UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
File No. 70-9937
REPORT PERIOD
July 1, 2002 to September 30, 2002
In the matter of:
AMERICAN ELECTRIC POWER COMPANY, INC
American Electric Power Company, Inc. ("AEP") and Central and South
West Corporation ("CSW") hereby certify on behalf of themselves and Central
Power and Light Company ("CPL"), Public Service Company of Oklahoma ("PSO"),
Southwestern Electric Power Company ("SWEPCO"), West Texas Utilities Company
("WTU"), and Central and South West Services, Inc. ("CSWS"), AEP Generating
Company ("AEPGCO"), Columbus Southern Power Company ("CSPCO"), Indiana Michigan
Power Company ("IMPCO"), Kentucky Power Company ("KPCO"), Kingsport Power
Company ("KGPCO"), Ohio Power Company ("OPCO"), American Electric Power Service
Corporation ("AEPSC"), Cedar Coal Company ("CEDAR"), Central Coal Company
("CCCO"), Appalachian Power Company ("APCO"), Central Appalachian Coal Company
("CACCO"), Southern Appalachian Coal Company ("SACCO"), West Virginia Power
Company ("WVPCO"), Colomet, Inc. ("COLM"), Simco, Inc. ("SIMCO"), Franklin Real
Estate Company ("FRECO"), Indiana Franklin Realty, Inc. ("IFRI"), Blackhawk Coal
Company ("BHCCO"), Wheeling Power Company ("WPCO"), and Conesville Coal
Preparation Company ("CONESVILLE"), and hereby files the information attached
pursuant to the Order of the SEC dated October 26, 2001 in this file:
Said transactions have been carried out in accordance with the terms
and conditions of, and for the purpose represented in, the Form U-1
Application-Declaration, as amended, of CSW, et al, in File Nos. 70-8557 and
70-9937, and in accordance with the terms and conditions of the Commission's
order dated October 26, 2001, permitting said Application-Declaration to become
effective.
DATED: October 30, 2002
AEP GENERATING COMPANY
AMERICAN ELECTRIC POWER SERVICE CORPORATION
BLACKHAWK COAL COMPANY
APPALACHIAN POWER COMPANY
CEDAR COAL COMPANY
CENTRAL COAL COMPANY
CENTRAL AND SOUTH WEST SERVICES, INC.
CENTRAL APPALACHIAN COAL COMPANY
CENTRAL POWER AND LIGHT COMPANY
COLOMET, INC.
COLUMBUS SOUTHERN POWER COMPANY
CONESVILLE COAL PREPARATION COMPANY
FRANKLIN REAL ESTATE COMPANY
INDIAN FRANKLIN REALTY, INC.
INDIANA MICHIGAN POWER COMPANY
KENTUCKY POWER COMPANY
KINGSPORT POWER COMPANY
OHIO POWER COMPANY
PUBLIC SERVICE COMPANY OF OKLAHOMA
SIMCO, INC.
SOUTHERN APPALACHIAN COAL COMPANY
SOUTHWESTERN ELECTRIC POWER COMPANY
WEST TEXAS UTILITIES COMPANY
WEST VIRGINIA POWER COMPANY
WHEELING POWER COMPANY
BY: AMERICAN ELECTRIC POWER COMPANY, INC.
CENTRAL AND SOUTH WEST CORPORATION
BY: /s/ Armando A. Pena
------------------------------------------
Treasurer
AMERICAN ELECTRIC POWER COMPANY, INC., et al.
QUARTERLY REPORT PER REQUIREMENTS
OF HOLDING COMPANY ACT RELEASE NO. 27457
FILE NO. 70-9937 (Supersedes File No. 70-8557)*
FOR THE QUARTER ENDED SEPTEMBER 30, 2002
Contents
Page
Aggregate Amount of Funds Provided to the Money Pool 1
Aggregate Amount of Funds Received from Money Pool 1
Balance Advanced to or from the Money Pool
as of the End of the Period 1
Average Interest Rate for the Money Pool over the Period 1
Aggregate Amount of Outside Borrowings and Repayments
During the Period for Each Source of Outside Borrowings 2
Amount Outstanding at the End of the Period
for Each Source of Outside Borrowings 2
Detailed Listing of Commercial Paper Outstanding
by Dealer at the End of the Period 3
*Short-term borrowings by all AEP Companies which participate in the Money Pool
pursuant to authority granted in File No. 70-8557 will now be reported in this
file.
Page 1
1. Money Pool Internal Short-term Borrowings for the Quarter Ended September 30,
2002:
Balanced Advanced Balance Advanced
To or (From) the Net Net to or (From) the
Money Pool As of The Funds Provided Funds Received Money Pool As of The
Applicants Beginning of the Period to Money Pool From Money Pool End of The Period
---------- ----------------------- -------------- --------------- --------------------
(in 000's) (in 000's) (in 000's) (in 000's)
AEP Gen Co. $ (9,775) $ 23,928 $ - $ 14,153
AEP Service Corp. (19,015) - (254,351) (273,366)
Appalachian Power Co. 80,973 - (263,342) (182,369)
Cedar Coal Co. 7,980 2,413 - 10,393
Central App. Coal Co. 2,009 - (106) 1,903
South App. Coal Co. 3,896 1,000 - 4,896
West Virginia Power Co. 258 - (258) -
Central and South West - - - -
Central Power & Light (94,904) - (457,745) (552,649)
Public Service Co. of Okla (212,870) - (15,767) (228,637)
Southwestern Electric Pwr Co. (67,707) 82,587 - 14,880
West Texas utilities Co. (115,661) - (79,513) (195,174)
Columbus Southern Power Co. 23,688 2,301 - 25,989
Colomet, Inc. (4,770) 1,469 - (3,301)
Conesville Coal Prep Co. 2,695 - (576) 2,119
Simco Inc. 255 55 - 310
Franklin Real Estate Co. 9 - (1) 8
Indiana Franklin Realty 24 - - 24
Indiana & Michigan Power Co. (21,363) 54,555 - 33,192
Blackhawk Coal Co. 10,700 1,203 - 11,903
Kentucky Power Co. 2,163 - (94,754) (92,591)
Kingsport Power Co. (9,080) - (590) (9,670)
Ohio Power Co. (136,755) - (23,927) (160,682)
Central Coal Co. 306 10 - 316
Wheeling Power Co. (2,474) 1,643 - (831)
---------- ---------- ------------- -------------
Total $ (559,418) $ 171,164 $ (1,190,930) $ (1,579,184)
========== ========== ============= =============
2. The average interest rate for the Money Pool for the quarter ended September 30, 2002 is 2.23755%.
Page 2
3. Money Pool External Short-term Borrowings for the quarter ended September 30,
2002:
Repayments Amount Outstanding
Outside Borrowings During the at the End of
Source of Funds During the Period Period Period
--------------- ----------------- ---------- ------------------
(in 000's) (in 000's) (in 000's)
Commercial Paper $16,519,240 $15,963,020 $1,967,177
Loan Participations - 25,000 -
----------- ----------- ----------
Total $16,519,240 $15,988,020 $1,967,177
=========== =========== ==========
Page 3
4. Detailed listing of Commercial Paper Outstanding by Dealer at the end of
quarter ended September 30, 2002:
Dealer Amount Outstanding
(in 000's)
FNBC/Bank One $ 446,739
Goldman Sachs 482,330
Lehman Brothers 500,767
Merrill Lynch 537,341
----------
Total Commercial Paper $1,967,177
==========