UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL
REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
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Investment Company Act file number |
811-21926 |
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Morgan Stanley China A Share Fund, Inc. |
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(Exact name of registrant as specified in charter) |
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522 Fifth Avenue, New York, New York |
10036 |
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(Address of principal executive offices) |
(Zip code) |
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Stefanie V. Chang Yu, Esq. |
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Managing Director |
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Morgan Stanley Investment Management Inc. |
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522 Fifth Avenue |
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New York, New York 10036 |
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(Name and address of agent for service) |
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Registrant’s telephone number, including area code: |
800-548-7786 |
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Date of fiscal year end: |
12/31 |
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Date of reporting period: |
7/1/11 – 6/30/12 |
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21926
Reporting Period: 07/01/2011 - 06/30/2012
Morgan Stanley China A Share Fund, Inc.
=================== Morgan Stanley China A Share Fund, Inc. ====================
AGRICULTURAL BANK OF CHINA
Ticker: 601288 Security ID: Y00289101
Meeting Date: JAN 16, 2012 Meeting Type: Special
Record Date: DEC 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Chaoliang as Executive For For Management
Director
2 Elect Zhang Yun as Executive Director For For Management
3 Elect Yang Kun as Executive Director For For Management
4 Elect Anthony Wu Ting-yuk as For For Management
Independent Non-executive Director
5 Elect Qiu Dong as Independent For For Management
Non-executive Director
6 Elect Lin Damao as Non-executive For For Management
Director
7 Elect Shen Bingxi as Non-executive For For Management
Director
8 Elect Cheng Fengchao as Non-executive For For Management
Director
9 Elect Zhao Chao as Non-executive For For Management
Director
10 Elect Xiao Shusheng as Non-executive For For Management
Director
11 Elect Che Yingxin as Shareholder For For Management
Representative Supervisor
12 Elect Liu Hong as Shareholder For For Management
Representative Supervisor
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AGRICULTURAL BANK OF CHINA
Ticker: 601288 Security ID: Y00289101
Meeting Date: JUN 08, 2012 Meeting Type: Annual
Record Date: MAY 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2011 Work Report of the Board For For Management
of Directors
2 Accept 2011 Work Report of the Board For For Management
of Supervisors
3 Accept Final Financial Accounts for For For Management
2011
4 Approve Profit Distribution Plan for For For Management
2011
5 Approve Final Remuneration Plan for For For Management
Directors and Supervisors
6 Approve Fixed Assets Investment Budget For For Management
for 2012
7 Appoint Deloitte Touche Tohmatsu CPA For For Management
Ltd. and Deloitte Touche Tohmatsu as
External Auditors of the Bank
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ANHUI CONCH CEMENT COMPANY LTD
Ticker: 600585 Security ID: Y01373110
Meeting Date: MAY 31, 2012 Meeting Type: Annual
Record Date: APR 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Board of Directors For For Management
2 Accept Report of Supervisory Committee For For Management
3 Accept Audited Financial Reports For For Management
4 Elect Wong Kun Kau as Independent For For Management
Non-Executive Director
5 Reappoint KPMG Huazhen Certified For For Management
Public Accountants and KPMG Certified
Public Accountants as PRC Auditors and
International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
6 Approve Profit Distribution Proposal For For Management
for 2011
7 Amend Articles of Association of the For For Management
Company
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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BANK OF COMMUNICATIONS CO., LTD.
Ticker: 601328 Security ID: Y06988110
Meeting Date: MAY 09, 2012 Meeting Type: Special
Record Date: APR 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
2a Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Proposed Placing
2b Approve Method of Issuance in Relation For For Management
to the Proposed Placing
2c Approve Target Subscribers in Relation For For Management
to the Proposed Placing
2d Approve Number of Shares to be Issued For For Management
in Relation to the Proposed Placing
2e Approve Method of Subscription in For For Management
Relation to the Proposed Placing
2f Approve Price Determination Date in For For Management
Relation to the Proposed Placing
2g Approve Subscription Price in Relation For For Management
to the Proposed Placing
2h Approve Lock-Up Period in Relation to For For Management
the Proposed Placing
2i Approve Place of Listing in Relation For For Management
to the Proposed Placing
2j Approve Use of Proceeds in Relation to For For Management
the Proposed Placing
2k Approve Arrangements for the For For Management
Accumulated Undistributed Profits in
Relation to the Proposed Placing
2l Approve Effective Period of the For For Management
Resolutions in Relation to the
Proposed Placing
3 Approve Proposal in Relation to For For Management
Compliance with the Conditions for the
Non-Public Issuance of A Shares
4 Approve Feasibility Report on Use of For For Management
Proceeds from the Non-Public Issuance
of Shares
5 Approve the Report on Utilization of For For Management
Proceeds from Previous Fund Raising
6a Approve MOF Subscription For For Management
6b Approve HSBC Subscription Agreement For For Management
6c Approve SSF Subscription Agreements For For Management
6d Approve Shanghai Haiyan Subscription For For Management
Agreement
6e Approve Yunnan Hongta Subscription For For Management
Agreement
7 Approve Authorization to the Board of For For Management
Directors in Relation to Proposed
Placing
8 Amend Capital Management Plan for the For For Management
Years 2010-2014 of the Company
9 Approve 2011 Audited Accounts None For Shareholder
10 Approve 2011 Profit Distribution Plan None For Shareholder
and the Recommendation of a Final
Dividend of RMB 0.10 Per Share
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BANK OF COMMUNICATIONS CO., LTD.
Ticker: 601328 Security ID: Y06988110
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAY 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Approve Remuneration Plan for For For Management
Directors and Supervisors for the Year
Ended Dec. 31, 2011
4 Approve Fixed Asset Investment Plan For For Management
for the Year Ending Dec. 31, 2012
5 Reappoint Deloitte Touche Tohmatsu and For For Management
Deloitte Touche Tohmatsu CPA Ltd. as
International and Domestic Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
6 Elect Yu Yali as Executive Director For For Management
7 Reelect Jiang Yunbao as External For For Management
Supervisor
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Approve Proposed Amendments to the For For Management
Authorization to the Board of the Bank
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BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: MAR 15, 2012 Meeting Type: Special
Record Date: MAR 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Sell Partial Assets of For For Management
Stainless Steel and Special Steel
Sector
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BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: APR 27, 2012 Meeting Type: Annual
Record Date: APR 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3 Approve 2011 Annual Report and Annual For For Management
Report Summary
4 Approve Remuneration Report of For For Management
Directors, Supervisors and Senior
Management
5 Approve 2011 Financial Statements For For Management
6 Approve Proposal on the 2011 For For Management
Distribution of Profit
7 Approve 2012 Financial Budget Report For For Management
8 Approve to Re-appoint Deloitte Touche For For Management
Tohmatsu Certified Public Accountants
(China) Ltd. as 2012 Independent Audit
Firm
9 Approve 2012 Daily Related-party For For Management
Transaction
10.1 Elect He Wenbo as Director For For Management
10.2 Elect Ma Guoqiang as Director For For Management
10.3 Elect Zhao Zhouli as Director For For Management
10.4 Elect Zhu Junsheng as Director For For Management
10.5 Elect Wang Li as Director For For Management
10.6 Elect Bei Kewei as Director For For Management
10.7 Elect Huang Bijuan as Independent For For Management
Director
10.8 Elect Huang Juechang as Independent For For Management
Director
10.9 Elect Liu Wenbo as Independent Director For For Management
11.1 Elect Liu Zhanying as Supervisor For For Management
11.2 Elect Guo Bin as Supervisor For For Management
11.3 Elect Wu Kunzong as Supervisor For For Management
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896107
Meeting Date: SEP 09, 2011 Meeting Type: Special
Record Date: AUG 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Class and Par Value of the For For Management
Shares to be Issued in Relation to the
Rights Issue of A Shares and H Shares
1b Approve Ratio and Number of the Shares For For Management
to be Issued in Relation to the Rights
Issue of A Shares and H Shares
1c Approve Subscription Price in Relation For For Management
to the Rights Issue of A Shares and H
Shares
1d Approve Target Subscribers in Relation For For Management
to the Rights Issue of A Shares and H
Shares
1e Approve Use of Proceeds in Relation to For For Management
the Rights Issue of A Shares and H
Shares
1f Authorize Board To Deal with All For For Management
Matters in Relation to the Rights
Issue of A Shares and H Shares
1g Approve the Validity of the Special For For Management
Resolutions in Relation to the Rights
Issue of A Shares and H Shares
2 Approve Proposal in Relation to For For Management
Undistributed Profits Prior to the
Completion of the Rights Issue of
China Merchants Bank Co., Ltd.
