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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2005 Stock Options | $ 47.05 | 03/28/2013 | M | 11,196 | (1) | (2) | Common Stock | 11,196 | $ 0 | 0 | D | ||||
Phantom Stock | (3) | 03/28/2013 | A | 11,196 | (4)(6) | (4)(6) | Common Stock | 11,196 | $ 47.05 | 86,583 | D | ||||
Phantom Stock | (3) | 03/28/2013 | D | 8,456 | (4)(6) | (4)(6) | Common Stock | 8,456 | $ 62.3 | 78,127 | D | ||||
2006 Stock Options | $ 54.33 | 03/28/2013 | M | 17,439 | (1) | (2) | Common Stock | 17,439 | $ 0 | 0 | D | ||||
Phantom Stock | (3) | 03/28/2013 | A | 17,439 | (5)(6) | (5)(6) | Common Stock | 17,439 | $ 54.33 | 95,566 | D | ||||
Phantom Stock | (3) | 03/28/2013 | D | 15,209 | (5)(6) | (5)(6) | Common Stock | 15,209 | $ 62.3 | 80,357 | D | ||||
Phantom Stock | (3) | 03/28/2013 | D | 4,970 | (7) | (7) | Common Stock | 4,970 | $ 62.3 | 75,387 | D | ||||
2010 Stock Options | $ 55.94 | 03/28/2013 | M | 26,498 | (1) | (2) | Common Stock | 26,498 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LYBARGER STANLEY A C/O FREDERIC DORWART 124 E FOURTH STREET TULSA, OK 74103 |
X | President & CEO |
/s/ Frederic Dorwart, Power of Attorney | 04/01/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant. |
(2) | Options expire 3 years after vesting. |
(3) | Each share of Phantom Stock represents a right to receive one share of Common Stock, or at the Company's election, the cash value thereof. |
(4) | The reporting person elected to defer receipt of 11,196 shares of common stock issuable upon the exercise of stock options. 8,456 of the deferred shares were used to pay the exercise price and taxes on the options. |
(5) | The reporting person elected to defer receipt of 17,439 shares of common stock issuable upon the exercise of stock options. 15,209 of the deferred shares were used to pay the exercise price and taxes on the options. |
(6) | The Phantom Stock becomes payable upon the reporting person's termination of employment with the company. |
(7) | The reporting person elected to diversify the 4,970 shares of BOKF phantom stock remaining after payment of the exercise price and taxes to alternative investments. |