UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21926
Morgan Stanley China A Share Fund, Inc.
(Exact name of registrant as specified in charter)
522 Fifth Avenue, New York, New York 10036
(Address of principal executive offices) (Zip code)
Stefanie V. Chang Yu, Esq.
Managing Director
Morgan Stanley Investment Advisors Inc.
522 Fifth Avenue
New York, New York 10036
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-869-6397
Date of fiscal year end: 12/31
Date of reporting period: 7/1/08 - 6/30/09
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21926
Reporting Period: 07/01/2008 - 06/30/2009
Morgan Stanley China A Share Fund, Inc.
=================== MORGAN STANLEY CHINA A SHARE FUND, INC. ====================
ANHUI CONCH CEMENT COMPANY LTD
Ticker: 914 Security ID: CNE0000019V8
Meeting Date: FEB 17, 2009 Meeting Type: Special
Record Date: JAN 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of the Use of Proceeds For For Management
Raised from the Issue of 200 Million A
Shares in the Company in 2008 and the
Use of the Remaining Amount of Proceeds
for the Resolutions Below
1a Approve Investment of RMB 300 Million For For Management
in the Project of a 4,500 Tonnes/d
Cement and Clinker Production Line
(Phase I), 2.2 Million Tonnes Cement
Mill and 18MW Residual Heat Power
Generation Unit of Chongqing Conch
Cement Co., Ltd.
1b Approve Investment of RMB 300 Million For For Management
in the Project of a 4,500 Tonnes/d
Cement and Clinker Production Line
(Phase I), 2.2 Million Tonnes Cement
Mill and 18MW Residual Heat Power
Generation Unit of Dazhou Conch Cement
Co., Ltd.
1c Approve Investment of RMB 300 Million For For Management
in the Project of a 4,500 Tonnes/d
Cement and Clinker Production Line
(Phase I), 2.2 Million Tonnes Cement
Mill and 18MW Residual Heat Power
Generation Unit of Guangyuan Conch
Cement Co., Ltd.
1d Approve Investment of RMB 300 Million For For Management
in the Project of a 4,500 Tonnes/d
Cement and Clinker Production Line
(Phase I), 2.2 Million Tonnes Cement
Mill and 9MW Residual Heat Power
Generation Unit of Pingliang Conch
Cement Co., Ltd.
1e Approve Repayment of Bank Loans by For For Management
Applying Sum of RMB 1.23 Million and
All the Interest Accrued So Far to be
Accrued on the Proceeds
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ANHUI CONCH CEMENT COMPANY LTD
Ticker: 914 Security ID: CNE0000019V8
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: MAY 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Proposal For For Management
for the Year 2008
5 Reappoint PRC and International For For Management
Auditors of the Company and Authorize
the Board to Fix Their Remuneration
6 Approve the Guarantees Provided by the For For Management
Company for the Bank Borrowings of
Certain Subsidiaries of the Companies
7 Amend Articles Re: Profit Distribution For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Approve Issuance of Corporate Bonds For For Management
(Bonds) With Face Value in the
Aggregate Principal Amount Not
Exceeding RMB 9.5 Billion in the PRC
(Bonds Issue)
9a Approve Issuing Amount of the Bonds For For Management
9b Approve Maturity of the Bonds For For Management
9c Approve Interest Rate of the Bonds and For For Management
its Determination
9d Approve Issue Price of the Bonds For For Management
9e Approve Use of Proceeds of the Bonds For For Management
9f Approve Arrangement of Placing to the For For Management
Existing Holders of the Company's A
Shares Under the Terms of the Bonds
Issue
9g Approve Validity Period of the Bonds For For Management
9h Approve Authorization of the Bonds For For Management
Issue
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ANHUI HENGYUAN COAL INDUSTRY AND ELECTRICITY POWER CO LTD
Ticker: Security ID: CNE000001KT3
Meeting Date: JUL 10, 2008 Meeting Type: Special
Record Date: JUL 4, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Conversion Price of Convertible For Against Management
Bonds
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ANHUI HENGYUAN COAL INDUSTRY AND ELECTRICITY POWER CO LTD
Ticker: Security ID: CNE000001KT3
Meeting Date: SEP 5, 2008 Meeting Type: Special
Record Date: SEP 1, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association (Routine) For For Management
2 Approve Recurrent Related Party For For Management
Transaction
3 Approve Guarantee of Credit Lines of For For Management
Certain Subsidiaries
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ANHUI HENGYUAN COAL INDUSTRY AND ELECTRICITY POWER CO LTD
Ticker: Security ID: CNE000001KT3
Meeting Date: SEP 16, 2008 Meeting Type: Special
Record Date: SEP 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Lowering of the Conversion For Against Management
Price of the Company's Convertible
Bonds
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BANK OF BEIJING
Ticker: Security ID: CNE100000734
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAY 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve 2008 Financial Statements For For Management
4 Approve 2009 Financial Budget Report For For Management
5 Approve 2008 Allocation of Income and For For Management
Dividends
6 Approve to Appoint the Company's 2009 For Against Management
Audit Firm
7 Approve Report on 2008 Related Party For For Management
Transactions
8 Amend Articles of Association (Special) For For Management
9 Elect Ronald Scherpenhuijsen Rom as For For Management
Director
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BANK OF CHINA LIMITED, BEIJING
Ticker: Security ID: CNE1000001Z5
Meeting Date: JUN 18, 2009 Meeting Type: Annual
Record Date: MAY 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of the Board of For For Management
Directors
2 Accept Working Report of the For For Management
Supervisors
3 Approve Profit Distribution Plan For For Management
4 Accept Annual Financial Statements For For Management
5 Approve Annual Budget for Year 2009 For For Management
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants Ltd.
Co. and PricewaterhouseCoopers Hong
Kong as External Auditors
7a Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Xiao Gang, the Chairman
of the Board of Directors
7b Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Li Lihui, the Vice
Chairman of the Board of Directors and
the President of the Bank
7c Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Li Zaohang, the
Executive Director and the Executive
Vice President of the Bank
7d Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Zhou Zaiqun, the
Executive Director and the Executive
Vice President of the Bank
7e Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Liu Ziqiang, the
Chairman of the Board of Supervisors
7f Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Wang Xueqiang, the
Supervisor of the Bank
7g Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Liu Wanming, the
Supervisor of the Bank
8a Reelect Seah Lim Huat Peter as a For For Management
Non-Executive Director
8b Reelect Alberto Togni as an Independent For For Management
Non-Executive Director
9 Approve Proposal for Supplemental For For Management
Delegation of Authorities by the
Shareholders' Meeting to the Board of
Directors of the Bank
10 Amend Articles Re: Profit Distribution For For Management
Policy
11 Approve Issuance of RMB-Denominated For For Management
Bonds in Hong Kong for a Total Amount
Not Exceeding RMB 10 Billion by the End
of 2010
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BANK OF COMMUNICATIONS CO LTD
Ticker: 3328 Security ID: CNE1000000S2
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: APR 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Fixed Assets Investment Budget For For Management
for the Year Ending Dec. 31, 2009
5 Approve Profit Distribution Plan and For For Management
Distribution of Dividend for the Year
Ended Dec. 31, 2008
6 Reappoint PricewaterhouseCoopers and For For Management
Deliotte Touche Tohmatsu as
International Auditors and Domestic
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
7 Approve Remuneration of Directors and For For Management
Supervisors
8 Approve Proposed Amendments to the Work For For Management
Procedures for Independent Directors of
Bank of Communications Co. Ltd.
