meeting Date Meeting Status
HPG CINS Y3231H100 03/31/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' and Mgmt For For For
Supervisors'
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of 2015 Mgmt For For For
Profits/Dividends and
2016 Dividend
Plan
5 2015 Business Result Mgmt For For For
and 2016 Business
Plan
6 Establishment of Funds Mgmt For For For
7 2016 Dividend Plan Mgmt For For For
8 Directors' Fees Mgmt For Abstain Against
9 Executive Reward Plan Mgmt For Abstain Against
10 Appointment of Auditor Mgmt For For For
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Hoang Anh Gia Lai Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
HAG CINS Y29819102 08/03/2015 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Terms of Mgmt For Abstain Against
Convertible Debt
Instruments
4 Increase in Authorized Mgmt For Abstain Against
Capital
5 Board Authorization to Mgmt For Abstain Against
Implement Shareholder
Resolutions
________________________________________________________________________________
Joint Stock Commercial Bank for Foreign Trade of Vietnam
Ticker Security ID: Meeting Date Meeting Status
VCB CINS Y444A7106 04/15/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Management Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Fees of Board of Mgmt For Abstain Against
Management and
Inspection
Committee
7 Increase in Authorized Mgmt For Abstain Against
Capital
8 Transaction of Other Mgmt For Against Against
Business
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kinh Do Corp
Ticker Security ID: Meeting Date Meeting Status
KDC CINS Y4788V104 06/17/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Business Plan Mgmt For For For
7 2016 Dividend Plan Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Continue Mgmt For For For
To Repurchase
Shares
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
KinhBac City Development Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
KBC CINS Y4788W102 04/14/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Management Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Stock Dividend and Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
8 Issuance of Shares w/o Mgmt For Against Against
Preemptive
Rights
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Masan Group Corp
Ticker Security ID: Meeting Date Meeting Status
MSN CINS Y5825M106 04/01/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Earning Forecast in Mgmt For For For
2016
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
9 Chairperson as Mgmt For Against Against
Managing
Director
10 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
11 Issuance of Shares to Mgmt For For For
Employees under
ESOP
12 Amendments to Articles Mgmt For Against Against
13 Related Party Mgmt For Abstain Against
Transactions - Loans
or Guarantees
Services
14 Resignation of Mgmt For For For
Supervisors
15 Supervisory Board Size Mgmt For For For
16 Transaction of Other Mgmt For Against Against
Business
17 Elect PHAN Thi Thuy Mgmt For Against Against
Hoa as
Supervisor
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ocean Group Jsc
Ticker Security ID: Meeting Date Meeting Status
OGC CINS Y6416J106 04/29/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Business Report and Mgmt For For For
Business
Plan
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For Against Against
7 Resignation of Director Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Appointment of Auditor Mgmt For For For
11 Statement of Election Mgmt For For For
of New
Supervisor
12 Transaction of Other Mgmt For Against Against
Business
13 Election of Supervisor Mgmt For Abstain Against
________________________________________________________________________________
Ocean Group Jsc
Ticker Security ID: Meeting Date Meeting Status
OGC CINS Y6416J106 10/27/2015 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Directors' and Mgmt For For For
Supervisors'
Fees
4 Amendments to Articles Mgmt For Abstain Against
5 Board Authorization to Mgmt For Abstain Against
Implement Shareholder
Resolutions
6 Transaction of Other Mgmt For Against Against
Business
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ocean Group Jsc
Ticker Security ID: Meeting Date Meeting Status
OGC CINS Y6416J106 11/30/2015 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Supervisors'
Fees
5 Amendments to Articles Mgmt For For For
6 Board Authorization to Mgmt For For For
Implement Shareholder
Resolutions
7 Change of Company's Mgmt For For For
Headquarter
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PetroVietnam Construction Corporation
Ticker Security ID: Meeting Date Meeting Status
PVX CINS Y6825S101 04/28/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report and Mgmt For For For
Business
Plan
5 Restructuring Plan Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
and Allocation of
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Constitution of Mgmt For For For
Procedural
Rules
