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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option - Right to Buy | $ 22.66 | 03/02/2018 | M | 4,757 | (5) | 03/02/2021 | Ordinary Shares | 4,757 | $ 0 | 0 | D | ||||
Employee Stock Option - Right to Buy | $ 40.97 | 03/02/2018 | A | 29,833 | (6) | 03/02/2028 | Ordinary Shares | 29,833 | $ 0 | 29,833 | D | ||||
Restricted Stock Units | $ 0 | 03/02/2018 | A | 18,307 | (7) | (7) | Ordinary Shares | 18,307 | $ 0 | 18,307 | D | ||||
Restricted Stock Units | $ 0 | 03/03/2018 | M | 5,534 | (8) | (8) | Ordinary Shares | 5,534 | $ 0 | 11,067 | D | ||||
Restricted Stock Units | $ 0 | 03/04/2018 | M | 2,056 | (9) | (9) | Ordinary Shares | 2,056 | $ 0 | 0 | D | ||||
Performance Restricted Stock Units | $ 0 | 03/04/2018 | M | 13,880 | (10) | (10) | Ordinary Shares | 13,880 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mauro Anthony BUILDING 4, TRIDENT PLACE, MOSQUITO WAY HATFIELD, HERTFORDSHIRE, X0 AL10 9UL |
Chief Commercial Officer |
/s/ Kevin Macikowski, by power of attorney | 03/06/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the acquisition of Mylan ordinary shares upon exercise of stock options granted on March 2, 2011. |
(2) | Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 3, 2017. |
(3) | Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on November 17, 2015. |
(4) | Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of the performance restricted stock units (PRSUs) granted on November 17, 2015. |
(5) | The grant, of which these options were a part, vested in three equal installments beginning on March 2, 2012. |
(6) | 9,945 of the options will vest on March 2, 2019, and 9,944 of the options will vest on each of March 2, 2020 and March 2, 2021. The options expire on March 2, 2028. |
(7) | Each RSU represents the right to receive one ordinary share of Mylan N.V. 6,103 of the RSUs will vest on March 2, 2019, and 6,102 will vest on each of March 2, 2020 and March 2, 2021. |
(8) | Each RSU represents the right to receive one ordinary share of Mylan N.V. 5,534 of the RSUs granted on March 3, 2017 vested on March 3, 2018, 5,534 will vest on March 3, 2019, and 5,533 will vest March 3, 2020. |
(9) | Each RSU represents the right to receive one ordinary share of Mylan N.V. 2,057 of the RSUs granted on November 17, 2015 vested on March 4, 2016, and 2,056 vested on each of March 4, 2017 and March 4, 2018. |
(10) | Each PRSU represents the right to receive one ordinary share of Mylan N.V. The PRSUs were initially granted on November 17, 2015, subject to the attainment of previously established two-year performance goals and a vesting period. The PRSUs fully vested on March 4, 2018. |