9a Reelect Hu Huaibang as Executive For For Management
Director
9b Reelect Qian Hongyi as Non-executive For For Management
Director
9c Reelect Ji Guoqiang as Non-executive For For Management
Director
9d Reelect Lei Jun as Non-executive For For Management
Director
10 Reelect Yan Hong as Supervisor For For Management
11 Amend Articles of Association For For Management
12 Approve Issuance of Subordinated Bonds For For Management
in the Aggregate Principal Amount Not
Exceeding RMB 80 Billion
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BAOSHAN IRON & STEEL CO LTD
Ticker: Security ID: CNE0000015R4
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: APR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For Did Not Vote Management
2 Approve 2008 Supervisors' Report For Did Not Vote Management
3 Approve 2008 Annual Report and Annual For Did Not Vote Management
Report Summary
4 Approve Remuneration of Directors, For Did Not Vote Management
Supervisors and Senior Management
5 Approve 2008 Financial Statements For Did Not Vote Management
6 Approve 2008 Allocation of Income and For Did Not Vote Management
Dividends
7 Approve 2009 Financial Budget Report For Did Not Vote Management
8 Approve 2009 Continuing Connected For Did Not Vote Management
Transactions
9 Approve to Re-Appoint Ernst & Young as For Did Not Vote Management
the Company's 2009 Audit Firm
10 Amend Articles of Association For Did Not Vote Management
11 Elect Directors (Bundled) For Did Not Vote Management
12 Elect Supervisory Board Members For Did Not Vote Management
(Bundled)
13 Amend Articles of Association Regarding For Did Not Vote Management
the Composition of the Company's Senior
Management
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BEIJING HUALIAN HYPERMARKET CO LTD
Ticker: Security ID: CNE000001980
Meeting Date: NOV 28, 2008 Meeting Type: Special
Record Date: NOV 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Short-Term For For Management
Financing Bill
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BEIJING HUALIAN HYPERMARKET CO LTD
Ticker: Security ID: CNE000001980
Meeting Date: DEC 18, 2008 Meeting Type: Special
Record Date: DEC 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For For Management
Issue of Corporate Bonds
2 Approve Issuance of Corporate Bonds For For Management
3 Approve Provisions when Company Fails For For Management
to Pay Principal and Interest of
Corporate Bonds
4 Approve Authorization of the Board to For For Management
Handle Matters Regarding Issuance of
Corporate Bonds
5 Amend Articles of Association For For Management
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BEIJING HUALIAN HYPERMARKET CO LTD
Ticker: Security ID: CNE000001980
Meeting Date: DEC 29, 2008 Meeting Type: Special
Record Date: DEC 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mutual Financial Guarantee For Abstain Management
Agreement with Beijing Hualian
Department Store Co., Ltd.
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BEIJING SL PHARMACEUTICAL CO LTD
Ticker: Security ID: CNE000001L31
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For Did Not Vote Management
2 Approve 2008 Supervisors' Report For Did Not Vote Management
3 Approve 2008 Financial Report For Did Not Vote Management
4 Approve 2008 Allocation of Income and For Did Not Vote Management
Dividends
5 Approve 2008 Annual Report and Annual For Did Not Vote Management
Report Summary
6.1 Elect Xu Mingbo as Director For Did Not Vote Management
6.2 Elect Chen Yulin as Director For Did Not Vote Management
6.3 Elect Wang Yongbo as Director For Did Not Vote Management
6.4 Elect Liang Shujie as Director For Did Not Vote Management
6.5 Elect Ma Qingjun as Director For Did Not Vote Management
6.6 Elect Zhang Mingxi as Director For Did Not Vote Management
7.1 Elect Lu Anjing as Supervisory Board For Did Not Vote Management
Member
7.2 Elect Wen Xiujiang as Supervisory Board For Did Not Vote Management
Member
8 Approve to Re-Appoint Ascenda Certified For Did Not Vote Management
Public Accountants as the Company's
Audit Firm for 2009 and to Fix its 2008
Audit Fees
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CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELO
Ticker: Security ID: CNE000001527
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAY 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve 2008 Audit Report For For Management
4 Approve 2008 Financial Statements For For Management
5 Approve Financial Budget Plan For For Management
6 Approve 2008 Allocation of Income and For For Management
Dividends
7 Approve 2008 Annual Report and Annual For For Management
Report Summary
8.1 Approve Resignation of Wang Zhiming as For For Management
Independent Director
8.2 Approve Resignation of Liu Keli as For For Management
Independent Director
8.3 Elect Wang Zhiyue as Independent For For Management
Director
8.4 Elect Lian Weizeng as Independent For For Management
Director
9 Approve to Appoint Zhongxi Certified For For Management
Public Accountants as the Company's
2009 Audit Firm
10 Authorize a Company to Carry out For For Management
Finance Leasing Factoring Business
11 Authorize a Company to Carry out For For Management
Finance Leasing Factoring Business
12 Approve Application for Bank Credit For For Management
Line and Financing Business
13.1 Approve Provision of Guarantee to For For Management
Company's Subsidiaries
13.2 Approve Provision of Guarantee to For For Management
Company's Subsidiaries
14 Amend Articles of Association For For Management
14.1 Amend Article 19 of Articles of For For Management
Association
14.2 Amend Article 156 of Articles of For For Management
Association
15 Approve the Company's Eligibility for For For Management
Issuance of Shares via a Private
Placement
16 Approve Proposal on the Issuance of For For Management
Shares for a Private Placement
16.1 Approve Issue Type and Par Value For For Management
16.2 Approve Manner of Issuance For For Management
16.3 Approve Parties and Subscription Manner For For Management
16.4 Approve Number of Shares For For Management
16.5 Approve Issue Price and Basis of Fix For For Management
Price
16.6 Approve Usage of Funds from Issuance For For Management
16.7 Approve Arrangement on the Period of For For Management
Issuance
16.8 Approve Listing Location For For Management
16.9 Approve Arrangement of Undistributed For For Management
Profits before Issuance
16.10 Approve Resolution Validity Period For For Management
17 Approve Issuance of A Shares for For For Management
Private Placement
18 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Issuance of Shares via a Private
Placement
19 Approve Feasibility Report on the Use For For Management
of Funds from Issuanceof A Shares
20 Approve Report on the Use of Previously For For Management
Raised Funds
21 Approve Arrangement of Undistributed For For Management
Profits after Issuance
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CHINA CITIC BANK CORPORATION LTD.
Ticker: Security ID: CNE1000000R4
Meeting Date: JUN 29, 2009 Meeting Type: Annual
Record Date: MAY 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Annual Report For For Management
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Profit Distribution Plan For For Management
6 Approve Financial Budget Plan for the For For Management
Year 2009
7 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
8a Reelect Kong Dan as Director For For Management
8b Reelect Chang Zhenming as Director For For Management
8c Reelect Chen Xiaoxian as Director For For Management
8d Reelect Dou Jianzhong as Director For For Management
8e Reelect Ju Weimin as Director For For Management
8f Reelect Zhang Jijing as Director For For Management
8g Reelect Wu Beiying as Director For For Management
8h Reelect Chan Hui Dor Lam Doreen as For For Management
Director
8i Reelect Guo Ketong as Director For For Management
8j Reelect Jose Ignacio Goirigolzarri as For For Management
Director
8k Elect Jose Andres Barreiro Hernandez as For For Management
Director
8l Reelect Bai Chong-En as Director For For Management
8m Reelect Ai Hongde as Director For For Management
8n Reelect Xie Rong as Director For For Management
8o Reelect Wang Xiangfei as Director For For Management
8p Reelect Li Zheping as Director For For Management
9a Reelect Wang Chuan as Supervisor For For Management
9b Reelect Wang Shuanlin as Supervisor For For Management
9c Reelect Zhuang Yumin as Supervisor For For Management
9d Reelect Luo Xiaoyuan as Supervisor For For Management
9e Reelect Zheng Xuexue as Supervisor For For Management
10 Approve Acquisition of a 70.32 Percent For For Management
Interest in CITIC International
Financial Hldgs. Ltd. from Gloryshare
Investments Ltd.
1 Amend Articles of Association For For Management
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: CNE100000742
Meeting Date: MAR 26, 2009 Meeting Type: Special
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Subordinated Bonds For For Management
in the Aggregate Principal Amount Not
Exceeding RMB 80 Billion
2 Approve Resolution on Supplying For For Management
Corporate Communications to the Holders
of H Shares By Means of the Bank's Own
Website
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: CNE100000742
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: MAY 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2008 Report of the Board of For For Management
Directors
2 Accept 2008 Report of the Board of For For Management
Supervisors
3 Accept 2008 Final Financial Accounts For For Management
4 Approve 2009 Fixed Assets Investment For For Management
Budget
5 Approve Profit Distribution Plan for For For Management
the Second Half of 2008
6 Approve 2008 Final Emoluments For For Management
Distribution Plan for Directors and
Supervisors
7 Appoint Auditors For For Management
8 Elect Chen Zuofu as Executive Director For For Management
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CHINA LIFE INSURANCE CO. LIMITED
Ticker: 2628 Security ID: CNE000001Q93
Meeting Date: OCT 27, 2008 Meeting Type: Special
Record Date: SEP 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Miao Jianmin as Non-Executive For For Management
Director
1b Elect Lin Dairen as Executive Director For For Management
1c Elect Liu Yingqi as Executive Director For For Management
2 Amend Articles of Association For For Management
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CHINA LIFE INSURANCE CO. LIMITED
Ticker: 2628 Security ID: CNE000001Q93
Meeting Date: MAY 25, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution and Cash For For Management
Dividend Distribution Plan for the Year
Ended Dec. 31, 2008
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants Co.
