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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) November 6, 2009
NOVAVAX, INC.
(Exact name of Registrant as specified in its charter)
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Delaware
(State or other jurisdiction
of incorporation or organization)
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0-26770
(Commission File Number)
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22-2816046
(I.R.S. Employer Identification No.) |
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9920 Belward Campus Drive
Rockville, Maryland
(Address of principal executive offices)
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20850
(Zip Code) |
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| Registrant’s telephone number, including area code:
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(240) 268-2000 |
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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| Item 2.02 |
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Results of Operations and Financial Condition. |
On November 6, 2009, Novavax, Inc. (the “Company”) issued a press release announcing its financial
results for the third quarter ended September 30, 2009 and will conduct a previously announced,
publicly available conference call to discuss those results as well as to provide an update on the
status of the Company’s business operations.
A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K. The
information furnished in this Current Report on Form 8-K and Exhibit 99.1 attached hereto shall not
be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended,
nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as
amended, except as shall be expressly set forth by specific reference in such filing.
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| Item 9.01. |
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Financial Statements and Exhibits. |
(d) Exhibits
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| Exhibits |
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99.1 |
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Press release issued by Novavax, Inc. on November 6, 2009 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused
this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Novavax, Inc.
(Registrant)
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| November 6, 2009 |
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/s/ Frederick W. Driscoll
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Name: |
Frederick W. Driscoll |
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Title: |
Vice President, Chief Financial Officer and
Treasurer |
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