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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to buy) | $ 18.54 | 12/10/2002 | 12/11/2011 | Common Stock | 150,000 | 150,000 (7) | D | ||||||||
Stock Options (Right to buy) | $ 18.57 | 12/01/2006 | 12/01/2015 | Common Stock | 70,000 | 70,000 (7) | D | ||||||||
Stock Options (Right to buy) | $ 19.4 | 12/08/2004 | 12/08/2013 | Common Stock | 100,000 | 100,000 (7) | D | ||||||||
Stock Options (Right to buy) | $ 22 | 12/11/2001 | 12/11/2010 | Common Stock | 150,000 | 150,000 (7) | D | ||||||||
Stock Options (Right to buy) | $ 22.1875 | 09/13/2000 | 09/13/2009 | Common Stock | 75,000 | 75,000 (7) | D | ||||||||
Stock Options (Right to buy) | $ 23 | 12/06/2005 | 12/06/2014 | Common Stock | 80,000 | 80,000 (7) | D | ||||||||
Stock Options (Right to buy) | $ 23.19 | 12/09/2003 | 12/09/2012 | Common Stock | 150,000 | 150,000 (7) | D | ||||||||
Stock Options (Right to buy) | $ 21.5625 | 09/18/2007 | M(1) | 12,313 | 09/14/1999 | 09/14/2008 | Common Stock | 12,313 | $ 0 | 0 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MANNING KENNETH P 777 EAST WISCONSIN AVENUE MILWAUKEE, WI 53202 |
X | Chairman and CEO |
John L. Hammond, Attorney-In-Fact for Mr. Kenneth P. Manning | 09/19/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(5) | Represents shares held in Issuer's Savings Plan as of the most recent statement date. |
(3) | All sales on 9/18/2007 (whether reported on this Form 4 or the other Form 4 also filed for 9/18/2007) were pursuant to a single sale order. For complete information regarding all sales on 9/18/2007, all Form 4 filings should be reviewed. |
(6) | Represents shares held in Issuer's Suppplemental Benefit Plan as of the most recent statement date. |
(4) | Represents shares held in Issuer's ESOP as of the most recent statement date. |
(1) | Exercise of in-the-money employee stock option that would otherwise expire on 9/14/2008, exempt from Section 16(b) by virtue of Rule 16b-6(b) and Rule 16b-3(d) and (e). |
(7) | Original option grant vests in three equal annual installments beginning on the date listed. |
(2) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |