UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21511
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LAZARD GLOBAL TOTAL RETURN AND INCOME FUND, INC.
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(Exact name of registrant as specified in charter)
c/o Lazard Asset Management LLC
30 Rockefeller Plaza
New York, New York 10112
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(Address of principal executive offices) (Zip code)
Mark R. Anderson, Esq.
30 Rockefeller Plaza
New York, New York 10112
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(Name and address of agent for service)
Registrant's telephone number, including area code: (800) 823-6300
Date of fiscal year end: 12/31
Date of reporting period: July 1, 2017-June 30, 2018
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21511
Reporting Period: 07/01/2017 - 06/30/2018
Lazard Global Total Return and Income Fund, Inc.
=============== Lazard Global Total Return and Income Fund, Inc. ===============
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 07, 2018 Meeting Type: Annual
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Charles H. Giancarlo For For Management
1c Elect Director Herbert Hainer For For Management
1d Elect Director Marjorie Magner For For Management
1e Elect Director Nancy McKinstry For For Management
1f Elect Director Pierre Nanterme For For Management
1g Elect Director Gilles C. Pelisson For For Management
1h Elect Director Paula A. Price For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
8 Approve Merger Agreement For For Management
9 Amend Articles of Association to No For For Management
Longer Require Shareholder Approval of
Certain Internal Transactions
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AIA GROUP LTD.
Ticker: 1299 Security ID: Y002A1105
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Ng Keng Hooi as Director For For Management
4 Elect Cesar Velasquez Purisima as For For Management
Director
5 Elect Lawrence Juen-Yee Lau as Director For For Management
6 Elect Chung-Kong Chow as Director For For Management
7 Elect John Barrie Harrison as Director For For Management
8 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9A Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9B Authorize Repurchase of Issued Share For For Management
Capital
9C Approve Allotment and Issuance of For For Management
Additional Shares Under the Restricted
Share Unit Scheme
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ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: OCT 18, 2017 Meeting Type: Annual
Record Date: AUG 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jack Yun Ma as Director For Against Management
1.2 Elect Masayoshi Son as Director For Against Management
1.3 Elect Walter Teh Ming Kwauk as Director For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
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ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director Roger W. Ferguson, Jr. For For Management
1.6 Elect Director Diane B. Greene For For Management
1.7 Elect Director John L. Hennessy For For Management
1.8 Elect Director Ann Mather For Withhold Management
1.9 Elect Director Alan R. Mulally For For Management
1.10 Elect Director Sundar Pichai For For Management
1.11 Elect Director K. Ram Shriram For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Gender Pay Gap Against For Shareholder
7 Adopt Simple Majority Vote Against For Shareholder
8 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
9 Adopt a Policy on Board Diversity Against Against Shareholder
10 Report on Major Global Content Against For Shareholder
Management Controversies
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ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: B639CJ108
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: APR 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
A1 Receive Directors' Report (Non-Voting) None None Management
A2 Receive Auditors' Report (Non-Voting) None None Management
A3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
A4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 3.60 per Share
A5 Approve Discharge of Directors For For Management
A6 Approve Discharge of Auditors For For Management
A7.a Reelect Paul Cornet de Ways Ruart as For Against Management
Director
A7.b Reelect Stefan Descheemaeker as For Against Management
Director
A7.c Reelect Gregoire de Spoelberch as For Against Management
Director
A7.d Reelect Alexandre Van Damme as Director For Against Management
A7.e Reelect Alexandre Behring as Director For Against Management
A7.f Reelect Paulo Lemann as Director For Against Management
A7.g Reelect Carlos Alberto da Veiga For Against Management
Sicupira as Director
A7.h Reelect Marcel Herrmann Telles as For Against Management
Director
A7.i Reelect Maria Asuncion Aramburuzabala For Against Management
as Director
A7.j Reelect Martin J. Barrington as For Against Management
Director
A7.k Reelect William F. Gifford, Jr. as For Against Management
Director
A7.l Reelect Alejandro Santo Domingo Davila For Against Management
as Director
A8.a Approve Remuneration Report For Against Management
A8.b Approve Increase of Fixed Annual Fee For For Management
of the Chairman
A8.c Approve Non-Executive Director Stock For For Management
Option Grants
A8.d Approve Auditors' Remuneration For For Management
B1 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
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AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: JUN 22, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Jin-Yong Cai For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Fulvio Conti For For Management
1.6 Elect Director Cheryl A. Francis For For Management
1.7 Elect Director J. Michael Losh For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Gloria Santona For For Management
1.11 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Remuneration Report For For Management
4 Accept Financial Statements and For For Management
Statutory Reports
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Ratify Ernst & Young LLP as Aon's U.K. For For Management
Statutory Auditor
7 Authorize Board to Fix Remuneration of For For Management
Auditors
8 Authorise Shares for Market Purchase For For Management
9 Issue of Equity or Equity-Linked For For Management
Securities with Pre-emptive Rights
10 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
11 Approve Political Donations For For Management
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 13, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Bob Iger For For Management
1e Elect Director Andrea Jung For For Management
1f Elect Director Art Levinson For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Proxy Access Amendments Against For Shareholder
6 Establish Human Rights Committee Against Against Shareholder
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 08, 2018 Meeting Type: Annual
Record Date: JAN 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy Bruner For For Management
1b Elect Director Xun (Eric) Chen For For Management
1c Elect Director Aart J. de Geus For For Management
1d Elect Director Gary E. Dickerson For For Management
1e Elect Director Stephen R. Forrest For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Scott A. McGregor For For Management
1j Elect Director Dennis D. Powell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Adopt Policy to Annually Disclose Against For Shareholder
EEO-1 Data
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ASHTEAD GROUP PLC
Ticker: AHT Security ID: G05320109
Meeting Date: SEP 12, 2017 Meeting Type: Annual
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Chris Cole as Director For For Management
5 Re-elect Geoff Drabble as Director For For Management
6 Re-elect Brendan Horgan as Director For For Management
7 Re-elect Sat Dhaiwal as Director For For Management
8 Re-elect Suzanne Wood as Director For For Management
9 Re-elect Ian Sutcliffe as Director For For Management
10 Re-elect Wayne Edmunds as Director For For Management
11 Re-elect Lucinda Riches as Director For For Management
12 Re-elect Tanya Fratto as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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ASSA ABLOY AB
Ticker: ASSA B Security ID: W0817X204
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive President's Report None None Management
8a Receive Financial Statements and None None Management
Statutory Reports
8b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
8c Receive Board's Proposal on None None Management
Distribution of Profits
9a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 3.30 Per Share
9c Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board
11a Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 2.1 million for
Chairman, SEK 900,000 for Vice
Chairman and SEK 630,000 for Other
Directors; Approve Remuneration for
Committee Work
11b Approve Remuneration of Auditors For Did Not Vote Management
12a Reelect Lars Renstrom (Chairman), Carl For Did Not Vote Management
Douglas (Vice Chair), Ulf Ewaldsson,
Eva Karlsson, Birgitta Klasen, Sofia
Schorling Hogberg and Jan Svensson as
Directors; Elect Lena Olving as New
Director
12b Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
13 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Five of Company's
Largest Shareholders to Serve on
Nominating Committee
14 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
15 Authorize Class B Share Repurchase For Did Not Vote Management
Program and Reissuance of Repurchased
Shares
16 Approve Performance Share Matching For Did Not Vote Management
Plan LTI 2018
17 Close Meeting None None Management
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AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 20, 2017 Meeting Type: Annual
Record Date: OCT 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Linda A. Goodspeed For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Enderson Guimaraes For For Management
1.5 Elect Director J. R. Hyde, III For For Management
1.6 Elect Director D. Bryan Jordan For For Management
1.7 Elect Director W. Andrew McKenna For For Management
1.8 Elect Director George R. Mrkonic, Jr. For For Management
1.9 Elect Director Luis P. Nieto For For Management
1.10 Elect Director William C. Rhodes, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director Nancy L. Leaming For For Management
1d Elect Director Richard C. Mulligan For For Management
1e Elect Director Robert W. Pangia For For Management
1f Elect Director Stelios Papadopoulos For For Management
1g Elect Director Brian S. Posner For For Management
1h Elect Director Eric K. Rowinsky For For Management
1i Elect Director Lynn Schenk For For Management
1j Elect Director Stephen A. Sherwin For For Management
1k Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
5 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
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BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: JUL 19, 2017 Meeting Type: Special
Record Date: JUL 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Acquisition of the Remaining Common
Stock of Reynolds American Inc.