Ltd. and PricewaterhouseCoopers as PRC
and International Auditors,
Respectfully, and Authorize Board to
Fix Their Remuneration
7a Elect Yang Chao as Executive Director For For Management
7b Elect Wan Feng as Executive Director For For Management
7c Elect Lin Dairen as Executive Director For For Management
7d Elect Liu Yingqi as Executive Director For For Management
7e Elect Miao Jianmin as Non-Executive For For Management
Director
7f Elect Shi Guoqing as Non-Executive For For Management
Director
7g Elect Zhuang Zuojin as Non-Executive For For Management
Director
7h Elect Sun Shuyi as Independent For For Management
Non-Executive Director
7i Elect Ma Yongwei as Independent For For Management
Non-Executive Director
7j Elect Sun Changji as Independent For For Management
Non-Executive Director
7k Elect Bruce Douglas Moore as For For Management
Independent Non-Executive Director
8a Elect Xia Zhihua as Non-Employee For For Management
Representative Supervisor
8b Elect Shi Xiangming as Non-Employee For For Management
Representative Supervisor
8c Elect Tian Hui as Non-Employee For For Management
Representative Supervisor
9 Approve Renewal of Liability Insurance For Against Management
for Directors and Senior Management
Officers
10 Review Duty Report of Independent None None Management
Directors for the Year 2008
11 Review Status of Connected Transactions None None Management
and Execution of Connected Transaction
Management System of the Company for
the Year 2008
12 Amend Articles of Association For For Management
13 Amend Procedural Rules for For For Management
Shareholders' General Meetings
14 Amend Procedural Rules for Board of For For Management
Directors Meetings
15 Amend Procedural Rules for the For For Management
Supervisory Committee Meetings
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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CHINA MERCHANTS BANK CO LTD
Ticker: 3968 Security ID: CNE000001B33
Meeting Date: FEB 27, 2009 Meeting Type: Special
Record Date: JAN 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposal Allowing the Company For For Management
to Send or Supply Corporate
Communication to the Holders of H
Shares Through the Company's Website
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CHINA MERCHANTS BANK CO LTD
Ticker: 3968 Security ID: CNE000001B33
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: MAY 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Work Report of the Board of For For Management
Directors
2 Accept Work Report of the Board of For For Management
Supervisors
3 Approve Work Plan Report of the Board For For Management
of Supervisors for the Year 2009
4 Accept Audited Financial Report For For Management
5 Accept Final Financial Report For For Management
6 Approve Duty Performance and For For Management
Cross-Evaluation Reports of Independent
Non-Executive Directors
7 Approve Assessment Report on the Duty For For Management
Performance of Directors
8 Approve Duty Performance and For For Management
Cross-Evaluation Reports of External
Supervisors
9 Approve Related Party Transaction For For Management
Report
10 Approve Profit Appropriation Plan For For Management
11 Approve Issuance of Financial Bonds For For Management
12 Approve Issuance of Capital Bonds For For Management
13 Amend Articles of Association For For Management
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CHINA MERCHANTS PROPERTY DEVELOPMENT CO. LTD ( FORMERLY CHINA MERCHANTS
Ticker: Security ID: CNE0000008B3
Meeting Date: SEP 22, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Supervisors For For Management
2 Elect Directors For For Management
3 Elect Independent Directors For For Management
4 Amend Articles of Association (Routine) For For Management
5 Approve Related Party Transaction For For Management
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CHINA MERCHANTS PROPERTY DEVELOPMENT CO. LTD ( FORMERLY CHINA MERCHANTS
Ticker: Security ID: CNE0000008B3
Meeting Date: APR 20, 2009 Meeting Type: Annual
Record Date: APR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Financial Statements For For Management
2 Approve 2008 Annual Report and Annual For For Management
Report Summary
3 Approve 2008 Allocation of Income and For For Management
Dividends
4 Approve 2008 Report on the Use of For For Management
Previously Raised Funds and Saved Funds
5 Approve to Re-Appoint Dechin Huayong For For Management
CPA as Company's 2009 Audit Firm
6 Amend Articles of Association For For Management
6.1 Amend Article 6 of Articles of For For Management
Association
6.2 Amend Article 13 of Articles of For For Management
Association
6.3 Amend Article 19 of Articles of For For Management
Association
6.4 Amend Article 165 of Articles of For For Management
Association
6.5 Amend Articles 180 of Articles of For For Management
Association
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CHINA MINSHENG BANKING CORP LTD.
Ticker: Security ID: CNE0000015Y0
Meeting Date: MAR 23, 2009 Meeting Type: Special
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Bring Forward the Reelection of the For For Management
Board of Directors
2 Elect Directors For For Management
3 Bring Forward the Reelection of the For For Management
Supervisory Committee
4 Elect Supervisors For For Management
5 Amend Articles of Association For For Management
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CHINA MINSHENG BANKING CORP LTD.
Ticker: Security ID: CNE0000015Y0
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAY 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve 2008 Financial Statements For For Management
4 Approve 2008 Allocation of Income and For For Management
Dividends
5 Approve 2009 Financial Budget Report For For Management
6 Approve to Re-Appoint the Company's For For Management
2009 Audit Firm and Fix Their Audit Fee
7 Authorize Issuance of Bonds For For Management
8 Amend Articles of Association For For Management
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CHINA MINSHENG BANKING CORP LTD.
