OMB APPROVAL |
||
OMB Number: 3235-0145 |
||
Expires: February 28, 2006 |
||
Estimated average burden hours per response...11 |
||
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment
No. )*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
CUSIP No. |
423691104 |
Page | 2 |
of | 12 |
1 | NAMES OF REPORTING PERSONS: MPM BioVentures II, L.P. |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 322,902* | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 322,902* | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
322,902* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
2.9% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
PN |
* | Includes 3,137 shares issuable upon exercise of warrants within 60 days of the date hereof. |
CUSIP No. |
423691104 |
Page | 3 |
of | 12 |
1 | NAMES OF REPORTING PERSONS: MPM BioVentures II-QP, L.P. |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 2,925,693* | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 2,925,693* | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
2,925,693* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
26.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
PN |
* | Includes 28,427 shares issuable upon exercise of warrants within 60 days of the date hereof. |
CUSIP No. |
423691104 |
Page | 4 |
of | 12 |
1 | NAMES OF REPORTING PERSONS: MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Germany | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 1,029,988* | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 1,029,988* | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
1,029,988* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
9.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
PN |
* | Includes 10,007 shares issuable upon exercise of warrants within 60 days of the date hereof. |
CUSIP No. |
423691104 |
Page | 5 |
of | 12 |
1 | NAMES OF REPORTING PERSONS: MPM Asset Management Investors 2000B LLC |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 67,361* | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 67,361* | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
67,361* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.6% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
OO |
* | Includes 654 shares issuable upon exercise of warrants within 60 days of the date hereof. |
CUSIP No. |
423691104 |
Page | 6 |
of | 12 |
1 | NAMES OF REPORTING PERSONS: Ansbert Gadicke |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
United States | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 4,345,944* | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | |||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
4,345,944* | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
4,345,944* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
39.0% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
IN |
* | The shares are held as follows: 319,765 shares by MPM BioVentures II, L.P. (BV II), 2,897,266 shares by MPM BioVentures II-QP, L.P. (BV QP), 1,019,981 shares by MPM BioVentures GmbH & Co. Parallel Beteiligungs KG (BV KG) and 66,707 shares MPM Asset Management Investors 2000B LLC (AM LLC). BV II, BV QP, BV KG and AM LLC are under common control. Also includes the following shares issuable upon exercise of warrants within 60 days December 31, 2005: 28,427 by BV QP, L.P., 3,137 by BV II, 654 by AM LLC and 10,007 by BV KG. MPM Asset Management II LP (AM II LP) and MPM Asset Management II LLC (AM II LLC) are the direct and indirect general partners of BV II, BV QP and BV KG. The Reporting Person is a member of AM II LP, AM II LLC and AM LLC. |
CUSIP No. |
423691104 |
Page | 7 |
of | 12 |
1 | NAMES OF REPORTING PERSONS: Luke Evnin |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
United States | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 4,345,944* | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
4,345,944* | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
4,345,944* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
39.0% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
IN |
* | The shares are held as follows: 319,765 shares by MPM BioVentures II, L.P. (BV II), 2,897,266 shares by MPM BioVentures II-QP, L.P. (BV QP), 1,019,981 shares by MPM BioVentures GmbH & Co. Parallel Beteiligungs KG (BV KG) and 66,707 shares MPM Asset Management Investors 2000B LLC (AM LLC). BV II, BV QP, BV KG and AM LLC are under common control. Also includes the following shares issuable upon exercise of warrants within 60 days December 31, 2005: 28,427 by BV QP, L.P., 3,137 by BV II, 654 by AM LLC and 10,007 by BV KG. MPM Asset Management II LP (AM II LP) and MPM Asset Management II LLC (AM II LLC) are the direct and indirect general partners of BV II, BV QP and BV KG. The Reporting Person is a member of AM II LP, AM II LLC and AM LLC. |
Page | 8 |
of | 12 |
(a) | Name of Issuer |
(b) | Address of Issuers Principal Executive Offices |
(a) | Name of Person Filing |
(b) | Address of Principal Business Office or, if none, Residence |
