FORM 4 |
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility |
|
|
||
[ ] |
Check this box if no longer |
|
|
|||
|
||||||
(Print or Type Responses) |
1. Name and Address of Reporting Person* SKINNER JAMES E. |
2. Issuer Name and Ticker or Trading Symbol The Neiman Marcus Group, Inc. |
6. Relationship of Reporting Person(s) to Issuer |
|||||||||||||
|
Director |
|
10% Owner |
||||||||||||
X |
Officer (give |
|
Other (specify |
||||||||||||
Senior Vice President and CFO |
|||||||||||||||
(Last) (First) (Middle) 1618 Main Street |
3. I.R.S. Identification
|
4. Statement for November 20, 2002 |
|
||||||||||||
5. If Amendment,
|
X |
Form filed by One Reporting Person |
|||||||||||||
(Street) Dallas Texas 75201 |
|
Form filed by More than One Reporting Person |
|||||||||||||
(City) (State) (Zip) |
Table I ¾ Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||||||
1. Title of Security |
2. Trans- |
2A. |
3. Trans- |
4. Securities Acquired (A) |
5. Amount of |
6. Owner- |
7. Nature of |
||||||||
Code |
V |
Amount |
(A) |
Price |
|||||||||||
Common Stock , Class A (11/02 PRS) (1) |
11-20-02 |
11-20-02 |
A |
|
10,800 |
A |
$15.185 |
10,800 |
D |
|
|||||
Common Stock (class A (11/02 Restricted) (2) |
11-20-02 |
11-20-02 |
A |
|
2,160 |
A |
2,160 |
D |
|
||||||
|
|
|
|
|
|
|
|
|
|
|
|||||
|
|
|
|
|
|
|
|
|
|
|
|||||
|
|
|
|
|
|
|
|
|
|
|
|||||
|
|
|
|
|
|
|
|
|
|
|
|||||
|
|
|
|
|
|
|
|
|
|
|
|||||
|
|
|
|
|
|
|
|
|
|
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||||
* |
If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
|||
|
|
Persons who respond to the collection of information contained |
|
(Over) |
FORM 4 (continued) |
Table II ¾
Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||||||
1. Title of Derivative |
2. Conver- |
3. Trans- (Month/ |
3A. (Month/ |
4. Trans- |
5. Number of Deriv- |
6. Date Exer- |
7. Title and Amount of |
8. Price |
9. Number |
10. Owner- |
11. Nature |
||||
Code |
V |
(A) |
(D) |
Date |
Expira- |
Title |
Amount or |
||||||||
) |
|
|
|||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Explanation of Responses: |
1) Purchased Restricted Stock ("PRS") awarded pursuant to The Neiman Marcus Group, Inc. 1997 Incentive Plan, which includes tax withholding rights, in a transaction exempt from Section 16(b) under Rule 16b-3. PRS is purchased at 50 percent of the fair market value on the date of the award and is subject to repurchase by the Company until the third anniversary date of the award in the event of the recipient's termination of employment. |
|
|
/s/ James E. Skinner |
|
November 22, 2002 |
|
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
**Signature of Reporting Person |
|
Date |
|
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
|
|
|
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, |
|
|
|
||
|
|
|
|
|
|
Potential persons who are to respond to the collection of information contained in this form are not |
|
|
|
||
|
|
|
|
||
|
|
|
Page 2 |