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BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Re-elect Richard Burrows as Director For For Management
6 Re-elect Nicandro Durante as Director For For Management
7 Re-elect Sue Farr as Director For For Management
8 Re-elect Dr Marion Helmes as Director For Against Management
9 Re-elect Savio Kwan as Director For For Management
10 Re-elect Dimitri Panayotopoulos as For For Management
Director
11 Re-elect Kieran Poynter as Director For For Management
12 Re-elect Ben Stevens as Director For For Management
13 Elect Luc Jobin as Director For For Management
14 Elect Holly Koeppel as Director For For Management
15 Elect Lionel Nowell, III as Director For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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CANADIAN NATIONAL RAILWAY COMPANY
Ticker: CNR Security ID: 136375102
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shauneen Bruder For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Gordon D. Giffin For For Management
1.4 Elect Director Julie Godin For For Management
1.5 Elect Director Edith E. Holiday For For Management
1.6 Elect Director V. Maureen Kempston For For Management
Darkes
1.7 Elect Director Denis Losier For For Management
1.8 Elect Director Kevin G. Lynch For For Management
1.9 Elect Director James E. O'Connor For For Management
1.10 Elect Director Robert Pace For For Management
1.11 Elect Director Robert L. Phillips For For Management
1.12 Elect Director Laura Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
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CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2017
2 Approve Capital Budget, Allocation of For For Management
Income and Dividends
3 Fix Number of Directors For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Antonio Mauricio Maurano as For Against Management
Director
5.2 Elect Bernardo de Azevedo Silva Rothe For Against Management
as Director
5.3 Elect Marcelo Augusto Dutra Labuto as For For Management
Director
5.4 Elect Rogerio Magno Panca as Director For Against Management
5.5 Elect Cesario Narihito Nakamura as For Against Management
Director
5.6 Elect Francisco Jose Pereira Terra as For Against Management
Director
5.7 Elect Marcelo de Araujo Noronha as For Against Management
Director
5.8 Elect Vinicius Urias Favarao as For Against Management
Director
5.9 Elect Aldo Luiz Mendes as Independent For For Management
Director
5.10 Elect Francisco Augusto da Costa e For For Management
Silva as Independent Director
5.11 Elect Gilberto Mifano as Independent For For Management
Director
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes for Each Supported Nominee?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Mauricio Maurano as
Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Bernardo de Azevedo Silva Rothe
as Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Augusto Dutra Labuto as
Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rogerio Magno Panca as Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cesario Narihito Nakamura as
Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Jose Pereira Terra as
Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo de Araujo Noronha as
Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Vinicius Urias Favarao as
Director
7.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Aldo Luiz Mendes as Independent
Director
7.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Augusto da Costa e
Silva as Independent Director
7.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gilberto Mifano as Independent
Director
8 Approve Remuneration of Company's For Against Management
Management and Fiscal Council Members
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CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: APR 20, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Fiscal Council Members For For Management
2.1 Elect Adriano Meira Ricci as Fiscal For For Management
Council Member and Flavio Saba Santos
Estrela as Alternate
2.2 Elect Joel Antonio de Araujo as Fiscal For For Management
Council Members and Sigmar Milton
Mayer Filho as Alternate
2.3 Elect Herculano Anibal Alves as Fiscal For For Management
Council Member and Kleber do Espirito
Santo as Alternate
2.4 Elect Marcelo Santos Dall'Occo as For For Management
Fiscal Council Member and Carlos
Roberto Mendonca da Siva as Alternate
2.5 Elect Haroldo Reginaldo Levy Neto as For For Management
Fiscal Council Member and Milton Luiz
Milioni as Alternate
3 Authorize Capitalization of Reserves For For Management
Without Issuance of Shares and Amend
Article 7 Accordingly
4 Amend Articles For For Management
5 Consolidate Bylaws For For Management
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 11, 2017 Meeting Type: Annual
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Amy L. Chang For For Management
1e Elect Director John L. Hennessy For For Management
1f Elect Director Kristina M. Johnson For For Management
1g Elect Director Roderick C. McGeary For For Management
1h Elect Director Charles H. Robbins For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Brenton L. Saunders For For Management
1k Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Report on Lobbying Payments and Policy Against For Shareholder
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CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director John C. Dugan For For Management
1d Elect Director Duncan P. Hennes For For Management
1e Elect Director Peter B. Henry For For Management
1f Elect Director Franz B. Humer For For Management
1g Elect Director S. Leslie Ireland For For Management
1h Elect Director Renee J. James For For Management
1i Elect Director Eugene M. McQuade For For Management
1j Elect Director Michael E. O'Neill For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Anthony M. Santomero For For Management
1m Elect Director Diana L. Taylor For For Management
1n Elect Director James S. Turley For For Management
1o Elect Director Deborah C. Wright For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
De Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Human and Indigenous People's Against Against Shareholder
Rights Policy
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Amend Proxy Access Right Against For Shareholder
9 Prohibit Accelerated Vesting of Awards Against For Shareholder
to Pursue Government Service
10 Amend Bylaws -- Call Special Meetings Against For Shareholder
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COCA-COLA EUROPEAN PARTNERS PLC
Ticker: CCE Security ID: G25839104
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: MAY 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Francisco Crespo Benitez as For For Management
Director
4 Elect Alvaro Gomez-Trenor Aguilar as For For Management
Director
5 Re-elect Jose Ignacio Comenge For For Management
Sanchez-Real as Director
6 Re-elect Irial Finan as Director For For Management
7 Re-elect Damian Gammell as Director For For Management
8 Re-elect Alfonso Libano Daurella as For For Management
Director
9 Re-elect Mario Rotllant Sola as For For Management
Director
10 Reappoint Ernst & Young LLP as Auditors For For Management
11 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise Political Donations and For For Management
Expenditure
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Approve Waiver on Tender-Bid For For Management
Requirement
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise Off-Market Purchase of For For Management
Ordinary Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Babb, Jr. For For Management
1.2 Elect Director Michael E. Collins For For Management
1.3 Elect Director Roger A. Cregg For For Management
1.4 Elect Director T. Kevin DeNicola For For Management
1.5 Elect Director Jacqueline P. Kane For For Management
1.6 Elect Director Richard G. Lindner For For Management
1.7 Elect Director Barbara R. Smith For For Management
1.8 Elect Director Robert S. Taubman For For Management
1.9 Elect Director Reginald M. Turner, Jr. For For Management
1.10 Elect Director Nina G. Vaca For For Management
1.11 Elect Director Michael G. Van de Ven For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
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COMPASS GROUP PLC
Ticker: CPG Security ID: G23296208
Meeting Date: FEB 08, 2018 Meeting Type: Annual
Record Date: FEB 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Dominic Blakemore as Director For For Management
6 Re-elect Richard Cousins as Director For For Management
(Withdrawn Resolution)
7 Re-elect Gary Green as Director For For Management
8 Re-elect Johnny Thomson as Director For For Management
9 Re-elect Carol Arrowsmith as Director For For Management
10 Re-elect John Bason as Director For For Management
