UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Stock Units (2) | Â (3) | Â (3) | Common Stock (1) | 19,895.3437 | $ 0 (2) | D | Â |
Restricted Stock / Units (4) | Â (6) | Â (6) | Common Stock (1) | 18,586 | $ 0 (5) | D | Â |
Option (Buy $56.73) (4) | Â (7) | 05/05/2015 | Common Stock (1) | 4,100 | $ 56.73 | D | Â |
Option (Buy $71.88) (4) | Â (8) | 05/03/2016 | Common Stock (1) | 3,800 | $ 71.88 | D | Â |
Option (Buy $74.10) (4) | Â (9) | 05/02/2017 | Common Stock (1) | 3,900 | $ 74.1 | D | Â |
Option (Buy $135.83) (4) | Â (10) | 05/07/2018 | Common Stock (1) | 2,417 | $ 135.83 | D | Â |
Option (Buy $82.55) (4) | Â (11) | 05/06/2019 | Common Stock (1) | 3,400 | $ 82.55 | D | Â |
Option (Buy $99.30) (4) | Â (12) | 05/05/2020 | Common Stock (1) | 5,440 | $ 99.3 | D | Â |
Option (Buy $126.61) (4) | Â (13) | 05/04/2021 | Common Stock (1) | 5,301 | $ 126.61 | D | Â |
Option (Buy $82.63) (4) | Â (14) | 05/22/2022 | Common Stock (1) | 10,533 | $ 82.63 | D | Â |
Option - Buy $80.89 (4) | Â (15) | 05/16/2023 | Common Stock (1) | 23,740 | $ 80.89 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Johnston Robert V. II 2000 POST OAK BLVD. SUITE 100 HOUSTON, TX 77056-4400 |
 |  |  Executive Vice President |  |
Robert V. Johnston | 01/07/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares of common stock of Apache are deemed to also represent certain preferred stock purchase rights ('Rights'). The Rights are not currently exercisable or separately tradable and presently are evidenced by certificates for shares of the common stock. Value attributable to such Rights, if any, is reflected in the market price of the common stock. |
(2) | One share of Apache common stock for each phantom stock unit. |
(3) | Exempt acquisition pursuant to Rule 16b-3(d) - accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan. |
(4) | With tandem tax withholding right |
(5) | One share of Apache common stock for each restricted stock unit. |
(6) | Restricted stock units granted under employer plan. The units vest ratably over four years beginning one year from the date of grant. |
(7) | Exercisable ratably over four years beginning 05/05/2006. |
(8) | Exercisable ratably over four years beginning 05/03/2007. |
(9) | Exercisable ratably over four years beginning 05/02/2008. |
(10) | Exercisable ratably over four years beginning 05/07/2009. |
(11) | Exercisable ratably over four years beginning 05/06/2010. |
(12) | Exercisable ratably over four years beginning 05/05/2011. |
(13) | Exercisable ratably over four years beginning 05/04/2012. |
(14) | Exercisable ratatbly over four years beginning 05/22/2013. |
(15) | Exercisable ratatbly over four years beginning 05/16/2014. |