UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Supplemental Executive Retirement Plan (SERP) | Â (1) | Â (2) | Common Stock | 6,637 | $ (1) | D | Â |
RSU (Restricted Stock Unit) | Â (4) | Â (1) | Common Stock | 10,749.958 | $ 0 (3) | D | Â |
PRSU (Performance Measured Restricted Stock Unit) | Â (5) | Â (1) | Common Stock | 5,202.8 | $ 0 (3) | D | Â |
Stock Option | Â (6) | 04/14/2019 | Common Stock | 17,650 | $ 26.72 | D | Â |
Stock Option | Â (6) | 12/08/2019 | Common Stock | 23,200 | $ 33.86 | D | Â |
Stock Option | Â (6) | 02/11/2021 | Common Stock | 21,900 | $ 36.62 | D | Â |
Stock Option | Â (6) | 02/21/2022 | Common Stock | 18,300 | $ 38.74 | D | Â |
Stock Option | Â (6) | 02/25/2023 | Common Stock | 13,800 | $ 40.86 | D | Â |
Stock Option | Â (7) | 02/24/2024 | Common Stock | 15,000 | $ 45.11 | D | Â |
Stock Option | Â (8) | 02/23/2025 | Common Stock | 14,800 | $ 52 | D | Â |
Stock Option | Â (9) | 02/17/2026 | Common Stock | 12,100 | $ 55.91 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MacInnis Maureen J. 221 WEST PHILADELPHIA STREET STE 60 W YORK, PA 17401 |
 |  |  Sr VP & Chief HR Officer |  |
Michael Friedlander, Attorney-In-Fact for Maureen J. MacInnis | 04/18/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Non-applicable to this transaction. |
(2) | Value paid in stock following the reporting person's retirement. |
(3) | Shares convert to common stock on a 1:1 basis. |
(4) | Includes: (i) 4,173 RSUs granted on 2/24/2014; (ii) 3,173 RSUs granted on 2/23/2015; and (iii) 3,327 RSUs granted on 2/17/2016, each of which shall vest in full (restrictions lapse) three years from the grant date. |
(5) | Includes: (i) 1,621 PRSUs granted on 2/24/2014 and attained on 2/24/2015; and (ii) 3,526 PRSUs granted on 2/23/2015 and attained on 2/23/2016, each of which shall vest in full (restrictions lapse) three years from the grant date. |
(6) | This option is fully vested and exercisable. |
(7) | Stock Options vest in annual one-third (1/3) increments over a three-year period ending February 24, 2017. |
(8) | Stock Options vest in annual one-third (1/3) increments over a three-year period ending February 23, 2018. |
(9) | Stock Options vest in annual one-third (1/3) increments over a three-year period ending February 17, 2019. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney |