UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 10,016,586 | $ (1) | D (2) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wipro LLC 2 TOWER CENTER BLVD, SUITE 2200 EAST BRUNSWICK, NJ 08816 |
 |  X |  |  |
WIPRO LTD DODDAKANNELLI, SARJAPUR ROAD BANGALORE- 560 035, K7 |
 |  X |  |  |
WIPRO LLC, By: , Name: Ashish Chawla, Title: Manager | 02/09/2018 | |
**Signature of Reporting Person | Date | |
WIPRO LIMITED, By: , Name: Jatin Pravinchandra Dalal, Title: Chief Financial Officer | 02/09/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Series A Convertible Preferred Stock is convertible into Common Stock at the rate of approximately one share of Series A Convertible Preferred Stock for 1,009.1261 shares of Common Stock. The actual number shares of Common Stock may differ by approximately 500 shares. As of the date hereof, Wipro LLC owns 9,926 shares of Series A Convertible Preferred Stock. |
(2) | This report on Form 3 is jointly filed by Wipro LLC and Wipro Limited. These shares are owned directly by Wipro LLC, a wholly-owned subsidiary of Wipro Limited. Wipro Limited may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of all of the shares owned by Wipro LLC, and is therefore a ten percent owner of the Issuer. |