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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GREENHILL CAPITAL PARTNERS, LLC 300 PARK AVENUE, 23RD FLOOR NEW YORK, NY 10022 |
Sharehldr w/ Bd Representation | |||
GCP MANAGING PARTNER, L.P. 300 PARK AVENUE, 23RD FLOOR NEW YORK, NY 10022 |
Sharehldr w/ Bd Representation | |||
GCP Managing Partner II, L.P. 300 PARK AVENUE, 23RD FLOOR NEW YORK, NY 10022 |
Sharehldr w/ Bd Representation | |||
GCP, L.P. 300 PARK AVENUE, 23RD FLOOR NEW YORK, NY 10022 |
Sharehldr w/ Bd Representation | |||
GCP 2000, LLC 300 PARK AVENUE, 23RD FLOOR NEW YORK, NY 10022 |
Sharehldr w/ Bd Representation | |||
GREENHILL & CO INC 300 PARK AVENUE 23RD FLOOR NEW YORK, NY 10022 |
Sharehldr w/ Bd Representation | |||
GREENHILL ROBERT F 300 PARK AVENUE 23RD FLOOR NEW YORK, NY 10022 |
Sharehldr w/ Bd Representation | |||
BOK SCOTT L 300 PARK AVENUE 23RD FLOOR NEW YORK, NY 10022 |
Sharehldr w/ Bd Representation | |||
NIEHAUS ROBERT H 300 PARK AVENUE, 23RD FLOOR NEW YORK, NY 10022 |
Sharehldr w/ Bd Representation |
Greenhill Capital Partners, LLC, By: Ulrika Ekman, Secretary, /s/ Ulrika Ekman | 10/09/2007 | |
**Signature of Reporting Person | Date | |
GCP Managing Partner, L.P., Greenhill Capital Partners, LLC, its general partner, By: Ulrika Ekman, Secretary, /s/ Ulrika Ekman | 10/09/2007 | |
**Signature of Reporting Person | Date | |
GCP Managing Partner II, L.P., Greenhill Capital Partners, LLC, its general partner, By: Ulrika Ekman, Secretary, /s/ Ulrika Ekman | 10/09/2007 | |
**Signature of Reporting Person | Date | |
GCP, L.P., By: GCP 2000, LLC, its general partner, By: Ulrika Ekman, Secretary, /s/ Ulrika Ekman | 10/09/2007 | |
**Signature of Reporting Person | Date | |
GCP 2000, LLC, By: Ulrika Ekman, Secretary, /s/ Ulrika Ekman | 10/09/2007 | |
**Signature of Reporting Person | Date | |
Greenhill & Co., Inc., By: Ulrika Ekman, General Counsel and Secretary, /s/ Ulrika Ekman | 10/09/2007 | |
**Signature of Reporting Person | Date | |
Robert F. Greenhill, /s/ Robert F. Greenhill | 10/09/2007 | |
**Signature of Reporting Person | Date | |
Scott L. Bok, /s/ Scott L. Bok | 10/09/2007 | |
**Signature of Reporting Person | Date | |
Robert H. Niehaus, /s/ Robert H. Niehaus | 10/09/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This form is being filed by more than one reporting person. |
(2) | Greenhill Capital Partners, LLC, whose sole member is Greenhill & Co., Inc. is the general partner of GCP Managing Partner, L.P. and GCP Managing Partner II, L.P. Greenhill Capital Partners, LLC sold 16,180 shares and following the reported transaction and is now the record owner of zero shares of the Issuer. |
(3) | GCP Managing Partner, L.P. and GCP, L.P. are general partners of Greenhill Capital Partners, L.P., which sold 1,476,278 shares and is now the record owner of 1,543,381 shares of the Issuer, Greenhill Capital Partners (Cayman), L.P.,which sold 218,566 shares and is now the record owner of 228,501 shares of the Issuer, Greenhill Capital Partners (Executives), L.P., which sold 232,238 shares and is now the record owner of 242,791 shares of the Issuer and Greenhill Capital, L.P., which sold 462,622 shares and is now the record owner of 483,656 shares. |
(4) | GCP 2000, LLC is the general partner of GCP, L.P. GCP 2000, LLC is in turn controlled by its Senior Members, Scott L. Bok, Robert F. Greenhill and Robert H. Niehaus. Mr. Niehaus is also a member of the Board of Directors of the Issuer. |
(5) | GCP Managing Partner II, L.P. is the general partner of Greenhill Capital Partners II, L.P., which sold 202,843 shares of the Issuer, Greenhill Capital Partners (Cayman) II, L.P., which sold 79,498 shares, of the Issuer, Greenhill Capital Partners (Executives) II, L.P., which sold 13,990 shares of the Issuer and Greenhill Capital Partners (Employees) II, L.P., which sold 97,785 shares of the Issuer. Following the reported transaction, Greenhill Capital Partners II, L.P., Greenhill Capital Partners (Cayman) II, L.P., Greenhill Capital Partners (Executives) II, L.P. and Greenhill Capital Partners (Employees) II, L.P. is now each the record owner of zero shares of the Issuer. |
(6) | Each reporting person disclaims beneficial ownership or the reported securities except to the extent of his or its pecuniary interest therein. |