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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
For the Month of February, 2009
1-15240
(Commission File Number)
JAMES HARDIE INDUSTRIES N.V.
(Translation of registrants name into English)
Atrium, 8th floor
Strawinskylaan 3077
1077 ZX Amsterdam, The Netherlands
(Address of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F þ Form 40-F o
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): Not Applicable
Indicate by check mark if the registrant is submitting the
Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): Not Applicable
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes o No þ
If
Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not Applicable
Safe Harbor Statement
The Appendix 3B attached to this Form 6-K contains forward-looking statements. James Hardie may
from time to time make forward-looking statements in its periodic reports filed with or furnished
to the United States Securities and Exchange Commission on Forms 20-F and 6-K, in the annual
reports to shareholders, in offering circulars, invitation memoranda and prospectuses, in media
releases and other written materials and in oral statements made by the Companys officers,
directors or employees to analysts, institutional investors, lenders and potential lenders,
representatives of the media and others. Examples of forward-looking statements include:
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expectations about the timing and amount of payments to the Asbestos Injuries
Compensation Fund (AICF), a special purpose fund for the compensation of proven
Australian asbestos-related personal injury and death claims; |
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statements regarding tax liabilities and related audits and proceedings; |
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statements as to the possible consequences of proceedings brought against the
Company and certain of its former directors and officers by the Australian Securities
and Investments Commission; |
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expectations concerning indemnification obligations; |
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expectations concerning the costs associated with the suspension or closure of
operations at any of our plants and future plans with respect to any such plants; |
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expectations that the Companys credit facilities will be extended or renewed; |
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expectations concerning dividend payments; |
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projections of the Companys results of operations or financial condition; |
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statements regarding the Companys plans, objectives or goals, including those
relating to strategies, initiatives, competition, acquisitions, dispositions and the
Companys products; |
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statements concerning the Companys corporate domicile and tax residence and
potential changes to them; |
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statements about the Companys future performance; and |
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statements about product or environmental liabilities. |
Words such as believe, anticipate, plan, expect, intend, target, estimate, project,
predict, forecast, guideline, should, aim and similar expressions are intended to
identify forward-looking statements but are not the exclusive means of identifying such statements.
Forward-looking statements involve inherent risks and uncertainties. The Company cautions that a
number of important factors could cause actual results to differ materially from the plans,
objectives, expectations, estimates and intentions expressed in such forward-looking statements.
These factors, some of which are discussed under Key Information Risk Factors beginning on page
6 of the Form 20-F filed on 8 July 2008 with the Securities and Exchange Commission, include but
are not limited to: all matters relating to or arising out of the prior manufacture of products
that contained asbestos by current and former James Hardie subsidiaries; required contributions to
the AICF and the effect of foreign exchange on the amount recorded in the Companys financial
statements as an asbestos liability; compliance with and changes in tax laws and treatments;
competition and product pricing in the markets in which the Company operates; the consequences of
product failures or defects; exposure to environmental, asbestos or other legal proceedings;
general economic and market conditions; the supply and cost of raw materials; the success of
research and development efforts; reliance on a small number of customers; compliance with and
changes in environmental and health and safety laws; risks of conducting business internationally;
compliance with and changes in laws and regulations; foreign exchange risks; and the effect of
natural disasters and changes in our key management personnel. The
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Company cautions that the foregoing list of factors is not exclusive and that other risks and
uncertainties may cause actual results to differ materially from those in forward-looking
statements. Forward-looking statements speak only as of the date they are made.
EXHIBIT INDEX
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Exhibit No. |
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Description |
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Exhibit 99.1
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Appendix 3B |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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James Hardie Industries N.V.
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Date: Monday, 2 February 2009 |
By: |
/s/ Robert Cox
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Robert Cox |
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Company Secretary |
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EXHIBIT INDEX
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Exhibit No. |
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Description |
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Exhibit 99.1
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Appendix 3B |