SECURITIES AND EXCHANGE COMMISSION

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report:   August 9, 2002
(Date of Earliest Event Reported)

 

 

 

HUMANA INC.
(Exact name of Registrant as specified in its Charter)

 

Delaware
(State of
Incorporation)

1-5975
    (Commission
    File Number)

61-0647538
  (I.R.S. Employer
Tax Identification No.)

 

 

500 West Main Street
Louisville, KY 40202
(Address of principal executive offices, including zip code)

 

(502) 580-1000
(Registrant=s telephone number, including area code)

 

 

Item 5.   Other Events

           On August 9, 2002, Humana Inc. (the "Company" or "Registrant) submitted to the Securities and Exchange Commission ("SEC") the Statements under Oath of Principal Executive Officer and Principal Financial Officer in accordance with the SEC's June 27, 2002 Order requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Securities and Exchange Act of 1934.

Item 7.   Financial Statements and Exhibits

Exhibit 99.1

Statement Under Oath of Michael B. McCallister, President and Chief Executive Officer
of Humana Inc.

Exhibit 99.2

Statement Under Oath of James H. Bloem, Senior Vice President and Chief Financial Officer
of Humana Inc.

SIGNATURES

          Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

HUMANA INC.

BY:       /S/     Arthur P. Hipwell       
     Arthur P. Hipwell
     Senior Vice President
     and General Counsel

 

Dated:    August 9, 2002

 

 

INDEX OF EXHIBITS

Exhibit 99.1

Statement Under Oath of Michael B. McCallister, President and Chief Executive Officer
of Humana Inc.

Exhibit 99.2

Statement Under Oath of James H. Bloem, Senior Vice President and Chief Financial Officer
of Humana Inc.