3 Approve Proposal Regarding the Use of For For Management
Proceeds to be Raised from the Rights
Issue of A Shares and H Shares by
China Merchants Bank Co., Ltd.
4 Approve Proposal Regarding the Report For For Management
on the Use of Proceeds from the
Previous Fund Raising by China
Merchants Bank Co., Ltd.
5 Approve Proposal on the Mid-term For For Management
Capital Management Plan of China
Merchants Bank Co,. Ltd. (2011 Revised)
6 Elect Pan Yingli as Independent For For Shareholder
Non-Executive Director
7 Elect Peng Zhijian as External For For Shareholder
Supervisor
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896107
Meeting Date: SEP 09, 2011 Meeting Type: Special
Record Date: AUG 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Class and Par Value of the For For Management
Shares to be Issued in Relation to the
Rights Issue of A Shares and H Shares
1b Approve Ratio and Number of the Shares For For Management
to be Issued in Relation to the Rights
Issue of A Shares and H Shares
1c Approve Subscription Price in Relation For For Management
to the Rights Issue of A Shares and H
Shares
1d Approve Target Subscribers in Relation For For Management
to the Rights Issue of A Shares and H
Shares
1e Approve Use of Proceeds in Relation to For For Management
the Rights Issue of A Shares and H
Shares
1f Approve to the Board in Relation to For For Management
the Rights Issue of A Shares and H
Shares
1g Approve the Validity of the Special For For Management
Resolutions in Relation to the Rights
Issue of A Shares and H Shares
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896107
Meeting Date: MAY 30, 2012 Meeting Type: Annual
Record Date: APR 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Audited Financial Statements For For Management
5 Approve Profit Appropriation Plan for For For Management
the Year 2011 Including the
Distribution of Final Dividend
6 Reappoint KPMG Huazhen for PRC Audit For For Management
and KPMG for Overseas Audit and
Approve their Remuneration
7 Elect Xiong Xianliang as Non-Executive For For Management
Director
8a Elect Pan Chengwei as Independent For For Management
Non-Executive Director
8b Elect Guo Xuemeng as Independent For For Management
Non-Executive Director
9a Elect An Luming as Supervisor For For Management
9b Elect Liu Zhengxi as Supervisor For For Management
10 Approve Assessment Report on the Duty For For Management
Performance of Directors
11 Approve Assessment Report on the Duty For For Management
Performance of Supervisors
12 Approve Assessment Report on the Duty For For Management
Performance and Cross-evaluation of
Independent Non-Executive Directors
13 Approve Related Party Transaction For For Management
Report
14 Approve Issuance of Tier 2 Capital For For Management
Instruments to Substitute for Maturing
Tier 2 Capital Instruments
15 Approve Expansion of Mandate's Scope For For Management
to Issue Financial Bonds
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505R119
Meeting Date: MAY 11, 2012 Meeting Type: Annual
Record Date: MAY 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Report of the Board of For For Management
Directors
2 Approve 2011 Report of the Board of For For Management
Supervisors
3 Approve 2011 Annual Report and Annual For For Management
Report Summary of A Shares
4 Approve 2011 Annual Report of H Shares For For Management
5 Approve 2011 Financial Statements For For Management
Report
6 Approve 2011 Profit Distribution Plan For For Management
7 Appoint Ernst & Young Hua Ming and For For Management
Ernst & Young as Auditors
8 Approve Wu Junhao as Non-Executive For For Management
Director
9 Amend Articles of Association For For Management
10 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's Meeting
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Approve 2011 Directors' Due Diligence For For Management
Report
13 Approve 2011 Report on Performance of For For Management
Independent Directors
14 Approve Daily Related-Party For For Management
Transactions Regarding the Trading of
Debt Securities Pursuant to the
Shanghai Listing Rules.
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010112
Meeting Date: OCT 12, 2011 Meeting Type: Special
Record Date: SEP 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Issue of Domestic Corporate For For Management
Bonds
1b Authorize Board to Deal with Matters For For Management
in Relation to the Issue of Domestic
Corporate Bonds
2a Approve Type of Securities to be For For Management
Issued in Relation to the Issue of A
Shares Convertible Corporate Bonds
2b Approve Issuance Size in Relation to For For Management
the Issue of A Shares Convertible
Corporate Bonds
2c Approve Nominal Value and Issue Price For For Management
in Relation to the Issue of A Shares
Convertible Corporate Bonds
2d Approve Term in Relation to the Issue For For Management
of A Shares Convertible Corporate Bonds
2e Approve Interest Rate in Relation to For For Management
the Issue of A Shares Convertible
Corporate Bonds
2f Approve Method and Timing of Interest For For Management
Payment in Relation to the Issue of A
Shares Convertible Corporate Bonds
2g Approve Conversion Period in Relation For For Management
to the Issue of A Shares Convertible
Corporate Bonds
2h Approve Determination and Adjustment For For Management
of Conversion Price in Relation to the
Issue of A Shares Convertible
Corporate Bonds
2i Approve Downward Adjustment to For For Management
Conversion Price in Relation to the
Issue of A Shares Convertible
Corporate Bonds
2j Approve Conversion Method of For For Management
Fractional Share in Relation to the
Issue of A Shares Convertible
Corporate Bonds
2k Approve Terms of Redemption in For For Management
Relation to the Issue of A Shares
Convertible Corporate Bonds
2l Approve Terms of Sale Back in Relation For For Management
to the Issue of A Shares Convertible
Corporate Bonds
2m Approve Dividend Rights of the Year of For For Management
Conversion in Relation to the Issue of
A Shares Convertible Corporate Bonds
2n Approve Method of Issuance and Target For For Management
Subscribers in Relation to the Issue
of A Shares Convertible Corporate Bonds
2o Approve Subscription Arrangement for For For Management
Existing Shareholders in Relation to
the Issue of A Shares Convertible
Corporate Bonds
2p Approve Convertible Bonds Holders and For For Management
Convertible Bonds Holders' Meetings in
Relation to the Issue of A Shares
Convertible Corporate Bonds
2q Approve Use of Proceeds from the For For Management
Issuance of the Convertible Bonds
2r Approve Guarantee in Relation to the For For Management
Issue of A Shares Convertible
Corporate Bonds
2s Approve Validity Period of the For For Management
Resolutions in Relation to the
Issuance of the Convertible Bonds
2t Approve Matters Relating to For For Management
Authorization in Relation to the
Issuance of the Convertible Bonds
2u Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the Issuance
of the Convertible Bonds
2v Approve Report on the Use of Proceeds For For Management
from Last Issuance of Securities
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010112
Meeting Date: DEC 15, 2011 Meeting Type: Special
Record Date: NOV 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Downward Adjustment For For Management
to the Conversion Price of the A Share
Convertible Bonds
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010112
Meeting Date: MAY 11, 2012 Meeting Type: Annual
Record Date: APR 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of Supervisors For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Plan for Allocating Surplus For For Management
Common Reserve Funds of RMB 30 Billion
from the After-Tax Profits
5 Approve Profit Distribution Plan for For For Management
the Year Ended Dec. 31, 2011
6 Authorize Board to Determine the For For Management
Interim Profit Distribution Plan for
the Year 2012
7 Reappoint KPMG Huazhen and KPMG as For For Management
Domestic and Overseas Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
8a1 Elect Fu Chengyu as Director For For Management
8a2 Elect Wang Tianpu as Director For For Management
8a3 Elect Zhang Yaocang as Director For For Management
8a4 Elect Zhang Jianhua as Director For For Management
8a5 Elect Wang Zhigang as Director For For Management
8a6 Elect Cai Xiyou as Director For For Management
8a7 Elect Cao Yaofeng as Director For For Management
8a8 Elect Li Chunguang as Director For For Management
8a9 Elect Dai Houliang as Director For For Management
8a10 Elect Liu Yun as Director For For Management
8b1 Elect Chen Xiaojin as Independent For For Management
Non-Executive Director
8b2 Elect Ma Weihua as Independent For For Management
Non-Executive Director
8b3 Elect Jiang Xiaoming as Independent For For Management
Non-Executive Director
8b4 Elect YanYan as Independent For Against Management
Non-Executive Director
8b5 Elect Bao Guoming as Independent For For Management
Non-Executive Director
9a Elect Xu Bin as Supervisors For For Management
9b Elect Geng Limin as Supervisors For For Management
9c Elect Li Xinjian as Supervisors For For Management
9d Elect Zou Huiping as Supervisors For For Management
9e Elect Kang Mingde as Supervisors For For Management
10 Approve Service Contracts with For For Management
Directors and Supervisors
11 Authorize Secretary of the Board to For For Management
Deal with All Procedural Requirements
Relating to the Election and
Reelection of Directors and Supervisors
12 Amend Articles of Association of the For For Management
Company
13 Authorize Secretary of the Board to For For Management
Deal with All Procedural Requirements
Relating to the Amendments to the
Articles of Association of the Company
14 Authorize Board to Determine the For For Management
Proposed Plan for Issuance of Debt
Financing Instruments
15 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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CHINA VANKE CO., LTD.
