UNITED STATES |
||||||||||
SECURITIES AND EXCHANGE COMMISSION |
||||||||||
Washington, D.C. 20549 |
||||||||||
____________________________ |
||||||||||
FORM 8-K |
||||||||||
CURRENT REPORT |
||||||||||
Pursuant to Section 13 or 15(d) of the |
||||||||||
Securities Exchange Act of 1934 |
||||||||||
Date of report (Date of earliest event reported): |
||||||||||
March 12, 2004 |
||||||||||
A.G. EDWARDS, INC. |
||||||||||
(Exact Name of Registrant as Specified in Charter) |
||||||||||
Delaware |
001-08527 |
43-1288229 |
||||||||
(State or Other Jurisdiction
of Incorporation) |
(Commission File Number) |
(IRS Employer
Identification Number) |
||||||||
One North Jefferson Avenue, |
||||||||||
St. Louis Missouri |
63103 |
|||||||||
(Address of Principal Executive Offices) |
(Zip Code) |
|||||||||
Registrant's telephone number, including area code: (314) 955-3000 |
||||||||||
Item 5. |
Other Events |
|||||||||
Filed herewith is an announcement of A.G. Edwards discussions with the Georgia Secretary of State's Securities and Business Regulation Division concerning a consent order involving the firm's Augusta, Georgia office, as contained in a press release dated March 12, 2004. |
||||||||||
Item 7. |
Financial Statements, Pro Forma Financial Information and Exhibits. |
|||||||||
(c) |
Exhibits |
|||||||||
99 (i) |
Augusta Georgia's press release dated March 12, 2004. |
|||||||||
Signature |
|||||||||
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. |
|||||||||
A.G. Edwards, Inc. |
|||||||||
Registrant |
|||||||||
Date: |
March 15, 2004 |
By: |
/s/Douglas L. Kelly |
||||||
Douglas L. Kelly |
|||||||||
Chief Financial Officer |
|||||||||
Exhibit Index |
||||||||
Exhibit No. |
Description |
|||||||
99(i) |
Augusta, Georgia's press release dated March 12, 2004. |
|||||||