UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 3)*
Hickory Tech Corporation
Common Stock, no par value per share
429060
Jeffrey A. Christianson
Senior Vice President, General Counsel
Western Wireless Corporation
3650 131st Avenue, S.E.
Bellevue, WA 98006
(425) 586-8700
November 27, 2002
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d-1(e), Section 240.13d-1(f) or Section 240.13d-1(g), check the following box.
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 429060 |
1 | NAMES OF REPORTING
PERSONS Western Wireless Corporation I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ||||||
(b) | ||||||||
3 | SEC USE ONLY |
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4 | SOURCE OF FUNDS* WC |
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5 | CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |
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6 | CITIZENSHIP OR PLACE OF ORGANIZATION Washington |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER -0- |
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8 | SHARED VOTING POWER 1,073,649 |
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9 | SOLE DISPOSITIVE POWER -0- |
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10 | SHARED DISPOSITIVE POWER 1,073,649 |
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11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,073,649 |
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12 | CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 7.63% |
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14 | TYPE OF REPORTING PERSON* CO |
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*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP NO. 429060 |
1 | NAMES OF REPORTING
PERSONS Western CLEC Corporation I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ||||||
(b) | ||||||||
3 | SEC USE ONLY |
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4 | SOURCE OF FUNDS* WC |
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5 | CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |
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6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER -0- |
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8 | SHARED VOTING POWER 1,073,649 |
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9 | SOLE DISPOSITIVE POWER -0- |
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10 | SHARED DISPOSITIVE POWER 1,073,649 |
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11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,073,649 |
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12 | CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES* |
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13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 7.63% |
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14 | TYPE OF REPORTING PERSON* CO |
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*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP NO. 429060 |
1 | NAMES OF REPORTING
PERSONS WWC CLEC Holding Corporation I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ||||||
(b) | ||||||||
3 | SEC USE ONLY |
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4 | SOURCE OF FUNDS* WC |
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5 | CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |
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6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER -0- |
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8 | SHARED VOTING POWER 1,073,649 |
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9 | SOLE DISPOSITIVE POWER -0- |
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10 | SHARED DISPOSITIVE POWER 1,073,649 |
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11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,073,649 |
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12 | CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 7.63% |
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14 | TYPE OF REPORTING PERSON* CO |
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*SEE INSTRUCTIONS BEFORE FILLING OUT
The Schedule 13D and Amendments Nos. 1 and 2 to the Schedule 13D filed by the Reporting Persons on August 7, 2000, August 9, 2000 and April 30, 2001, are hereby amended as set forth herein.
ITEM 1. SECURITY AND ISSUER
No Modification
ITEM 2. IDENTITY AND BACKGROUND
No Modification
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
No Modification
ITEM 4. PURPOSE OF TRANSACTION
Item 4 is hereby amended and restated in its entirety to read as follows:
From October 25, 2002 through December 3, 2002, the Reporting Persons sold 141,061 shares of the Common Stock in open market transactions as referenced in Item 5. Following these transactions, the Reporting persons continue to hold 1,073,649 shares of the Common Stock which is approximately 7.63% of the shares outstanding as of September 30, 2002 as disclosed in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2002, filed with the SEC on November 14, 2002.
The Reporting Persons continuously review their evaluation of the Issuers business and prospects. As a result of that evaluation or upon future developments (including, but not limited to, changes in general economic conditions, telecommunications industry conditions, or money and stock market conditions), the Reporting Persons may determine to further decrease its position in the Issuer. The Reporting Persons may also determine to increase its position in the Issuer or seek to acquire some or all the assets of the Issuer in the future.
Except as set forth above, the Reporting Persons do not have any plans or proposals that relate to or would result in any of the matters referred to in items (a) through (j) of Item 4 of Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a)-(b) The responses of each Reporting Person to Items 7 through 13 on each of their respective cover pages which relate to the beneficial ownership of the Common Stock and the responses of all Disclosed Persons set forth on Schedule 1 hereto are incorporated herein by reference. All responses reflect beneficial ownership as of the date of this filing. The percentage ownership responses are based upon the outstanding number of shares set forth in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2002.
(c) Since the most recent filing on Schedule 13D, the Reporting Persons effected the following open market transactions in the Common Stock. On October 25, 2002, Western CLEC sold 13, 685 shares of Common Stock at an average price of $10.54, for total gross proceeds of $144,298. On October 28, 2002, Western CLEC sold 10,300 shares of Common Stock at an average price of $10.30, for total gross proceeds of $106,139. On October 30, 2002, Western CLEC sold 5,000 shares of Common Stock at an average price of $10.25, for total gross proceeds of $51,250. On November 1, 2002, Western CLEC sold 10,252 shares of Common Stock at an average price of $10.52, for total gross proceeds of $107,872. On November 4, 2002, Western CLEC sold 2,800 shares of Common Stock at an average price of $10.50, for total gross proceeds of $29,412. On November 5, 2002, Western CLEC sold 10,000 shares of Common Stock at an average price of $10.27, for total gross proceeds of $102,658. On November 6, 2002, Western CLEC sold 25,200 shares of Common Stock at an average price of $10.50, for total gross proceeds of $246,693. On November 7, 2002, Western CLEC sold 4,700 shares of Common Stock at an average price of $10.31, for total gross proceeds of $48,465. On November 18, 2002, Western CLEC sold 4,000 shares of Common Stock at an average price of $10.34, for total gross proceeds of $41,374. On November 19, 2002, Western CLEC sold 5,000 shares of Common Stock at an average price of $10.26, for total gross proceeds of $51,315. On November 20, 2002, Western CLEC sold 2,656 shares of Common Stock at an average price of $10.50, for total gross proceeds of $27,898. On November 22, 2002, Western CLEC sold 3,456 shares of Common Stock at an average price of $10.53, for total gross proceeds of $36,384. On November 25, 2002, Western CLEC sold 22,300 shares of Common Stock at an average price of $10.27, for total gross proceeds of $229,021. On November 26, 2002, Western CLEC sold 1,200 shares of Common Stock at an average price of $10.25, for total gross proceeds of $12,300. On November 27, 2002, Western CLEC sold 9,115 shares of Common Stock at an average price of $10.13, for total gross proceeds of $92,332.75. On November 29, 2002, Western CLEC sold 2,397 shares of Common Stock at an average price of $10.01, for total gross proceeds of $23,990. On December 2, 2002, Western CLEC sold 8,500 shares of Common Stock at an average price of $10.00, for total gross proceeds of $85,000. On December 3, 2002, Western CLEC sold 500 shares of Common Stock at an average price of $10.06, for total gross proceeds of $5,030.
