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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HarbourVest International Private Equity Partners V-Direct Fund L.P. HARBOURVEST PARTNERS LLC ONE FINANCIAL CENTER, 44TH FLOOR BOSTON, MA 02111 |
X | |||
HIPEP V-Direct Associates L.P. C/O HARBOURVEST PARTNERS LLC ONE FINANCIAL CENTER, 44TH FLOOR BOSTON, MA 02111 |
X | |||
HIPEP V-Direct Associates LLC C/O HARBOURVEST PARTNERS LLC ONE FINANCIAL CENTER, 44TH FLOOR BOSTON, MA 02111 |
X | |||
HARBOURVEST PARTNERS LLC HARBOURVEST PARTNERS LLC ONE FINANCIAL CENTER, 44TH FLOOR BOSTON, MA 02111 |
X |
HarbourVest International Private Equity Partners V-Direct Fund L.P., By: HIPEP V-Direct Associates L.P., its General Partner By: HIPEP V-Direct Associates LLC, its General Partner, By: HarbourVest Partners LLC, its Managing Member, /s/ Danielle Green | 10/29/2015 | |
**Signature of Reporting Person | Date | |
HIPEP V-Direct Associates L.P., By: HIPEP V-Direct Associates LLC, its General Partner, By: Harbourvest Partners LLC, its Managing Member, By: Danielle M. Green, Chief Compliance Officer, /s/ Danielle Green | 10/29/2015 | |
**Signature of Reporting Person | Date | |
HIPEP V-Direct Associates LLC, By: HarbourVest Partners LLC, its Managing Member, By: Danielle M. Green, Chief Compliance Officer, /s/ Danielle Green | 10/29/2015 | |
**Signature of Reporting Person | Date | |
HarbourVest Partners LLC, By: Danielle M. Green, Chief Compliance Officer, /s/ Danielle Green | 10/29/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are owned solely by HarbourVest International Private Equity Partners V-Direct Fund L.P. Harbour Vest Partners LLC is the Managing Member of HIPEP V-Direct Associates LLC, which is the General Partner of HIPEP V-Direct Associates L.P., which is the General Partner of HarbourVest International Private Equity Partners V-Direct Fund L.P. Each of HarbourVest Partners LLC, HIPEP V-Direct Associates LLC and HIPEP V-Direct Associates L.P. may be deemed to have a beneficial interest in the shares held by HarbourVest International Private Equity Partners V-Direct Fund L.P. and each disclaims beneficial ownership of such shares except to the extent of its pecuniary interest which is subject to indeterminable future events. |