Ticker: 000002 Security ID: Y77421116
Meeting Date: MAY 11, 2012 Meeting Type: Annual
Record Date: MAY 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3 Approve 2011 Annual Report and Audited For For Management
Financial Report
4 Approve Plan on the 2011 Distribution For For Management
of Profit and Dividend Payout
5 Approve to Re-appoint 2012 Audit Firm For For Management
6 Approve to Continue to Cooperate with For For Management
China Resources Company and Its
Affiliated Companies
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CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: DEC 23, 2011 Meeting Type: Special
Record Date: NOV 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management of the Company
2 Amend Articles of Association For For Management
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CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: JUN 20, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
2 Approve 2011 Work Report of the For For Management
Supervisory Committee
3 Approve 2011 Annual Report For For Management
4 Approve 2011 Profit Distribution Plan For For Management
5 Reappoint Ernst & Young Hua Ming For For Management
Certified Public Accountants Co., Ltd.
and Ernst & Young LLP as External
Auditors of the Company
6 Approve Estimated Investment Amount For For Management
for Proprietary Business for 2012
7 Approve Mandate to Issue Short-Term For For Management
Financing Bonds
8 Approve Remuneration of Directors and For For Management
Supervisors
9a Reelect Wang Dongming as Executive For For Management
Director
9b Reelect Yin Ke as Executive Director For For Management
9c Elect Cheng Boming as Executive For For Management
Director
9d Elect Fang Jun as Non-Executive For For Management
Director
9e Reelect Ju Weimin as Non-Executive For For Management
Director
9f Elect Wu Xiaoqiu as Independent For For Management
Non-Executive Director
9g Reelect Lee Kong Wai, Conway as For For Management
Independent Non-Executive Director
9h Reelect Rao Geping as Independent For For Management
Non-Executive Director
10a Reelect Ni Jun as Shareholder For For Management
Representative Supervisor
10b Reelect Guo Zhao as Shareholder For For Management
Representative Supervisor
10c Reelect He Dexu as Shareholder For For Management
Representative Supervisor
11 Approve A Share Related Transactions For For Management
for 2012
12 Approve Adjustment to the Allowances For For Management
for Non-Executive Directors,
Independent Non-Executive Directors
and Supervisors
13 Amend Articles of Association For For Management
14 Approve Expansion of Business Scope For For Shareholder
and Amend the Relevant Articles of
Association
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DAQIN RAILWAY CO., LTD.
Ticker: 601006 Security ID: Y1997H108
Meeting Date: MAY 29, 2012 Meeting Type: Annual
Record Date: MAY 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3 Approve 2011 Financial Statements and For For Management
2012 Financial Budget Report
4 Approve 2011 Work Report of For For Management
Independent Directors
5 Approve Plan on the 2011 Distribution For For Management
of Profit
6 Approve 2011 Annual Report and Annual For For Management
Report Summary
7 Approve the Plan on the Issuance of For For Management
Corporate Bond
8 Approve to Authorize the Board to For For Management
Handle All Matters Relating to the
Bond Issuance
9 Approve to Re-appoint Audit Firm For For Management
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GREE ELECTRIC APPLIANCES INC OF ZHUHAI
Ticker: 000651 Security ID: Y9890H109
Meeting Date: SEP 16, 2011 Meeting Type: Special
Record Date: SEP 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve One Year Extension of the For For Management
Resolution Validity Period for
Additional A Share Offering Plan
2 Approve One Year Extension of the For For Management
Validity Period for Authorization to
the Board to Handle Matters in
Relation to the Additional A Share
Offering
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GREE ELECTRIC APPLIANCES INC OF ZHUHAI
Ticker: 000651 Security ID: Y9890H109
Meeting Date: MAY 25, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3 Approve 2011 Financial Statements For For Management
4 Approve 2011 Annual Report and Annual For For Management
Report Summary
5 Approve Proposal on the 2011 For For Management
Distribution of Profit
6 Approve to Re-appoint China Audit Asia For For Management
Pacific CPAs as 2012 Audit Firm
7 Approve Special Report of Carrying out For For Management
Foreign Exchange Transactions during
2012
8 Approve 2012 Daily Related-party For For Management
Transaction
9.1.1 Elect Dong Mingzhu as Director For For Shareholder
9.1.2 Elect Zhou Shaoqiang as Director For For Shareholder
9.1.3 Elect Lu Junsi as Director For For Shareholder
9.1.4 Elect Huang Hui as Director For For Shareholder
9.1.5 Elect Zhang Jundu as Director For For Shareholder
9.1.6 Elect Feng Jiyong as Director For For Shareholder
9.2.1 Elect Zhu Hengpeng as Independent For For Management
Director
9.2.2 Elect Qian Aimin as Independent For For Management
Director
9.2.3 Elect He Xiaoyong as Independent For For Management
Director
10.1 Elect Chen Hui as Supervisor For For Shareholder
10.2 Elect Guo Shuzhan as Supervisor For For Shareholder
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HAITONG SECURITIES CO., LTD.
Ticker: 600837 Security ID: Y2988F101
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAY 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of Supervisory Committee For For Management
3 Approve Annual Report For For Management
4 Approve Financial Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Approve Renewal of Engagement of A For For Management
Share Auditing Firm and Engagement of
H Share Auditing Firm for the Year
2012 and Authorize Board to Fix Their
Remuneration
7 Approve Liability Insurance of For For Management
Directors, Supervisors and Senior
Management
8 Approve Investment Asset Allocation of For For Management
Equity, Fixed Income Securities and
Derivative Products for the Year 2012
1 Amend Articles of Association (Special) For For Management
2 Amend Rules of Procedure of the For For Management
Supervisory Committee
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HUAYU AUTOMOTIVE SYSTEMS CO., LTD.