(d)-(e) None.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER
There are no contracts, arrangements, understandings or relationships with respect to the securities of the Issuer among the Reporting Persons or between any Reporting Person and any other person.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: December 1, 2002
WESTERN CLEC CORPORATION | ||||
By: | /s/ JOHN W. STANTON | |||
Name: John W. Stanton Title: Chief Executive Officer |
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WWC CLEC HOLDING CORPORATION | ||||
By: | /s/ JOHN W. STANTON | |||
Name: John W. Stanton Title: Chief Executive Officer |
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WESTERN WIRELESS CORPORATION | ||||
By: | /s/ JOHN W. STANTON | |||
Name: John W. Stanton Title: Chief Executive Officer |
JOINT FILING AGREEMENT
Pursuant to Rule 13d-1(k)(1) of the Securities and Exchange Act of 1934, as amended, this will confirm the agreement by and among all of the undersigned that the Schedule 13D filed on or about this date with respect to the beneficial ownership of the undersigned of shares of the Common Stock of Hickory Tech Corporation, is being filed on behalf of each of the undersigned.
Date: December 1, 2002
WESTERN CLEC CORPORATION | ||||
By: | /s/ JOHN W. STANTON | |||
Name: John W. Stanton Title: Chief Executive Officer |
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WWC CLEC HOLDING CORPORATION | ||||
By: | /s/ JOHN W. STANTON | |||
Name: John W. Stanton Title: Chief Executive Officer |
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WESTERN WIRELESS CORPORATION | ||||
By: | /s/ JOHN W. STANTON | |||
Name: John W. Stanton Title: Chief Executive Officer |
Schedule 1
INFORMATION FOR REPORTING PERSONS AND GENERAL PARTNERS, MEMBERS AND/OR
DIRECTORS AND EXECUTIVE OFFICERS OF REPORTING PERSONS
The following table sets forth the name, business address, and present principal occupation or principal business of each director and executive officer of each Reporting Person. For each person listed, the number of shares with respect to which such person or entity has sole voting power, shared voting power and beneficially owns is none, and each person disclaims beneficial ownership of all shares held by any Reporting Person. The business address of each such person is 3650 131st Avenue, SE, Bellevue, Washington 98006. Each such person is a citizen of the United States, and the principal occupation of each such person is his or her affiliation with Western Wireless Corporation except as otherwise indicated.
WESTERN WIRELESS CORPORATION (WWC)
NAME | RELATIONSHIP TO WWC | |
John W. Stanton | Chairman, Director and Chief Executive Officer | |
Donald Guthrie | Vice Chairman | |
Mikal J. Thomsen | Director, President and Chief Operating Officer | |
Theresa E. Gillespie | Director and Executive Vice President | |
Bradley J. Horwitz | Executive Vice President | |
Eric Hertz | Chief Operating Officer | |
H. Stephen Burdette | Senior Vice President | |
Jeffrey A. Christianson | Senior Vice President, General Counsel, and Secretary | |
Scott A. Soley | Executive Director of Accounting (Chief Accounting Officer) | |
John L. Bunce, Jr. | Director (1) | |
Mitchell R. Cohen | Director (1) | |
Daniel J. Evans | Director (2) | |
Jonathan M. Nelson | Director (3) | |
Terence M. OToole | Director (4) | |
Peter H. van Oppen | Director (5) |
(1) | Managing Director of Hellman & Friedman | |
(2) | Chairman of Daniel J. Evans Associates | |
(3) | President and CEO of Providence Equity Partners Inc. | |
(4) | Managing Director, Goldman, Sachs & Co. Inc. | |
(5) | Chairman and CEO of Advanced Digital Information Corporation |
WESTERN CLEC CORPORATION (CLEC)
NAME | RELATIONSHIP TO CLEC | |
John W. Stanton | Chairman and Chief Executive Officer | |
Mikal J. Thomsen | President and Chief Operating Officer | |
Donald Guthrie | Director and Vice Chairman | |
Theresa E. Gillespie | Director, Executive Vice President | |
Jeffrey Christianson | Director, Senior Vice President, General Counsel and Secretary | |
H. Stephen Burdette | Senior Vice President |
WWC CLEC HOLDING CORPORATION (HOLDING)
NAME | RELATIONSHIP TO HOLDING | |
John W. Stanton | Chairman and Chief Executive Officer | |
Mikal J. Thomsen | President and Chief Operating Officer | |
Donald Guthrie | Director and Vice Chairman | |
Theresa E. Gillespie | Director, Executive Vice President | |
Jeffrey Christianson | Director, Senior Vice President, General Counsel and Secretary | |
H. Stephen Burdette | Senior Vice President |