OMB APPROVAL |
OMB Number: 3235-0101 |
Expires: December 31, 2006 |
Estimated average burden hours per response...4.47 |
SEC USE ONLY |
DOCUMENT SEQUENCE NO. |
CUSIP NUMBER |
WORK LOCATION |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
ATTENTION: | Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. |
1(a) | Name of Issuer | (b) | IRS Ident. No. | (c) | S.E.C. File No. | ||
Alliance Resource Partners, L.P. | 73-1564280 | 000-26823 | |||||
(d) | Address of Issuer | (e) | Telephone | ||||
1717 South Boulder Suite 600 |
Tulsa, Oklahoma 74119 | (918) 295-7600 | |||||
(Street) | (City) (State) (Zip Code) | (Area Code) (Number) | |||||
2(a) | Name of Person For Whose Account the Securities are to be Sold |
(b) | IRS Ident. No. | (c) | Relationship to Issuer | ||
Cary P. Marshall | N/A | VP-Treasurer | |||||
(d) | Address | ||||||
1717 S. Boulder; Suite 600 |
Tulsa, OK 74119 | ||||||
(Street) | (City) (State) (Zip Code) |
INSTRUCTION: | The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number |
3(a) Title of the Class of Securities to be Sold |
(b) Name and Address of Each Broker Through Whom the Securities Are to be Offered or Each Market Maker Who is Acquiring the Securities |
SEC USE ONLY Broker-Dealer File Number |
(c) Number of Shares or Other Units to be Sold (See Instr. 3(c)) |
(d) Aggregate Market Value (See Instr. 3(d)) |
(e) Number of Shares or Other Units Outstanding (See Instr. 3(e)) |
(f) Approximate Date of Sale (Mo/Day/Yr) (See Instr. 3(f)) |
(g) Name of Each Securities Exchange (See Instr. 3(g)) |
||||||||
Common Units | Charles Schwab, 427 S. Boston, Tulsa, OK 74119 | 3,460 |
$204,140.00 11/11/04 |
11,712,389 | 11/11/04 | NASDAQ | |||||||||
INSTRUCTIONS:
1. | (a) | Name of issuer | ||
(b) | Issuers I.R.S. Identification Number | |||
(c) | Issuers S.E.C. file number, if any | |||
(d) | Issuers address, including zip code | |||
(e) | Issuers telephone number, including area code | |||
2. | (a) | Name of person for whose account the securities are to be sold | ||
(b) | Such persons I.R.S. Identification number, if such person is an entity | |||
(c) | Such persons relationship to the issuer (e.g., officer, director, 10 percent stockholder, or member of immediate family of any of the foregoing) | |||
(d) | Such persons address, including zip code | |||
3. | (a) | Title of the class of securities to be sold | ||
(b) | Name and Address of each broker through whom the securities are intended to be sold | |||
(c) | Number of shares or other units to be sold (if debt securities, give the aggregate face amount) | |||
(d) | Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice | |||
(e) | Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer | |||
(f) | Approximate date on which the securities are to be sold | |||
(g) | Name of each securities exchange, if any, on which the securities are intended to be sold |
Page 2