File No. 074-00015
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT
For the quarter ended March 31, 2004
Filed Pursuant to Rule 58 of the Public Utility Holding
Company
Act of 1935
by
AMERICAN ELECTRIC POWER COMPANY, INC.
1 Riverside
Plaza, Columbus, Ohio 43215
AMERICAN ELECTRIC POWER COMPANY, INC. | |||
---|---|---|---|
FORM U-9C-3 | |||
For the Quarter Ended March 31, 2004 | |||
CONTENTS | |||
ITEM 1 - Organization Chart | |||
ITEM 2 - Issuances and Renewals of Securities and Capital Contributions | |||
ITEM 3 - Associated Transactions | |||
ITEM 4 - Summary of Aggregate Investment | |||
ITEM 5 - Other Investments | |||
ITEM 6 - Financial Statements and Exhibits | |||
Statements of Income | |||
Balance Sheets | |||
Exhibits |
ITEM 1 ORGANIZATION CHART
Company names are indented and numbered to identify them as subsidiaries of the company that is listed immediately above them at the next tier. Some companies are subsidiaries of more than one company. The reference code for each subsidiary refers to the supplemental schedule to the organization chart that provides details regarding date and state of organization, nature of business, etc. required to be reported under Item 1.
Reference Code
| |||
---|---|---|---|
00. American Electric Power Company, Inc. (Parent of Rule 58 Companies shown below) | |||
01. American Electric Power Service Corporation (Not a Rule 58 Company) | |||
01. AEP C&I Company, LLC | 1 | ||
02. AEP Texas Commercial & Industrial Retail GP, LLC | 2 | ||
03. AEP Texas Commercial & Industrial Retail Limited Partnership | 3 | ||
02. AEP Texas Commercial & Industrial Retail Limited Partnership | 3 | ||
02. AEP Gas Power GP, LLC | 4 | ||
03. AEP Gas Power Systems, LLC | 5 | ||
02. REP Holdco, LLC | 6 | ||
03. Mutual Energy SWEPCO LLC | 7 | ||
03. REP General Partner LLC | 8 | ||
04. Mutual Energy SWEPCO LLC | 7 | ||
01. AEP Coal, Inc. | 9 | ||
02. Snowcap Coal Company, Inc. | 10 | ||
02. AEP Kentucky Coal, LLC | 11 | ||
02. AEP Ohio Coal, LLC | 12 | ||
02. AEP West Virginia Coal, Inc. | 13 | ||
02. Leesville Land, LLC | 14 | ||
02. Springdale Land, LLC | 15 | ||
01. AEP Energy Services, Inc. | 16 | ||
01. AEP Investments, Inc. (Not a Rule 58 Company) | |||
02. AEP EmTech, LLC | 17 | ||
03. Universal Supercapacitors, LLC | 18 | ||
03. Integrated Fuel Cell Technologies, Inc. | 19 | ||
03. Distribution Vision 2010, LLC | 20 | ||
02. Dynelec, Inc. | 21 | ||
02. Intercontinental Exchange Inc. | 22 | ||
02. PowerSpan Corp. | 23 | ||
02. AEMT, Inc. | 24 | ||
02. Enerwise Global Technologies, Inc. | 25 | ||
02. Powerware Solutions, Inc. | 26 | ||
02. PHPK Technologies, Inc. | 27 | ||
01. Mutual Energy LLC | 28 | ||
02. AEP Ohio Retail Energy, LLC | 29 | ||
01. AEP Power Marketing, Inc. | 30 | ||
02. AEP Coal Marketing, LLC | 31 | ||
02. AEP Emissions Marketing, LLC | 32 | ||
01. AEP T&D Services, LLC | 33 | ||
01. AEP Pro Serv, Inc. (Not a Rule 58 Company) | |||
02. Diversified Energy Contractors Company, LLC | 34 | ||
03. DECCO II LLC | 35 | ||
04. Diversified Energy Contractors, LP | 36 | ||
03. Diversified Energy Contractors, LP | 36 | ||
02. United Sciences Testing, Inc. | 37 | ||
01. AEP Texas POLR, LLC | 38 | ||
02. AEP Texas POLR GP, LLC | 39 | ||
03. POLR Power, LP | 40 | ||
02. POLR Power, LP | 40 | ||
01. AEP Utilities, Inc. (Not a Rule 58 Company) | |||
02. Southwestern Electric Power Company (Not a Rule 58 Company) | |||
03. The Arklahoma Corporation | 41 | ||
03. Southwest Arkansas Utilities Corporation | 42 | ||
03. Dolet Hills Lignite Company, LLC | 43 | ||
02. CSW Energy, Inc. (Not a Rule 58 Company) | |||
03. CSW Development-I, Inc. | 44 | ||
04. Polk Power GP II, Inc. | 45 | ||
05. Polk Power GP, Inc. | 46 | ||
06. Polk Power Partners, LP | 47 | ||
07. Mulberry Holdings, Inc. | 48 | ||
