UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Socket Mobile, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
83368E20
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
[_] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOs. OF ABOVE PERSONS (ENTITIES ONLY)
Rogers Family Trust UTD 01-21-81
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS)
(a) [x]
(b) [_]
Not applicable
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
California
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5. SOLE VOTING POWER
271,887 (including warrants)
NUMBER OF -------------------------------------------------
--------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH REPORTING -------------------------------------------------
--------------
PERSON WITH 7. SOLE DISPOSITIVE POWER
271,887 (including warrants)
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8. SHARED DISPOSITVE POWER
0
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
271,887 (including warrants)
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
(SEE INSTRUCTIONS)
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.2%
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12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO (revocable family trust)
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1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOs. OF ABOVE PERSONS (ENTITIES ONLY)
Roy and Ruth Rogers Unitrust, UTD 09-28-89
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS)
(a) [x]
(b) [_]
Not applicable
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
California
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5. SOLE VOTING POWER
88,401
NUMBER OF -------------------------------------------------
--------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH REPORTING -------------------------------------------------
--------------
PERSON WITH 7. SOLE DISPOSITIVE POWER
88,401
-------------------------------------------------
8. SHARED DISPOSITVE POWER
0
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
88,401
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
(SEE INSTRUCTIONS)
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.3%
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12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO (charitable remainder unit trust)
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Item 1.
(a) NAME OF ISSUER
Socket Mobile, Inc.
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(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
39700 Eureka Dr., Newark, CA 94560
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Item 2.
(a) NAME OF PERSON FILING *
(1) Rogers Family Trust, UTD 01-21-81
(2) Roy and Ruth Rogers Unitrust, UTD 09-28-89
*Attached to this Schedule 13G as Exhibit 1 is a Joint Filing
Agreement between the persons specified above. This Schedule 13G
is being filed on behalf of each of them.
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(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
3000 Sand Hill Road, Bldg 1, Suite 260, Menlo Park, CA 94025
**
** This address applies to all persons specified above in
item 2(a).
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(c) CITIZENSHIP
(1) California
(2) California
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(d) TITLE OF CLASS OF SECURITIES
Common Stock
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(e) CUSIP NUMBER
83368E20
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Item 3.
If this statement is filed pursuant to SS.240.13d-1(b) or
240.13d-2(b)or (c), check whether the person filing is a:
Not applicable
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Item 4. OWNERSHIP
Provide the following information regarding the
aggregate number and percentage of the class of securities
of the issuer identified in Item 1.
(a) AMOUNT BENEFICIALLY OWNED:
As of December 31, 2009, 271,887 (including warrants)
shares may be deemed beneficially owned within the meaning of
Rule 13d-3 under the Securities Exchange Act of 1934 by Ruth
and Roy Rogers, as trustees of the Rogers Family Trust,
a revocable trust, of which Roy Rogers and his spouse, Ruth
Rogers, are co-trustees.
In addition, 88,401 shares may be deemed beneficially
owned by Roy Rogers and Ruth Rogers, as co-trustees of the Roy
and Ruth Rogers Unitrust, an irrevocable charitable trust. Roy
Rogers and Ruth Rogers otherwise disclaim beneficial ownership
of these shares.
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(b) PERCENT OF CLASS:
For more information regarding percent of class with
respect to the above listed shares, refer to item 11 of the cover
pages.
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(c) NUMBER OF SHARES AS TO WHICH THE PERSON HAS:
For more information on voting and dispositive power
with respect to the above listed shares, refer to item 5-8 of the
cover pages.
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Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be
the beneficial owner of more than five percent of the class
of securities, check the following [].
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Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON
Not applicable
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Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable
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Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable
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Item 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable
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Item 10. CERTIFICATION
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were
acquired and are held in the ordinary course of business and were
not acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect.
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: February 16, 2010
Rogers Family Trust
By:
-------------
Name: Roy L. Rogers
Title: Trustee
Roy & Ruth Rogers Unitrust
By:
-------------
Name: Roy L. Rogers
Title: Trustee
EXHIBIT 1
JOINT FILING AGREEMENT
This will confirm the agreement by and among the undersigned that
the Schedule 13G filed with the Securities and Exchange
Commission on or about the date hereof with respect to the
beneficial ownership by the undersigned of shares of Common Stock
of Socket Mobile, Inc. is being filed, and all
amendments thereto will be filed, on behalf of each of the persons
and entities named below in accordance with Rule 13d-1(d)
under the Securities Exchange Act of 1934, as amended.
Dated: February 16, 2010
Rogers Family Trust
By:
-------------
Name: Roy L. Rogers
Title: Trustee
Roy & Ruth Rogers Unitrust
By:
-------------
Name: Roy L. Rogers
Title: Trustee
CUSIP No. 83368E20 Schedule 13G
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