bioa-8k_20161103.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): November 3, 2016

 

BIOAMBER INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware

 

001-35905

 

98-0601045

 

 

(State or other jurisdiction

of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer

Identification No.)

 

 

 

1250 Rene Levesque West, Suite 4310

 

 

Montreal, Quebec, Canada H3B 4W8

 

 

(Address of principal executive office)

 

 

Registrant's telephone number, including area code (514) 844-8000

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


Item 2.02.Results of Operations and Financial Condition

On November 3, 2016, BioAmber Inc. issued a press release announcing its preliminary financial results for the three months ended September 30, 2016.  The full text of this press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. On the same day, BioAmber Inc. held its previously announced earnings conference call discussing its financial results of its third quarter ended September 30, 2016. The transcript of that earnings conference call is furnished herewith as Exhibit 99.2.

Pursuant to General Instruction B.2. to Form 8-K, the information set forth in this Item 2.02, Exhibit 99.1 and Exhibit 99.2 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall any of them be incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such a filing.

Item 9.01.Financial Statements and Exhibits

(d)      Exhibits

 

Exhibit

 

 

Number

 

Description

 

 

 

99.1

 

Press Release dated November 3, 2016.

99.2

 

Transcript of the BioAmber Inc. Earnings Conference Call for the three months ended September 30, 2016.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: November 7, 2016

 

BIOAMBER INC.

 

 

 

 

 

 

By:

/s/ Mario Saucier

 

 

 

Mario Saucier

 

 

 

Chief Financial Officer

 


EXHIBIT INDEX

 

Exhibit

 

 

Number

 

Description

 

 

 

99.1

 

Press Release dated November 3, 2016.

99.2

 

Transcript of the BioAmber Inc. Earnings Conference Call for the quarter ended September 30, 2016.