11 Re-elect Stefan Bomhard as Director For For Management
12 Re-elect Don Robert as Director For For Management
13 Re-elect Nelson Silva as Director For For Management
14 Re-elect Ireena Vittal as Director For Against Management
15 Re-elect Paul Walsh as Director For For Management
16 Reappoint KPMG LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Approve Long Term Incentive Plan For For Management
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with 14 Working Days' Notice
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: D16212140
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: APR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2017
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.50 per Share
3.1 Approve Discharge of Management Board For For Management
Member Elmar Degenhart for Fiscal 2017
3.2 Approve Discharge of Management Board For For Management
Member Jose Avila for Fiscal 2017
3.3 Approve Discharge of Management Board For For Management
Member Ralf Cramer for Fiscal 2017
3.4 Approve Discharge of Management Board For For Management
Member Hans-Juergen Duensing for
Fiscal 2017
3.5 Approve Discharge of Management Board For For Management
Member Frank Jourdan for Fiscal 2017
3.6 Approve Discharge of Management Board For For Management
Member Helmut Matschi for Fiscal 2017
3.7 Approve Discharge of Management Board For For Management
Member Ariane Reinhart for Fiscal 2017
3.8 Approve Discharge of Management Board For For Management
Member Wolfgang Schaefer for Fiscal
2017
3.9 Approve Discharge of Management Board For For Management
Member Nikolai Setzer for Fiscal 2017
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Reitzle for Fiscal 2017
4.2 Approve Discharge of Supervisory Board For For Management
Member Gunter Dunkel for Fiscal 2017
4.3 Approve Discharge of Supervisory Board For For Management
Member Peter Gutzmer for Fiscal 2017
4.4 Approve Discharge of Supervisory Board For For Management
Member Peter Hausmann for Fiscal 2017
4.5 Approve Discharge of Supervisory Board For For Management
Member Michael Iglhaut for Fiscal 2017
4.6 Approve Discharge of Supervisory Board For For Management
Member Klaus Mangold for Fiscal 2017
4.7 Approve Discharge of Supervisory Board For For Management
Member Hartmut Meine for Fiscal 2017
4.8 Approve Discharge of Supervisory Board For For Management
Member Sabine Neuss for Fiscal 2017
4.9 Approve Discharge of Supervisory Board For For Management
Member Rolf Nonnenmacher for Fiscal
2017
4.10 Approve Discharge of Supervisory Board For For Management
Member Dirk Nordmann for Fiscal 2017
4.11 Approve Discharge of Supervisory Board For For Management
Member Klaus Rosenfeld for Fiscal 2017
4.12 Approve Discharge of Supervisory Board For For Management
Member Georg Schaeffler for Fiscal 2017
4.13 Approve Discharge of Supervisory Board For For Management
Member Maria-Elisabeth
Schaeffler-Thumann for Fiscal 2017
4.14 Approve Discharge of Supervisory Board For For Management
Member Joerg Schoenfelder for Fiscal
2017
4.15 Approve Discharge of Supervisory Board For For Management
Member Stefan Scholz for Fiscal 2017
4.16 Approve Discharge of Supervisory Board For For Management
Member Gudrun Valten for Fiscal 2017
4.17 Approve Discharge of Supervisory Board For For Management
Member Kirsten Voerkel for Fiscal 2017
4.18 Approve Discharge of Supervisory Board For For Management
Member Elke Volkmann for Fiscal 2017
4.19 Approve Discharge of Supervisory Board For For Management
Member Erwin Woerle for Fiscal 2017
4.20 Approve Discharge of Supervisory Board For For Management
Member Siegfried Wolf for Fiscal 2017
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2018
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Conway For For Management
1.2 Elect Director Timothy J. Donahue For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director Andrea J. Funk For For Management
1.5 Elect Director Rose Lee For For Management
1.6 Elect Director William G. Little For For Management
1.7 Elect Director Hans J. Loliger For For Management
1.8 Elect Director James H. Miller For For Management
1.9 Elect Director Josef M. Muller For For Management
1.10 Elect Director Caesar F. Sweitzer For For Management
1.11 Elect Director Jim L. Turner For For Management
1.12 Elect Director William S. Urkiel For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
DAIWA HOUSE INDUSTRY CO. LTD.
Ticker: 1925 Security ID: J11508124
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 62
2.1 Elect Director Higuchi, Takeo For For Management
2.2 Elect Director Yoshii, Keiichi For For Management
2.3 Elect Director Ishibashi, Tamio For For Management
2.4 Elect Director Kawai, Katsutomo For For Management
2.5 Elect Director Kosokabe, Takeshi For For Management
2.6 Elect Director Tsuchida, Kazuto For For Management
2.7 Elect Director Fujitani, Osamu For For Management
2.8 Elect Director Hori, Fukujiro For For Management
2.9 Elect Director Hama, Takashi For For Management
2.10 Elect Director Yamamoto, Makoto For For Management
2.11 Elect Director Tanabe, Yoshiaki For For Management
2.12 Elect Director Otomo, Hirotsugu For For Management
2.13 Elect Director Urakawa, Tatsuya For For Management
2.14 Elect Director Dekura, Kazuhito For For Management
2.15 Elect Director Ariyoshi, Yoshinori For For Management
2.16 Elect Director Shimonishi, Keisuke For For Management
2.17 Elect Director Kimura, Kazuyoshi For For Management
2.18 Elect Director Shigemori, Yutaka For For Management
2.19 Elect Director Yabu, Yukiko For For Management
3 Appoint Statutory Auditor Nakazato, For For Management
Tomoyuki
4 Approve Annual Bonus For For Management
5 Approve Career Achievement Bonus for For For Management
Director
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: G42089113
Meeting Date: SEP 20, 2017 Meeting Type: Annual
Record Date: SEP 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Peggy Bruzelius as Director For For Management
6 Re-elect Lord Davies of Abersoch as For For Management
Director
7 Re-elect Javier Ferran as Director For For Management
8 Re-elect Ho KwonPing as Director For For Management
9 Re-elect Betsy Holden as Director For For Management
10 Re-elect Nicola Mendelsohn as Director For For Management
11 Re-elect Ivan Menezes as Director For For Management
12 Re-elect Kathryn Mikells as Director For For Management
13 Re-elect Alan Stewart as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
20 Adopt Share Value Plan For For Management
--------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY
Ticker: DXC Security ID: 23355L106
Meeting Date: AUG 10, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mukesh Aghi For For Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director David L. Herzog For For Management
1d Elect Director Sachin Lawande For For Management
1e Elect Director J. Michael Lawrie For For Management
1f Elect Director Julio A. Portalatin For For Management
1g Elect Director Peter Rutland For For Management
1h Elect Director Manoj P. Singh For For Management
1i Elect Director Margaret C. Whitman For Against Management
1j Elect Director Robert F. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Arnold For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Richard H. Fearon For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Arthur E. Johnson For For Management
1h Elect Director Deborah L. McCoy For For Management
1i Elect Director Gregory R. Page For For Management
1j Elect Director Sandra Pianalto For For Management
1k Elect Director Gerald B. Smith For For Management
1l Elect Director Dorothy C. Thompson For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Issue of Equity with For For Management
Pre-emptive Rights
5 Authorize Issue of Equity without For For Management
Pre-emptive Rights
6 Authorize Share Repurchase of Issued For For Management
Share Capital
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred D. Anderson, Jr. For For Management
1b Elect Director Anthony J. Bates For For Management
1c Elect Director Adriane M. Brown For For Management
1d Elect Director Diana Farrell For For Management
1e Elect Director Logan D. Green For For Management
1f Elect Director Bonnie S. Hammer For For Management
1g Elect Director Kathleen C. Mitic For For Management
1h Elect Director Pierre M. Omidyar For For Management
1i Elect Director Paul S. Pressler For For Management
1j Elect Director Robert H. Swan For For Management
1k Elect Director Thomas J. Tierney For For Management
1l Elect Director Perry M. Traquina For For Management
1m Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Ratify Existing Ownership Threshold For Against Management
for Shareholders to Call Special
Meetings
--------------------------------------------------------------------------------
FIVE BELOW, INC.
