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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KOTICK ROBERT A C/O ACTIVISION BLIZZARD, INC. 3100 OCEAN PARK BOULEVARD SANTA MONICA, CA 90405 |
X | President & CEO |
/s/ Robert A. Kotick | 04/30/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On April 26, 2013, Mr. Kotick transferred 17,175 restricted share units to the 45121I Trust, a trust for the benefit of Mr. Kotick's minor children. Mr. Kotick does not exercise voting or investment power over the assets held in the 45121I Trust and he disclaims beneficial ownership with respect thereto. |
(2) | On April 26, 2013, Mr. Kotick transferred 17,175 restricted share units to the 8986C Trust, a trust for the benefit of Mr. Kotick's minor children. Mr. Kotick does not exercise voting or investment power over the assets held in the 8986C Trust and he disclaims beneficial ownership with respect thereto. |
(3) | Reflects the closing price of the Company's common stock on the date of transfer. The actual price paid by the 45121I Trust or the 8986C Trust, as the case may be, is being determined pursuant to a formula reflecting an independent valuation of the underlying securities. |
(4) | Following the transactions reported on this Form 4, Mr. Kotick directly held (a) 1,305,300 restricted stock units, each representing the right to receive a share of the Company's common stock, (b) 3,313,246 performance shares, each representing the right to receive a share of the Company's common stock, and (c) 843,829 shares of the Company's common stock. |