(c) | Citizenship |
(d) | Title of Class of Securities |
(e) | CUSIP Number |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
Page | 9 |
of | 12 |
Item 4. | Ownership |
(a) | Amount Beneficially Owned: |
MPM BioVentures II, LP |
322,902 | |||
MPM BioVentures II-QP, L.P. |
2,925,693 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
1,029,988 | |||
MPM Asset Management Investors 2000B LLC |
67,361 | |||
Ansbert Gadicke |
4,345,944 | * | ||
Luke Evnin |
4,345,944 | * | ||
Percent of Class: |
||||
MPM BioVentures II, LP |
2.9 | % | ||
MPM BioVentures II-QP, L.P. |
26.3 | % | ||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
9.3 | % | ||
MPM Asset Management Investors 2000B LLC |
0.6 | % | ||
Ansbert Gadicke |
39.0 | % | ||
Luke Evnin |
39.0 | % |
(b) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote |
MPM BioVentures II, LP |
322,902 | |||
MPM BioVentures II-QP, L.P. |
2,925,693 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
1,029,988 | |||
MPM Asset Management Investors 2000B LLC |
67,361 | |||
Ansbert Gadicke |
0 | |||
Luke Evnin |
0 |
(ii) | Shared power to vote or to direct the vote |
MPM BioVentures II, LP |
0 | |||
MPM BioVentures II-QP, L.P. |
0 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
0 | |||
MPM Asset Management Investors 2000B LLC |
0 | |||
Ansbert Gadicke |
4,345,944 | * | ||
Luke Evnin |
4,345,944 | * |
(iii) | Sole power to dispose or to direct the disposition of |
MPM BioVentures II, LP |
322,902 | |||
MPM BioVentures II-QP, L.P. |
2,925,693 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
1,029,988 | |||
MPM Asset Management Investors 2000B LLC |
67,361 | |||
Ansbert Gadicke |
0 | |||
Luke Evnin |
0 |
Page | 10 |
of | 12 |
(iv) | Shared power to dispose or to direct the disposition of |
MPM BioVentures II, LP |
0 | |||
MPM BioVentures II-QP, L.P. |
0 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
0 | |||
MPM Asset Management Investors 2000B LLC |
0 | |||
Ansbert Gadicke |
4,345,944 | * | ||
Luke Evnin |
4,345,944 | * |
* | The shares are held as follows: 319,765 shares by MPM BioVentures II, L.P. (BV II), 2,897,266 shares by MPM BioVentures II-QP, L.P. (BV QP), 1,019,981 shares by MPM BioVentures GmbH & Co. Parallel Beteiligungs KG (BV KG) and 66,707 shares MPM Asset Management Investors 2000B LLC (AM LLC). BV II, BV QP, BV KG and AM LLC are under common control. Also includes the following shares issuable upon exercise of warrants within 60 days December 31, 2005: 28,427 by BV QP, L.P., 3,137 by BV II, 654 by AM LLC and 10,007 by BV KG. MPM Asset Management II LP (AM II LP) and MPM Asset Management II LLC (AM II LLC) are the direct and indirect general partners of BV II, BV QP and BV KG. The Reporting Person is a member of AM II LP, AM II LLC and AM LLC. |
Item 5. | Ownership of Five Percent or Less of a Class |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Item 8. | Identification and Classification of Members of the Group |
Item 9. | Notice of Dissolution of a Group |
Item 10. | Certification |
Page | 11 |
of | 12 |
MPM BIOVENTURES II, L.P. | MPM BIOVENTURES II-QP, L.P. | |||||
By:
|
MPM Asset Management II, L.P., its General Partner | By: | MPM Asset Management II, L.P., its General Partner | |||
By:
|
MPM Asset Management II LLC, its General Partner |
By: | MPM Asset Management II LLC, its General Partner |
|||
By:
|
\s\ Luke Evnin | By: | \s\ Luke Evnin | |||
Name: Luke B. Evnin | Name: Luke B. Evnin | |||||
Title: Manager | Title: Manager | |||||
MPM BIOVENTURES GMBH & CO. | MPM ASSET MANAGEMENT INVESTORS | |||||
PARALLEL-BETEILIGUNGS KG | 2000B LLC | |||||
By:
|
MPM Asset Management II LP, in its | By: | \s\ Luke Evnin | |||
capacity as the Special Limited Partner | Name: Luke B. Evnin | |||||
Title: Manager | ||||||
By:
|
MPM Asset Management II LLC,its | |||||
General Partner | ||||||
By:
|
\s\ Luke Evnin | |||||
Name: Luke B. Evnin | ||||||
Title: Manager | ||||||
By:
|
\s\ Ansbert Gadicke | By: | \s\ Luke Evnin | |||
Name: Ansbert Gadicke | Name: Luke B. Evnin |
Page | 12 |
of | 12 |
MPM BIOVENTURES II, L.P. | MPM BIOVENTURES II-QP, L.P. | |||||
By:
|
MPM Asset Management II, L.P., its General Partner | By: | MPM Asset Management II, L.P., its General Partner | |||
By:
|
MPM Asset Management II LLC, its General Partner |
By: | MPM Asset Management II LLC, its General Partner |
|||
By:
|
\s\ Luke Evnin | By: | \s\ Luke Evnin | |||
Name: Luke B. Evnin | Name: Luke B. Evnin | |||||
Title: Manager | Title: Manager | |||||
MPM BIOVENTURES GMBH & CO. | MPM ASSET MANAGEMENT INVESTORS | |||||
PARALLEL-BETEILIGUNGS KG | 2000B LLC | |||||
By:
|
MPM Asset Management II LP, in its | By: | \s\ Luke Evnin | |||
capacity as the Special Limited Partner | Name: Luke B. Evnin | |||||
Title: Manager | ||||||
By:
|
MPM Asset Management II LLC, its | |||||
General Partner | ||||||
By:
|
\s\ Luke Evnin | |||||
Name: Luke B. Evnin | ||||||
Title: Manager | ||||||
By:
|
\s\ Ansbert Gadicke | By: | \s\ Luke Evnin | |||
Name: Ansbert Gadicke | Name: Luke B. Evnin |