Ticker: FIVE Security ID: 33829M101
Meeting Date: JUN 19, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Kaufman For For Management
1b Elect Director Dinesh S. Lathi For For Management
1c Elect Director Richard L. Markee For For Management
1d Elect Director Thomas G. Vellios For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HEXAGON AB
Ticker: HEXA B Security ID: W40063104
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive President's Report None None Management
8a Receive Financial Statements and None None Management
Statutory Reports
8b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
8c Receive the Board's Dividend Proposal None None Management
9a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9b Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.53 Per Share
9c Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.48 Million for
Chairman, SEK 890,000 for Vice
Chairman, and SEK 575,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
12 Reelect Ola Rollen, Gun Nilsson For Did Not Vote Management
(Chair), Ulrika Francke, John Brandon,
Henrik Henriksson, Hans Vestberg,
Sofia Schorling Hogberg and Marta
Schorling Andreen as Directors; Ratify
Ernst & Young as Auditors
13 Reelect Mikael Ekdahl, Jan Andersson, For Did Not Vote Management
Anders Oscarsson and Ossian Ekdahl as
Members of Nominating Committee
14 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director Jaime Chico Pardo For For Management
1F Elect Director D. Scott Davis For For Management
1G Elect Director Linnet F. Deily For For Management
1H Elect Director Judd Gregg For For Management
1I Elect Director Clive Hollick For For Management
1J Elect Director Grace D. Lieblein For For Management
1K Elect Director George Paz For For Management
1L Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon Y. Bowen For For Management
1b Elect Director Ann M. Cairns For For Management
1c Elect Director Charles R. Crisp For For Management
1d Elect Director Duriya M. Farooqui For For Management
1e Elect Director Jean-Marc Forneri For For Management
1f Elect Director The Right Hon. the Lord For For Management
Hague of Richmond
1g Elect Director Frederick W. Hatfield For For Management
1h Elect Director Thomas E. Noonan For For Management
1i Elect Director Frederic V. Salerno For For Management
1j Elect Director Jeffrey C. Sprecher For For Management
1k Elect Director Judith A. Sprieser For For Management
1l Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IQVIA HOLDINGS, INC.
Ticker: IQV Security ID: 46266C105
Meeting Date: APR 10, 2018 Meeting Type: Annual
Record Date: FEB 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ari Bousbib For For Management
1.2 Elect Director Colleen A. Goggins For For Management
1.3 Elect Director John M. Leonard For For Management
1.4 Elect Director Todd B. Sisitsky For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ISRAEL DISCOUNT BANK LTD.
Ticker: DSCT Security ID: 465074201
Meeting Date: AUG 08, 2017 Meeting Type: Annual
Record Date: JUL 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Approve Dividend Distribution For For Management
3 Reappoint Somekh Chaikin and Ziv Haft For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4.1 Elect Iris Avner as External Director For For Management
as defined in Directive 301 of the
Proper Conduct of Banking Business
Regulations for a Three Year Period
4.2 Reelect Arie Orlev as External For Did Not Vote Management
Director as defined in Directive 301
of the Proper Conduct of Banking
Business Regulations for a Three Year
Period
4.3 Elect Yaacov Lifshitz as External For For Management
Director as defined in Directive 301
of the Proper Conduct of Banking
Business Regulations for a Three Year
Period
4.4 Reelect Shaul Kobrinsky as External For For Management
Director as defined in Directive 301
of the Proper Conduct of Banking
Business Regulations for a Three Year
Period
5.1 Elect Aharon Avramovich as External For For Management
Director for a Three Year Period
5.2 Reelect Baruch Lederman as External For For Management
Director for a Three Year Period
5.3 Reelect Yehuda Levi as External For Against Management
Director for a Three Year Period
5.4 Elect Dan Efroni as External Director For For Management
for a Three Year Period
6 Increase Authorized Common Stock and For For Management
Amend Articles Accordingly
7 Amend Articles of Association For Against Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None Against Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ISRAEL DISCOUNT BANK LTD.