11 Transaction of Other Mgmt For Against Against
Business
12 Election of Mgmt For Abstain Against
Supervisory
Board
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PetroVietnam Drilling and Well Services JSC
Ticker Security ID: Meeting Date Meeting Status
PVD CINS Y6825E102 04/29/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Management Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Supervisors' Report Mgmt For For For
8 Relocation of Idle Mgmt For For For
Funds
9 Amendments to Articles Mgmt For Abstain Against
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Appointment of Auditor Mgmt For For For
12 Resignation of Mgmt For For For
Director and
Replacement
Statement
13 Transaction of Other Mgmt For Against Against
Business
14 Constitution of Mgmt For For For
Procedural Rules For
Election
15 Elect DO Van Khanh Mgmt For Against Against
16 Elect DO Duc Chien Mgmt For For For
17 Elect PHAM Tien Dung Mgmt For For For
18 Elect TRAN Van Hoat Mgmt For For For
19 Elect LE Van Be Mgmt For For For
20 Elect DUONG Xuan Quang Mgmt For For For
21 Elect PHAM Thi An Binh Mgmt For For For
________________________________________________________________________________
Petrovietnam Fertilizer and Chemicals Co
Ticker Security ID: Meeting Date Meeting Status
DPM CINS Y6825J101 04/28/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Business Report and Mgmt For For For
Business
Plan
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
and Appointment of
Auditor
6 Accounts and Reports Mgmt For For For
and Allocation of
Profits/Dividends
7 Allocation of 2015 Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Constitution of Mgmt For For For
Procedural Rules For
Election
10 Amendments to Articles Mgmt For For For
- Business
Lines
11 Business Strategic Plan Mgmt For For For
12 Amendment to Foreign Mgmt For For For
Investor
Restrictions
13 Transaction of Other Mgmt For Against Against
Business
14 Elect DOAN Van Nhuom Mgmt For Against Against
as
Director
________________________________________________________________________________
PetroVietnam Power NhonTrach 2 JSC
Ticker Security ID: Meeting Date Meeting Status
NT2 CINS Y6S25V102 03/25/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 2015 Business Report Mgmt For For For
5 Business Plan 2016 Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Profits/Dividends Plan Mgmt For For For
for
2016
10 Authority to Issue Mgmt For For For
Share under Employee
Stock Option
Scheme
11 Investment in Research Mgmt For For For
and Development
Projects
12 Appointment of Auditor Mgmt For For For
13 Appointment of PHAM Mgmt For For For
Cuong as Full-time
Director
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PetroVietnam Power NhonTrach 2 JSC
Ticker Security ID: Meeting Date Meeting Status
NT2 CINS Y6S25V102 11/06/2015 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Resignation of Le Tu Mgmt For For For
Hieu as
Director
4 Election of One Mgmt For Abstain Against
Director
5 Report of Board on Mgmt For For For
Result of
Implementing Mission
for First 9 Months of
2015; Key Mission
Orientation for
Remaining Months of
2015
6 Report on Business Mgmt For For For
Result of First 9
Months of 2015;
Business Plan for
Remaining Months of
2015
7 Establishment of Mgmt For Abstain Against
Science and
Technology
Development Fund;
Regulation of
Organizing,
Operating, Managing
and Utilizing
Fund
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Petrovietnam Technical Services Corp
Ticker Security ID: Meeting Date Meeting Status
PVS CINS Y6807J103 04/28/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Business Report and Mgmt For For For
Business
Plan
4 Supervisors' Report Mgmt For For For
5 Financial Statements Mgmt For For For
and Appointment of
Auditor
6 Allocation of Mgmt For For For
Profits/Dividends for
2015 and
2016
7 Amendments to Articles Mgmt For Abstain Against
8 Election of Directors Mgmt For Abstain Against
(Slate)
9 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Petrovietnam Transportation Corporation
Ticker Security ID: Meeting Date Meeting Status
PVT CINS Y6825F109 04/07/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Business Report Mgmt For For For
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Petrovietnam Transportation Corporation
Ticker Security ID: Meeting Date Meeting Status
PVT CINS Y6825F109 04/20/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' report Mgmt For For For
4 Management Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 2016 Business Plan Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For Abstain Against
11 STATEMENT OF APPROVAL Mgmt For For For
OF 2015 BUSINESS
RESULT AND AUDITED
FINANCIAL
REPORT
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Saigon Securities Incorporation
Ticker Security ID: Meeting Date Meeting Status
SSI CINS Y7398S106 04/25/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Reports and Mgmt For For For
Financial
Statements
3 2016 Business Plan Mgmt For For For