04. CSW Mulberry II, Inc. | 49 | ||
05. CSW Mulberry, Inc. | 50 | ||
04. Polk Power Partners, LP | 47 | ||
05. Mulberry Holdings, Inc. | 48 | ||
04. Noah I Power GP, Inc. | 51 | ||
05. Noah I Power Partners, LP | 52 | ||
06. Brush Cogeneration Partners | 53 | ||
04. Noah I Power Partners, LP | 52 | ||
05. Brush Cogeneration Partners | 53 | ||
04. Orange Cogeneration GP II, Inc. | 54 | ||
05. Orange Cogeneration GP, Inc. | 55 | ||
06. Orange Cogeneration Limited Partnership | 56 | ||
07. Orange Cogen Funding Corp. | 57 | ||
08. Orange Holdings, Inc. | 58 | ||
04. CSW Orange II, Inc. | 59 | ||
05. CSW Orange, Inc. | 60 | ||
06. Orange Cogeneration Limited Partnership | 56 | ||
07. Orange Cogen Funding Corp. | 57 | ||
08. Orange Holdings, Inc. | 58 | ||
03. CSW Ft. Lupton, Inc. | 61 | ||
04. Thermo Cogeneration Partnership, LP | 62 | ||
03. CSW Sweeny GP I, Inc. | 63 | ||
04. CSW Sweeny GP II, Inc. | 64 | ||
05. Sweeny Cogeneration Limited Partnership | 65 | ||
03. CSW Sweeny LP I, Inc. | 66 | ||
04. CSW Sweeny LP II, Inc. | 67 | ||
05. Sweeny Cogeneration Limited Partnership | 65 | ||
03. CSW Power Marketing, Inc. | 68 | ||
03. CSW Services International, Inc. | 69 | ||
02. CSW Energy Services, Inc. | 70 | ||
03. Nuvest, LLC | 71 | ||
04. National Temporary Services, Inc. | 72 | ||
05. Octagon, Inc. | 73 | ||
04. Numanco, LLC | 74 | ||
05. NuSun, Inc. | 75 | ||
06. Sun Technical Services, Inc. | 76 | ||
06. Calibration and Testing Corporation | 77 | ||
05. ESG, LLC | 78 | ||
05. Numanco Services, LLC | 79 |
Item 1 - Organization Chart (Continued)
NAME OF REPORTING COMPANY |
ENERGY OR GAS- RELATED COMPANY |
DATE OF ORGAN- IZATION |
STATE OF ORGAN- IZATION |
PERCENTAGE OF VOTING SECURITIES HELD DIRECTLY OR INDIRECTLY BY AMERICAN ELECTRIC POWER COMPANY |
NATURE OF BUSINESS | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1 | AEP C&I Company, LLC | Energy | 10/10/00 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
2 | AEP Texas Commercial & Industrial Retail GP, LLC | Energy | 12/11/00 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
3 | AEP Texas Commercial & Industrial Retail Limited Partnership | Energy | 12/12/00 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
4 | AEP Gas Power GP, LLC | Energy | 12/19/00 | Delaware | 100 | .00% | Distributed generation products | ||||||
5 | AEP Gas Power Systems, LLC | Energy | 07/09/96 | Delaware | 75 | .00% | Distributed generation products | ||||||
6 | REP Holdco, LLC | Energy | 04/04/01 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
7 | Mutual Energy SWEPCO LLC | Energy | 04/04/01 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
8 | REP General Partner LLC | Energy | 04/04/01 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
9 | AEP Coal, Inc. | Energy | 10/29/01 | Nevada | 100 | .00% | Coal mining | ||||||
10 | Snowcap Coal Company, Inc. | Energy | 10/29/01 | Delaware | 100 | .00% | Coal mining | ||||||
11 | AEP Kentucky Coal, LLC | Energy | 10/29/01 | Delaware | 100 | .00% | Coal mining | ||||||
12 | AEP Ohio Coal, LLC | Energy | 10/26/01 | Delaware | 100 | .00% | Coal mining | ||||||
13 | AEP West Virginia Coal, Inc. | Energy | 10/29/01 | Nevada | 100 | .00% | Coal mining | ||||||
14 | Leesville Land, LLC | Energy | 02/11/03 | Delaware | 100 | .00% | Coal mining | ||||||
15 | Springdale Land, LLC | Energy | 02/11/03 | Delaware | 100 | .00% | Coal mining | ||||||
16 | AEP Energy Services, Inc. | Energy | 09/24/96 | Ohio | 100 | .00% | Broker and market energy commodities | ||||||
17 | AEP EmTech, LLC | Energy | 01/03/01 | Delaware | 100 | .00% | Development + commercialization of electrotechnologies | ||||||
18 | Universal Supercapacitors, LLC | Energy | 04/16/02 | Delaware | 50 | .00% | Energy investments | ||||||