Ticker: DSCT Security ID: 465074201
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Approve Dividend Distribution For For Management
3 Reappoint Somekh Chaikin and Ziv Haft For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4.1 Elect Reuven Adler as Director For For Management
4.2 Elect Yarom Ariav as Director For Did Not Vote Management
4.3 Reelect Yodfat Harel Buchris as For For Management
Director
4.4 Elect Ben Zion Zilberfarb as Director For For Management
5.1 Elect Shalom-Yosef Hochman as External For For Management
Director
5.2 Elect Hagi Heller as External Director For Against Management
6 Ratify Amended Compensation Policy for For For Management
the Directors and Officers
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None Against Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director William D. Perez For For Management
1i Elect Director Charles Prince For For Management
1j Elect Director A. Eugene Washington For For Management
1k Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Prohibit Adjusting Compensation Against Against Shareholder
Metrics for Legal or Compliance Costs
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 07, 2018 Meeting Type: Annual
Record Date: JAN 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael E. Daniels For For Management
1b Elect Director W. Roy Dunbar For For Management
1c Elect Director Brian Duperreault For For Management
1d Elect Director Gretchen R. Haggerty For For Management
1e Elect Director Simone Menne For For Management
1f Elect Director George R. Oliver For For Management
1g Elect Director Juan Pablo del Valle For For Management
Perochena
1h Elect Director Jurgen Tinggren For For Management
1i Elect Director Mark Vergnano For For Management
1j Elect Director R. David Yost For For Management
1k Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve the Directors' Authority to For For Management
Allot Shares
7 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
8a Approve Cancellation of Share Premium For For Management
Account
8b Approve Amendment of Articles to For For Management
Facilitate Capital Reduction
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.40 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 3.9
Million
4.2.1 Approve Variable Cash-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 6.2 Million
4.2.2 Approve Variable Share-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 6.1 Million
4.2.3 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5.8 Million
5.1.1 Reelect Daniel Sauter as Director For For Management
5.1.2 Reelect Gilbert Achermann as Director For For Management
5.1.3 Reelect Andreas Amschwand as Director For For Management
5.1.4 Reelect Heinrich Baumann as Director For For Management
5.1.5 Reelect Paul Man Yiu Chow as Director For For Management
5.1.6 Reelect Ivo Furrer as Director For For Management
5.1.7 Reelect Claire Giraut as Director For For Management
5.1.8 Reelect Gareth Penny as Director For For Management
5.1.9 Reelect Charles Stonehill as Director For For Management
5.2 Elect Richard Campbell-Breeden as For For Management
Director
5.3 Elect Daniel Sauter as Board Chairman For For Management
5.4.1 Reappoint Gilbert Achermann as Member For For Management
of the Compensation Committee
5.4.2 Reappoint Heinrich Baumann as Member For For Management
of the Compensation Committee
5.4.3 Appoint Richard Campbell-Breeden as For For Management
Member of the Compensation Committee
5.4.4 Reappoint Gareth Penny as Member of For For Management
the Compensation Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Marc Nater as Independent For For Management
Proxy
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: MAR 23, 2018 Meeting Type: Annual
Record Date: DEC 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 56
2.1 Elect Director Sawada, Michitaka For For Management
2.2 Elect Director Yoshida, Katsuhiko For For Management
2.3 Elect Director Takeuchi, Toshiaki For For Management
2.4 Elect Director Hasebe, Yoshihiro For For Management
2.5 Elect Director Kadonaga, Sonosuke For For Management
2.6 Elect Director Oku, Masayuki For For Management
2.7 Elect Director Shinobe, Osamu For For Management
3 Appoint Statutory Auditor Oka, Nobuhiro For For Management
--------------------------------------------------------------------------------
LINK ADMINISTRATION HOLDINGS LTD
Ticker: LNK Security ID: Q5S646100
Meeting Date: NOV 01, 2017 Meeting Type: Annual
Record Date: OCT 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peeyush Gupta as Director For For Management
2 Elect Sally Pitkin as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Link Group Omnibus Equity For For Management
Plan
5 Approve the Grant of Performance Share For For Management
Rights to John McMurtrie
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 08, 2017 Meeting Type: Annual
Record Date: OCT 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Randall J. Hogan, III For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Shirley Ann Jackson For For Management
1g Elect Director Michael O. Leavitt For For Management
1h Elect Director James T. Lenehan For For Management
1i Elect Director Elizabeth G. Nabel For For Management
1j Elect Director Denise M. O'Leary For For Management
1k Elect Director Kendall J. Powell For For Management
1l Elect Director Robert C. Pozen For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Audit Committee
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 29, 2017 Meeting Type: Annual
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Helmut Panke For For Management
1.8 Elect Director Sandra E. Peterson For For Management
1.9 Elect Director Penny S. Pritzker For For Management
1.10 Elect Director Charles W. Scharf For For Management
1.11 Elect Director Arne M. Sorenson For For Management
1.12 Elect Director John W. Stanton For For Management
1.13 Elect Director John W. Thompson For For Management
1.14 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MOLSON COORS BREWING COMPANY
Ticker: TAP Security ID: 60871R209
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger G. Eaton For For Management
1.2 Elect Director Charles M. Herington For For Management
1.3 Elect Director H. Sanford Riley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 31, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dwight M. 'Mitch' Barns For For Management
1b Elect Director Gregory H. Boyce For For Management
1c Elect Director David L. Chicoine For For Management
1d Elect Director Janice L. Fields For For Management
1e Elect Director Hugh Grant For For Management
1f Elect Director Laura K. Ipsen For For Management
1g Elect Director Marcos M. Lutz For For Management
1h Elect Director C. Steven McMillan For For Management
1i Elect Director Jon R. Moeller For For Management
1j Elect Director George H. Poste For For Management
1k Elect Director Robert J. Stevens For For Management
1l Elect Director Patricia Verduin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws to Create Board Human Against Against Shareholder
Rights Committee
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory Q. Brown For For Management
1b Elect Director Kenneth D. Denman For For Management
1c Elect Director Egon P. Durban For Against Management
1d Elect Director Clayton M. Jones For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Gregory K. Mondre For Against Management
1g Elect Director Anne R. Pramaggiore For For Management
1h Elect Director Samuel C. Scott, III For For Management
1i Elect Director Joseph M. Tucci For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Efforts to Ensure Supply Against Against Shareholder
Chain Has No Forced Labor
5 Require Director Nominee with Human Against Against Shareholder
Rights Expertise
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
NATIONAL BANK OF CANADA
Ticker: NA Security ID: 633067103
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond Bachand For For Management
1.2 Elect Director Maryse Bertrand For For Management
1.3 Elect Director Pierre Blouin For For Management
1.4 Elect Director Pierre Boivin For For Management
1.5 Elect Director Gillian H. Denham For For Management
1.6 Elect Director Richard Fortin For For Management
1.7 Elect Director Jean Houde For For Management
1.8 Elect Director Karen Kinsley For For Management
1.9 Elect Director Rebecca McKillican For For Management
1.10 Elect Director Robert Pare For For Management
1.11 Elect Director Lino A. Saputo, Jr. For For Management
1.12 Elect Director Andree Savoie For For Management
1.13 Elect Director Pierre Thabet For For Management
1.14 Elect Director Louis Vachon For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3 Ratify Deloitte LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORDEA BANK AB
Ticker: NDA SEK Security ID: W57996105
