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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to buy) | $ 27.5 | 11/07/2000 | 11/07/2006 | Common Stock | 2,000 | 2,000 | D | ||||||||
Stock Options (Right to buy) | $ 32.6875 | 11/02/2003 | 11/02/2009 | Common Stock | 6,000 | 6,000 | D | ||||||||
Stock Options (Right to buy) | $ 32.8 | 04/01/2004 | 10/31/2012 | Common Stock | 6,000 | 6,000 | D | ||||||||
Stock Options (Right to buy) | $ 34 | 11/03/2002 | 11/03/2008 | Common Stock | 6,000 | 6,000 | D | ||||||||
Stock Options (Right to buy) | $ 35.98 | 05/03/2006 | 05/03/2015 | Common Stock | 4,237 | 4,237 | D | ||||||||
Stock Options (Right to buy) | $ 37.4 | 07/28/2005 | 07/28/2014 | Common Stock | 3,889 | 3,889 | D | ||||||||
Stock Options (Right to buy) | $ 38.96 | 04/01/2004 | 11/04/2013 | Common Stock | 6,000 | 6,000 | D | ||||||||
Stock Options (Right to buy) | $ 40.1875 | 11/04/2001 | 11/04/2007 | Common Stock | 3,000 | 3,000 | D | ||||||||
Stock Options (Right to buy) | $ 49.64 | 04/01/2004 | 11/06/2011 | Common Stock | 6,000 | 6,000 | D | ||||||||
Stock Options (Right to buy) | $ 50.4375 | 04/01/2004 | 11/09/2010 | Common Stock | 6,000 | 6,000 | D | ||||||||
Stock Options (Right to buy) | $ 26.375 | 08/22/2005 | M | 2,000 | 11/07/1996 | 11/07/2005 | Common Stock | 2,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DASBURG JOHN H THE ST. PAUL TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL, MN 55102 |
X |
Bruce A. Backberg, by power of attorney | 08/24/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 2,767.91 deferred common stock units acquired pursuant to the Company's 2004 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors, including units acquired (16.01 units so acquired on 6/30/05) pursuant to dividend reinvestment features of those plans. The deferred common stock units are converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs six months after the director's service on the Board terminates, or upon another date or dates designated by the director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. Also included in this total are 20,000 shares that were previously disclosed as indirectly owned by Mr. Dasburg through his spouse that are now held in a joint account for Mr. Dasburg and his spouse. |
(2) | Includes 5,000 shares, which, as disclosed in previously filed Form 4s, are held in trust for the benefit of Mr. Dasburg's children and 5,278 shares, which are held in a foundation. Mr. Dasburg serves as trustee of those trusts and the foundation. |