þ | Rule 13d-1(b) | ||
o | Rule 13d-1(c) | ||
o | Rule 13d-1(d) |
CUSIP No. |
847615101 |
1 | NAMES OF REPORTING PERSONS. I.R.S. Identification Nos. of above persons (entities only). RBC Global Asset Management (U.S.) Inc. |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Minnesota | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 412,031 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
1,201,684 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,201,684 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IA |
(a) | Name of Issuer Spectrum Control, Inc. |
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(b) | Address of Issuers Principal Executive Offices 8031 Avonia Road Fairview, PA 16415 |
(a) | Name of Person Filing | ||
RBC Global Asset Management (U.S.) Inc. | |||
(b) | Address of Principal Business Office or, if none, Residence 100 South Fifth Street Suite 2300 |
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Minneapolis, Minnesota 55402 | |||
(c) | Citizenship RBC Global Asset Management (U.S.) Inc. is incorporated under the laws of Minnesota |
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(d) | Title of Class of Securities Common Stock |
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(e) | CUSIP Number 84761501 |
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). | |
(e) | þ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |
(h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | o | A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); | |
(k) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
(a) | Amount beneficially owned: See Item 9 of the Cover Page. | ||
(b) | Percent of class: See Item 11 of the Cover Page. | ||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote See Item 5 of the Cover Page. |
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(ii) | Shared power to vote or to direct the vote See Item 6 of the Cover Page. |
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(iii) | Sole power to dispose or to direct the disposition of See Item 7 of the Cover Page. |
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(iv) | Shared power to dispose or to direct the disposition of See Item 8 of the Cover Page. |
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | ||||
/s/ Michael T. Lee
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Michael T. Lee / Chief Executive Officer, President & | ||||
Chief Investment Officer | ||||