19 | Integrated Fuel Cell Technologies, Inc. | Energy | 04/04/01 | Delaware | 0 | .10% | Energy investments | ||||||
20 | Distribution Vision 2010, LLC | Energy | 10/02/01 | Delaware | 20 | .00% | Energy investments | ||||||
21 | Dynelec, Inc. | Energy | 06/03/94 | Ohio | 1 | .20% | Energy investments | ||||||
22 | Intercontinental Exchange, Inc. | Energy | 06/16/00 | Delaware | 5 | .30% | Marketing of natural gas, electricity, or energy-related products | ||||||
23 | Powerspan Corp | Energy | 05/15/97 | Delaware | 9 | .80% | Pollution control technology development | ||||||
24 | AEMT, Inc. | Energy | 12/23/97 | Florida | 27 | .00% | Power conditioning product manufacturing and sales | ||||||
25 | Enerwise Global Technologies, Inc. | Energy | 03/02/01 | Delaware | 5 | .00% | Energy investments | ||||||
26 | Powerware Solutions, Inc. | Energy | 02/15/94 | Texas | 4 | .00% | Energy management systems for water utilities | ||||||
27 | PHPK Technologies, Inc. | Energy | 07/01/91 | Ohio | 40 | .40% | Cyrogenic and vacuum equipment manufacture + service | ||||||
28 | Mutual Energy LLC | Energy | 12/17/99 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
29 | AEP Ohio Retail Energy, LLC | Energy | 09/05/00 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
30 | AEP Power Marketing, Inc. | Energy | 07/22/96 | Ohio | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
31 | AEP Coal Marketing, LLC | Energy | 01/22/03 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
32 | AEP Emissions Marketing, LLC | Energy | 01/22/03 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
33 | AEP T&D Services, LLC | Energy | 12/12/00 | Delaware | 100 | .00% | Energy services including operations, supply chain, transmission and distribution | ||||||
34 | Diversified Energy Contractors Company, LLC | Energy | 07/03/97 | Delaware | 100 | .00% | Non-regulated energy-related services and projects | ||||||
35 | DECCO II LLC | Energy | 08/08/97 | Delaware | 100 | .00% | Non-regulated energy-related services and projects | ||||||
36 | Diversified Energy Contractors, LP | Energy | 08/18/97 | Delaware | 100 | .00% | Non-regulated energy-related services and projects | ||||||
37 | United Sciences Testing, Inc. | Energy | 05/07/97 | Delaware | 100 | .00% | Coal cleaning technology | ||||||
38 | AEP Texas POLR, LLC (aka AEP Texas Retail GP, LLC) | Energy | 12/11/00 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
39 | AEP Texas POLR GP, LLC | Energy | 11/14/01 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
40 | POLR Power, LP | Energy | 11/14/01 | Delaware | 100 | .00% | Marketing of natural gas, electricity or energy related products | ||||||
41 | The Arklahoma Corporation | Energy | 05/16/47 | Arkansas | 44 | .20% | Electric transmission | ||||||
42 | Southwest Arkansas Utilities Corporation | Energy | 03/21/28 | Arkansas | 100 | .00% | Real estate | ||||||
43 | Dolet Hills Lignite Company, LLC | Energy | 04/09/01 | Delaware | 100 | .00% | Coal mining | ||||||
44 | CSW Development-I, Inc. | Energy | 12/06/90 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
45 | Polk Power GP II, Inc. | Energy | 03/20/95 | Delaware | 50 | .00% | Independent power plant/ qualifying facility |
||||||
46 | Polk Power GP, Inc. | Energy | 09/18/91 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
47 | Polk Power Partners, LP | Energy | 02/19/92 | Delaware | 50 | .50% | Independent power plant/ qualifying facility |
||||||
48 | Mulberry Holdings, Inc. | Energy | 10/28/99 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
49 | CSW Mulberry II, Inc. | Energy | 03/21/95 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
50 | CSW Mulberry, Inc. | Energy | 02/03/94 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
51 | Noah I Power GP, Inc. | Energy | 05/14/91 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
