1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Stock
|
Â
(1)
|
Â
(1)
|
Common
|
34.432
|
$
(2)
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
12/15/2008 |
Common
|
4,559
|
$
21.9167
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
12/21/2009 |
Common
|
2,895
|
$
16.9583
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
12/19/2010 |
Common
|
15,001
|
$
33.4167
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
12/18/2011 |
Common
|
12,000
|
$
30.79
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
12/17/2012 |
Common
|
25,000
|
$
36.53
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
12/16/2013 |
Common
|
35,900
|
$
39.53
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
01/21/2015 |
Common
|
21,818
|
$
42.17
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
01/20/2016 |
Common
|
16,667
|
$
43.33
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Phantom stock value distributed upon payment commencement date selected by the Reporting Person. |
(2) |
Converts to common stock on a one-for-one basis. |
(3) |
Option granted pursuant to the Washington Mutual, Inc. 2003 Equity Incentive Plan. One-third vested annually beginning on the first anniversary of the grant date. |
(4) |
Option granted pursuant to the Washington Mutual, Inc. 2003 Equity Incentive Plan. One-third vests annually beginning on the first anniversary of the grant date. |