UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
Amendment No. 3
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of §§240-13d-1(e), (f) or (g), check the following box. o
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1 | NAMES OF REPORTING PERSON:
SEI, Inc. S.S. or I.R.S. Identification No. of Above Individual (optional): N/A |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: |
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(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
N/A | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Nevada | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH: | 10 | SHARED DISPOSITIVE POWER: | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
0 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
0% | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
CO |
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(a) | This statement is filed by SEI, Inc. (f/k/a Retail Ventures, Inc.), a Nevada corporation. Set forth on Schedule A annexed hereto is the name, principal business and address of each of the directors and executive officers of SEI, Inc. as of the date hereof. | ||
(b) | Principal business address: 4300 E. Fifth Avenue, Columbus, Ohio 43219 | ||
(c) | Principal business: SEI, Inc. is a company holding interests in various affiliated and non-affiliated entities. | ||
(d) | Criminal convictions: Neither SEI, Inc., nor any person listed on Schedule A annexed hereto has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). | ||
(e) | Civil proceedings: Neither SEI, Inc., nor any person listed on Schedule A annexed hereto has, during the last five years, been party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. | ||
(f) | Citizenship: Each of the individuals listed on Schedule A annexed hereto is a citizen of the United States of America. |
N/A |
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(a) | SEI, Inc. does not own any shares of the Companys Common Stock. Mr. Jay L. Schottenstein is the Chairman of SEI, Inc. | ||
(b) | N/A | ||
(c) | Except as set forth herein, there have been no transactions effected by SEI, Inc. during the past 60 days. | ||
(d) | Anothers right to receive dividends: N/A | ||
(e) | Date ceased to be a 5% owner: May 26, 2011 |
None. |
None. |
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SEI, INC. |
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DATED: June 1, 2011 | By: | /s/ Jay L. Schottenstein | ||
Jay L. Schottenstein Chairman, President and CEO |
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Name | Principal Occupation | Business Address | ||
Jay L. Schottenstein
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Chairman of the Board of Directors of SEI, Inc. and CEO & President of Schottenstein Stores Corporation and holds positions with other public and privately-held entities | 4300 E. Fifth Avenue Columbus OH 43219 |
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Thomas R. Ketteler
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Member of the Board of Directors of SEI, Inc. and other public and privately held entities and consultant to Schottenstein Stores Corporation | 4300 E. Fifth Avenue Columbus OH 43219 |
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Brian Strayton
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Member of the Board of Directors of SEI, Inc. and Vice President & Treasurer of Schottenstein Stores Corporation | 4300 E. Fifth Avenue Columbus OH 43219 |
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Benton E. Kraner
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President & Chief Operating Officer and Treasurer of Schottenstein Property Group, Inc. | 4300 E. Fifth Avenue Columbus OH 43219 |
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Jeffry D. Swanson
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Senior Vice President & Chief Financial Officer of Schottenstein Stores Corporation | 4300 E. Fifth Avenue |
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Columbus OH 43219 | ||||
Irwin A. Bain
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Senior Vice President, Secretary & General Counsel of Schottenstein Stores Corporation | 4300 E. Fifth Avenue Columbus OH 43219 |
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Tod H. Friedman
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Executive Vice President, Secretary & General Counsel of Schottenstein Property Group, Inc. | 4300 E. Fifth Avenue Columbus OH 43219 |