52 | Noah I Power Partners, LP | Energy | 05/16/92 | Delaware | 96 | .00% | Independent power plant/ qualifying facility |
||||||
53 | Brush Cogeneration Partners | Energy | 11/01/91 | Colorado | 50 | .00% | Independent power plant/ qualifying facility |
||||||
54 | Orange Cogeneration GP II, Inc. | Energy | 03/16/95 | Delaware | 50 | .00% | Independent power plant/ qualifying facility |
||||||
55 | Orange Cogeneration GP, Inc. | Energy | 02/05/93 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
56 | Orange Cogeneration Limited Partnership | Energy | 02/05/93 | Delaware | 50 | .50% | Independent power plant/ qualifying facility |
||||||
57 | Orange Cogen Funding Corp. | Energy | 12/23/96 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
58 | Orange Holdings, Inc. | Energy | 10/28/99 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
59 | CSW Orange II, Inc. | Energy | 03/16/95 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
60 | CSW Orange, Inc. | Energy | 04/21/93 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
61 | CSW Ft. Lupton, Inc. | Energy | 04/01/93 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
62 | Thermo Cogeneration Partnership, LP | Energy | 03/17/93 | Delaware | 50 | .00% | Independent power plant/ qualifying facility |
||||||
63 | CSW Sweeny GP I, Inc. | Energy | 09/06/95 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
64 | CSW Sweeny GP II, Inc. | Energy | 09/06/95 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
65 | Sweeny Cogeneration Limited Partnership | Energy | 10/10/95 | Delaware | 50 | .00% | Independent power plant/ qualifying facility |
||||||
66 | CSW Sweeny LP I, Inc. | Energy | 09/06/95 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
67 | CSW Sweeny LP II, Inc. | Energy | 09/06/95 | Delaware | 100 | .00% | Independent power plant/ qualifying facility |
||||||
68 | CSW Power Marketing, Inc. | Energy | 03/08/96 | Delaware | 100 | .00% | Energy management | ||||||
69 | CSW Services International, Inc. | Energy | 03/19/97 | Delaware | 100 | .00% | Energy management | ||||||
70 | CSW Energy Services, Inc. | Energy | 09/24/97 | Delaware | 100 | .00% | Non-Regulated Energy-Related Services and Projects | ||||||
71 | Nuvest, LLC | Energy | 02/20/96 | Delaware | 92 | .90% | Staff augmentation to power plants | ||||||
72 | National Temporary Services, Inc. | Energy | 12/31/90 | Pennsylvania | 100 | .00% | Staff augmentation to power plants | ||||||
73 | Octagon, Inc. | Energy | 11/05/93 | Delaware | 100 | .00% | Staff augmentation to power plants | ||||||
74 | Numanco, LLC | Energy | 04/08/96 | Oklahoma | 100 | .00% | Staff augmentation to power plants | ||||||
75 | NuSun, Inc. | Energy | 05/24/99 | Delaware | 100 | .00% | Staff augmentation to power plants | ||||||
76 | Sun Technical Services, Inc. | Energy | 01/16/91 | California | 100 | .00% | Staff augmentation to power plants | ||||||
77 | Calibration and Testing Corporation | Energy | 01/02/80 | California | 100 | .00% | Staff augmentation to power plants | ||||||
78 | ESG, LLC | Energy | 11/27/96 | Oklahoma | 50 | .00% | Staff augmentation to power plants | ||||||
79 | Numanco Services, LLC | Energy | 09/24/00 | Oklahoma | 100 | .00% | Staff augmentation to power plants | ||||||
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS
SECURITIES:
| |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Company Issuing Security |
Type of Security Issued |
Principal Amount of Security |
Issue or Renewal |
Cost of Capital |
Person to Whom Security Was Issued |
Collateral Given With Security |
Consideration Received for Each Security | ||||||||
(in thousands) | |||||||||||||||
Dolet Hills Lignite Company, LLC | Notes Payable | $1,707 | Renewal | 4.47% | Dolet Hills Lignite Company, LLC | - | - |