Ticker: Security ID: CNE0000015Y0
Meeting Date: JUN 22, 2009 Meeting Type: Special
Record Date: JUN 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Shares and For For Management
Listing
2 Approve Scheme on the Issuance of H For For Management
Shares and Listing
2.1 Approve Eligibility for Issuance and For For Management
Terms of Issuance
2.2 Approve Issuance Type For For Management
2.3 Approve Issuance Period For For Management
2.4 Approve Manner of Issuance For For Management
2.5 Approve Scope of Issuance For For Management
2.6 Approve Basis of Price For For Management
2.7 Approve Parties For For Management
2.8 Approve Principle for Subscription For For Management
3 Approve the Company's Fund Raising For For Management
Scheme
4 Approve Report on the Use of Previously For For Management
Raised Funds
5 Approve Investment Plan from Raised For For Management
Funds from the Issuance
6 Approve Resolution Validity Period of For For Management
the Issuance of H Shares
7 Approve to Authorize the Board to For For Management
Handle All Matters Relating to the
Issuance
8 Amend Articles of Association (H For For Management
Shares)
9 Approve Arrangement of Undistributed For For Management
Profits before Issuance
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CHINA NATIONAL MEDICINE CORPORATION LTD
Ticker: Security ID: CNE000001D56
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAY 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve 2008 Annual Report and Annual For For Management
Report Summary
4 Approve 2008 Financial Statements For For Management
5 Approve 2008 Allocation of Income and For For Management
Dividends
6 Approve to Re-Appoint RSM International For For Management
as the Company's 2009 Audit Firm
7 Approve 2009 Daily Continuing Connected For For Management
Transactions
8 Approve Resignation of Wu Aimin as For For Management
Director and Elect Fan Banghan as His
Replacement
9 Approve Resignation of Fan Banghan as For For Management
Supervisor and Elect Wu Aimin as His
Replacement
10 Amend Articles of Association For For Management
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: Security ID: CNE1000008M8
Meeting Date: MAY 26, 2009 Meeting Type: Annual
Record Date: MAY 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve 2008 Annual Report and Annual For For Management
Report Summary
4 Approve 2008 Financial Statements For For Management
5 Approve 2008 Allocation of Income and For For Management
Dividends
6 Approve to Appoint the Company's 2009 For For Management
Audit Firm
7 Elect Director For For Management
8 Amend Articles of Association For Abstain Management
9 Approve Rules and Procedures Governing For Abstain Management
Shareholders' General Meetings
10 Approve Rules and Procedures Governing For For Management
Board of Directors' Meetings
11 Approve Rules and Procedures Governing For For Management
Supervisory Board Meetings
12 Approve Report on Performance of For For Management
Directors for 2008
13 Approve 2008 Independent Directors' For For Management
Report
14 Approve Report on 2008 Continuing For For Management
Connected Transactions
--------------------------------------------------------------------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LTD
Ticker: 1186 Security ID: CNE1000009T1
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: MAY 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Board of Directors For For Management
2 Accept Report of Supervisory Committee For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Proposal for the Profits For For Management
Distribution
5 Accept Annual Report and Its Summary For For Management
6 Approve Changes to the Use of H Share For For Management
Proceeds
7 Reappoint Ernst & Young and Ernst & For For Management
Young Hua Ming as External Auditors and
Fix Their Remuneration
8a Elect Zhao Guangfa as Executive For For Management
Director
8b Elect Zhu Mingxian as Non-Executive For For Management
Director
9 Approve Remuneration Policy of For For Management
Directors and Supervisors
10 Approve New Annual Basic Salaries for For For Management
Independent Directors
11 Approve Remuneration Packages for For For Management
Directors
1 Amend Articles Re: Delivery of For For Management
Corporate Communications Through the
Company's Website and Changes in Cash
Dividend Policy
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA SOUTH LOCOMOTIVE & ROLLING STOCK INDUSTRY GROUP CORPOR
Ticker: 601766 Security ID: CNE100000BG0
Meeting Date: NOV 14, 2008 Meeting Type: Special
Record Date: NOV 6, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Usage of A Shares Accumulated For For Management
Funds of RMB 2.6 Billion to Temporarily
Supplement Floating Capital
2 Approve Adjustment of A Shares Project For For Management
Funds
--------------------------------------------------------------------------------
CHINA VANKE CO
Ticker: 2 Security ID: CNE0000000T2
Meeting Date: APR 10, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve Annual Report and Financial For For Management
Statements
4 Approve 2008 Allocation of Income and For For Management
Dividends
5 Approve to Re-Appoint KPMG China as For For Management
Company's 2009 Audit Firm
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO LTD
Ticker: Security ID: CNE000001DB6
Meeting Date: MAY 25, 2009 Meeting Type: Annual
Record Date: MAY 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve 2008 Independent Directors' For For Management
Report
4 Approve 2008 Allocation of Income and For For Management
Dividends
5 Approve 2008 Annual Report and Annual For For Management
Report Summary
6 Approve to Appoint the Company's 2009 For For Management
Audit Firm
7 Approve 2009 Investment Quota For For Management
8 Approve 2009 Estimated Daily Continuing For For Management
Connected Transactions
--------------------------------------------------------------------------------
CITIC SECURITIES CO LTD
Ticker: Security ID: CNE000001DB6
Meeting Date: JUN 29, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors (Bundled) For For Management
2 Elect Supervisory Board Members For For Management
(Bundled)
3 Amend Articles of Association (Special) For For Management
4 Approve Working Procedures for Election For For Management
of Audit Firm
--------------------------------------------------------------------------------
DAQIN RAILWAY CO LTD
Ticker: Security ID: CNE000001NG4
Meeting Date: SEP 16, 2008 Meeting Type: Special
Record Date: SEP 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules on Financing Activities, For For Management
Loans and Guarantees
2 Approve Establishment of Remuneration For For Management
Committee
3 Approve Establishment of Strategic For For Management
Committee
4 Approve Establishment of Nomination For For Management
Committee
--------------------------------------------------------------------------------
GEMDALE CORP.(FORMERLY GOLDFIELD INDUSTRIES INC)
Ticker: Security ID: CNE000001790
Meeting Date: DEC 26, 2008 Meeting Type: Special
Record Date: DEC 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Audit Firm For For Management
--------------------------------------------------------------------------------
GEMDALE CORP.(FORMERLY GOLDFIELD INDUSTRIES INC)
Ticker: Security ID: CNE000001790
Meeting Date: APR 24, 2009 Meeting Type: Special
Record Date: APR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For For Management
Issuance of Shares via a Private
Placement
2 Approve Proposal on the Issuance of For For Management
Shares for a Private Placement
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Manner of Issuance For For Management
2.3 Approve Parties and Subscription Manner For For Management
2.4 Approve Number of Shares For For Management
2.5 Approve Issue Price, Basis of Fix Price For For Management
and Date
2.6 Approve Arrangement on the Period of For For Management
Issuance
2.7 Approve Listing Location For For Management
2.8 Approve Usage of Funds For For Management
2.9 Approve Arrangement of Undistributed For For Management
Profits before Issuance
2.10 Approve Resolution Validity Period For For Management
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Approve Feasibility Report on the Usage For For Management
of Raised Funds from Issuance
5 Approve Report on the Issuance of For For Management
Shares for Private Placement and Public
Issuance of Bonds
6 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Issuance of Shares via a Private
Placement
7 Approve Provision of Credit Guarantees For For Management
or Capital to the Company's Subsidiary
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GEMDALE CORP.(FORMERLY GOLDFIELD INDUSTRIES INC)
Ticker: Security ID: CNE000001790
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAY 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve 2008 Annual Report and Annual For For Management
Report Summary
4 Approve 2008 Financial Statements For For Management
5 Approve 2008 Allocation of Income and For For Management
Dividends
6 Approve to Re-Appoint Deloitte Touche For For Management
Tohmatsu Certified Public Accountants
(China) Ltd as the Company's 2009 Audit
Firm
7 Elect Guo Yueqiang as Director For For Management
8 Elect Wang Zhile as Independent For For Management
Director
9 Elect Xia Xinping as Independent For For Management
Director
--------------------------------------------------------------------------------
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (FORMERLY CHINA EAGL
Ticker: Security ID: BMG3978C1249
Meeting Date: JUN 30, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Wang Jun Zhou as Executive For For Management
Director
2b Reelect Wei Qiu Li as Executive For For Management
Director
2c Reelect Sun Qiang Chang as For For Management
Non-Executive Director
2d Reelect Mark Christopher Greaves as For Against Management
Independent Non-Executive Director
2e Reelect Thomas Joseph Manning as For Against Management
Independent Non-Executive Director
2f Authorize Board to Fix Remuneration of For For Management
Directors
3 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Elect Sun Yi Ding as Executive Director For For Management
--------------------------------------------------------------------------------
GREE ELECTRICAL APPLIANCES INC OF ZHUHAI CO. LTD.
Ticker: Security ID: CNE0000001D4
Meeting Date: MAY 18, 2009 Meeting Type: Annual
Record Date: MAY 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For Did Not Vote Management
2 Approve 2008 Financial Statements For Did Not Vote Management
3 Approve 2008 Annual Report and Annual For Did Not Vote Management
Report Summary
4 Approve 2008 Allocation of Income and For Did Not Vote Management
Dividends
5 Approve to Re-Appoint the Company's For Did Not Vote Management
2009 Audit Firm
6 Approve Cooperation Agreement betweent For Did Not Vote Management
the Company's Major Shareholder and the
Company's Subsidiary
7 Approve 2008 Supervisors' Report For Did Not Vote Management
8 Amend Articles of Association For Did Not Vote Management
9 Amend Articles of Association regarding For Did Not Vote Management
Profit Distribution Policies
10 Elect Directors via Cumulative Voting For Did Not Vote Management
(Bundled)
11 Elect Supervisory Board Members via For Did Not Vote Management
Cumulative Voting (Bundled)
--------------------------------------------------------------------------------
GUANGXI LIUGONG MACHINERY CO LTD
Ticker: Security ID: CNE000000DB8
Meeting Date: SEP 10, 2008 Meeting Type: Special
Record Date: SEP 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Proceeds from Previous For Did Not Vote Management
Convertible Bond Issuance
--------------------------------------------------------------------------------
GUANGXI LIUGONG MACHINERY CO LTD
Ticker: Security ID: CNE000000DB8
Meeting Date: NOV 24, 2008 Meeting Type: Special
Record Date: NOV 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Adjust the Debt-Equity For For Management
Conversion Price of Convertible Bonds
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HENAN SHENHUO COAL INDUSTRY & ELECTRICITY POWER CO LTD
Ticker: Security ID: CNE000001097
Meeting Date: AUG 15, 2008 Meeting Type: Special
Record Date: AUG 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Shares in a For Against Management
Company
2 Approve Guarantee of Credit Lines of For Against Management
Certain Subsidiaries
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL (FORMER SHANDONG INT'L POWER DEV
Ticker: 1071 Security ID: CNE000001LJ2
Meeting Date: DEC 29, 2008 Meeting Type: Special
Record Date: NOV 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-Term Notes For For Management
or Corporate Bonds or the Combination
2 Approve Provision of Project Loan For For Management
Guarantee in the Amount of RMB 200
Million to Anhui Huadian Suzhou Power
Generation Co. Ltd.