Meeting Date: MAR 15, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.68 Per Share
9 Approve Discharge of Board and For For Management
President
10 Determine Number of Members (10) and For For Management
Deputy Members (0) of Board
11 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
12 Approve Remuneration of Directors in For For Management
the Amount of EUR 294,600 for
Chairman, EUR 141,300 for Vice
Chairman, and EUR 91,950 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
13 Reelect Bjorn Wahlroos, Pernille For For Management
Erenbjerg, Robin Lawther, Lars G
Nordstrom, Sarah Russell, Silvija
Seres, Birger Steen and Maria
Varsellona as Directors; Elect Nigel
Hinshelwood and Torbjorn Magnusson as
New Directors
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Approve Issuance of Convertible For For Management
Instruments without Preemptive Rights
17 Authorize Share Repurchase Program For For Management
18 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
19 Approve Merger Agreement with Nordea For For Management
Holding Abp; Approve Relocation to
Finland
20a Instruct Board to Enforce Company's None Against Shareholder
Code of Conduct
20b Decide that Company's Central Security None Against Shareholder
Organization handle Bank's Local
Security
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 30, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2a Elect Ooi Sang Kuang as Director For For Management
2b Elect Lai Teck Poh as Director For For Management
2c Elect Pramukti Surjaudaja as Director For For Management
3 Elect Chua Kim Chiu as Director For For Management
4 Approve Final Dividend For For Management
5a Approve Directors' Fees For For Management
5b Approve Issuance of 6,000 Shares to For For Management
Each Non-Executive Director for the
Year Ended Dec. 31, 2017
6 Approve KPMG LLG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Grant of Options and/or Rights For For Management
and Issuance of Shares Pursuant to the
OCBC Share Option Scheme 2001 and OCBC
Employee Share Purchase Plan
9 Approve Issuance of Shares Pursuant to For For Management
the Oversea-Chinese Banking
Corporation Limited Scrip Dividend
Scheme
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PRUDENTIAL PLC
Ticker: PRU Security ID: G72899100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAY 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Mark Fitzpatrick as Director For For Management
4 Elect James Turner as Director For For Management
5 Elect Thomas Watjen as Director For For Management
6 Re-elect Sir Howard Davies as Director For For Management
7 Re-elect John Foley as Director For For Management
8 Re-elect David Law as Director For For Management
9 Re-elect Paul Manduca as Director For For Management
10 Re-elect Kaikhushru Nargolwala as For For Management
Director
11 Re-elect Nicolaos Nicandrou as Director For For Management
12 Re-elect Anthony Nightingale as For For Management
Director
13 Re-elect Philip Remnant as Director For For Management
14 Re-elect Anne Richards as Director For For Management
15 Re-elect Alice Schroeder as Director For For Management
16 Re-elect Barry Stowe as Director For For Management
17 Re-elect Lord Turner as Director For For Management
18 Re-elect Michael Wells as Director For For Management
19 Reappoint KPMG LLP as Auditors For For Management
20 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise Issue of Equity with For For Management
Pre-emptive Rights
23 Authorise Issue of Equity with For For Management
Pre-emptive Rights to Include
Repurchased Shares
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights
25 Authorise Issue of Equity in For For Management
Connection with the Issue of Mandatory
Convertible Securities
26 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Issue of Mandatory Convertible
Securities
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
29 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
RELX NV
Ticker: REN Security ID: N7364X107
Meeting Date: SEP 26, 2017 Meeting Type: Special
Record Date: AUG 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Suzanne Wood as Non-Executive For For Management
Director
3 Close Meeting None None Management
--------------------------------------------------------------------------------
RELX NV
Ticker: REN Security ID: N7364X107
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Policy None None Management
4 Adopt Financial Statements For For Management
5 Approve Dividends of EUR 0.448 per For For Management
Share
6.a Approve Discharge of Executive For For Management
Directors
6.b Approve Discharge of Non-Executive For For Management
Directors
7 Ratify Ernst & Young as Auditors For For Management
8.a Reelect Anthony Habgood as For For Management
Non-Executive Director
8.b Reelect Wolfhart Hauser as For For Management
Non-Executive Director
8.c Reelect Adrian Hennah as Non-Executive For For Management
Director
8.d Reelect Marike van Lier Lels as For For Management
Non-Executive Director
8.e Reelect Robert MacLeod as For For Management
Non-Executive Director
8.f Reelect Carol Mills as Non-Executive For For Management
Director
8.g Reelect Linda Sanford as Non-Executive For For Management
Director
8.h Reelect Ben van der Veer as For For Management
Non-Executive Director
8.i Reelect Suzanne Wood as Non-Executive For For Management
Director
9.a Reelect Erik Engstrom as Executive For For Management
Director
9.b Reelect Nick Luff as Executive Director For For Management
10.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10.b Approve Cancellation of up to 20 For For Management
Million Ordinary Shares Held in
Treasury
11.a Grant Board Authority to Issue Shares For For Management
Up to 5 Percent of Issued Capital Plus
Additional 5 Percent in Case of Merger
or Acquisition
11.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
11.a
12 Other Business (Non-Voting) None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
RELX NV
Ticker: REN Security ID: N7364X107
Meeting Date: JUN 28, 2018 Meeting Type: Special
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Amend Articles Re: Cross-Border Merger For For Management
Between the Company and RELX PLC
3 Approve Cross-Border Merger Between For For Management
the Company and RELX PLC
4a Approve Discharge of Executive Director For For Management
4b Approve Discharge of Non-executive For For Management
Director
5 Close Meeting None None Management
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report for UK Law For For Management
Purposes
4 Approve Remuneration Report for For For Management
Australian Law Purposes
5A Approve 2018 Equity Incentive Plan For For Management
5B Approve the Potential Termination of For For Management
Benefits Payable under the 2018 Equity
Incentive Plan
6 Re-elect Megan Clark as Director For For Management
7 Re-elect David Constable as Director For For Management
8 Re-elect Ann Godbehere as Director For For Management
9 Re-elect Simon Henry as Director For For Management
10 Re-elect Jean-Sebastien Jacques as For For Management
Director
11 Re-elect Sam Laidlaw as Director For For Management
12 Re-elect Michael L'Estrange as Director For For Management
13 Re-elect Chris Lynch as Director For For Management
14 Re-elect Simon Thompson as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 06, 2018 Meeting Type: Annual
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
A1 Elect Director Betty C. Alewine For For Management
A2 Elect Director J. Phillip Holloman For For Management
A3 Elect Director Lawrence D. Kingsley For For Management
A4 Elect Director Lisa A. Payne For For Management
B Ratify Deloitte & Touche LLP as For For Management
Auditors
C Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RSA INSURANCE GROUP PLC
Ticker: RSA Security ID: G7705H157
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAY 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Martin Scicluna as Director For For Management
5 Re-elect Stephen Hester as Director For For Management
6 Re-elect Scott Egan as Director For For Management
7 Re-elect Alastair Barbour as Director For For Management
8 Re-elect Kath Cates as Director For For Management
9 Re-elect Enrico Cucchiani as Director For For Management
10 Re-elect Isabel Hudson as Director For For Management
11 Elect Charlotte Jones as Director For For Management
12 Re-elect Joseph Streppel as Director For For Management
13 Re-elect Martin Strobel as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Issue of Equity in For For Management
Connection with the Issue of Mandatory
Convertible Securities
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Issue of Mandatory Convertible
Securities
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Adopt New Articles of Association For For Management
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RYOHIN KEIKAKU CO. LTD.
