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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
RSU (Restricted Stock Unit) | (2) | 05/21/2016 | M | 1,433 (1) (2) | 05/21/2016 | 05/21/2016 | Common Stock | 1,433 | $ 0 | 3,184.046 | D | ||||
RSU (Restricted Stock Unit) | (3) | 05/22/2016 | M | 1,593 (3) (1) | 05/22/2016 | 05/22/2016 | Common Stock | 1,593 | $ 0 | 1,593.046 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ALFANO MICHAEL C 221 WEST PHILADELPHIA STREET SUITE 60W YORK, PA 17405 |
Michael Friedlander, Attorney-In-Fact for Michael C Alfano | 10/28/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amended Form 4 is filed solely for the purpose of reporting an aggregate of five (5) additional shares of common stock which were accrued through dividend equivalent rights (DERs). |
(2) | Comprised of one thousand four hundred twenty-six (1,426) vested Restricted Stock Units (RSUs) plus seven (7) DERs. The original Form 4 reported all RSUs and five (5) DERs. RSUs convert into common stock on a 1:1 basis for no additional consideration. |
(3) | Comprised of one thousand five hundred sixty-seven (1,567) vested Restricted Stock Units (RSUs) plus twenty-six (26) DERs. The original Form 4 reported all RSUs and twenty-three (23) DERs. RSUs convert into common stock on a 1:1 basis for no additional consideration. |