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL (FORMER SHANDONG INT'L POWER DEV
Ticker: 1071 Security ID: CNE000001LJ2
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: APR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Short-Term For For Management
Debentures
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
3a Approve Class of Shares to be Issued For For Management
3b Approve Nominal Value Per Share For For Management
3c Approve Method of Issuance For For Management
3d Approve Target Subscribers and Lock-Up For For Management
Period
3e Approve Method of Subscription For For Management
3f Approve Number of Shares to be Issued For For Management
3g Approve Determination Date of the For For Management
Issuance Price
3h Approve Listing Arrangement For For Management
3i Approve Use of Proceeds For For Management
3j Approve Arrangement of Retained Profits For For Management
3k Approve Validity Period of Resolutions For For Management
4 Approve CH Subscription Agreement For For Management
5 Approve the Resolution in Relation to For For Management
the Authorizations to the Board in
Connection with the Proposed Placing
6 Amend Articles of Association For For Management
7 Accept Report of the Board of Directors For For Management
8 Accept Report of the Supervisory For For Management
Committee
9 Approve Profit Distribution Proposal For For Management
for the Year Ended Dec. 31, 2008
10 Accept Financial Statements and For For Management
Statutory Reports
11 Reappoint KPMG and KPMG Huazhen as For For Management
International and Domestic Auditors,
Respectively, and Authorize the Board
to Fix Their Remuneration
12 Accept Report of the Independent For For Management
Non-Executive Directors
13 Approve Loan Guarantee to Huadian Inner For Abstain Management
Mongolia Kailu Wind Power Company Ltd.
14 Approve Resolution that Company For For Management
Satisfies the Conditions for Non-Public
Issuance of A Shares
15 Approve Feasibility Analysis Report for For For Management
the Use of Proceeds from the Proposed
Placing
16 Approve Specific Explanatory Report for For For Management
the Use of Proceeds from the Previoius
Raised Proceeds
17a Elect Wang Yuesheng as Independent For For Management
Non-Executive Director and Approve
Director's Remuneration of RMB 70,000
17b Elect Hao Shuchen as Independent For For Management
Non-Executive Director and Approve
Director's Remuneration of RMB 70,000
17c Elect Ning Jiming as Independent For For Management
Non-Executive Director and Approve
Director's Remuneration of RMB 70,000
17d Elect Yang Jinguan as Independent For For Management
Non-Executive Director and Approve
Director's Remuneration of RMB 70,000
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: 902 Security ID: CNE000001998
Meeting Date: JUN 18, 2009 Meeting Type: Annual
Record Date: MAY 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of the Directors For For Management
2 Accept Working Report of the For For Management
Supervisory Committee
3 Accept Audited Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Appoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Co. Ltd. as the PRC Auditors
and PricewaterhouseCoopers as the
International Auditors with a Total
Remuneration of About RMB 20.0 Million
6 Approve Proposal Regarding the Transfer For For Management
of the Interest in Tianjin Yangliuqing
Co-Generation Limited Liability Company
7 Apporve Proposal Regarding the Transfer For For Management
of the Interest in Huaneng Beijing
Co-Generation Limited Liability Company
8 Amend Articles of Association For For Management
9 Approve Issuance of Short-Term For For Management
Debentures with a Principal Amount of
Up to RMB 10 Billion
--------------------------------------------------------------------------------
HUAXIN CEMENT CO. LTD.
Ticker: Security ID: CNE000000DC6
Meeting Date: DEC 9, 2008 Meeting Type: Special
Record Date: DEC 2, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mid-term Incentive Plan for For Did Not Vote Management
Senior Management and Core Managers
--------------------------------------------------------------------------------
HUAXIN CEMENT CO. LTD.
Ticker: Security ID: CNE000000DC6
Meeting Date: APR 3, 2009 Meeting Type: Annual
Record Date: MAR 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Director's Report For For Management
2 Approve 2008 Supervisor's Report For For Management
3 Approve 2008 Financial Resolution For For Management
Report and 2009 Financial Budget Report
4 Approve 2008 Allocation of Income and For For Management
Dividends
5 Approve Re-appointment of Audit Firm For For Management
and Authorize the Board of its
Remuneration
6 Approve 2008 Independent Director's For For Management
Report
7 Elect Directors (Bundled) For For Management
8 Elect Supervisors (Bundled) For For Management
9 Amend Articles of Association No. 158 For For Management
with Regard to Profit Distribution
10 Approve 2009 Amendment to the For For Management
Management System and Use of Raised
Funds
11 Approve Provision of Guarantee For For Management
12 Approve Company's Eligibility for For For Management
Issuance of Shares via a Private
Placement
13 Approve Issuance of Shares via a For For Management
Private Placement
13.1 Approve Issuance of Type For For Management
13.2 Approve Par Value For For Management
13.3 Approve Number of Shares and Amount of For For Management
Proceeds
13.4 Approve Parties and Subscription Manner For For Management
13.5 Approve Manner of Issuance and For For Management
Subscription of Shareholders
13.6 Approve Issue Price and Fix Price For For Management
13.7 Approve Lock-up Period and Listing For For Management
Location
13.8 Approve Resolution Validity Period For For Management
13.9 Approve Usage of Funds For For Management
13.10 Approve Profit Distribution After For For Management
Issuance of Shares
14 Approve Report on the Use of Previously For For Management
Raised Funds
15 Approve Feasibility Report of For For Management
Investment Projects Funded by the
Private Placement
16 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Issuance of Shares via a Private
Placement
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: CNE000001P37
Meeting Date: MAY 25, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Work Report of the Board For Did Not Vote Management
of Directors
2 Approve 2008 Work Report of the Board For Did Not Vote Management
of Supervisors
3 Approve 2008 Audited Accounts For Did Not Vote Management
4 Approve 2008 Profit Distribution Plan For Did Not Vote Management
5 Approve 2009 Fixed Assets Investment For Did Not Vote Management
Budget
6 Reappoint Ernst & Young and Ernst & For Did Not Vote Management
Young Hua Ming as International and
Domestic Auditors, Respectively, and
Fix the Total Audit Fees for 2009 at
RMB 153 million
7 Approve the Remuneration Calculations For Did Not Vote Management
for Directors and Supervisors for 2008
8 Amend Articles of Association For Did Not Vote Management
9 Amend Rules of Procedures for For Did Not Vote Management
Shareholders' General Meeting
10 Amend Rules of Procedures for the Board For Did Not Vote Management
of Directors
11 Amend Rules of Procedures for the Board For Did Not Vote Management
of Supervisors
12 Elect Dong Juan as External Supervisor None Did Not Vote Shareholder
13 Elect Meng Yan as External Supervisor None Did Not Vote Shareholder
--------------------------------------------------------------------------------
INDUSTRIAL BANK CO LTD
Ticker: Security ID: CNE000001QZ7
Meeting Date: MAY 18, 2009 Meeting Type: Annual
Record Date: MAY 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For Did Not Vote Management
2 Approve 2008 Supervisors' Report For Did Not Vote Management
3 Approve Performance Appraisal Report on For Did Not Vote Management
Directors
4 Approve Performance Appraisal Report on For Did Not Vote Management
Supervisors
5 Approve Performance Appraisal Report on For Did Not Vote Management
Directors and Senior Management Made by
the Supervisory Committee
6 Approve 2008 Annual Report and Annual For Did Not Vote Management
Report Summary
7 Approve 2008 Financial Statements and For Did Not Vote Management
2009 Financial Budget Report
8 Approve 2008 Allocation of Income and For Did Not Vote Management
Dividends
9 Approve to Re-Appoint the Company's For Did Not Vote Management
2009 Audit Firm
10 Authorize Issuance of Subordinated For Did Not Vote Management
Bonds
11 Authorize Issuance of Financial Bonds For Did Not Vote Management
12 Approve Formulation of Management For Did Not Vote Management
Measures on External Equity Investment
13 Approve Revision of Management Measures For Did Not Vote Management
on Information Disclosure
14 Amend Articles of Association For Did Not Vote Management
--------------------------------------------------------------------------------
JIANGXI GANYUE EXPRESSWAY CO LTD
