Edgar Filing: RR Donnelley & Sons Co

Ownership Submission

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:

3235-0104

Expires:

January 31, 2005

Estimated average burden hours per response...

0.5

(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Â Pecaric John P

2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2016

3. Issuer Name and Ticker or Trading Symbol
RR Donnelley & Sons Co [RRD]

(Last)

(First)

(Middle)

C/O R. R. DONNELLEY & SONS COMPANY,Â 35 WEST WACKER DRIVE

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
See Remarks

5. If Amendment, Date Original Filed(Month/Day/Year)
10/03/2016

(Street)

CHICAGO,Â ILÂ 60601

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	28,371 ⁽¹⁾ ⁽²⁾ ⁽³⁾	D	Â

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.			SEC 1473 (7-02)
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Pecaric John P C/O R. R. DONNELLEY & SONS COMPANY 35 WEST WACKER DRIVE CHICAGO,Â ILÂ 60601	Â	Â	Â See Remarks	Â

Signatures

/s/ Deborah L. Steiner, Deborah L. Steiner, Attorney-In-Fact for John Pecaric		10/18/2016
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Reflects one for three reverse stock split that was effective on October 1, 2016.
(2)	Reporting Person is filing an amendment to his Form 3, which was filed on October 3, 2016, in order to update the number of securities beneficially owned as of the date of the event requiring the statement. This amount includes 3,790 shares of common stock of R. R. Donnelley & Sons Company ("RRD") owned individually, 365 shares of common stock of RRD owned jointly with Ronda Pecaric and 24,216 restricted stock units, which are reflected as beneficially owned and reported as shares of RRD common stock.
(3)	(Continued from Footnote 2) The number of restricted stock units was adjusted (a) to give effect to the reverse stock split described in note 1 above, and (b) to give effect to the distribution by RRD of 80.75% of the common stock of LSC Communications, Inc. ("LSC") and Donnelley Financial Solutions, Inc. ("DFS"), which occurred on October 1, 2016 (collectively, the "Spinoffs"). The number of restricted stock units was determined pursuant to, with respect to the Spinoffs, an equitable adjustment in the Separation and Distribution Agreement, dated as of September 14, 2016, by and among RRD, LSC and DFS, and with respect to the reverse stock split, pursuant to the RRD 2012 Performance Incentive Plan.
Â Remarks: ExecutiveÂ ViceÂ President,Â ChiefÂ CommercialÂ Officer/PresidentÂ International JohnÂ PecaricÂ becameÂ ExecutiveÂ ViceÂ President,Â ChiefÂ CommercialÂ Officer/PresidentÂ InternationalÂ ofÂ R.Â R.Â DonnelleyÂ &Â SonsÂ CompanyÂ onÂ OctoberÂ 1,Â 2016.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.