Ticker: 600741 Security ID: Y7680U108
Meeting Date: MAY 25, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3 Approve 2011 Work Report of the For For Management
Independent Directors
4 Approve 2011 Financial Statements For For Management
5 Approve Plan on 2011 Profit For For Management
Distribution
6 Approve 2011 Annual Report and Annual For For Management
Report Summary
7 Approve Modification and Sign of the For For Management
Daily Related-Party Transaction
Framework Agreements and Estimated
Amount of 2012 Daily Related-Party
Transaction
8 Approve to Re-Appoint Deloitte Touche For For Management
Tohmatsu Certified Public Accountants
(China) Ltd as 2012 Audit Firm
9 Approve to Appoint Deloitte Touche For For Management
Tohmatsu Certified Public Accountants
(China) Ltd as 2012 Internal Control
Audit Firm
10 Approve Adjustment to the Annual For For Shareholder
Allowance of Independent Directors and
External Directors
11.1 Elect Sun Chiping as Director For For Shareholder
11.2 Elect Shen Jianhua as Director For For Shareholder
11.3 Elect Zhang Haitao as Director For For Shareholder
11.4 Elect Chen Hong as Director For For Shareholder
11.5 Elect Hu Honggao as Director For For Shareholder
11.6 Elect Zhu Rong'en as Independent For For Shareholder
Director
11.7 Elect Zhang Weijiong as Independent For For Shareholder
Director
11.8 Elect Chen Bulin as Independent For For Shareholder
Director
12.1 Elect Yang Jingyi as Supervisor For For Shareholder
12.2 Elect Xue Jian as Supervisor For For Shareholder
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L111
Meeting Date: JUN 19, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Reports of the Board of For For Management
Directors
2 Accept Reports of the Supervisory For For Management
Committee
3 Approve Annual Budget Report for the For For Management
Year 2011
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Profit Distribution Scheme For For Management
Relating to the Declaration of Final
Dividend of RMB 0.36 Per Share
6 Appoint Deloitte Touche Tohmatsu CPA For For Management
Ltd. as Auditors at a Remuneration Not
Exceeding RMB 2.1 Million Per Year
7 Appoint Deloitte Touche Tohmatsu CPA For For Management
Ltd. as Auditors for Internal Control
at a Remuneration Not Exceeding RMB
680,000 Per Year
8a Elect Yang Gen Lin as Non-Executive For For Management
Director and Approve His Letter of
Appointment
8b Elect Zhang Yang as Non-Executive For For Management
Director and Approve Her Letter of
Appointment
8c Elect Chen Xiang Hui as Non-Executive For For Management
Director and Approve His Letter of
Appointment
8d Elect Du Wen Yi as Non-Executive For For Management
Director and Approve His Letter of
Appointment
8e Elect Qian Yong Xiang as Executive For For Management
Director and Approve His Service
Contract
8f Elect Cheng Chang Yung Tsung, Alice as For For Management
Non-Executive Director and Approve Her
Letter of Appointment
8g Elect Fang Hung, Kenneth as For For Management
Non-Executive Director and Approve His
Letter of Appointment
8h Elect Xu Chang Xin as Independent For For Management
Non-Executive Director and Approve His
Service Contract
8i Elect Gao Bo as Independent For For Management
Non-Executive Director and Approve His
Service Contract
8j Elect Chen Donghua as Independent For For Management
Non-Executive Director and Approve His
Service Contract
8k Elect Zhang Erzhen as Independent For For Management
Non-Executive Director and Approve His
Service Contract
9a Elect Chang Qing as Supervisor and For For Management
Approve His Letter of Appointment
9b Elect Sun Hong Ning as Supervisor and For For Management
Approve His Letter of Appointment
9c Elect Hu Yu as Supervisor and Approve For For Management
Her Letter of Appointment
10 Approve Participation in the Capital For For Management
Enlargement of Yanjiang Expressway Co.
Ltd.
11 Approve Issuance of Short-Term For For Management
Commercial Papers Not Exceeding RMB 2
Billion
12 Amend Articles of Association of the For For Management
Company
--------------------------------------------------------------------------------
JIANGSU HENGRUI MEDICINE CO., LTD.
Ticker: 600276 Security ID: Y4446S105
Meeting Date: APR 11, 2012 Meeting Type: Annual
Record Date: APR 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3.1 Elect Li Hao as Director For For Management
3.2 Elect Zhang Lianshan as Director For For Management
4 Elect Ding Jian as Independent Director For For Management
5 Approve 2011 Annual Report and Annual For For Management
Report Summary
6 Approve 2011 Financial Statements For For Management
7 Approve Plan on 2011 Profit For For Management
Distribution
8 Approve Investment in the Low-risk For Against Management
Financial Products with Idle
Self-Raised Funds
9 Approve to Formulate the Company's For Against Management
Financial Products Management System
10 Approve to Re-Appoint the Company's For For Management
2012 Audit Firm and to Fix the Audit
Fee
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y6898C116
Meeting Date: FEB 08, 2012 Meeting Type: Special
Record Date: JAN 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
2a Approve Type of Securities to be For For Management
Issued in Relation to the Public
Issuance of A Share Convertible
Corporate Bonds
2b Approve Issue Size in Relation to the For For Management
Public Issuance of A Share Convertible
Corporate Bonds
2c Approve Par Value and Issue Price in For For Management
Relation to the Public Issuance of A
Share Convertible Corporate Bonds
2d Approve Term in Relation to the Public For For Management
Issuance of A Share Convertible
Corporate Bonds
2e Approve Interest Rate in Relation to For For Management
the Public Issuance of A Share
Convertible Corporate Bonds
2f Approve Method and Timing of the For For Management
Interest Payment in Relation to the
Public Issuance of A Share Convertible
Corporate Bonds
2g Approve Conversion Period in Relation For For Management
to the Public Issuance of A Share
Convertible Corporate Bonds
2h Approve Determination and Adjustment For For Management
to CB Conversion Price in Relation to
the Public Issuance of A Share
Convertible Corporate Bonds
2i Approve Downward Adjustment to CB For For Management
Conversion Price in Relation to the
Public Issuance of A Share Convertible
Corporate Bonds
2j Approve Method for Determining the For For Management
Number of Shares for Conversion in
Relation to the Public Issuance of A
Share Convertible Corporate Bonds
2k Approve Terms of Redemption in For For Management
Relation to the Public Issuance of A
Share Convertible Corporate Bonds
2l Approve Terms of Sale Back in Relation For For Management
to the Public Issuance of A Share
Convertible Corporate Bonds
2m Approve Entitlement to Dividend of the For For Management
Year Conversion in Relation to the
Public Issuance of A Share Convertible
Corporate Bonds
2n Approve Method of Issuance and Target For For Management
Subscribers in Relation to the Public
Issuance of A Share Convertible
Corporate Bonds
2o Approve Subscription Arrangement for For For Management
the Existing A Shareholders in
Relation to the Public Issuance of A
Share Convertible Corporate Bonds
2p Approve the Relevant Matters of CB For For Management
Holders' Meetings in Relation to the
Public Issuance of A Share Convertible
Corporate Bonds
2q Approve Use of Proceeds in Relation to For For Management
the Public Issuance of A Share
Convertible Corporate Bonds
2r Approve Special Provisions in Relation For For Management
to Solvency Capital in Relation to the
Public Issuance of A Share Convertible
Corporate Bonds
2s Approve Guarantee and Security in For For Management
Relation to the Public Issuance of A
Share Convertible Corporate Bonds
2t Approve Validity Period of the For For Management
Resolution in Relation to the Public
Issuance of A Share Convertible
Corporate Bonds
2u Approve Matters Relating to For For Management
Authorization in Relation to the
Public Issuance of A Share Convertible
Corporate Bonds
3 Approve Feasibility Analysis on the For For Management
Use of Proceeds of the Public Issuance
of A Share Convertible Corporate Bonds
4 Approve Utilization Report on the Use For For Management
of Proceeds from the Previous Fund
Raising Activity
5 Elect Fan Mingchun as Non-Executive None For Shareholder
Director
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y6898C116
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAY 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Board of Directors For For Management
for the Year Ended Dec. 31, 2011
2 Approve Report of Supervisory For For Management
Committee for the Year Ended Dec. 31,
2011
3 Approve Annual Report and its Summary For For Management
for the Year Ended Dec. 31, 2011
4 Approve Financial Statements and For For Management
Auditors Report for the Year Ended Dec.