Ticker: Security ID: CNE0000012D1
Meeting Date: OCT 7, 2008 Meeting Type: Special
Record Date: SEP 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Short-Term For Abstain Management
Financial Bills
--------------------------------------------------------------------------------
JIANGXI GANYUE EXPRESSWAY CO LTD
Ticker: Security ID: CNE0000012D1
Meeting Date: JAN 24, 2009 Meeting Type: Special
Record Date: JAN 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Did Not Vote Management
2.1 Elect Huang Zheng as Director For Did Not Vote Management
2.2 Elect Tan Sheng Guang as Director For Did Not Vote Management
2.3 Elect Sun Bin as Director For Did Not Vote Management
2.4 Elect Zhong Yan Zhen as Director For Did Not Vote Management
2.5 Elect Zhou Yuan Fang as Director For Did Not Vote Management
2.6 Elect Li Liang Zhong as Director For Did Not Vote Management
2.7 Elect Xu Zhong Cai as Director For Did Not Vote Management
2.8 Elect Lin Tian Fa as Director For Did Not Vote Management
3.1 Elect Wu Ming Hui as an Independent For Did Not Vote Management
Director
3.2 Elect Yang Hong Ji as as Independent For Did Not Vote Management
Director
3.3 Elect Wang Xiao Peng as an Independent For Did Not Vote Management
Director
3.4 Elect Jiang Jin Fa as an Independent For Did Not Vote Management
Director
3.5 Elect Peng Zhong Tian as an Independent For Did Not Vote Management
Director
4.1 Elect You Xiao Jing as Supervisor For Did Not Vote Management
4.2 Elect Wang Ming Yan as Supervisor For Did Not Vote Management
4.3 Elect Zhou Zhen hua as Supervisor For Did Not Vote Management
--------------------------------------------------------------------------------
JIANGXI GANYUE EXPRESSWAY CO LTD
Ticker: Security ID: CNE0000012D1
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: APR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Annual Report and Annual For For Management
Report Summary
3 Approve 2008 Financial Statements For For Management
4 Approve 2008 Allocation of Income and For For Management
Dividends
5 Amend Articles of Association For For Management
6 Approve Independent Directors' Report For For Management
7 Approve to Re-Appoint as the Company's For For Management
2009 Audit Firm
8 Approve Investment in Expressway For For Management
Construction Project
--------------------------------------------------------------------------------
JIAOZUO WANGFANG ALUMINIUM MANUFACTURING CO LTD
Ticker: Security ID: CNE000000826
Meeting Date: SEP 2, 2008 Meeting Type: Special
Record Date: AUG 22, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Qiao Gui Ling as Director For For Shareholder
2 Elect Gao Xing Cheng as Director For For Shareholder
3 Elect Leng Zheng Xu as Director For For Shareholder
4 Elect Ou Xiao Wu as Director For For Shareholder
5 Elect Ma Xiao Ling as Director For For Shareholder
6 Elect Zhou Chuan Liang as Director For For Shareholder
7 Elect Gao Qi Ping as Independent For For Management
Director
8 Elect Li Jing Ming as Independent For For Management
Director
9 Elect Meng Zhong Jian as Independent For For Management
Director
10 Elect Li Gang as Supervisor For For Shareholder
11 Elect Wang Shu Xia as Supervisor For For Shareholder
--------------------------------------------------------------------------------
KWEICHOW MOUTAI CO LTD
Ticker: 600519 Security ID: CNE0000018R8
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAY 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve 2008 Annual Report and Annual For For Management
Report Summary
4 Approve 2008 Financial Statements For For Management
5 Approve 2008 Financial Budget Report For For Management
6 Approve 2008 Allocation of Income and For For Management
Dividends
7 Approve to Appoint the Company's 2009 For For Management
Audit Firm
8 Approve Annual Remuneration of Board For For Management
Chairman
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
LAIWU STEEL CORP.
Ticker: Security ID: CNE000000SX0
Meeting Date: JUN 19, 2009 Meeting Type: Special
Record Date: JUN 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Indpendent Director For For Management
2 Amend Articles of Association (Special) For For Management
3 Amend Related Party Transactions For For Management
Management System
4 Approve Acquisition of CCPP Power For For Management
Project
--------------------------------------------------------------------------------
NINGXIA SAIMA INDUSTRY CO LTD
Ticker: Security ID: CNE000001FS5
Meeting Date: APR 2, 2009 Meeting Type: Annual
Record Date: MAR 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For Did Not Vote Management
2 Approve 2008 Supervisors' Report For Did Not Vote Management
3 Approve 2008 Independent Directors' For Did Not Vote Management
Report
4 Approve 2008 Financial Statement For Did Not Vote Management
5 Approve 2008 Allocation of Income and For Did Not Vote Management
Dividends
6 Approve Adjustment of the Remuneration For Did Not Vote Management
for Independent Directors
7 Approve to Appoint Shinewing Certified For Did Not Vote Management
Public Accountants as Company's Audit
Firm for 2009
8 Amend Articles of Association For Did Not Vote Management
9 Amend Regulations on Continuing For Did Not Vote Management
Connected Transactions
10 Amend Rules and Procedures Regarding For Did Not Vote Management
Independent Directors' System
11 Approve Authorization of the Board to For Did Not Vote Management
Handle Bank Loans
12 Approve the Provision of Entrusted Loan For Did Not Vote Management
of Ningxia Building Materials Group
Co., Ltd. to the Company
--------------------------------------------------------------------------------
NINGXIA SAIMA INDUSTRY CO LTD
Ticker: Security ID: CNE000001FS5
Meeting Date: MAY 8, 2009 Meeting Type: Special
Record Date: APR 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes to the Investment of For For Management
the Company's Previously Raised Funds
--------------------------------------------------------------------------------
NINGXIA SAIMA INDUSTRY CO LTD
Ticker: Security ID: CNE000001FS5
Meeting Date: JUN 30, 2009 Meeting Type: Special
Record Date: JUN 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction For For Management
2 Approve Loan Guarantee for a Subsidiary For For Management
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: Security ID: CNE1000003W8
Meeting Date: OCT 21, 2008 Meeting Type: Special
Record Date: SEP 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Comprehensive Agreement and For Against Management
Revised Non-Exempt Annual Caps
2 Approve Supplemental Agreement to the For For Management
CRMSC Products and Services Agreement
and Related Annual Caps
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: CNE000001R84
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: APR 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For Did Not Vote Management
2 Accept Report of the Supervisory For Did Not Vote Management
Committee
3 Accept Annual Report and Its Summary For Did Not Vote Management
4 Accept Auditors' Report and Audited For Did Not Vote Management
Financial Statements
5 Approve Profit Distribution Plan For Did Not Vote Management
6 Reappoint Ernst and Young Hua Ming as For Did Not Vote Management
the PRC Auditors and Ernst and Young as
the International Auditors and
Authorize the Board to Fix Their
Remuneration
7 Reelect Ma Mingzhe as Executive For Did Not Vote Management
Director
8 Reelect Sun Jianyi as Executive For Did Not Vote Management
Director
9 Reelect Cheung Chi Yan Louis as For Did Not Vote Management
Executive Director
10 Appoint Wang Liping as Executive For Did Not Vote Management
Director
11 Appoint Jason Bo Yao as Executive For Did Not Vote Management
Director
12 Reelect Lin Lijun as Non-Executive For Did Not Vote Management
Director
13 Reelect Hu Aimin as Non-Executive For Did Not Vote Management
Director
14 Reelect Chen Hongbo as Non-Executive For Did Not Vote Management
Director
15 Reelect Wong Tung Shun Peter as For Did Not Vote Management
Non-Executive Director
16 Reelect Ng Sing Yip as Non-Executive For Did Not Vote Management
Director
17 Reelect Clive Bannister as For Did Not Vote Management
Non-Executive Director
18 Appoint Li Zhe as Non-Executive For Did Not Vote Management
Director
19 Reelect Chow Wing Kin Anthony as For Did Not Vote Management
Independent Non-Executive Director
20 Reelect Zhang Hongyi as Independent For Did Not Vote Management
Non-Executive Director
21 Reelect Chen Su as Independent For Did Not Vote Management
Non-Executive Director
22 Reelect Xia Liping as Independent For Did Not Vote Management
Non-Executive Director
23 Appoint Tang Yunwei as Independent For Did Not Vote Management
Non-Executive Director
24 Appoint Lee Ka Sze Carmelo as For Did Not Vote Management
Independent Non-Executive Director
25 Appoint Chung Yu-wo Danny as For Did Not Vote Management
Independent Non-Executive Director