Ticker: 7453 Security ID: J6571N105
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 183
2.1 Elect Director Kanai, Masaaki For For Management
2.2 Elect Director Suzuki, Kei For For Management
2.3 Elect Director Yagyu, Masayoshi For For Management
2.4 Elect Director Yoshikawa, Atsushi For For Management
3 Appoint Statutory Auditor Ichikawa, For For Management
Sachiko
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William D. Green For For Management
1.3 Elect Director Charles E. Haldeman, Jr. For For Management
1.4 Elect Director Stephanie C. Hill For For Management
1.5 Elect Director Rebecca Jacoby For For Management
1.6 Elect Director Monique F. Leroux For For Management
1.7 Elect Director Maria R. Morris For For Management
1.8 Elect Director Douglas L. Peterson For For Management
1.9 Elect Director Michael Rake For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAMPO OYJ
Ticker: SAMPO Security ID: X75653109
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report; Receive Auditor's Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 2.60 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 175,000 for
Chairman, EUR 115,000 for Vice
Chairman, EUR 90,000 for Other
Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Eight For For Management
12 Reelect Christian Clausen, Jannica For For Management
Fagerholm, Adine Grate Axen,
Veli-Matti Mattila, Risto Murto, Eira
Palin-Lehtinen and Bjorn Wahlroosas
Directors; Elect Antti Makinen as New
Director
13 Approve Remuneration of Auditors For For Management
14 Ratify Ernst & Young as Auditors For For Management
15 Amend Articles Re: Auditors; Notice of For For Management
General Meeting
16 Authorize Share Repurchase Program For For Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
SANLAM LTD
Ticker: SLM Security ID: S7302C137
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: MAY 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2017
2 Reappoint Ernst & Young Incorporated For For Management
as Auditors of the Company and Appoint
C du Toit as the Individual and
Designated Auditor
3.1 Elect Mathukana Mokoka as Director For For Management
4.1 Re-elect Anton Botha as Director For For Management
4.2 Re-elect Rejoice Simelane as Director For For Management
4.3 Re-elect Johan van Zyl as Director For For Management
5.1 Re-elect Temba Mvusi as Director For For Management
6.1 Re-elect Anton Botha as Member of the For For Management
Audit Committee
6.2 Re-elect Paul Hanratty as Member of For For Management
the Audit Committee
6.3 Elect Mathukana Mokoka as Member of For For Management
the Audit Committee
6.4 Re-elect Karabo Nondumo as Member of For For Management
the Audit Committee
7.1 Approve Remuneration Policy For For Management
7.2 Approve Remuneration Implementation For For Management
Report
8 Approve Remuneration of Executive For For Management
Directors and Non-executive Directors
for the Financial Year Ended 31
December 2017
9 Place Authorised but Unissued Shares For For Management
under Control of Directors
10 Authorise Board to Issue Shares for For For Management
Cash
11 Authorise Ratification of Approved For For Management
Resolutions
A Approve Remuneration of Non-executive For For Management
Directors for the Period 1 July 2018
until 30 June 2019
B Amend Memorandum of Incorporation For For Management
C Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 04, 2018 Meeting Type: Annual
Record Date: FEB 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Miguel M. Galuccio For For Management
1c Elect Director V. Maureen Kempston For For Management
Darkes
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Helge Lund For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Lubna S. Olayan For For Management
1j Elect Director Leo Rafael Reif For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: G8124V108
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: APR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For Against Management
4 Re-elect Olivier Bohuon as Director For For Management
5 Re-elect Ian Clark as Director For For Management
6 Elect Thomas Dittrich as Director For For Management
7 Re-elect Gail Fosler as Director For For Management
8 Re-elect Steven Gillis as Director For For Management
9 Re-elect David Ginsburg as Director For For Management
10 Re-elect Susan Kilsby as Director For For Management
11 Re-elect Sara Mathew as Director For For Management
12 Re-elect Flemming Ornskov as Director For For Management
13 Re-elect Albert Stroucken as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Karen L. Daniel For For Management
1.3 Elect Director Ruth Ann M. Gillis For For Management
1.4 Elect Director James P. Holden For For Management
1.5 Elect Director Nathan J. Jones For For Management
1.6 Elect Director Henry W. Knueppel For For Management
1.7 Elect Director W. Dudley Lehman For For Management
1.8 Elect Director Nicholas T. Pinchuk For For Management
1.9 Elect Director Gregg M. Sherrill For For Management
1.10 Elect Director Donald J. Stebbins For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 21, 2018 Meeting Type: Annual
Record Date: JAN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard Schultz For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Mary N. Dillon For For Management
1d Elect Director Mellody Hobson For For Management
1e Elect Director Kevin R. Johnson For For Management
1f Elect Director Jorgen Vig Knudstorp For For Management
1g Elect Director Satya Nadella For For Management
1h Elect Director Joshua Cooper Ramo For For Management
1i Elect Director Clara Shih For For Management
1j Elect Director Javier G. Teruel For For Management
1k Elect Director Myron E. Ullman, III For For Management
1l Elect Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Proxy Access Bylaw Amendments Against Against Shareholder
5 Report on Sustainable Packaging Against Against Shareholder
6 Report on Paid Family Leave *Withdrawn None None Shareholder
Resolution*
7 Prepare Employment Diversity Report Against Against Shareholder
and Report on Diversity Policies
--------------------------------------------------------------------------------
SYMRISE AG
Ticker: SY1 Security ID: D827A1108
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2017
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.88 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2017
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2017
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2018
6 Elect Bernd Hirsch to the Supervisory For For Management
Board
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4.1 Elect F.C. Tseng with Shareholder No. For For Management
104 as Non-Independent Director
4.2 Elect Mei-ling Chen , a Representative For For Management
of National Development Fund,
Executive Yuan with Shareholder No. 1,
as Non-Independent Director
4.3 Elect Mark Liu with Shareholder No. For For Management
10758 as Non-Independent Director
4.4 Elect C.C. Wei with Shareholder No. For For Management
370885 as Non-Independent Director
4.5 Elect Sir Peter L. Bonfield with ID No. For For Management
504512XXX as Independent Director
4.6 Elect Stan Shih with Shareholder No. For For Management
534770 as Independent Director
4.7 Elect Thomas J. Engibous with ID No. For For Management
515274XXX as Independent Director
4.8 Elect Kok-Choo Chen with ID No. For For Management
A210358XXX as Independent Director
4.9 Elect Michael R. Splinter with ID No. For For Management
488601XXX as Independent Director
--------------------------------------------------------------------------------
TECHNOPRO HOLDINGS INC.
Ticker: 6028 Security ID: J82251109
Meeting Date: SEP 28, 2017 Meeting Type: Annual
Record Date: JUN 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 62.79
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Nishio, Yasuji For For Management
3.2 Elect Director Sato, Hiroshi For For Management
3.3 Elect Director Shimaoka, Gaku For For Management
3.4 Elect Director Asai, Koichiro For For Management
3.5 Elect Director Yagi, Takeshi For For Management
3.6 Elect Director Watabe, Tsunehiro For For Management
3.7 Elect Director Yamada, Kazuhiko For For Management
3.8 Elect Director Sakamoto, Harumi For For Management
4 Appoint Statutory Auditor Takao, For For Management
Mitsutoshi
5 Appoint Alternate Statutory Auditor For For Management
Kitaarai, Yoshio
6 Approve Equity Compensation Plan For For Management
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Dong Sheng as Director For Against Management
3b Elect Iain Ferguson Bruce as Director For For Management
3c Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter W. Bettinger, II For For Management
1b Elect Director Joan T. Dea For For Management
1c Elect Director Christopher V. Dodds For For Management
1d Elect Director Mark A. Goldfarb For For Management
1e Elect Director Charles A. Ruffel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Proxy Access Right For For Management
6 Prepare Employment Diversity Report Against For Shareholder
7 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Marc Bolland For For Management
1.4 Elect Director Ana Botin For For Management
1.5 Elect Director Richard M. Daley For For Management
1.6 Elect Director Christopher C. Davis For For Management
1.7 Elect Director Barry Diller For For Management
1.8 Elect Director Helene D. Gayle For For Management
1.9 Elect Director Alexis M. Herman For For Management
1.10 Elect Director Muhtar Kent For For Management
1.11 Elect Director Robert A. Kotick For For Management