31, 2011
5 Approve Profit Distribution Plan for For For Management
the Year Ended Dec. 31, 2011 and the
Distribution of Final Dividends
6 Reappoint Ernst & Young Hua Ming as For For Management
the PRC Auditors and Ernst & Young as
the International Auditors of the
Company, and Authorize Board to Fix
Their Remuneration
7a Reelect Ma Mingzhe as an Executive For For Management
Director
7b Reelect Sun Jianyi as an Executive For For Management
Director
7c Elect Ren Huichuan as an Executive For For Management
Director
7d Reelect Yao Jason Bo as an Executive For For Management
Director
7e Elect Ku Man as an Executive Director For For Management
7f Reelect Lin Lijun as a Non-Executive For For Management
Director
7g Reelect Wong Tung Shun Peter as a For Against Management
Non-Executive Director
7h Reelect Ng Sing Yip as a Non-Executive For For Management
Director
7i Reelect Li Zhe as a Non-Executive For For Management
Director
7j Reelect Guo Limin as a Non-Executive For Against Management
Director
7k Reelect Fan Mingchun as a For For Management
Non-Executive Director
7l Elect Cheng Siu Hong as a For For Management
Non-Executive Director
7m Reelect Zhang Hongyi as an Independent For For Management
Non-Executive Director
7n Reelect Chen Su as an Independent For Against Management
Non-Executive Director
7o Reelect Xia Liping as an Independent For Against Management
Non-Executive Director
7p Reelect Tang Yunwei as an Independent For For Management
Non-Executive Director
7q Reelect Lee Ka Sze Carmelo as an For Against Management
Independent Non-Executive Director
7r Reelect Woo Ka Biu Jackson as an For For Management
Independent Non-Executive Director
7s Elect Stephen Thomas Meldrum as an For For Management
Independent Non-Executive Director
8a Reelect Gu Liji as an Independent For For Management
Supervisor
8b Reelect Sun Fuxin as an Independent For For Management
Supervisor
8c Reelect Peng Zhijian as an Independent For For Management
Supervisor
8d Elect Lin Li as a Supervisor For For Management
9 Approve Resolution Relating to For For Management
Reviewing the Continuing Connected
Transactions Conducted Between Ping An
Group and Connected Banks in the
Ordinary and Usual Course of Business
--------------------------------------------------------------------------------
QINGHAI SALT LAKE POTASH CO., LTD.
Ticker: 000792 Security ID: Y7170U105
Meeting Date: SEP 26, 2011 Meeting Type: Special
Record Date: SEP 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For For Management
Issuance of Corporate Bonds
2 Approve Issuance of Corporate Bonds For For Management
--------------------------------------------------------------------------------
QINGHAI SALT LAKE POTASH CO., LTD.
Ticker: 000792 Security ID: Y7170U105
Meeting Date: DEC 14, 2011 Meeting Type: Special
Record Date: DEC 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company to Apply for Loan For For Management
and to Provide Financial Aid to a
Controlled Subsidiary
--------------------------------------------------------------------------------
QINGHAI SALT LAKE POTASH CO., LTD.
Ticker: 000792 Security ID: Y7170U105
Meeting Date: APR 27, 2012 Meeting Type: Annual
Record Date: APR 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Financial Statements and For For Management
2012 Financial Budget Report
2 Approve 2011 Work Report of the Board For For Management
of Directors
3 Approve 2011 Work Report of the Board For For Management
of Supervisors
4 Approve Plan on the 2011 Distribution For For Management
of Profit
5 Approve to Re-appoint 2012 Audit Firm For For Management
and 2012 Internal Audit Firm
6 Approve the Estimation of 2012 Daily For For Management
Related-party Transaction
--------------------------------------------------------------------------------
SAIC MOTOR CORP., LTD.
Ticker: 600104 Security ID: Y7680D106
Meeting Date: MAY 24, 2012 Meeting Type: Annual
Record Date: MAY 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3 Approve 2011 Work Report of For For Management
Independent Directors
4 Approve Proposal on the 2011 For For Management
Distribution of Profit
5 Approve 2011 Financial Statements For For Management
6 Approve 2011 Annual Report and Annual For For Management
Report Summary
7 Approve to Provide Guarantee for For For Management
GMAC-SAIC Automotive Finance Company.
,Ltd.
8 Approve Shanghai Automotive Industry For For Management
Sales Co.,Ltd. to Provide Guarantee
for Anji Rental and Leasing Co., Ltd.
9 Approve to Re-appoint Deloitte Touche For For Management
Tohmatsu Certified Public Accountants
(China) Ltd. as Audit Firm
10 Approve to Re-appoint Deloitte Touche For For Management
Tohmatsu Certified Public Accountants
(China) Ltd. as Internal Audit Firm
11 Approve the Participation of Directors For For Management
into the Incentive Funds Plan
12 Approve to Adjust the Annual Allowance For For Management
of Independent Directors
13.1 Elect Yu Zhuoping as Director For For Management
13.2 Elect Shen Jianhua as Director For For Management
13.3 Elect Chen Hong as Director For For Management
13.4 Elect Hu Maoyuan as Director For For Management
13.5 Elect Xie Rong as Director For For Management
13.6 Elect Yu Yinghui as Independent For For Management
Director
13.7 Elect Wang Fanghua as Independent For For Management
Director
13.8 Elect Zhou Qinye as Independent For For Management
Director
14.1 Elect Liu Jiande as Supervisor For For Management
14.2 Elect Jiang Yingshi as Supervisor For For Management
14.3 Elect Xue Jian as Supervisor For For Management
15 Amend the Articles of Association For For Management
16 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's Meeting
17 Approve to Amend Rules and Procedures For For Management
Regarding Board of Directors' Meeting
18 Approve to Amend Rules and Procedures For For Management
Regarding Board of Supervisors' Meeting
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINIUM CO., LTD.
Ticker: 600219 Security ID: Y7680L108
Meeting Date: DEC 26, 2011 Meeting Type: Special
Record Date: DEC 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For For Management
Issuance of Convertible Bonds
2 Approve Issuance of Convertible Bonds For For Management
2.1 Approve Issue Type For For Management
2.2 Approve Scale of Issuance For For Management
2.3 Approve the Existence Period For For Management
2.4 Approve Par Value and Issue Price For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Payment of Interest For For Management
2.7 Approve Conversion Period For For Management
2.8 Approve Determination of Conversion For For Management
Price
2.9 Approve Adjustment and Calculation For For Management
Method of Conversion Price
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Method on Handling Fractional For For Management
Shares upon Conversion
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Dividend Distribution Post For For Management
Conversion
2.15 Approve Manner and Subject of Issuance For For Management
2.16 Approve Placement Arrangement for For For Management
Original Shareholders
2.17 Approve Matters Relating to Meetings For For Management
of Bond Holders
2.18 Approve Use of the Raised Funds For For Management
2.19 Approve Matters Relating to Guarantees For For Management
2.20 Approve Validity Period of the For For Management
Convertible Bond Issue
3 Approve Feasibility of the Projects For For Management
Invested with Raised Funds
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Authorize the Board to Handle All For For Management
Matters Related to the Issuance of
Convertible Bonds
6 Approve the Company to Sign Trademark For For Management
Transfer Agreement with Another Company
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINIUM CO., LTD.
Ticker: 600219 Security ID: Y7680L108
Meeting Date: MAR 15, 2012 Meeting Type: Annual
Record Date: MAR 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3 Approve 2011 Work Report of the For For Management
General Manager
4 Approve 2011 Work Report of the For For Management
Independent Directors
5 Approve 2011 Annual Financial Report For For Management
6 Approve Proposal on 2011 Distribution For For Management
of Profit
7 Approve 2011 Annual Report and Annual For For Management
Report Summary
8 Approve to Re-appoint Audit Firm For For Management
during 2012 and Approve the Audit Fee
Payment for 2011
9 Approve the Remuneration of Board and For For Management
other Senior Management
10 Approve the Remuneration of Supervisors For For Management
11 Approve to Sign the Affiliated Form of For For Management
2012 Annual Comprehensive Services
Agreement with a Company
12 Approve the Estimation of For For Management
Related-party Transaction with a
Second Company in 2012
13 Approve to Sign a Complementary For For Management
Agreement on the Entrusted Process
with a Third Company
14 Approve the Related-party Transaction For For Management
with the Third Company above
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINIUM CO., LTD.
Ticker: 600219 Security ID: Y7680L108
Meeting Date: JUN 04, 2012 Meeting Type: Special
Record Date: MAY 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINUM CO., LTD.
