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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE TO
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 4)
Brookfield Homes Corporation
(Name of Subject Company (Issuer) and Filing Person (Offeror))
Common Stock, Par Value $.01 Per Share
(Title of Class of Securities)
112723 10 1
(CUSIP Number of Class of Securities)
     
Shane D. Pearson
Brookfield Homes Corporation
12865 Pointe Del Mar, Suite 200
Del Mar, California 92014
(858) 481-8500
  WITH A COPY TO:
Daniel M. Miller
Dorsey & Whitney LLP
250 Park Avenue
New York, New York 10177
(212) 415-9200
(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications on Behalf of Filing Person)
CALCULATION OF FILING FEE
     
 
Transaction Valuation*   Amount Of Filing Fee
 
$165,000,000
  $19,421
 
*  For the purpose of calculating the filing fee only, this amount is based on the purchase of 3,000,000 shares of common stock at the tender offer price of $55.00 per share.
  ý     Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
         
Amount Previously Paid:
  $19,421  
 
        
Form or Registration No.:
  Schedule TO    
 
        
Filing Party:
  Brookfield Homes Corporation    
 
        
Date Filed:
  October 14, 2005    
  ¨     Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
Check the appropriate boxes below to designate any transactions to which the statement relates:
  ¨     third-party tender offer subject to Rule 14d-1.
 
  ý     issuer tender offer subject to Rule 13e-4.
 
  ¨     going-private transaction subject to Rule 13e-3.
 
  ¨     amendment to Schedule 13D under Rule 13d-2.
Check the following box if the filing is a final amendment reporting the results of the tender offer: ý
 
 

 

 

This Amendment No. 4 amends and supplements the Issuer Tender Offer Statement on Schedule TO initially filed on October 14, 2005, as amended and supplemented, by Brookfield Homes Corporation, a Delaware corporation (the “Company”), in connection with its offer to purchase up to 3,000,000 shares of its common stock, par value $0.01 per share, or such lesser number of shares as are properly tendered and not properly withdrawn, from its stockholders. The tender offer will be conducted upon the terms and subject to the conditions set forth in the offer to purchase dated October 14, 2005, as amended and supplemented, and the related letter of transmittal (which together as may be amended or supplemented from time to time constitute the tender offer). The Company is inviting stockholders to tender shares at a price per share of $55.00, net to the seller in cash, without interest, upon the terms and subject to the conditions of the tender offer. Brookfield Asset Management Inc. (formerly Brascan Corporation), the Company’s major stockholder, has indicated to the Company that it intends to tender up to an equivalent number of shares as the aggregate number of shares tendered by other stockholders.
This amended and supplemented Issuer Tender Offer Statement on Schedule TO is intended to satisfy the applicable reporting requirements of Rule 13e-4 under the Securities Exchange Act of 1934, as amended. The information contained in the offer to purchase, as amended and supplemented, and the letter of transmittal, copies of which were previously filed as exhibits to Schedule TO, is incorporated herein by reference in response to items 1 through 11 of this amended and supplemented Schedule TO, except that such information is hereby amended and supplemented to the extent specifically provided herein. Capitalized terms used herein and not otherwise defined have the meaning given to such terms in the offer to purchase, as amended and supplemented.
Item 4.     Terms of the Transaction.
Item 4 of the Schedule TO is hereby amended and supplemented by adding the following language:
The tender offer expired at 5:00 p.m., New York City time, on November 15, 2005. The Company accepted for payment a total of 3,000,000 shares of its common stock at a purchase price of $55.00 per share.

 

 

Item 12.     Exhibits.
     
(a)(1)(i)
  Offer to Purchase dated October 14, 2005.*
(a)(1)(ii)
  Letter of Transmittal.*
(a)(1)(iii)
  Notice of Guaranteed Delivery.*
(a)(1)(iv)
  Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.*
(a)(1)(v)
  Form W-8BEN and Instructions for Form W-8BEN.*
(a)(1)(vi)
  Amended and Supplemented Offer to Purchase filed on October 31, 2005.***
(a)(2)
  Not Applicable.
(a)(3)
  Not Applicable.
(a)(4)
  Not Applicable.
(a)(5)
  (a)   Letter from Information Agent to Brokers.*
 
  (b)   Letter from Brokers to Clients.*
 
  (c)   Press Release dated October 4, 2005.**
 
  (d)   Press Release dated October 14, 2005.*
 
  (e)   Press Release dated November 15, 2005.****
 
  (f)    Press Release dated November 16, 2005.*****
 
  (g)    Press Release dated November 22, 2005.
(b)
  Not Applicable.
(d)
  Not Applicable.
(g)
  Not Applicable.
(h)
  Not Applicable.
 
*   Previously filed on Schedule TO on October 14, 2005.
 
**   Previously filed on Schedule TO on October 4, 2005.
 
***   Previously filed on Schedule TO on October 31, 2005.
 
****   Previously filed on Schedule TO on November 15, 2005.
 
*****   Previously filed on Schedule TO on November 16, 2005.
Item 13.     Information Required By Schedule 13e-3.
Not applicable.
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
         
  BROOKFIELD HOMES CORPORATION 

 		  
  By:   /s/   PAUL G. KERRIGAN    
    Paul G. Kerrigan   
    Executive Vice President,
Chief Financial Officer and Treasurer 		  
 
Date:   November 22, 2005

2

 

EXHIBIT INDEX
     
Exhibit    
Number   Description
(a)(1)(i)
  Offer to Purchase dated October 14, 2005.*
(a)(1)(ii)
  Letter of Transmittal.*
(a)(1)(iii)
  Notice of Guaranteed Delivery.*
(a)(1)(iv)
  Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.*
(a)(1)(v)
  Form W-8BEN and Instructions for Form W-8BEN.*
(a)(1)(vi)
  Amended and Supplemented Offer to Purchase filed on October 31, 2005.***
(a)(2)
  Not Applicable.
(a)(3)
  Not Applicable.
(a)(4)
  Not Applicable.
(a)(5)
  (a)   Letter from Information Agent to Brokers.*
 
  (b)   Letter from Brokers to Clients.*
 
  (c)   Press Release dated October 4, 2005.**
 
  (d)   Press Release dated October 14, 2005.*
 
  (e)   Press Release dated November 15, 2005.****
 
  (f)    Press Release dated November 16, 2005.*****
 
  (g)    Press Release dated November 22, 2005.
(b)
  Not Applicable.
(d)
  Not Applicable.
(g)
  Not Applicable.
(h)
  Not Applicable.
 
*   Previously filed on Schedule TO on October 14, 2005.
 
**   Previously filed on Schedule TO on October 4, 2005.
 
***   Previously filed on Schedule TO on October 31, 2005.
 
****   Previously filed on Schedule TO on November 15, 2005.
 
*****   Previously filed on Schedule TO on November 16, 2005.