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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 10.005 | 03/01/2016 | M | 2,130 | (6) | 05/19/2016 | Common Stock | 2,130 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Veneziano James C/O TRIMBLE NAVIGATION LIMITED 935 STEWART DRIVE SUNNYVALE, CA 94085 |
Vice President |
James A. Kirkland, Attorney-in-Fact | 03/03/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 694.059 shares acquired on February 29,2016 under the Amended and Restated Employee Stock Purchase Plan. |
(2) | This number of shares has been reduced by 5,213.57 shares that were incorrectly reported as owned directly on the reporting person's Form 3, which was filed February 20, 2013. These shares were acquired under the Trimble Navigation LTD 401(k) Plan. |
(3) | This transaction was executed in multiple trades at prices ranging from $24.51 to $24.52; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. |
(4) | This number of shares reflects 5,213.57 shares that were incorrectly reported as owned directly on the reporting person's Form 3, which was filed February 20, 2013. These shares were acquired under the Trimble Navigation LTD 401(k) Plan. |
(5) | This number of shares also reflects shares that were omitted from any Forms 4 filed by the reporting person after his original Form 3 was filed. Between January 10, 2014 and February 19, 2016, the reporting person acquired 652.698 shares of Trimble Navigation common stock under the Trimble Navigation LTD 401(k) Plan. |
(6) | 40% of these options became exercisable on 5/19/2011 and an additional 1.67% of these options become exercisable monthly thereafer. |