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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 9.49 | 02/11/2014 | M(1) | 189,463 | (13) | 12/15/2014 | Common Stock | 189,463 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 314.31 | 02/11/2014 | A | 5,720 | 08/11/2014(1) | 12/15/2014 | Common Stock | 5,720 | $ 0 | 5,720 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
YANCOPOULOS GEORGE 777 OLD SAW MILL RIVER ROAD TARRYTOWN, NY 10591 |
X | President Regeneron Laboratori |
By: Beverly Dubs For: /s/**George D. Yancopoulos | 02/13/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). |
(2) | Represents volume-weighted average price of sales of 4,322 shares of Company stock on February 12, 2014 at prices ranging from $317.70 to $317.89. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 12, 2014 at each separate price. |
(3) | Represents volume-weighted average price of sales of 15,816 shares of Company stock on February 12, 2014 at prices ranging from $318.00 to $318.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 12, 2014 at each separate price. |
(4) | Represents volume-weighted average price of sales of 30,858 shares of Company stock on February 12, 2014 at prices ranging from $319.00 to $319.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 12, 2014 at each separate price. |
(5) | Represents volume-weighted average price of sales of 17,274 shares of Company stock on February 12, 2014 at prices ranging from $320.00 to $320.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 12, 2014 at each separate price. |
(6) | Represents volume-weighted average price of sales of 8,021 shares of Company stock on February 12, 2014 at prices ranging from $321.00 to $321.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 12, 2014 at each separate price. |
(7) | Represents volume-weighted average price of sales of 3,874 shares of Company stock on February 12, 2014 at prices ranging from $322.18 to $322.64. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 12, 2014 at each separate price. |
(8) | Represents volume-weighted average price of sales of 1,490 shares of Company stock on February 12, 2014 at prices ranging from $323.00 to $323.49. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 12, 2014 at each separate price. |
(9) | Represents volume-weighted average price of sales of 1,700 shares of Company stock on February 12, 2014 at prices ranging from $324.50 to $324.74. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 12, 2014 at each separate price. |
(10) | Represents volume-weighted average price of sales of 1,932 shares of Company stock on February 12, 2014 at prices ranging from $325.10 to $325.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 12, 2014 at each separate price. |
(11) | Represents volume-weighted average price of sales of 2,100 shares of Company stock on February 12, 2014 at prices ranging from $326.00 to $326.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 12, 2014 at each separate price. |
(12) | Represents volume-weighted average price of sales of 1,000 shares of Company stock on February 12, 2014 at prices ranging from $328.17 to $328.61. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 12, 2014 at each separate price. |
(13) | The stock option award (combined incentive stock option and non-qualified stock option) vests in four equal annual installments, commencing one year after the date of grant. |