FINANCING AMONG ASSOCIATE COMPANIES:
| |||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|
Company Issuing Security |
Type of Security Issued |
Principal Amount of Security |
Issue or Renewal |
Cost of Capital |
Person to Whom Security Was Issued | ||||||
(in thousands) | |||||||||||
None |
CAPITAL CONTRIBUTIONS:
| |||||
---|---|---|---|---|---|
Company Contributing Capital |
Company Receiving Capital |
Amount of Capital Contributions | |||
(in thousands) | |||||
None |
ITEM 3 ASSOCIATED TRANSACTIONS
Part I Transactions performed by reporting companies on behalf of associate companies
Reporting Company Rendering Services |
Associate Company Receiving Services |
Types of Services Rendered |
Direct Costs Charged |
Indirect Costs Charged
|
Cost of Capital |
Total Amount Billed | |||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
(in thousands) | |||||||||||||
Nuvest, LLC | AEP Texas Central Company - South Texas Project | Engineering | $1,873 | $- | $- | $1,873 | |||||||
Nuvest, LLC | AEP Service Corporation - Regional Service Organization | Engineering | 3,848 | - | - | 3,848 | |||||||
Nuvest, LLC | Indiana Michigan Company - | ||||||||||||
DC Cook Plant | Engineering | 3,224 | - | - | 3,224 | ||||||||
Nuvest, LLC | Various AEP Utility | ||||||||||||
Operating Companies | Engineering | 3,270 | - | - | 3,270 | ||||||||
|
|
|
|
||||||||||
Total | $12,215 | $- | $- | $12,215 | |||||||||
|
|
|
|
||||||||||
ITEM 3 ASSOCIATED TRANSACTIONS (CONTINUED)
Part II Transactions performed by associate companies on behalf of reporting companies
Associate Company Rendering Services |
Reporting Company Receiving Services |
Types of Services Rendered |
Direct Costs Charged |
Indirect Costs Charged |
Cost of Capital |
Total Amount Billed | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
(in thousands) | ||||||||||||||
American Electirc Power Service Corporation | AEP Energy Services, Inc. |
Administrative & Marketing | $1,955 | $1,919 | $- | $3,874 | ||||||||
Houston Pipeline | AEP Energy Services, Inc. |
Asset Management | 6,250 | - | - | 6,250 | ||||||||
Jefferson Island | AEP Energy Services, Inc. |
Asset Management | 1,250 | - | - | 1,250 | ||||||||
CSW Energy, Inc. | Polk Power Partners, LP | Plant Services | 640 | 191 | - | 831 | ||||||||
CSW Energy, Inc. | Orange Cogeneration LP | Plant Services | 447 | 182 | - | 629 | ||||||||
CSW Services International Inc. | Sweeny Cogeneration LP | Plant Services | 371 | 1,127 | - | 1,498 | ||||||||
|
|
|
|
|||||||||||
Total | $10,913 | $3,419 | $- | $14,332 | ||||||||||
|
|
|
|
|||||||||||
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies:
|
|||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
(in thousands) | |||||||||||||
Total consolidated capitalization | |||||||||||||
as of March 31, 2004 | $22,297,000 | (a) | Line 1 | ||||||||||
Total capitalization multiplied by 15% | |||||||||||||
(line 1 multiplied by 0.15) | 3,345,000 | Line 2 | |||||||||||
Greater of $50 million or line 2 | $3,345,000 | Line 3 | |||||||||||
Total current aggregate investment: | |||||||||||||
(categorized by major line of energy-related business) | |||||||||||||
Energy-related Category 1: Energy Services | - | ||||||||||||
Energy-related Category 5: Energy Marketing | 1,800,976 | ||||||||||||
Energy-related Category 7: Maintenance Services | 52,513 | ||||||||||||
Energy-related Category 8: Qualifying Facility | 529,960 | ||||||||||||
Energy-related Category 10: Other Form of Energy | 91,620 | ||||||||||||
Energy-related Category 2,3,4,6,9 | 62,820 | ||||||||||||
Total current aggregate investment | 2,537,889 | Line 4 | |||||||||||
|
|||||||||||||
Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system (Line 3 less Line 4) |
$807,111 | Line 5 | |||||||||||
|
(a) Includes short-term debt.