Ticker: 600219 Security ID: Y7680L108
Meeting Date: SEP 07, 2011 Meeting Type: Special
Record Date: AUG 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Change the Business Scope For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7682C106
Meeting Date: MAY 31, 2012 Meeting Type: Annual
Record Date: MAY 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Final Accounts Report For For Management
4 Approve Profit Distribution Proposal For For Management
5 Approve Payment of Auditors' Fees for For For Management
2011
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company as Domestic
Auditors and PricewaterhouseCoopers as
Overseas Auditors
7 Approve External Guarantees For Against Management
8 Approve Financial Budget For For Management
9 Approve Adjustment to the Amount for For For Management
Use of Proceeds from the H Share
Offering
10 Remove Lu Mingfang as Director For For Shareholder
11 Elect Zhou Jie as Director For For Shareholder
12 Remove Zhou Jie as Supervisor For For Shareholder
13 Elect Zhang Zhenbei as Supervisor For For Shareholder
14 Approve Continuing Connected For For Management
Transaction in 2012
15 Elect Li Zhenfu as Independent For For Management
Non-Executive Director
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
17 Amend Articles of Association of the For For Management
Company
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7685S108
Meeting Date: MAY 31, 2012 Meeting Type: Annual
Record Date: MAY 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Final Accounts Report For For Management
4 Approve Profit Distribution Proposal For For Management
5 Approve Payment of Auditors' Fees for For For Management
2011
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company as Domestic
Auditors and PricewaterhouseCoopers as
Overseas Auditors
7 Approve External Guarantees For Against Management
8 Approve Financial Budget For For Management
9 Approve Adjustment to the Amount for For For Management
Use of Proceeds from the H Share
Offering
10 Remove Lu Mingfang as Director For For Shareholder
11 Elect Zhou Jie as Director For For Shareholder
12 Remove Zhou Jie as Supervisor For For Shareholder
13 Elect Zhang Zhenbei as Supervisor For For Shareholder
14 Approve Continuing Connected For For Management
Transaction in 2012
15 Elect Li Zhenfu as Independent For For Management
Non-Executive Director
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
17 Amend Articles of Association of the For For Management
Company
--------------------------------------------------------------------------------
SHANGHAI SHIMAO CO., LTD.
Ticker: 600823 Security ID: Y7694S107
Meeting Date: DEC 16, 2011 Meeting Type: Special
Record Date: DEC 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve a Subsidiary to Transfer Part For For Management
of the Hotel Assets
2 Approve the Company to Provide For For Management
Guarantee for the Controlled
Subsidiaries
--------------------------------------------------------------------------------
SHANGHAI SHIMAO CO., LTD.
Ticker: 600823 Security ID: Y7708Q105
Meeting Date: APR 26, 2012 Meeting Type: Annual
Record Date: APR 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Annual Report and Annual For For Management
Report Summary
2 Approve 2011 Work Report of the Board For For Management
of Directors
3 Approve 2011 Work Report of the Board For For Management
of Supervisors
4 Approve 2011 Financial Statements and For For Management
2012 Financial Budget Report
5 Approve Plan on 2011 Profit For For Management
Distribution
6 Approve to Re-Appoint Shanghai For For Management
Certified Public Accountants as 2012
Audit Firm
7 Approve Estimation of 2012 Daily For For Management
Related-Party Transactions
8 Approve Amendments on Articles of For For Management
Association
9.1 Elect Xu Rongmao as Director For For Management
9.2 Elect Xu Weiwei as Director For For Management
9.3 Elect Xu Shitan as Director For For Management
9.4 Elect Zhou Liming as Director For For Management
9.5 Elect Wang Beibei as Director For For Management
9.6 Elect Chen Song as Independent Director For For Management
9.7 Elect Hu Honggao as Independent For For Management
Director
9.8 Elect Han Shuwen as Independent For For Management
Director
9.9 Elect Zhang Yuchen as Independent For For Management
Director
10.1 Elect Tang Fei as Supervisor For For Management
10.2 Elect Jin Xiuyun as Supervisor For For Management
10.3 Elect Sun Yan as Supervisor For For Management
11 Approve to Provide Guarantee for a For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
SHANGHAI SHIMAO CO., LTD.
Ticker: 600823 Security ID: Y7708Q105
Meeting Date: JUN 14, 2012 Meeting Type: Special
Record Date: JUN 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Amend Allowance of For Abstain Management
Independent Directors
2 Approve to Provide Guarantee for the For Abstain Management
Controlled Subsidiary
--------------------------------------------------------------------------------
SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD.
Ticker: 000983 Security ID: Y7701C103
Meeting Date: AUG 23, 2011 Meeting Type: Special
Record Date: AUG 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wen Baigen as Director For For Management
1.2 Elect Zhi Yayi as Director For For Management
--------------------------------------------------------------------------------
SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD.
Ticker: 000983 Security ID: Y7701C103
Meeting Date: APR 17, 2012 Meeting Type: Annual
Record Date: APR 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3 Approve 2011 Annual Report and Annual For For Management
Report Summary
4 Approve 2011 Financial Statements For For Management
5 Approve Proposal on the 2011 For For Management
Distribution of Profit
6 Approve 2011 Work Report of For For Management
Independent Directors
7.1 Elect Guo Fuzhong as Director For For Shareholder
7.2 Elect Rong Heping as Independent For For Shareholder
Director
8.1 Elect Wang Hong as Supervisor For For Management
9 Approve to Re-consider the Over Budget For For Management
Part of Related-party Transaction
10 Approve to Sign the 2012 Comprehensive For For Management
Service Agreement with a Company
11 Approve the Estimation of 2012 Daily For For Management
Related-party Transaction
12 Approve to Re-appoint the Audit Firm For For Management
and to Pay Its Audit Fee
--------------------------------------------------------------------------------
SUNING APPLIANCE CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: JUL 07, 2011 Meeting Type: Special
Record Date: JUN 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For For Management
Issuance of Shares via a Private
Placement
2 Approve Proposal on 2011 Issuance of For For Management
Shares via a Private Placement
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Manner of Issuance For For Management
2.3 Approve Issue Parties and Subscription For For Management
Manner
2.4 Approve Number of Issuance For For Management
2.5 Approve Issue Price For For Management
2.6 Approve the Lock-Up Period of the For For Management
Shares
2.7 Approve Usage of the Raised Funds For For Management
2.8 Approve Listing Location For For Management
2.9 Approve Arrangement of Accumulated For For Management
Profits before Issuance
2.10 Approve Resolution Validity Period For For Management
3 Approve Major Related-Party For For Management
Transactions in Connection to the
Private Placement
4 Approve the Company to Sign For For Management
Conditional Shares Subscription
Agreement with Specific Parties
5 Approve Plan of 2011 Issuance of For For Management
Shares via a Private Placement
6 Approve Feasibility Report on the For For Management
Usage of Funds Raised from Issuance of
Shares via a Private Placement
7 Approve Special Report by the Board of For For Management
Directors on the Usage of Previously
Raised Funds
8 Approve Waive Mandatory Tender Offer For For Management
to Mr. Zhang Jindong to Increase the
Company's Shares
9 Authorize the Board to Handle All For For Management
Matters Related to the Issuance of
Shares via a Private Placement
--------------------------------------------------------------------------------
SUNING APPLIANCE CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: MAY 04, 2012 Meeting Type: Annual
Record Date: APR 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3 Approve 2011 Financial Statements For For Management
4 Approve 2011 Annual Report and Annual For For Management
Report Summary
5 Approve Plan on 2011 Profit For For Management
Distribution
6 Approve 2011 Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve to Re-Appoint the Audit Firm For For Management
8 Approve Adjustment on the Remuneration For For Management
and Allowance of Directors and Senior
Management Members
9 Approve Adjustment on the Remuneration For For Management
of Partial Supervisors
10 Approve Expansion of Business Scope For For Management
11 Approve Amendments on Articles of For For Management
Association
12 Approve Amendments to the Working For For Management
System for Independent Directors
--------------------------------------------------------------------------------
TANGSHAN JIDONG CEMENT CO., LTD.