26 Approve Remuneration of Directors For Did Not Vote Management
27 Appoint Gu Liji as Independent For Did Not Vote Management
Supervisor
28 Reelect Sun Fuxin as Independent For Did Not Vote Management
Supervisor
29 Appoint Song Zhijiang as Shareholders For Did Not Vote Management
Representative Supervisor
30 Approve Supervisors' Remuneration Plan For Did Not Vote Management
for the Supervisory Committee
31 Amend Articles of Association For Did Not Vote Management
32 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights
33 Appoint Peng Zhijian as Independent For Did Not Vote Management
Supervisor
--------------------------------------------------------------------------------
POLY REAL ESTATE GROUP CO LTD
Ticker: Security ID: CNE000001ND1
Meeting Date: MAR 10, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Director's Report For For Management
2 Approve Supervisor's Report For For Management
3 Approve 2009 Investment Plans For For Management
4 Approve 2008 Financial Accounts For For Management
5 Approve Allocation of Profits and For For Management
Capitalization of Capital Reserves
6 Approve 2008 Annual report and Annual For For Management
Report Summary
7 Approve Re-appointment of Audit Firm For For Management
8 Discuss Appointment of Audit Firm For For Management
9.1 Elect Li Bin Hai as Director For For Management
9.2 Elect Wang Xiao Chao Director For For Management
9.3 Elect Zhang Zhen Gao as Director For For Management
9.4 Elect Zhang Ling as Director For For Management
9.5 Elect Song Guang Ju as Director For For Management
9.6 Elect Luo Feng as Director For For Management
9.7 Elect Dai Feng as an Independent For For Management
Director
9.8 Elect Wei Ming Hai as an Independent For For Management
Director
9.9 Elect Qin Rong Sheng as an Independent For For Management
Director
10.1 Elect Chen Kai as Supervisor For For Management
10.2 Elect Liu Jun Cai as Supervisor For For Management
11 Approve Report on the Use of the For For Management
Previously Raised Funds
12 Amend Articles of Association For For Management
13 Approve Guarantee for Subsidiary For For Management
14 Approve the Company's Eligibility for For For Management
Issuance of Shares via Private
Placement
15.1 Approve Share Type and Par Value For For Management
15.2 Approve Issuance Manner and Time For For Management
15.3 Approve Number of Shares For For Management
15.4 Approve Parties For For Management
15.5 Approve Subscription Manner For For Management
15.6 Approve Price and Fix Price Manner For For Management
15.7 Approve Validity Period For For Management
15.8 Approve Arrangement of Undistributed For For Management
Profits
15.9 Approve Listing Location For For Management
15.10 Approve Amount and Usage of Funds For For Management
15.11 Approve Resolution Validity Period For For Management
16 Approve Related Party Transaction in For For Management
Connection to the Private Placement
17 Approve Company's 2009 Private For For Management
Placement Feasibility Report
18 Approve Authorization of the Board with For For Management
Regard to the Private Placement
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO LTD
Ticker: Security ID: CNE000001F70
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAY 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Annual Report and Annual For For Management
Report Summary
3 Approve 2008 Supervisors' Report For For Management
4 Approve 2008 Financial Statements For For Management
5 Approve 2008 Allocation of Income and For For Management
Dividends
6 Amend Articles of Association For For Management
7 Approve Application of Credit Line from For For Management
Banks
8 Approve Related Party Transaction For For Management
9 Approve to Appoint the Company's 2009 For For Management
Audit Firm
--------------------------------------------------------------------------------
SHANGHAI BAILIAN GROUP CO LTD
Ticker: Security ID: CNE0000007B5
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAY 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For Did Not Vote Management
2 Approve 2008 Supervisors' Report For Did Not Vote Management
3 Approve 2008 Annual Report and Annual For Did Not Vote Management
Report Summary
4 Approve 2008 Financial Statements and For Did Not Vote Management
2009 Financial Budget Report
5 Approve 2008 Allocation of Income and For Did Not Vote Management
Dividends
6 Approve to Appoint the Company's 2009 For Did Not Vote Management
Audit Firm
7 Approve 2009 Estimated Daily Continuing For Did Not Vote Management
Connected Transactions
8 Amend Articles of Association For Did Not Vote Management
--------------------------------------------------------------------------------
SHANGHAI PUDONG DEVELOPMENT BANK
Ticker: Security ID: CNE0000011B7
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: APR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve 2008 Allocation of Income and For For Management
Dividends
4 Approve 2008 Financial Statements and For For Management
2009 Financial Budget Report
5 Approve to Re-Appoint Company's Audit For For Management
Firm for 2009
6 Elect Independent Director For For Management
7 Approve Issuance of 2009 Bonds For Abstain Management
8 Approve the Company's Eligibility for For For Management
Issuance of Shares via a Private
Placement
9 Approve Proposal on the Issuance of For For Management
Shares for a Private Placement
10 Approve Feasibility Study on the Use of For For Management
Raised Funds from Issuance
11 Approve Report on the Use of Previously For For Management
Raised Funds
12 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Issuance of Shares via a Private
Placement
13 Approve 2008 Independent Directors' For For Management
Report
--------------------------------------------------------------------------------
SHANGHAI ZHIXIN ELECTRIC CO LTD
Ticker: Security ID: CNE000001G20
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAY 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For Did Not Vote Management
2 Approve 2008 Supervisors' Report For Did Not Vote Management
3 Approve 2008 Financial Statements For Did Not Vote Management
4 Approve 2008 Allocation of Income and For Did Not Vote Management
Dividends
5 Approve 2008 Annual Report and Annual For Did Not Vote Management
Report Summary
6 Approve to Re-Appoint the Company's For Did Not Vote Management
2009 Audit Firm
7 Elect Directors (Bundled) For Did Not Vote Management
8 Elect Supervisory Board Members For Did Not Vote Management
(Bundled)
9 Amend Articles of Association (Special) For Did Not Vote Management
--------------------------------------------------------------------------------
SHANXI XISHAN COAL & ELECTRICITY POWER CO LTD
Ticker: Security ID: CNE0000013Y5
Meeting Date: SEP 2, 2008 Meeting Type: Special
Record Date: AUG 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
2 Approve Allocation of Income and For For Management
Dividends, and Capitalization of
Reserves for Bonus Issue
3 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
--------------------------------------------------------------------------------
SHANXI XISHAN COAL & ELECTRICITY POWER CO LTD
Ticker: Security ID: CNE0000013Y5
Meeting Date: DEC 1, 2008 Meeting Type: Special
Record Date: NOV 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Corporate Bonds For For Management
1.1 Approve Scale of Issuance For For Management
1.2 Approve Arrangement of Shareholder For For Management
Subscription
1.3 Approve Bond Validity Period For For Management
1.4 Approve Usage of Collected Funds For For Management
1.5 Approve Resolution Validity Period For For Management
2 Approve Authorization of Board For For Management
Regarding Issuance of Corporate Bonds
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANXI XISHAN COAL & ELECTRICITY POWER CO LTD
Ticker: Security ID: CNE0000013Y5
Meeting Date: MAR 31, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Director'sReport For For Management
2 Approve 2008 Supervisor's Report For For Management
3 Approve 2008 Financial Resolution For For Management
Report
4 Approve 2008 Allocation of Income and For For Management
Dividends
5.1 Elect Xing Chong Rong as Director For For Management
5.2 Elect Qin Lian Jin as Independent For For Management
Director
6 Elect Wang Lei Ying as Supervisor For For Management
7 Approve Re-submission of 2008 Daily For For Management
Connected Transactions in Excess of the
Estimated Amount from the Beginning of
the Year
8 Approve 2009 Integrated Service For For Management
Agreement with Shanxi Coking Coal
Xishan Coal Corporation
9 Approve 2009 Connected Transaction of For For Management
Fuel Coal Purchase and Heat Supply with
Company's Subsidiary Thermoelectric
Company
10 Approve 2009 Connected Transaction of For For Management
Coal Sale with Shanxi Coking
11 Approve 2009 Connected Transaction of For For Management
Coal Sale with Shanxi Coking Coal
