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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lillibridge Todd W. 353 N. CLARK STREET, SUITE 3300 CHICAGO,, IL 60654 |
EVP, Medical Prop. Operations |
Todd W. Lillibridge, By: T. Richard Riney, Attorney-In-Fact | 01/23/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 18, 2012 under the Ventas, Inc. 2006 Incentive Plan (the "Plan"). |
(2) | Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 20, 2011 under the Plan. |
(3) | Includes 237.656 shares acquired between July 3, 2012 and January 22, 2013 under the Ventas Employee and Director Stock Purchase Plan. |
(4) | Includes 507.76 shares acquired between September 28, 2012 and December 28, 2012 under the Ventas, Inc. Distribution Reinvestment and Stock Purchase Plan. |
(5) | As of January 20, 2013, Reporting Person also owns options to purchase 32,901 shares of Issuer's common stock. |