1.12 Elect Director Maria Elena Lagomasino For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James Quincey For For Management
1.15 Elect Director Caroline J. Tsay For For Management
1.16 Elect Director David B. Weinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director Lars R. Sorensen For For Management
1i Elect Director Scott M. Sperling For For Management
1j Elect Director Elaine S. Ullian For For Management
1k Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UBISOFT ENTERTAINMENT
Ticker: UBI Security ID: F9396N106
Meeting Date: SEP 22, 2017 Meeting Type: Annual/Special
Record Date: SEP 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Treatment of Losses For For Management
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions and
Acknowledge the Absence of New
Transactions
5 Advisory Vote on Compensation of Yves For For Management
Guillemot, Chairman and CEO
6 Advisory Vote on Compensation of For For Management
Claude Guillemot, Vice-CEO
7 Advisory Vote on Compensation of For For Management
Michel Guillemot, Vice-CEO
8 Advisory Vote on Compensation of For For Management
Gerard Guillemot, Vice-CEO
9 Advisory Vote on Compensation of For For Management
Christian Guillemot, Vice-CEO
10 Approve Remuneration Policy for For For Management
Chairman and CEO
11 Approve Remuneration Policy for For For Management
Vice-CEOs
12 Reelect Claude Guillemot as Director For For Management
13 Reelect Michel Guillemot as Director For For Management
14 Reelect Christian Guillemot as Director For For Management
15 Reelect Didier Crespel as Director For For Management
16 Reelect Laurence Hubert-Moy as Director For For Management
17 Elect Virginie Haas as Director For For Management
18 Elect Corinne Fernandez-Handelsman as For For Management
Director
19 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 750,000
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Capitalization of Reserves For For Management
of Up to EUR 10 Million for Bonus
Issue or Increase in Par Value
23 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1,450,000
24 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 850,000
25 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 850,000
26 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
27 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
(International Subsidiaries)
30 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans,
Reserved for Employees and Corporate
Officers of International Subsidiaries
(Specific Countries)
31 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
32 Authorize up to 0.14 Percent of Issued None None Management
Capital for Use in Restricted Stock
Plans Reserved for Executive Corporate
Officers
33 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 4 Million
34 Amend Article 8 of Bylaws Re: Employee For For Management
Representatives and Law Rebsamen
35 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
UBISOFT ENTERTAINMENT
Ticker: UBI Security ID: F9396N106
Meeting Date: JUN 27, 2018 Meeting Type: Annual/Special
Record Date: JUN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Absence of Dividends
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Compensation of Yves For For Management
Guillemot, Chairman and CEO
6 Approve Compensation of Claude For For Management
Guillemot, Vice-CEO
7 Approve Compensation of Michel For For Management
Guillemot, Vice-CEO
8 Approve Compensation of Gerard For For Management
Guillemot, Vice-CEO
9 Approve Compensation of Christian For For Management
Guillemot, Vice-CEO
10 Approve Remuneration Policy for For For Management
Chairman and CEO
11 Approve Remuneration Policy for For For Management
Vice-CEOs
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
(International Subsidiaries)
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans,
Reserved for Employees and Corporate
Officers of International Subsidiaries
(Specific Countries)
17 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
18 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Stock Option Plans
19 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Stock Option Plans
Reserved for Executive Corporate
Officers
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For Against Management
4 Re-elect Nils Andersen as Director For For Management
5 Re-elect Laura Cha as Director For For Management
6 Re-elect Vittorio Colao as Director For For Management
7 Re-elect Dr Marijn Dekkers as Director For For Management
8 Re-elect Dr Judith Hartmann as Director For For Management
9 Re-elect Mary Ma as Director For For Management
10 Re-elect Strive Masiyiwa as Director For For Management
11 Re-elect Youngme Moon as Director For For Management
12 Re-elect Graeme Pitkethly as Director For For Management
13 Re-elect Paul Polman as Director For For Management
14 Re-elect John Rishton as Director For For Management
15 Re-elect Feike Sijbesma as Director For For Management
16 Elect Andrea Jung as Director For For Management
17 Reappoint KPMG LLP as Auditors For For Management
18 Authorise Board to Fix Remuneration of For For Management
Auditors
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 30, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd J. Austin, III For For Management
1b Elect Director Diane M. Bryant For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jean-Pierre Garnier For For Management
1e Elect Director Gregory J. Hayes For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold W. McGraw, III For For Management
1i Elect Director Margaret L. O'Sullivan For For Management
1j Elect Director Fredric G. Reynolds For For Management
1k Elect Director Brian C. Rogers For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
VANTIV, INC.
Ticker: VNTV Security ID: 92210H105
Meeting Date: JAN 08, 2018 Meeting Type: Special
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 30, 2018 Meeting Type: Annual
Record Date: DEC 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Gary A. Hoffman For For Management
1e Elect Director Alfred F. Kelly, Jr. For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director John A.C. Swainson For For Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WELBILT, INC.
Ticker: WBT Security ID: 949090104
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cynthia M. Egnotovich For For Management
1b Elect Director Dino J. Bianco For For Management
1c Elect Director Joan K. Chow For For Management
1d Elect Director Thomas D. Davis For For Management
1e Elect Director Janice L. Fields For For Management
1f Elect Director Brian R. Gamache For For Management
1g Elect Director Andrew Langham For For Management
1h Elect Director Hubertus M. Muehlhaeuser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WOLTERS KLUWER NV
Ticker: WKL Security ID: ADPV09931
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
2.b Discussion on Company's Corporate None None Management
Governance Structure
2.c Receive Report of Supervisory Board None None Management
(Non-Voting)
2.d Discuss Remuneration Policy None None Management
3.a Adopt Financial Statements For For Management
3.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3.c Approve Dividends of EUR 0.85 per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board
6.a Grant Board Authority to Issue Shares For For Management
up to 10 Percent of Issued Capital
6.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Approve Cancellation of Repurchased For For Management
Shares
9 Ratify Deloitte as Auditors For For Management
10 Other Business (Non-Voting) None None Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
WORLDPAY, INC.
Ticker: WP Security ID: 981558109
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Drucker For For Management
1.2 Elect Director Karen Richardson For For Management
1.3 Elect Director Boon Sim For For Management
1.4 Elect Director Jeffrey Stiefler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
YAMAHA CORP.
Ticker: 7951 Security ID: J95732103
Meeting Date: JUN 25, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 28
2 Approve Accounting Transfers For For Management
3 Amend Articles to Make Technical For For Management
Changes
4.1 Elect Director Nakata, Takuya For For Management
4.2 Elect Director Yamahata, Satoshi For For Management
4.3 Elect Director Hosoi, Masahito For For Management
4.4 Elect Director Nosaka, Shigeru For For Management
4.5 Elect Director Ito, Masatoshi For For Management
4.6 Elect Director Hakoda, Junya For For Management
4.7 Elect Director Nakajima, Yoshimi For For Management
4.8 Elect Director Fukui, Taku For For Management
4.9 Elect Director Hidaka, Yoshihiro For For Management
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sanjay Khosla For For Management
1.2 Elect Director Willie M. Reed For For Management
1.3 Elect Director Linda Rhodes For For Management
1.4 Elect Director William C. Steere, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
Registrant has duly caused this Report to be signed on its behalf by the
undersigned, thereunto duly authorized.
LAZARD GLOBAL TOTAL RETURN AND INCOME FUND, INC.
By: /s/ Nathan A. Paul
---------------------------
Nathan A. Paul
Chief Executive Officer
Date: August 17, 2018
Pursuant to the requirements of the Investment Company Act of 1940, this Report
has been signed below by the principal executive officer on behalf of the
Registrant on the date indicated.
By: /s/ Nathan A. Paul
---------------------------
Nathan A. Paul
Chief Executive Officer
Date: August 17, 2018