International Trade Company
12 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
--------------------------------------------------------------------------------
TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD
Ticker: Security ID: CNE000000RB8
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: APR 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve 2008 Financial Statements For For Management
4 Approve 2008 Allocation of Income and For For Management
Dividends and Capitalization of Capital
Reserves
4.1 Using December 31, 2008 Share Capital For For Management
as Base, Two New Shares will be Given
Out for every 10 Shares Held and A Cash
Dividend of RMB 1 (tax inclusive) will
be paid out
4.2 Using December 31, 2008 Share Capital For For Management
as Base, 3 Shares will be Transfered to
Capital Reserves for every 10 Shares
Held
5 Approve 2008 Annual Report and Annual For For Management
Report Summary
6 Approve 2008 Independent Directors' For For Management
Report
7 Approve to Appoint Wuzhou Songde CPA as For For Management
Company's Audit Firm for 2009 and to
Fix Its Remuneration
8 Approve 2009 Daily Continuing Connected For For Management
Transactions with Tbea Co. Ltd., and
Tbea (Groups) Co. Ltd., and Its
Subsidiaries
9 Amend Articles of Association For For Management
10.1 Elect Zhang Xin as Director For For Management
10.2 Elect Ye Jun as Director For For Management
10.3 Elect Li Jian Hua as Director For For Management
10.4 Elect Li Bian Qu as Director For For Management
10.5 Elect Chen Wei Lin as Director For For Management
10.6 Elect Wang Xue Bin as Director For For Management
10.7 Elect Mi Chang Yin Director For For Management
10.8 Elect Zhou Xiao Qian as Director For For Management
10.9 Elect Yu Yun Long as Director For For Management
10.10 Elect Sun Wei Hong as Director For For Management
10.11 Elect Xu Bing Jin as Director For For Management
11.1 Elect Cai Wen Hua as Supervisor For For Management
11.2 Elect Zhang Peng as Supervisor For For Management
--------------------------------------------------------------------------------
WUHAN IRON & STEEL CO LTD
Ticker: Security ID: CNE000000ZZ0
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAY 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve 2008 Financial Statements and For For Management
2009 Financial Budget Report
4 Approve 2008 Allocation of Income and For For Management
Dividends
5 Approve 2008 Annual Report and Annual For For Management
Report Summary
6 Approve 2009 Daily Continuing Connected For For Management
Transactions
7 Approve 2008 Fixed Asset Investment For For Management
Plan
8 Amend Articles of Association For For Management
9 Approve to Appoint Company's 2009 Audit For For Management
Firm
10 Elect Director For None Management
--------------------------------------------------------------------------------
XINJIANG TIANSHAN CEMENT CO LTD
Ticker: Security ID: CNE000000XV4
Meeting Date: MAR 24, 2009 Meeting Type: Special
Record Date: MAR 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee by the For For Management
Company to its Subsidiaries
2 Approve Renewal of Loan with Sinoma For For Management
China National Materials Co., Ltd.
--------------------------------------------------------------------------------
XINJIANG TIANSHAN CEMENT CO LTD
Ticker: Security ID: CNE000000XV4
Meeting Date: APR 15, 2009 Meeting Type: Annual
Record Date: APR 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Presidents' Report For For Management
2 Approve 2008 Directors' Report For For Management
3 Approve 2008 Supervisors' Report For For Management
4 Approve 2008 Financial Statements and For For Management
2009 Financial Budget Report
5 Approve 2008 Allocation of Income and For For Management
Dividends and Capitalization of Capital
Reserves
6 Approve 2009 Daily Continuing Connected For For Management
Transactions
7 Amend Articles of Association For For Management
8 Approve to Amend Rules and Procedures For For Management
Regarding Board of Directors' Meeting
9 Approve to Re-Appoint Audit Firm and For For Management
Payment of Audit Fee
10 Approve 2009 Application for Credit For For Management
Line and Provision of Guarantees to
Company's Subsidiaries
--------------------------------------------------------------------------------
XINJIANG TIANSHAN CEMENT CO LTD
Ticker: Security ID: CNE000000XV4
Meeting Date: MAY 15, 2009 Meeting Type: Special
Record Date: MAY 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For For Management
Issuance of Shares via a Private
Placement
2 Approve Proposal on the Issuance of For For Management
Shares for a Private Placement
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Manner of Issuance and Issuance For For Management
Date
2.3 Approve Issue Price and Basis of Price For For Management
2.4 Approve Number of Shares For For Management
2.5 Approve Parties For For Management
2.6 Approve Lock-Up Period For For Management
2.7 Approve Listing Location For For Management
2.8 Approve the Amount and Use of Raised For For Management
Funds from Issuance
2.9 Approve Resolution Validity Period For For Management
2.10 Approve Arrangement of Undistributed For For Management
Profits before Issuance
3 Approve Feasibility Report on the Use For For Management
of Raised Funds from Issuance
4 Approve Proposal on the Issuance of For For Management
Shares for a Private Placement
5 Approve the Company's Eligibility for For For Management
Issuance of Shares via a Private
Placement
6 Approve Conditional Share Subscription For For Management
Contract to be Signed by the Company's
Largest Shareholder
7 Approve the Company's Largest For For Management
Shareholder to be Exempted from Tender
Offer Obligation to Hold Additional
Shares of the Company
8 Approve Affected Related Transactions For For Management
from Issuance
9 Approve Provision of Loan Guarantee to For For Management
a Project
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: YZCHF Security ID: CNE1000004Q8
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: MAY 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of the Board of For For Management
Directors
2 Accept Working Report of the For For Management
Supervisory Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan and For For Management
Distribution of Dividends
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Reappoint Appoint Grant Thornton and For For Management
Shine Wing Certified Public Accountants
Ltd. as International and PRC Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
7 Approve Renewal of Liability Insurance For Against Management
for Directors, Supervisors and Senior
Officers
8 Allow Electronic Distribution of For For Management
Company Communications
9 Amend Articles of Association For For Management
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: YZCHF Security ID: CNE1000004Q8
Meeting Date: JUN 26, 2009 Meeting Type: Special
Record Date: MAY 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
ZHENGZHOU YUTONG COACH MANUFACTURING CO LTD
Ticker: Security ID: CNE000000PY4
Meeting Date: JUL 5, 2008 Meeting Type: Special
Record Date: JUN 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association (Routine) For For Management
2 Elect Supervisor For Abstain Management
3 Amend Guidelines on Related Party For For Management
Transactions
--------------------------------------------------------------------------------
ZHENGZHOU YUTONG COACH MANUFACTURING CO LTD
Ticker: Security ID: CNE000000PY4
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Directors' Report For For Management
2 Approve 2008 Supervisors' Report For For Management
3 Approve 2008 Independent Directors' For For Management
Report
4 Approve 2008 Financial Statements For For Management
5 Approve 2008 Annual Report and Annual For For Management
Report Summary
6 Approve 2008 Allocation of Income and For For Management
Dividends
7 Approve to Re-Appoint Company's 2009 For For Management
Audit Firm
8 Approve 2009 Daily Continuing Connected For For Management
Transactions
9 Amend Articles of Association For For Management
10 Elect Sun Qian as Director For For Management
--------------------------------------------------------------------------------
ZHENGZHOU YUTONG COACH MANUFACTURING CO LTD
Ticker: Security ID: CNE000000PY4
Meeting Date: MAY 16, 2009 Meeting Type: Special
Record Date: MAY 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Proceeds from Corporate For Did Not Vote Management
Bond Issuance to Supplement Technical
Innovation Capital
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Morgan Stanley China A Share Fund, Inc.
By (Signature and Title)*
/s/ Randy Takian
----------------------------------------
Randy Takian
President and Principal Executive
Officer - Office of the Funds
Date August 28, 2009
* Print the name and title of each signing officer under his or her
signature.