Ticker: 000401 Security ID: Y8534M102
Meeting Date: NOV 11, 2011 Meeting Type: Special
Record Date: NOV 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ning Yaping as Independent For For Management
Director
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD
Ticker: 600089 Security ID: Y8550D101
Meeting Date: NOV 10, 2011 Meeting Type: Special
Record Date: NOV 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Change the Use of Partial For For Management
Raised Funds
--------------------------------------------------------------------------------
TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD
Ticker: 600089 Security ID: Y8550D101
Meeting Date: DEC 26, 2011 Meeting Type: Special
Record Date: DEC 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Temporarily Replenishment of For For Management
Working Capital with Part of the Idle
Raised Funds
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TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD
Ticker: 600089 Security ID: Y8550D101
Meeting Date: FEB 29, 2012 Meeting Type: Special
Record Date: FEB 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Internal Auditor For For Management
and Approve Its Remuneration
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TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD
Ticker: 600089 Security ID: Y8550D101
Meeting Date: APR 17, 2012 Meeting Type: Annual
Record Date: APR 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3 Approve 2011 Financial Statements For For Management
4 Approve Plan on 2011 Profit For For Management
Distribution and Capitalization of
Capital Reserve
4.1 Approve to Send Cash CNY 0.8(Including For For Management
Tax) for Every 10 Shares to All
Shareholders
4.2 Approve Not to Conduct Capitalization For For Management
of Capital Reserve
5 Approve 2011 Annual Report and Annual For For Management
Report Summary
6 Approve 2011 Work Report of the For For Management
Independent Directors
7 Approve to Carry Out Hedging and For For Management
Forward Foreign Exchange Settlement
and Sales Business in 2012
8 Approve 2012 Daily Related-Party For For Management
Transaction with Xinjiang TBEA Group
Co., Ltd. and Its Controlled
Subsidiaries
9 Amend Articles of Association For For Management
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TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD
Ticker: 600089 Security ID: Y8550D101
Meeting Date: JUN 01, 2012 Meeting Type: Special
Record Date: MAY 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Xin as Director For For Management
1.2 Elect Ye Jun as Director For For Management
1.3 Elect Li Jianhua as Director For For Management
1.4 Elect Li Bianqu as Director For For Management
1.5 Elect Chen Weilin as Director For For Management
1.6 Elect Guo Junxiang as Director For For Management
1.7 Elect Wang Xuebin as Director For For Management
1.8 Elect Li Licheng as Independent For For Management
Director
1.9 Elect Mao Qingchuan as Independent For For Management
Director
1.10 Elect Qian Aimin as Independent For For Management
Director
1.11 Elect Hu Benyuan as Independent For For Management
Director
2.1 Elect Sun Jian as Supervisor For For Shareholder
2.2 Elect Zhang Peng as Supervisor For For Shareholder
3 Approve to Appoint 2012 Financial For For Management
Report and Internal Audit Firm and
Approve to Pay the Audit Fee
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TSINGTAO BREWERY CO., LTD.
Ticker: 600600 Security ID: Y8997D110
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAY 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Reports of Board of Directors For For Management
2 Accept Reports of Board of Supervisors For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve 2011 Profit Distribution For For Management
Proposal
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company as Auditors
and Authorize Board to Fix Their
Remuneration
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company as Internal
Control Auditors and Authorize Board
to Fix Their Remuneration
7 Elect Duan Jia Jun as Supervisor None For Shareholder
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UFIDA SOFTWARE CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: DEC 09, 2011 Meeting Type: Special
Record Date: DEC 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments on Articles of For For Management
Association
2 Approve to Appoint the Internal For For Management
Control Audit Firm
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UFIDA SOFTWARE CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: MAR 30, 2012 Meeting Type: Annual
Record Date: MAR 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3 Approve 2011 Financial Statements For For Management
4 Approve the 2011 Distribution of Profit For For Management
5 Approve the 2011 Capitalization of For For Management
Capital Reserve
6 Approve 2011 Annual Report and Annual For For Management
Report Summary
7 Approve the Appointment of Audit Firm For For Management
8 Approve the Appointment of Internal For For Management
Audit Firm
9 Amend Articles of Association For For Management
10 Approve the Company's Eligibility for For For Management
Non-public Issuance of Shares
11 Approve the Plan on the Non-public For For Management
Issuance of Shares
11.1 Approve Issue Manner For For Management
11.2 Approve Issue Type and Par Value For For Management
11.3 Approve Issue Number For For Management
11.4 Approve Issue Object For For Management
11.5 Approve Subscription Manner For For Management
11.6 Approve Listing Location For For Management
11.7 Approve Issue Price and Pricing For For Management
Principle
11.8 Approve the Lock-up Period For For Management
11.9 Approve the Usage of Raised Funds For For Management
11.10 Approve the Distribution Arrangement For For Management
of Accumulated Undistributed Profit
before Non-public Issuance
11.11 Approve the Validity Period of the For For Management
Resolution
12 Approve the Proposal on the Non-public For For Management
Issuance of Shares
13 Approve the Feasibility Report on the For For Management
Usage of Funds Raised from the
Non-public Issuance of Shares
14 Approve to Authorize Board to Handle For For Management
All Matters Relating to the Non-public
Issuance of Shares
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XINJIANG TIANSHAN CEMENT CO., LTD.
Ticker: 000877 Security ID: Y97241106
Meeting Date: AUG 30, 2011 Meeting Type: Special
Record Date: AUG 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Affiliated Companies to Sign For For Management
Contracts for General Contract
Projects with Related Parties
2 Approve the Acquisition of Assets of For For Management
Two Companies
3 Approve Capital Increase in Xinjiang For For Management
Tunhe Cement Co.,Ltd.
4 Approve the Credit Improving Service For For Management
of Medium-term Note Issued by the
Company
5 Approve Application for Working For For Management
Capital Loan from Bank
6 Approve to Re-Appoint Company's Audit For For Management
Firm and Approve Payment of Audit Fee
7 Approve the 2011 Newly Added Daily For For Management
Continuing Related-Party Transactions
of The Company and Subsidiaries with
Newly Added Related Parties
8 Approve Aid Construction of a Reservoir For For Management
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XINJIANG TIANSHAN CEMENT CO., LTD.
Ticker: 000877 Security ID: Y97241106
Meeting Date: NOV 09, 2011 Meeting Type: Special
Record Date: NOV 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Carry out the Energy-saving For For Management
Technological Transformation on the
Cement Mill System of the Affiliated
Companies
2 Approve the Relocation Project of the For For Management
Company's Controlled Subsidiary
Xinjiang Tunhe Cement Co., Ltd.
3 Approve the Controlled Subsidiary For For Management
Xinjiang Tianshan Zhuyou Concrete Co.,
Ltd. to Set up a Subsidiary for
Construction of the Commodity Concrete
Project with Annual Output of 400,000m3
4 Approve the Wholly-owned Subsidiary to For For Management
Apply for Medium and Long Term Project
Loans from Urumqi Branch of Industrial
Bank
5 Approve the Company to Apply for For For Management
CNY160 Million Working Capital Loan
from Beijing North Road Sub-branch of
Urumqi Commercial Bank
6 Approve the Company to Provide Loan For For Management
Guarantee for the Wholly-owned
Subsidiary
7 Approve the Operating Related Party For For Management
Transaction between a Wholly-owned
Subsidiary and the Related Parties
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XINJIANG TIANSHAN CEMENT CO., LTD.
Ticker: 000877 Security ID: Y97241106
Meeting Date: DEC 30, 2011 Meeting Type: Special
Record Date: DEC 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Commercial Concrete For For Management
Production Line of a Company
2 Approve a Wholly-owned Subsidiary to For For Management
Acquire the Limestone Mine
3 Approve Disposal of the Debt Swap For For Management
Transactions
4 Approve the Company and the For For Management
Wholly-owned Subsidiaries to Apply for
Working Capital Loans in the First
Quarter 2012
5 Approve the Company to Provide For Against Management
Guarantee for the Loans and Credit of
the Controlled Subsidiaries in the
First Quarter 2012
6.1 Elect Tan Zhongming as Director For For Shareholder
6.2 Elect Sui Yumin as Director For For Shareholder
6.3 Elect Zhang Lirong as Director For For Shareholder
6.4 Elect Zhao Xinjun as Director For For Shareholder
6.5 Elect Liu Cheng as Director For For Shareholder
6.6 Elect Li Tonglin as Director For For Shareholder
7.1 Elect Zhao Chengbin as Independent For For Management
Director
7.2 Elect Zeng Xuemin as Independent For For Management
Director
8 Elect Bian Xinjun as Independent For For Management
Director
9.1 Elect Yu Kaijun as Supervisor For For Shareholder
9.2 Elect Qu Xiaoli as Supervisor For For Shareholder
9.3 Elect Gao Yun as Supervisor For For Shareholder
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XINJIANG TIANSHAN CEMENT CO., LTD.
Ticker: 000877 Security ID: Y97241106
Meeting Date: JAN 17, 2012 Meeting Type: Special
Record Date: JAN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase in a Company For For Management
2 Approve a Wholly-owned Subsidiary to For For Management
Carry out the Energy-saving
Technological Transformation on the
Cement Mill System
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XINJIANG TIANSHAN CEMENT CO., LTD.
