1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to buy)
|
02/26/1999(2)
|
02/25/2008 |
Common Stock
|
5,490
|
$
55.0065
|
D
|
Â
|
Employee Stock Option (Right to buy)
|
02/24/2000(2)
|
02/22/2009 |
Common Stock
|
10,169
|
$
47.5084
|
D
|
Â
|
Employee Stock Option (Right to buy)
|
02/21/2001(2)
|
02/20/2010 |
Common Stock
|
8,135
|
$
51.995
|
D
|
Â
|
Employee Stock Option (Right to buy)
|
02/22/2002(2)
|
02/21/2011 |
Common Stock
|
620
|
$
69.75
|
D
|
Â
|
Employee Stock Option (Right to buy)
|
02/22/2002(2)
|
02/21/2011 |
Common Stock
|
15,640
|
$
68.5891
|
D
|
Â
|
Employee Stock Option (Right to buy)
|
02/18/2003(2)
|
02/17/2012 |
Common Stock
|
22,372
|
$
59.9749
|
D
|
Â
|
Employee Stock Option (Right to buy)
|
02/17/2004(2)
|
02/16/2013 |
Common Stock
|
22,372
|
$
43.7987
|
D
|
Â
|
Employee Stock Option (Right to buy)
|
04/28/2006(2)
|
04/28/2015 |
Common Stock
|
12,989
|
$
61.59
|
D
|
Â
|
Restricted Share Units
(3)
|
Â
(4)
|
Â
(4)
|
Common Stock
|
2,718
|
$
(3)
|
D
|
Â
|
Restricted Share Units
(3)
|
Â
(5)
|
Â
(5)
|
Common Stock
|
3,311
|
$
(3)
|
D
|
Â
|
Restricted Share Units
(6)
|
Â
(7)
|
Â
(7)
|
Common Stock
|
3,300
|
$
(6)
|
D
|
Â
|
Restricted Share Units
(6)
|
Â
(8)
|
Â
(8)
|
Common Stock
|
3,247
|
$
(6)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 30.677 shares held in the Corporation's Dividend Reinvestment Program. |
(2) |
The option vests in three annual installments beginning with 30% on the first anniversary of the grant date, 30% on the second anniversary of the grant date and 40% on the third anniversary of the grant date. |
(3) |
Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2001 Equity Participation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock. |
(4) |
The restricted share units vest on the fifth anniversary of the grant date, November 12, 2006. |
(5) |
The restricted share units vest on the fifth anniversary of the grant date, February 17, 2008. |
(6) |
Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2001 Equity Participation Plan. |
(7) |
The restricted share units vest in three annual installments of 33%, 33% and 34% beginning April 28, 2007. |
(8) |
The restricted share units vest in three annual installments of 33%, 33% and 34% beginning April 28, 2008. |