Investments in gas-related companies:
NONE
ITEM 5 OTHER INVESTMENTS
Major Line of Energy-Related Business |
Other Investment in Last U-9C-3 Report |
Other Investment in This U-9C-3 Report |
Reason for Difference in Other Investment | ||||
---|---|---|---|---|---|---|---|
(in thousands) | |||||||
CSW Energy Services | |||||||
Invested prior to | |||||||
April 1, 1997 | $2,696 | $2,696 | Amounts are excluded from Item 4 | ||||
Independent power plant/ qualifying facility |
|||||||
Invested prior to | |||||||
April 1, 1997 | 194,644 | 194,644 | Amounts are excluded from Item 4 |
ITEM 6 FINANCIAL STATEMENTS AND EXHIBITS
List all financial statements and exhibits filed as a part of this report.
Financial Statements:
Balance sheets
and Income Statements for period ended March 31, 2004 are
filed confidentially
under a separate cover for:
AEP C&I Company, LLC
AEP
Coal, Inc.
AEP EmTech LLC
AEP Energy Services,
Inc.
AEP Gas Power GP, LLC
AEP Gas Power System
GP, LLC
AEP Power Marketing, Inc.
AEP T&D
Services, LLC
AEP Texas C&I Retail LP
AEP
Texas C&I Retail GP, LLC
AEP Texas GP, LLC
CSW
Development-I, Inc. (consolidated)
CSW Energy, Inc. (consolidated)
CSW
Energy Services, Inc.
CSW Ft. Lupton, Inc.
CSW
Power Marketing, Inc.
CSW Services International Inc.
Diversified
Energy Contractors Company, LLC (DECCO)
Dolet Hills Lignite Company, LLC
Mutual
Energy LLC (consolidated)
Mutual Energy SWEPCO LP
Nuvest,
LLC
POLR Power, LP
REP General Partner LLC
Sweeny
Cogeneration LP
Exhibits:
1. Certificate stating that a copy
of the U-9C-3 for the previous quarter has been filed with the Ohio, Kentucky, Virginia, West Virginia,
Tennessee, Indiana, Arkansas, Louisiana, Oklahoma, Michigan and Texas State Commissions.
CERTIFICATE
The undersigned certifies that he is the duly designated and acting Treasurer of American Electric Power Company, Inc., a New York corporation (AEP), and that:
AEPs Quarterly Report on Form U-9C-3 filed pursuant to Rule 58 for the quarter ended March 31, 2004 (the Quarterly Report on Form U-9C-3) was filed with each state commission having jurisdiction over the retail rates of the public utility companies that are associate companies of any of the reporting companies (the Specific State Commissions).
The
names and addresses of the Specific State Commissions are:
Indiana Utility Regulatory
Commission
302 West Washington Street, E 306
Indianapolis, Indiana 46204
Kentucky
State Commission
211 Sower Boulevard
P.O. Box 615
Frankfort,
Kentucky 40602
Michigan Public Service Commission
6545 Mercantile
Way
P.O. Box 30221
Lansing, Michigan 48909
Public Service
Commission of West Virginia
201 Brooks Street
P.O. Box 812
Charleston,
West Virginia 25323
Tennessee Regulatory Authority
460 James Robertson
Parkway
Nashville, Tennessee 37243-0505
The Public Utilities Commission
of Ohio
180 East Broad Street
Columbus, Ohio 43215
Virginia
State Corporation Commission
1300 East Main Street
P.O. Box 2118
Richmond,
Virginia 23216
Arkansas Public Service Commission
1000 Center
P.O.
Box 400
Little Rock, AR 72203-0400
Louisiana Public Service Commission
One
American Place
P.O. Box 91154
Baton Rouge, LA 70821-9154
Oklahoma
Corporation Commission
2102 N. Lincoln Blvd.
P.O. Box 52000-2000
Oklahoma
City, OK 73152-2000
Public Utility Commission of Texas
1701 N. Congress
Avenue
Austin, TX 78701
IN WITNESS WHEREOF, I have hereunto set my hand as of the 28th day of May, 2004.
By /s/ Joseph M. Buonaiuto
Joseph M. Buonaiuto
Controller and Chief Accounting Officer
SIGNATURE
The undersigned system company has duly caused this quarterly report to be signed on its behalf by the undersigned, thereunto duly authorized, pursuant to the requirements of the Public Utility Holding Company Act of 1935.
AMERICAN ELECTRIC POWER COMPANY, INC.
By /s/ Joseph M. Buonaiuto
Joseph M. Buonaiuto
Controller and Chief Accounting Officer
May 28, 2004