Ticker: 000877 Security ID: Y97241106
Meeting Date: MAR 22, 2012 Meeting Type: Annual
Record Date: MAR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Work Report of the Board For For Management
of Supervisors
3 Approve Provision for Impairment For For Management
Reserve of Fixed Assets
4 Approve 2011 Financial Statements and For For Management
2012 Financial Budget Report
5 Approve Proposal on the 2011 For For Management
Distribution of Profit and
Capitalization of Capital Reserve
6 Approve the Report on the Deposit and For For Management
Usage of Raised Funds in 2011
7 Approve to Use Raised Funds to Replace For For Management
the Self-raised Funds Pre-invested in
Project
8 Approve to Provide Guarantee of Loans For Against Management
and Credit Lines for the Subsidiaries
9 Approve the Amount of Loans and Credit For For Management
Lines for the Company and the
Wholly-owned Subsidiaries in 2012 and
Approve to Authorize the CEO to Sign
Relating Legal Documents within the
Amount
10 Approve the 2012 Daily Related-party For For Management
Transaction
11 Approve the Re-appointment of Audit For For Management
Firm and Remuneration Payment
12 Amend Articles of Association For For Management
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XINJIANG TIANSHAN CEMENT CO., LTD.
Ticker: 000877 Security ID: Y97241106
Meeting Date: APR 18, 2012 Meeting Type: Special
Record Date: APR 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company and Its Controlled For For Management
Subsidiary to Renew the Entrusted Loan
from Related-party through Bank
2 Approve to Provide Working Capital For Against Management
Loan Guarantee for the Controlled
Subsidiary and Approve to Provide
Guarantee between the Subsidiaries
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XINJIANG TIANSHAN CEMENT CO., LTD.
Ticker: 000877 Security ID: Y97241106
Meeting Date: MAY 08, 2012 Meeting Type: Special
Record Date: MAY 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Non-Public Debt For For Management
Financing Instruments
2 Approve the Company and Subsidiaries For For Management
to Apply for Credit Lines and Loans
3 Approve to Provide Guarantee for Loans For For Management
of Subsidiaries
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ZHENGZHOU YUTONG BUS CO., LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: JUL 16, 2011 Meeting Type: Special
Record Date: JUL 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Renew the Agreement of For For Management
Related-Party Transaction Framework
2 Approve By-Election of Zhou Yongjun as For For Management
Supervisor
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ZHENGZHOU YUTONG BUS CO., LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: OCT 09, 2011 Meeting Type: Special
Record Date: SEP 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Wei as Independent Director For For Management
2 Amend Articles of Association For For Management
3 Approve the Detailed Rules for For For Management
Cumulative Voting System
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ZHENGZHOU YUTONG BUS CO., LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: JAN 18, 2012 Meeting Type: Special
Record Date: JAN 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve One Year Extension of For For Management
Resolution Validity Period for the
Rights Issue
2 Approve to Extend the Validity Period For For Management
of Authorization to the Board to
Handle Matters in Relation to the
Rights Issue
3 Approve to Provide Credit Guarantee For For Management
for a Wholly-owned Subsidiary
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ZHENGZHOU YUTONG BUS CO., LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: APR 20, 2012 Meeting Type: Annual
Record Date: APR 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For Did Not Vote Management
of Directors
2 Approve 2011 Work Report of the Board For Did Not Vote Management
of Supervisors
3 Approve 2011 Work Report of the For Did Not Vote Management
Independent Directors
4 Approve 2011 Financial Statements For Did Not Vote Management
5 Approve 2011 Annual Report and Annual For Did Not Vote Management
Report Summary
6 Approve Plan on 2011 Profit For Did Not Vote Management
Distribution
7 Approve to Sign the Financial Services For Did Not Vote Management
Framework Agreement with Zhengzhou
Yutong Group Finance Co., Ltd. and
Approve the Estimated Amount Incurred
in 2012
8 Approve to Change the Audit Firm For Did Not Vote Management
9 Approve to Appoint Internal Control For Did Not Vote Management
Audit Firm
10 Approve Implementation of 2011 For Did Not Vote Management
Related-Party Transactions and
Estimation of 2012 Daily Related-Party
Transactions
11 Elect Yu Li as Director For Did Not Vote Management
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ZHENGZHOU YUTONG BUS CO., LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: JUN 18, 2012 Meeting Type: Special
Record Date: JUN 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Technical Transformation For For Management
Projects of Energy Saving and New
Energy Passenger Car Production Base
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ZHENGZHOU YUTONG BUS CO., LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: JUN 27, 2012 Meeting Type: Special
Record Date: JUN 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve the Determination Basis and For For Management
Scope of the Incentive Objects
1.2 Approve Source and Number of the For For Management
Restricted Stocks
1.3 Approve Conditions on Granting the For For Management
Restricted Stocks
1.4 Approve Validity Period and Lock-Up For For Management
Period of the Restricted Stocks
1.5 Approve Unlock Condition of the For For Management
Restricted Stocks
1.6 Approve Pricing Method for the Grant For Against Management
Price of the Restricted Stocks
1.7 Approve Adjustment Method and For For Management
Procedures of the Restricted Stock
Incentive Plan
1.8 Approve Rights and Obligations of the For For Management
Company and Incentive Objects
1.9 Approve Modification and Termination For For Management
of the Incentive Plan
1.10 Approve Principle of Repurchase and For For Management
Write-off, and Other Important Matters
2 Approve Related Matters Regarding For For Management
Grant Price of Initial Granting
Portion of the Restricted Stock
3 Approve Implementation and Appraisal For For Management
Measures on the A Stock Restricted
Stock Incentive Plan
4 Approve Part of the Actual Controllers For For Management
to Participate in the Restricted Stock
Incentive Plan as Incentive Objects
5 Approve to Authorize Board to Handle For For Management
Matters Related to the Restricted
Stock Incentive Plan
6 Approve to Amend Articles of For For Management
Association
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ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: DEC 16, 2011 Meeting Type: Special
Record Date: DEC 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Aiqun as Director For For Management
1.2 Elect Zhang Jinsong as Director For For Management
1.3 Elect Li Yuan as Director For For Management
1.4 Elect Yu Shanwei as Director For For Management
1.5 Elect Cheng Jun as Director For For Management
1.6 Elect Ai Jiao as Director For For Management
1.7 Elect Yang Xiaohong as Director For For Management
1.8 Elect Qiu Sisheng as Independent For For Management
Director
1.9 Elect Wang Haisu as Independent For For Management
Director
1.10 Elect Li Yanping as Independent For For Management
Director
1.11 Elect Tang Jianxin as Independent For For Management
Director
1.12 Elect Chen Zhiqing as Independent For For Management
Director
2.1 Elect Jiang Dan as Supervisor For For Management
2.2 Elect Huang Xueming as Supervisor For For Management
2.3 Elect Wang Chao as Supervisor For For Management
3 Approve Adjustment to the Annual For For Management
Allowance of the Independent Directors
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ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: APR 27, 2012 Meeting Type: Annual
Record Date: APR 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Work Report of the Board For For Management
of Directors
2 Approve 2011 Annual Report and Annual For For Management
Report Summary
3 Approve 2011 Work Report of the Board For For Management
of Supervisors
4 Approve 2011 Financial Statements For For Management
5 Approve Proposal on the 2011 For For Management
Distribution of Profit
6 Approve 2011 Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve to Provide Guarantee for the For For Management
Controlled Subsidiaries
8 Approve to Re-appoint Zhonghuan Haihua For For Management
Certified Public Accountants Co., Ltd.
as Audit Firm
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ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: JUN 08, 2012 Meeting Type: Special
Record Date: JUN 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in Constructing A For For Management
Shopping Center
2 Approve Investment in Constructing A For For Management
Shopping Center by the Company's
Acquisition of Equity in a Company
3 Approve Issuance of Mid-term Notes For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Morgan Stanley China A Share Fund, Inc. |
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By (Signature and Title)* |
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/s/ Arthur Lev |
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Arthur Lev |
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President and Principal Executive Officer |
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Date |
August 28, 2012 |
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* Print the name and title of each signing officer under his or her signature.