4 Directors' and Mgmt For For For
Supervisors'
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
7 Appointment of Auditor Mgmt For For For
8 Appointment of Board Mgmt For Against Against
Chairman as General
Director
9 Amendments to Articles Mgmt For Abstain Against
10 Issuance of Shares to Mgmt For Abstain Against
Employees under
ESOP
11 Change in Business Mgmt For For For
Scope
12 Transaction of Other Mgmt For Against Against
Business
13 Election of Mgmt For Abstain Against
Supervisors
(Slate)
________________________________________________________________________________
Saigon Securities Incorporation
Ticker Security ID: Meeting Date Meeting Status
SSI CINS Y7398S106 09/15/2015 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Foreign Mgmt For For For
Investor
Restrictions
________________________________________________________________________________
Saigon Thuong Tin Commercial Joint Stock Bank
Ticker Security ID: Meeting Date Meeting Status
STB CINS Y7398P102 07/11/2015 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Plan Mgmt For For For
4 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
5 Draft of Merger Mgmt For For For
Contract
6 Amendments to Articles Mgmt For For For
Upon
Merger
7 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Saigon-Hanoi Commercial JS Bank
Ticker Security ID: Meeting Date Meeting Status
SHB CINS Y7398F104 04/21/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Report of 2015 Mgmt For For For
Business Results and
2016 Business
Plan
5 Supervisors' Report Mgmt For For For
6 Increase in Authorized Mgmt For Abstain Against
Capital
7 Resignation of Director Mgmt For For For
8 Amendments to Business Mgmt For For For
Lines
9 Restructuring of a Mgmt For Abstain Against
Subsidiary
10 Appointment of Auditor Mgmt For Abstain Against
11 Transaction of Other Mgmt For Against Against
Business
12 Elect VO Duc Tien Mgmt For For For
________________________________________________________________________________
Saigon-Hanoi Commercial JS Bank
Ticker Security ID: Meeting Date Meeting Status
SHB CINS Y7398F104 10/30/2015 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For Abstain Against
________________________________________________________________________________
SOCO International plc
Ticker Security ID: Meeting Date Meeting Status
SIA CINS G8248C127 06/09/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Elect Rui C. de Sousa Mgmt For For For
5 Elect Edward T. Story Mgmt For For For
6 Elect Roger Cagle Mgmt For For For
7 Elect Cynthia Cagle Mgmt For For For
8 Elect Robert G. Gray Mgmt For For For
9 Elect Olivier M.G. Mgmt For For For
Barbaroux
10 Elect Ettore Contini Mgmt For For For
11 Elect Marianne Mgmt For For For
Daryabegui
12 Elect Antonio Vitor Mgmt For For For
Martins
Monteiro
13 Elect Mike J. Watts Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Tan Tao Investment Industry Corporation
Ticker Security ID: Meeting Date Meeting Status
ITA CINS Y84914103 04/29/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect TRAN Hoang An Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 2016 Business Plan Mgmt For For For
7 Change of Investment Mgmt For For For
8 Construction Plan Mgmt For For For
9 Capital Transaction Mgmt For For For
10 Retain Working Capital Mgmt For For For
and Special
Dividend/Bonus Share
Issuance
11 Authority to Issue Mgmt For For For
Debt
Instruments
12 Ratification of Board Mgmt For For For
Acts
13 Board Authorization to Mgmt For For For
Implement Shareholder
Resolutions
14 Appointment of Auditor Mgmt For For For
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Construction and Import - Export JSC
Ticker Security ID: Meeting Date Meeting Status
VCG CINS Y9366E101 04/22/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Report on 2015 Mgmt For For For
Business Result and
2016 Business
Plan
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Directors' Report Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Report on Mgmt For For For
Restructuring and
2016 Investment
Plan
11 Amendments to Article Mgmt For Against Against
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 04/22/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Management Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Issuance and Exchange Mgmt For For For
of Shares w/o
Preemptive
Rights
8 Amendment to Foreign Mgmt For For For
Investor
Restrictions
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Amendments to Articles Mgmt For For For
- Change in Company
Business
Lines
11 Transaction of Other Mgmt For Against Against
Business
12 Election of Directors Mgmt For Abstain Against
(Slate)
Pursuant to the requirements of the Investment Company Act of 1940,the
registrant has duly caused this report to be signed on its behalf by the
undersigned,thereunto duly authorised.
Registrant: VanEck Vectors ETF Trust
By: /s/ Jan F. van Eck
Name: Jan F. van Eck
Title: Chief Executive Officer
Date: Aug 30, 2016